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Carter, 2004 Ontology and Mathematical Practice
Carter, 2004 Ontology and Mathematical Practice
JESSICA CARTER*
T Thanks to S. Andur Pedersen and H. J. Munkholm, who in various ways have con-
tributed to the material presented here. I also wish to thank the two anonymous referees
for their helpful criticism of earlier versions of this paper.
* Department of Curriculum Studies, Danish University of Education, Copenhagen,
Denmark, jeca@dpu.dk
1
The recent volume The Growth of Mathematical Knowledge edited by Grosholz and
Breger is another outcome of this philosophy at work.
to the issue of which questions can be answered through such studies, there
is no general consensus. Larvor denies that it is possible to draw conclusions
about the ontology of mathematics:
Whether we adopt fictionalism; out of the activities of the mathematicians;
or whether we think of progress as ever-closer approximation to a pre-existing
Platonic reality, makes no difference to our study of the inner logic of math-
ematical development. The dialectical stories turn out the same regardless of
any ontological commitment. (Larvor [2001], p. 218)
In opposition to this statement, it may be remarked that at the beginning
but it had long been an open and famous problem to prove that more could
not be defined. In 1961, Milnor disproved an assumption dating back to
Poincare, called the Hauptvermutung, that two polyhedral decompositions
of a space always have a common subdivision. Also, if-theory was used by
Atiyah and Hirzebruch in proving that the complex projective space QPn
cannot be embedded in M.N for N =4n- 2a (n), where a(n) is the number
of terms in dyadic expansion of n. In both-high-dimensional geometry (the
study of manifolds of dimension larger than 5) and in C*-algebra, if-theory
is an important tool in classifying manifolds and algebras, respectively.
3
In 1978 Quillen was also awarded a Fields Medal for his development of algebraic
if-theory.
ONTOLOGY AND MATHEMATICAL PRACTICE 247
5
This often makes proofs shorter and more elegant, and not more complicated as one
might expect!
6
Hirzebruch defines cohomology groups with coefficients in sheaves of germs of local
sections of vector-bundles. More generally (in algebraic geometry), these sheaves would
be locally free sheaves. But supposing that there is a morphism / : X —> Y and that
there are defined locally free sheaves over X, then the corresponding sheaves over Y will
not generally be locally free sheaves. Instead Grothendieck chose to work with so-called
coherent sheaves. For coherent sheaves, Grothendieck had already proved (Grothendieck
[1956/57]) that, if / : X -> Y is a proper morphism, then the sheaves on Y corresponding
to coherent sheaves on X will also be coherent sheaves.
250 CARTER
7
A variety V is irreducible if, whenever there is an equation V = U U W, then either
V = U or V = W. A variety is said to be quasi-projective if it is isomorphic to a locally
closed subvariety of a projective space. For varieties defined over the complex numbers
a non-singular variety is a complex manifold.
8
Hirzebruch showed that the Euler-Poincar6 characteristic x(^i W)i where V is an
algebraic manifold and W is a vector-bundle over V, could be expressed as a certain
polynomial in the Chern classes of V and a cohomology class determined by W (Hirze-
bruch [1966], p. 155).
ONTOLOGY AND MATHEMATICAL PRACTICE 251
That Rqft (T) is zero when dim(X) < q entails that there are only a finite
number of these sheaves that are different from zero and, since the higher
direct images reduce to the cohomology groups in Hirzebruch's formula, the
natural choice for Grothendieck would be to form the element
i=0
T-T'-T"
holds in K(X).
9
Comparing this expression with the Euler-Poincar6 characteristic in Hirzebruch's for-
mula, it will be noted that the dimension of the cohomology groups is missing from
the former expression. But when considering Grothendieck's generalization as a whole,
J,(ch{x).T(X)) = ch(f,(x)).T(Y), the right-hand side will reduce to the Euler-Poincare
characteristic in Hirzebruch's formula. Here ch denotes the Chern class and T(X) the
Todd polynomial.
10
A sequence . . . —> Cj_i -^> C; ^±> Ci+i... is exact at Ct if im(di) =ker(d< +1 ). If
the sequence is exact at Cj for all i, then the sequence is said to be exact.
252 . CARTER
defined in K(Y).
Because of the way in which the higher direct images are obtained from
the direct images, and because of the properties of exact sequences (see
details in Carter [2002], pp. 70-73), the function f\ will now become a
homomorphism.
This ends the description of how Grothendieck introduced the if-group.
We have seen that, on the basis of developments in various branches of
mathematics, Grothendieck formulated a problem, namely to generalize
the theorem of Hirzebruch-Riemann-Roch. The generalization was inspired
by Grothendieck's taste for generality, his use of algebraic methods, and
the rise of category theory. To solve this problem he introduced a new
object, the Jf-group. As we have seen, the if-group was introduced to
be able to formulate the expression of the function f\ such that it reduces
to part of Hirzebruch-Riemann-Roch.11 It is reasonable to state that in
this case the .ftT-group grows out of mathematical practice. It is not only
the if-group which exemplifies this; there are more examples from the
case study. These are, for example, Riemann's introduction of his space,
the introduction of the arithmetical genus, and the sheaf. Riemann spaces
were introduced to be able to work with Abelian functions. These functions
had the property that, when considered as functions on the complex plane,
they were multiple-valued. In Riemann's time, mathematicians did not
know how to handle such functions, but Riemann came up with the idea
of defining the Riemann surfaces, such that when the functions are defined
on these, they become single-valued or 'real' functions. The arithmetical
genus was defined as a topological invariant when mathematicians went
from studying two-dimensional to arbitrary-dimensional surfaces. The final
example is the introduction of sheaves. Loosely, it might be said that they
were introduced by Leray to be able to relate the cohomology of two spaces
11
Reading this description, one might think that Grothendieck necessarily needed to
introduce the ft"-group to make everything work. However, it is possible to define an-
other quotient which will make the expression of the function possible. The reason that
Grothendieck chose the group K{X) instead of this other group is presumably because
the if-group is more general.
ONTOLOGY AND MATHEMATICAL PRACTICE 253
I have the ability to think things, and to designate them by simple signs
(a,b,...,X,Y,...) in such a completely characteristic way that I can always
recognize them again without doubt. My thinking operates with these de-
signated things in certain ways, according to certain laws, and I am able to
recognize these laws through self-observation, and to describe them perfectly.
(Quoted from Peckhaus [2003], p. 150)
Thus mathematical objects are thought-things or creations of the mind,
and they exist independently of non-cognitive reality (the objective physi-
cal world). Peckhaus notes that this conception of mathematical objects
be constructed by the given methods and that the result only yields one
object. In this case it is obvious that there is one and only one free abelian
group, and it is a standard algebraic operation to form quotients. Things
are not as easy when considering Riemann's definition of the Riemann sur-
face. Riemann merely gives an intuitive description of how the surface
looks, and because of this somewhat vague description, other mathemati-
cians struggled to understand his meaning. Clearly, it was possible to give
examples of Riemann surfaces, but the problem was to formulate a general
definition. As we saw, Weyl later succeeded in giving a precise definition
14
That a mathematical object or concept is altered through history is common practice
in mathematics, and this is one of my reasons for believing that mathematical objects are
introduced by human beings. At any given time, we acknowledge certain objects as the
ones we are interested in studying. But we are still able to consider former definitions or
descriptions of these objects. Some realists would state that our changing definitions of
mathematical objects provide us with better and better descriptions of the mathematical
objects that we are trying to describe.
15
Sometimes when the object is described by standard notation the description is not
needed. However, it is common practice for books and articles in mathematics to start
out by presenting the notation that will be used, even though much of it may be standard.
ONTOLOGY AND MATHEMATICAL PRACTICE 257
tations, she also proposes an answer to the question about the status of
mathematical objects. Interestingly, her conclusion is that mathematical
objects are not essential for mathematicians as they are more interested in
the arguments that they are able to give for the claims that they make.
Thus, the position that Leng proposes is an anti-realist position with re-
spect to the existence of mathematical objects. Leng, however, is not all
that clear on what she means by anti-realism. If anti-realism is supposed
to mean that mathematical objects do not exist independently of human
beings, then obviously I agree with her. But I do hold that it makes sense
the objects of number theory are for me—in direct contrast to Dedekind and
Prege—the signs themselves whose shape can be generally and certainly recog-
nized by us—independently of space and time, of the special conditions of the
production of the sign, and of insignificant differences in the finished product.
(Hilbert [1996], p. 1121)
The most sensible way of understanding this statement is to take Hilbert to
mean that the mathematical object is the type of the physical inscriptions,
i.e., when he writes that the mathematical objects are the signs themselves,
he means that the mathematical object is the type of the signs or symbols
of the argument (see for example P. Maddy, [1992], S. Feferman [1998] and
[2000], and finally M. Leng [2002b]) speaks in favour of its rejection. My
own reason for rejecting the argument is because it is not true to the prac-
tice of mathematics. Elsewhere (Carter [2002]), I argue that the argument
is untenable mainly because, when the existence of mathematical objects is
judged from whether they are used in a scientific theory or not, then some
objects exist while others do not, even though the non-existent objects can
be constructed from the existing ones. Colyvan [2001] argues that the ob-
jects of a mathematical theory could be taken to exist as long as there is
18
A while ago, I heard Michael Atiyah talk about a problem which had been proposed
to him by a physicist. Actually the problem turned out to be very hard to solve, and as
Atiyah had not yet found a solution, he promised a bottle of champagne to anyone in
the audience who could provide one.
ONTOLOGY AND MATHEMATICAL PRACTICE 261
19
Panza distinguishes between different sorts of definitions: A definition may charac-
terise an Object, a class of objects, or a certain sort of object.
262 CARTER
by the expression:
E{X)
K{x)
~
where E(X) is the free abelian group generated by isomorphism classes of
coherent sheaves over X and Q(X) is the subgroup generated by expressions
of the type
T-T' -T"
whenever there is a short exact sequence
4. Appendix
In this appendix some basic notions of algebraic geometry will be defined.
These include algebraic varieties and sheaves.
20
Note that not all objects are introduced in this way. Elsewhere (Carter [2002]) I
discuss another category of objects which I denote the disputed objects. Examples of
these are the infinitesimals, the choice function, and inaccessible cardinals.
264 CARTER
0)
(ii) P^ j { u )
(iii) For U CV CW, open sets in X, we have that p™ = Py ° P'
Now for each point p in X one takes the direct limit of the groups
for all open sets Ui containing p, with respect to the restriction maps py.
This gives groups Tp and canonical maps p% : F{U) -> Tv for each U
containing p. The collection of Tp, as p runs through X, is called a sheaf
of abelian groups over X. Thus J-' — Up!Fp.
A sheaf is usually thought of as a triple (X, TT,T), where TT : T -> X is a
continuous map. It is possible to define a topology on T, which is induced
from the topology on X. Then one can define the map n as taking an
ONTOLOGY AND MATHEMATICAL PRACTICE 265
References
ATIYAH, M., and F. HIRZEBRUCH [1988]: 'Vector bundles and homogeneous
spaces', in M. Atiyah, Collected Works. Vol. 2. Oxford: Clarendon Press,
p. 53-84.
BALAGUER, M. [1998]: Platonism and Anti-Platonism in Mathematics. New
York: Oxford University Press.
BOREL, A., and J.-P. SERRE [1958]: 'Le theoreme de Riemann-Roch', Bull. Soc.
Math. France 86, 97-136.
CARTER, J. [2002]: Ontology and Mathematical Practice. Ph.D. thesis, Odense: