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Remote Sensing of Environment 120 (2012) 9–24

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Remote Sensing of Environment


journal homepage: www.elsevier.com/locate/rse

GMES Sentinel-1 mission


Ramon Torres a, Paul Snoeij a,⁎, Dirk Geudtner a, David Bibby a, Malcolm Davidson a, Evert Attema a,
Pierre Potin a, BjÖrn Rommen a, Nicolas Floury a, Mike Brown a, Ignacio Navas Traver a, Patrick Deghaye a,
Berthyl Duesmann a, Betlem Rosich a, Nuno Miranda a, Claudio Bruno b, Michelangelo L'Abbate b,
Renato Croci b, Andrea Pietropaolo b, Markus Huchler c, Friedhelm Rostan c
a
ESA/ESTEC, The Netherlands and ESA/ESRIN, Italy
b
Thales Alenia Space Italia, Italy
c
EADS Astrium GmbH, Germany

a r t i c l e i n f o a b s t r a c t

Article history: In the frame of the Global Monitoring for Environment and Security (GMES) Space Component programme,
Received 20 December 2010 the European Space Agency (ESA) undertook the development of a European Radar Observatory (Sentinel-1),
Received in revised form 14 April 2011 a polar orbiting two-satellite constellation for the continuation and improvement of SAR operational services
Accepted 7 May 2011
and applications. Satellite and payload are being built to provide routine, day-and-night, all-weather medium
Available online 18 February 2012
(typically 10 m) resolution observation capability. Ground infrastructure is provided for planning, mission
Keywords:
control, data processing, dissemination and archiving. Free and open data access is provided. Data quality
CSAR of the Sentinel-1 data products is shown along with uncertainty estimation of retrieved information products
Space borne confirming specified performance and indicating application growth potential. The unique data availability
C-Band performance of the Sentinel-1 routine operations makes the mission particularly suitable for emergency re-
Satellite sponse support, marine surveillance, ice monitoring and interferometric applications such as detection of
Remote Sensing subsidence and landslides.
GMES © 2012 Elsevier Inc. All rights reserved.
Constellation

1. Introduction for scientific discovery, revolutionised many Earth science disci-


plines and laid the foundations for commercial applications.
The short-lived but successful US SEASAT satellite provided a For example, ‘SAR interferometry’, which can track land shifts of
first glimpse of the potential of imaging radar from space in only a few millimetres, was developed mainly using ERS data and is
1978. ESA's own programme to develop advanced microwave now commonly used in Earth sciences and commercial applications.
radar instruments culminated with the launches of ERS-1 (17 The potential of space radars viewing the same scene only a short
July 1991) and ERS-2 (20 April 1995). ERS demonstrated for the time apart was demonstrated in 1995 and 1996 during the ERS ‘tan-
first time the feasibility of flying reliable, stable and powerful dem mission’, when the orbits of ERS-1 and ERS-2 were carefully
radar imaging systems in space. The dependability and all- matched but with a 1-day gap.
weather capability of the instruments also provided a foundation An important milestone was the launch of the Advanced SAR
for developing and exploiting radar images for a wide variety of (ASAR) on Envisat on 28 February 2002. This ensured the contin-
applications. While the initial objectives for ERS-1 at launch uation of C-band data and added enhanced capabilities such as
were predominantly oceanographic, other applications were con- wide swaths and dual polarisation, features that have since rapid-
sidered during the project's preparation. The ESA Remote Sensing ly been integrated into and exploited by many applications. The
Advisory Group in 1974, for example, emphasised commercial ap- archive of radar data since 1991 is extremely valuable for science
plications such as agriculture, land-use mapping, water resources, and applications, providing a consistent set of data spanning
overseas aid and mapping of mineral resources in its advice on 16 years.
ERS objectives. The rigorous design of the ERS SAR hardware – The ESA Sentinels constitute the first series of operational satel-
emphasising instrument stability in combination with accurate lites responding to the Earth Observation needs of the European
and well-calibrated data products – created new opportunities Union (EU) — ESA Global Monitoring for Environment and Security
initiative. The GMES Space Component (GSC) programme relies
strongly on new complementary developments by ESA in addition
⁎ Corresponding author. to existing and planned space assets from different agencies. As part
E-mail address: paul.snoeij@esa.int (P. Snoeij). of the GSC, ESA is currently undertaking the development of 3

0034-4257/$ – see front matter © 2012 Elsevier Inc. All rights reserved.
doi:10.1016/j.rse.2011.05.028
10 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Table 1 and ENVISAT ASAR. The two-satellite constellation offers six day exact
Sentinel-1 mission requirements. repeat and conflict-free operations based on two main operational
Data availability modes allowing exploiting every single data take. In comparison with
1 In order to avoid service provision gaps Sentinel-1 operations shall start be- its predecessors the Sentinel-1 mission represents an n-fold evolution
fore the end of the operational lifetime of ERS/Envisat and last for a period of of capability as expressed by the figure-of-merit developed in
at least 10 years.
Section 9.5. In the framework of international interoperability agree-
2 Unless specified otherwise performance shall satisfy ERS/Envisat
requirements. ments the effective revisit and coverage performance may be further
3 End-to-end product availability to the end user shall typically be better than improved by access to the planned Canadian C-band SAR Constellation
95%, based on a main mode of observation and on systematic operations with (RADARSAT Constellation Mission, see for example Flett et al. (2009)).
on-demand observations in exceptional cases.
Observation requirements from GMES services are defined in terms
4 Coverage, revisit and exact repeat observation necessitate the use of non-ESA
satellites. Therefore similarity of data products and observation geometry is
of data availability, coverage and revisit, timeliness and characteristics
required as well as ground segment interoperability. of data products. The service requirements for C-band SAR observations
5 All products shall be processed to Level-0 and Level-1 and archived. were translated into 18 Sentinel-1 mission requirements shown in
Note: Level-0 is reformatted, time-ordered satellite data, in computer- Table 1, providing the basis for the mission design, Attema (2005).
compatible format. Level 1-products are geo-located products in which data
To deal with user requirements for both high and medium resolu-
has been converted to engineering units, auxiliary data has been separated
from measurements, and selected calibrations have been applied to the data. tion data conventional SAR system designs include different opera-
6 Data shall be delivered to the user within the timeliness specification from the tional modes that either optimise the spatial resolution (at the
archive or in near real time (NRT). expense of the swath, hence the coverage) or the swath width (at
the expense of the resolution). Taking account of data access through
Coverage and revisit
7 For interferometry global exact repeat coverage shall be achieved bi-weekly
GMES to complementary national very high-resolution SAR missions
(e.g. with an interval of less or equal 14 days). (TerraSAR-X by DLR/Astrium GmbH, Cosmo-SkyMed by ASI)
8 Fast global access on demand shall be provided within the timeliness Sentinel-1 has been designed to address primarily medium to high
specification. resolution applications through a main mode of operation that fea-
9 Daily full coverage shall be achieved north of +45° latitude north and south of
tures both a wide swath (250 km) and high geometric (5 m × 20 m)
−45°.
Note: A constellation of 4 satellites would satisfy the corresponding and radiometric resolution. Over sea–ice and polar zones or certain
observation requirement. As the proposed concept initially includes only two maritime areas, an extra-wide swath mode may be used to satisfy
satellites an average revisit once every two days is achieved. Consequently the observation requirements of certain service providers (e.g. sea–
collaboration and interoperability with non-ESA satellites would be required. ice monitoring), in order to ensure in particular wider coverage and
Timeliness
better revisit time by sacrificing geometric and radiometric
10 Near real time data shall be delivered to users within 3 h of observation. resolution.
11 User request for archived data shall be completed within typically 24 h and in As the operation follows a pre-programmed conflict-free scenario
no case within more than 3 days after issuing of a user request. there is no need to make data acquisition requests for these modes.
12 Emergency operations shall be completed typically within 24 h and in no case
The imaging modes can be operated for a maximum of 25 min per
within more than 48 h after issuing of a user request.
orbit. The remaining time the instrument operates over the open
Characteristics of data products ocean in the Wave Mode providing sampled images of 20 × 20 km at
13 The centre frequency shall be selected within 5250–5570 MHz (C-Band). 100 km along the orbit with low data rate.
14 The system shall be designed to support interferometry. It is expected that Sentinel-1A will be launched mid 2013 and
15 A 240 km swath width follows from revisit requirements for the main mode of
observation.
Sentinel-1B about 18 to 24 months later.
16 A Wave Mode shall be provided with 20 × 20 km imagettes every 100 km
along track 3. Sentinel-1 satellite
17 The main mode of observation shall have both VV and VH polarisation.
18 Optional additional modes shall be provided including a mode with both HH
Sentinel-1 (see Fig. 1) is being realised by an industrial consortium
and HV polarisation.
lead by Thales Alenia Space Italy as Prime Contractor, with Astrium
Germany being responsible for the CSAR payload, incorporating the
central radar electronics sub-system developed by Astrium UK.
Sentinel mission families. 1 Each Sentinel is based on a constellation of
2 satellites in the same orbital plane. This configuration allows to fulfil
the revisit and coverage requirements, and to provide a robust and af-
fordable operational service. The life time of the individual satellites is
specified as 7 years, with consumables on-board each satellite allow-
ing a mission extension up to 12 years. The life cycle of a satellite gen-
eration is planned to be in the order of 15–20 years.

2. The Sentinel-1 mission

Sentinel-1 is designed to work in a pre-programmed conflict-free


operation mode, imaging global landmasses, coastal zones, sea–ice,
polar areas, and shipping routes at high resolution, and covering the
global ocean with imagettes. This ensures a reliability of service re-
quired by operational services and a consistent long-term data archive
built for applications based on long time series. Sentinel-1 revisit and
coverage are dramatically improved with respect to the ERS-1/2 SAR

1
In addition, two units of Sentinel-4 instruments to be embarked on Meteosat Third
Generation (MTG) meteorological satellites and a Sentinel-5 Precursor mission have
been adopted as part of the GSC Programme. Fig. 1. Artist impression of Sentinel-1 in orbit.
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 11

The spacecraft is based on the PRIMA (Piattaforma Italiana Multi ○ Attitude control during Ultimate Safe Mode
Applicativa) Platform with a mission specific payload module, in ○ End of life disposal
this case the CSAR Instrument. The design of the satellite leverages ● Spacecraft Data Handling including:
experience gained from the Canadian RadarSat-2 and the Italian ○ Telecommand reception, handling and distribution
Cosmo-Skymed programmes for which PRIMA was also used. ○ Telemetry collection, packetisation and forwarding to ground
by TT&C communication equipment
3.1. Platform ○ Time and synchronisation signals management also in support
of payloads
The spacecraft designed for the Sentinel-1 mission is a 3-axis stabi- ● Spacecraft autonomy and failure detection identification and
lised satellite, directly placed into the Earth orbit by the launcher. It is recovery:
characterised by sun, star, gyro and magnetic field sensors, and a set ○ Payload and spacecraft status monitoring, management and
of 4 reaction wheels, dedicated to orbit control and to attitude control recovery
and 3 torque rods as actuators, to provide steering capabilities on each ○ S/C Operations Planning support (Mission Time Line and Sub
axis. The spacecraft (S/C) is equipped with 2 solar array wings capable schedule) housekeeping telemetry and command
of producing 5900 W (at End of Life) to be stored in a modular battery.
● Power:
The Platform provides highly accurate pointing knowledge (better
○ Power generation and storage
than 0.004°) on each axis, high pointing accuracy (about 0.01° on
○ Power conditioning, protection, distribution and switching
each axis), and real time orbit determination together with a dedicat-
○ Pyrotechnic devices actuation
ed propulsion system for precise orbit control. The reference orbit
● Thermal control:
will be maintained within an Earth-fixed orbital tube of a diameter
of 100 metre-rms during the nominal mode operation time. The sta- ○ Temperature monitoring
tistical definition of the orbital tube implies the comparison of the ○ Heat generation and removal
perturbed orbit with respect to the reference orbit at the same argu- ● Structure:
ment of latitude. Sentinel-1A and Sentinel-1B shall have the same ref- ○ Primary structural support and interface on the launch vehicle
erence orbit with a 180 degree orbital phasing difference. ○ Appendages tie-down points and release mechanisms
Computer, avionics and the satellite communication backbone are ● Communication with Ground:
based on the MIL-1553 command bus with the ERC32-SC processor ○ Spacecraft telemetry transmission and telecommand reception
providing high performance computing and processing capabilities via S-Band transponder
on-board. ○ Instrument telemetry transmission via X-Band Payload Data
The total mass of the spacecraft at launch is around 2300 kg. Handling Terminal
The Sentinel-1 spacecraft main characteristics are shown in Table 2.
The Platform provides features for the management of the Atti- The Platform general architecture is based on three main structure
tude and Orbit Control Systems (AOCS), Data Handling and Command modules and functionally decoupled to allow the parallel modules in-
and Control functions of the Spacecraft and all the necessary support- tegration and testing activities up to the satellite final integration.
ing functions. The modules are:
The main Platform functions are: ● the Service Module carrying only Platform units apart from the
● AOCS including: propulsion ones;
○ Precise attitude measurements ● the Propulsion Module carrying all the propulsion items con-
○ Stable and precise 3 axis pointing nected by propellant lines;
○ Precise orbit determination ● the Payload Module carrying al the payload equipment including
● Propulsion: the pertinent appendages.
○ Orbit injection Most of the Propulsion module is enclosed in the Service module,
○ Orbital tube maintenance being integrated into the cone section interfacing the S/C to the
launcher adaptor, while the Payload module is mounted onto the Ser-
Table 2 vice module allowing the Payload (P/L) units/appendages allocation
Sentinel-1 spacecraft characteristics. through four lateral panels and the upper platform.
Lifetime 7 years (consumables for 12 years)

Orbit Near Polar Sun-Synchronous @ 693 km;


3.2. Payload Data Handling Terminal
12-day repeat cycle; 175 orbits per cycle
Mean local solar time 18:00 at Ascending Node The PDHT comprises all functions necessary for the acquisition,
Orbital period 98.6 min storage and handling of data generated by different sources:
Max eclipse duration 19 min
Attitude stabilisation 3 axis stabilised ● CSAR data
Attitude accuracy 0.01° (each axis)
● GPS raw data (or auxiliary data) and S/C telemetry data
Nominal flight attitude Right looking
Steering Zero Doppler yaw steering and roll steering In addition to data storage and handling functions the PDHT pro-
(− 0.8 to 0.8°)
vides data formatting and transmissions capability of the data to the
Attitude profile Geo-centric and geodetic
Orbit knowledge 10 m (each axis, 3 sigma) using GPS ground stations.
Operative autonomy 96 h Direct downlink transmission capability is available for all the ac-
Launch mass 2300 kg (incl. 130 kg monopropellant fuel) quisition modes of the CSAR in single or dual polarisation.
Dimensions (stowed) 3900 × 2600 × 2500 mm3
The PDHT is build up from the following subsystems: Data Storage
Solar array average power 5900 W (End-of-Life)
Battery capacity 324 Ah and Handling Assembly (DSHA), Transmission Assembly (TXA) and
Spacecraft availability 0.998 X-band Antenna Assembly (XBAA).
S-Band Telemetry, Tracking & 64 kbps Telecommand; 128 kpbs/2 Mbps The on-board memory has been sized to 1410 Gb. The memory
Command (TT&C) data rates Telemetry (programmable) has been designed to enable simultaneous storage of data from the
Launcher Soyuz from Kourou
two polarisation channels of the CSAR instrument and from
12 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Housekeeping Telemetry (HKTM), and auxiliary data for data ac- provided that, in combination with the Wave mode (WV) satisfies
quired during at least two orbits. most currently known service requirements. Additionally the mutual-
The PDHT storage equipment is based on solid-state memory de- ly exclusive Strip Map mode (SM) and the Extra Wide-swath mode
vices. The number of packet stores has been defined in order to (EW) are provided for continuity reasons (with respect to ERS and
allow prioritising of the stored data during downlink activities with Envisat) as well as for accommodation of emerging user require-
at least 4 levels of priority, and temporarily storing data to be trans- ments. Two mutually exclusive dual polarisation modes are provided
mitted in direct downlink. for the imaging modes. A summary of the SAR instrument measure-
The main tasks of the TXA are: ment modes and their characteristics is given in Table 3.
Except for the Wave Mode, which is a single polarisation mode
● Provide the necessary performance to meet the communication (selectable between HH and VV), the CSAR instrument supports oper-
link requirements; ation in dual polarisation (HH + HV, VV + VH) implemented through
● Provide full redundancy and cross-strapping for each function; one transmit chain (switchable to H or V) and two parallel receive
● Receive discrete and serial telecommands to allow its configura- chains for H and V polarisation. The specific needs of the four different
tion in flight and for on-ground testing; measurement modes with respect to antenna pointing require the
● Provide discrete and serial telemetry to allow its control in flight implementation of an active phased array antenna.The CSAR antenna
and for on-ground testing; folded around the platform is presented in Fig. 2.
● Interface the satellite power bus and generate the necessary To meet the demanding image quality and swath width require-
power supply interfaces for TXA equipments. ments, the IW mode is implemented as a ScanSAR mode with pro-
The X-Band Antenna Assembly provides transmission to ground of gressive azimuth scanning. This requires a fast antenna beam
the X-Band modulated signals received by the TXA. One of the main steering in elevation for ScanSAR operation, i.e. transmitting a burst
tasks of the XBAA is that of limiting the radiation of RF energy outside of pulses towards a sub swath. In addition, fast electronic azimuth
the nominal beam coverage, to avoid interference with the spacecraft scanning has to be performed per sub swath using the Terrain Obser-
environment and especially with the CSAR antenna. vation by Progressive Scan (TOPSAR) operation (De Zan and Monti
The PDHT is able to support the mission operations (data storage Guarnieri (2006)) in order to harmonise the performance in along
and data downlink) by performing: track direction and reduce scalloping. Hence, the IW mode will
allow combining a large swath width (250 km) with a high geometric
● data acquisitions from the CSAR potentially for the full extent of resolution (5 m × 20 m on ground). Interferometry is ensured
the orbit duration and on all orbits; through sufficient overlap of the Doppler spectrum (in the azimuth
● a continuous dump equal to 20 min; domain) and the wave number spectrum (in the elevation domain).
● an overall dump duration within any 100 min window of up to The Wave mode data product is composed of single strip map op-
30 min. erations with an alternating elevation beam (between 23 and 36.5
mid incidence angle) and a fixed on/off duty cycle, which results in
4. Sentinel-1 CSAR instrument the generation of vignettes of 20 km × 20 km size with a 5 m × 5 m
on ground resolution in regular intervals of 100 km.
4.1. Modes of operation In Strip Map mode the instrument provides coverage with a high
geometric resolution (5 m × 5 m on ground) over a narrower swath
Following the Sentinel-1 mission requirements one main opera- width of 80 km. Six overlapping swathes cover the access range of
tional imaging mode the Interferometric Wide-swath mode (IW) is 375 km. For each swath the antenna has to be configured to generate
a beam with fixed azimuth and elevation pointing. Appropriate eleva-
tion beam forming has to be applied for range ambiguity suppression.
Finally the Extra Wide-swath mode covers an ultra-wide swath
width of 400 km at medium resolution (20 m × 40 m on ground),
which is achieved through the implementation of a ScanSAR mode
with a fast beam scanning capability in elevation. As in the case of
the IW mode the Extra Wide-swath mode is implemented with a pro-
gressive azimuth scanning (TOPSAR operation).
The three imaging modes are high bit rate (HBR) modes, while the
wave mode is a low bit rate (LBR) mode. The four operational modes
of Sentinel-1 are illustrated in Fig. 3.

4.2. Instrument architecture and key parameters

The CSAR instrument is a synthetic aperture radar operating in the


C-Band using horizontal and vertical polarisation for transmit and re-
ceive. A functional block diagram of the instrument is given in Fig. 4.
The CSAR instrument is composed of two major subsystems

● the SAR Electronics Subsystem (SES)


● the SAR Antenna Subsystem (SAS)

The radar signal is generated at base band by the chirp gener-


ator and up-converted to C-band within the SES. This signal is
distributed to the High Power Amplifiers inside the Electronic
Front End (EFE) Transmit/Receive Modules (TRMs) via the
beam-forming network of the SAS. Signal radiation and echo
Fig. 2. CSAR antenna folded around the platform. reception is realised with the same antenna using slotted
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 13

Table 3
Main characteristics of the Sentinel-1 nominal measurement modes.

Parameter Interferometric Wide-swath mode (IW) Wave mode (WV) Strip Map mode (SM) Extra Wide-swath mode (EW)

Polarisation Dual (HH + HV, VV + VH) Single (HH, VV) Dual (HH + HV, VV + VH) Dual (HH + HV, VV + VH)
Access (incidence angles) 31°–46° 23°–37° (mid incidence angle) 20°–47° 20°–47°
Azimuth resolution b20 m b5 m b5 m b40 m
Ground range resolution b5 m b5 m b5 m b20 m
Azimuth and range looks Single Single Single Single
Swath >250 km Vignette 20 × 20 km >80 km >410 km
Maximum NESZ −22 dB −22 dB −22 dB − 22 dB
Radiometric stability 0.5 dB (3σ) 0.5 dB (3σ) 0.5 dB (3σ) 0.5 dB (3σ)
Radiometric accuracy 1 dB (3σ) 1 dB (3σ) 1 dB (3σ) 1 dB (3σ)
Phase error 5° 5° 5° 5°

waveguide radiators. In receive, the echo signal is amplified by ● Digital Chirp Generator and selectable receive filter bandwidths to
the low noise amplifiers inside the EFE TRMs and summed up allow efficient use of on board storage considering the ground
using the same network as for transmit signal distribution. After range resolution dependence on incidence angle
filtering and down conversion to base band inside the SES, the ● Flexible Dynamic Block Adaptive Quantisation to allow efficient
echo signal is digitised and formatted for recording. use of on-board storage and minimise downlink times with negli-
Table 4 provides a brief overview on the instrument key gible impact on image noise.
parameters.
The key design aspects of the CSAR Payload can be summarised as The up-conversion and amplification module of Sentinel-1 is given
follows: in Fig. 6, while a three dimensional view of the SAS Tile, which is the
elementary building block of the SAR Antenna Subsystem, is given in
● Active phased array antenna providing fast scanning in elevation Fig. 7.
(to cover the large range of incidence angles and to support Scan- Important to mention is also the roll steering mode of the space-
SAR operation) and in azimuth (to allow use of TOPSAR technique craft. This continuous roll manoeuvre around orbit (similar to yaw
and meet the image quality requirements) steering in azimuth) compensates for the altitude variation such
● Dual channel Transmit and Receive Modules and H/V-polarised that it allows usage of a minimal number of different pulse repetition
pairs of slotted waveguides (to meet the polarisation frequencies (PRFs) and sample window lengths (SWLs) around the
requirements) orbit. Only a single PRF and SWL are necessary per swath/sub-swath
● Internal Calibration scheme, where transmit signals are routed around orbit, with the exception of swath 5 of the Strip Map mode
into the receiver to allow monitoring of amplitude/phase varia- where two different PRFs have to be used. In addition, the update
tions for later correction in the processing, leading to high radio- rate of the sampling window position around orbit is minimised
metric stability. (b1/2.5 min), leading to significant simplification of instrument oper-
● Metallised Carbon Fibre Reinforced Plastic radiating waveguides ations. Since the instrument can work with a single fixed beam for
to ensure good radiometric stability outside the internal calibra- each swath/sub-swath over the complete orbit, the number of eleva-
tion scheme (Fig. 5). tion beams is minimised. The roll steering rate is fixed at 1.6°/27 km

Fig. 3. Sentinel-1 operational modes.


14 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Fig. 4. CSAR instrument functional block diagram.

altitude variation. The roll applied to the sensor attitude depends lin- CSAR instrument activities and X-Band downlink operations, on the
early on altitude and varies within the interval − 0.8° (minimum sen- basis of a systematic pre-defined observation scenario.
sor altitude) to 0.8° (maximum sensor altitude).
5.1.1. Data reception and ingestion
CSAR real-time sensed data as well as data played back from the
5. Sentinel-1 PDGS and CSAR processor on-board PDHT are downlinked directly to ground or via the Europe-
an Data Relay Satellite (EDRS), received, down-converted, de-
5.1. PDGS main functions modulated and transferred to the Processing facilities for systematic
generation and archiving of Level-0 and Level-1/2 data products.
The Sentinel-1 Payload Data Ground Segment (PDGS) provides re- This function also includes frame synchronisation and reconstruction
ception of CSAR instrument data, systematic processing, archiving of the CSAR data (Instrument Source Packets, ISP) in a Computer
and dissemination of operational SAR data for the GMES services, Compatible Format (CCF).
and carries out various planning and monitoring tasks including
5.1.2. Data processing
Payload Level-0 data are processed to produce Level-1 and Level-2
Table 4 products applying all the necessary processing algorithms and for-
Instrument key parameters. matting techniques. The desired products are produced systematical-
ly or on request either in near real time (i.e. within 3 h after sensing)
Parameter Value
for time-critical data and within 24 h from sensing for all acquired
Centre frequency 5.405 GHz
data. Processing management capabilities and re-processing capabil-
Bandwidth 0 … 100 MHz (depending on
the mode and sub swath) ities are provided as well as the possibility to re-assemble “partial”
Polarisation HH + HV, VV + VH
Antenna size 12.3 m × 0.821 m
RF Peak Power (sum of all 4368 W
TRMs, at TRM o/p)
Pulse width 5–100 μs (programmable)
Transmit duty cycle
Max 12%
Strip map 8.5%
Interferometric Wide-swath 9%
Extra Wide-swath 5%
Wave 0.8%
Receiver noise figure at TRM input 3.2 dB
Pulse repetition frequency 1000–3000 Hz (programmable)
ADC sampling frequency 300 MHz (real sampling) (Digital
down-sampling after A/D conversion)
Sampling 10 bits
Data compression Selectable according to FDBAQ, see
Attema et al. (2010).
Instrument operation Up to 25 min per orbit continuously
in any of the imaging modes and for
the rest of the orbit in Wave mode
Instrument mass 945 kg
CSAR DC power 3870 W (Interferometric Wide-swath Mode,
two polarisations)
CSAR data storage capacity 1410 Gb (End-of-Life)
Effective CSAR downlink data rate Two channels of 260 Mbps each
Fig. 5. SAS tile, front view with H/V-polarised pairs of slotted waveguides.
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 15

5.1.6. Mission access and user interface


Several different capabilities are provided for permitting and sup-
porting successful handling of submitted user queries. These include
management of user access, user information management, docu-
mentation and Help Desk.

5.1.7. Mission performance assessment and data quality control


Capabilities are provided for mission performance assessment and
data quality control, ensuring that data quality and instrument per-
formance meet the expected requirements. These include verifica-
tion, calibration and validation.

5.1.8. Monitoring and control


Tools are provided to ensure that all available resources (i.e. hard-
ware, software and network) required to operating the PDGS accord-
ing to its functional and performance requirements are operating
nominally.
Fig. 6. Up-conversion and amplification module of Sentinel-1.
5.2. Sentinel-1 CSAR Level-1 and Level-2 data products

Level-0 products (i.e. covering only part of an acquisition segment or The Sentinel-1 CSAR Instrument Processing Facility (IPF) can gen-
part of a dual-polarisation acquisition segment) resulting from frag- erate the following Level-1 (L1b) products from the four acquisition
mented downlinks over different stations (or over the same station modes:
in different passes).
● Slant Range, Single-Look Complex (SLC)
5.1.3. Archiving ● Ground Range, Multi-Look, Detected (GRD)
Archiving and long-term preservation of data is ensured for all ● Browse (BRW).
Level-0 data and for a set of configurable systematic higher-level The products are further classified according to their resolution
products. In addition a configurable mid-term (months-years) stor- into:
age capability is provided for the products systematically generated
to fulfil GMES Service needs. This function includes all operations to ● Full Resolution (FR) (SM mode)
be put in place to store these data and ensure their integrity according ● High Resolution (HR) (SM, IW and EW mode)
to the applicable requirements. ● Medium Resolution (MR) (SM, IW, EW and WV modes).

5.1.4. Data dissemination and exchange Table 5 gives an overview of the characteristics of the GRD
GMES Sentinel-1 products are provided to the user typically by products.
electronic server access (e.g. on-line data provision) and data is ex- The IPF supports the processing of dual-polarisation data. The fol-
changed within and amongst the PDGS physical Centre(s) and lowing algorithms are implemented in the Sentinel-1 IPF are:
Station(s). Near real time dissemination is allocated to the receiving ● Pre-Processing algorithms
Station(s) and less time-critical data dissemination is allocated to ● Doppler Centroid Estimation algorithms
the Assembly, Processing and Archiving Centre(s). ● SLC Processing algorithms
● GRD Processing algorithms.
5.1.5. Mission planning
Detailed payload sensing and downlink schedules are defined and The Sentinel-1 CSAR IPF will also be able to generate Level-2 ocean
exchanged with the GMES Sentinel-1 Flight Operations Segment products, both from wave mode data and from high bit rate mode
(FOS). SAR instrument parameters tables required to configure the data (SM, IW and EW modes). Level-2 ocean products include infor-
instrument operations are also transferred to the FOS for uplink to mation on ocean swell spectra, ocean wind and currents (in the
the spacecraft. Satellite contact schedules are transmitted to the re- form of radial surface velocity). The exact content of the Level-2
ceiving ground stations. ocean products depends on the specific Sentinel-1 operational mode.

Fig. 7. Three-dimensional view of the SAS tile layout.


16 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Table 5
Sentinel-1 CSAR L1 ground range detected products characteristics.

SM IW EW

S1 S2 S3 S4 S5 S6

Swath width (km) 80 80 80 80 80 80 250 400


GRD FR Ground range resolution (m) 8.1 8.4 8.8 9.0 9.2 9.2
Azimuth resolution (m) 8.1 8.7 8.8 8.9 8.9 9.1
Total number of looks 4.0 4.0 4.0 4.0 4.0 4.0
Pixel spacing (m) 4.0 4.0 4.0 4.0 4.0 4.0
Size MByte/5 min of acquisition 19,495 19,495 19,495 19,495 19,495 19,495
GRD HR Ground range resolution (m) 21.4 22.2 23.1 23.7 24.2 24.4 20.3 49.3
Azimuth resolution (m) 21.3 23.0 23.2 23.6 23.4 24.0 21.8 50.4
Total number of looks 36.0 36.0 36.0 36.0 36.0 36.0 5.0 3.0
Pixel spacing (m) 10.0 10.0 10.0 10.0 10.0 10.0 10.0 25.0
Size MByte/5 min of acquisition 3143 3143 3143 3143 3143 3143 9744 2499
GRD MR Ground range resolution (m) 78.0 80.7 84.1 86.4 87.9 88.7 87.8 91.1
Azimuth resolution (m) 77.3 83.8 84.4 85.7 85.0 87.4 89.2 88.3
Total number of looks 484.0 484.0 484.0 484.0 484.0 484.0 110.0 12.0
pixel spacing (m) 40.0 40.0 40.0 40.0 40.0 40.0 40.0 40.0
Size MByte/5 min of acquisition 128 128 128 128 128 128 392 629

5.3. TOPSAR specific processing currently disseminated ASAR Wide Swath Mode and Image Mode prod-
ucts today systematically. The product size for L1 imaging modes would
The Sentinel-1 IW and EW modes acquire wide-swath data (com- however be difficult to manage at the user side (Table 6).
posed of 3 and 5 sub-swaths respectively) using the TOPSAR imaging Therefore the level-1 image mode products are segmented in
technique. This requires TOPSAR-specific algorithms to deal with the “slices” of defined length along track, optimised per mode and product
antenna steering rate and the Doppler Centroid (DC) rate due to the type. The level-1 slices cover a sub-set of the data take in along-track di-
steering. The required azimuth pre and post-processing of the data rection and the complete data take area in the across track direction.
include de-ramping of the data prior to base band DC estimation, az-
● Slices are referred to the start of each acquisition segment.
imuth ambiguity estimation and GRD azimuth processing.
● Slices are in the nominal product type projection (slant-range for
The Sentinel-1 IW and EW SLC products contain one image per
SLC, ground range for GRD).
sub-swath and one per polarisation channel, for a total of 3 (single
● Slices are stand-alone products and can be handled separately in
polarisation) or 6 (dual polarisation) images for IW data and 5 (single
terms of archiving and dissemination.
polarisation) or 10 (dual polarisation) images for EW data.
● Slices are seamlessly “concatenable” into a continuous product or
Each sub-swath image consists of a series of bursts, where each
“strip” covering up to the complete data take.
burst has been processed as a separate SLC image. The individually fo-
● Slice concatenation may be performed before dissemination by
cused complex burst images are included, in azimuth-time order, into
the PDGS or after dissemination by the user.
a single sub-swath image, with black-fill demarcation in between. Due
to the one natural azimuth look inherent in the data, the imaged ground
6. Sentinel-1 operation and observation capabilities
area of adjacent bursts will only marginally overlap in azimuth — just
enough to provide contiguous coverage of the ground (Fig. 8). The im-
6.1. Mission operation concept
ages for all bursts in all sub-swaths of an IW and EW SLC products are
re-sampled to a common pixel spacing grid in range and azimuth.
The Sentinel-1 mission is designed to provide ‘guaranteed data
Burst synchronisation is ensured for both IW and EW products. The pro-
services’ for which liability can be accepted commensurate with the
cessing is phase preserving.
user needs following the GMES public institutional user model. This
is common practice for meteorological data provision. Most acquisi-
5.4. Dual-polarisation processing
tions can be pre-planned and the routine operations are normally
not interrupted. Therefore no specific acquisition requests are re-
The processing steps required for the dual-polarisation data pro-
quired and data access is mainly by subscription supporting multi-
cessing are essentially the same as those required for the processing
temporal observations and near real time product generation. This
of single-polarisation data, and generally speaking each polarisation
is particularly important for responding to emergency requests to
is processed in the same manner. However, there are a few additional
support disaster management in crisis situations as no time is wasted
considerations when processing dual-polarisation data:
for satellite commanding and conflict resolution. However, if special
1. A separate image is generated for each polarisation, and operational modes are required the system is designed to respond
polarisation-specific correction and calibration factors will be ap- at the expense of slightly increased response time. All data is system-
plied during the processing of each polarisation (for example, cal- atically processed and available within 24 h. Data can be also re-
ibration pulses, antenna patterns, etc.). trieved off-line from the archive.
2. The same estimated Doppler Centroid (DC) must be used for pro-
cessing both polarisations, so that the two resulting images are 6.2. Spacecraft operations concept
accurately co-registered. Therefore the DC estimated from the
co-polarisation channel will be used, for DC estimation. The following list summarises the main characteristics of the
Sentinel-1 mission that determine the Operations Concept:
5.5. The slicing concept
● The Sentinel-1 spacecraft is designed such that its on-board re-
As a continuation of ENVISAT ASAR services Sentinel-1 is required to sources allow storing the complete instrument schedule covering
give users systematic access to long product strips similar to the a maximum time interval of 4 days.
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 17

IW SLC IW SLC de-burst

Fig. 8. IW SLC de-burst azimuth overlap.

● In terms of on-board autonomy, the satellite can operate nominal- housekeeping telemetry. Moreover, the FOS includes a Flight Dynam-
ly for at least 96 h without any ground intervention. ics System facility responsible for orbit determination and prediction,
● The resulting routine Operations Concept is characterised by the and generation of attitude and orbit control telecommands. Other FOS
following main aspects: functions comprise the monitoring and control facilities for the Track-
○ With the exception of emergency response acquisitions the ing, Telemetry and Telecommand ground station network.
spacecraft will operate according to a pre-planned schedule of The FOS provides spacecraft monitoring and control services to
commands (a predefined mission timeline similar for every support the mission exploitation according to specifications and re-
cycle, with few updates during the year to cope with seasonal quirements previously introduced. More specifically, the FOS imple-
variations e.g. for sea–ice and iceberg monitoring) uploaded mentation shall:
from ground.
○ The ground operator will acquire housekeeping data via the ● offer flexibility and scalability capabilities to integrate comple-
TT&C ground station network. The downlinked housekeeping mentary functions for evolving requirements (e.g. extension to
data from the platform and the payload will be processed to emergency services)
verify the spacecraft health; ● offer efficient data exchange between FOS and PDGS
○ Real time transmitted SAR data will be received by X-band sta- ● for each Sentinel mission, support the progressive build-up and
tions and via the European Data Relay Satellite System (EDRS); operations management of the satellite constellation in particular
○ The recorded SAR data will be downlinked every orbit using a by provision of orbit determination and maintenance services
network of X-band stations and via EDRS. The data dump will ● guarantee a high degree of reliability and availability in order to
be managed via a predefined sequence of scheduled telecom- ensure the spacecraft safety under nominal and failure scenarios.
mands stored on-board.
○ Updates to the mission timeline can be generated regularly to
incorporate for instance changes to instrument settings as 6.4. Sentinel-1 observation scenario
well as non-nominal specific requests for instrument sensing
or data download. Following Sentinel-1 mission requirements, as outlined in
Section 2, into account a Sentinel-1 observation scenario has been de-
6.3. Flight operations segment concept veloped based on systematic global coverage to secure the reference
image archive and with sufficient resources to accommodate specific
The FOS provides the capability to monitor and control the space- emergency acquisitions. The main output of the Sentinel-1 mission is
craft during all mission phases. This includes the facilities for the gen- a dependable SAR image data flow and following a systematic, pre-
eration and uplink of the mission schedules, and for the systematic programmed and conflict-free operational scenario with time-
reception, processing, archiving and analysis of the acquired satellite critical data dissemination in near real time and all data available
within 24 h. Special efforts are made to support rapid mapping for
emergency response services. Global average response time is largely
Table 6 defined by orbit configuration and swath width and amounts in the
Sentinel-1 data volume examples. worst case to about 5 days for a single satellite and 2.5 days for the 2-
Data volume in GByte for dual polarisation
satellite constellation. The actual performance depends on the location
of the satellite(s) with respect to the emergency site and on latitude and
Segment length [min] Slice length
is worst at the equator and best at high latitude.
[sec]
In its main operational IW mode operating up to 25 min per orbit,
SM IW SM IW
it potentially provides complete global coverage of all relevant land
Length 2 10 2 10 25 25 surfaces, sea ice, coastal zones and North Atlantic shipping routes at
SLC 36 182 30 150 8 6 least once per 12 days for each of the two satellites. For high priority
GRD HR 3 13 8 39 1 2
areas within Europe, Canada and the Northern Atlantic coverage will
18 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Fig. 9. Sentinel-1 coverage after 12 days for one satellite with the IW mode.

be more frequent ranging from 4 to 2 days per satellite depending on The role of GMES Contributing Missions (GCMs) is essential, par-
latitude (see Fig. 9). ticularly in the time frame until all B-units are deployed. The GCMs
Over the open ocean, except the North Atlantic, data are normally are important in completing the observations provided by the Senti-
collected in the wave mode operating all the time. This provides im- nels for GMES in time and space. As such, the GCMs and the Sentinels
ages of 20 by 20 km separated by 100 km for use in data assimilation provide the full observational capabilities, necessary, to sustain the
in global wave models. GMES services.
In order to satisfy the service requirements for Sentinel-1 geo- A long-term continuity of observations from the GMES Space
graphic coverage and temporal re-visit, 2 satellites (Sentinel-1A and Component beyond the period of the Sentinel A- and B-units is fore-
1B) are required. seen and will be necessary to sustain these services in the future.

6.5. Long-term continuity of observations Table 8


Sentinel-1 user products — processing concept and timeliness.

The capacity of the GMES Space Component (GSC) is being built Processing Product Timeliness Comments
up progressively, starting with the launch of the A-units of Sentinels concept type (availability
after sensing)
1–3 in the 2013–2014 timeframe. This will be augmented by the
launch of B-units (2015–2017). Systematic SAR L0 and b3 h For regional areas defined through
Global SAR L1 HLOP.
GRD b24 h All acquired data.
SAR L2 b3 h For WV mode data acquired over the
OCN ocean and SM, IW and EW mode data
Table 7 over regional areas defined through
Sentinel-1 User Products from Core and Collaborative PDGS. HLOP.
Systematic SAR L1 SLC b3 h Data available from the core PDGS for
Core PDGS (committed Collaborative PDGS
regional regional areas defined through HLOP.
quality and timeliness) (non-exhaustive list)
Faster availability from sensing relies on
L0 SAR L0 see Table 8 collaborative PDGS
L1 SAR L1 SLC see Table 8 b24 h Data available from the core PDGS for
SAR L1 GRD SAR L1 Orthorectified regional areas defined through HLOP.
L2 and higher SAR L2 OCN (wind, wave and currents) Soil Moisture Systematic SAR L0 b10 min Only for data over ocean acquired in
Swell propagation local direct downlink over a S-1 Core Ground
PS Cal products (*) Station. For areas outside the visibility of
Sigma0 mosaic (*) S-1 core stations, 10 min availability
from sensing relies on the collaborative
Products with a (*) are generated by the Core PDGS for calibration purposes only. See
PDGS.
also Table 8 for information about the processing concept and timeliness.
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 19

Radiometric resolution in dB of a 7.1. Processing concepts and timeliness


150 x 150m spatial resolution product
3.0 The processing concept for the Sentinel-1 Core PDGS User prod-
ucts is summarised in Table 8. All Sentinel-1 SAR data acquired is sys-
2.5 tematically processed to a predefined product type and available
within a defined timeliness. Systematically generated products can
2.0 be classified in:

● Global products
1.5 Global products are those systematically generated for all acquired
data. They include Level-0, detected Level-1 and Level-2 ocean
1.0 products. These products are made available within 3 h from ob-
servation over near real time areas defined in the High Level Oper-
0.5 ations Plan (HLOP) and in any case, within 24 h from observation.
These products are made available on-line, accessed through sub-
scription and archived for long-term access.
0.0
● Regional products
-30 -25 -20 -15 -10 -5 0
Regional products are those systematically generated for a sub-set
Radar Backscatter Coefficient σ0 [dB]
of the total acquired data, over well-defined regional areas in the
Sentinel-1 Sentinel-1 Stripmap 5*5
Interferometric Wide 1 look 80km
HLOP. These products are made available within 3 h from observa-
Swath 20*5 1 look tion over specific near real time areas in line with the HLOP and in
250 km
any case, within 24 h from observation. Regional products include
Sentinel-1 Extra-wide ASAR Wide Swath 11.5 Level-1 SLC products. These products are made available on-line,
Swath 40*20 1 look looks 400km
400 km accessed through subscription and archived for long-term access
like the global products
Fig. 10. Radiometric resolution in dB as a function of the radar backscatter coefficient. ● Local products
For critical GMES services, notably maritime surveillance, requir-
ing fast delivery, Level-0 products will be made available within
10 min from observation over local areas defined in the HLOP.
7. Sentinel-1 user products
This timeliness is foreseen for data acquired over European waters
and only possible when Sentinel-1 is inside the coverage zone of
Following the GMES Space Component data, Sentinel-1 data ac-
one of the Core ground stations. Local products are systematically
cess is based on systematic and free on-line data dissemination at
generated, made available on-line, accessed through subscription
no charge and without the need for an ordering process except in
and archived for long-term access like the global products.
cases of support to emergency situations.
The Sentinel-1 mission will be able to provide a variety of image All systematically generated products (as shown in Table 8) are
and/or information products to the users. The Sentinel-1 Core PDGS archived and available for download from archive within 24 h from
will generate some of these products operationally, the Sentinel-1 observation. Products different from those available in the archive
Core PDGS or the Sentinel-1 Collaborative PDGS may support some over a given area can be generated from the archived Level-0 data.
of them and the GMES Core and Downstream services are expected On-request generation of new products, different from those sys-
to generate the final information products (e.g. ice charts, forest tematically generated, is supported but restricted to a limited number
maps, ground-surface deformation maps). The Sentinel-1 products of authorised users (currently restricted to GMES emergency and se-
operationally generated by the Core PDGS and available to users in- curity services).
clude SAR “raw” Level-0 data and “SAR processed” Level-1/2 data.
Level-1 data include two main categories: complex imagery (SLC) 8. Calibration and validation of Sentinel-1 products
for interferometric applications and Ground Range Detected Geo-
referenced imagery (GRD) for most intensity based applications. For The Synthetic Aperture Radar measures a series of radar echoes
the SLC and GDR categories image stacks (time series of repeat cover- that are processed within the ground segment to generate SAR data
age) can be provided. products. Main contents of these data products are the normalised
As a baseline Sentinel-1 provides ocean Level-2 products (wind, radar cross-section and the phase of the individual pixels. Both quan-
wave and currents). tities have to be provided with specified stability and accuracy. This is
The Sentinel-1 user products generated by the Core PDGS are ensured through calibration and validation tasks executed through-
summarised in Table 7. The table introduces as well the concept of out the mission lifetime.
products generated by the Collaborative PDGS, with some examples The SAR images are generated on the basis of the individual radar
of candidate collaborative products. echoes that will contain instrument noise. Transmit power, receiver

Table 9
C-band SAR comparison.

Mission/mode Azimuth resolution (m) Ground range resolution (m) No. of looks (N) NESZ (dB) Swath width (km) PI Abs. PI relative to ERS

Sentinel-1/Interferometric 20 5 1 − 22 250 2300 4.4


Wide-swath
Sentinel-1/Strip Map 5 5 1 − 22 80 1472 2.8
Sentinel-1/Extra Wide-swath 40 20 1 − 22 400 1301 2.5
Envisat/ASAR Wide Swath 150 150 11.5 − 23.5 400 937 1.8
Envisat/Image 5 20 1 − 22 80 736 1.4
ERS-2/Image 5 20 1 − 20 80 526 1.0
20 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Table 10
Intensity contrasts between major ice classes in Sentinel-1 IW images and classification accuracy.

Location Pairs of dominant ice types IC [dB] and A [%] for types 1 and 2, IC [dB] and A [%] for types 1 and 2, IC [dB] and A [%] for types 1 and 2,
VV-polarisation HH-polarisation cross-polarisation

Storfjord 1: young level ice 1.46 (62.9) 1.67 (64.7) 1.02 (59.1)
2: broken + brash ice
1: new ice 3.58 (78.9) 7.93 (96.0) 0.21 (51.9)
2: young level ice
Barents Sea 1: young/first-year level ice 2.96 (74.7) 3.26 (76.8) 1.16 (60.3)
2: brash + rubble ice
1: new ice 2.92 (74.4) 2.40 (70.5) 0.02 (50.2)
2: young/first-year level ice
Fram Strait 1: first-year level ice 7.28 (94.7) 6.42 (92.3) 11.47 (99.3)
2: ridges + brash ice
1: new + young ice 5.62 (89.5) 6.37 (92.2) 0.57 (55.1)
2: first-year level ice

IC = intensity contrast, A = classification accuracy (in parentheses).

gain and to a lesser extent antenna gain are subject to variations in coefficients. This is necessary as in general it will not be possible to
time due mainly to temperature changes but also due to ageing or know all parameters with sufficient accuracy prior to the in flight
other effects. One main task of the internal calibration is to provide measurements.
corrections for changes of the transmit power and the electronics The key outputs of the calibration and validation activities are
gain. The Sentinel-1 Antenna Model is a software tool that can accu-
rately estimate the Sentinel-1 SAR antenna radiation patterns based ● Deriving and maintaining the system calibration parameters;
on the instrument configuration, pre-launch measurements and re- ● Quality Assessment of the Level-1, Level-2, and Level-3 products,
sults derived from in-orbit measurements. The antenna model nomi- in the form of reports, diagrams, statistics;
nally covers the antenna gain and it is a task of the internal calibration ● Feedback into the Sentinel-1 Space and/or Ground Segment by
to ensure the validity of the antenna model. Internal calibration also tuning the instrument, the Level-1 or the Level-2 and Level-3 pro-
covers the signal phase. The overall phase of the echo signal depends cessors e.g. through calibration parameter updates.
on two major elements, the measurement geometry and on instru-
ment internal phase stability. As the hardware can in general not pro- 9. Sentinel-1 product and application performance
vide the required phase stability, it is a task of the internal calibration
scheme to cover the internal phase variations by adequate measure- 9.1. Overview
ments. All internal calibration measurements, either for gain or for
phase, are used within the ground processing to correct the data Data products from Sentinel-1 consist of imagery representing the
products in order to achieve the required stability. radar echo from the Earth surface. Basic calibrated data are provided
Main task of external calibration is to derive the calibration con- in the form of both complex (In-phase and Quadrature components)
stant by measurements of targets with exactly known backscatter and intensity images. These are referred to as Level-1. Level-1

Fig. 11. Example of a sea–ice product.


R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 21

Table 11
Requirements for Snow Covered Area (SCA) products.

Level Measurement Spatial Temporal Driver


accuracy resolution resolution

Threshold 10% 0.5 km 1 daya Hydromet


Target 5% 0.1 km 12 ha
a
Temporal requirements are relaxed for climate research (5–7 days) and for hydrology
of mountain areas (3–5 days).

performance is defined by the parameter values listed in Table 3.


Level-2 data products include extracted information from the
Level-1 imagery in the form of estimated values of the geophysical vari-
ables listed in Davidson et al. (2009). This type of Level-2 product Fig. 12. Snow Cover Algorithm (SCA) classification result. White colour represents wet
requires a retrieval algorithm and the Level-2 performance depends snow, grey represents dry snow, dark red represents bare-soil and red represents areas
therefore on both the Sentinel-1 system performance and the retrieval covered by radar shadow. Further, masked out lakes and forested areas are cyan and
green, respectively.
algorithm. In the following subsections the link between the instrument
specifications in Table 3 and Level-1 and Level-2 image quality are
briefly discussed.
expression applies if the noise bias is derived from a relatively large num-
9.2. System noise ber of system noise estimates.

The Sentinel-1 specification of − 22 dB for noise equivalent σ st 1 þ SNR


1
¼ pffiffiffiffi ð1Þ
sigma zero (NESZ) encompasses all sources of system noise includ- I0 L
ing thermal noise and quantisation noise sources. The impact of sys-
tem noise on Level-1 quality will depend on the actual signal where,
strength of the backscatter, and will generally broaden the distribu-
tions of amplitude and phase, decreasing the accuracy of the Level-2 σst is the standard deviation of the image intensity in linear
product. power
Phase noise effects interferometric performance and in particular the I0 is the mean image intensity in linear power
error budget associated with subsidence monitoring using Permanent SNR is the signal-to-thermal noise ratio
Scatterers. L is the effective number of looks and is equal to (mean in-
tensity) 2/variance
9.3. Radiometric accuracy and stability
The radiometric resolution has been calculated using the equa-
Radiometric accuracy and stability are specified for Sentinel-1 for tions given above for a radar backscatter coefficient σ0 varying from
all measurement modes to be within 1 dB (3σ) and 0.5 dB (3σ) re- −26 dB m 2/m 2 up to 0 dB m 2/m 2 for the different imaging modes
spectively. The 3σ specification is based on the confidence intervals of Sentinel-1 with a noise equivalent sigma zero (NESZ) of −22 dB.
of a Gaussian (normal) distribution and refers to the probability of For comparison the radiometric resolution of the Envisat ASAR Wide
the instrument exceeding the specified interval. Swath is also given. The results for a 150 × 150 m spatial resolution
The accuracy and stability numbers refer to measurement uncer- product are shown in Fig. 10.
tainty of the radar backscattering coefficient using the image intensity
excluding the effect of speckle and noise. These effects are defined by
the radiometric resolution that is only implicitly part of the system
specification and can be derived from the noise equivalent sigma
zero and the spatial resolution.

9.4. Radiometric resolution

Radiometric resolution refers to measurement uncertainty of the


radar backscattering coefficient using the image intensity arising
from speckle and noise for an otherwise perfect system. Radiometric
resolution is expressed as the standard deviation of the measurement
uncertainty normalised with respect to the mean.
For an imaging system with noise bias subtraction Eq. (1) (Ulaby et al.,
1982) gives the expression for radiometric resolution or accuracy. The

Table 12
Specifications for Snow Cover products derived from Sentinel-1 IW mode data.

Mode Pixel size of Azimuth Range Total number of looks


SCA product looks looks for SCA product
Fig. 13. Minimum detectable ship length for Sentinel-1 HH (blue) and Envisat ASAR HH
IW 100 × 100 m2 5 20 100
(green).
22 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

From Fig. 10 it is clear that the IW mode of Sentinel-1 combines its and the Barents Sea ice regime. With pixels of double size and a cor-
excellent coverage with a high radiometric resolution capability. responding increase of the number of looks, the accuracy improves to
values >80%. The use of even larger pixel sizes, however, will have a
9.5. ERS, ENVISAT and SENTINEL-1 performance indicator considerable impact on the perceptibility of narrow deformation
structures such as ice ridges and brash ice between ice floes because
In order to put the performance of the Sentinel-1 Level-1 data of the related decrease of spatial resolution. It has to be taken into ac-
products in perspective with a view to demonstrate the expected ap- count that the effective radar intensity contrast of a structure relative
plication potential with reference to its predecessors a performance to the adjacent ice is decreased if the structure does not fill the entire
indicator (PI) has been defined that takes not only account of sensi- area of a given pixel. For the Fram Strait ice regime, the classification
tivity, spatial resolution and radiometric resolution but also coverage accuracy is already ≥90% for 20 × 20 m pixels.
(and revisit) in terms of swath width. PI is derived by dividing the At cross-polarisation, the intensity contrast between the dominant
swath width (in km) by the radiometric resolution of a 150 × 150 m ice classes is low, with the exception of the pair level — deformed ice
product with a backscatter level of −20 dB. A large swath width in in the Fram Strait ice regime. Hence, the classification accuracy for an
combination with a good radiometric resolution will yield a high automated separation of ice types is not sufficient. Only if the neigh-
value for the PI. The results for ERS, ENVISAT ASAR and Sentinel-1 bouring pixels are averaged such that the number of looks is in-
CSAR are summarised in Table 9 and underline the emphasis during creased to values close to L = 100, the accuracy would be >80%. But
the Sentinel-1 design put on high quality multi-temporal data products. in this case, the theoretical gain may be counter-balanced by the
loss of spatial resolution as explained above.
9.6. System errors related to Level-2 retrieval performance Increasing the coverage by using the EW mode would reduce the
classification accuracy to unacceptable low levels due to the decrease
Retrieval algorithms for e.g. soil moisture and wind speed estima- in radiometric resolution of the EW mode compared to the IW mode.
tion rely on the absolute level of the received radar signal while re- Fig. 11 shows an example of a sea–ice product.
trieval algorithms for land cover classification are in general based
on simple generic algorithms: 9.6.3. Sentinel-1 snow cover monitoring performance
C-band SAR can be applied for mapping the extent of snow area
● application of a threshold to a single intensity channel;
(melting snow only). The requirements on spatial resolution and re-
● maximum likelihood as a discriminator between two surfaces;
peat observations of the Snow Covered Area (SCA) product are spec-
● estimation of the ratio between two intensity channels (prior to
ified in the Integrated Global Observing Strategy (IGOS) Cryosphere
comparison with a threshold).
Theme Report (Table 11).
For a number of algorithms currently in use and expected to be Spatial resolution of the SCA product is not a primary issue with
used for Sentinel-1 Level-2 product generation, the performances re- Sentinel-1, allowing for considerable multi-looking. The temporal re-
lated to the measurement uncertainties of the Level-1 products have quirement of 1 day is challenging. This number refers to hydrometeorol-
been studied. ogy of lowlands, where snow cover may be quite volatile. Obviously, the
contemporaneous operation of 2 Sentinel-1 satellites will enable opera-
9.6.1. Sentinel-1 subsidence monitoring performance tional products with a temporal resolution of less than 5 days. For practi-
The subsidence rate error budget is calculated by inserting the cal applications, the integration of SCA products in hydro-meteorological
total phase noise coming from the individual terms in the model as models enables to bridge gaps in the temporal sequence.
derived in De Zan and Monti Guarnieri (2006). It has to be pointed out that C-band SAR is not able to supply the
The calculated subsidence rate (mm/year), taking into account the full SCA product, because it is not sensitive to dry snow. There are var-
system geometry, parameters and performances of Sentinel-1, as well ious possibilities to infer the extent of dry snow from other sources,
as other items affecting the estimate, e.g. temporal changes, atmo- briefly addressed below. For hydrological applications, the timely
spheric disturbances, orbital tubes, S/C attitude and assuming linear and accurate observation of melting snow areas, as possible by
motion, and the standard deviation of the overall phase noise for means of Sentinel-1, is very important.
Sentinel-1. The resulting subsidence rate error is in the order of For the spatial resolution of the snow product the target requirement
1.3 mm/year. of 5% measurement accuracy from IGOS for 100 m × 100 m products is
assumed (a 10% figure is assumed for the threshold requirement).
9.6.2. Sentinel-1 sea–ice classification accuracy Only the speckle-related uncertainty for classification of wet snow is
Amongst potential users of Sentinel-1 SAR image products are taken into account. The Interferometric Wide-swath Mode of Sentinel-
operational ice services that provide information on ice conditions 1 has been used as the baseline for the SCA retrieval (Table 12).
(extent, concentration, thickness, deformation) to ships and marine The probability of error for the discrimination of two classes is 5%
platforms in ice-covered ocean regions. Sea–ice mapping includes for a 2 dB difference between the classes using the Sentinel-1 IW
the visual or automatic separation of different types and structures mode. Using the average of several images for the reference and by
of ice. In Dierking (2009) it was shown that the radar intensity con- reducing the spatial resolution of the product the error can be re-
trast between different ice types depends on the ice regime and on duced. An example of the Snow Cover Algorithm (SCA) classification
environmental conditions. A list of mean intensity contrasts between result is given in Fig. 12.
dominant ice classes has been derived for three different ice regimes
in the region of Svalbard. The notation “dominant class” indicates that 9.6.4. Sentinel-1 rice field mapping performance
an operator who analyses a SAR image can clearly recognise the re- Rice is a vital world food crop. In many countries, it forms the basis
spective ice type or feature and distinguish it from other classes. of the economy and provides the staple food of the people. To control
Table 10 is based on Fig. 8 of Dierking (2009). The data are valid for and maintain a close balance between rice production and food
an incidence angle range of 30 to 45°. They are based on the simula- needs, an effective rice-monitoring programme is required at region-
tions of images with the characteristics of the Sentinel-1 Interfero- al, national, and international scale.
metric Wide-swath mode, using a pixel size of 20 × 20 m, which For rice field mapping C-band SAR intensity data are particularly well
implies approximately four looks. suited to rice monitoring, because of a) the all weather capability of the
At like-polarisation, the classification accuracy using an image SAR systems to acquire data over rice growing regions which are under
with number of looks = 4 (20 m × 20 m) is moderate for the Storfjord frequent cloud cover, b) the remarkable increase in backscatter intensity
R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24 23

Table 14
Sentinel-1 Interferometric Wide-swath Mode Level-2 product performance.

S-1 Level-2 product Resolution Performance Units

Subsidence rate 5 × 20 m2 1.3 Rate uncertainty in


mm/year
Land cover (2 dB 30 × 30 m2 90.0% % correct classification
contrast)
2
Forest non-forest 30 × 30 m 74.3% % correct classification
classification 100 × 100 m2 100%
2
Soil moisture 100 × 100 m 3.9 (3σ) Moisture content
uncertainty in volume%
Flood mapping 30 × 30 m2 79.4% % correct classification
Snow cover 30 × 30 m2 75.0% % correct classification
classification
(3 dB contrast)
Ship detection HH 5 × 20 m2 25–34 (90%) Minimum ship length in
+ HV polarisation (Swath m, (probability of
dependent) detection)
Sea surface wind 100 × 100 m2 2.4 (3σ) Speed uncertainty in m/
speed s
Sea surface currents 5 Hz 30 Speed uncertainty in
cm/s

Fig. 14. Minimum detectable ship length for Sentinel-1 HV (blue) and Envisat ASAR HV
(green).
● The increased number of acquisitions by S-1 during the growing sea-
son enables to properly sample the growth cycle and to limit the im-
pact of geophysical noise (for example by identifying a date with no
throughout the growth cycle as the rice plants grow above the water wind where the water surface is very smooth). With one Sentinel-1
surface and interact with the incident radar signal. acquisition every six days, it is expected that the performance of the
Quantitative performance requirements in terms of the threshold multi-temporal algorithm drastically improves compared to what
or target accuracies required by individual applications are generally was obtained with ASAR. In addition, in regions where multiple agri-
not available. cultural practices are common (e.g. different sowing dates throughout
The traditional method for cultivating rice is flooding the fields the region), a higher temporal sampling will be very beneficial.
while, or after, setting the young seedlings. From a previous assess-
ment of the use of ENVISAT ASAR data for rice mapping in China, it The better range resolution of S-1 will allow for more efficient spa-
is shown that for Sentinel-1 the temporal behaviour of co-polar sig- tial multi-looking, which is important for this application that deals in
nals can be used as a classifier over areas where flooding practices some regions with very small paddy fields.
are used for rice crops.
Using Sentinel-1 for rice crops mapping the following conclusions
can be drawn: 9.6.5. Sentinel-1 ship detection performance
● There is a limited impact of the NESZ on the quality of the seg- The minimum detectable ship lengths for Sentinel-1 are shown in
mented maps based on the multi-temporal co-polar images. This Figs. 13 and 14. The fixed parameters used in each case are shown
was to be expected as the values of σ 0 for these natural surfaces across the title of each plot. The plots use the actual ground range res-
are relatively high, at least for co-polar. A sensitivity analysis olution and NESZ specific to each position in the swath. The plots are
shows that there is no much gain in performance when the NESZ colour coded by sensor and include Sentinel-1 (blue), and Envisat
is lowered below −22 dB/−23 dB. ASAR (green). The beams are plotted alternately with solid and
dashed lines for each sensor and the beam mode labels are placed
at the centre of each swath (some of the plots are quite busy). The
Table 13 curves for the HH case tend to be smooth and co-linear due to the
Sentinel-1 Strip-Map mode Level-2 product performance. clutter-limited imaging. The curves for the HV case follow the shape
of the noise floor due to the noise limited imaging.
S-1 Level-2 Resolution Performance Units
product By inspection the following can be noted:
Subsidence rate 10 × 10 m2 1.3 Rate uncertainty in
mm/year
1. The minimum detectable ship length for the groups of single beam
Land cover (2 dB 30 × 30 m 2
90.0% % correct classification modes decreases with increasing incidence angle, which illustrates
contrast) the importance of incidence angle in reducing the background
Forest Non-Forest 30 × 30 m2 98.3% % correct classification ocean clutter level.
Classification 100 × 100 m2 100%
2. The minimum detectable ship length decreases for modes with
Soil Moisture 100 × 100 m2 3.2 (3σ) Moisture content
uncertainty in volume% increasing (i.e., smaller) resolution.
2
Flood Mapping 30 × 30 m 93.0% % correct classification
Snow Cover 30 × 30 m2 80.0% % correct classification
Classification Table 15
(3 dB contrast) Sentinel-1 Wave Mode Level-2 product performance.
Ship Detection HH 5 × 5 m2 12–23 (90%) Minimum ship length in
S-1 Level-2 product Resolution Performance Units
+ HV (Swath dependent) m, (probability of
2
polarisation detection) Significant wave 20 × 20 km 0.3 Height uncertainty in m
Sea Surface Wind 100 × 100 m2 1.3 (3σ) Speed uncertainty in height
2
Speed m/s Dominant wavelength 20 × 20 km 40 Wavelength uncertainty in m
Sea Surface 5 Hz 30 Speed uncertainty in Dominant direction of 20 × 20 km2 12 Direction uncertainty in
Currents cm/s propagation degrees
24 R. Torres et al. / Remote Sensing of Environment 120 (2012) 9–24

Fig. 15. Multi-temporal ASAR image for land use.

3. For co-polarisation, the ship RCS is larger, but the clutter level is notably maintaining key characteristics such as stability and accurate
higher, especially for smaller incidence angles. The co-polarisation well-calibrated data products. At the same time, mission parameters
case is generally clutter limited. have been vastly improved to meet major user requirements collect-
4. For cross-polarisation the ship RCS is smaller, but the clutter is ed and analysed through EU Fast Track and ESA GMES Service Ele-
below the noise floor; the cross-polarisation case is noise limited. ment activities, especially in areas such as reliability, revisit time,
There are significant benefits to using cross-polarisation, especially geographical coverage and rapid data dissemination. As a result, the
for acquisitions at smaller incidence angles. Furthermore, cross- Sentinel-1 pair is expected to provide near daily coverage over Europe
polarisation provides more uniform ship detection performance and Canada, independent of weather with delivery of radar data within
across the image swath since the noise floor is somewhat indepen- an hour of acquisition — vast improvements over the existing SAR
dent of incidence angle. systems.
In addition to responding directly to the current needs of GMES,
Considering Sentinel-1, there is a penalty in using EWS for its
the design of the Sentinel-1 mission is expected to enable the devel-
broader swath due to its coarser resolution than IWS.
opment of new applications and meet the evolving needs of GMES,
such as in the area of climate change and associated monitoring
9.7. Sentinel-1 Level-2 product performance summary
Acknowledgement
A key element in the design of the Sentinel-1 mission is the rela-
tion between the technical implementation of the mission and the
The content and figures in this paper are based on the inputs from
accuracy of the geophysical information products that the mission is
the ESA Sentinel-1 team members, the industrial consortium lead by
required to generate and support for operational applications and
Thales Alenia Space Italy as Prime Contractor and the members of
service provision. Analysis is required to demonstrate the compliance
former The SAR Advisory Group (TSAG).
between the technical choices of the mission and system and user
requirements. It also provides data users with quantitative estimates
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