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WILLIAM HUGHES
no book since Mrs Shelley’s Frankenstein or indeed any other at all has come
near yours in originality, or terror . . . Poe is nowhere. I have read much but
I have never read a book like it at all in its terrible excitement.1
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Dracula’s Debts to the Gothic Romance
survived in the author’s collection up until his death. Amongst these are an
illustrated 1894 edition of The Watcher and Other Weird Stories (1894) by
Sheridan Le Fanu – a posthumous anthology of the Dubliner’s ghost stories
which does not, however, include the 1872 vampire novella, ‘Carmilla’ – and
Rudyard Kipling’s 1904 collection Traffics and Discoveries, which con-
tained the ghost story ‘They’ and the ambivalent mystery ‘Mrs Bathurst’.
Stoker also owned a folio copy of ‘The Body Snatcher’ by Robert Louis
Stevenson, ‘as it appeared in the Pall Mall Gazette, Jan. 31, 1895’. There
were earlier works, including an 1813 edition of Robert Blair’s 1743
Graveyard-School poem The Grave, illustrated by William Blake, an
1888 illustrated edition of Washington Irving’s 1819 short story, Rip Van
Winkle and a two-volume translation of Hoffman’s Weird Tales. The early
interface between Gothic and Romanticism was represented by a Victorian
edition of Frankenstein, two volumes of poetry by Percy Shelley and a First
Edition of Cantos 1–2 of Byron’s Childe Harold’s Pilgrimage. Two separate
lots contained translations of the Faust narrative from the German and,
addition to several Victorian studies of British and Irish folklore, Stoker also
owned a copy of Byways of Ghost Land (1911) by Elliot O’Donnell, a
prolific recorder of purportedly ‘true’ hauntings.
Though some of these named editions postdate the publication of Dra-
cula, their presence is surely an index of the author’s abiding interest in the
Gothic. Their selective nature, though – their inclusion in the sale being
determined by the auctioneer’s economic eye rather than the former owner’s
aesthetic sensibilities – leaves open to speculation the potential extent of
Stoker’s interest in Gothic stylistics. Critics have long speculated regarding
the generic archive upon which the author of Dracula drew when writing as
well as researching that novel. Their speculations, though, have from the
mid-1970s tended to suggest that the generic context of Dracula ought to
rightly be located primarily in the relatively small corpus of vampire fictions
within the nineteenth-century Gothic tradition. Whilst much of this consen-
sus crystallises around the plausible connections between Dracula and
‘Carmilla’, the un-dead protagonists of other fictions have on occasions been
implicated as more or less explicit ancestors of Stoker’s Count. Robert
Eighteen-Bisang and Elizabeth Miller frame Dracula as little more than a
bricolage of scenes derived from other vampire narratives – Polidori’s ‘The
Vampyre’ (1819), Gautier’s ‘La Morte Amoureuse’ (1836), Prest and
Rymer’s Varney the Vampyre (1847) and ‘The Mysterious Stranger’
(1853), an anonymous translation from the German published in Chambers’
Repository.3 The relationship between the Count and Harker follows a
similar pattern to that of Polidori’s vampiric Lord Ruthven and his associate
Aubrey. The scene in which Harker cuts himself in Transylvania, inciting the
27
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Dracula’s Debts to the Gothic Romance
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For both Adeline and Harker, ‘the charms of external nature were
heightened by those of novelty’: the two likewise, as their respective novels
progress, demonstrate ‘that elastic energy, that resists calamity’.6 In Harker’s
first-person account, it is as well also to acknowledge the influence, however
oblique, of Edmund Burke’s conception of beauty (rather than sublimity) in
the manner in which the road is made to deviate captivatingly away from the
30
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Dracula’s Debts to the Gothic Romance
brutality of the straight line, its bordering vegetation eschewing the ‘dark
and gloomy’ in favour of a landscape both ‘light and delicate’.7
It is the rather emphatically described pine woods that initiate a disruption
of this pastoral lowland landscape in a way that is, again, strikingly reminis-
cent of Radcliffean stylistics. The dominant convention here is one of a
transition to Burkean obscurity imbricated with arboreal wildness. Structur-
ally, in Radcliffe’s fiction and in Dracula, the aesthetically pleasing terrain of
the familiar lowlands is characteristically succeeded by an ascent into a more
rugged and terrific environment – the perception of which necessarily
impacts upon the emotions of the traveller, and indeed accelerates the
erosion of their already compromised sense of self-possession and self-
determination. The ascent itself is frequently vertiginous – in Radcliffe’s
The Italian (1797), the heroine endures a ‘road . . . carried high among the
cliffs’ that ‘seemed as if suspended in air’ – and the journey almost invariably
embraces the richly symbolic chiaroscuro of a ‘rocky defile’ or ‘shadowy
pass’.8 This geographical feature literally, as well as figuratively, obscures
the beautiful and uplifting scenery of the mundane lowlands. A final contem-
plation of these latter, be it literal or figurative, is apt to concentrate the mind
more upon what has been lost as much as upon what may lie ahead, as the
narrator of Radcliffe’s The Mysteries of Udolpho (1794) suggests through
the heroine’s parting vision of the panorama of the Italian Campagna
bounded by the distant Adriatic:
Emily gazed long on the splendours of the world she was quitting, of which the
whole magnificence seemed thus given to her sight only to increase her regret
on leaving it . . .
From this sublime scene the travellers continued to ascend among the pines, till
they entered a narrow pass of the mountains which shut out every feature of
the distant country.9
After the pass has been entered there is no looking back, either at the land
that has been left behind or to the emotions it has momentarily stirred. The
pass is the gateway to the sublime and to a quite different empathy with the
landscape. As Harker notes, as he enters the opening of the Borgo Pass, ‘It
seemed as though the mountain range had separated two atmospheres, and
that now we had got into the thunderous one’ (D, 12). Such places are far
more than just spectacular scenery.
The pass, moreover, is intimate with the natural woodlands that surround
it, and which serve to obscure the path behind and the way ahead as much as
the overhanging rocks that fringe these hostile gorges and valleys. Unlike the
blossom-bedecked fruit trees of the Mittel Land, the ‘deep shades’ and
‘melancholy boughs’ of a confining forest will likely lower the spirits at the
31
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As the evening fell it began to get very cold, and the growing twilight seemed to
merge into one dark mistiness the gloom of the trees, oak, beech and pine,
though in the valleys which ran deep between the spurs of the hills, as we
ascended through the Pass, the dark firs stood out here and there against the
background of late-lying snow. Sometimes, as the road was cut through the
pine woods that seemed in the darkness to be closing down upon us, great
masses of greyness, which here and there bestrewed the trees, produced a
peculiarly weird and solemn effect, which carried on the thoughts and grim
fancies engendered earlier in the evening. (D, 11)
The gloom of these shades, their solitary silence, except when the breeze swept
over their summits, the tremendous precipices of the mountains, that came
partially to the eye, each assisted to raise the solemnity of Emily’s feelings into
awe; she saw only images of gloomy grandeur, or of dreadful sublimity,
around her; other images, equally gloomy and equally terrible, gleamed on
her imagination.12
For both travellers, the obscured pathways of the forest and the mountain
pass fuel a sense of dread associated with the conclusion of the traveller’s
journey. In The Mysteries of Udolpho and Dracula, this destination is a
castle (though it may, in Radcliffe’s other fiction and that of her contempor-
aries be equally as likely a convent, an abbey, the retreat of kidnappers or
the secret resort of banditti). The generic castle, though, is a further example
of Stoker’s deployment of eighteenth-century Gothic conventions in his
fin-de-siècle Victorian fiction. As with the natural backdrops utilised by
the author in Dracula, the castle is freighted likewise with the residual
values of the eighteenth century, values that the author readily adapts to
an age politically and socially estranged from the world of Radcliffe and her
contemporaries.
32
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Dracula’s Debts to the Gothic Romance
The Gothic castle may be literally a haunted edifice, but its ominous
potential is as much connected with the archaic cultural attitudes that it
emblematises as with the dead beings that tenant its chambers. Horace
Walpole’s The Castle of Otranto (1764) initiated these protocols, and many
of those who followed, such as Clara Reeve’s The Old English Baron
(1778), continued to insert eighteenth-century domestic preoccupations into
the historical space of the castle. Similarly, Stoker imbues Victorian middle-
class contemporaneity with a feudalism encoded in both the Count’s resi-
dence and his aristocratic title.
Castle Dracula has the ambience of the battlements and ruins so familiar
to the readers of those Gothic novels whose plots depicted events in the
distant or near past. Like Radcliffe’s eponymous Udolpho, Castle Dracula is
approached from beneath, and the perceiver experiences a Burkean sense of
awe regarding its ponderous size and a more sensible or emotional response
to its ruined condition. Emily ‘gazed with melancholy awe upon the castle’
of Udolpho, comprehending ‘the gothic greatness of its features, and its
mouldering walls of dark grey stone, [that] rendered it a gloomy and
sublime object’.13 Harker, whose imperfect vision is further compromised
by uneasy sleep, likewise perceives ‘a vast ruined castle, from whose tall
black windows came no ray of light, and whose broken battlements showed
a jagged line against the moonlit sky’ (D, 17). The shadowed vastness of the
edifice is bound up with Burke’s conviction ‘That to make anything very
terrible, obscurity seems in general to be necessary’.14 Harker, showing
unusual clarity of thought, notes on the day of his arrival that the castle
‘perhaps seemed bigger than it really is’, having ‘not yet been able to see it
by daylight’ (D, 17). Those external details that are broken, jagged or worn
speak of the sublime.
If the ruination of the edifice inspires melancholy, an emotion at times akin
to nostalgia, then the actual meaning of castellated structures more forcefully
complicates their place in Stoker’s economy of the sublime. As a ruin, the
castle is a survival from earlier times, and though its association with
feudalism may be appropriate to the historical epochs of The Old English
Baron (set in the fifteenth century) or The Mysteries of Udolpho (set in the
sixteenth century), it is perceptively anachronistic in Stoker’s romance of the
contemporary. Even when structurally ruined, the power culturally invested
in the castle remains as a residual emblem of absolutist power. Just as the
abducted heroines of the eighteenth century find themselves at the mercy of
their noble (or, on occasions, ecclesiastical) captors within the walls of these
isolated bastions, so too does Harker come to realise that, for all his
technological and legal knowledge, he has no power once he has crossed
the cultural threshold that separates employment from serfdom. His
33
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if I might come into that room when I chose. He answered: ‘Yes, certainly’, and
added: –
‘You may go anywhere you wish in the castle, except where the doors are
locked, where of course you will not wish to go’. (D, 23)
Effectively, on arrival all his relative power and status are annulled: what
acknowledgement such things receive is granted only at the behest of the
feudal overlord, just like Emily when incarcerated in Udolpho. Harker’s
earlier status has become a memory, a superficial fiction granted to him only
whilst he remains useful to his captor. It does not take Harker long to
perceive his place within this mutually sustained fiction: ‘The castle is a
veritable prison, and I am a prisoner!’, he despairingly writes, having com-
prehended that there are ‘doors, doors, doors everywhere, and all locked and
bolted’ (D, 28).
As Harker recognises, escape is possible only by way of the windows that
lighten the interior of his prison. His interaction with these, though, places
him for once in contradistinction to the abducted eighteenth-century hero-
ines to which he is otherwise so easily compared. To these unfortunate
women, the distant prospect of an open landscape observed from some lofty
window customarily functions as some compensatory form of comfort for
their confinement. Witness the emotional sensitivity of Ellena, imprisoned in
a convent in Radcliffe’s The Italian:
She ascended the winding steps hastily, and found they led only to a door,
opening into a small room, where nothing remarkable appeared, till she
approached the windows, and beheld thence an horizon, and a landscape
spread below, whose grandeur awakened all her heart. The consciousness of
her prison was lost, while her eyes ranged over the wild and freely-sublime
scene without.15
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Dracula’s Debts to the Gothic Romance
I went out on the stairs and found a room looking towards the south. The view
was magnificent, and from where I stood there was every opportunity of seeing
it. The castle is on the very edge of a terrible precipice. A stone falling from the
window would fall a thousand feet without touching anything! As far as the
eye can reach is a sea of green tree-tops with occasionally a deep rift where
there is a chasm. Here and there are silver threads where the rivers wind in deep
gorges through the forests. (D, 28)
The view neither sustains nor comforts Stoker’s hapless hero, however. His
consciousness of the castle’s impenetrable locked doors leaves him ‘not in the
heart to describe beauty’ (D, 28) – but in a state of passive despair.
This is the point at which Stoker’s rhetoric departs from its hitherto fairly
consistent adherence to Radcliffe. Though Radcliffe’s heroines are prone to
faint – as is the wont of the sensible heroine – they are resolute in their moral
purpose, and constant in their self-belief. Adversity tests and stabilises their
character. One might note here Ellena’s immanent sensibility even under the
stress of present abduction and an uncertain future in the hands of her male
captors:
her spirits being gradually revived and elevated by the grandeur of the images
around her, she said to herself, ‘If I am condemned to misery, surely I could
endure it in more fortitude in scenes like these, than amid the tamer landscapes of
nature! Here, the objects seem to impart somewhat of their own force, their own
sublimity, to the soul. It is scarcely possible to yield to the pressure of misfortune
while we walk, as with the Deity, amidst his most stupendous works!’17
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36
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Dracula’s Debts to the Gothic Romance
ownership. These elements are not pastiches, but answer their own respect-
ive purposes at the Victorian fin de siècle.
Stoker’s mindfulness with regard to the appropriation and deployment of
these standards of earlier Gothic is, however, a matter of debate rather than
certainty. Nonetheless, note that the author followed Dracula some twelve
years later with a further vampire narrative, The Lady of the Shroud (1909).
This work – which is a pseudo-vampire novel, the heroine being mortal, a
Balkan noble merely posing as a vampire out of political expediency – draws
heavily, and in places ironically, upon the conventions of vampirism pro-
posed in Dracula. Indeed, the hero, who – like Harker – has been a partici-
pant in his own developing masculinity, tabulates these, from her wearing a
shroud, to crossing the threshold upon his invitation and disappearing
hastily at cock-crow. If Stoker’s playfulness here is perhaps indulgently
self-referential, one small detail recalls the generic heritage that links The
Lady of the Shroud not merely to Dracula but also to the tradition in which
Ann Radcliffe and her contemporaries participated in the eighteenth century.
It is not the hill-top castle, nor indeed the evergreen forests that encircle it.
Nor is it the supposed presence of ghosts or vampires, or even the incense-
scented Orthodox Christianity that here takes the place customarily reserved
for Roman Catholic ceremonial in the Gothic novel. It is the small reference
to the Italian port from which the hero’s aeroplane is despatched across the
Adriatic – the commercially insignificant harbour of Otranto, its adjoining
commune the site of a castle whose name would surely be familiar to any
reader of Gothic fiction, then or now.18
Notes
1 Quoted in Paul Murray, From the Shadow of Dracula: A Life of Bram Stoker,
Revised Edition (Dublin: Fitzpress, 2016), 195.
2 Catalogue of Valuable Books, Autograph Letters, and Illuminated and Other
Manuscripts . . . The Property of Bram Stoker, Esq. (Deceased), reproduced in
John Edgar Browning, ed., The Forgotten Writings of Bram Stoker (Basingstoke:
Palgrave, 2012), 222–41.
3 ‘Appendix VI’ in Robert Eighteen-Bisang and Elizabeth Miller, eds., Bram
Stoker’s Notes for Dracula: A Facsimile Edition (Jefferson, NC: McFarland,
2008), pp. 309–10.
4 Robert Mighall, A Geography of Victorian Gothic Fiction: Mapping History’s
Nightmares (Oxford: Oxford University Press, 1999), xiv.
5 Ann Radcliffe, The Romance of the Forest, ed. Chloe Chard (Oxford: Oxford
University Press, 1986), 9, cf. 13.
6 Radcliffe, The Romance of the Forest, 9, original punctuation.
37
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7 Edmund Burke, A Philosophical Enquiry into Our Ideas of the Sublime and
Beautiful, ed. Adam Phillips (Oxford: Oxford University Press, 1998), Part 3,
Section 27, 113.
8 Ann Radcliffe, The Italian, ed. Frederick Garber and E. J. Clery (Oxford: Oxford
University Press, 2008), 62.
9 Ann Radcliffe, The Mysteries of Udolpho, ed. Bonamy Dobrée (Oxford: Oxford
University Press, 1981), 225.
10 Radcliffe, The Romance of the Forest, 14.
11 Radcliffe, The Mysteries of Udolpho, 224.
12 Radcliffe, The Mysteries of Udolpho, 224.
13 Radcliffe, The Mysteries of Udolpho, 227.
14 Burke, A Philosophical Enquiry, Part 2, Section 3, 54.
15 Radcliffe, The Italian, 90.
16 Radcliffe, The Italian, 90. Emily perceives a similar ‘scene of wild grandeur’ from
her casement at Udolpho, see Radcliffe, The Mysteries of Udolpho, 241.
17 Radcliffe, The Italian, 62–63.
18 Stoker, The Lady of the Shroud, ed. William Hughes (Westcliff-on-Sea: Desert
Island Books, 2001), 292.
38
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