IA quarterly dashboard example 1

Qx audit FYXX internal Internal audit

observations audit plan status people activities
Observations noted during the quarter Staff Forecasted
ended MM/DD/YYYY are as follows: X hours (US)
3 60k
(13%) Completed Contractors
Significant 8 X
9
(39%) In progress Open roles
Moderate 12 X
11
(48%) Not started
Low 16
Unstaffed hours/
skillset gap?
0 10 20 No

Refer to page X for details of key Describe any delays, cancellations, No issues to note for the AC.
observations noted during the quarter. additions and rationale.

Audit time spent on Audit report cycle

Target
high risk areas time (weeks) –
8
End of fieldwork
100% 80% to final report 0 5 10 15
85% 85% 87%
80% 75%
80%
78% Average time Target
60% 68% (weeks) to obtain
management 16
40% response
0 5 10 15 20

20%
Target
Average time
0%
(days) to 60
Q1 Q2 Q3 Q4 remediation date
Target Actual 0 30 60 90 120

Use this area to direct audience attention to key message (open positions, challenge with closing reports, etc.)

Open observations

Aging of observations

> 1 year 2 3
- 7
On track Past due
< 1 year 2

0 2 4 6 8
Finance IT and Security Offshore • 1 of 7 is past due with high risk observations
• 2 of 7 are remediated but pending IA testing
Audit committee
action needed? • 4 of 7 past due observations have revised remediation
Yes dates and are progressing towards completion

Provide key highlight for audience on why the issue is overdue, any progress made and indicate if action from audience is needed.

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