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Rechtsgeschichte
Legal History
www.rg.mpg.de
Philip C. McCarty
Philip C. McCarty
1 D (2013) 1.
apparent that the conceptual tools provided by the scribing and measuring the complex macro-social,
disciplines were no longer adequate. In my own political and economic processes of globalization. 2
work, I became painfully aware that my anthro- Initially the analytical and methodological tools
pological training was simply not designed to deal used to study these complex global-scale issues
with the complex transformations that accompa- evolved from the various disciplines in which the
nied the onset of globalized capitalism. Scholars global scholars themselves were trained. These
were faced with the daunting task of developing included political science, economics, sociology,
new theories and analytical approaches that could anthropology, history, law and environmental sci-
grapple with complex ongoing global processes. ences, along with many other disciplines that span
The prospect of engaging the global was so daunt- the humanities, social and natural sciences. Like
ing that I remember a day in 1995 when one of my other interdisciplinary programs that developed
senior colleagues stormed down the hall asking during this same period, Global Studies was oen
»What is all this nonsense about globalization? presented as a confusing multi-disciplinary ag-
There is no such thing!« Since then I have oen glomeration of wildly different approaches taken
wished he had been right. from all these disciplines. 3 In Global Studies there
Global Studies can be understood as an exten- was, and remains, a strong tendency to revel in the
sion of interdisciplinary efforts that influenced mesmerizing complexity of it all. However, over
academia during the 1970’s and 80’s. Huge in- the past two decades an increasing number of
creases in post-World War II integration made it scholars began to synthesize and articulate a more
clear that no single academic discipline was suffi- coherent field of inquiry and explore historical
cient to describe the economic, social and political linkages to contemporary global issues as they
changes going on in the world. New interdiscipli- played out in the vast diversity of local settings
nary approaches such as World-Systems Analysis around the globe. 4
built upon existing approaches such as Political Without denying the complexity of global is-
Economy and International Relations. A variety of sues, or the field’s mongrel multidisciplinary ped-
interdisciplinary fields and programs were estab- igree, I argue that in the last few years Global
lished including Environmental Studies, Postcolo- Studies has reached new levels of interdisciplinary
nial Studies, Feminist Studies, Cultural Studies, synthesis, a deeper historical contextualization of
Development Studies, as well as Race, Ethnic, contemporary issues, and new understandings of
Diaspora and Area Studies. It is from these critical global-scale issues. 5 With these developments
and interdisciplinary trajectories that a coherent Global Studies has begun to emerge as a coherent
body of scholarship began to emerge dealing with interdisciplinary field with unique analytical per-
new challenges posed by globalization, the neo- spectives and approaches that are not necessarily
liberal deregulation of the global economy, and replicated in conventional disciplines. These
widespread social and political transformations unique global perspectives suggest that with re-
accompanying events such as the fall of the Berlin spect to European Legal History we need to de-
Wall and Tiananmen Square. stabilize the prevailing construct of Europe as a
Throughout the 1990s most scholarship en- privileged / superior assemblage of secular nation-
gaged in global issues revolved around what is states transferring legal norms to non-Western
oen called the globalization debate. What is societies around the world. As Duve argues, »If
globalization? How do we know it exists? When there is one important message in Postcolonial
did it start? What are its causes and effects? How Studies, or Global History, for Legal History, it lies
can we go about studying these macro-scale pro- in the emancipation from the nationally or region-
cesses? As a result, much of the early work in ally bound analytical categories which constrain
Global Studies tended to focus on locating, de- our research«. 6
II. Integrated Perspectives in Global Studies Global-scale issues can also manifest in different
ways across a variety of cultural contexts. 11 One
The interdisciplinary analytical perspectives that difficulty of our work is that in some cases the
have developed in Global Studies reflect both the variation of global issues at the local level is so
field’s interdisciplinary roots and the complex extreme that it challenges the definition of abstract
characteristics of global issues. 7 I would argue that Western analytical concepts and their assumed
global processes and the tools we use to analyze universality. 12 Nonetheless, global-scale issues nec-
them are essentially transgressive and integrative. essarily link large analytical abstractions to their
By transgressive I mean the breaking down of myriad local variations.
boundaries, in a spatial sense of crossing geo- From this discussion it should be clear that
political boundaries and in a temporal sense of global-scale issues aren’t found only in the large
crossing discrete historical periods. This transgres- macro processes of globalization. Global-scale pro-
sive impulse blurs disciplinary boundaries and cesses become manifest in the lives of ordinary
many fundamental categories of Enlightenment people and across the full range of human activ-
thinking. By integrative I don’t just mean an ities. The global can be found in large cities but also
interdisciplinary synthesis, but recognizing multi- in villages and neighborhoods. The global can be
ple connections between what are oen thought of found in multinational corporations but also in
as discrete social, political and economic processes, the workplace, in mass culture and in the rituals of
as well as the fundamental interdependence of daily life. The global can be found in grand histor-
apparently autonomous phenomena. The global ical narratives and individual life stories. Focusing
perspectives discussed below are examples of trans- on the sites where global issues become substantive
gressive and integrative themes in Global Studies. helps to keep Global Studies grounded, critical,
relevant and accessible.
Global and Local – Issues of Scale
Interconnection and Interdependence
The first thing one may notice about global
issues such as climate change, economic develop- Modern Western scholarship seeks to ration-
ment, human rights, immigration, transnational alize the study of society and social practices,
violence and processes of democratization is their breaking units of analysis down into ever finer
sheer size and scale. Global-scale issues are so large categories and discrete areas of specialization. In
and encompass so much variation that it can be contrast, Global Studies is about re-integrating our
difficult to wrap your head around any one global understanding of the world, and proceeds from the
issue. However, it is important to note that »global- assumption that studying the separate components
scale« doesn’t simply mean big – it does not mean of society may obscure the massive interconnectiv-
that we need »to study everything and every- ity of all of its parts. Historical and archaeological
where«. 8 Global-scale issues are not only imposed records indicate that human civilizations have al-
on the local in a top-down fashion. 9 For global ways been interconnected and that it rarely makes
scholars the local, national, regional and the global sense to separate human history into distinct geo-
are mutually constitutive, they create and recreate graphical regions or specific time periods. The
each other. 10 ingrained habit of dividing up the study of differ-
Global Studies scholars are interested in global- ent aspects of society into distinct units is one of
scale issues not simply as grand abstractions. For the main reasons that scholars find it difficult to see
most of us large, abstract or monolithic global- the myriad interconnections that define societies
scale issues only become real when they become and connect them across time and space. Today the
tangible in the world. It is a characteristic of large economic, political, legal and cultural realms of
global-scale issues that they frequently manifest social activity are clearly interconnected. 13 In an
differently at regional, national, and local levels. increasingly globalized world, whenever and wher-
7 G (2013), J (2014), 9 N P (2013) 11. 13 D (2013) 7.
N P (2013), S 10 See structuration in G (1984).
(2009), S (2013), S (2003). 11 D (2013) 22.
8 D (2013) 23. 12 C (2000) 9.
ever we look for connections we find that appa- de-territorialized quality in that they are every-
rently discrete elements are interconnected, inter- where and nowhere, or at least not neatly con-
dependent and mutually constitutive. tained within established political borders and
Global Studies has the potential to show us natural boundaries in the ways we are accustomed.
connections we could not have otherwise seen or As an example, take the controversial issue of
even imagined. It suggests that important connec- immigration. Even a cursory study reveals that the
tions exist between events and processes even when migration of people no longer happens from one
events appear to be disconnected and separated by point to another, from Third World to First World,
time, space, or even our own categories of thought. or vice versa. Immigration, transmigration and
By problematizing our dominant Western logics return migration have become so widespread and
and binary thinking, a global perspective has the complex that immigration can no longer be said to
power to destabilize our modern and linear under- have a clear directional flow. The sense of violation
standing of cause and effect in the social world. that accompanies the massive cross-migration of
Analyzing interconnections and interdepend- people fleeing poverty and war is not limited to
ence is not a purely theoretical exercise and has one nation or another. The borders of all nations
important practical applications. For example, are impacted by this problem and the crisis is felt
Global Studies shows us that the more policy- simultaneously – though to different degrees – all
makers underestimate the structural interconnect- over the world. The Third World is no longer
edness of related global issues, the more likely it is somewhere »out there,« safely far off as it may
that their policies and programs will have fewer once have seemed.
predictable outcomes and more unintended con- The point-to-point model of immigration fails
sequences. The multiplication of unintended con- to adequately describe the complex flow of people
sequences has real-world implications for interna- around the world. From a global perspective the
tional development programs and many other ebb and flow of immigrants has over the last two
public policies. hundred years been closely tied to the flow of
Engaging the transgressive and interdependent global capital through a global economy. Where
qualities of global issues may at first make the global-scale issues such as immigration are driven
world appear disorganized and chaotic. However, by global-scale economic processes these issues
the disruption of established ways of knowing has tend to defy geographic and political boundaries.
the potential to yield new understandings; in this This makes it difficult to study global-scale issues
case disruption and re-integration can yield new using territorial categories such as the nation-state.
analyses of systemic global-scale issues. For exam- It follows that in terms of a global analysis the data
ple, the interconnection and interdependence of sets that nation-states collect are also territorially
global issues such as recent increases in poverty, bound and essentially flawed. If immigration is a
growing urban slums and terrorism indicate that distributed issue driven by decentralized global-
these apparently discrete phenomena are interac- scale processes then it should be no wonder that
tive elements in a larger global system. 14 national immigration policies based on flawed
nation-bound understandings of immigration will
fail to deal with the issue.
Decentralized and Distributed Processes
Scholars that are trained to find clear connec-
Synchronic Contextualization
tions and simple dichotomies may be dismayed
when they find global issues are not only large and Global Studies scholars seek to situate appa-
complex, but like the Internet they can also be rently discrete phenomena back into the fabric of
decentralized and distributed. Global processes society, the social, political, economic, historical
may have more than one center or no center at and geographic relations from which they have
all. 15 They may have no hierarchy, directional flow been artificially extracted and abstracted. 16 What
or even clear linear causality. They tend to have a can appear as discrete institutions and realms of
productive activity in society are necessarily func- Moreover, it is important to note that histories
tioning parts of a whole. Treating them as separate are always plural. Global histories should be decen-
units is a fundamental misrepresentation that ob- tralized and not privilege one historical narrative
scures their interdependence and function within over another. This means that one community’s
the social system. This is an important point, since understandings of the past must be situated against
modern scholars typically approach topics such as other peoples’ narratives and historical memories
economics, politics, culture and law as singular that may be contradictory or even oppositional. 21
fields of analysis. As Duve points out with respect to law »we have
With respect to European Legal History it is many legal histories within the space called Eu-
essential to remember that law is a social construct rope«. 22 It is not sufficient to tell a singular or do-
that can’t be removed from its cultural context and minant history that presents European law being
must always be situated within the fabric of social, transported around the world influencing others.
political and economic relations. Duve argues, as Notes Duve, this analytical point of view eliminates
have other socio-legal scholars, that we must not internal differentiation of legal cultures within the
»consider ›law‹ as something categorically different spatial construct of Europe, and externally reinfor-
from other fields of cultural production, but as one ces »the image of the unity of a European legal
modus of normativity«. 17 culture by juxtaposing ›in‹ and ›outside‹«. 23
lenges taken-for-granted assumptions that too fied binaries (1974). Even though Wallerstein’s
oen went unquestioned in the modern period. core / semi-periphery / periphery model is oen
For example, Global Studies probes the limits of used as if it were a simple binary or triad, this is
the nation-state and the international relations not an accurate portrayal of his work. Wallerstein
paradigm, problematizing nationalism and mono- described a complex global system made up of
lithic national identities. 25 Global Studies also distributed systemic processes that are de-territori-
criticizes mainstream economics, free-market alized in the sense that they can exist side-by-side in
ideologies, and the assumptions behind economic the same place. In his approach, core and periphery
modernization and development models that put are the two ends of a spectrum. Along this spec-
Europe at the center and relegate everyone else to trum some nations have more diversified econo-
the periphery. 26 This is important for European mies and more total core processes than other
Legal History which, Duve points out, largely nations. It is important to note that in his model
presupposes that enlightened Europeans devel- this spectrum could also be applied to sub-national
oped the »rule of law« and continue to deliver it regions. Within every nation there are sub-regions
to the rest of the world. made up of predominantly core, semi-peripheral
I would add that being critical should not be or peripheral processes. For example »global cities«
understood as a destructive or negative impulse, can be understood as core areas containing many
but rather as a constructive and inclusive impulse. diverse core, semi and peripheral processes, and
The unpacking of dominant paradigms is oen these cities are in some ways more closely linked to
analytically constructive. Opening up scholarship each other than to the peripheral rural areas that
to multiple and alternative viewpoints can be surround them. 28
threatening, but it is also creative, producing new One must always be careful when applying
avenues of inquiry and pointing toward new syn- Western binary logics and abstractions to non-
theses and solutions. 27 Western regions. As the world becomes more
globalized the lines between East and West, First
and Third worlds, global North and South, are
Breaking Down Binaries
increasingly blurred. The people and issues that
Increasing levels of communication, integration Europeans historically positioned »out there« at
and interdependence in the global system require the margins are now right next door, and vice
us to complicate simple binaries such as East and versa. At the same time we should recognize that
West, colonizer and colonized, First and Third it is becoming more appropriate to apply devel-
Worlds, developed and developing. Such binaries opmental and human rights paradigms to our own
can be used effectively to emphasize inequality and post-industrial societies. In Global Studies, and
injustice. However, these same binaries also ob- across the humanities and social sciences more
scure the complexity of global issues. We may talk generally, scholars should avoid using binary logics
of rich and poor countries, but only a handful of that oversimplify and obscure variation. We should
countries are unequivocally rich or poor and the continually work to develop new terminology that
large majority of them fall somewhere in between. more accurately reflects the range of variation
Dichotomies such as rich and poor obscure the across a continuum.
variation between countries, as well as the internal
variation within each country. Even the poorest
Hybridity and Fluidity
countries have wealthy elites, middle and working
classes. And conversely, even the richest regions In addition to a strong preference for binaries,
have poverty and inequality. Western scholarship has a particular fondness for
Immanuel Wallerstein’s world-systems ap- fixed categorical distinctions. It is assumed that
proach is a good early example of systemic think- categories such as race, ethnicity, class, gender or
ing that moved beyond nation-states and simpli- nationality accurately describe the world. The im-
25 A (1983).
26 E (1995).
27 N P (2013) 7.
28 S (1991), D (2013) 15.
plicit assumption behind these kinds of categorical ism and cosmopolitanism key concepts in Global
schemas is that they are both comprehensive and Studies. 29
mutually exclusive. As we know, such categories Acknowledging pluralism is not only about
have many overlapping variations and are never recognizing the existence of other cultures in the
truly comprehensive or mutually exclusive. events and processes we study. Pluralism shapes the
Categories are assumed to be mutually exclusive field of global studies itself and impacts every
when a person cannot fit into more than one aspect of our work. Like the global processes we
category. With increasing immigration, and a bet- study, global scholarship is a distributed process. 30
ter understanding of the deep histories of human Global scholarship is produced by people in all the
movement, it is clear that our tidy racial and ethnic regions and cultures of the world. It doesn’t come
categories are overly simplistic and essentializing. from one place and can’t be just one thing. As a
Similarly national identities have become complex, result, global scholarship should not recoil from
hyphenated and multiple. There have always been plurality but embrace a plurality of voices and
groups that don’t fit neatly into the available perspectives. Duve makes this point when he
categories, and globalization is making it increas- argues, »In an age of globalization of research,
ingly difficult to ignore the limitations of our and of a certain tendency to adopt Anglo-Ameri-
categorical schemata. can scholarly practices, it is ever more important to
Developing new terminology that more accu- preserve and cultivate different canons and con-
rately reflects the range of possible identities in a cepts, to safeguard and promote epistemic plural-
globalized world is not sufficient. Any new under- ity«. 31 Global scholarship should recognize histor-
standing of hybrid identities also needs to take into ical asymmetries of power in the production of
account the transient nature of identity itself. knowledge, actively work to include scholars from
People have the ability to take on different identi- the Global South and support the multi-vocal
ties in different social settings. People in hybrid production of knowledge around the world.
racial, ethnic and national categories can shi back
and forth between categories, or occupy their
hybrid identities, depending on the context. This III. Globalizing Legal Histories
kind of fluidity indicates that we need to increase
the range of variation of our categories, allow Duve’s achievement in situating European Le-
overlapping categories, as well as movement be- gal History in global perspectives is very important.
tween categories. I would like to suggest that Duve could push his
argument further in terms of both temporal and
spatial integration. Firstly, regarding time, Duve
Multiple Perspectives and Voices
notes that legal historians must take into account
When dealing with complex global issues there medieval histories of law that filter into the nation-
isn’t just one side, or even two sides, to every issue. state building projects of the early modern era.
It is important to recognize that people around the Global perspectives suggest that even these medie-
world have their own cultures, religions, values val histories of law were legally pluralistic formu-
and their own ways of knowing grounded in lations drawn from deep global historical contexts
historical traditions and validated by lived experi- that included Middle Eastern, Far Eastern and
ences. This means that there is never just one African conceptions of government and law. As a
community, history, understanding, or truth since result, many European business and legal practices
each cultural tradition has its own understandings that emerged in the early modern era were appro-
and truths. The ability to understand an issue from priated directly from African, Middle and Far East-
multiple perspectives is an important part of crit- ern cultures.
ical global scholarship. This makes cultural relativ- Secondly, with respect to spatial integration,
ism, standpoint and intersectional theories, plural- Duve’s essay rightly recognizes the global impact
that European law had on other cultures in the societies have been, and continue to be, influenced
colonial context of the 18th and 19th centuries via by colonial others in many unacknowledged ways.
processes of diffusion, reception, translation and In conclusion, Duve’s essay has given me an
imitation. 32 This diffusion model implicitly af- opportunity to think about global perspectives as
firms a center-periphery model of causal influence, they play out in European Legal History. I am
whereby Europeans influenced their colonial out- confident that his pioneering contribution will
posts. We need to acknowledge a more robust spur others to confront historiographical biases
multi-directional exchange throughout the colo- and Eurocentric assumptions, and strive for new
nial context. This argument could be expanded to analytical syntheses in the global history of law.
show that the colonies also influenced European The global perspectives outlined above indicate
societies and their legal systems. 33 European soci- that the ongoing evolution of European law has
eties reaped the natural and economic resources of always been embedded in a web of other legal
the colonies and at the same time were influenced pluralities that includes non-Western legal tradi-
by the intellectual and cultural traditions they tions in the ancient, colonial, and contemporary
encountered. Historical events in the colonies, moments. Global perspectives also challenge legal
such as the American and Haitian Revolutions, scholars to incorporate emerging systems of trans-
played an important role in shaping European law national governance, sub-national legal cultures,
and politics. 34 The flourishing of European arts, and a variety of informal and illegal normative
sciences, politics and laws during the modern systems. Whatever the object of study or field of
period can’t be separated from bloody histories of inquiry, global perspectives shape the kinds of
conquest and imperialism. 35 Similarly, it would questions we ask, the analytical approaches we
not be possible to conceive of the formation of our take, and the ways we engage the world.
current trade, immigration and asylum laws out-
side of our more recent neo-colonial and neo-
imperial histories. In short, European laws and n
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