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The Role of Self-Regulation in Voice Therapy

*Lisa A. Vinney and *,†Lyn S. Turkstra, *yMadison, Wisconsin

Summary: Self-regulation (SR) is the ability to voluntarily control one’s thinking and behavior and is a core construct
in research on learning and behavior. SR plays a significant role in mastering and generalizing new skills, including
skills such as those taught in voice therapy. The ability to self-regulate thoughts and behaviors varies widely across
adults, changes in response to factors such as the cognitive load of the task, and predicts the likelihood of pursuing goals
and maintaining behavior change over time. We propose that self-regulatory capacity should be considered both in de-
termining candidacy for voice therapy and also in treatment planning. Thus, the goals of this article are to (1) introduce
concepts and models of SR; (2) apply these concepts to voice therapy from a motor learning framework; (3) discuss
considerations regarding the effects of SR failure on short- and long-term outcomes; and (4) suggest strategies to im-
prove SR and better facilitate vocal behavior change.
Key Words: Voice therapy–Motor learning–Self-regulation–Self-regulatory depletion–Self-regulatory repletion–
Implementation intentions.

INTRODUCTION ‘‘resource’’ that is limited is thought to be working memory


Voice treatment involves physical adjustments of the respira- capacity,13 defined as ‘‘the capacity (in terms of effective-
tory, laryngeal, and supralaryngeal musculature to achieve ness) with which the central executive can perform task-
changes in vocal quality, pitch, and/or loudness.1–7 The basic relevant operations on the stored information, in the service
premise underlying voice treatment is that individuals with of the task, or goal at hand.’’13(p. 206) Low working memory
voice disorders are engaging in inefficient phonatory capacity has been linked to increased distractibility,14 mind-
behaviors that must be altered. Central to the concepts to be wandering during challenging tasks,15 and decreased ability
discussed in this article, it has been speculated that these to suppress unwanted thoughts,16 suppress emotions,17 and
inefficient vocal behaviors are learned and produced with inhibit undesirable responses on the Stroop and other inhi-
little if any awareness.8 Thus, voice therapy requires patients bition tasks.13,18
to devote attention and effort to changing behaviors that were Self-regulatory effort that is sustained over time can be used up
not previously under conscious control. That is, therapy re- (depleted), but with ‘‘rest,’’ it can be restored (repleted). Individ-
quires self-regulation (SR). uals who are required to sustain SR can report ‘‘self-regulatory
SR refers to effort exerted by the self to modify or con- fatigue’’ (sometimes reported as ‘‘mental fatigue’’), which can
trol thoughts, emotions, and behavior.9 SR also is some- occur when self-regulatory resources are depleted or inadequate
times referred to as self-control, and in the cognitive for the desired task.11 Self-regulatory resources also vary across
psychology and neuropsychology literatures, it is viewed individuals as a function of individual differences in age, temper-
as one aspect of executive functions.10 SR has been de- ament during development, personality, gender, fluid intelli-
scribed using a muscle metaphor, with strength in this gence, and tendencies such as procrastination or indecisiveness,
case referring to the ‘‘limited and depletable . internal re- as well as differences in one’s environment.19–26
sources available to inhibit, override, or alter responses that Indirect measures of self-regulatory resources have been
may arise as a result of physiological processes, habit, used to predict execution and maintenance of various health
learning, or the press of the situation.’’11(pp. 86–87) Following behaviors. For example, self-reported increases in action
this metaphor, each person is thought to have a certain self- control (one aspect of SR) predicted reductions in smoking
regulatory capacity. This capacity can be ‘‘strengthened’’ to behavior, overeating,27,28 and adherence to a low-fat diet.27
some extent through mechanisms such as repeated practice Self-report measures indicating strong SR have also exhibited
and rest. As the term ‘‘depletable’’ suggests, SR also is a negative relationship with binge eating, alcohol consump-
viewed as a limited resource or, as Schmeichel12 referred tion, and psychopathology.29 These and other studies provide
to it, an expendable ‘‘fuel.’’ The limited resource view is evidence that self-regulatory resources play an important role
based on experimental evidence, some of which is discussed in changing and maintaining health behaviors.
below, that exertion of SR on one task results in poorer We propose that SR is a useful construct to consider in voice
SR on subsequent tasks. The limited resource view of therapy, and the role of SR in outcomes from voice therapy
SR has strong theoretical and experimental support.10 The should be examined. Previous research and reviews30–38 have
provided insights into differential responses to voice therapy
Accepted for publication January 9, 2013.
based on characteristics such as disorder type, self-efficacy,
From the *Department of Communication Sciences and Disorders, University of and age. By contrast, the role of cognitive factors has received
Wisconsin-Madison, Madison, Wisconsin; and the yNeuroscience Training Program, Uni-
versity of Wisconsin-Madison, Madison, Wisconsin.
little attention, although cognitive factors might be predict
Address correspondence and reprint requests to Lisa A. Vinney, Department of Commu- long-term behavioral change. As a foundation for considering
nication Sciences and Disorders, University of Wisconsin-Madison, Goodnight Hall, 1975
Willow Drive, Madison, WI 53706. E-mail: vinney@wisc.edu
SR in voice research, the following sections review key con-
Journal of Voice, Vol. 27, No. 3, pp. 390.e1-390.e11 structs and findings in SR research and then propose specific ap-
0892-1997/$36.00
Ó 2013 The Voice Foundation
plications of SR to voice therapy in general and resonant voice
http://dx.doi.org/10.1016/j.jvoice.2013.01.003 therapy in particular.

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Lisa A. Vinney and Lyn S. Turkstra Self-regulation in Voice Therapy 390.e2

SELF-REGULATORY DEPLETION Finkel et al55 studied the effects of varying self-regulatory de-
One of the major reasons SR may fail on a task is self-regulatory mands on performance in interpersonal social interactions. Par-
depletion, sometimes referred to as ego depletion.11,39,40 Self- ticipants engaged in social interactions that the authors
regulatory depletion is typically studied in a two-task design: characterized as being either high maintenance (ie, requiring
Participants perform two consecutive self-regulatory- high self-control) or low maintenance (ie, requiring mostly au-
demanding tasks, with the prediction that performance on the tomatic processes). The term ‘‘maintenance’’ refers to ‘‘the de-
second self-regulatory task will be negatively affected to the ex- gree to which social coordination on an interpersonal task
tent that self-regulatory resources were used up on the first (eg, requires energy exertions beyond those required to perform
the requirement to be on one’s best behavior all day will de- the task itself.’’(p. 456) In high-maintenance interactions, the par-
crease one’s patience with a house-mate in the evening). A large ticipants in each group could have compatible goals but differ in
body of recent literature has supported this prediction, showing the interpersonal execution of those goals, such as when four in-
that SR of behavior or thought on one task results in degraded dividuals are deciding where to go for dinner. High-
performance on a subsequent task that also requires self- maintenance interactions also are those in which participants
regulatory resources.11,12,40–53 The following sections will regulate affective displays, such as in conversations with rela-
discuss how self-regulatory depletion may affect motivation, tive strangers in which one participant was required to be on
working memory, cognitive task performance, motor behavior, his or her ‘‘best behavior.’’59 Consistent with the notion of re-
task persistence, results from cognitive and behavioral source depletion, high-maintenance interactions have been
control tasks, resisting temptation, interacting with others, associated with poorer SR on subsequent, unrelated tasks.55,59
and engaging in impression management and emotion regula- For example, in one study,54 university students were asked to
tion.12,44,54–58 trace an irregular maze that was obstructed from view on a com-
puter screen, while a partner who could see the maze gave di-
Cognitive and behavioral control tasks affect rections. Partners were confederates and either gave correct
working memory directions (low-maintenance interactions) or made initial
Self-regulatory depletion may manifest as degraded working errors and then self-corrections (eg, ‘‘Right . I mean left’’;
memory resulting from efforts at cognitive and behavioral con- high-maintenance interactions). Thus, in both conditions,
trol. For example, Schmeichel12 found that when undergraduate confederates ultimately gave correct directions, but in the
students were asked to control the focus of their attention while high-maintenance interactions, participants had to suppress
watching a video clip, their scores on a subsequent working the tendency to follow the partner’s initial directions and per-
memory task were significantly lower than those of participants haps also suppress their negative thoughts about the partner.
who watched the same video with no requirement for atten- Participants in high-maintenance interactions were less moti-
tional control. Similarly, undergraduate student participants vated to perform a subsequent high reward, cognitively difficult
who were asked to write a story without using the letters ‘‘a’’ tasks, and completed significantly fewer solvable anagrams
or ‘‘n’’ had significantly lower scores on a subsequent working successfully than participants in low-maintenance interactions.
memory task than participants who had written a story using
any letter they chose.12 In both cases, it was hypothesized Impression management
that students had ‘‘used up’’ their self-regulatory resources on Besides coordinating communication and interactions with
the first task and had fewer resources available for performing others, efforts to present oneself in a specific way when inter-
the following task. These findings were not due to factors acting with others may tax self-regulatory resources. Vohs
such as mood, which did not differ between groups. et al60 described a series of studies on SR in relation to impres-
sion management that may have particular relevance to voice.
Resisting temptation affects task persistence The studies were based on the previous findings that adults
In addition to controlling thoughts and writing behavior, self- are actively engaged in impression management a good part
regulatory depletion is a likely outcome of resisting temptation. of each day and that over time, people develop standard ways
For example, when university students were asked to eat a food to present themselves to others and these self-presentations
they disliked (radishes) before performing a demanding cogni- (also referred to as ‘‘display rules’’59) become automatic. The
tive task (solving impossible anagrams), they persisted for sig- authors hypothesized that changing these self-presentations
nificantly less time on the cognitive task than did students who requires self-regulatory effort. In the studies by Vohs et al,60
ate cookies or candy before the cognitive task. The investigators participants engaged in social interactions with four different
hypothesized that suppressing a preference (participants stated manipulations: (1) bragging versus speaking modestly to
they preferred sweets over radishes) depleted self-regulatory re- a friend versus a stranger; (2) presenting with a style that was
sources, thus reducing available resources for the cognitive consistent versus inconsistent with gender stereotypes to
task. a same- versus opposite-sex partner; (3) presenting a competent,
likable image versus acting naturally to an audience that was ac-
Social interaction affects cognitive task cepting versus skeptical; and (4) speaking as a token of their
performance race versus one of many people of their race on a topic related
Social interactions also appear to tax self-regulatory resources to race versus the environment. Studies were conducted in two
and negatively affect aspects of subsequent task performance. ways, first with the self-presentation manipulation followed

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390.e3 Journal of Voice, Vol. 27, No. 3, 2013

by a self-regulatory-demanding task and then in the reverse or- tasks. This is relevant to voice therapy, which often involves
der. The latter order would be consistent with expecting a pa- voluntary motor adjustments. For example, Bray et al48 found
tient to monitor his or her vocal performance after the patient that undergraduates maintained an isometric handgrip contrac-
has had to behave a certain way at work all day. The nonsocial tion for significantly fewer seconds after engaging in a modified
self-regulatory-demanding tasks included both cognitive tasks Stroop task, when compared with participants who engaged in
(eg, persistence at solving unsolvable puzzles) and also motor a prior task with similar surface features but no requirement for
tasks (eg, handgrip stamina). Self-regulatory depletion effects response inhibition. Stroop-type tasks require suppression of an
were reported in all four conditions, on cognitive and motor automatic response in favor of an alternative response. The
tasks, and in both task orders, supporting the notion that SR classic Stroop task is an array of color names typed in different
is a limited capacity resource that can be expended on any ink colors, with some ink colors matching the color words (eg,
task that requires conscious effort. the word ‘‘green’’ typed in green ink) and others mismatched
Goldberg and Grandey59 reported similar findings in another (eg, the word green typed in red ink). Instructions are to
study specifically relevant to voice therapy. In this study, re- name the ink color and ignore the letters or vice versa, either
searchers manipulated expectations for display rules in simu- of which is more difficult for mismatched words than matched
lated customer service encounters. A local company told words. In the study by Bray et al,48 despite identical motor re-
participants that the research was being conducted to study sponse requirements in the Stroop and non-Stroop groups, sur-
call-center jobs. Participants completed formal job ‘‘training,’’ face electromyographic recordings from the wrist flexor in the
were told that their performance would be evaluated as it would Stroop group showed significantly more activation (an indica-
in a ‘‘real job,’’ and were informed of consequences for good or tion of motor fatigue) than in the control group. Thus, self-
poor performance (eg, a ‘‘special bonus’’ versus more training). regulatory depletion was associated with greater activation of
Participants were randomized to one of two conditions. In the motor units for the same degree of force.
display rules condition, they were told that customer service
was an organizational priority and they would be evaluated SR failure and health behavior
accordingly: The studies just discussed support the idea that SR relies on
Our organization and its customers value their employees be-
a limited resource or strength that, when weakened through
ing very friendly and outgoing. Our motto here is ‘putting use, can lead to self-regulatory depletion, fatigue, and failure.
a smile on your face will put the smile in your voice!’58 (p. 307) SR failure has been linked to a wide range of negative behaviors
in the everyday world including impulsive purchasing, smok-
In the neutral condition, participants were told to ‘‘relax and ing, drug and alcohol abuse, poor diet and exercise habits, crim-
act yourself.’’ In both conditions, researchers emphasized the inal behavior, and failure to change or engage in health
importance of doing tasks correctly; that is, there was an expec- behaviors.61–69 The influence of depleted self-regulatory re-
tation for competent performance in both conditions, the only sources on the execution of health behavior has been confirmed
difference was in effort related to interpersonal communication. repeatedly via controlled experiments. For example, when self-
Trained researchers acted as call-center ‘‘customers’’ and were regulatory resources were depleted in one study, participants
randomly assigned to act in either a polite or hostile manner. exhibited less commitment towards physical exercise.68 Specif-
Participants in the display rules condition reported significantly ically, depleted individuals exerted less energy on a bicycle ex-
more emotional exhaustion and made significantly more errors ercise and also planned to engage in a smaller amount of future
than those in the ‘‘act naturally’’ condition. This increase in physical exercise than did a control group. Likewise, re-
emotional exhaustion was a consequence of regulating vocal searchers have also found that individuals were more likely to
and facial affect. In other words, effects were due to the cogni- drink more alcoholic beverages and not adhere to previously de-
tive effort required to follow specific rules about how to act and termined personal limitations for drinking behavior on days
not to the emotional effort of being nice to customers. where they experienced more self-control demands.70 These
findings were independent of a person’s desire to drink and their
Emotion regulation affects cognitive task mood. In another study that examined alcohol consumption,
performance male volunteers who were asked to suppress thoughts of a white
Although SR of emotions was not a factor in the study just de- bear for 5 minutes subsequently consumed significantly more
scribed, other studies have shown that SR of emotions can lead alcohol and had higher average blood-alcohol levels than volun-
to depletion. For example, participants who were required to teers whose alcohol consumption was preceded by 5 minutes of
suppress or exaggerate emotions and affect while watching solving simple two-digit addition problems.58 Similarly, re-
emotion-inducing video clips performed more poorly on subse- searchers have also found that smokers who resisted tempting
quent cognitively demanding tasks than did participants who foods were more likely to smoke during a 10-minute break
watched the same videos but with no instructions for emotion than those who resisted less attractive foods (vegetables).69
or affect control.12,56 Such outcomes indicate that attempting to regulate behavior
and cognition initially, may subsequently impair the ability to
Stroop task performance affects motor behavior refrain from unhealthy behaviors or engage in healthy ones.
As in the study by Vohs et al60 discussed earlier, self-regulatory Although performing high self-regulatory tasks seems to
depletion has been demonstrated on motor tasks and cognitive decrease the ability to control drinking and smoking behavior,

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Lisa A. Vinney and Lyn S. Turkstra Self-regulation in Voice Therapy 390.e4

attempting to abstain from unhealthy behaviors also appears to self-regulatory tasks (ie, a self-regulatory ‘‘break’’), they did
negatively impact future tasks requiring SR. Specifically, ex- not exhibit depletion. Similarly, participants who were directed
perimental findings have indicated that individuals who at- to relax while music was played for 3 minutes after a self-
tempted to abstain from drinking an alcoholic beverage, regulatory task performed as well as controls on a second
performed more poorly on two subsequent self-regulatory task requiring SR. By contrast, participants who simply waited
tasks (a cognitive task requiring inhibition and a handgrip mo- 3 minutes without music or being directed to relax still ex-
tor task) than did individuals who were directed to abstained hibited depletion. Martijn et al81 found that when college stu-
from drinking water.71 Thus, resisting unhealthy behaviors dent participants read about a person who showed
may negatively impact subsequent unrelated self-regulatory perseverance after their completion of a high self-regulatory
behaviors. For further review of the effects of depletion on task, these individuals did not show depletion effects on a sub-
health behavior, readers are referred to the review by Hagger sequent self-regulatory task. The personal example of persever-
et al.72 ance was intended to serve as a ‘‘prime’’ to bias participants’
thinking toward success on the task. Priming participants with
Self-regulatory depletion and fatigue the idea of dieting also has been found to reduce depletion as
Self-regulatory depletion effects are distinct from the effects determined by the amount of tempting foods participants ate
of motivation, general fatigue, mood, and learned helplessness in an experimental setting.85
or low self-efficacy in everyday activities.22,39 For example,
when depleted individuals were highly rewarded and Positive affect induction
therefore motivated to engage in more SR, they did so73; how- Tasks that induce a positive mood or affect also may reverse
ever, using already-depleted self-regulatory resources led to self-regulatory depletion effects.86 For example, participants
even poorer performance on subsequent tasks.74 Depletion in a depletion condition who had positive affect induced by
effects are not related to general fatigue, as Vohs et al74 dis- watching a comedic video or by being given a small, unex-
covered that individuals who were deprived of sleep for 36 pected gift, performed as well on subsequent self-regulatory
hours showed similar self-regulatory effects to those who tasks as non-depleted participants, and significantly better
had received a full night of sleep.75 than participants who were provided with a neutral stimulus
(a receipt for participation or a neutral film clip), a sad stim-
Physiological underpinnings of self-regulatory ulus (sad video clip), or a 5-minute break between depleting
depletion tasks.83 Similarly, participants in a depletion condition who
Self-regulatory depletion may occur independently of physical were asked to write about their top-ranked core value after
fatigue, but it does appear to have a physiological basis. Acts of a regulated writing task did not show depletion on a subse-
SR such as regulating emotions, engaging in the Stroop task, quent pain tolerance task.82
controlling one’s focus of attention, and suppressing thoughts
have been linked to significant reductions in blood glucose Strengthening SR
levels, and low blood glucose levels before performing one Simply practicing SR of a behavior appears to facilitate an over-
self-regulatory task are associated with impaired performance all increase in self-regulatory strength.22,87–90 For example,
on a subsequent task requiring SR.76 Engaging in SR is also as- Muraven et al87 found that depletion was reduced on a persis-
sociated with increased heart rate variability, and greater heart tence handgrip exercise task after a thought suppression task
rate variability at baseline has been associated with better per- (avoiding thoughts about a white bear for 5 minutes) after un-
formance on tasks demanding SR.77,78 Thus, self-regulatory de- dergraduate student participants had engaged in 2 weeks of
pletion appears to have a physiological basis, or at least self-regulatory exercise. In that study, self-regulatory exercises
physiological correlates, which may have implications for included maintaining good posture at all times and recording
changes in behaviors such as phonation. progress on this goal, keeping a food diary, or regulating emo-
tions and attitudes. Similarly, Oaten and Cheng89 found that in-
SELF-REGULATORY REPLETION dividuals who engaged in a consistent schedule of study across
Continuing the ‘‘fuel’’ and ‘‘muscle’’ metaphors for SR, there 2 months performed better on laboratory tasks requiring SR af-
is evidence that interventions may strengthen SR (ie, increase ter the conclusion of the program. These students also reported
capacity or resistance to depletion) or ‘‘replete’’ it. Brief pe- decreased stress during college examination week and better
riods of rest or relaxation, priming acts of SR, affirming SR of behavior (healthier eating, decreased smoking and alco-
core values, and induction of positive affect have all been hol consumption, adherence to commitments such as chores,
found to reverse self-regulatory depletion on cognitive and and more controlled monetary spending) when compared
motor tasks.79–84 with a group that was not involved in the study program. An-
other study by the same authors90 found similar outcomes (im-
Rest and relaxation proved daily SR as evidenced by performance on laboratory
When periods of rest and relaxation occur between two high tasks), when individuals engaged in a consistent program of
self-regulatory tasks, depletion may be prevented. Tyler and physical exercise across 2 months.
Burns79 found that when undergraduate student participants Self-regulatory ‘‘resistance training’’ effects were also evi-
were given 10 minutes to fill out questionnaires between two dent in a study by Gailliot et al,88 who were interested in the

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390.e5 Journal of Voice, Vol. 27, No. 3, 2013

interaction of SR and voluntary suppression of stereotypes. SR AND VOICE THERAPY


The authors noted that people may attempt to suppress their In the following sections, SR is discussed in the context of voice
stereotypical thoughts for personal and social reasons, but cited therapy. We propose that an understanding of self-regulatory ef-
previous research showing that this suppression resulted in de- fects may be important for the evaluation of voice clients, struc-
pletion on subsequent tasks. They hypothesized that practicing turing voice therapy, designing directions for home practice,
SR might build capacity and thus reduce depletion effects after and facilitating generalization and maintenance of gains on
stereotype suppression. As ‘‘practice,’’ undergraduate student voice therapy tasks. The following discussion focuses on
participants were asked to modify their speaking style for 2 physiological voice therapy.1,91,92 Although SR may have
weeks and document their progress in a journal. Modifications applications to other types of voice therapy, SR effects seem
were saying ‘‘yes’’ and ‘‘no’’ instead of ‘‘yeah,’’ ‘‘nope,’’ or particularly appropriate for physiological voice therapy
other colloquialisms; speaking in complete sentences only; because physiological therapy typically involves voluntary
and refraining from using slang, cursing, or starting sentences behavior change using specific exercise regimes or
with ‘‘I.’’ In pre- and post-training sessions, participants com- programs including Lessac-Madsen Resonant Voice Therapy
pleted three tasks: (1) completing as many anagrams as they (RVT),93–95 confidential voice therapy,94 vocal function exer-
could in 5 minutes, (2) a stereotype suppression task in which cises,96,97 Lee Silverman Voice Treatment,4,98,99 and the
they were shown a picture of a man who they were told was accent method of voice therapy.6,8,100 The commonality
a homosexual and asked to describe that person’s typical dress, across these physiological approaches is their emphasis on
behavior, political beliefs, and leisure activities without men- changing motor behavior related to respiration, muscular
tioning any stereotypes about homosexual people in their effort, and resonance via specific formal exercises and motor
responses, and (3) another 5-minute session of solving ana- adjustments. Also, these approaches typically emphasize
grams. Groups were further divided into those with low versus generalization of new vocal behavior into everyday life. For
high motivation to suppress stereotypes, according to scores on example, RVT uses exercises like humming and chanting to
a scale for measuring motivation to respond without prejudice. facilitate improved oral resonance and decreased muscular
There was a significant effect of self-regulatory practice on effort in patients.95 The program progresses from these basic
both stereotype suppression and also persistence at solving an- exercises to using newly learned forward oral resonance and re-
agrams for the high-motivation group only. Results were repli- duced muscular effort first in sounds, then in words, sentences,
cated for a second stereotype (about overweight people). In and finally conversation.95 Generalizing a newly learned, vol-
both cases, practice reduced depletion effects but only in indi- untary behavior from isolated sounds in a clinic room to conver-
viduals who were motivated to regulate their own behavior. sation in everyday life, and then sustaining use of the new vocal
These results indicate that repletion interventions may only behavior over time is highly likely to require self-regulatory
benefit a highly motivated depleted individual and that high resources.
motivation alone will not counteract self-regulatory depletion. The following discussion focuses on RVT as an example of
physiological voice therapy. RVT, like several other physiolog-
ical therapies, is based on a phase-based model of motor learn-
SUMMARY OF SELF-REGULATORY EFFECTS ing. According to this model, motor learning is defined as
Several key findings of the studies just discussed have implica- ‘‘permanent improvement in a skill,’’101 (p. 411) and occurs in
tions for voice therapy. First, SR appears to be a unitary re- three phases: skill acquisition, habit formation, and habit
source that is depleted when used and can be exhausted, change.101 During skill acquisition, the learner acquires the
leading to SR failure. Individuals with depleted SR can be mo- ability to perform a particular motor task or skill in optimal cir-
tivated to push themselves to exert additional effort on subse- cumstances (eg, in the clinic room, with instruction and moni-
quent self-regulatory tasks, but this comes at a high cost for toring by a clinician). The second phase of motor learning, habit
those tasks. Second, it appears that SR can be ‘‘boosted’’ by formation, involves acquiring the ability to produce the new
priming with positive stimuli and ‘‘restored’’ with rest or activ- motor behavior with limited attentional resources.101 Perfor-
ities such as positive mood induction. Third, consistent with the mance of a habituated motor behavior will not degrade when
muscle metaphor, SR may be improved with ‘‘exercise’’ (prac- it is performed simultaneously with another task, and the behav-
tice), even with practice over a relatively short period. Practice ior can be performed consistently across situations. Before
can occur on unrelated self-regulatory tasks (eg, saying ‘‘yes’’ a motor behavior is habituated and, as a result automatized,
instead of ‘‘yeah’’ had positive effects on subsequent stereotype self-regulatory resources will be necessary to control that
suppression), consistent with the notion that all self-regulatory behavior. Habit formation is likely to be difficult initially be-
tasks rely on a unitary resource. Fourth, self-regulatory capacity cause phonation in a communication context requires dividing
and depletion effects vary across individuals and effects of attention among multiple tasks that require cognitive effort,
practice and rest likewise vary according to factors unrelated including formulation and production of spoken messages,
to SR like motivation. Finally, depletion effects seem to be at self-monitoring of verbal content and pragmatic aspects of
least partly independent of factors such as physical fatigue communication, monitoring verbal and nonverbal feedback
and mood, and thus cannot be inferred by signs and symptoms from the listener, and making adjustments according to that
related to these other factors. feedback. During the third phase of learning, habit change,

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old habitual behaviors should be inhibited and replaced with the on habit formation and change to generalize the use of
newly acquired behavior.101 As habitual behavior (ie, using a new level of vocal intensity into their everyday verbal
a hyperfunctional voice) is typically activated automatically communication.
by any stimulus for phonation,101 using a new behavior in place
of the habituated one will require conscious mental effort, oth-
erwise known as SR. SR DURING HABIT FORMATION AND HABIT CHANGE
During the phases of habit formation and habit change, the
SR DURING SKILL ACQUISITION objective is to consistently produce the newly acquired vocal
SR of vocal behavior during therapy likely can be modeled behavior with decreasing attentional demands across various
by a feedback loop meant to allow for adjustments and even- environments and levels of difficulty. During these phases,
tually a decrease in the discrepancy between a standard or the regulatory process changes to the one depicted in Figure 2
goal and behavioral outcomes.102–105 Figure 1 depicts the (adapted from Carver and Scheier102). In this model, the clini-
proposed self-regulatory process invoked during the phase cian may also provide external feedback to facilitate the
of skill acquisition. In this phase, the patient’s task is to patient’s activation of the goal for a particular vocal technique,
learn how to produce particular vocal behaviors or tech- but because the individual has already acquired the ability to
niques. The patient’s regulation of vocal behavior is not perform the desired vocal behavior during skill acquisition,
completely self-mediated because the clinician is shaping this process proceeds relatively independently. In fact, produc-
what we will call the patient’s ‘‘mental representation and ing the target vocal behavior in many different environments
motor program’’ for voice production. Upon starting voice will require significant work and SR outside the therapy
therapy, the patient will have a mental representation of pho- room. The patient is now aware of the vocal goal and will use
nation and an associated motor plan that leads to dysphonic perceptual feedback and possibly input from external sources
vocal productions. However, external influences (eg, instruc- (eg, clinician and conversational partners) to determine whether
tion from the therapist) will be combined with internal feed- vocal output is in line with that goal. The comparator in the
back and used to adjust the original mental representation of model represents the process of examining how closely the in-
phonation and its associated motor plan. Adjustments to this ternal perceptual and/or external inputs match the vocal goal. If
mental representation and motor plan will take place many no discrepancy is detected, then the vocal behavior will not
times before the patient has a stable, consistent, and accurate change. If there is a discernable difference, however, then the
representation of the desired vocal behavior as well as an vocal behavior should be modified. During habit formation,
associated motor plan that allows him or her to use that this process should require fewer cognitive resources, and mod-
behavior. Depending on the type of physiological therapy ifications to the target vocal behavior should decrease as it is
used, skill acquisition may be relatively brief. For example, performed with greater consistency.
most patients probably already have acquired the skill to During habit change, the goal will consist of not only per-
produce a loud or soft voice but perhaps need to work on forming the target vocal behavior but also doing so in place
habitually phonating loudly or softly. Thus, they will be fur- of the previous habitual vocal behavior (eg, pressed voice).
ther along in the process of motor learning, yet need to work When habit change is completed, individuals will no longer
be monitoring their vocal behavior by examining how it com-
pares to the conceptualized goal. Instead, the new habit is per-
formed relatively unconsciously because it has become the
dominant vocal behavioral response pattern. At this point,

FIGURE 2. Proposed model for the SR of vocal behavior


FIGURE 1. Proposed model for the process of regulating vocal be- during habit formation and habit change. Adapted from Carver and
havior to acquire target vocal act during skill acquisition. Scheier.102

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390.e7 Journal of Voice, Vol. 27, No. 3, 2013

self-regulatory resources will no longer be necessary to main- states.11 Please refer to Table 1 for more information on how
tain the newly adopted behavior. each of these issues may impact each phase of motor learning
in RVT.
SELF-REGULATORY DEPLETION IN RVT
More than 100 published studies now provide strong evidence
SUMMARY OF SR DURING MOTOR LEARNING IN
that when adults engage in SR, their ability to regulate subse- VOICE THERAPY
quent tasks diminishes. How does this relate to RVT? It is pro-
SR is necessary to facilitate progress in motor learning and vo-
posed that SR relates to RVT in two ways. First, participating in
cal behavior change in RVT and other physiological voice ther-
a SR-demanding task before phonation may deplete the self- apies. During skill acquisition, self-regulatory efforts are
regulatory resources needed to change vocal behavior (eg, to required to refine vocal behavior until the vocal target can be
use newly learned vocal behaviors in a conversation after
produced correctly. During habit formation, the new vocal be-
a long work day). Second, self-regulatory resources required havior will need to be produced consistently across situations
to perform newly learned vocal behaviors may deplete re-
and levels of difficulty with decreasing demands on attention
sources needed for other self-regulatory tasks related to vocal
and cognition. When habit change begins, the older habitual vo-
rehabilitation, such as adherence to practice schedules and vo-
cal behavior will need to be consistently replaced with the new
cal hygiene regimes.
one. Eventually, exchanging the old behavior for the new
The idea that depletion may be affecting voice patients re- should become habitual and require fewer and fewer self-
ceiving RVT is indirectly supported by one recent interview regulatory resources until virtually none are required. Poor
study by van Leer and Connor.33 In that study, voice patients re-
monitoring of behavior, goals that are not in line with an indi-
ported that the constant need to attend to and be in control of
vidual’s abilities or compete with producing and maintaining
phonation was a barrier to voice therapy success. Patients
the target vocal behavior, or the lack of any standard or goal
also reported that their extraneous cognitions and emotions,
for vocal behavior may all occur when self-regulatory resources
as well as situational factors, affected their ability to use healthy
are insufficient, and this may lead to failure during the motor
vocal technique and accurately assess their vocal practice.33
learning process. Learning failure may manifest as the inability
These findings suggest that voice patients are aware of the ne-
to either produce the target vocal behavior or generalize desired
cessity for regulation of thought and action during voice prac-
phonatory behavior to everyday communication situations.
tice and therapy but that the effort required to use these skills
can make the therapeutic process very difficult.
The preceding interview study indicates how depletion may SUPPORTING SR DURING VOCAL BEHAVIOR
result in failures to advance through motor learning during CHANGE
RVT. The general reasons that SR failure may occur include: One way to support SR and decrease the demands it places
(1) the lack of a goal or standard for completing a task; (2) a on cognition is to facilitate patients’ development of goal
goal or standard being too high or too low relative to an individ- implementation intentions.106–108 Goal implementation
ual’s capacity; (3) multiple incompatible goals or standards intentions are statements that specify conditions under which
activated at once; and (4) insufficient self-regulatory capacity the person will take steps toward achieving a goal. A generic
resulting in insufficient monitoring of current conditions and goal intention would be ‘‘I intend to attain goal X!’’ and
undetected discrepancies between goal standards and actual a generic implementation intention would be, ‘‘I will initiate

TABLE 1.
SR Failure and Voice Therapy
Phase(s) of Motor
Categories of SR Failure SR Failure in Voice Patients Learning
Individual lacks standard or goal Patient unable to form mental representation/motor Skill acquisition
program for resonant voice
Patient has mental representation/motor program Habit formation/change
for resonant voice but is not activating it
Goal or standard is too high/low Patient has accurate mental representation/motor Habit formation/change
plan for resonant voice but is unable to produce it
due to current lack of self-regulatory resources
Patient has inaccurate mental representation/motor Skill acquisition
program associated with resonant voice
Discrepancies between goal standards and Patient does not detect difference between goal and Habit formation/change
actual states not monitored/detected actual vocal behavior
Goal/standard is activated with other Patient activates goal for producing resonant voice Habit formation/change
incompatible goals at the same time that other incompatible goals
are activated

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Lisa A. Vinney and Lyn S. Turkstra Self-regulation in Voice Therapy 390.e8

goal-directed response Y when situation Z arises!’’108 (p. 124) a subsequent anagram task (‘‘I will find as many solutions
Implementation intentions provide patients with criteria for as possible and if I have solved one anagram, then I
when to initiate a goal like producing and maintaining target will immediately start to work on the next’’ (p.5)) after
vocal behavior. Implementation intentions are different than suppressing laughter and amusement in response to a funny
goal intentions. In the goal intention above, X represents an out- film clip, they solved a similar number of anagrams as did
come or behavior; but this sort of statement does not provide a individuals who did not suppress emotions initially.123 The
direct link between a behavior and a specific situation. By same effect was not seen when participants were only assigned
specifying the ‘‘when, where, and how of goal-directed re- a goal intention without more specific plans (‘‘I will find as
sponses,’’109 (p. 947) individuals are more likely to automatically many solutions as possible’’(p. 5)). Webb and Sheeran120 found
respond with the desired behavior when the appropriate situa- similar results in a study in which they attempted to induce de-
tion is encountered. pletion via a Stroop task. In that study, depleted individuals who
One of the most promising findings about implementation in- formed implementation intentions about performing the Stroop
tentions is that they appear to lead to automatic action initiation as quickly as possible (‘‘As soon as I see the word I will ignore
and place a minimal load on cognitive resources.109 This find- its meaning, for example, by concentrating on the second letter
ing is supported by evidence that implementation intentions im- only, and I will name the color ink it is printed in’’ (p. 281)), per-
prove goal-directed behavior in dual task situations, when sisted at a subsequent impossible task for significantly more
attentional resources are divided between the goal behavior time than did depleted individuals who did not form implemen-
and a competing task.109 Research in this area provides support tation intentions. The depleted group that had formed imple-
for integrating implementation intentions into voice therapy. mentation intentions persisted for a similar amount of time as
For example, having participants generate implementation in- a non-depleted group. In a second experiment, participants
tentions as to when, where, and how they will implement spe- who were depleted and formed implementation intentions
cific vocal techniques (eg, ‘‘I will use my front voice when I about completing a subsequent Stroop task as quickly as possi-
am at the dinner table this evening) or practice vocal exercises ble, performed the Stroop as rapidly and with a similar amount
(eg, ‘‘At 9 PM, I will practice my vocal exercises in my room us- of errors as did those who had not participated in a previous
ing the audio recording from my therapist’’) would likely be depletion task.120 They also performed significantly better
beneficial to voice patients. than depleted individuals who had not formed implementation
Unlike habits, implementation intentions require a single intentions (ie, fewer errors and faster performance).
mental act to lay the foundation for automatic processes.109 Implementation intentions and associated research findings
As described in the motor learning phases explained above, mo- are likely very applicable to the motor learning process in
tor behaviors are thought to become automatic only through RVT and other physiological voice therapy programs. During
conscious and consistent repetition of the desired behavioral re- skill acquisition, using implementation intentions to maintain
sponse. On the other hand, it is thought that once implementa- specific vocal practice recommendations may be especially
tion intentions are formulated via a singular cognitive effort, helpful in establishing the ability to perform a new vocal behav-
action can proceed automatically and with minimal cognitive ior. During habit formation and change, implementation inten-
resources. Unlike habits, a less routine behavior may benefit tions could be helpful in automatically activating new vocal
most from the support of implementation intentions.109 behaviors via environmental and situational triggers (eg, using
Implementation intentions have led to the adoption of many resonant voice every time one is at the dinner table). Implemen-
health-related behaviors, including regular exercise,110–112 tation intentions may benefit associated behaviors that affect
attendance at cancer screening appointments,112 decreasing or vocal health by leading to diet modifications, adhering to
abstaining from alcohol consumption,113–115 and eating healthy a schedule for taking reflux medications, regularly engaging
foods.116–118 Many studies have found that implementation in vocal practice, and keeping voice therapy and laryngology
intentions are helpful in sustaining new health behaviors appointments. It appears that by making specific plans in ad-
across weeks and months.116,119 Indeed, it appears that vance, desired behaviors may be automatically activated in
implementation intentions may be another bridge to facilitating specified conditions and environments, thereby reducing self-
the use of a particular vocal behavior in everyday life without regulatory demands and freeing up cognitive resources for vo-
increasing demands on SR. Specifically, implementation cal control. As a result, depletion may be prevented and vocal
intentions seem to help individuals ‘‘establish new behavioral behaviors may be improved.
routines’’ without much cognitive effort.109 Implementation in-
tentions are particularly relevant to voice therapy, as their formu- CONCLUSION
lation may aid in improving adherence to vocal practice and Voice therapy is extremely complex, and a number of factors are
hygiene recommendations, using new vocal techniques consis- likely to play a role in patient outcomes. Although anatomic,
tently and in place of inefficient phonation in everyday life, and physiological, and psychological contributors to outcomes in
keeping regular voice therapy and laryngology appointments. voice therapy have been well studied, cognitive contributors to
As implementation intentions may decrease self-regulatory therapy success and failure have received less attention. Results
demands and lead to automatic action initiation, their use of the studies discussed here suggest that SR is one cognitive
may counteract the effects of depletion.120–122 For example, factor that could have a significant influence on outcomes
when individuals generated implementation intentions about from voice therapy, particularly in relation to treatment

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390.e9 Journal of Voice, Vol. 27, No. 3, 2013

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390.e11 Journal of Voice, Vol. 27, No. 3, 2013

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