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[ Chest Infections CHEST Reviews ]

Treatment of Community-Acquired
Pneumonia in Immunocompromised
Adults
A Consensus Statement Regarding Initial Strategies
Julio A. Ramirez, MD; Daniel M. Musher, MD; Scott E. Evans, MD; Charles Dela Cruz, MD; Kristina A. Crothers, MD;
Chadi A. Hage, MD; Stefano Aliberti, MD; Antonio Anzueto, MD; Francisco Arancibia, MD; Forest Arnold, DO;
Elie Azoulay, MD; Francesco Blasi, MD; Jose Bordon, MD; Steven Burdette, MD; Bin Cao, MD; Rodrigo Cavallazzi, MD;
James Chalmers, MD; Patrick Charles, MD; Jean Chastre, MD; Yann-Erick Claessens, MD; Nathan Dean, MD;
Xavier Duval, MD; Muriel Fartoukh, MD; Charles Feldman, MD; Thomas File, MD; Filipe Froes, MD;
Stephen Furmanek, MPH; Martin Gnoni, MD; Gustavo Lopardo, MD; Carlos Luna, MD; Takaya Maruyama, MD;
Rosario Menendez, MD; Mark Metersky, MD; Donna Mildvan, MD; Eric Mortensen, MD; Michael S. Niederman, MD;
Mathias Pletz, MD; Jordi Rello, MD; Marcos I. Restrepo, MD; Yuichiro Shindo, MD; Antoni Torres, MD;
Grant Waterer, MD; Brandon Webb, MD; Tobias Welte, MD; Martin Witzenrath, MD; and Richard Wunderink, MD

BACKGROUND: Community-acquired pneumonia (CAP) guidelines have improved the treat-


ment and outcomes of patients with CAP, primarily by standardization of initial empirical
therapy. But current society-published guidelines exclude immunocompromised patients.
RESEARCH QUESTION: There is no consensus regarding the initial treatment of immuno-
compromised patients with suspected CAP.
STUDY DESIGN AND METHODS: This consensus document was created by a multidisciplinary
panel of 45 physicians with experience in the treatment of CAP in immunocompromised
patients. The Delphi survey methodology was used to reach consensus.
RESULTS: The panel focused on 21 questions addressing initial management strategies. The panel
achieved consensus in defining the population, site of care, likely pathogens, microbiologic
workup, general principles of empirical therapy, and empirical therapy for specific pathogens.
This document offers general suggestions for the initial treatment of the
INTERPRETATION:
immunocompromised patient who arrives at the hospital with pneumonia.
CHEST 2020; 158(5):1896-1911

KEY WORDS: community-acquired pneumonia; immunocompromised; pneumonia


FOR EDITORIAL COMMENT, SEE PAGE 1802; FOR RELATED ARTICLE, SEE PAGE 1912

ABBREVIATIONS: CAP = community-acquired pneumonia; CMV = Veterans Puget Sound Health Care System (Dr Crothers), University of
cytomegalovirus; MDR = multiple drug resistant; MRSA = methicillin- Washington, Seattle WA; the Thoracic Transplant Program (Dr Hage),
resistant Staphylococcus aureus; NTM = nontuberculous mycobacteria; Indiana University, Indianapolis, IN; the Department of Pathophysi-
PCP = Pneumocystis jirovecii pneumonia; TMP-SMX = trimethoprim- ology and Transplantation (Drs Aliberti and Blasi), University of
sulfamethoxazole; TNF = tumor necrosis factor Milan, and Fondazione IRCCS Cà Granda Ospedale Maggiore Poli-
AFFILIATIONS: From the Division of Infectious Diseases (Drs Ram- clinico, Respiratory Unit and Cystic Fibrosis Adult Center, Milan, Italy;
irez, Arnold, and Gnoni, and Mr Furmanek), University of Louisville, the South Texas Veterans Health Care System (Drs Anzueto and
Louisville, KY; the Baylor College of Medicine and Michael E. DeBakey Restrepo), Audie L. Murphy Memorial Veterans Hospital, and Uni-
VA Medical Center (Dr Musher), Houston, TX; the Department of versity of Texas Health, San Antonio, TX; the Pneumology Service (Dr
Pulmonary Medicine (Dr Evans), University of Texas MD Anderson Arancibia), Instituto Nacional del Tórax and Clínica Santa María,
Cancer Center, Houston, TX; Pulmonary, Critical Care and Sleep Santiago de Chile, Chile; the Medical ICU (Dr Azoulay), Saint-Louis
Medicine (Dr Dela Cruz), Yale University, New Haven, CT; the Teaching Hospital, Assistance Publique-Hôpitaux de Paris

1896 CHEST Reviews [ 158#5 CHEST NOVEMBER 2020 ]


Guidelines for the treatment of patients with
(APHP), Paris, France; the Section of Infectious Diseases (Dr Bordon), community-acquired pneumonia (CAP) have been
Providence Health Center, Washington, DC; the Wright State Uni-
versity Boonshoft School of Medicine (Dr Burdette), Dayton, OH; the
published by medical societies from several countries.
Department of Pulmonary and Critical Care Medicine (Dr Cao), These guidelines have improved the treatment and
Center of Respiratory Medicine, National Clinical Research Center for outcomes of patients with CAP, primarily by
Respiratory Diseases, China-Japan Friendship Hospital, Beijing, China;
the Division of Pulmonary, Critical Care, and Sleep Disorders Medi- standardization of initial empirical therapy. But current
cine (Dr Cavallazzi), University of Louisville, Louisville, KY; the society-published CAP guidelines exclude
Scottish Centre for Respiratory Research (Dr Chalmers), School of
Medicine, Ninewells Hospital and Medical School, Dundee, UK; the immunocompromised patients.1-3
Department of Infectious Diseases (Dr Charles), Austin Health and Immunocompromised patients have been excluded from
Department of Medicine, University of Melbourne, Australia; the
Service de Médecine Intensive-Réanimation (Dr Chastre), Hôpital La guidelines because of their need for complex, often
Pitié-Salpêtrière, Sorbonne Université, APHP, Paris, France; the individualized, treatment, the expanded spectrum of
Department of Emergency Medicine (Dr Claessens), Centre Hospi-
talier Princesse Grace, Monaco; the Intermountain Medical Center and
potential pathogens, and their exclusion from the large
the University of Utah (Dr Dean), Salt Lake City, UT; the UMR 1137, prospective studies of antibiotic efficacy used to support
IAME, INSERM (Dr Duval), and CIC 1425, Hôpital Bichat-Claude guideline recommendations.
Bernard, APHP, Paris, France; the Service de Médecine Intensive
Réanimation (Dr Fartoukh), Hôpital Tenon, APHP, and APHP, Sor-
bonne Université, Faculté de Médecine Sorbonne Université, Paris, The number of immunocompromised people at risk for
France; the Department of Internal Medicine (Dr Feldman), Faculty of CAP is increasing, due to (1) longer survival of patients
Health Sciences, University of the Witwatersrand, Johannesburg, South
Africa; the Infectious Disease Section (Dr File), Northeast Ohio
with cancer, and recipients of organ transplants; (2)
Medical University and Infectious Disease Division, Summa Health, better recognition of immunocompromising conditions;
Akron, OH; the ICU, Chest Department (Dr Froes), Hospital Pulido (3) additional risk groups, such as those receiving novel
Valente-Centro Hospitalar Universitário Lisboa Norte, Lisbon,
Portugal; the Fundación del Centro de Estudios Infectológicos (Dr immune-modulating therapies for nonmalignant
Lopardo), Buenos Aires, Argentina; the Pulmonary Diseases Division diseases; and (4) approval of newer immunomodulatory
(Dr Luna), Universidad de Buenos Aires, Buenos Aires, Argentina; the
Department of Respiratory Medicine (Dr Maruyama), National Hos- agents. It is estimated that 3% of the adult population of
pital Organization Mie National Hospital, Tsu, Japan; the Pneumology the United States is immunosuppressed.4
Department (Dr Menendez), La Fe University and Polytechnic Hos-
pital, La Fe Health Research Institute, Valencia, Spain; the Division of Immunocompromising conditions are present in
Pulmonary, Critical Care and Sleep Medicine and Center for Bron- approximately 20% to 30% of hospitalized patients with
chiectasis Care (Dr Metersky), University of Connecticut Health,
Farmington, CT; the Icahn School of Medicine at Mount Sinai (Dr
CAP.5-7
Mildvan), New York, NY; the Department of Medicine (Dr Morten-
sen), University of Connecticut Health Center, Farmington, CT; Pul- Frequently, the initial treatment of pneumonia in
monary and Critical Care (Dr Niederman), New York Presbyterian/ immunocompromised patients may not occur in
Weill Cornell Medical Center and Weill Cornell Medical College, New
York, NY; the Institute for Infectious Diseases and Infection Control specialized tertiary care centers with advanced expertise
(Dr Pletz), Jena University Hospital, Jena, Germany; the Centro de in their care. Rather, immunocompromised patients
Investigacion Biomedica en Red de Enfermedades Respiratorias (Dr
Rello), Instituto de Salud Carlos III, and Infections Area, Vall d’Hebron with symptoms of lower respiratory tract infection often
Institute of Research, Barcelona, Spain; the Department of Respiratory present first to general hospitals to be treated by ED
Medicine (Dr Shindo), Nagoya University Graduate School of Medi-
cine, Nagoya, Japan; the Servei de Pneumologia (Dr Torres), Hospital physicians, internists, or hospitalists. These general
Clinic, Universitat de Barcelona. Barcelona, CIBERES, Spain; the conditions are identical to those motivating the initial
School of Medicine (Dr Waterer), University of Western Australia,
Perth, Australia; the Division of Infectious Diseases and Clinical
impetus for guidelines to treat CAP; namely, the
Epidemiology (Dr Webb), Intermountain Healthcare, Salt Lake City, frequency of the condition and the presentation of
UT and Division of Infectious Diseases and Geographic Medicine, patients in many different health-care settings
Stanford Medicine, Palo Alto, CA; the German Center for Lung
Research (Dr Welte), Biomedical Research in Endstage and Obstruc- throughout the community.
tive Lung Disease Hannover (BREATH) Clinic of Pneumology,
Hannover Medical School, Hannover, Germany; the Division of Pul-
monary Inflammation and Department of Infectious Diseases and
Early and adequate empirical treatment of CAP in the
Respiratory Medicine (Dr Witzenrath), Charité-Universitätsmedizin general population is associated with decreased
Berlin, Freie Universität Berlin, Humboldt-Universität zu Berlin, and morbidity and mortality, and the authors attempt here
Berlin Institute of Health, Berlin, Germany; and Pulmonary and
Critical Care (Dr Wunderink), Northwestern University Feinberg to facilitate application of these same principles to
School of Medicine, Chicago, IL. patients at high risk of CAP-related complications due
FUNDING/SUPPORT: Sponsored by the International Respiratory
to preexisting immune dysfunction. The approaches
Infection Society.
CORRESPONDENCE TO: Julio A. Ramirez, MD, Division of Infectious
suggested in this document are based on an extensive
Diseases, University of Louisville, 501 E Broadway, Ste 100, Louisville, review of the literature and on the collective experience
KY 40202; e-mail: j.ramirez@louisville.edu
of the authors. A challenge in reviewing the CAP
Copyright Ó 2020 Published by Elsevier Inc under license from the
American College of Chest Physicians. literature on the immunocompromised host is that most
DOI: https://doi.org/10.1016/j.chest.2020.05.598 publications evaluate outcomes of antimicrobial therapy

chestjournal.org 1897
for patients in whom the pathogen causing CAP has the immune system that are affected by the underlying
been identified. No large, prospective clinical studies disease and/or medical therapy. In this document we
comparing different empirical therapies in attempt to develop a unifying approach to simplify a
immunocompromised patients exist. very complex topic, involving a heterogeneous
Susceptibility to specific infections varies widely in population. The objective of this document is to suggest
immunocompromised patients and depends both on the an approach to the initial treatment of
degree of immune suppression and the components of immunocompromised patients with suspected CAP.

Methods opportunity to revise their earlier answers, considering the


anonymized replies of other members of the panel.
The Delphi survey methodology was used to reach consensus. After a
full review of the English literature on the topic of treatment of CAP in After the participants answered the third round of all questions, the
the immunocompromised patient, the Delphi questions used in the range of the answers decreased significantly and it was considered
survey were developed (Table 1). The following 5-point Likert scale that the group had reached consensus. At that point, a prefinal
was used to evaluate agreement or disagreement with each proposed manuscript was created and submitted to all participants for final
answer: strongly disagree (1), disagree (2), neutral (3), agree (4), comments and agreement ratings. After the final comments were
strongly agree (5). It was considered that a consensus was reached incorporated, the manuscript was produced. Further details
once more than 75% of participants agreed or strongly agreed with a regarding the Delphi survey methodology and rounds are to be
particular suggestion. found in e-Appendix 1 in the online article.

In each round of the Delphi survey, questions regarding the treatment Statistical Analysis
of CAP in the immunocompromised patient were submitted to all 45 At each round of the survey, the mean and SD of agreement based on
participants in the consensus process. To anonymously record the Likert scale for each question were calculated. To evaluate the level
participant responses and comments, a survey was developed using of agreement or disagreement for each question in a manner that
Research Electronic Data Capture (REDCap), which allowed incorporated both the mean and SD, a t-statistic for each question
participants to answer with their level of agreement with the was calculated. The t-statistic was used to identify which questions
suggestion, and to write specific comments regarding the had the least amount of agreement or the most controversy.
management suggested by the group. After each round, all responses Agreement was visualized by bar charts, and final agreement was
were summarized and an anonymized summary of all the comments reported as the percentage of participants who responded as Agree
was produced and sent to each participant. Participants had the or Strongly Agree.

Results longer survival of patients with serious conditions and


an expanding armamentarium of biological agents result
A. Definition of Population
in expanding populations of at-risk individuals. Using
Question 1: Which patients with CAP should be this approach, the most common acquired conditions
considered immunocompromised? that qualify a patient as being immunocompromised are
We suggest that patients with CAP should be considered a malignancy that suppresses immune responses (such
to be immunocompromised if they have an underlying as lymphoma or leukemia) and advanced HIV infection
disease or medical treatment that alters the immune (CD4 T-lymphocyte count < 200 cells/mL). The most
system to the point that they are at elevated risk of frequent treatments that qualify a patient as being
pneumonia not only by common organisms but also by immunocompromised include glucocorticoids, therapies
uncommon avirulent or opportunistic organisms. that suppress B-cell or T-cell responses, chemotherapy
for malignancy that causes neutropenia, conventional
No consensus exists regarding which patients should be disease-modifying antirheumatic drugs, and biological
formally considered immunocompromised. Our agents used to treat a broad range of rheumatologic,
pragmatic approach is to consider patients to be dermatologic, GI, and autoimmune diseases. Notably,
immunocompromised if they are at elevated risk of some agents (eg, ibrutinib, alemtuzumab, or fludarabine)
pneumonia not only by common organisms but also by have persistent immunosuppressive effects, long after
uncommon avirulent or opportunistic organisms. active treatment is discontinued. Conditions indicating
Several practical aspects of meeting this definition that patients are immunocompromised are listed in
include the need for comprehensive microbiologic Table 2.8-13
testing, the need to alter empirical antimicrobial therapy,
and the need for adjunctive therapy. Even using this Most patients who develop CAP have one or more
more restrictive definition, medical advances supporting comorbid condition(s) that increase their susceptibility

1898 CHEST Reviews [ 158#5 CHEST NOVEMBER 2020 ]


TABLE 1 ] Questions Addressing Initial Treatment Strategies for Immunocompromised Adults With Community-
Acquired Pneumonia
A. Definition of Population
Question 1: Which patients with CAP should be considered immunocompromised?
B. Site of Care
Question 2: Which immunocompromised patients with CAP should be admitted to the hospital?
C. Likely Pathogens
Question 3: What pathogens should be considered “core respiratory pathogens” in patients with CAP who are
immunocompromised?
Question 4: What pathogens should be considered beyond the core respiratory pathogens in patients with CAP who are
immunocompromised?
D. Microbiological Workup
Question 5: What microbiologic studies should be done in hospitalized patients with CAP who are immunocompromised?
Question 6: When should bronchoscopy with bronchoalveolar lavage be performed in hospitalized patients with CAP who are
immunocompromised?
Question 7: What microbiologic studies can be done with BAL fluid from hospitalized patients with CAP who are
immunocompromised?
E. Empirical Therapy: General Principles
Question 8: What empirical therapy should be started in hospitalized patients with CAP who are immunocompromised?
Question 9: In which patients with CAP who are immunocompromised should empirical therapy be extended beyond the core
respiratory pathogens?
Question 10: What role does the severity of pneumonia play in the selection of initial empirical therapy?
F. Empirical Therapy: Specific Pathogens
Question 11: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to MRSA?
Question 12: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to drug-resistant gram-negative bacilli, including Pseudomonas aeruginosa?
Question 13: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to multidrug-resistant (MDR) gram-negative bacilli?
Question 14: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to Pneumocystis jirovecii pneumonia (PCP)?
Question 15: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to Aspergillus?
Question 16: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to Mucorales?
Question 17: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to Nocardia?
Question 18: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to varicella-zoster virus?
Question 19: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to cytomegalovirus?
Question 20: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to Mycobacterium tuberculosis?
Question 21: In which immunocompromised patients should the initial empirical therapy be extended to cover the possibility
of CAP due to parasites?

CAP ¼ community-acquired pneumonia; MRSA ¼ methicillin-resistant Staphylococcus aureus.

to infection. From this perspective, patients with patients with this degree of immune dysfunction are
common comorbid conditions such as diabetes, typically infected with the same spectrum of
chronic lung disease, liver disease, kidney disease, or organisms that cause CAP in younger or healthier
even those who are elderly and frail, can be adults, and their treatment is covered in the current
considered relatively immunocompromised. However, CAP guidelines.

chestjournal.org 1899
TABLE 2 ] Patient Conditions Qualifying Patients as Immunocompromised
Patient Condition References
Primary immune deficiency diseases .
Active malignancy or malignancy within 1 y of CAP, excluding patients with localized skin cancers or early-stage .
cancers (eg, stage 1 lung cancer)
Receiving cancer chemotherapy .
HIV infection with a CD4 T-lymphocyte count < 200 cells/mL or percentage < 14% a
8
Solid organ transplantation .
Hematopoietic stem cell transplantation .
Receiving corticosteroid therapy with a dose $ 20 mg prednisone or equivalent daily for $ 14 d or a cumulative 9, 10
dose > 600 mg of prednisoneb
Receiving biological immune modulatorsc 11, 12
Receiving disease-modifying antirheumatic drugs or other immunosuppressive drugs (eg, cyclosporin, 13
cyclophosphamide, hydroxychloroquine, methotrexate)

See Table 1 legend for expansion of abbreviation.


a
The association of HIV disease and CAP can be categorized in three levels: Level 1: Patients with a CD4 T-lymphocyte count > 500 cells/mL. These patients
are not at increased risk of CAP. Level 2: Patients with a CD4 T-lymphocyte count between 500 and 200 cells/mL. These patients are at increased risk of CAP,
but are not considered immunocompromised because the etiologic agents are the core CAP pathogens such as Streptococcus pneumoniae. Level 3: Patients
with a CD4 T-lymphocyte count < 200 cells/mL. These patients are at risk for CAP due to opportunistic pathogens such as Pneumocystis jirovecii. They are
considered immunocompromised patients with CAP.
b
In the case of patients taking steroid and who have CAP, both the daily dose and the cumulative dose of steroids should be considered. The association with
CAP can be define in three levels: Level 1: Doses # 10 mg of prednisone per day and a cumulative dose of less than 600 mg of prednisone or equivalent.
These patients are not at increased risk of CAP. Level 2: Doses 10 to # 20 mg of prednisone per day with a cumulative dose greater than 600 mg of
prednisone or equivalent at the time of the CAP episode. These patients are at increased risk of CAP, but are not considered immunocompromised because
the etiologic agents are the core CAP pathogens such as Streptococcus pneumoniae. Level 3: Doses $ 20 mg or more of prednisone per day with a
cumulative dose greater than 600 mg of prednisone or equivalent at the time of the CAP episode. These patients are at risk for CAP due to opportunistic
pathogens such as Pneumocystis jirovecii. They are considered immunocompromised patients with CAP. Because of the cumulative dose of at least 600 mg,
these patients need to have received steroid therapy for at least 3 to 4 wk to be considered as fulfilling this condition.
c
These drugs are used to treat a wide array of inflammatory conditions and have multiple immunologic targets. The diverse effects of these drugs include
interfering with cell signaling, inhibiting cytokine function, interrupting innate immunity, depleting B cells, or inhibiting T-cell activation. Specific dis-
cussion of these drugs in detail is beyond the scope of this article. However, nearly all immunomodulators carry some risk of infection. Because these
immunomodulating agents affect different components of the immune system, the risk for specific infections varies with the target of the
immunomodulator.

B. Site of Care infiltrate on chest radiography. A CT scan of the chest


Question 2: Which immunocompromised patients with will allow better definition of the extent of pulmonary
CAP should be admitted to the hospital? infiltrate as well as better recognition of complications of
pneumonia such as abscesses or pleural effusions. This
We suggest that the decision for hospitalization should be information, gained by CT imaging of the chest, may
based on clinical judgment having a low threshold for help in the decision regarding hospitalization. Hypoxia
hospital admission. is a particularly useful criterion to define site of care. In
In patients with CAP who are not nonimmunocompromised patients with CAP, blood
immunocompromised, the admission decision is based oxygen saturation < 92% is considered an appropriate
on clinical judgment and can be supplemented by using threshold for hospital admission.17
validated severity scores such as the Pneumonia Severity Immunocompromised patients may appear stable at the
Index or the CRB-65/CURB-65. Hospitalization of time of the initial evaluation but may deteriorate rapidly,
immunocompromised patients with CAP is based progressing in a few hours from moderately severe
primarily on clinical judgment, considering that CAP pneumonia to severe pneumonia in need of intensive
severity scores have not been well validated in care. Also, the increased range of potential infecting
immunocompromised patients.14-16 Because agents renders selection of any empirical regimen much
immunosuppressive drugs are known to modulate the more challenging, often requiring parenteral agents.
inflammatory response, the typical signs and symptoms Therefore, our suggestion is for a low threshold for
of CAP may be attenuated in these patients. The blunted hospitalization. If the patient is considered sufficiently
inflammatory response may not produce a clear stable for outpatient care, mechanisms for close follow-

1900 CHEST Reviews [ 158#5 CHEST NOVEMBER 2020 ]


up and rapid reentry to inpatient health care should be immunocompromised host and (2) for which
available. antimicrobial therapy is available are listed in Table 4.
Different types of immunocompromising conditions will
C. Likely Pathogens predispose to different types of etiologic agents. A
Question 3: What pathogens should be considered “core description of specific immune deficiencies and the
respiratory pathogens” in patients with CAP who are associated respiratory pathogens are depicted in Table 5.
immunocompromised?
Initial empirical therapy active against these respiratory
We suggest that the list of core respiratory pathogens able pathogens may be necessary only in selected patients
to cause CAP in the immunocompromised patient should presenting with specific epidemiologic, clinical, or
be the same as those for the nonimmunocompromised. immunologic risk factors for infection due to a
particular pathogen. These risk factors and the specific
Immunocompromised patients are susceptible to
pathogens that are involved are discussed below.
infection with the same respiratory viruses and bacteria
that cause CAP in nonimmunocompromised patients. D. Microbiological Workup
We call these “core respiratory pathogens.” Common
Question 5: What microbiologic studies should be done in
respiratory viral pathogens that cause mild upper
hospitalized patients with CAP who are
respiratory tract infections in healthy adults can lead to
immunocompromised?
severe lower respiratory tract infections in
immunocompromised patients. Table 3 lists the primary We suggest a comprehensive microbiological workup with
groups of core respiratory pathogens that can cause CAP the goal to perform pathogen-directed therapy and
in immunocompromised patients.5,6,18 deescalation of therapy.
Question 4: What pathogens should be considered beyond A critical aspect of the treatment of these patients is an
the core respiratory pathogens in patients with CAP who initial microbiologic workup coupled with empirical
are immunocompromised? therapy, followed by a deescalation to therapy directed
to the causative pathogen. Deescalation of therapy is
We suggest to focus attention on respiratory pathogens
important because continuing broad-spectrum therapy
that may cause CAP in the immunocompromised patient
for the full duration of therapy is associated with
and for which antimicrobial therapy is available.
selection of multidrug-resistant organisms, increased
When considering likely etiologies of CAP beyond the risk of toxicity, drug-drug interactions, and impaired
core respiratory pathogens, it is important to focus antimicrobial stewardship for the entire community. As
attention on organisms that are amenable to the primary way to perform deescalation therapy is by
antimicrobial treatment. Common respiratory knowing which pathogen is causing the pneumonia, a
pathogens that (1) may cause CAP in the comprehensive microbiologic workup is critically

TABLE 3 ] Core Respiratory Pathogens That May Cause Community-Acquired Pneumonia in the Immunocom-
promised Patient
Gram-Positive Bacteria Gram-Negative Bacteria “Atypical” Bacteria Respiratory Viruses
Streptococcus Haemophilus influenzae Legionella Influenza virus
pneumoniae pneumophila
Staphylococcus aureus Moraxella catarrhalis Chlamydophila Parainfluenza virus
(MSSA) pneumoniae
Streptococcus Enterobacteriaceae (eg, Klebsiella species, Mycoplasma Coronavirus
pyogenes Escherichia coli) pneumoniae
Other streptococci Coxiella burnetii Respiratory
syncytial virus
Rhinovirus
Adenovirus
Human
metapneumovirus

MSSA ¼ methicillin-susceptible Staphylococcus aureus.

chestjournal.org 1901
TABLE 4 ] Common Respiratory Pathogens in Addition to Core Respiratory Pathogensa That Can Cause
Community-Acquired Pneumonia in the Immunocompromised Patient and for Which Antimicrobial
Therapy Is Available
Bacteria Mycobacteria Viruses Fungi Parasites
Enterobacteriaceae (including those Mycobacterium Cytomegalovirus Pneumocystis Toxoplasma
producing ESBL, and also CRE) TB jirovecii gondii
Nonfermenting gram-negative bacilli (eg, Nontuberculous Herpes simplex Aspergillus Strongyloides
Pseudomonas or Acinetobacter) mycobacteria virus species stercoralis
MRSA Varicella-zoster Mucorales
virus species
Nocardia species Histoplasma
species
Rhodococcus equi Cryptococcus
species
Blastomyces
species
Coccidioides
species

CRE ¼ carbapenemase-producing Enterobacteriaceae; ESBL ¼ extended-spectrum b-lactamase. See Table 1 legend for expansion of other abbreviation.
a
As described in Table 3.

important. Another reason to perform broad Preferably, bronchoscopy with BAL should be done
microbiologic studies is that treatment of opportunistic early so that initial empirical therapy does not alter the
pathogens is complex and often complicated by culture results. If the bronchoscopy can be done
toxicities and drug-drug interactions. promptly, a short delay before initiating antibiotic
therapy may be acceptable, given improved culture yield.
The extent of the microbiologic workup should be
In general, the more immunocompromised the host, the
individualized, considering the presence of risk factors
greater the potential benefit of performing
and likely organisms, as well as local capabilities. The
bronchoscopy with BAL.
field of diagnostic microbiologic techniques has
experienced significant progress. The development of If the etiology of CAP may be defined on the basis of
rapid diagnostic tests using new molecular techniques initial radiography and point-of-care diagnostic
and sophisticated new laboratory methods, such as testing, the small, but nevertheless clear risk associated
matrix-assisted laser desorption ionization-time of flight with bronchoscopy with BAL may outweigh the
(MALDI-TOF) mass spectrometry, is reshaping the benefit.30
clinical microbiology laboratory as well as our ability to
Question 7: What microbiologic studies can be done with
identify etiologic agents of CAP in
BAL fluid from hospitalized patients with CAP who are
immunocompromised patients.19 A list of common
immunocompromised?
microbiologic studies with relevant clinical
considerations is depicted in Table 6.20-29 We suggest that microbiological studies in
bronchoalveolar lavage should be ordered according to
Question 6: When should bronchoscopy with
the presence of risk factors for particular pathogens.
bronchoalveolar lavage be performed in hospitalized
patients with CAP who are immunocompromised? In some institutions a fixed panel of tests is routinely
performed on BAL from immunocompromised patients
We suggest that the decision to perform a bronchoscopy
with CAP. In other institutions, the tests are ordered
or bronchoalveolar lavage should be individualized.
considering the presence of clinical, radiographic, and
Bronchoscopy with BAL will be useful even in a immunologic risk factors for specific organisms.
clinically unstable patient if the patient is at risk for Table 731-35 lists microbiologic studies that can be done
infection with multiple opportunistic pathogens and an on BAL or tissue from a transbronchial lung biopsy
experienced team is available to perform the procedure. together with relevant clinical considerations.

1902 CHEST Reviews [ 158#5 CHEST NOVEMBER 2020 ]


TABLE 5 ] Specific Immune Deficiencies and Associated Respiratory Pathogens
Specific Immune Deficiency Unique Respiratory Pathogen Associations
Neutropenia Pseudomonas aeruginosa, Stenotrophomonas maltophilia,
Enterobacteriaceae, Streptococcus mitis, Staphylococcus
aureus, Nocardia species, Aspergillus and other hyaline
molds (Scedosporium, Fusarium), yeast-like fungi
(Trichosporon), Mucorales species, dimorphic fungi
AIDS Pneumocystis jirovecii, Streptococcus pneumoniae,
Mycobacterium TB, M. avium-intracellulare complex, and
other nontuberculous mycobacteria, Histoplasma
capsulatum, Coccidioides, Bartonella, Rhodococcus,
Toxoplasma gondii, Cryptococcus neoformans,
Cryptosporidium, Nocardia, Talaromycosis marneffei,
Paracoccidioides, Burkholderia, cytomegalovirus,
Strongyloides
T-cell depletion (anti-thymocyte globulin, alemtuzumab) Pneumocystis jirovecii, Streptococcus pneumoniae,
Mycobacterium TB, M. avium-intracellulare complex, and
other nontuberculous mycobacteria, Aspergillus and other
hyaline molds, Mucorales species, varicella-zoster, herpes
simplex, cytomegalovirus, Histoplasma capsulatum,
Coccidioides, Bartonella species, Toxoplasma gondii,
Cryptococcus neoformans, Nocardia, Legionella,
Strongyloides
Hypogammaglobulinemia (common variable Respiratory viruses (influenza, respiratory syncytial virus,
immunodeficiency, multiple myeloma, therapies that human metapneumovirus, parainfluenza, adenovirus,
target CD19/20, eg, rituximab) enterovirus), encapsulated bacteria (S pneumoniae,
Moraxella catarrhalis, Haemophilus influenzae, S aureus,
Capnocytophaga, Pasteurella multocida), cytomegalovirus,
Pneumocystis
Calcineurin inhibitors (cyclosporine and tacrolimus) Legionella, Nocardia, Aspergillus and other hyaline molds,
Mucorales species, cytomegalovirus, endemic fungi
Antimetabolites (mycophenolate mofetil, azathioprine, Cytomegalovirus, varicella, respiratory viruses (if B-cell
6-MP, fludarabine) impairment), Legionella, Nocardia, Aspergillus and other
hyaline molds, Mucorales species, endemic fungi
(Pneumocystis post-fludarabine)
Mammalian target of rapamycin inhibitors (sirolimus, Cryptococcus, Pneumocystis
everolimus)
Tumor necrosis factor inhibitors Endemic fungi, Aspergillus, Mycobacterium (tuberculous and
nontuberculous), varicella-zoster, Nocardia, Pneumocystis
Janus kinase signaling inhibitors (eg, ibrutinib, dasatinib) Pneumocystis, mold, cytomegalovirus
Corticosteroids Bacteria, esp. Pseudomonas aeruginosa, Pneumocystis
jirovecii, Staphylococcus aureus, mycobacteria, Aspergillus
and other hyaline molds, Mucorales species,
cytomegalovirus, varicella-zoster, herpes simplex,
Histoplasma capsulatum, Coccidioides, Cryptococcus
neoformans, Nocardia, Legionella, Strongyloides
Other Natalizumab (Cryptococcus), vedolizumab (Mycobacterium
TB), tocilizumab (unknown), ustekinumab (theoretical
cytomegalovirus), secukinumab (theoretical mold),
eculizumab (Pseudomonas, mold), bortezomib (varicella-
zoster)

6-MP ¼ 6-mercaptopurine.

E. Empirical Therapy: General Principles We suggest that immunocompromised patients without


Question 8: What empirical therapy should be started in any additional risk factors for drug-resistant bacteria can
hospitalized patients with CAP who are receive initial empirical therapy targeting only the core
immunocompromised? respiratory pathogens.

chestjournal.org 1903
TABLE 6 ] Microbiologic Studies That Can Be Done in Immunocompromised Patients Hospitalized With
Community-Acquired Pneumonia
Studies References
Sputum samples for bacterial, mycobacterial, and fungal stains and cultures 20, 21
Comments: Sputum can be induced with inhaled isotonic or preferably hypertonic saline for certain pathogens
(eg, MTB, PCP) to avoid invasive procedures. Sputum samples can be tested by PCR for detection of MTB or
PCP
Nasopharyngeal swab with multiplex PCR for respiratory viruses 22, 23
Comments: A negative nasopharyngeal PCR result does not rule out viral pneumonia. If the suspicion is high,
perform the PCR on bronchoscopic samples. The finding of a virus by PCR does not rule out bacterial
infection
Nasopharyngeal swab with multiplex PCR for atypical bacteria .
Comments: Atypical pathogens such as Legionella, Chlamydophila, or Mycoplasma can also be identified in
oropharyngeal samples
Nasal PCR for MRSA .
Comments: Use in conjunction with a respiratory sample. A negative MRSA nasal PCR result, the absence of
gram-positive cocci in clusters on Gram stain, and a negative MRSA respiratory culture make MRSA
pneumonia extremely unlikely
Blood cultures times two (at least), 30 min apart 24, 25
Comments: If there is a port or central line or PICC line, to define the presence of line infection, perform blood
cultures from a peripheral vein and from the catheter lumens at the same time to calculate “time to
positivity.” The separation of samples over time improves bacterial detection in the case of intermittent
bacteremia
Urinary antigen for Streptococcus pneumoniae .
Comments: The recent administration of pneumococcal vaccine (within days) will produce a positive urinary
antigen result for Streptococcus pneumoniae
Urinary antigen for Legionella 26
Comments: Detects only Legionella pneumophila serotype 1. Other gram-negative bacteria may generate a
false positive test result. Obtain respiratory samples for culture and PCR to detect other species of
Legionella or serotypes if clinically indicated
Urinary antigen for Histoplasma capsulatum .
Comments: Very useful for disseminated disease. Cross-reaction with blastomycosis
Serum antigen for Cryptococcus neoformans .
Comments: A serum cryptococcal antigen test may produce a negative result for a patient with documented
cryptococcal pneumonia
Serum galactomannan antigen 27
Comments: Aspergillus cell wall contains the polysaccharide galactomannan. Also elevated in Fusarium,
Penicillium, blastomycosis, and histoplasmosis. False positive results may occur with IVIG, transfusions,
and some b-lactam antibiotics
Serum 1,3-b-D-glucan 27
Comments: b-D-Glucan is a cell wall component of several fungi. It screens for Aspergillus species, Candida
species, PCP, and other fungi. It does not detect mucormycosis. False positive results may occur with IVIG,
hemodialysis with cellulose, albumin, infections with Pseudomonas, and some b-lactam antibiotics
Swabs of vesicular or ulcerated skin lesions for viral PCR and cultures .
Comments: A positive PCR result for HSV or VZV from skin lesions is highly correlated with herpes or varicella-
zoster pneumonia
Biopsy of skin lesion for microbiology and pathology .
Comments: Sample must be sent to microbiology and pathology for stains and cultures for viruses, bacteria,
mycobacteria, fungi, and parasites
Viral load for CMV (PCR) 28
Comments: Obtain only if clinical suspicion is high. CMV reactivation is common in acute illness, and the
presence of copies of CMV in plasma does not necessarily indicate invasive disease. On the other hand, the
absence of viremia makes CMV pneumonitis less likely

(Continued)

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TABLE 6 ] (Continued)
Studies References
Viral load for adenovirus 29
Comments: Obtain only if clinical suspicion is high.
Serology for histoplasmosis, coccidioidomycosis, and blastomycosis 27
Comments: Fungal serology is not generally recommended in immunosuppressed patients because they fail
to generate an adequate antibody response to infection

CMV ¼ cytomegalovirus; HSV ¼ herpes simplex virus; IVIG ¼ IV immunoglobulin; MTB ¼ Mycobacterium TB; PCP ¼ Pneumocystis jirovecii pneumonia;
PCR ¼ polymerase chain reaction; PICC ¼ peripherally inserted central line catheter; VZV ¼ varicella-zoster virus. See Table 1 legend for expansion of other
abbreviation.

Although immunocompromised hosts may have unique availability of point-of-care tests, severity of disease at
immunologic risk and often more frequent nosocomial presentation, and use of prophylactic therapy for a
contact and antibiotic exposure, many particular opportunistic pathogen.
immunocompromised patients admitted with CAP do
The need for empirical therapy of opportunistic
not have any additional risk factors for drug-resistant
pathogens will continue to evolve as more point-of-care
bacteria (eg, methicillin-resistant Staphylococcus aureus
tests are developed for rapid diagnosis. Empirical
[MRSA], Pseudomonas). For these patients, we suggest
therapy beyond core respiratory pathogens may not be
initial empirical antimicrobial therapy targeting the core
necessary if the patient is clinically stable and the local
respiratory pathogens described in Table 3. In this group
setting allows for rapid microbiologic diagnostic tests.
of patients, the initial empirical antibacterial therapy
would be the same as the initial empirical therapy for Question 10: What role does the severity of pneumonia
hospitalized patients with CAP who are not play in the selection of initial empirical therapy?
immunocompromised.1 Additional empirical treatment
We suggest that the presence of severe pneumonia can be
beyond the core respiratory pathogens should be
used as an indication to start empirical therapy for
considered according to the presence of risk factors for
resistant gram-positive and gram-negative organisms,
drug-resistant or opportunistic pathogens and is
followed by rapid deescalation if no multidrug-resistant
discussed in the sections below.
pathogen is identified.
Question 9: In which patients with CAP who are
Severity of illness is not by itself an accurate predictor of
immunocompromised should empirical therapy be
drug resistance or opportunistic infection in pneumonia.
extended beyond the core respiratory pathogens?
For example, Streptococcus pneumoniae is capable of
We suggest to extend empirical therapy beyond core causing life-threatening septic shock, whereas invasive
respiratory pathogens when (1) risk factors for drug- pulmonary aspergillosis may present with an indolent,
resistant organisms or opportunistic pathogens are progressive course.
present and (2) the delay in empirical antimicrobial
The impact of severe pneumonia on empirical therapy is
therapy will place the patient at increased risk of
the critical need to start early with an appropriate
mortality.
antimicrobial therapy, because an initial inadequate
In addition to initial empirical treatment for core antibiotic spectrum has been identified as an
respiratory pathogens, we suggest broader initial independent risk factor for mortality in CAP. Given this
coverage when the following factors are met: (1) A circumstance, the presence of severe pneumonia or
resistant bacterium or an opportunistic pathogen is pneumonia requiring ICU care can be used as a
suspected on the basis of the presence of risk factors threshold to start empirical therapy for resistant gram-
from findings on history or physical examination, positive organisms (eg, MRSA) and resistant gram-
laboratory results, and/or imaging patterns; and (2) negative organisms (eg, Pseudomonas).
waiting for microbiologic identification of the suspected
pathogen will significantly delay initiation of F. Empirical Therapy: Specific Pathogens
antimicrobial therapy and may increase the risk of Question 11: In which immunocompromised patients
mortality. Other considerations for extending initial should the initial empirical therapy be extended to cover
empirical therapy beyond core pathogens include the possibility of CAP due to MRSA?

chestjournal.org 1905
We suggest that initial empirical therapy to cover for activity against P aeruginosa, such as piperacillin-
MRSA should be started in patients with a history of tazobactam or a carbapenem, should be used as core
colonization or infection with MRSA in the previous therapy. However, ceftazidime, which has no reliable
12 months. activity against S pneumoniae, should not be used as
monotherapy.43
In patients with a history of colonization or infection
with MRSA in the previous 12 months, initial empirical Question 13: In which immunocompromised patients
therapy should cover the possibility of infection due to should the initial empirical therapy be extended to cover
MRSA. There are other risk factors reported in the the possibility of CAP due to multidrug-resistant (MDR)
literature for MRSA infection such as prior antibiotic gram-negative bacilli?
use, recent hospitalization, hemodialysis, or wound care,
but if the local prevalence of MRSA is low these risk We suggest that in patients with a recent history of
factors will each have a low positive predictive value and colonization or infection with MDR gram-negative
should not be used to trigger empirical anti-MRSA bacilli, the initial empirical therapy should cover the
therapy.36-40 On the other hand, a single patient who possibility of infection due to the colonizing MDR gram-
accumulates many of these risk factors may have a high negative bacilli.
likelihood of CAP due to MRSA. Vancomycin or In patients with a recent history of colonization or
linezolid are the first line for initial empirical therapy. In infection with MDR gram-negative bacilli such as
regions with a high prevalence of MRSA, some members extended-spectrum b-lactamase-producing
of the panel will start empirical anti-MRSA therapy in Enterobacteriaceae, carbapenemase-producing
patients requiring ICU admission. A negative MRSA Enterobacteriaceae, MDR Pseudomonas, or MDR
result by nasal polymerase chain reaction (PCR), Acinetobacter, the initial empirical therapy should
absence of gram-positive cocci in clusters on Gram’s cover the possibility of infection with the colonizing
staining, and a negative MRSA respiratory culture can MDR gram-negative bacilli. A knowledge of the local
be used to deescalate anti-MRSA therapy. susceptibility profile for gram-negative bacilli and the
Question 12: In which immunocompromised patients most recent susceptibility profile of the colonizing
should the initial empirical therapy be extended to cover MDR gram-negative bacilli will help in the selection
the possibility of CAP due to drug-resistant gram- of empirical therapy for these organisms with difficult-
negative bacilli, including Pseudomonas aeruginosa? to-treat resistance. For empirical therapy of MDR
gram-negative bacilli, b-lactam antibiotics such as
We suggest that initial empirical therapy for piperacillin-tazobactam or imipenem may have to be
immunocompromised patients should cover resistant changed to newer b-lactam antibiotics that have better
gram-negative bacilli, including Pseudomonas activity against some of the MDR bacteria. In these
aeruginosa, if there is a history of colonization or patients, consideration should be given to the addition
infection with a resistant gram-negative bacilli in the of ceftazidime-avibactam, ceftolozane-tazobactam, or
prior 12 months, previous hospitalization with exposure meropenem-vaborbactam. Adding a polymyxin such
to broad-spectrum antibiotics, the presence of a as colistin to a traditional b-lactam is a possibility
tracheostomy, neutropenia, or a history of pulmonary when other agents are not available. In patients
comorbidity. treated empirically with these broad-spectrum agents,
History of colonization or infection with a drug-resistant we strongly emphasize an extended microbiologic
gram-negative bacillus in the previous 12 months, workup and prompt deescalation of therapy if
previous hospitalization with exposure to broad- appropriate.
spectrum antibiotics, the presence of a tracheostomy, Question 14: In which immunocompromised patients
neutropenia, a history of pulmonary comorbidity (eg, should the initial empirical therapy be extended to cover
cystic fibrosis, bronchiectasis, or recurrent exacerbations the possibility of CAP due to Pneumocystis jirovecii
of COPD requiring glucocorticoid and antibiotic use) pneumonia (PCP)?
have been reported in the literature to increase the risk
of resistant gram-negative bacilli.37-42 Patients with any We suggest initial empirical therapy should be extended
of these risk factors should be considered for initial to cover the possibility of PCP in patients with diffuse,
empirical therapy against resistant gram-negative bacilli bilateral, interstitial infiltrates or alveolar opacities and
including P aeruginosa. b-Lactam antibiotics with who are not receiving PCP prophylaxis, and those who

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TABLE 7 ] Microbiologic Studies in BAL Fluid or Tranbronchial Lung Biopsy
Study Reference
Bacterial Gram stain and culture
Comments: A negative stain and culture of MDR pathogens (eg, MRSA) can be used for deescalation of therapy
unless antibiotics have been given for > 48 h
MRSA PCR
Comments: A negative PCR for MRSA can be used for deescalation of anti-MRSA therapy unless antibiotics 31
have been given for > 48 h
AFB stains and culture for tuberculous and nontuberculous mycobacteria
Comments: If positive AFB stain, nucleic acid amplification (NAA) tests allows for rapid diagnosis. NAA test can 20
be performed if the AFB stain is negative and the suspicion of disease is high
Nocardia stains and culture
Comments: AFB stain may be weakly positive
Fungal stains and culture
Comments: Because Aspergillus can colonize the airways, positive stains or culture of Aspergillus species from 27
respiratory samples do not necessarily indicate disease
PCP stains and PCR
Comments: In patients with PCP, the sensitivity of staining is higher in HIV-infected patients when compared 32
with HIV-uninfected patients. A positive PCR may occur in patients colonized with PCP. In non-HIV patients,
a negative PCR can be used to discontinue anti-PCP therapy
Respiratory viral panel with multiplex PCR
Comments: Viruses can be detected in BAL by PCR in a patient with a negative nasopharyngeal swab PCR for 22, 23
the same virus
Atypical pathogens panel with multiplex PCR
Comments: A positive PCR is considered diagnostic for atypical pneumonia because pathogens such as
Legionella, Chlamydophila, or Mycoplasma rarely colonize the airway
Galactomannan antigen
Comments: The cell wall of Aspergillus contains the polysaccharide galactomannan. Other fungi that contain 27
galactomannan include Histoplasma capsulatum, Penicillium species, and Fusarium species. False positive
levels may occur in BAL samples with some b-lactam antibiotics
Aspergillus PCR
Comments: The high sensitivity of PCR produces a high negative predictive value, making the diagnosis 27
unlikely with a negative test
(1,3)-b-D-Glucan
Comments: It is considered a poor screening tool for the diagnosis of invasive fungal infections because of its 27
low positive predictive value
CMV PCR
Comments: Quantitative PCR analysis in BAL fluid may help to differentiate between CMV pneumonia (high 33
viral load) vs CMV pulmonary shedding without pneumonia (low viral load), but cutoff levels are not defined
Cellular analysis
Comments: A predominantly inflammatory cellular pattern in the BAL with neutrophil pleocytosis can be used 34, 35
as a predictor of bacterial etiology
Histopathology
Comments: Routine hematoxylin and eosin staining, special stains, and culture for viruses, bacteria,
mycobacteria, fungi, and parasites

are either (1) HIV hosts who is newly diagnosed, or not In these patients we suggest the addition of
on antiretroviral therapy, or with CD4 counts less than trimethoprim-sulfamethoxazole (TMP-SMX) to the
200 cells/mL (or a percentage lower than 14%) or (2) non- initial regimen. The recommended dosage for TMP-
HIV hosts with severely impaired cell-mediated immunity SMX is 15 to 20 mg/kg/d of the trimethoprim
(eg, taking glucocorticoids with cytotoxic agents). component orally or IV, given in three or four divided

chestjournal.org 1907
doses.44 The dose of TMP-SMX is the same for PCP in voriconazole antifungal prophylaxis. In these patients we
the HIV-infected patient and PCP in the suggest liposomal amphotericin as part of the initial
immunocompromised non-HIV-infected patient. empirical regimen at dosages of 5 to 7.5 mg/kg daily.48
Adjunctive glucocorticoids are recommended for HIV- In patients intolerant to amphotericin, empirical therapy
infected patients with room air PaO2 < 70 mm Hg and/ with isavuconazole at an initial dosage of 200 mg every
or an alveolar-arterial (A-a) oxygen gradient $ 8 h can be used as an alternative.47 Voriconazole does
35 mm Hg.44 Corticosteroids are not beneficial in HIV- not cover mucormycosis, and therefore it is not
negative patients with PCP.45 suggested as initial empirical therapy.
Question 15: In which immunocompromised patients Question 17: In which immunocompromised patients
should the initial empirical therapy be extended to cover should the initial empirical therapy be extended to cover
the possibility of CAP due to Aspergillus? the possibility of CAP due to Nocardia?
We suggest that empirical therapy should cover the We suggest that empirical therapy should include the
possibility of pneumonia due to filamentous fungi such as possibility of Nocardia infection in patients with heart,
Aspergillus in patients with cancer and chemotherapy lung, liver, or hematopoietic stem cell transplant with
with severe and prolonged neutropenia and a pneumonia and evidence for a lung or brain abscess,
radiographic nodular pattern surrounded by a halo of and who have not been receiving prophylaxis with
ground-glass attenuation and/or cavitation. TMP-SMX.
Voriconazole is considered the first-line treatment for
In these patients we suggest the addition of TMP-SMX
patients with documented invasive aspergillosis, but we
to the initial empirical therapy at a dosage of 15 mg/kg/
do not suggest empirical voriconazole because these
d of the trimethoprim component IV in three or four
patients are also at risk for other filamentous fungi
divided doses.49 Resistance of Nocardia species to TMP-
resistant to voriconazole (eg, those causing
SMX is a rare event.50 If TMP-SMX is contraindicated,
mucormycosis).46 In these patients we suggest empirical
linezolid also has excellent activity and can be
therapy with liposomal amphotericin at dosages of 5 to
considered for empirical therapy until susceptibilities are
7.5 mg/kg daily. In patients intolerant to amphotericin,
known.50 If initial treatment already contains a drug
empirical therapy with isavuconazole at an initial dosage
with activity against Nocardia species (eg, linezolid or
of 200 mg every 8 h can be used as an alternative.47
imipenem), empirical addition of TMP-SMX is not
Patients treated with tumor necrosis factor (TNF) requested. However, TMP-SMX is the drug of choice for
inhibitors, such as etanercept, infliximab, or definite treatment.
adalimumab, are also at risk of fungal pneumonia.11,12
Question 18: In which immunocompromised patients
In these patients we suggest an aggressive diagnostic
should the initial empirical therapy be extended to cover
workup, and treat if a fungus is identified. In the
the possibility of CAP due to varicella-zoster virus?
treatment of these patients it is important to discontinue
the use of the anti-TNF drug at the time of diagnosis of We suggest that empirical therapy be extended to cover
pneumonia to improve the level of immunity of the the possibility of CAP due to varicella-zoster virus in
patient. patients with bilateral reticulonodular infiltrates who also
have a vesicular rash.
Question 16: In which immunocompromised patients
should the initial empirical therapy be extended to cover In these patients we suggest the addition of IV acyclovir,
the possibility of CAP due to Mucorales? 10 to 15 mg/kg IV every 8 h, to the initial empirical
regimen.51
We suggest that empirical therapy should cover the
possibility of pneumonia due to filamentous fungi such as Question 19: In which immunocompromised patients
Mucorales in patients with cancer and chemotherapy should the initial empirical therapy be extended to cover
with severe and prolonged neutropenia and a the possibility of CAP due to cytomegalovirus?
radiographic nodular pattern, or a reverse halo sign, or
We suggest that empirical therapy be extended to cover
pleural effusion.
the possibility of CAP due to cytomegalovirus in patients
Empirical therapy for Mucorales is especially important with bilateral interstitial pneumonia after a recent lung
when fungal infection is suspected in a patient receiving transplant or hematopoietic stem cell transplant.

1908 CHEST Reviews [ 158#5 CHEST NOVEMBER 2020 ]


In these patients we suggest the addition of ganciclovir transplantation, hematopoietic stem cell transplantation,
to the initial regimen at a dosage of 5 mg/kg IV every 12 or patients with high and prolonged dosages of
h, with dose adjustment for renal dysfunction.52 corticosteroids (eg, prednisone $ 20 mg/d, or its
Elevated plasma cytomegalovirus (CMV) viral loads are equivalent, for longer than 1 month) in combination
frequent in patients with CMV pneumonitis, but this with cytotoxic agents. Patients receiving this type of
finding alone is not sufficient for diagnosis.53 In lung immune-suppressing therapy, and also those with
transplant recipients, CMV PCR viral load in BAL is a secondary bacteremias, may not have an elevated
superior diagnostic tool than plasma CMV viral load.54 eosinophil count suggesting a parasitic infection.
Therapy with ivermectin is recommended for patients
Question 20: In which immunocompromised patients
with hyperinfection syndrome.55
should the initial empirical therapy be extended to cover
the possibility of CAP due to Mycobacterium Toxoplasma pneumonia occurs due to reactivation of
tuberculosis? latent infection in (1) patients with HIV infection that is
newly diagnosed, and not undergoing antiretroviral
We suggest not to start empirical therapy to cover the
therapy or with CD4 counts less than 100 cells/mL; or (2)
possibility of CAP due to Mycobacterium TB.
patients with defects in cell-mediated immunity due to
Pulmonary infections due to mycobacteria, such as TB, high and prolonged doses of corticosteroids in
are common in patients treated with TNF inhibitors and combination with cytotoxic agents. Therapy with
patients with long-term high-dose steroids.11 But in the pyrimethamine and sulfadiazine is recommended for
case of suspected mycobacterial pneumonia we do not patients with Toxoplasma pneumonia.44
suggest treating the patient with empirical therapy. We
We think that in these patients the risk-to-benefit ratio
suggest carrying out the indicated microbiologic studies
of expanding empirical therapy for parasitic infections,
and beginning treatment once the pathogen has been
or waiting to define which patients have a parasitic
identified. We think that in these patients the risk-to-
infection, favors waiting for microbiologic results and
benefit ratio of expanding empirical therapy with
treat only the patients with a proven parasitic infection.
multiple mycobacterial drugs, vs waiting to define which
patients have a mycobacterial infection, is in favor of
waiting for microbiologic results and treating them Discussion
specifically. In this document we have developed general suggestions
for the initial treatment of the immunocompromised
An exception to this approach would be in patients with
patient who arrives at the hospital with pneumonia.
HIV infection with a history of recent exposure, who
Despite our suggestions of empirical therapy for specific
have other clinical findings and radiographic features
pathogens in specific situations, we stress the
compatible with TB infection, and who present with
importance of making a concerted effort to establish a
severe CAP. In these patients we will start empirical
rapid and accurate etiologic diagnosis and to deescalate
therapy for TB pending microbiologic workup.44
complex therapies once a presumptive pathogen is
Question 21: In which immunocompromised patients properly ruled out. It is also important to consider local
should the initial empirical therapy be extended to cover susceptibility patterns when selecting empirical therapy.
the possibility of CAP due to parasites? The participants do suggest that, if evidence supports the
presence of infections that require highly specialized
We suggest not to start empirical therapy to cover CAP
management (eg, cytomegalovirus or Mucorales), after
due to parasites.
initial therapy is begun, prompt transfer to a tertiary
Parasites that can produce CAP in the care facility should be strongly considered. Transfer to a
immunocompromised host include Strongyloides specialized center may not be necessary if experienced
stercoralis and Toxoplasma gondii.55,56 pulmonary and infectious disease specialists are
available to participate in management.
Pneumonia in patients with Strongyloides hyperinfection
syndrome may be due to invasion of lung tissue by the An important weakness of this document is the
filariform larvae or with gram-negative bacteremia simplification of heterogeneous conditions that affect
secondary to seeding of the blood from the GI tract. different arms of the immune system into a single group
Patients at risk of Strongyloides hyperinfection of immunocompromised patients with CAP. Another
syndrome include those with solid organ limitation is that we were not able to provide references

chestjournal.org 1909
that appropriately support several of our suggestions; 12. Baddley JW, Cantini F, Goletti D, et al. ESCMID Study Group for
Infections in Compromised Hosts (ESGICH) consensus document
hence we need to emphasize that the suggestions offered on the safety of targeted and biological therapies: an infectious
in this consensus are based primarily on expert opinion. diseases perspective (soluble immune effector molecules [I]: anti-
tumor necrosis factor-a agents). Clin Microbiol Infect. 2018;24(suppl
2):S10-S20.
In conclusion, we have developed general suggestions
13. Wolfe F, Caplan L, Michaud K. Treatment for rheumatoid
for the initial treatment of immunocompromised arthritis and the risk of hospitalization for pneumonia:
patients hospitalized with pneumonia. When possible, associations with prednisone, disease-modifying antirheumatic
drugs, and anti-tumor necrosis factor therapy. Arthritis Rheum.
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multidisciplinary group of specialists. Because 14. Sanders KM, Marras TK, Chan CK. Pneumonia severity index in the
immunocompromised patients have been excluded from immunocompromised. Can Respir J. 2006;13(2):89-93.
prospective randomized studies of CAP treatment, there 15. Carrabba M, Zarantonello M, Bonara P, et al. Severity assessment of
healthcare-associated pneumonia and pneumonia in
is an urgent need to generate scientific evidence in this immunosuppression. Eur Respir J. 2012;40(5):1201-1210.
field. 16. Gonzalez C, Johnson T, Rolston K, Merriman K, Warneke C,
Evans S. Predicting pneumonia mortality using CURB-65, PSI, and
patient characteristics in patients presenting to the emergency
Acknowledgments department of a comprehensive cancer center. Cancer Med.
Author contributions: Development of first round of Delphi 2014;3(4):962-970.
questions and draft of the initial manuscript: J. A. R., D. M. M, S. E. E.,
17. Majumdar SR, Eurich DT, Gamble JM, Senthilselvan A, Marrie TJ.
C. D. C., K. A. C., and C. A. H. Development of all other rounds of Oxygen saturations less than 92% are associated with major adverse
Delphi questions and subsequent versions of the manuscript: all events in outpatients with pneumonia: a population-based cohort
authors. Final version of the manuscript: J. A. R. and approved by all study. Clin Infect Dis. 2011;52(3):325-331.
authors.
18. Serra MC, Cervera C, Pumarola T, et al. Virological diagnosis in
Financial/nonfinancial disclosures: None declared. community-acquired pneumonia in immunocompromised patients.
Eur Respir J. 2008;31(3):618-624.
Role of sponsors: The sponsor had no role in the design of the study,
the collection and analysis of the data, or the preparation of the 19. Buchan BW, Ledeboer NA. Emerging technologies for the clinical
manuscript. microbiology laboratory. Clin Microbiol Rev. 2014;27(4):783-822.
Additional information: The e-Appendix can be found in the 20. Lewinsohn DM, Leonard MK, LoBue PA, et al. Official American
Supplemental Materials section of the online article. Thoracic Society/Infectious Diseases Society of America/Centers for
Disease Control and Prevention clinical practice guidelines:
diagnosis of tuberculosis in adults and children. Clin Infect Dis.
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