Professional Documents
Culture Documents
Abstract. The objective of this study was to investigate the economic viability and assess the
sustainability of various pavement maintenance and rehabilitation strategies of flexible pave-
ment. The major research scopes included formulation of maintenance strategies based on the
Pavement Condition Index, assessment of cost-effectiveness through Life Cycle Cost Analysis
(LCCA), and estimation of environmental impact through Green House Gas (GHG) emissions.
At first, a flexible pavement section was designed with an analysis period of 18 years with three
alternative strategies that include standalone and a combination of patching, and mill and overlay.
Next, LCCA was estimated and it was found that patching at every 5 years interval, and mill and
overlay at every 10 years interval offer the most cost-effective solution. Furthermore, a Life Cy-
cle Assessment (LCA) was carried out at various stages of construction. The findings revealed
that mill and overlay had the minimum GHG emission followed by the alternative that combines
patching and mill and overlay. Overall, it was envisaged that the methodological framework de-
veloped in this study would help road agencies, policymakers, and other stakeholders to devise
rational alternative strategies and then decide the cost-effective and sustainable solutions for flex-
ible pavements.
Keywords: Flexible Pavement, Life Cycle Cost Analysis, Life Cycle Assessment,
Maintenance and Rehabilitation
1 Introduction
The development of a nation largely depends on its infrastructure. India is said to have
the second-largest road network in the world with 6,215,797 km, among them only
2.2% are of National Highways that carry 40% of all traffic [1]. It is estimated that the
freight traffic will increase from 40% to 80% on National Highways and Expressways
in the next decade [1]. However, the lack of fundig is one of the major issues for devel-
oping nations like India, especially for infrastructure development projects such as road
construction. Thus, it is very critical to optimally allocate the resources by identifying
potential alternative strategies and analyzing them prior to the ro ad construction and
maintenance.
A sustainable pavement is one that meets engineering goals while having a minimal
negative impact on future prospects for the economy, society, human health, and the
environment. In fact, economy, environment, and social standards are three major in-
dicators to understand the sustainable traits of pavement infrastructure. Therefore, it is
important to check the viability of various alternative strategies in terms of environ-
mental, economic, and performance standpoints during the construction and mainte-
nance stages. As a tool for quantification, Life Cycle Cost Analysis (LCCA) method-
ology is mostly used for the economic evaluation of pavement construction. On the
2
other hand, the tool employed to estimate the environmental consequences of pavement
construction is termed as Life Cycle Assessment (LCA).
A study conducted by Ashok and Ashwini [8] estimated the total cost of concrete
and bituminous pavement with maintenance and rehabilitation strategy using LCCA
methodology. Several other studies [9-12] investigated the LCA methodologies on
pavement materials used during the construction, placement, and maintenance stages.
In summary, the research framework for evaluating LCCA or LCA exclusively on a
new pavement construction can be found in the literature. However, very limited stud-
ies [1, 5, 8] can be found that focused on LCCA or LCA for maintenance and rehabili-
tation. In fact, the few research studies [5, 8] which dealt with LCCA and LCA concur-
rently did not cover the entire life cycle of the pavement system. It is important to in-
clude both LCCA and LCA of pavement over the analysis period for majorly two rea-
sons: (a) to identify the most cost-effective alternative and (b) to determine the most
3
environmentally viable strategy. With this background, the objective of this study was
to investigate the economic viability and assess the sustainability of various p avement
maintenance and rehabilitation strategies of flexible pavements. This study encom-
passed the assessment of the total cost of structure and evaluation of the environmental
impact of the pavement system over a timeline starting from the construction o f new
pavement to maintenance and rehabilitation with the help of LCCA and LCA method-
ology. The scopes of this study included Fig.1:
• Determine the cost of asphalt pavement by using the LCCA approach for newly con-
structed pavement systems,
• Devise various maintenance and rehabilitation strategies and assess the cost-effec-
tive alternatives during the analysis period,
• Estimate carbon footprint using LCA methodology and understand the various fac-
tors that contribute to the emission during the construction of flexible pavement.
2 Background
This section explains the key concepts pertinent to the various terminologies used to
calculate the cost at different stages and associated carbon footprints with highway con-
struction.
Where: NPV = Net Present Value, Rehab Cost = Rehabilitation cost, i = Discount rate,
n = Number of years.
2.4 LCCA
The goal of Life Cycle Cost Analysis (LCCA) is to determine the total cost of a project
by estimating the initial cost and then discounting it to future costs along with mainte-
nance and rehabilitation costs. The major two components of LCCA include “Agency
Cost” and “Road User Cost”. Agency cost deals with the cost associated with construc-
tion, maintenance and rehabilitation costs whereas the road user costs include vehicle
operating costs, and user delay costs [14-16].
(such as CO2, CH4, and N2 O) produced due to construction, maintenance, and rehabil-
itation operations is known as carbon footprint.
2.9 LCA
Life Cycle Assessment (LCA) is a methodological framework for evaluating the per-
formance of a road project from cradle to grave including the material production stage,
material movement stage, construction stage, maintenance, and rehabilitation stages.
LCA is mainly used to detect the environmental and social impacts of pavement con-
struction. LCA consists of four main stages [18]: goal and scope definition, inventory
analysis, impact assessment, and interpretation.
3 Research Methodology
The major aim of this study was to estimate the cost and greenhouse gas emissions in
terms of kgCO2 equivalent of new road construction and during its maintenance and
rehabilitation time. The following steps are adopted in this research work:
and rehabilitation technique can be adopted. Various PCI levels and associated mainte-
nance work are summarized in Table 1.
1
𝑃𝐶𝐼 = (3)
(0.33+0.003×𝑋𝐶 +0.004×𝑋𝑅 +0.0183×𝑋𝐼𝑅𝐼 )2
• Alternative A: patching work was applied at an interval of every five years over the
entire analysis period
• Alternative B: mill and overlay work was applied at an interval of every 10 years
• Alternative C: patching was applied at an interval of every five years, and mill and
overlay were considered after 10 years of patchwork
For each alternative, the PCI was calculated using Equation (3). The input for PCI
estimation such as the percentage of Cracking Area, Rut Depth, and International
Roughness Index (IRI) was adopted from the study conducted by Choi [5]. It is im-
portant to note that these inputs can also be easily obtained by pavement condition sur-
vey over the analysis period. Since this study attempted to provide a complete frame-
work for estimating LCCA and LCA, the database obtained from the literature was
considered to exemplify the research methodology. Three aforementioned alternatives
in conjunction with the appropriate timeframe were evaluated based on pavement con-
dition and presented in Fig. 2. In this study, patching work was considered as a minor
maintenance work whereas mill and overlay was considered as major rehabilitation
work.
Fig. 2. Change in PCI for: (a) Alternative A, (b) Alternative B, and (c) Alternative C.
7
As discussed earlier, the analysis period for estimating LCCA and LCA was considered
to be 18 years. In this timeline, the analysis was conducted in two phases: (i) during
new construction, and (ii) maintenance and rehabilitation of pavement. Three mainte-
nance and rehabilitation strategies: A, B, and C were considered with appropriate time-
lines, and analyses were carried out to arrive at the most cost-effective and environ-
mental-friendly alternatives during the analysis period.
8
4.1 LCCA
The initial construction cost of flexible pavement was calculated using the schedule
rate as per the MoRTH [23] guidelines and maintenance and rehabilitation cost was
calculated as per the research study conducted by Choi [5] as summarized in Tables 2
and 3. The cost of three alternatives: A, B, and C were calculated based on surface area
and resurfacing depth. It is worth noting that the cost for patching work (20% of total
area of 3750 m2), and mill and overlay (total area of 3750 m2 ) were calculated based on
the unit cost of patching, and milling and overlay as per Table 3. All the details of costs
due to maintenance and rehabilitation alternatives [5] were summarized in Table 4. Ad-
ditionally, the discount and inflation rate were assumed to be 12% and 5%, respectively
as per the recent database [8, 17].
C: Patching at 5 th yr,
Mill& Overlay at 15 th 10826492.6
yr 15 4959741
Once the total cost incurred during initial construction and for maintenance alternatives
was estimated, it was possible to determine which alternative would provide the best eco-
nomic viability. However, the construction and maintenance strategies were initiated at
different times. Hence, it was necessary to implement the concept of NPV in order to
determine the cost at the same timeline. A summary of NPV for each alternative is
presented in Table 5. As observed, Alternative C offers the best cost-effectiveness
among all due to its higher Net Present Value. When the other Alternatives: A and B
were compared with respect to Alternative C, it can be noticed that the NPV of Alter-
native C stands around 5% higher than Alternative A and approximately 7% higher
than Alternative B.
4.2 LCA
Life Cycle Assessment is a methodology for calculating the environmental impacts of
any product from its cradle to grave. GHG emissions majorly include four sequential
stages: (i) material production, (ii) material movement, (iii) construction, and (iv)
maintenance and rehabilitation. It is important to note that the GHG emission in the
10
first three stages remains common since it involved only the construction of new pave-
ment. However, the GHG emissions are distinct during maintenance and rehabilitation
for three alternative strategies. At first, the volume of materials needed in the produc-
tion stage was estimated based on the dimensions of the pavement section and then
expressed in terms of “mass” as summarized in Table 6.
As observed in Table 6, the total aggregate used in the production stage summed up
to 1,098,855 kg for all the layers. Furthermore, the quantity of total bitumen used in
DBM and BC layers during the production stage was 33,659.5 kg. Once the quantity of
aggregate and bitumen were estimated, the associated GHG emission can be easily
computed by multiplying the emission factor with the quantity. The emission factor
considered for coarse aggregate, fine aggregate, and bitumen were 0.0028, 0.0025, and
0.0426, respectively [10]. In summary, the total GHG emission for aggregates and bi-
tumen were found to be 3,076 and 1,434 kgCO2eq, respectively; totaling to 4510
kgCO2eq in the production stage.
In the sequence of construction, the next step involved the movement of materials
from the source of production to the site of construction. The GHG emission associated
with this movement were calculated based on the distance adopted from the research
study by Hatmoko et al. [24]. It is important to note that the distance from the source
can be easily obtained prior to the evaluation of any alternatives. Since this study only
focused on providing a research framework for evaluating the maintenance and reha-
bilitation strategies, the distance assumed from the literature has no significant impli-
cation on the outcomes of the study. The prime goal of this task included exemplifying
the methodical sequence that can be adopted by the road agencies to compare and con-
trast the most cost-effective and environmentally friendly maintenance and rehabilita-
tion strategies. With this background, the GHG emission associated with the movement
of materials were estimated from the pavement system and summarized in Table 7.
11
GHG emission for newly constructed pavement is the summation of GHG emission
during (i) the production of materials, (ii) the transportation of materials, and (iii) con-
struction activities. Thus, the total GHG emission sums up to 1,370,672 kgCO2eq. As
it can be understood, the majority of GHG emission was incurred during the construc-
tion stage which was approximately 95% of total GHG emission. Sin ce the major ob-
jective of this study was to evaluate three maintenance and rehabilitation strategies, an
attempt was put forward to estimate GHG emissions during various activities pertinent
to the maintenance and rehabilitation work. These three alternatives involve standalone
and combination of two maintenance and rehabilitation work: (a) mill and overlay, and
(b) Patching. Next, the GHG emission that occurred during these two maintenance and
rehabilitation works were adopted from the literature [5], and then the estimation was
carried out on the pavement section considered in this study. The emissions due to patch
work, and mill and overlay work for the area of 50 m 2 and 2000 m2 were 6756 and 597.2
kgCO2eq, respectively [5]. It can be noticed that the GHG emission during “Mill and
Overlay” was significantly higher than “Patching” works due to the drastic change in
scale and volume of work involved in these two activities.
It is important to recall that each of the three alternative strategies involved either a
standalone or a combination of patching, and mill and overlay. Alternative A involves
patching work thrice whereas Alternative B consisted of one-time activity of mill and
overlay. In Alternative C, the first activity includes patching entailed by mill and over-
lay, each activity once. Next, the total GHG emission of three alternatives were esti-
mated and summarized in Table 9. The emissions calculated for patching work was
20% of the total area (3.75 m × 1000 m = 3750 m2). In case of mill and overlay, the
total surface areas of the pavement sections were considered.
13
As observed, the total GHG emission for Alternative A, B, and C were 26898, 12668,
and 21634 kgCO2eq, respectively. Thus, Alternative B leads to the least environmental
impact in terms of GHG emissions. Furthermore, Alternative C showed a superior car-
bon footprint than Alternative A. Quantitively, Alternatives C and A offer ed 1.7 and
2.1 times more emission when compared with Alternative B. As the GHG emissions at
production, transportation of materials, and construction remained the same for all three
alternatives, the emission during maintenance and rehabilitation activities played a de-
ciding role in evaluating the best alternative in terms of environmental impacts. Hence,
it can be concluded that “mill and overlay” was found to be a better maintenance and
rehabilitation strategy than regular patching and a combination of patching, and mill
and overlay.
In summary, Alternative C was found to be the most cost-effective, followed by
Alternative A. On the hand, Alternative B exhibited better env ironmental traits, fol-
lowed by Alternative C. It was difficult to differentiate the next better alternative since
each one of the two alternatives scored higher in opposite domains. For such cases,
another screening criteria can be applied wherein a priority-based rating system can be
formulated to further differentiate these alternatives. In simple words, the framework
adopted to evaluate the cost-effective and sustainable alternatives for maintenance and
rehabilitation was rational and sensitive and helped decide the appropriate strategies for
flexible pavement system.
Where: PF = Patching frequency, MOF = Milling and Overlay frequency, TE = Total
Emission
The objective of this study was to investigate the economic viability and assess the
sustainability of various pavement maintenance and rehabilitation strategies of flexible
pavement. The significant contribution of the study was that it estimated the cost and
emission for a newly constructed pavement associated with its maintenance and reha-
bilitation strategies over the entire analysis period. The major findings of the study can
be summarized as follows:
• Methodological Framework: A methodological framework was devised to calculate
the cost of newly constructed flexible pavement in the context of Net Present Values
for three alternative strategies. Furthermore, the environmental impacts of activities
pertaining to maintenance and rehabilitation were assessed through carbon footprint
14
analysis. This framework was found to be simple and it helped provide a rational esti-
mation of cost and environmental impacts concurrently.
• Life Cycle Cost Analysis: Three alternatives were selected based on PCI-based cri-
terion and the cost of each one was estimated in the analysis period of 18 years. The
Net Present Value of pavement in conjunction with maintenance strategies were eval-
uated using an appropriate discounting rate. It was found that Alternative C: patching,
and mill and overlay were more economically viable than the others alternatives.
References
1. Kumar, R., & Sharma, S. (2022, October). Perpetual Flexible Pavement vs. Rigid Pavement:
An Economic and Environmental Cost Comparison.
2. Aggarwal, S., Jain, S. S., & Parida, M. (2004, October). Development of pavement manage-
ment system for Indian national highway network.
3. Albuquerque, F. D., Maraqa, M. A., Chowdhury, R., Mauga, T., & Alzard, M. (2020).
Greenhouse gas emissions associated with road transport projects: current status, bench-
marking, and assessment tools. Transportation Research Procedia, 48, 2018-2030.
4. Sreedhar, S., Jichkar, P., & Biligiri, K. P. (2016). Investigation of carbon footprints of high-
way construction materials in India. Transportation Research Procedia, 17, 291 -300.
5. Choi, J. H. (2019). Strategy for reducing carbon dioxide emissions from maintenance and
rehabilitation of highway pavement. Journal of cleaner production, 209, 88 -100.
6. Nautiyal, A., & Sharma, S. (2021). Condition Based Maintenance Planning of low volume
rural roads using GIS. Journal of Cleaner Production, 312, 127649.
7. Nautiyal, A., & Sharma, S. (2022). Methods and factors of prioritizing roads for mainte-
nance: a review for sustainable flexible pavement maintenance program. Innovative Infra-
structure Solutions, 7(3), 1-15.
15
8. Ashok, S. P., & Ashwini, P. (2017). Life Cycle Cost Analysis of Flexible Pavements and
Rigid Pavements in Urban Areas. International Journal of Innovative Science and Research
Technology, 2(6), 48-54.
9. Huang, Y. (2007). Life cycle assessment of use of recycled materials in asphalt pavements
(Doctoral dissertation, Newcastle University).
10. White, P., Golden, J. S., Biligiri, K. P., & Kaloush, K. (2010). Modeling climate change
impacts of pavement production and construction. Resources, Conservation and Recycling,
54(11), 776-782.
11. Hanson, C. S., Noland, R. B., & Cavale, K. R. (2012). Life-cycle greenhouse gas emissions
of materials used in road construction. Transportation research record, 2287(1), 174 -181.
12. Barandica, J. M., Fernández-Sánchez, G., Berzosa, Á., Delgado, J. A., & Acosta, F. J.
(2013). Applying life cycle thinking to reduce greenhouse gas emissions from road projects.
Journal of cleaner production, 57, 79-91.
13. Papagiannakis, A. T., & Masad, E. A. (2008). Pavement design and materials. John Wiley
& Sons.
14. FHWA, 1998. Life-Cycle Cost Analysis in Pavement Design – In search of Better Invest-
ment Decisions, Federal Highway Administration. U.S.Department of Transportation,
Washington, DC.
15. Heravi, G., & Esmaeeli, A. N. (2014). Fuzzy multicriteria decision -making approach for
pavement project evaluation using life-cycle cost/performance analysis. Journal of Infra-
structure Systems, 20(2), 04014002.
16. Li, Z., & Madanu, S. (2009). Highway project level life-cycle benefit/cost analysis under
certainty, risk, and uncertainty: methodology with case study. Journal of Transportation En-
gineering, 135(8), 516-526.
17. Krishna, S. R., & Kumar, N. S. (2020). A case on maintenance of bituminous concrete pave-
ment considering life cycle cost analysis and carbon footprint estimation. International Jour-
nal of Construction Management, 1-9.
18. International Organization for Standardization. (2006). Environmental management: life cy-
cle assessment; Principles and Framework. ISO.
19. IRC:37-2018, Guidelines for the Design of Flexible pavements, Indian roads congress, New
Delhi, India, www.irc.nic.in, 2018.
20. Stripple, H. (2001). Life cycle assessment of road. A pilot study for inventory analysis.
21. Ramachandra, T. V. (2009). Emissions from India's transport sector: statewise synthesis.
Atmospheric Environment, 43(34), 5510-5517.
22. Kandhal, P. S. (2016). Bituminous road construction in India. PHI Learning Pvt. Ltd.
23. MoRTH, “Bharatmala Pariyojana,” 2017. New Delhi.
24. Hatmoko, J. U. D., Hidayat, A., Setiawati, A., & Prasetyo, S. C. A. (2018). Measuring Car-
bon Footprint of Flexible Pavement Construction Project in Indonesia. In E3S Web of Con-
ferences, 31, 07001. EDP Sciences.