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ALLOY COMPOSITION AND THERMAL FATIGUE OF HIGH RELIABILITY

PB-FREE SOLDER ALLOYS


Richard Coyle1, Dave Hillman2, Charmaine Johnson1, Richard Parker3, Michael Osterman4,
Brook Sandy-Smith5, Babak Arfaei6, Hongwen Zhang5, Jie Geng5,Keith Howell7, Joe Smetana8,
Stuart Longgood9, Andre Kleyner9, Andre Delhaise10, Jasbir Bath11, Julie Silk12, Ranjit Pandher13,
Eric Lundeen14, Raiyo Aspandiar15, and Jerome Noiray16
1
Nokia Bell Laboratories, Murray Hill, NJ, USA
2
Rockwell Collins, Cedar Rapids, Iowa, USA
3
iNEMI, Tipton, IN, USA
4
CALCE, College Park, MD, USA
5
Indium Corp., Utica, NY, USA
6
SUNY-Binghamton, Binghamton, NY, USA
7
Nihon Superior Co., Ltd., Osaka, Japan
8
Nokia, Plano, TX USA
9
Delphi, Kokomo, IN, USA
10
Celestica, Toronto, ON. Canada
11
Bath & Associates Consultancy, Fremont, CA, USA
12
Keysight Technologies, Santa Rosa, CA, USA
13
Alpha Technologies, South Plainfield, NJ, USA
14
i3, Endicott, NY USA
15
Intel, Hillsboro, OR
16
Sagem, Paris, France

richard.coyle@nokia-bell-labs.com david.hillman@rockwellcollins.com

ABSTRACT (Bi). The BGA components were soldered to daisy chained


Innovations in Pb-free solder alloy development are being test boards using matching alloy solder paste, and
driven by evolving application requirements. One key area subsequently thermally cycled in accordance with the IPC-
for Pb-free solder alloy development is the need for alloys 9701 attachment reliability guideline. Data are reported for
that can resist thermal fatigue damage in increasingly three distinct thermal cycling profiles, 0/100°C, -40/125°C,
aggressive product use environments, while providing and -55/125°C, as characteristic life  (the number of cycles
acceptable performance under drop, shock and vibration to achieve 63.2% failure) and slope  from a two-parameter
loading conditions. Although SnAgCu (SAC) Pb-free solder Weibull analysis. A baseline characterization was performed
alloys typically have better fatigue life than traditional on representative board level assemblies from each of the
eutectic SnPb solder, their fatigue reliability is limited at experimental legs to document the basic microstructures
higher operating temperatures. In response to the need for before temperature cycling for comparison to samples
higher temperature performance, numerous new commercial removed from the temperature cycling chambers for failure
Pb-free solder alloys are being developed and introduced. analysis. Microstructural characterization and failure analysis
These alloys are based on the SAC system but have was done using optical metallography (destructive cross-
significant solute additions to promote solid solution sectional analysis), and scanning electron microscopy
strengthening at higher operating temperatures. (SEM).

This paper presents some of the initial thermal cycling results Key words: Pb-free alloys, alternative alloys, high reliability
from a major industrial consortia project established to solder alloys, thermal fatigue reliability, and solid solution
evaluate the thermal fatigue reliability of multiple SAC- strengthening.
based solder alloys containing various combinations of solid
solution and dispersion strengthening agents. Daisy chained INTRODUCTION
ball grid array (BGA) test vehicles were fabricated with Since the implementation of the RoHS Directive in 2006 [1],
SAC305 as a baseline and three different developmental there have been several significant innovations in Pb-free
alloys each employing significant additions of various solder alloy formulations. Alloy development has been
combinations of antimony (Sb), indium (In), and bismuth driven primarily by experience gathered through volume

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


manufacturing and increased deployment of a variety of Pb- movement and slowing damage accumulation. This pattern
free products of increasing complexity. This experience has of microstructural evolution is characteristic of the thermal
resulted in an increased number of Pb-free solder alloy fatigue failure process in these Sn-based Pb-free alloys and
choices beyond the first generation near-eutectic Sn-Ag-Cu was described originally in detail by Dunford et al in 2004
(SAC) alloys that were established initially as replacements [27]. Figure 1 shows scanning electron micrographs
for eutectic SnPb [2]. Second generation, lower Ag alloys illustrating coarsening of the Ag3Sn precipitates in SAC305
have been developed and introduced to address the solder caused by thermal cycling.
shortcomings of the first generation near-eutectic SAC, such
as poor mechanical shock performance, higher cost, and a
variety of technical and logistical risks. Third generation
commercial alloys are emerging as additional alternatives as
Pb-free manufacturing becomes pervasive, designs continue
to evolve in complexity, and operating environments become
increasingly more aggressive [3].

Thermal fatigue requirements always have been a priority for


the products of many high reliability end users [4]. Solder
joints age and degrade during service and eventually fail by Figure 1. Scanning electron micrographs illustrating Ag3Sn
the common wear out mechanism of thermally activated intermetallic precipitate coarsening that precedes
solder fatigue (creep fatigue) [5]. Solder fatigue is the major recrystallization and crack propagation during thermal
wear-out failure mode and major source of failure for surface cycling of SAC305.
mount (SMT) components in electronic assemblies [6].
The impetus for development of third generation Pb-free
Since 2008, the Pb-Free Alloy Alternatives Characterization solders has been the dramatic increase in electronic content
Program sponsored by the International Electronics in automobiles. Many automotive control modules, sensors,
Manufacturing Initiative (iNEMI) has been working to fill the and components are mounted in areas that experience high
gap in knowledge associated with thermal fatigue resistance operating temperatures, and rapid thermal and power cycling,
of first and second generation, Sn-based, Pb free solder alloys in combination with vibration and shock [3]. Common SAC
[2, 4, 7-20]. With the emergence of third generation Pb-free alloys cannot satisfy the reliability requirements for these use
solder alloys, high reliability end users have recognized the environments.
importance of characterizing and understanding the long-
term attachment performance of these solders. To address the need for higher temperature performance in a
commercial Pb-free solder alloy formulation, a working
The current iNEMI Alloy program [3] uses the basic group of solder suppliers, end users, and academic
approach of the previous iNEMI study to enable development researchers was formed to develop an alloy solution [28, 29].
of similar thermal fatigue data for third generation Pb-free The output of this working group was the initial third
solders. The Alloy evaluation team, includes participation generation, commercial Pb-free alloy identified as Innolot or
from the CALCE (Center for Advanced Life Cycle 90iSC [30]. The Innolot alloy is based on the ternary SAC387
Engineering), and AREA (Universal Advanced Research in formulation, but contains significant alloying additions of
Electronic Assembly) consortia, and has been expanded bismuth (Bi) and antimony (Sb), along with a microalloy
through a collaboration with another major industrial addition of nickel (Ni).
consortia, the High Density Package User Group (HDPUG).
These consortia collectively are supported by members from The need for higher temperature performance solder alloys
high reliability markets including telecom, automotive, has resulted in the development of numerous new
avionics, and military/defense end users, solder suppliers, commercial Pb-free solder alloys. These alloys are based on
and electronic contract manufacturers. the SAC system, but have significant major and micro
alloying alloy additions to promote better high temperature
THIRD GENERATION PB-FREE SOLDER ALLOYS performance. An additional goal is to increase resistance to
Background: Alloy Development and Requirements damage from high strain rate mechanical loading, while
The Sn-based, SAC alloys are more resistant to thermal maintaining superior resistance to thermal fatigue damage.
fatigue than the eutectic SnPb alloy, but they have reliability These alloys often are referred to as high reliability solders
limitations at higher operating temperatures [21]. During because they are targeted for applications with aggressive or
solidification of SAC solders, the Ag and Sn react to form harsh use environments.
networks of Ag3Sn precipitates at the primary Sn dendrite
boundaries [22, 23]. These intermetallic precipitates are The complete list of alloys included currently in this
recognized as the primary strengthening mechanism in SAC investigation is shown in Table 1. The test matrix also
solders [22-26]. During thermal or power cycling and contains SAC305 as the performance baseline alloy. The
extended high temperature exposure, the Ag3Sn precipitates table shows that Bi is the alloying element with the strongest
coarsen and become less effective in inhibiting dislocation

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


level of interest, which is consistent with the attention given Even if solute atoms precipitate from solution during thermal
to Bi in the Pb-free alloy literature [21, 28, 31-38]. excursions in service, the solder alloy may strengthen due to
subsequent dispersion hardening. Dispersion strengthening
Table 1. Nominal solder compositions and estimated melting occurs when insoluble particles are finely dispersed in a metal
ranges for the high reliability alloys included in the study. matrix. Typical dispersion strengthened alloys employ an
insoluble, incoherent second phase that is thermally stable
over a large temperature range (Figure 3) [40]. For Sn-based
solder alloys, the strength would be derived from a
combination of increased solid solution strengthening at
higher temperatures due to increased solubility, and
dispersion strengthening that would supplement the solid
solution effect at lower temperatures where solubility has
decreased.

This paper is focused on evaluating the effect of high


amounts of three different individual alloying elements, Sb,
In, and Bi. These alloys are highlighted in Table 1 as follows:
the SAC305 performance baseline, Indalloy 272 containing
1.5% Bi and 3.5% Sb, Indalloy 277 containing 3.5% Sb, 2.5%
Figure 3. A simple schematic illustrating solid solution (left)
In, and 0.5% Bi, and Indalloy 279 containing 5.5% Sb and
and dispersion strengthening (right).
0.5% In.
The development of Innolot provides evidence that
Metallurgical Considerations
substitutional solid solution strengthening can improve
The addition of Ag strengthens Sn and improves the creep
resistance to creep and fatigue at higher temperatures in Sn-
resistance of the SAC solder by precipitation hardening as
based, Pb-free solders [28]. The current working hypothesis
illustrated in Figure 1. The addition of other alloying
is that solid solution and dispersion strengthening not only
elements can improve the creep resistance of the solder by
supplement the Ag3Sn precipitate hardening found in SAC
means of two other well-known metallurgical strengthening
solders, but continue to be effective once precipitate
mechanisms, solid solution hardening and dispersion
coarsening reduces the effectiveness of the intermetallic
hardening. The introduction of solute atoms into solid
Ag3Sn precipitates [31].
solution of a solvent-atom lattice invariably produces an alloy
that is stronger than the pure metal [39]. Figure 2 shows a
The elements proposed most commonly for improving high
simplified schematic illustration of substitutional solid
temperature properties in Sn-based, third generation solders
solution strengthening. Substitutional or interstitial solute
are Bi and Sb. The element Indium (In) also is used but to a
atoms strain the lattice and dislocation movement or
lesser extent, presumably due to its high cost. Bi and In,
deformation is inhibited by interaction between dislocations
when used as a major alloying elements, also reduce the
and solute atoms incorporated into the β-Sn lattice.
melting point of most solder alloy formulations, while the
addition of Sb tends to increase the melting point [27]. These
modified SAC alloys are off-eutectic compositions and are
characterized by non-equilibrium solidification and often
significant melting ranges [41-43].

Although a number of third generation Pb-free solders now


are being commercialized, the concept of using major
element alloying to improve mechanical properties or to alter
melting behavior is not novel. Formulations incorporating Bi,
Sb, and In into basic Sn-Ag or Sn-Ag-Cu eutectics were
studied by the NCMS consortium of industrial partners in
Figure 2. A simple schematic illustrating lattice distortion 1997 [41] and the properties were documented by NIST and
due to substitutional solute atoms. the Colorado School of Mines beginning in 2002 [42]. At the
time the NCMS study was conducted, it was considered
comprehensive, but the thermal fatigue aspect of the work
ultimately was limited because the study predated the

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


widespread introduction of area array technology. A more boundaries. Presumably, the SbSn precipitates work to resist
recent, general discussion of the effects of alloying on recrystallization by strengthening the Sn dendrites [53].
solidification, melting behavior, and properties can be found Indium (In) Additions to Tin (Sn)
in reference [43]. A brief review of the effects of alloying The binary Sn-In phase diagram in shown in Figure 5. While
Sb, In, and Bi with Sn and Sn-based solders is provided in the there is some disagreement over the solid solubility of In in
following sections. Sn, a reasonable estimate is ~7 wt. % at room temperature
and as much as 12 wt. % at 125 ºC [44]. Because of its range
Antimony (Sb) Additions to Tin (Sn) of solubility in Sn, In has been explored as a solid solution
The binary Sn-Sb phase diagram in Figure 4 shows solubility strengthening agent in Sn-based Pb-free solders [54-55]. The
of Sb in Sn of approximately 0.5 wt. % at room temperature equilibrium diagram shows that In forms two intermediate
to 1.5 wt. % at 125 ºC [44, 45]. Thus, some contribution is phases (β and γ) of variable composition with Sn [44], but
expected from solid solution strengthening due to Sb does not appear to form any true stoichiometric compounds
dissolved in Sn-based Pb-free solders [28]. with Sn.

Figure 4. The Sn-Sb binary phase diagram. Figure 5. The In-Sn binary phase diagram.

Alloying with Sb may improve performance through other Results from multiple solder alloy studies indicate that In
strengthening mechanisms. Studies by Li et al show that Sb additions can improve drop and shock resistance by slowing
slows the growth rate of Cu6Sn5 intermetallic compound the growth of interfacial IMC layers. Yu et al report improved
(IMC) layers at attachment interfaces [46, 47]. Fast drop [56] and thermal shock [57] performance by adding as
interfacial IMC growth on Cu surfaces tends to produce little as 0.4% In, and Amagai et al report improved drop
irregular and non-uniform IMC layers. This can lead to performance at or below 0.5 % In [58]. Hodúlová et al In
reduced mechanical reliability by inducing fractures at IMC slows growth of Cu3Sn and that the hybrid IMC phase
interfaces or through the IMC in drop/shock loading [48]. Cu6(Sn, In)5 forms [59]. Sharif also observed the formation
of Cu6(Sn, In)5 as well as formation of (Cu, Ni)3(Sn, In)4 on
Figure 4 also shows that Sb has the potential to form multiple Ni substrates [60], and these IMCs also could be found in the
different intermediate phases or IMCs with Sn (Sb2Sn3, SbSn, bulk as well as the interfaces. In these hybrid IMCs, In
Sb4Sn3, Sb5Sn4, and SbSn2) in the bulk solder [44]. Lu et al substitutes for Sn which fundamentally is different than the
[49] and El-Daly et al [50] identified SbSn intermediate phase common modified IMCs (Cu, Ni)6Sn5 or the (Ni, Cu)3Sn4
precipitates < 5µm in size and distributed throughout the Sn where Cu and Ni exchange.
dendrites. Beyer et al show that Sn5Sb and Sn8Sb alloys have
increased shear strength and ductility compared to Other reactions can occur when In is added to SAC-based
conventional SAC solders and maintain their shear strength solders, and this complicates the ability to understand the
with good ductility after isothermal aging [51]. El-Daly effect of In content on solder joint reliability. In a study by
suggests Sb also can improve creep performance and tensile Chantaramanee et al additions of 0.5% In and Sb in
strength [52]. In this case, the SbSn precipitates form within combination with In was found to promote formation of
the Sn dendrites, unlike the well-known SAC Ag3Sn Ag3(Sn, In) and SbSn [61]. They reported that small
mechanism, where the precipitates form at the Sn dendrite precipitates reduced the Sn dendrite size by 28%, but they

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


pagewere unable to determine the relative influence of In increase in the amount of Sn grain boundaries which in turn,
versus Sb on this reaction. With alloys containing In of the are pinned by the Bi precipitates at those boundaries. These
order of 10 %, Sopoušek et al found that some of the Ag3Sn microstructural features work in conjunction with Bi in solid
transforms to Ag2(Sn,In) and Ag2Sn [62]. These observations solution to resist creep deformation.
are consistent with the Ag-Sn binary phase diagram that
shows Ag3In, Ag2In, and AgIn2 [40]. Wang et al reported that The results from the fundamental studies by Vianco [32, 33]
an addition of 1% In caused larger or coarser Ag3Sn and Witkin [36, 66, 67] leave no doubt that Bi additions can
precipitates [63]. This is a very interesting observation, since have a positive effect on the physical properties of Sn and Sn-
Ag3Sn precipitate coarsening (larger precipitates at time zero) based solder alloys. However, those studies used cast, bulk
could reduce thermal cycling reliability. In principle there is alloy samples and it is debatable if those results can be scaled
a large solid solubility of In in Sn, but the effective In content effectively to smaller, microelectronic solder joints.
in a SAC-based solder may be diminished by interactions Nishimura et al for example, recommend a maximum Bi
with other elements to form multiple phases. content of only 1.5 wt. % (Figure 7a) because of the
uncertainly that the alloying effect will be sustained as the
It is noteworthy that many of the studies were conducted microstructure evolves in response to the thermal cycling in
using laboratory bulk solder samples with microstructures normal service [38]. Delhaise has shown that the Bi
that may be atypical of microelectronic solder joints. Some distribution and microstructure depend on solidification
of the studies also included more than one significant alloy conditions and subsequent thermal exposure, which
addition [61], which makes it difficult to isolate effects due ultimately determine the relative contributions of Bi to solid
to individual alloying elements. The work by Wada et al [54, solution and dispersion strengthening (Figure 7b).
55], while it includes tensile testing with relatively large, bulk Furthermore, it is possible that adding enough Bi to take
samples, also includes thermal cycling and drop testing with advantage of the Bi solubility limit at higher temperatures
surface mount components. Their microstructural analysis may have a negative effect because Bi does not always
included X-ray diffraction and they found InSn4, In4Ag9, precipitate homogeneously. Clustering of Bi is known to
Ag3(Sn, In), and possibly αSn in addition to βSn. Wada occur [68] and in the extreme case, stratification or
concluded that the optimum ductility and reliability was segregation may induce brittle behaviour [70, 71]. The
achieved with an In content of 6 wt. %. The 192CABGA overall experimental test plan offers the opportunity to
from the current study has an electrolytic Ni/Au solderable explore the stability of the Bi content in the Violet alloy using
finish, so Au-In phases could also be present. thermal cycling at upper temperature extremes of 100 °C and
125 °C.
Bismuth (Bi) Additions to Tin (Sn)
The binary Sn-Bi phase diagram in shown in Figure 6. The
solubility of Bi in Sn is approximately 1.5 wt. % at room
temperature and increases to almost 7 wt. % at 100 ºC room
temperature, and as much as 15 wt. % at 125 ºC [44]. There
is virtually no solubility of Sn in Bi, and no intermediate
phases or IMC are found in the Sn-Bi system.

Figure 6. The Sn-Bi binary phase diagram.

Multiple studies have shown that Bi improves the mechanical


properties of Sn and SAC solders [21, 28, 31-38, 64-69].
Vianco [32, 33] and Witkin [36, 65-67] have done extensive
mechanical testing and microstructural analysis and discuss
the dual strengthening mechanisms of Bi in solid solution and
Bi precipitated within Sn dendrites and at Sn boundaries. Figure 7. Emphasis on the Sn-rich regions of the Sn-Bi
Recently, Delhaise et al [68] reported results from their study binary phase diagram showing: a) Factors to consider when
of the effects of thermal preconditioning (aging) on for optimizing the Bi level, courtesy, K. Sweatman [69], and
microstructure and property improvement in an alloy b) Schematic microstructures shown for solid solution
containing 6 wt. % Bi (see Table 1, Violet). They suggest that (upper) and dispersion strengthening (lower) with a 6 wt. %
strain from Bi precipitation induces recrystallization and an Bi alloy, from Delhaise [68].

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


EXPERIMENTAL different high temperature PCB laminate materials,
The Pb-Free Alloy Characterization team has developed an Panasonic R-1755V and Hitachi MCL-E-679FG, and two
experimental program to provide the industry with an initial different surface finishes, Entek HT organic solderability
assessment of the thermal fatigue performance of multiple preservative (OSP) and electroless Ni/immersion Au (ENIG).
third generation commercial Pb-free alloys. The test matrix The current study used only the Panasonic R-1755V with the
includes high and low Ag alloys developed to satisfy a OSP final finish.
number of design targets such as improving high temperature
fatigue resistance, and addressing needs for better drop/shock
resistance, lower processing (melting) temperature, and
lower cost.

The thermal fatigue test plan incorporates a number of


thermal cycling profiles used by high reliability end users in
telecom, military/defense, and avionics markets. The
program is being developed and executed through a
collaboration of several major industrial consortia that
includes membership from high reliability end users, as well
as solder suppliers, and electronic contract manufacturers.

Test Vehicle
Component and Test Board Description
This study utilizes the components and printed circuit board
(PCB) developed as the test vehicle for the second generation
iNEMI Alloy Alternatives study [2]. The two daisy-chained
ball grid arrays (BGA), a 192 I/O chip array BGA
(192CABGA) and an 84 I/O thin core chip array (84CTBGA)
are shown in Figure 8 [72]. This study reports thermal
cycling data for only the 192CABGA with the 84CTBGA Figure 9. A fully populated, daisy chained Alloy
remaining under test at the time of this writing. The parts Characterization test vehicle.
were purchased as land-grid arrays (LGA) to enable
subsequent attachments of the various Pb-free-alloy balls Table 2. Ball grid array (BGA) and printed circuit board
included in the scope of the program (Table 1). (PCB) test vehicle attributes.

Figure 8. The 192CABGA and 84CTBGA daisy chained


components and pin diagrams with die size and location.

The printed circuit board (PCB) test vehicle is 2.36 mm (93 Solder joint attachment reliability is dependent strongly on
mils) thick, with a 6 layer construction with 16 sites for the the coefficient of thermal expansion (CTE) mismatch
larger 192CABGA, and another 16 sites for the 84CTBGA (difference) between the package and the PCB as well as the
(Figure 4). The attributes of the components and PCB are distance from neutral point (DNP) [73]. Although the small
provided in Table 2. Boards were fabricated with two chip array package sizes used in this study minimize the DNP

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


effect, their relatively large die to package ratios (DPR) result guidance for assessing reliability of surface mount
in substantial CTE mismatch [74]. The modulus or stiffness attachments was developed initially for SnPb solder and
of the PCB also can affect solder joint reliability. modified later for Sn-based Pb free solders [75].

The CTE of the PCB was measured using a The daisy-chained components and the test circuit boards
thermomechanical analyzer (TMA) and the composite enabled electrical continuity testing after surface mount
coefficients of thermal expansion of the BGA packages were assembly and in situ, continuous monitoring during thermal
measured using microscopic Moiré interferometry. The data cycling. Thermal cycling was done in accordance with the
in Table 3a show a lower composite CTE for the 192CABGA IPC-9701A guideline and further, specific experimental
package. The lower CTE of the 192CABGA results in a details are provided in a previous publication [2]. The solder
larger CTE mismatch with the PCB, hence the thermal joints were monitored using either an event detector or a data
cycling lifetime of the 192CABGA is shorter than that of the logger set at a resistance limit of 1000 ohms, also described
84CTBGA [7]. Only the 192CABGA had completed thermal previously [2]. The failure data are reported as characteristic
cycling at the time of this writing. The CTE data for the two life  (the number of cycles to achieve 63.2% failure) and
PCB laminate materials are shown in Table 3b. slope  from a two-parameter (2-P) Weibull analysis.

Table 3a. CTE of the BGA component test vehicles The temperature cycling profiles for this investigation are
measured by microscopic Moiré interferometry. shown in Table 4. These profiles were selected to address the
requirements of three specific industries or market segments
as defined in IPC-9701A with telecom represented by TC1,
consumer/handheld by TC3, and military/defense by TC4.

Table 4. Thermal Cycling Profiles

Table 3b. CTE of the PCB laminate materials measured with


the TMA.

Component Ball Attachment Process Experimental Test Matrix


The parts were purchased as land-grid arrays (LGA) to enable The basic test cells for the alloy and thermal cycling
subsequent attachments of the various Pb-free-alloy balls experimental test matrix are shown in Table 5. Each test cell
included in the scope of the program (Table 1). The ball contains two fully populated test boards to provide a sample
attachment process was performed by Micross Components size of 32 BGA components of each type for thermal cycling
(http://www.micross.com) using the same process developed and an additional partially populated test board for baseline
for the previous, second generation iNEMI Alloy project. quality and microstructural characterization.
The details of the ball attachment process are available in
previous publications [2, 3]. Table 5. Accelerated temperature cycling test matrix.

Test Vehicle Surface Mount Assembly


The solder assembly of the test vehicles was performed at
Rockwell Collins, Cedar Rapids, IA. A pilot build using
SAC305 components and paste was conducted to establish
the stencil printing and reflow process parameters. A 5-mil
(125 µm) thick stencil was used with 14 mil (0.35 mm)
diameter round apertures for the larger 192CABGA and 12
mil x 12 mil (0.3 mm x 0.3 mm) square apertures for the
smaller 84CTBGA. The test vehicles were reflowed in a 14
temperature zone convection oven in a nitrogen atmosphere.
Type 4 no-clean solder paste will be used for all of the final
assemblies. The nominal peak temperature measured on the
board adjacent to the solder joints was 245 ºC. Microstructural Characterization and Failure Analysis
A baseline characterization was performed on representative
Accelerated Temperature Cycling board level assemblies from each of the component and alloy
Accelerated temperature cycling (ATC) is the recognized test cells. The baselines document the solder joint quality and
technique for evaluating the thermal fatigue performance of solder microstructure before temperature cycling to enable
solder attachments. The IPC-9701A document that provides comparisons to samples removed from the temperature

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


cycling chambers for failure analysis. Microstructural Figure 11 shows higher magnification backscattered electron
characterization and failure analysis was done using optical micrographs of the SAC305 and the three Indalloy alloy
metallography (destructive cross-sectional analysis) and microstructures. SAC305 has its typical microstructure of Sn
scanning electron microscopy (SEM). Using methods dendrites surrounded by networks of fine, equiaxed Ag3Sn
developed previously, the SEM operating in the precipitates at the dendrite boundaries. Indalloy 272 and 277
backscattered electron imaging (BEI) mode has been have equiaxed precipitates that are assumed to be Ag3Sn as
effective for differentiating phases in the SAC well as some larger and irregular precipitates at the dendrite
microstructures [12, 13, 15,17]. Typically, low magnification boundaries. The precipitate size is too small for accurate
optical microscopy generally is sufficient to confirm basic chemical characterization with energy dispersive x-ray
solder joint quality and thermal fatigue failure mode. spectroscopy (EDS). There is some difference in contrast
with the larger precipitates, and they could be any of the
RESULTS intermetallic or intermediate phases between Sn, Ag, In, or
Figure 10 shows optical photomicrographs that compare the Sb. discussed earlier in the paper. There is no evidence of Bi
microstructures of the SAC305 baseline and the three precipitation in the Indalloy 272, so most of the Bi must be in
Indalloy alloys. The difference in Ag3Sn precipitate solid solution.
morphology is the only notable finding in these low
magnification images. The lower magnification images of Of all the alloys, Indalloy 279 has the largest Sn dendrites and
Indalloy 272 and Indalloy 277 show some large Ag3Sn its precipitates have a distinctive lamellar morphology. This
platelets (needle-like in cross section) in addition to the small is an interesting finding because lamellar precipitates may be
equiaxed precipitates that decorate the Sn dendrite more resistant to coarsening that equiaxed precipitates [79].
boundaries. There is no evidence of Ag3Sn platelets in the Other precipitates are present (darker contrast) but they have
SAC305 and Indalloy 279 samples. Ag3Sn platelets do not not yet been identified.
form typically in the lower Ag content SAC305 alloy [76,
77], but platelet formation is anticipated in the Indalloy alloys
that each have 3.8 wt. % Ag. However, these alloys are more
complex than SAC305 because they also contain at least 5
wt. % of other major alloy elements that undoubtedly affects
solidification and microstructure. Indalloy 272 appears to
have the greatest number of platelets and highest Cu content,
which is interesting since Lee has reported that high Cu
content stimulates platelet formation [78].

Figure 11. Backscattered electron micrographs of the


SAC305 and the three Indalloy alloy microstructures.

The details of the solder joint microstructures of the SAC305,


Indalloy 272, Indalloy 277, and Indalloy 279 are shown more
clearly in Figures 12 through 15. The Indalloy alloy
microstructures are shown with higher magnification
backscattered electron images (original magnifications
2000X and 5000X). All micrographs are from areas near the
soldered interface at the package side of the component
where thermal fatigue cracking is expected to initiate and
propagate to failure.
Figure 10. Optical photomicrographs of the microstructures
As expected, the SAC305 microstructure shown in Figure 12
of the SAC305 baseline and the three Indalloy alloys.
consists of primary Sn dendrites with secondary Ag3Sn
precipitates (shown as the lighter phase) at the cell or dendrite

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


boundaries. The large amount of undercooling required
typically to nucleate the β–Sn phase tends to suppress the
equilibrium ternary eutectic structure [80] even in near-
eutectic alloys such as SAC305 [81].

The microstructure of Indalloy 272 and 277 are shown in


Figure 12 and Figure 13. The morphologies and contrast
(density) differences of the precipitates highlighted in higher
magnification backscattered imaging indicate some
precipitates are not simply Ag3Sn. Both alloys contain 3.5 wt.
% Sb and based on the literature, precipitation of a Sn-Sb
intermetallic phase such as SbSn is probable [49, 50, 52].
There is no evidence of Bi precipitation in the Indalloy 272.
The alloy contains 1.5 wt. % Bi, which is the room
temperature solubility limit of Bi in Sn (Figure 6), so it is a
reasonable assumption that most of the Bi is in solid solution.
Indalloy 277 also contains 2.5 wt. % In, which is well below
the room temperature solubility limit of In in Sn. However,
not all the In may be in solution considering the strong
tendency for In to form intermetallic compounds with Au
(from the package substrate) and Ag.

The microstructure of Indalloy 279 is shown in Figure 14.


There is limited solubility of Sb in Sn, which could lead to
precipitation of Sn-Sb intermetallic phases. The contrast
(density) differences in the precipitates shown at higher
magnification in in Figure 14 could be from the SbSn phase,
the most likely phase to form [49, 50, 52], but additional Figure 13. Backscattered electron micrographs of the
analysis is needed to confirm the composition of the baseline microstructure of Indalloy 272.
precipitates in all three Indalloy alloys.

Figure 12. Backscattered electron micrographs of the Figure 14. Backscattered electron micrographs of the
baseline microstructure of SAC305. baseline microstructure of Indalloy 277.

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


Figure 16. Weibull distribution plots for the 192CABGA
package and SAC305, Indalloy 272, Indalloy 277, and
Indalloy 279 tested with the 0/100 °C thermal cycling
profile.
Figure 15. Backscattered electron micrographs of the
baseline microstructure of Indalloy 279.

Accelerated Temperature Cycling


Figures 16, 17, and 18 are Weibull distribution plots for the
0/100 °C, -40/125 °C and -55/125 °C thermal cycling tests
respectively. The Weibull statistics are summarized in Table
6 and the bar charts in Figure 17.

Table 6. Summary of accelerated temperature cycling failure


statistics for the four Pb-free solder alloys.

Figure 17. Weibull distribution plots for the 192CABGA


package and SAC305, Indalloy 272, Indalloy 277, and
Indalloy 279 tested with the -40/125 °C thermal cycling
profile.

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


Each Indalloy alloy contains 3.8 wt. % Ag, and it is important
to remember that the addition of Ag is still regarded as the
primary, if not most effective strengthening agent in Sn-based
Pb-free solders. Yet the performance of these three alloys is
inconsistent across the three temperature cycles. This result
coupled with the observed differences in microstructure of
the alloys (Figures 13-15), suggest strong direct or indirect
influences of the combined effects of the additional alloying
elements. It also is possible the different Ag3Sn precipitate
morphologies discussed earlier could affect reliability
(Figures 10, 12-14).

Additionally, there are variations in Weibull slope (β) across


the data sets and these β variations should be taken into
consideration when making characteristic lifetime
comparisons between data sets. While there are no true early
life failures, many of the data sets contain suspiciously low
failures.

Failure Analysis
Metallographic failure analysis was performed to identify the
failure mode and characterize the microstructural evolution
Figure 18. Weibull distribution plots for the 192CABGA in the solder joints. There are some intrinsic limitations to the
package and SAC305, Indalloy 272, Indalloy 277, and failure analysis resulting from necessary compromises
Indalloy 279 tested with the -55/125 °C thermal cycling imposed by the large number of alloys and cycles required in
profile. the experimental plan. In most of the ATC test profiles each
alloy test board was cycled to 100% failure (N100). Each
board is populated with both components (Figure 1) and the
characteristic lifetime of the 84CTBGA is substantially
longer than that of the 192CABGA. Therefore, in most cases
the 192CABGA components were exposed to many cycles
beyond the final failure in that set, which results in
significantly more damage accumulation throughout the
solder ball array of the 192CABGA packages [15-17].

Thermal Fatigue and Microstructural Evolution


The optical photomicrographs in Figures 20, through 27
show thermal fatigue cracking in the 192CABGA
components tested with each of the four Sn-based, Pb-free
solder alloys. Although this study reports ATC failure data
Figure 19. Bar charts comparing the characteristic lifetimes for the 0/100°C, -40/125°C, and -55/125°C thermal cycles,
(N63) of SAC305, Indalloy 272, Indalloy 277, and Indalloy samples were available for failure mode analysis for only the
279 tested with 0/100 °C, -40/125 °C and -55/125 °C thermal 0/100°C and -55/125°C cycles.
cycling profiles.
The most damage was observed at the die shadow as expected
The best reliability performance is expected with the least for this package. It is assumed that the initial failures occur
aggressive, 0/100 °C cycle and worst is expected with the predominantly at the package corners or at the die shadow,
most aggressive, -55/125 °C cycle. That trend holds for all but full fractures have been observed occasionally at the
combinations of alloy and temperature cycle. Based on the board side. The absolute first failure cannot always be
N63 characteristic lifetime, the three Indalloy alloys identified unambiguously by the metallographic analysis due
outperform SAC305 by a measureable margin with one to the multiple failures and extent of the thermal cycling
significant exception. In the -55/125 °C thermal cycling test, damage. The extent of the fatigue damage often is substantial
the N63 characteristic lifetime of Indalloy 272 is roughly half in the 192CABGA due to the extended cycling beyond the
that of SAC305. It also is notable that the Weibull slope β is final failure for those packages.
only 1.9, which is very low for a BGA in a thermal cycling
test and an outlier in this overall set of data shown in Table The mechanism of thermal fatigue in SAC solders is well-
6). However, it is interesting that Indalloy 272 outperforms documented. The coarsening of the network of Ag3Sn
all alloys by a significant amount in the 0/100 °C thermal precipitates is followed by recrystallization and cracking
cycling test. along the newly formed Sn boundaries. BGA thermal fatigue

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


failures in Sn-based solders typically have a crack path
through the strain-localized region of the bulk solder (Figures
20-27), although propagation may proceed close to the IMC
interfacial layer as shown in Figures 22, 24, and 26. The
fracture path is characterized by recrystallization, crack
branching, and cavitation at boundary triple points. These are
common fracture characteristics for SAC alloy thermal
fatigue failures and are consistent with those reported first by
Dunford in 2004 [27] and confirmed in previous publications
from the iNEMI Alternative Alloys project [8-17] as well as
in the work of other researchers [81, 82]. The backscattered
scanning electron images of the crack propagation in the four
alloys display the characteristics of this same Sn-based alloy
fatigue process, most notably Ag3Sn precipitate coarsening
and recrystallization.

There is no evidence of Bi precipitation in Indalloy 272, the


alloy with the highest Bi content. This alloy contains 1.5 wt.
% Bi, which is the room temperature solubility limit of Bi in
Sn (Figure 6), so it is a reasonable assumption that most of
the Bi remains in solid solution, at least during 0/100 °C Figure 21. Backscattered electron micrographs showing
thermal cycling. Similar analyses should be performed on examples of fatigue cracking and Ag3Sn precipitate
samples from the -55/125 °C and -40/125 °C tests. coarsening resulting from 0/100 °C thermal cycling of
SAC305.
The morphologies and contrast (density) differences of the
precipitates in the three Indalloy alloys prior to thermal
cycling (Figures 12-14), suggest some precipitates are not
simply Ag3Sn. Figures 25 and 27 show coarsening of those
precipitates. Of the three alloying additions, Bi, In, and Sb,
results from the literature indicate Sb is a strong candidate for
precipitation strengthening, most likely in the form of fine
SbSn intermetallic precipitates [50]. While it is likely that
In-based precipitates are present (In with Sn, Ag, or Au),
solid solution strengthening is more probable with In.
Precipitate characterization is an important subject for further
and analysis because a uniform distribution of fine SbSn
precipitates could account for the improved thermal fatigue
resistance of these alloys.

Figure 22. Optical photomicrographs of representative


thermal fatigue damage in 192CABGA packages fabricated
with Indalloy 272. Results are shown for the 0/100 °C
and -55/125°C thermal cycles.

Figure 20. Optical photomicrographs of representative


thermal fatigue damage in 192CABGA packages fabricated
with SAC305. Results are shown for the 0/100 °C
and -55/125°C thermal cycles.

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


Figure 23. Backscattered electron micrographs showing
fatigue damage and microstructural evolution during 0/100 Figure 25. Backscattered electron micrographs showing
°C thermal cycling in 192CABGA packages fabricated with fatigue damage and microstructural evolution during 0/100
Indalloy 272. °C thermal cycling in 192CABGA packages fabricated with
Indalloy 277.

Figure 24. Optical photomicrographs of representative Figure 26. Optical photomicrographs of representative
thermal fatigue damage in 192CABGA packages fabricated thermal fatigue damage in 192CABGA packages fabricated
with the Indalloy 277 solder alloy. Results are shown for the with the Indalloy 279 solder alloy. Results are shown for the
0/100 °C and -55/125°C thermal cycles. 0/100 °C and -55/125°C thermal cycles.

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


Indalloy 279 which contains no Bi, the suggestion that Bi
causes or enhances the interfacial fracture mode is only
speculative.

Interfacial cracking in thermal cycling often manifests as


early life, catastrophic failures, but there is no strong
evidence of that in the Weibull plots for any of the alloys.
However, it was noted previously that while there are no true
early life failures, many of the data sets contain suspiciously
low failures. Indalloy 272, the alloy with the most interfacial
cracking, also has an anomalously low Weibull slope (β) of
only 1.9.

There was no interfacial cracking reported in the thermal


cycling results from the previous iNEMI Pb-Free Alloy
Characterization Project, which included 12 different Sn-
based Pb-free alloys and 8 unique thermal cycles [2].
However, that program did not include the
aggressive -55/125°C cycle and none of those alloys
contained major alloying additions aside from Ag and Cu. It
Figure 27. Backscattered electron micrographs showing is beyond the scope of the current paper to pursue root cause
fatigue damage and microstructural evolution during 0/100 of interfacial cracking, but it is important to understand this
°C thermal cycling in 192CABGA packages fabricated with phenomenon because of the potential for catastrophic early
Indalloy 279. failure. It also raises awareness of the possibility of this
failure mode in the other alloys and the 84CTBGA package
Interfacial and Mixed Mode Cracking in this study.
The objective of this investigation is to assess the long-term
attachment reliability of multiple 3rd Generation Pb-free
solders, which requires identifying and characterizing solder
fatigue damage caused by thermal cycling [75]. Fatigue
cracking in the bulk solder is confirmed as the primary failure
mode for the four alloys (Figures 20-27), but interfacial and
mixed mode cracking has been detected in the three Indalloy
alloys, as shown in Figures 28-30.

Interfacial fracture, particularly at the package side of a BGA


solder joint, is uncommon in thermal cycling tests designed
to generate fatigue damage. In some studies, interfacial
cracking has been observed at the PCB side of the joints, but
generally this is attributed to pad geometry or a surface finish
anomaly such as black pad or microvoiding [83-86].

Based on limited, preliminary metallographic data, interfacial


fracture and mixed mode cracking were detected only in
samples from aggressive -55/125°C test. The sample size is
limited, but this type of fracture was found most frequently
with Indalloy 272. There was some susceptibility to
interfacial cracking in Indalloy 277, but to a lesser extent than
Indalloy 272. A minimal amount of mixed mode cracking
was found in Indalloy 279. There was no evidence of
interfacial cracking in SAC305.

Interfacial cracking and brittle behavior has been associated


with large accumulations of Bi at interfaces, referred to as Bi
stratification [70, 71]. Indalloy 272, the alloy with the highest Figure 28. Optical photomicrographs of mixed mode (upper
apparent incidence of interfacial fracture, also has the highest and lower) and interfacial (middle) solder joint cracking in a
Bi content at 1.5 wt. %. Further analysis at much high 192CABGA package fabricated with the Indalloy 272 solder
magnification is needed to determine if Bi has accumulated alloy and tested with the aggressive -55/125°C thermal cycle.
to the interface. Since there is some interfacial fracture in

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


candidate for analysis of Bi along crack paths in samples
from the -55/125 °C test.

The -40/125 °C test was nearing completion at the time of


this writing, but there was not enough time to complete the
failure analysis of samples from that thermal cycling profile.
At a minimum, the metallographic analysis should be
completed for the -40/125 °C cycling to document the failure
mode. Although this cycle is not quite as aggressive as
the -55/125 °C cycle, it is reasonable to suggest interfacial
cracking may occur in Indalloy 272 during -40/125 °C
cycling.

The observations in this study are based on the thermal


cycling data for the 192CABGA with the 84CTBGA
remaining under test at the time of this writing. The
192CABGA package is characterized by high-strain and low
CTE (Table 3a). This could account for the interfacial failure
modes, which may not be present in the 84CTBGA.
Furthermore, the smaller volume of the 84CTBGA solder
Figure 29. Optical photomicrographs of interfacial (upper) balls are expected to result in more Sn undercooling, which
and mixed mode (lower) solder joint cracking in a is known to influence solidification and microstructure [76].
192CABGA package fabricated with the Indalloy 277 solder Thus, it is not safe to assume that the thermal cycling
alloy and tested with the aggressive -55/125°C thermal cycle. behavior and performance of the two packages will be
similar.

A review of the literature indicates several phases can appear


in the alloys due to the significant amount of Sb and In in
Indalloy 272, 277, and 279. Phases other than the common
Ag3Sn and Cu6Sn5 appear to be present based on the density
differences of precipitates in the SEM backscattered images
of these alloys. Some of these precipitates are too small to be
identified by the SEM methods used in this investigation but
may be critical to performance. Electron backscattered
diffraction (EBSD), electron probe microanalysis (EPMA),
Figure 30. Optical photomicrographs of mixed mode solder and Wave Length Dispersive X-ray analysis (WDS) can be
joint cracking in a 192CABGA package fabricated with the used to identify these phases.
Indalloy 279 solder alloy and tested with the more aggressive
-55/125°C thermal cycle. The solder joint damage mostly is The thermal cycling profiles used in this study have relatively
interfacial cracking (right) with a minor amount of fatigue short hot and cold dwell times. These were established and
damage on the left. accepted generally for SAC-type solders where Ag3Sn
precipitate coarsening is the only significant solid-state
SUGGESTIONS FOR ADDITIONAL WORK reaction during thermal cycling. The microstructure and
There are some gaps in the current work that should be performance of these high reliability alloys, particularly
addressed, and there are some proposals for additional work alloys containing Bi, can be very sensitive thermal exposure.
based on the findings from the current investigation. Future evaluations should consider incorporating test profiles
It is important to develop a better understanding of the with extended dwell times to develop data to enhance the
interfacial cracking phenomenon in terms of root cause and understanding of alloy behavior in service environments.
the impact it could have on reliability. Because Indalloy 279 SUMMARY AND CONCLUSIONS
displays some interfacial cracking but contains no Bi, A daisy chained ball grid array test vehicle and accelerated
interfacial accumulation of Bi cannot be the sole cause of the thermal cycling were used to assess the thermal fatigue
interfacial cracking. Regardless, a careful microscopic performance of three Pb-free solder alloys developed for use
analysis should be performed to address the possibility of in aggressive service environments. The alloys are based on
interfacial segregation of any species that could initiate the Sn-Ag-Cu (SAC) system, but modified with
cracking. Indalloy 272 has the highest Bi content and is the combinations of major alloy additions of Bi, Sb, and In.
alloy most susceptible to interfacial cracking, so it is a good These alloying additions are made to extend high temperature

Proceedings of SMTA International, Oct. 14-18, 2018, Rosemont, IL, USA


fatigue resistance of the basic SAC microstructure by means Grace O’Malley, Marc Benowitz, and Marshall Andrews for
of solid solution and dispersion strengthening. The test their help in establishing and nurturing the collaborative
program included 0/100 °C, -40/125 °C, and -55/125 °C agreement and Dave Godlewski, Larry Marcanti, and Robert
thermal cycling profiles to compare the relative effectiveness Smith for their continued support in coordinating the work
of several combinations of Bi, Sb, and In. The SAC305 between the cooperating consortia. Many thanks to
hypoeutectic alloy was used as the performance baseline. Michiharu Hayashi of CMK America and Jim Fuller of
Failure mode and microstructural development were reported Sanmina for PCB test vehicle support. Special thanks to
for each alloy. Melissa Young, Nokia Bell Labs Reference Librarian, who
continues to support literature reviews.
The prevalent failure mode of the four alloys in this study was
thermal fatigue in the bulk solder. The N63 characteristic Lastly, we again express gratitude to the two past Alternate
lifetime from a 2-P Weibull distribution was used as the basic Alloy Project Leaders, Dr. Greg Henshall formerly of
performance metric. The three high reliability alloys Hewlett-Packard and Elizabeth Benedetto currently of
outperformed SAC305 by a measureable margin with one Hewlett-Packard. Greg had the foresight to conceive the
significant exception. In the -55/125 °C thermal cycling test, original program that launched in 2009. Greg guided the
the N63 characteristic lifetime of Indalloy 272 was roughly project through Phases 1 and 2. Elizabeth led the project
half that of SAC305, and the Weibull slope β was through Phase 3 that included completion of the nearly all the
anomalously low at 1.9. Failure analysis revealed interfacial thermal cycling testing, and initiated the planning of the
and mixed mode (non-fatigue) crack propagation in some current Phase 4 program.
Indalloy 272 samples, which may explain the low
characteristic lifetime and Weibull slope. A lesser amount of
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