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Systematic Review

Restorative Effects of Aquatic Exercise


Therapies on Motor, Gait, and Cardiovascular
Function in Children with Cerebral Palsy:
A Review of Literature
James D. Dolbow, MS changes in gross motor function, cardiorespiratory perfor-
David R. Dolbow, PhD, DPT, RKT mance, and gait in children and adolescents with CP.
Sandra L. Stevens, PhD
Discussion. Given the limited breadth and depth of the
Jaime Hinojosa, MD literature at large, conclusive findings as to the efficacy of
Authors’ affiliations: specific aquatic therapies can not be stated. However, the
James D. Dolbow, Jaime Hinojosa, School of Mathematics similar trends in the effectiveness of the therapies found in
and Sciences, Lincoln Memorial University, Harrogate, TN. all examined therapeutic environments support the general
consensus of their benefit and safety.
David R. Dolbow, School of Kinesiology, University of
Southern Mississippi, Hattiesburg, MS. Conclusions. The documented evidence in aquatic CP re-
habilitation supports the idea that aquatic exercise therapy
Sandra L. Stevens, Department of Health and Human may be beneficial for children and adolescents with CP, with
Performance, Middle Tennessee State University, Murfrees- considerable evidence supporting improvements in gross
boro, TN. motor function.

Corresponding Author Key words: Cerebral palsy, Aquatic therapy, Gross motor
James Dolbow, MS function, Gait, Cardiovascular performance.
225 Brantley Acres Dr.
Speedwell, TN 37870
615/830-8331 Introduction
jddolbow@gmail.com Cerebral palsy (CP) is the most common childhood physi-
james.dolbow@lmunet.edu cal disability.1 The term CP is used to describe a small group
of nonprogressive syndromes concurrent with multiple le-
sions in the brain that occur during pre- or postnatal early
Abstract childhood development.2-4 This condition produces highly
Background and purpose. Cerebral palsy (CP) is the most varying degrees of motor impairment including muscle
common childhood physical disability and produces highly weakness, balance and sensory deficiencies, decreased
varying degrees of motor impairment including muscle aerobic capacity, abnormal joint kinetics, decreased mo-
weakness, balance and sensory deficiencies, decreased aero- tor control, spastic hypertonia, bone deformations, and
bic capacity, decreased motor control, spastic hypertonia, atypical gait.5,6 Individuals with CP commonly exhibit gait
and atypical gait. abnormalities such as a reduced step and stride length, a
widened stance, reduced walking speed, impaired balance,
Methods. The physical rehabilitation of children with and varying levels of disability of the upper and lower
CP commonly places therapeutic emphasis on improving extremities.7,8
muscle strength, physical and cardiorespiratory fitness,
motor control, and functional independence. The thera- In the following reviewed studies, and in the rehabilitation
peutic aquatic environment provides additional benefits community at large, one of the most widely used scales to
to the rehabilitation process by using the natural gravity- determine the ability of a child with CP to independently
reducing, resistive, and thermodynamic properties of ambulate in his or her environment is the gross motor
water. function classification system (GMFCS).9 This scale classi-
fies the functional independence of an individual’s gait on
Results. This review examines the efficacy of the previously levels ranging from the ability to walk without limitation
studied aquatic exercise therapy protocols in producing or assistance (level I) to the complete inability to self-am-

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The Journal of Aquatic Physical Therapy - Vol 25 No. 1, Summer 2017

bulate (level V). Although the ability of children with CP Recent studies examining exercise participation in children
to self-ambulate varies widely depending of the severity of with CP found that swimming and the use of an aquatic
neuromuscular impairment, studies have shown that typi- environment were frequently used and highly favored ac-
cally children with CP are subject to increased energy costs tivities.51,52 Due to the relatively high popularity of aquatic
associated with physical activity and that they are less ac- exercise therapies, many studies have been performed ex-
tive than nondisabled children.10-12 In addition, studies have amining their functional and metabolic benefits for chil-
shown that this reduced level of physical activity leads to dren with CP. The purpose of this review is to examine the
decreased fitness and deconditioning as well as increased findings from the studies exploring aquatic exercise therapy
risk of cardiovascular disease and obesity.13-15 protocols in producing changes in gross motor function,
cardiorespiratory performance, and gait in children and
The physical rehabilitation of children with CP most com- adolescents with CP.
monly places therapeutic emphasis on improving muscle
strength, physical and cardiorespiratory fitness, motor con-
trol, range of motion, and functional independence.16 Sever- Methods
al studies have shown improvements in these characteristics Search Strategy
as a result of various aerobic exercise programs including The literature search was performed by the primary author
school-based exercise programs,17,18 body-weight supported in November 2015. Databases include Pubmed (1975 to
treadmill training,19-21 and robotic therapies.22-24 One reha- November 2015), The Cochran Article Library (1975 to
bilitation modality that is becoming more commonly used November 2015), and Google Scholar Article Library (1975
for children with CP is aquatic-based therapy.25-27 to November 2015). Key words used were cerebral palsy
and physical therapy or water or pool or physiotherapy or
aquatic or treadmill or walking or sports or activity or body-
Benefits of Aquatic Gait Therapy weight supported treadmill training or rehabilitation or gait
Research in aquatic therapies for children with CP has or fitness or exercise. Synonyms and thesaurus suggestions
shown improvements in gait efficiency and speed, gross were used when recommended by the database search en-
motor function measure (GMFM), range of motion, muscle gine. Inclusion Criteria: 1) A physical activity–based inter-
strength, endurance, and energy expenditure.28-37 Similar vention involving an aquatic environment or measurement
benefits of aquatic therapies have also been shown for indi- thereof was used with motor function, gait, or physiological
viduals with other severe neurological impairments such as fitness being at least one measured outcome variable; 2) All
spinal cord injury,38-40 stroke,41-44 and multiple sclerosis.45,46 or a substantial amount of study participants had received a
The use of a therapeutic aquatic environment provides diagnosed CP with all or most of the participants being less
additional benefits to the rehabilitation process due to the than 18 yr old; and 3) Use of a patient-specific standardized
easily controlled nature of an aquatic environment and the test to assess reported outcome measures. Exclusion Crite-
use of the natural properties of water. Due to the inherent ria: 1) Studies only published in abstract form; 2) Studies
deficiencies in balance, muscle strength, and motor control solely examining the participation in land-based activi-
of children with CP, the provision of reduced gravitational ties or activities not regularly associated with increases in
GMFM effects results in body weight support provided by metabolic status or eliciting an excitatory cardiorespiratory
partial water submersion. This support can reduce or elimi- response in the participant (eg, yoga, meditation); and 3)
nate the need for restrictive body harnesses often used in Studies not published in the English language.
overground therapies that have been shown to impair car-
diovascular performance and range of motion in patients
with motor disability.47 By using the natural gravity-reduc- Effects of Individualized
ing effects of an aquatic environment, patients are able to Aquatic Exercise Therapies
move submerged limbs with less effort. Fragala-Pinkham et al43 examined the effects of a 14-wk 2
times/wk aquatic aerobic and strength training exercise pro-
An additional benefit to patients with neuromuscular im- gram in 8 children with CP. Participants in this study ranged
pairment is the hydrostatic pressure provided in an aquatic in age from 6 to 15 yrs old and possessed a GMFCS level I or
environment. This additional pressure on submerged in- III. Exercise sessions were held individually for each child
dividuals has been shown to improve venous return and and consisted of 40-45 min of aerobic exercise followed by
overall cardiac output.48 Furthermore, the thermodynamic 5-10 min of strength training. Aerobic components of the
property of warm water used during aquatic exercise has exercise program included, among other things, underwa-
been shown to decrease muscle spasticity and hypertonia.49 ter treadmill training (UTT), swimming, and stair climb-
One therapeutic benefit unique to aquatic therapies is that ing, whereas the strength training portion of the protocol
of the viscous resistance of the water. This may be of added consisted of exercise using water resistance, leg weights, and
benefit to individuals with movement disorders as the resis- pool noodles. Most lower extremity strength training was
tance provided by the water is dependent on the velocity of performed using leg weights positioned around the ankle
the moving limb.50 and focused on weight-resisted movement in all planes of

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motion. Similarly, upper extremity strength training used Thorpe et al47 using a similar 10-wk 3 times/wk exercise
foam pool noodles held by the participant and moved in program consisting of relatively equal parts stretching, re-
all planes of motion against the buoyancy resistance of the sistance, and endurance aerobic exercises in 7 children with
water. Postintervention results from this study showed a GFMCS I-III CP. Statistically significant improvements
statistically significant improvement in GMFM53 D (stand- in gross motor function were exhibited in the GMFM-88
ing) and E (walking, running, jumping) compared to pretest dimension E, and floor-to-stand transfers improved sig-
values. Statically significant improvements were also found nificantly as tested by the Timed Up and Go Test. However,
in walking endurance as measured by the 6-min walk test these functional improvements did not reach significant
(6MWT).54 These improved characteristics in walking en- levels in GMFM dimension D or Functional Reach Test.
durance and gross motor function were also maintained
as demonstrated by a 1-mo follow-up. Participants also
showed improvements in aerobic capacity, balance, and Use of a Group Aquatic
functional strength; however, these values did not reach Therapy Environment
statistically significant levels. A similar swimming-intensive study was performed by Bal-
laz et al48 who examined the effects of group aquatic exer-
A similar study was performed by Dimitrijevic et al44 who cise in improving gait efficiency, muscle strength, and gross
tested the functional benefits of a swimming-intensive motor function. Ten adolescent participants with GMFCS
aerobic exercise program on 27 children (14 experimental, levels I-IV CP completed 20 group exercise sessions twice
13 control) with GMFCS levels I-V CP. The 6-wk progres- per week for 45 min. The majority of each session consisted
sive exercise protocol consisted of twice-weekly 55-min of swim training and competitive aquatic sport activities.
sessions individualized for each participant based on func- Postintervention measurements showed improvements in
tional capabilities and aimed to maximize both functional gait efficiency as shown by a statically significant decrease
independence and enjoyment in the water. Aquatic exercise in both EEI and participant heart rate while walking over-
consisted primarily of swim training with short times al- ground. In contrast to other studies performing aquatic
lotted for warm-up and play. Postintervention results for exercise on an individual participant basis, participants in
the experimental group showed statistically significant im- this study did not show a statistically significant improve-
provements in both gross motor function and aquatic skills ment in GMFM-D or -E, gait spatiotemporal parameters, or
as measured by GMFM-8855 and the Water Orientation Test isometric muscle strength as a group; however, statistically
Alyn 2,56 respectively. However these values decreased back significant improvements were seen in some participants.
to baseline values by the 3-wk follow-up. No improvements
were shown in the control group.
Further study of the therapeutic effects of group aquatic ex-
These results are similar to those found in a case study per- ercise conducted by Fragala-Pinkham et al49 tested a 14-wk 2
formed by Retarekar et al45 testing the effects of a 12-wk 3 times/wk swimming, strengthening, and play-intensive exer-
times/wk aerobic aquatic exercise program for a 5-yr-old girl cise protocol on 6- to 11-yr-old children with differing neu-
with GMFCS level III CP. Aquatic exercise sessions consisted romuscular developmental disabilities. Although this study
of 30-40 min of aerobic activities such as UTT and swimming only included one child diagnosed with CP (GMFCS level
performed at 50-80% of the heart rate reserve of the subject. II), results were similar to other presented studies involving
Posttest results showed statistically significant improvements group exercise for children with CP, as statically significant
in gross motor function, walking endurance, and walking en- improvements in cardiorespiratory endurance were found
ergy expenditure as measured by GMFM-66,57 6MWT, and as measured by 0.5-mile walk/run. However, little to no im-
Modified Energy Expenditure Index (EEI),58 respectively. provements were found in motor skills or muscle strength.

These results, however, are in contrast to those of a study


completed by Kelly et al59 that tested a similar thrice-weekly Use of a Dual-Therapeutic
12-wk aquatic exercise protocol lasting approximately 60 Environment
min per session for 5 children with GMFCS levels I-III CP. Although the previously presented studies have examined
Posttest results from this study showed statistically insignif- the use of only aquatic exercise therapies, few studies have
icant improvements in EEI but found significant improve- used both overground and aquatic exercise therapies. In-
ments in Canadian Occupational Performance Measure terestingly, in contrast to the commonly held emphasis on
(COPM). Variations in energy expenditure and gross motor exercise frequency, an additional study by Fragala-Pinkham
function improvements among these study results may be, et al50 tested a progressive aquatic- and land-based physi-
in part, due to the differences in initial levels of activity and cal therapy program emphasizing task specific aerobic
ability of the subjects. and strengthening activities for 4 children with physical
disabilities (2 with GMFCS level I CP). Of the 2 children
Further evidence of the functional benefits of individual- in this study diagnosed with CP, 1 child (C1) participated
ized aquatic exercise is supported by a study completed by in twice weekly sessions for 6 wk (8 aquatic sessions and

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The Journal of Aquatic Physical Therapy - Vol 25 No. 1, Summer 2017

Table. Aquatic Exercise Therapy Studies for Children and Adolescents with CP

Study Exercise Protocol Participants Improvementsa


Individualized exercise
  Dimitrijevic et al44 2 times/wk, 6 wk n = 24 (14E, 12C) Gross motor function, aquatic skills
GMFCS levels I-V
  Fragala-Pinkham et al43 2 times/wk, 14 wk n = 8, GMFCS levels Gross motor function, walking endurance,
I, III aerobic capacity, balance, functional strength
  Thorpe et al47 3 times/wk, 10 wk n = 7, GMFCS levels Gross motor function, floor-to-stand
I-III transfer
  Kelly et al46 3 times/wk, 12 wk n = 5, GMFCS levels COPM, energy expenditure
I-III
  Retarekar et al45 3 times/wk, 12 wk n = 1, GMFCS level I Gross motor function, walking endurance,
energy expenditure
Group exercise
  Ballaz et al48 2 times/wk, 10 wk (20 n = 10, GMFCS levels Energy expenditure, gross motor func-
sessions) I-IV tion, muscle strength, spatiotemporal gait
parameters
  Fragala-Pinkham et al49 2 times/wk, 14 wk n = 1, GMFCS level II Cardiorespiratory endurance, muscle
strength
Dual therapeutic environment
  Fragala-Pinkham et al50 2 times/wk, 6 wk n = 2, GMFCS level I Gross motor function, range of motion, bal-
ance, muscle strength, COPM, 3MWT, energy
expenditure
  Olama et al51 4 times/wk (2 aquatic, n = 30 (15E, 15C) Spasticity/muscle tone
2 land) 12 wk GMFCS levels I-IV
  Lae et al52 4-5 times/wk (2 n = 24 (11E, 13C) Gross motor function
aquatic, 2-3 land), 12 GMFCS levels I-IV
wk
Abbreviations: CP: cerebral palsy. E: experimental, aquatic therapy group. C: control group. GMFCS: gross motor function classification system.
COPM: Canadian Occupational Performance Measure. 3MWT: 3-min walk test
a
 For Improvements, bold type indicates statistically significant.

4 land sessions), and the other child (C2) complete 8 mo therapies for children with CP. In this study, 30 children with
of 1-2 times-per-week sessions (76% pool sessions). Both spastic hemiplegic CP were evenly and randomly divided
aquatic- and land-based therapy sessions consisted primari- into 2 groups in which 1 group received twice weekly con-
ly of treadmill training, stretching, strengthening, and other ventional overground exercise therapy (control), whereas
aerobic activities. Despite the relatively low frequency of another group participated in a twice weekly aquatic exer-
therapy sessions, poststudy results for C1 showed statistical- cise program in addition to the same overground exercise
ly significant improvements in gross motor function, lower protocol received by the control group. Individuals in each
extremity range of motion, balance, and muscle strength. group completed 20 sessions in total of one or both thera-
In addition, improvements were seen in COPM, a 3-min pies and were instructed to wear an ankle foot orthoses
walk test (3MWT), and EEI. Although results for C2 were during their general home lives. Aquatic exercise sessions
complicated due to a nontherapy-related injury and surgery, lasted 45 min and focused primarily on aerobic exercises,
significant improvements were found in 3MWT, Floor to swimming races, and general play activity. Results from the
Stand Test,60 Pediatric Evaluation of Disability Inventory,61 study showed a significant decrease in spasticity character-
and passive ankle range of motion. In addition, improve- istics for both groups as measured by the Hoffman reflex
ments were seen in COPM. Due to the complexity of the via H/M ration.62 In addition, the group that participated in
case of C2, only data from C1 are summarized in the Table. aquatic exercise showed significantly greater improvements
in spastic characteristics than the control group.
Further evidencing the possible importance of therapeutic
diversity is a study performed by Olama et al51 who also test- Similar in design is a study performed by Lae et al52 who also
ed the benefits of combining both land- and aquatic-based examined the use of both aquatic- and land-based therapies

25
in a rehabilitation protocol. In this study, 24 children with strength are factors that are typically considered to be as-
GMFCS levels I-IV were divided into either a control group sociated with gross motor function; however, the study by
(n = 13) in which 30-min sessions of conventional over- Fragala-Pinkham et al43 indicated that it may be possible to
ground therapy 2-3 times per week were completed, or an improve gross motor function in the absence of improve-
aquatic therapy group (n = 11) that completed twice-weekly ments in balance and muscle strength. Two likely areas of
aquatic therapy sessions for 1 hr in addition to participation improvement that were not tested which could account for
in conventional overground rehabilitation therapy. After the improved gross motor function in this study are the
completion of the 12-wk therapeutic protocols, both experi- neurologically based enhancement of motor planning and
mental and control groups showed improvements in gross sensory integration.
motor function; however, improvements in the experimen-
tal group were both statistically significant and considerably Ballaz et al48 and Fragala-Pinkham et al49 used group
greater than those found in the control group. Posttest re- aquatic exercise protocols and found statistically significant
sults also showed greater increases in gross motor function improvements in energy expenditure and cardiovascular
for children with GMFCS level II and spastic diplegia CP endurance. These group aquatic protocols also demonstrat-
subtypes. These studies may provide further testament to ed nominal nonstatistically significant increases in gross
the additional benefits of an eclectic therapeutic approach motor function and muscle strength, respectively. The rea-
to pediatric rehabilitation. son for lack of statistically significant gross motor function
improvements during the group aquatic exercise programs
may be related to protocols that were predominately large
Discussion doses of swimming and water play activities that use aerobic
This review presents research performed on the restor- energy systems. These protocols lacked the more traditional
ative effects of aquatic exercise therapies for children and physical therapy–based activities of skilled mobility train-
adolescents with CP from August 2005 to August 2015. ing such as gait training and UTT.
Individuals with CP demonstrate various levels of mobil-
ity impairment and muscle weakness. A therapeutic pool is Fragala-Pinkham et al50 and Lae et al52 studied protocols that
an accommodating medium for physical conditioning due combined aquatic physical therapy with land-based physical
to its mobility-assistive property of water buoyancy and therapy and found statistically significant improvements in
muscle-strengthening property of water viscosity. gross motor function, whereas Olama et al51 found reduced
muscle spasticity. Fragala-Pinkham et al50 also found stati-
Documented research concerning the efficacy of aquatic cally significant improvements in range of motion, balance,
exercise therapy on individuals with CP is limited; thus, and muscle strength. However, due to the reviewed results
this review expanded on previous reviews63 and included of Fragala-Pinkham et al50 only being on 1 of the 2 subjects,
individualized aquatic exercise, group aquatic exercise, and due to protocol complexity, perhaps more attention should
dual therapeutic programs with combined aquatic- and be paid to the clinical significance of the improvements,
land-based activities. The broader based review effectively rather than the statistically significant findings.
doubled the number of studies examined from 5 to 10. The
common factor among all reviewed studies was the statisti- There are several limitations within this review. The review
cally significant improvement of one or more functional was limited to 10 studies, with 7 of the studies having 10
and/or physiological variables being studied. All five stud- or fewer participants. The low number of participants does
ies conducted with participant protocols administered in- not allow for generalizability of the results to the greater
dividually resulted in statistically significant improvements population of children and adolescents with CP. Another
in gross motor function.43-47 Two of the 5 studies included limitation was the lack of uniformity of the protocols (ie,
follow-up measurements 3-4 wk postintervention.43,44 In- individualized, group, and combined aquatic and land ex-
terestingly, the study that provided aquatic therapy 2 times ercise protocols) and the variability of specific activities
per week for 14 weeks maintained gross motor function between the protocols (ie, gait training, UTT, resistance
improvements at follow-up exams, whereas the study that exercises, aerobic exercises, swimming, and water play). In
provided aquatic therapy 2 times per week for only 6 wk addition, exercise dosage varied from 2 times per week to 5
failed to maintain the reported gains.43,44 This may indicate times per week and program durations varied from 6 to 14
that the length of intervention is related to the maintenance weeks. These limitations make it difficult to develop defini-
of gross motor function improvements after cessation of tive conclusions from the results.
the aquatic therapy program. Improved walking endur-
ance and enhanced energy expenditure were found to be
statically significant in separate studies of 14 and 12 wk, Conclusions
respectively,43,45 whereas balance and functional strength The variability between study protocols and the limited
were shown to have nominal nonstatistically significant number of participants inhibits specific statements con-
improvements in a study where aquatic therapy was pro- cerning aquatic therapy benefits for individuals with CP.
vided 2 times per week for 14 wk.43 Balance and muscle However, since all of the reviewed studies reported positive

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The Journal of Aquatic Physical Therapy - Vol 25 No. 1, Summer 2017

benefits in at least 1 functional or physiological variable, it is sied and nondisabled children. Arch Phys Med Rehabil.
feasible to state that the documented evidence over the past 1993;74:702-705.
decade supports the idea that aquatic exercise therapy may
be generally beneficial for children and adolescents with CP. 11. Bjornson KF, Belza B, Kartin D, et al. Ambulatory physi-
Furthermore, the preponderance of the reviewed evidence cal activity performance in youth with cerebral palsy
supports the idea that gross motor function is 1 variable and youth who are developing typically. Phys Ther.
that may be improved with aquatic exercise therapy. 2007;87:248-257.

12. Law M, King G, King S, et al. Patterns of participation in


Acknowledgments recreational and leisure activities among children with
The authors would like to acknowledge Mr. Don Matthys complex physical disabilities. Dev Med Child Neurol.
for his caring and compassionate work with those with CP. 2006;48(5):337-342.
His good deeds and big heart have made a large positive
difference in the lives of children with CP. 13. Morris PJ. Physical activity recommendations for chil-
dren and adolescents with chronic disease. Curr Sports
Med Rep. 2008;7(6):353-358.
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