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i n t e r n a t i o n a l j o u r n a l o f m e d i c a l i n f o r m a t i c s 8 0 ( 2 0 1 1 ) 782–792
a r t i c l e i n f o a b s t r a c t
Article history: Purpose: To determine whether the introduction of an electronic nursing documentation
Received 16 January 2011 system in a nursing home reduces the proportion of time nursing staff spend on documen-
Received in revised form tation, and to use this information in evaluating the usefulness of the system in improving
9 August 2011 the work of nursing staff.
Accepted 24 August 2011 Methods: An observational work sampling study was conducted in 2009 and 2010, 2 months
before, and 3, 6 and 12 months after the introduction of an electronic nursing documentation
system. An observer (ENM) used a work classification tool to record documentation activities
Keywords: being performed using paper and with a computer by nursing staff at particular times for
Documentation periods of 5 days.
Efficiency Results: Three hundred and eighty three (383) activities were recorded before implementation
Electronic nursing documentation of the electronic system, 472 activities at 3 months, 502 at 6 months, and 338 at 12 months
Electronic health record after implementation. There was no significant difference between the proportion of time
Long-term care nursing staff spent on documentation 2 months before and 3 months after the implemen-
Nursing home tation of the electronic system. Six months after implementation, the proportion of time on
Nurse documentation increased significantly and after 12 months, settled back to original levels
Observation that were recorded in the paper-based system. Over half of the proportion of time on doc-
Longitudinal study umentation at 6 and 12 months after implementation was spent on paper documentation
tasks.
Conclusion: Introduction of an electronic nursing documentation system did not reduce the
proportion of time nursing staff spent on documentation. This may in part have been a
result of the practice of documenting some information items on paper and others on a
computer. To reduce the use of paper documentation or to achieve a paper-free documenta-
tion environment in this setting, an in-depth understanding of nursing staff’s information
needs, and documentation workflow is necessary.
© 2011 Elsevier Ireland Ltd. All rights reserved.
∗
Corresponding author. Tel.: +61 242215412; fax: +61 242214045.
E-mail address: ping@uow.edu.au (P. Yu).
1386-5056/$ – see front matter © 2011 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.ijmedinf.2011.08.009
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Table 1 – The types of information documented in computer or on paper after implementation of the electronic system.
Type of information 3 Months after 6 Months after 12 Months after
implementation implementation implementation
Resident demographic details Computer Computer Computer
Assessments Computer Computer Computer
Progress notes Computer Computer Computer
Resident forms and charts (excluding continence chart) Computer Computer Computer
Incident and accident reports Computer Computer Computer
Care plan Computer Computer Computer
Funding of care Computer Computer Computer
Administrative shift handover report Computer Computer Computer
a
24-h shift handover report Computer Computer
Medication Paper Paper Paper
Activities of daily living (ADL) Paper Paper Paper
Summary shift handover report Paper Paper Paper
Recreational activities Paper Paper Paper
Memory aid notation Paper Paper Paper
Scheduled tasks and awareness Paper Paper Paper
Continence Paper Computer Computer
a
The report was not part of the information documented by nursing staff at this period of study.
2.5. Nursing staff and their role in documentation whenever they were involved in direct care of residents, such
duties as feeding.
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Data collection 12
Data collection 2 Data collection 3 Data collection 6 months after the
months before the months after the months after the introduction of the
introduction of the introduction of the introduction of the electronic system
electronic system electronic system electronic system
1st period (March 2009) May-July 2009 2nd period (August 2009) 3rd period (November 2009) 4th period (May 2010)
Time
• Intervention
(Introduction of the
electronic nursing
documentation system)
floor, temporary employees from an employment agency and lead to an accurate recording of documentation activities for
RNs assigned to administrative tasks. staff. The observer also explained the purpose and method of
study to the nursing staff and invited them to participate in
3.4. Documentation activities the investigation. An information sheet about the study was
provided to each nursing staff member to read, understand
All possible documentation activities for the nursing staff, and ask questions, before consent to their participation was
including paper-based and computer-based activities were sought.
identified from previously published instruments [12,26,27]. During data collection, observations were made at an inter-
Details of procedures followed in validating these activities, val of 9 min/h. The observer started making observations from
including assessment of inter-rater reliability, are described a fixed location in the nursing home. Following the same
by Munyisia et al. [28]. The resulting activities included taking route on each round of observation, all documentation activi-
records from the storage place, flipping through to identify the ties being undertaken by each staff member were recorded.
correct page, reviewing resident information/reading notes, Brief communication between the observer and a nursing
writing progress notes/charts and forms, putting records back staff member to clarify a documentation activity being under-
to the filing area, medication documentation, admission docu- taken was allowed when necessary. The observed activities
mentation, documentation to transport a resident to hospital, for the nursing staff were recorded on a tabular data col-
locating the correct window, inputting a username and pass- lection form using a unique code number allocated to each
word, typing progress notes/charts and forms, and closing the task. The tabular form contained information about the day
electronic system. and date of observation, and whether a nursing staff member
under observation was an RN, EEN, RAO or PC. A dash (–) was
used to denote a nursing staff member who was not observed
3.5. Observer
during a given round of observation. The study methods and
procedures remained the same for the four periods of data
Observations were made by a Ph.D. candidate (ENM) who
collection.
is an experienced observer and with practical knowledge of
residential aged care work. These characteristics helped the
observer to identify and record documentation activities. 3.7. Analysis
3.6. Study procedures Data were entered into MS Excel 2003 spreadsheet and
exported to a Statistical Package for Social Sciences (SPSS) 17.0
Before the first period of data collection, the observer visited for analysis. Any items with less than five data entries at a
the facility on two separate days and was introduced by the specific measurement period were excluded from the analy-
residential service manager to the nursing staff in their han- sis. Unlike in time motion studies, where the exact time on
dover shift meeting. The observer talked to the nursing staff an activity is measured, in this study occurrences of docu-
and reassured them that the study was not meant to seek mentation activities were recorded. For ease of reporting this
faults but to understand changes in the proportion of time data, activity occurrences were converted into a percentage,
they spent on documentation before and after the introduc- and the main outcome variable of time reported as ‘percent-
tion of an electronic documentation system. This meeting age of time’. This format of reporting work sampling data has
enabled the observer to familiarize with the nursing staff, been validated by the previous studies [29,30].
and also for them to become comfortable with the observer, The percentage of time spent on each documentation
which could potentially minimize the ‘Hawthorne effect’ and activity was calculated using descriptive statistics with 90%
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786 i n t e r n a t i o n a l j o u r n a l o f m e d i c a l i n f o r m a t i c s 8 0 ( 2 0 1 1 ) 782–792
confidence intervals (CI). We chose to use this CI because of returned to a level similar to that for the paper-based system
our limited resources; a single observer (ENM) made obser- 12 months after implementation of the electronic system.
vations for this study, unlike previous work sampling studies We compared nursing staff’s proportion of time spent on
[12,31] with two or more observers. This situation might have documentation after the implementation of the electronic
reduced our sample size. Other researchers in healthcare have system and the proportion of time spent on documentation
also used this CI in reporting their results [32]. in the paper-based system. At 3 months after implementa-
Any significant differences in proportions of time across tion of the electronic system, RNs’ and EENs’ proportions
the four data points were identified using Pearson’s chi-square of time spent on documentation reduced significantly from
test. Statistical significance was assumed when the p-value those recorded when they were using the paper-based system
was less than 0.10. If a significant difference was identified, (p = 0.08 and p = 0.02, respectively). In contrast, the PCs’ pro-
post hoc comparison of proportions of time between any two portion of time spent on documentation in this period greatly
of the four periods of study was conducted using Pearson’s increased (p < 0.01).
chi-square test. At 6 months after the introduction of the electronic sys-
We also used Pearson’s chi-square test to analyse the pro- tem, the RNs’ proportion of time on documentation increased
portion of time spent on paper-based and on computer-based considerably compared with the proportion when the paper-
documentation tasks after the introduction of the electronic based system was used (p = 0.04). The EENs’ proportion of time
system. The proportions of time spent on paper or on com- on documentation rose to a level similar to the proportion in
puter documentation tasks across the three data points were the paper-based system. Personal Carers’ proportion of time
compared. If any significant difference was identified, post on documentation remained significantly higher than the pro-
hoc comparison of proportions of time between any two of portion recorded when using paper-based methods (p < 0.01).
the three data points was conducted. The proportions of time At 12 months into electronic documentation, RNs’ and
spent on paper-based and computer-based documentation EENs’ proportions of time spent on documentation reduced
tasks at the same data point were also compared to determine significantly compared with the proportions of time at
any differences amongst them. 6 months after implementation. The RNs’ proportion of time
was not significantly different to the proportion recorded in
the period prior to the introduction of the electronic system.
4. Results The PCs’ proportion of time on documentation continued to
remain significantly higher than the proportion of time spent
A total of 1695 documentation activities were recorded. Three using the paper-based system (p < 0.01); however, this propor-
hundred and eighty three (383) activities were recorded before tion was lower than that at three and at 6 months after the
the introduction of the electronic system, 472 at 3 months, 502 implementation of the electronic system (Table 3).
at 6 months, and 338 at 12 months after implementation of the
system. Forty seven (47) nursing staff were observed before the 4.2. The proportion of time spent by nursing staff on
introduction of the electronic system, 53 after 3 months, and documentation activities performed using paper and with
54, after both 6 and 12 months of using the electronic system computer
(Table 2). Most of the observed nursing staff were PCs (73.1%).
There was no significant variation amongst the four data col- Analysis of the proportions of time spent by nursing staff
lection periods in the number of observed nursing staff in on documentation activities performed using paper and with
different job roles. computer is presented in Table 4. Overall, slightly over half of
The recorded numbers of documentation activities for the the proportion of time on documentation at 6 and 12 months
RAOs were too few for analysis at all measurement periods. after implementation was spent on paper documentation
Thus, they were excluded from the analysis by level of nursing activities. A majority of the proportion of time spent on docu-
staff, but are included where the proportion of documentation mentation by both RNs’ and EENs’ involved use of paper-based
for entire nursing staff is reported. records at each measurement period after the introduction of
the electronic system (p < 0.01). The PCs spent a greater pro-
portion of their documentation time working with computer
4.1. The proportion of time spent on documentation than with paper across all the measurement periods after the
activities by nursing staff before and after the implementation of electronic documentation (p < 0.01).
introduction of electronic nursing documentation
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approach has led to findings that enrich our understanding documentation at 6 and 12 months after implementation was
of the dynamics in nursing staff’s proportion of time on docu- spent on paper documentation tasks. There may be several
mentation after the introduction of an electronic system; right reasons for the relatively high proportion of time spent on
from the learning period to when the system is more stable paper documentation. First, nursing staff not only charted cer-
and integrated into routine practice [34]. tain information on paper (Table 1), but also used paper when
It is widely anticipated that the introduction of electronic it was more convenient and practical to do so because the
documentation in nursing practice will reduce time spent on information could not be captured on computer. For instance,
documentation of care by nursing staff, through elimination they preferred documenting on paper in real time at the point
of repetitive data entry processes in the paper-based sys- of care to aid their memory. Nursing staff would note conti-
tem [2]. This expectation was not supported by this study. nence information on a piece of paper at the time when they
The proportion of time spent on documentation 3 months delivered care, then at some point, particularly at the end of a
after implementation of the electronic system was similar to work-shift, enter the information into a computer. This action
that when using the paper-based system. Six months after reveals the limitations of some computer systems.
implementation, a greater proportion of time was spent on In addition, nursing staff used paper to alert, notify or
documentation compared with the initial proportion in the prompt their colleagues to take action based on new infor-
paper-based system. After 12 months of using the electronic mation. They used a diary or ‘communication book’ to pass
system, the proportion of time on documentation dropped to essential information to their colleagues working on a dif-
a level similar to the proportion when the paper-based system ferent work shift. Such information included the need for
was used. early preparation of a resident to accompany his or her fam-
One possible reason for the non-reduction in the propor- ily members. Although this information could be recorded in
tion of time spent on documentation is nursing staff’s practice a resident’s progress notes in the electronic system, it was
of documenting some information items on paper and oth- charted on paper instead. The electronic system had no alert
ers on a computer. Over half of the proportion of time on signal for new information, thus, paper was seen as a more
Table 3 – The proportion of time nursing staff spent on documentation activities before and after the introduction of the
electronic nursing documentation system.
Nursing staff Percentage of nursing staff time in documentation activity Chi square‡ p-Value§
(90% confidence interval)
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Table 4 – The proportion of time nursing staff spent on documentation activities performed using paper and with
computer.
Nursing staff Documentation Percentage of nursing staff time in documentation Chi-square‡ p-Value§
activities activity (90% confidence interval)
effective channel for passing this information than computer. difference may be due to variations in study settings, the mix
The use of paper in this case provides useful information for of study participants, study design, and documentation activ-
improvement of the electronic system. ities under investigation.
There was no difference in the proportion of time spent on The proportion of time spent on documentation at
documentation before and 3 months after the introduction of 12 months after implementation was not different from the
the electronic system. At this period, nursing staff were still proportion when the paper-based system was used. Our find-
learning how to use the electronic system in their work and ing at this measurement period is similar to results reported
their speed in data entry and searching the correct module by Hakes and Whittington [16]. However, their finding was
was slow. This is evident from the relatively high proportion only for the activities of admission and routine documenta-
of time spent on computer-based documentation at this mea- tion procedures in a surgical ward. A specific explanation for
surement period (57.4%, Table 4). Similar results were reached our current finding may be that after 1 year of using the elec-
in an investigation undertaken 3 months after the introduc- tronic system, nursing staff had familiarized with the system,
tion of an electronic documentation system in a hospital’s including documentation of continence information and shift
paediatric ward [15]. handover report. Therefore, they could complete their docu-
The proportion of time spent on documentation at mentation at a reasonable speed.
6 months after implementation was higher than the propor- Despite the lack of a reduction in time on documentation
tion recorded in the paper-based system. This finding may be after the implementation of the electronic system, care staff
attributed to increased documentation requirements at this members seem positive toward the system because of its other
measurement period. Nursing staff were required to complete benefits in their work. In our recent survey of the percep-
a 24-h shift handover report and continence information using tions of the nursing staff members in the same facility about
the electronic system. This task appeared to take longer on quality of information and benefits of electronic nursing docu-
computer than on paper. Our finding is contrary to those of mentation, nursing staff perceived this system had increased
previous studies [11,12] which reported a reduction in time at the accessibility, accuracy and legibility of the residents’
the similar period after electronic system introduction. The records. Repetitions in data entry were also reduced [9]. Such
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i n t e r n a t i o n a l j o u r n a l o f m e d i c a l i n f o r m a t i c s 8 0 ( 2 0 1 1 ) 782–792 789
benefits appear to motivate nursing staff to continue using recorded and kept certain information on paper as well as
this electronic system. in the electronic system, i.e., residents’ glucose levels. The
To improve efficiency of documentation, management of paper-based copy was seen as easier to retrieve and share
the nursing home is using the feedback from the study to with other healthcare staff such as doctors. This copy also
identify strategies to improve management and usage of the facilitated quick assessment and evaluation of a resident’s
electronic system. They are exploring the possibility of mov- healthcare status because data were organized in a longitudi-
ing all paper forms on computer; for instance, computerizing nal format and thus, it was easier for viewing. The electronic
medication documentation forms through the introduction system poorly supported this format of data; data were located
of an electronic medication management system. They are in various sections in the system. Such information could be
also looking into the possibility of introducing mobile comput- used to improve the electronic system, and potentially save
ing technology at the point of care to support documentation nursing staff time on documentation [37].
efforts of the nursing staff. The RNs’ and EENs’ proportion of time on documenta-
tion reduced significantly 12 months after using the electronic
5.1. The proportion of time spent on documentation system compared with the proportion at 6 months after imple-
activities by nursing staff in different job-roles before and mentation. The RNs and EENs appear to have familiarized
after the introduction of electronic documentation with both electronic and paper-based documentation system
at this measurement period. Their skills and knowledge of
5.1.1. Registered Nurses and Endorsed Enrolled Nurses applying the complex documentation system including paper
An electronic system is not only expected to support nursing workarounds seem to have increased at this period. Although
staff in delivery of care, but also to free them from documen- EENs managed to achieve a remarkable reduction in propor-
tation duties and enable them to spend more time on direct tion of time on documentation at this period compared to
care work [17]. Apparently, there was no conclusive evidence the proportion in the paper-based system, RNs’ proportion of
about a reduction in proportion of time on documentation for time on documentation only reduced to a level similar to the
the RNs and the EENs in this study. The RNs’ proportion of time value recorded when the paper-based system was used. Vari-
reduced only in the period after using the electronic system ations in RNs’ and EENs’ patterns of the proportion of time
for 3 months, but not after 6 and 12 months. The EENs’ propor- on documentation may be attributed to their differences in
tion of time reduced only after 3 and 12 months of using the documentation practice as indicated in Section 2.5.1.
electronic system, and not after 6 months.
The reduction in proportion of time on documentation at 5.1.2. Personal Carers
3 months after implementation of the electronic system may The proportion of time PCs spent on documentation at all
be attributed to RNs’ and EENs’ positive attitude and enthusi- measurement periods after the introduction of the electronic
asm to use a newly introduced system in their practice [35]. system was significantly higher than the proportion in the
Such positive characteristics might have enabled RNs and period when the paper-based system was used. This increase
EENs to quickly learn and apply the electronic system in their may be a result of the slow typing speed observed in a num-
documentation practice. To aid their learning, the electronic ber of these staff members. It is possible that they took longer
system was user-friendly, with most documentation responsi- to input a username, locate the correct module, and type
bilities completed automatically (Sections 2.2 and 2.5.1), based progress notes, charts and forms, than writing on paper. In
on data already entered into the electronic system by PCs a study exploring barriers to adoption of information technol-
(Section 2.5.2). This means that RNs and EENs did not have ogy in Australia’s aged care settings, Yu and Comensoli [38]
to create their documentation in the electronic system from found limited computer skills to be a problem amongst older
scratch, as they were already recorded in the system. The pos- nursing staff. This group of staff members may have missed
itive characteristics of the users and the system might have the opportunity to learn how to use computers in their nursing
contributed to the efficiency in documentation at this period. education. Indeed, Lee et al. [39] found old age of nursing staff
The RNs’ and EENs’ proportion of time on documenta- to be associated with increased time spent on documentation
tion increased at 6 months after implementation compared when using an electronic system.
with the proportion in the paper-based system. This increase The high proportion of time on documentation may also be
may partly be attributed to increased documentation require- a result of the workflow and speed of the electronic system.
ments. Apart from two handover reports completed on The workflow in the electronic system (the process followed to
each work shift (summary report and administrative report, accomplish a task) [40,41] may have contributed to increased
Table 1), an additional handover report covering all shifts in proportion of time on documentation. The process followed
24 h was introduced at this measurement period (Table 1). by a nursing staff member to record a resident’s continence
The 24-h report was comprehensive, with detailed description information provides an illustration. In the electronic system,
of the care provided to residents. Although a comprehensive a staff member is required to complete three structured drop-
nursing report is necessary in facilitating continuity of care, down menus by selecting appropriate continence information
the process involved in completing such a report might have from a list, then type a password before closing a window for
taken RNs and EENs longer time to learn and adapt in their a resident’s continence chart. This process was repeated to
daily work [36]. complete another resident’s chart. The paper-based system
Paper-based workarounds created by RNs and EENs in the required a single input in a resident’s continence chart, and
course of their duties may also account for the increase in a flip-over to complete another resident’s chart. The PCs per-
the proportion of time on documentation. The RNs and EENs ceived the procedure in the electronic system as more time
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consuming compared with their previous workflow in the an electronic system to reduce use of paper or to achieve a
paper-based system. paper-free documentation environment in a nursing home.
In addition, one had to transition through a minimum of There was no conclusive evidence of reduction in pro-
four screens to access and complete the continence chart. portion of time on documentation for the RNs’ and EENs’
The PCs perceived time taken to navigate from one screen following the use of the electronic documentation system.
to another as slow. This situation is not only frustrating but Further research is required to clarify the efficiency of an elec-
also increases the amount of time in-front of the screen [5]. tronic system on the amount of time that RNs and EENs spend
In an interview with nursing staff in a nursing home, Yu et al. charting care. The PCs’ proportion of time on documentation
[42] found nursing staff dissatisfied with the running speed increased during the electronic documentation period. This
of their electronic system. Another study in a hospital set- may suggest the need for continuous training on basic com-
ting found similar results [6]. Thus, the speed of an electronic puter skills and use of the electronic system, as well as regular
system is critical for users in healthcare and should never be system updates.
undervalued [43]. Individuals planning to introduce an electronic system in
a nursing home with the aim of reducing documentation
5.2. Limitations of the study time should consider other factors that may influence the
achievement of this goal. These include speed of the system,
This study was conducted in a single nursing home. It was users’ familiarity with the system, and their speed of typing.
framed by the particular organizational structure, culture, task Measurement of the PCs’ typing speed is necessary in monitor-
allocation, work processes, and the electronic system used. ing their progress in achieving computer skills. Longitudinal
This limits the generalisability of findings. The study was also research in other nursing homes is needed to validate findings
confined to a day shift. The effect of an electronic system on of this study.
documentation time for the nursing staff working in the after-
noon and night shifts may be different. Therefore, the change Ethical considerations
in proportion of time on documentation following the intro-
duction of the electronic system in the day shift may not be All procedures used in this study were approved by the
applicable to the proportion of time in the other two shifts. Human Research Ethics Committee, University of Wollongong,
Our investigation used a work sampling technique. This Australia, and complied with the National Health and Medi-
method is useful in evaluating time on activities in health- cal Research Council National Statement on Ethical Conduct
care. For example, it allows many observations to be recorded in Research Involving Humans, 1999.
in a short period, thus increasing the representativeness of
data obtained. However, time obtained is an estimate and not
the exact time on a given activity. There was no measure- Authors’ contribution
ment of the PCs’ typing speed before and after the introduction
of the electronic documentation system. Such measurement Esther Naliaka Munyisia contributed toward study design,
would provide useful data that increases our certainty about development and validation of the work sampling instrument,
whether PCs’ increased time on electronic documentation was acquisition of data, statistical data analysis, data interpreta-
associated with slow typing speed. tion and manuscript preparation; Ping Yu was responsible for
This investigation used a single observer to record obser- study conceptualization and design, validation of the work
vations, which may incur personal bias. However, inter-rater sampling instrument, statistical data analysis, data interpre-
reliability testing achieved a high score [28], suggesting the tation, revising the paper for important intellectual content
observer’s recording is trustworthy. and final approval of the version to be submitted; David Hai-
This study was limited to measuring the proportion of time ley contributed toward data interpretation, revising the paper
on documentation up to 12 months after implementation. for important intellectual content and final approval of the
Measurements conducted after 12 months may have provided version to be submitted.
additional information that clarifies the recorded pattern in
the proportion of time on documentation. Nevertheless, this Conflict of interest
study has provided longitudinal data that has not been found
in the literature to date. The authors have no conflict of interest.
6. Conclusion Acknowledgements
Findings of this study show that the introduction of the elec- This project was funded by Australian Research Council Indus-
tronic documentation system in the nursing home did not try Linkage Grant Scheme, Project No. LP0882430. It is part of
reduce the proportion of time nursing staff spent on docu- a larger investigation of the introduction of computer-based
mentation. This could in part be a result of the nursing staff’s documentation to residential aged care. The authors would
practice of documenting some information items on paper like to thank all the nursing staff (RNs, EENs, RAOs and PCs)
and others on a computer. An in-depth understanding of nurs- at the nursing home for having accepted to participate in the
ing staff‘s information needs and documentation workflow is study. The manager of the nursing home is also acknowledged
important before an attempt is made to redesign or update for having provided support necessary for completion of the
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792 i n t e r n a t i o n a l j o u r n a l o f m e d i c a l i n f o r m a t i c s 8 0 ( 2 0 1 1 ) 782–792
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