Professional Documents
Culture Documents
INTRODUCTION
Since the third wave of democracy there is a growing recognition of the
critical role the judiciary plays in the establishment and consolidation
of democracy (Huntington 1991; Schepelle 2003; Gloppen 2004;
Hirschl 2008). Today independent courts are seen as a critical com-
ponent of liberal democracy and a necessary antidote to the rise of
illiberal populism and authoritarianism (Bogg and Freedland 2018;
Gardbaum 2015; Lacey 2019). But this commitment to judicial inde-
pendence from external interventions, as a necessary check on the
authoritarian instincts of political and military leaders, must be
informed by a deeper understanding of the forms that external inter-
ventions into the judiciary can take, and the meanings judges ascribe to
institutional independence. When will formally independent judges
uphold liberal and democratic norms or challenge powerful authoritar-
ian militaries? Similarly, when will independent judges wield their
authority to undermine and displace democratically elected authorities?
To answer these questions, we must pay attention to the processes that
lead to the formation of hegemonic discourses and preferences within
judicial institutions (Ocantos 2016).
The audience-based framework, presented in this book, highlights
how external actors do not just shape the space for judges to act upon
their preferences, but also shape hegemonic discourses within the
judiciary and influence the formation and evolution of judges’ legal
and policy preferences. In this framework, judges are attentive to the
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Egypt
In 1952, a group of military officers led by Colonel Nasser overthrew
the Egyptian monarchy and established a socialist republic. The state
was ruled by Nasser’s official party, the Arab Socialist Union, but
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Utilitarian Normative
Country interlinkage interlinkage Type of court
Pakistan 1950s and 1960s Yes Yes Loyal court
1980s and 1990s Yes No Controlled court
2000s and 2010s No No Confrontational
court
Egypt 1990s No No Confrontational
court
2000s Yes Yes Loyal court
Turkey 1960s No Yes Collaborative
court
1980s Yes Yes Loyal court
Egypt’s rulers came from the military, and the military remained the
most powerful institution. Mubarak, Egypt’s third leader since the
1952 revolution, was also from the armed forces, and under him
the military’s penetration of both Egyptian state and society grew, as
the economic, institutional and judicial autonomy of the military
increased (Arafat 2017).
Egypt’s judiciary, unlike most judiciaries in the Middle East, had a
history of comparative independence.1 Mubarak ruled from 1981 till
2011, and during the first two decades of Mubarak’s regime the
Supreme Constitutional Court (SCC) and the administrative courts
accumulated a large body of rulings seeking to limit the power of the
regime. Just as in Pakistan, the judiciary pursued an agenda of judicia-
lizing politics and leaving its own imprint on the political landscape
and trajectory of Egypt. In the economic sphere, the SCC overturned
Nasser-era nationalization laws and pursued economic liberalization
(Moustafa 2007). In the political sphere, the SCC also issued strong
1
The Egyptian judiciary is divided into hierarchical structures with differing jurisdic-
tions. The national courts are a hierarchical arrangement with courts of appeal and
the Court of Cassation at the apex, and these courts primarily deal with civil and
criminal matters. The administrative courts primarily deal with administrative
matters, and the State Council is the court at the apex of this judicial structure.
The Supreme Constitutional Court, which was established by Nasser’s successor,
Anwar Sadat, under the 1971 Constitution, primarily deals with constitutional
matters.
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the 1940s, with the codification of the Law of the Independence of the
Judiciary (Rutherford 2008). Lawyers and judges had been at the
forefront of the anti-British nationalist movement in the 1930s and
1940s and were heavily influenced by ideals of classical liberalism
(Rutherford 2008). This included an emphasis on the separation of
powers and judicial independence, and the judiciary sought to protect
and promote some level of autonomy since then, limiting the inter-
linkages with Egypt’s executive institutions, including the military. The
limited interlinkages between executive and judicial institutions mani-
fested themselves in limited but consequential confrontations between
the judiciary and military under Mubarak’s regime
Utilitarian Interlinkages
At the highest levels of Egypt’s judicial structure, the executive branch
exerted some influence over judicial appointments, but did not domin-
ate them. Egypt’s Higher Judicial Council has been the governing body
responsible for the administrative affairs of the ordinary judiciary. Its
members are primarily the presidents and vice-presidents of the leading
courts of appeal at the apex of the judiciary. When a vacancy occurs for
the presidency of a court, the senior members of the court involved
develop a list of candidates (IBAHRI 2014). The president then
chooses a judge from this list. The only judge President Mubarak could
choose unilaterally was the president of the SCC. For all other pos-
itions the president was expected to choose a candidate from the ones
selected by the judges (Rutherford 2008). Other than the presidents of
the courts, most other judicial appointments remained in the hands of
the judges.
However, the executive institutions did maintain some links to the
judicial system. The Higher Judicial Council primarily comprised the
presidents of the leading courts and these presidents were selected by
the president, ensuring the judges of the Higher Judicial Council were
the ones not expected to challenge the regime (Bernard-Maugiron
2016). Also, the minister of justice played an important role in deter-
mining the geographical assignment and discipline of judges. Further,
judicial candidates, particularly for the superior courts, were vetted by
the Ministry of Justice in conjunction with the intelligence services
(which was typically run by members of the military) to ensure that
judges with ties to opposition parties or societal groups did not populate
the judiciary (Bernard-Maugiron 2016). Thus, between a president
from the military and intelligences services tied to the military, the
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Normative Interlinkages
In Egypt, the judicial bureaucracy also formed a distinct community. As a
civil law judiciary, all of Egypt’s judges undergo the same professional
socialization at an early age going through the same cycle of training and
advancement, which builds a strong convergence within the judicial
corps. Nearly all Egyptian judges in the ordinary court system begin their
profession in the General Prosecution Office, and after spending a few
years in the office are given the option to pursue a career as a judge.
Outside the ordinary and administrative judiciary, the judges of the SCC
can, in theory, also be advocates and law lecturers, but these are extremely
rare, and the majority of the SCC is composed of judges from other courts.
When law school graduates apply to join the judiciary each year,
they go through an evaluation process that examines their academic
record, moral character and family background (Rutherford 2008).
Historically, those appointed as judges were typically trained in the
same law schools, socialized in the same circles, and often married
within the same families (Rutherford 2008). Social standing has always
been a main criterion for appointment, which meant that most judges
came from the upper middle class and elite classes of society who sought
to defend their social privilege and opposed radical change in the
political system.2 Thus, judges are typically embedded in this social
and professional network.
The distinct identity and the associated preferences of the judicial
community are reinforced through the institutions of the Judges’ Club
and State Council Judges’ Club (for judges of the administrative court
system). The Judges’ Club was established in 1939 in Cairo to enhance
solidarity among members of the judiciary, look after their interests and
establish a cooperative. It is run by an administrative board whose
members are elected by the general assembly of the club, and all judges
from the ordinary courts and the public prosecution are represented on
the board (Said 2008). The Judges’ Club comprises almost 90 per cent
of all judiciary personnel in Egypt. Although the Higher Judicial
2
One leading Egyptian judge famously said that children of garbage collectors do
not come from a respectable milieu and thus are unqualified to serve as judges
(El-Ghobashy 2016).
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2019). Instead, Mubarak used two tactics to gain judicial support while
limiting judicial challenges to the regime’s interests. First, he tried to
co-opt the judiciary, primarily through the use of material incentives, in
a similar way to Musharraf in Pakistan. Senior judges who towed the
regime’s line were given special patronage, including official cars,
government residents, subsidized land and housing (Aziz 2016).
Those who were perceived as independent could be transferred to less
prestigious or lucrative courts by the Ministry of Justice (Bernard-
Maugiron 2016). Mubarak, unlike his predecessor Nasser, did not seek
to secure favourable rulings by directly reshaping or abolishing the
existing judicial system, but focused on bargaining with individual
judges using the leverage provided by the limited interlinkages between
the judiciary and the executive. Second, where Mubarak could not risk
interference by the judiciary, he circumvented the ordinary judiciary
through increased reliance on special courts, including the State
Security courts and especially the military courts, which fell under
executive control. Thus, during the early years of Mubarak’s regime,
the ordinary judiciary retained its largely independent identity.
Mubarak’s actions consolidated the role of superior judges as the main
audience for the career trajectory of judges. In the absence of significant
executive interventions, liberal judges were able to move into positions
of authority within different sections of the judicial system, particularly
the administrative judicial system.
As more liberal judges were moving into positions of authority within
the judicial hierarchy, activist judges were taking up positions of influ-
ence within the judges’ clubs. During the late 1980s and early 1990s, the
Judges’ Club for judges of the ordinary courts was led by activist judges
who wanted to disentangle the judiciary from any executive influence,
reducing the interlinkages between the two branches of government
(Bentlage 2010). In 2002, a coalition of judges who pushed for confron-
tation with the regime took leadership roles within the Judges’ Club. The
Judges’ Club took on both the executive branch and judges who were
collaborating with the regime’s actions, and even issued a ‘Black List’ of
thirteen judges who allegedly collaborated with the executive branch to
engage in electoral fraud (Aziz 2016). Thus, judges who betrayed the
liberal activist norms that had developed within the judicial community
saw their reputations suffer, as they faced the ire of the Judges’ Club. In
2004, when the Higher Judicial Council (now composed of regime
loyalists thanks to Mubarak’s intervention) reprimanded the activist
Justices Al-Ghiryani and Mekky, the Judges’ Club publicly criticized
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the Higher Judicial Council (Aziz 2016). In 2005, the club disseminated
reports on the conduct of elections that embarrassed the Mubarak regime.
Thus, the Judges’ Club advocated for an assertive and independent
judiciary that placed checks on executive institutions. In retaliation the
regime suspended subsidies provided to the Judges’ Club and investigated
judges who spoke to the press about electoral fraud. In 2006, judges came
out onto the streets in front of the Judges’ Club to protest against the
regime’s actions against fellow judges. The judges’ protest was supported
by other pro-democracy movements in the country and became a major
challenge for Mubarak’s regime (Brown and Nasr 2005; Rutherford 2008;
El-Ghobashy 2016).
Thus, the liberal ethos guiding Egyptian judicial behaviour in the
1990s and early 2000s was a product of limited utilitarian interlinkages
between the military-led regime and the judiciary, and close normative
interlinkages between the courts and a liberally inclined Judges’ Club
that championed activist judges
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Turkey
Turkey provides an example of a collaborative court under one regime
evolving into a loyal court under another regime. Politics in Turkey has
been organized around two competing camps: the state elite (including
the military) and affiliated political parties that upheld the Kemalist
worldview and its top-down agenda of state-driven nationalist modern-
ization, and the political elites that represented large swathes of society
opposed to the imposition of the Kemalist agenda (Shambayati 2008).
When the military launched its first coup in 1960, it did so to remove
and ban the populist Democrat Party from power, which challenged the
Kemalist principles of republican state-building. The military was
supported by the civilian bureaucracy, the Republican Party (RPP),
universities and judiciary, which adhered to the republican principles,
and comprised what Belge (2006) calls the Republican alliance. The
Republican alliance sought to place limits on majoritarian institutions
where ethnic minorities, and left-wing and religious political parties,
could undermine the state’s political project. Accordingly, the 1961
Constitution empowered counter-majoritarian institutions, including a
new Turkish Constitutional Court (TCC), that were expected to
uphold the hegemonic status of Kemalism. During brief periods of
direct military rule, the military sought to ensure that the judiciary
upheld the military’s political agenda and interests even after the
military receded from power. A look at the audiences shaping the
judiciary’s preferences explains the regime’s confidence in the judiciary.
Normative Interlinkages
In the 1920s and 1930s, after the republican revolution in Turkey,
republican elites focused on transforming and modernizing the Turkish
legal system, including the process of legal and judicial training, to
ensure it upheld Kemalist principles. The Kemalist educational policy
called for the reconstruction of educational institutions so they would
produce cadres of lawyers and judges socialized in the idea of loyalty to
the republican principles shared by the republican elites of the civilian
and military bureaucracy (Benvenuti 2011). The judiciary was isolated
from political parties and bar associations, who were kept out of both
the judicial networks and judicial training. Until 1987, the training of
judges was managed by the judiciary and by the military through its
supervisory role over the Higher Education Board, and the main venue
for the socialization of judges was the courts. Kemalist legal academics
and superior judges trained judges for the lower courts of the judicial
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bureaucracy in the same legal and policy preferences they had learned.
The military maintained a role in the training and socialization of
judges, even organizing special briefings for judges and prosecutors to
ensure they shared the military’s priorities (Benvenuti 2011). The
judicial bureaucracy ensured that pro-military Kemalist norms and
preferences were reproduced in the professional networks staffing the
judiciary, and that judges seeking to build esteem within these networks
would adhere to these Kemalist norms.
Utilitarian Interlinkages
Under the 1961 Constitution, most of the TCC’s judges were elected
from the lower courts directly below the TCC, while the remaining
three judges were appointed by the National Assembly, Senate and
presidency from nominations submitted by the universities and the
military courts. Since the lower courts were staffed by Kemalist elites,
the universities were run by Kemalist elites and the president was a
member of the military, the regime assumed that the Kemalist RPP
would win the elections, so the military was confident that the appoint-
ment process would be in republican hands. Therefore, the military
assumed there were close utilitarian interlinkages between the judiciary
and the republican ruling alliance.
However, the utilitarian interlinkages between the military and the
judiciary were weaker than the military presumed. The strength of
these interlinkages was premised on the assumption that republicans
loyal to the military would also win all parliamentary elections.
However, this proved to be untrue as, firstly, political parties opposed
to the Republican alliance won elections to the National Assembly
and Senate, and secondly, the RPP, the leading republican political
party, started shifting towards the left, diverging from the military
(Shambayati and Kurdis 2009). Thus, parties with divergent norms
outperformed military-aligned republicans during the 1960s and
1970s and gained seats in the National Assembly and Senate, where
they were able to play a role in judicial appointments. Further, once the
presidency shifted into elected civilian hands this removed another
crucial utilitarian interlinkage between the military and the judiciary.
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India
During the 1990s, the Indian superior judiciary expanded its role in
governance, clashed with the central government on questions of socio-
economic policy and became known as one of the most powerful judi-
ciaries in the world. As I explain, the audience-based framework helps us
understand the emergence of this powerful and confrontational judiciary.
The Indian superior judiciary was historically assertive, initially
asserting its authority to protect legal property rights against the land
reforms programme of India’s ruling party at the time, the Indian
National Congress (Moog 2002). Relations between the judiciary and
the government deteriorated over time, as high courts overruled several
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Utilitarian Interlinkages
India’s Constitution initially established a consultative process for
judicial appointments similar to the one described in Pakistan. High
Court judges were appointed after a consultation between the chief
justices (of the Supreme Court and the relevant High Court) and the
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Normative Interlinkages
Through most of India’s history, the high courts and Supreme Court
were staffed from among lawyers belonging to the urban elite and upper
middle class, working in different high courts across the country
(Chandrachud 2011; Gadbois 2011). The key constituency for High
Court and Supreme Court judges was the network of appellate lawyers
3
Supreme Court Advocates on Record Association v. Union of India, AIR 1994 SC 268;
In re: Special Reference 1 of 1998.
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who they worked with, before elevation, and routinely interacted with,
both inside and outside courtrooms (Bhuwania 2016). Mate (2014)
argues that the new role conception within the judiciary emerged
through interactions between the judiciary and the surrounding com-
munity of legal elites, including appellate lawyers, legal scholars, intel-
lectuals and civil society activists, who formed the social and
professional milieu with which High Court judges interacted and
engaged on a regular basis.
As Bhuwania (2016) explains, there was a sociological and profes-
sional difference between trial lawyers and appellate lawyers, and civil
liberties were usually the concern of trial lawyers who typically worked
in lower courts, whereas public interest litigation was the work of the
elite lawyers of the appellate courts, who had an interest in shaping
government policy, and wanted to incite judges to engage in
policymaking. In the 1980s and 1990s, legal scholars and senior advo-
cates attended legal and judicial conferences where they addressed the
need to reform the legal system in order to advance the cause of social
justice (Mate 2014). Dhavan (1994) wrote that public interest litiga-
tion was a product of a movement of middle-class lawyers, judges and
activists who wanted to transform the use of the law, in order to find
new solutions to problems of socio-economic governance.
Just as in Pakistan, we see a change occurring within the legal
networks that judges belong to, and with which they shared normative
interlinkages. In both lawyers’ communities, a growing distrust of the
willingness and ability of other state institutions, elected and unelected,
to represent the public interest, led to a growing interest among lawyers
to see the judiciary take on that role.
Thus, judges who were recruited from networks of the upper middle-
class appellate lawyers took increasing control over the judicial
appointment process. The combination of the shift in norms within
the legal community, and the shift in appointment process towards
empowering the judges who embraced the changing norms, helped
entrench a new role conception in India’s courts. India’s superior
judiciary used public interest litigation as a vehicle to intervene in a
range of socio-economic governance issues, challenging executive dis-
cretion and legislative competence (Bhuwania 2016). Public interest–
minded judges bolstered their reputations with senior lawyers, urban
activists and large segments of the media, all of whom encouraged this
shift in roles for the judiciary.
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The Media
A related concern with audiences is the role of the media in connecting
judges with different audiences within and beyond the legal complex. In
recent years, in all judicial systems, there has been a subtle shift towards
external audiences (Ginsburg and Garoupa 2015). With the trend
towards judicializing politics, the focus of building judicial reputations
has shifted distinctly outward. In Brazil and Mexico, the Supreme
Court has created television channels, and in Pakistan, several judges
have called for televising court proceedings. How does the intrusion of
media into the courtroom shape strategies for reputation-building?
Institutionally, increasing media scrutiny may enhance transparency
but diminish collective behaviour on the bench, as judges seeking to
enhance their individual reputations and public images may compete to
distinguish themselves from each other, undermining collegiality within
judicial institutions. This may impact the spirit of oral proceedings, the
competition over authoring judgments, the content of judgments and
the emphasis on dissenting opinions.
Media coverage can also be a critical way of managing interinstitu-
tional bargaining. Staton (2010) highlights how judges enhance their
power vis-à-vis other state institutions, by strategically communicating
their actions through the media. In Pakistan, news reports on oral
proceedings and interim orders provide judges with opportunities to
test out different stances and positions, to see how well they sit with
both public opinion and with state institutions. The responses from the
public and from other state institutions will also then be transmitted to
judges indirectly, through media reports, press statements, talk shows,
etc., all of which makes the media a venue for bargaining between the
judiciary and other state institutions. Final verdicts will then be the
result of this iterative bargaining process. Hence, as the judiciary
becomes more connected to external audiences through the refracting
lens of electronic, digital and social media, this will critically impact
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CONCLUSION
Today, Pakistan’s superior judiciary is at a crossroads. The courts have
never been this consequential, nor this controversial. Front-page head-
lines discuss major decisions made by the Supreme Court and talk
shows bring together lawyers, politicians and journalists to debate the
actions and comments of Supreme Court judges. There is a growing
chorus of scholars, politicians and civil society members criticizing the
judiciary for overextending itself and entering into domains of govern-
ance where it is ill-equipped to provide useful solutions to longstanding
challenges, weakening elected governments and paralysing governance.
Yet public expectations of the courts have grown to such an extent
that judicial retreat may further undermine its legitimacy. Lawyers and
politicians continue to turn to the courts for protection from being
crushed by the force of an increasingly authoritarian state bearing down
on dissenters and marginalized populations, and celebrate the judges who
defy the garrison state. Each time the Chief Justice of Pakistan arrives in
provincial capitals around the country, large numbers of people throng
the courtroom gates, pleading to get some attention and demanding
intervention in the issues affecting them, as they see this direct approach
as the only way to bypass the seemingly opaque and impossibly complex
systems of bureaucratic decision-making and partisan bargaining and
lobbying that seem to characterize other governing institutions. Thus,
it is hard to imagine the judiciary walking back the role it has assumed, as
a central governing institute, shaping political structures and governing
policies.
In an oligarchic state, a reputation for defiance carries considerable
political currency. Whether judges defy political party elites or military
elites, there is always an audience in Pakistan’s bar rooms ready to cheer
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