Professional Documents
Culture Documents
620–630
doi: 10.1093/medlaw/fwu019
Advance Access Publication: June 26, 2014
CO M M E N TA RY
T HE FACT S
LM was aged 41 at the date of the hearing and in a hospital due to a range of medical
problems. She had a substantial impairment in her intellectual capacity. She had had
three children with an abusive husband, although she had not been able to care for
them and they had all been raised by her mother.
The proceedings arose in this way: AB, a man with an extensive criminal record,
had been a friend of LM and was visiting her in hospital. Following ‘inappropriate
behaviour’, AB was prohibited by the local authority from seeing LM and he chal-
lenged the legality of these restrictions before the Court of Protection. At the hearing,
it was declared LM lacked capacity to make decisions concerning residence, care, and
contact with others. However, Peter Jackson J ruled that she did have capacity to
consent to sexual relations, noting that ‘she understands the rudiments of the sexual
act; she has a basic understanding of issues of contraception and the risks of sexually
transmitted disease.’2 On appeal by her mother, the key question was the extent to
which LM could consent to sexual relationships.
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• 620
Commentary • 621
It is worth noting that the issue arose following a complaint not from LM herself,
but a man who wished to have sex with her, and the appeal was brought by LM’s
mother, not the local authority. So although the decision has been portrayed as a case
of a disabled woman seeking liberty from the control of the local authority that is not,
in fact, how the dispute came about.3
There are two very clear questions there. One is: does she understand sex, the
nature and the consequences? Yes, she does. Would she be able to make
choices about whether she would choose to engage or not engage in sexual
activity? I feel that that becomes then an issue about who is she engaging in
sexual activity with and what might their pressures be. So it becomes then very
much an issue of almost an environmental issue of who is there, who is making
those kind of requests.”4
This evidence brought to the fore the issue which had troubled the courts in earlier
cases: the difference between issue-specific and situation-specific tests.
3 <http://thesmallplaces.blogspot.co.uk/2014/01/framing-test-of-capacity-to-consent-to.html>.
4 [14].
5 In some cases, the contrast is presented using the language of person specific, rather than situation specific.
However, that, we think is potentially confusing and so we have used the terminology situation specific.
622 • MEDICAL LAW REVIEW
So under the issue-specific test, the assessment focuses on whether the individual
understood the sexual act in the abstract: the physical nature of it; medical dangers
associated with sex; the risk of pregnancy.
The situation-specific test is most clearly supported in the judgement of Baroness
Hale in Regina v Cooper 7 which offence an offence under section 30 of the Sexual
Offences Act 2003 of sexual touching of a person with mental disorder impeding
choice. The key question was whether the offence applied referred to a person who
generally lacked the capacity to consent or whether it applied in a case where in this
particular situation the complaint’s mental disorder meant she lacked capacity. Baron-
ess Hale stated:
The situation-specific test requires the assessment of the individual in the context of a
particular sexual act. This may include facts about the other party; the relational
6 [2007] EWHC 2003 (Fam), [86], [87]. See also A Local Authority v H [2012] EWHC 49 (COP); London
Borough of Ealing v KS [2008] EWHC 636 (Fam); A Local Authority v TZ [2013] EWHC 2322 (COP).
7 [2009] UKHL 42.
8 [27].
Commentary • 623
context; and the broader circumstances around the incident. It is also sensitive to the
fact that the circumstances of the act or the identity of their partner may impact on
the ability of the person to process the knowledge they have about sex.
The approach of the Court of Appeal to the conflict between the tests
Baroness Hale is plainly right that: ‘One does not consent to sex in general.
One consents to this act of sex with this person at this time and in this place’
[emphasis added]. The focus of the criminal law, in the context of sexual
offences, will always be upon a particular specific past event with any issue relat-
ing to consent being evaluated in retrospect with respect to that singular event.
But the fact that a person either does or does not consent to sexual activity with
a particular person at a fixed point in time, or does or does not have capacity to
give such consent, does not mean that it is impossible, or legally impermissible,
for a court assessing capacity to make a general evaluation which is not tied
down to a particular partner, time and place.10
The point the Court of Appeal was making is that the tests are not in conflict, but
rather asking different questions and were appropriate in different contexts. The issue-
specific test was asking whether a person as a general matter has capacity to consent,
in other words whether one could imagine the person being able to give effective
consent at some point in the future. The order given using such a test the court
would only be saying that, in principle this person would be able to give consent
under some circumstances.
The situation-specific test would apply if an order was sought about whether a
person had capacity to consent with a particular person at a particular time. While
that question might legitimately arise in the criminal context, it did not in the civil
context. The Court relied on pragmatic reasons for that conclusion:
Going further, we accept the submission made to us to the effect that it would
be totally unworkable for a local authority or the Court of Protection to
conduct an assessment every time an individual over whom there was doubt
about his or her capacity to consent to sexual relations showed signs of immedi-
ate interest in experiencing a sexual encounter with another person. On a prag-
matic basis, if for no other reason, capacity to consent to future sexual relations
can only be assessed on a general and non-specific basis.11
9 [48].
10 [76].
11 [77].
624 • MEDICAL LAW REVIEW
Perhaps yet another way of expressing the same point is to suggest that the infor-
mation typically, and we stress typically, regarded by persons of full capacity as
relevant to the decision whether to consent to sexual relations is relatively limited.
The temptation to expand that field of information in an attempt to simulate
more widely informed decision-making is likely to lead to what Bodey J rightly
identified as both paternalism and a derogation from personal autonomy.13
12 [78].
13 [84].
Commentary • 625
taken into account by people generally. No doubt, there are some occasions in which
sex is a relatively spontaneous act, but in many cases it may be the result of careful
thought and deliberation. It will take on a particular meaning within the context of
the relationship between the parties.
T HE B ROAD ER I SSU ES
There are, of course, some big issues underlying this case. As indicated in the opening
remarks, there is a clash between the interests of protecting those with mental disor-
ders from sexual exploitation and allowing them autonomy to have a sex life.
the person has capacity to consent to sign a mortgage looking at certain set facts
because these are standard in all such transactions.
Sexual relations are, however, different. The identity of the person and the nature
of the act fundamentally change the nature of the act. This is recognised in the Sexual
Offences Act 2004. Where there is a deception as the identity of the person or the
the effect that removing the specific factual context from some decisions leaves
nothing for the evaluation of capacity to bite upon.’16
14 S. 76 SOA 2003.
15 R v Devonald [2008] EWCA crim 508.
16 Ibid [35].
Commentary • 627
A good example of this is the recent decision in A NHS Trust v DE,17 which involved
a couple with severe learning difficulties. While not going into the particular issue raised
in that case (sterilisation), but one cannot be moved, as the judge clearly was, but the
‘remarkable and very precious’ relationship between the couple, that had lasted for over
ten years. What is notable is that what made this relationship precious was not their
This is why capacity to consent can only be looked at in the actual situation and rela-
tionship they are in.
Policy
The Court of Appeal claimed that it was unworkable for local authorities to seek
court intervention in relation to each potential partner of a vulnerable adult in their
care. But what position has the court left the local authority? They have obligations
towards that person to ensure their human rights are not infringed, to protect them
from abuse. The courts have told them the person might in certain circumstances be
capable of consenting. That leaves the local authority in an impossible position. The
court order has provided with effectively no guidance and, even worse the Court of
Appeal has shut the door on the one helpful thing the courts could have offered a dec-
laration about whether there is capacity to consent in a particular situation.
This overlooks the obligations owed by the state to protect vulnerable adults. In Z
& Others v United Kingdom,20 the European Court of Human Rights stated:
The Court re-iterates that Article 3 enshrines one of the most fundamental
values of democratic society. It prohibits in absolute terms torture or inhuman
The statistics on sexual abuse of people with mental disorders that 61 per cent of
women with mental disorders were found to have suffered sexual abuse and 25 per
cent of men.21 A Mencap Report found that levels of sexual abuse among people with
learning difficulties were four times higher than among the rest of the population.22 It
seems that the current law and practice is failing to protect those with mental disabil-
ity from abuse. The media in early 2014 reported a woman in her forties claiming to
have been raped up to sixty times by a care worker and claims that psychiatric hospi-
tals are ‘an open playing field for predators’.23
We suspect Ralph Sandland24 has put his finger on the central point of policy in
this area. He argues that the courts have set ‘the bar for capacity at a relatively low
level, consistent with extending the right to exercise sexual freedom to the greatest
possible number and the underlying prioritisation of consideration for autonomy’.
The courts in effect are not wanting to restrict people’s sexual autonomy and discour-
aging local authorities from doing so. Many people’s instincts will be sympathetic
with this. But let us move from the rhetoric to reality. Let us say a person is capable of
consenting in optimum circumstances, but in many instances will not. Arguably that
was the position for LM in this case. Protecting their sexual autonomy is interpreted
as allowing them to have sex. Let us say, optimistically in many cases, that half of
these encounters will be consensual and half will be non-consensual, that is they will
be rape. Is that a satisfactory balancing of the sexual autonomy issues? We doubt it.
The approach taken by the Court of Appeal might be read as suggesting that cases
where it is claimed that in a particular situation an individual was unable to be give
consent are best left to the criminal courts. There is some appeal in this approach. If
there is a person of fluctuating abilities to consent, it is preferable not to limit their
freedom by imposing on-going surveillance and rather to punish those have sex with
them if they have no consent.
Such an approach has some appeal but is not an adequate response. First, there is
the obvious response that victims would preferable to prevent crimes occurring than
simply punishing them when they occur. Second, there is ample evidence of the
21 M McCarthy and D Thompson, ‘Sexual Abuse by design: An Examination of the Issues in Learning Dis-
ability Services’ (1996) 11 Disability Soc 205.
22 Mencap, Behind Closed Doors (Mencap, London 2001). See further P Cambridge, ‘Patterns of Risk in
Adult Protection Referrals for Sexual Abuse and People with Intellectual Disability’ (2011) 24 J Appl Res
Intell Disab 118.
23 P Wells, ‘Ex-psychiatric Patient Speaks of Repeated Abuse’; <http://www.bbc.co.uk/news/uk-25680659>.
24 R Sandland, ‘Sex and Capacity: The Management of Monsters?’ (2013) 76 MLR 981.
Commentary • 629
Preferred solution
The Court of Appeal held that requiring a local authority to make an application to
court on each occasion a person of questionable capacity wished to have sex was
unworkable. However, leaving local authorities with a declaration that LM could, in
theory, have capacity to sex does not offer them much help either. It leaves them
open to claims they failed to protect a vulnerable adult in their care from abuse. What
would be more desirable is if the court were to set out the factor that in the case of
the particular person might indicate or not indicate consent and would be an appro-
priate indicator of the local authority to interfere to protect her. At least then the local
authority has some guidelines to use to determine whether the sexual relationship was
one to be concerned about. This is not as alien to judicial practice as might be
thought. When dealing with cases involving very sick babies, for example, the court
rarely rules ‘the machine should be switched off’ or ‘the machine should be left on’
but gives general guidance that the doctors to apply to the situation as it develops.
CON C LU S IO N
This case demonstrates the difficulties the courts continue to face in interpreting the
test for mental capacity within the MCA. We have argued that in interpreting the MCA,
assessment of capacity should not be limited to intellectual understanding. This is true
for capacity to engage in sex, but also in many other areas of life. For everyone, having
capacity to engage in sex is not about understanding facts (or at least not very much at
all about that) it is about values such as tenderness; respect; mutuality; sensitivity. It is
about having time; feeling safe; and being free to say no.26 These are what are central to
a capacity to engage in sex for everyone. Sadly they are all missing from the approach
taken by the Court of Appeal to assessing the capacity of those whose capacity is ques-
tioned. History teaches us of the harms in trying to suppress or deny the sexuality of
those seen as being mentally disordered. But, we must be all too aware of the extensive
26 M McCarthy and D Thompson (eds), Sexuality and Learning Disabilities (Pavilion, London 2011).