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The issue of community participation has gain a considerably attention in recent times.
This has come about as a result of less involvement of communities in projects planning
and implementation by governments and development partners at the local level. This has
thrown a lot of doubts as to whether the District Assembly and development partners
have effectively involved the sub-district structures and the local communities in their
projects planning and implementation and also the constraints that hinder effective
community participation at the local levels. The study thus, assesses the effectiveness of
community participation on project planning and implementation at the Asutifi District.
A case study method was adopted to examine the facts of the situation and causes of less
community involvement on projects planning and implementation in the Asutifi District.
Questionnaire and Interviews were employed to gather data on community participation
in the decision making processes, project planning and implementation by the District
Assembly and Development Partners.
The study found out that the sub-district structures are not well resourced in terms of
logistics, human and financial resources to carry their mandated functions. This was
further buttressed by projects beneficiaries having poor perceptions on the performance
of these sub-district structures. The study also enumerated a number of constraints
hindering community participation. These included rivalry between chiefs, assembly
members and unit committees, poor resourcefulness of the sub-district structures, and
apathy and absenteeism of key opinion and community leader, tribal segregation among
others.
ACKNOWLEDGEMENTS
I thank the almighty God for giving me the privilege and knowledge to pursue my studies
at the Kwame Nkrumah University of Science and Technology, Kumasi.
I would like to express the deepest appreciation to my supervisor, Mr. Clifford Amoako
who has the attitude and the substance of a genius: he continually and convincingly
conveyed a spirit of adventure in regard to my research. Without his guidance and
persistent help this dissertation would not have been possible.
I would also like to express my heartfelt appreciation to Mr. Ali Awinbila Ahmed for his
moral, inspirational, and financial support throughout my undergraduate studies. My
sincere thanks also go to my parents for their love and support, not forgetting of Mr.
Simon Issaka, a brother and a friend for his financial assistance.
In addition, a thank you also goes to Tropenbos International Ghana for their financial
support in coming out with this document. Finally, I thank all the friends I have met over
the four years for their support in diverse ways especially Mr. Abugre Ayinsakeya
Barnabas who was a course, study and room mate at the University for his Financial
support and invaluable experiences, shared with me.
ii
TABLE OF CONTENT
ABSTRACT...............................................................................................................ii
ACKNOWLEDGEMENTS.....................................................................................iii
TABLE OF CONTENT...........................................................................................iv
LIST OF TABLES...................................................................................................vii
LIST OF FIGURES................................................................................................viii
LIST OF PLATES....................................................................................................ix
LIST OF ABBREVIATION.....................................................................................x
CHAPTER ONE................................................................................................................1
CHAPTER TWO.............................................................................................................10
iii
2.5 Characteristics of Community Participation..................................................13
2.6 Approaches and Methods for Participation....................................................15
2.6.1 Field Workers of the Project Agency...........................................................15
2.6.2 Community Workers/Committees/Local Representatives...........................15
2.6.3 Community Financing and Cost Sharing......................................................16
2.6.4 Labour Sharing and Community Maintenance.............................................16
2.6.5 User Groups..................................................................................................16
2.7 The Conceptual Processes of Eliciting Community Participation................17
2.8 Legal and Administrative Framework for Community Participation in
Ghana........................................................................................................................19
2.9 Stakeholders of Community Participation and Roles....................................22
2.9.1 The Roles Community Organizations..........................................................22
2.9.2 The Roles of the State...................................................................................22
2.9.3 The Roles of Non-governmental Organizations...........................................23
2.10 Case Studies of Community Participation in Selected African Countries. 24
2.10.1 Participation in Planning and Decision Making in Tanzania.....................24
2.10.2 Participation in Planning and Decision Making in Uganda........................25
2.10.3 Lessons Learnt............................................................................................26
CHAPTER THREE.........................................................................................................27
CHAPTER FOUR...........................................................................................................32
iv
4.2.3. Positions/Roles of Respondents...................................................................34
4.3. Characteristics and Locations of Projects Studied........................................34
4.4. Dissemination of Local Development Information........................................35
4.5. Levels of Community Participation in Projects.............................................36
4.5.1. Participation in Project Needs Assessment..................................................36
4.5.2. Participation in Project Planning and Implementation................................38
4.5.3. Capacity to Initiate Community Self-help Projects.....................................39
4.6. Involvement of the Sub-district Structures....................................................40
4.7. Projects Management, Maintenance and Sustainability...............................41
4.7.1. Benefits of Community Participation..........................................................41
4.7.2. Sustainability of Projects.............................................................................43
4.8. District Assembly and Community Participation..........................................43
4.8.1. Strengths and Weaknesses of the Sub-district Structures............................44
4.8.2. Constraints of Ensuring Community Participation at sub-district levels.....46
4.8.3. Suggestions to Improve Community Participation......................................46
CHAPTER FIVE.............................................................................................................49
v
LIST OF TABLES
vi
LIST OF FIGURES
vii
LIST OF PLATES
viii
LIST OF ABBREVIATION
ix
CHAPTER ONE
ENSURING COMMUNITY INVOLVEMENT IN DEVELOPMENT PROBLEMS
AND KEY ISSUES
1.1 Introduction
Since the 1980s, considerable changes have taken place in thinking about development
interventions. Many donors, host governments and development organisations embraced
the concepts and the related methods of participatory approaches. In an attempt to move
away from an era of more directive and top-down interventions, the project proposals in
the 1990s were dominated by concepts such as participation, decentralisation,
Participatory Rural Appraisal (PRA), empowerment, community-based development
(Pijnenburg, 2004). Also “bottom-up” planning, and “grassroots involvements have
evolved.
In Ghana, the government has created a favourable condition for community participation
in their own and national development by decentralizing political and technical decision
making to the local and district levels. This is to enable the local communities to organise
themselves, discuss and decide, plan, implement and manage developmental issues that
affect their welfare (Tamene, 1995). However, most of the communities are not
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participating in projects planning process. The local organisations which should have
played such mobilisation role are not well organised. There is a lack of political will to
implement participation. Popular initiatives towards participation are often co-opted by,
and in the end serve the interests of the high-income groups, rather than those of the poor
(Tamene, 1995).
In contrast, there are some communities which have organised and made use of their
local resources to address some of their developmental problems. The special study
therefore explores the conditions contributing to such situation using Asutifi District as a
case study. It assesses the participatory processes and constraints at the local levels.
The Local Government Act, 1993 (Act 462) established the current local government
system, while the National Development Planning (System) Act, 1994 (Act 480) provides
for a decentralised planning system in Ghana. These legal instruments offer great
opportunities to local level operators of the political system to take control of their own
affairs. Indeed “popular local participation in local decision-making” is explicitly stated
in the Constitution as an objective of decentralisation in Ghana [Article 240(2)].
The creation of the sub-district structures by the Local Government Instrument, 1994
(L.I. 1589) was in furtherance of empowering the local communities in this direction as a
lower step than the district assembly. Supposedly these sub-district structures were to be
integrated into the entire administrative system at the district level. Structures like the
Town and Area Councils, which provide the link between the communities and District
Assembly (DA), are functioning poorly or do not exist. In practice, participatory planning
has usually been less or not applied in sub-district planning, except in planning for
specific projects.
Communities which are the ultimate beneficiaries of development projects are supposed
to participate effectively. This is particularly at project identification, planning,
3
On the other hand, the elitists believe that participation is not desirable because it makes
programme formulation and implementation less efficient (Lowenstein, 1971).
Participation increases the number of people involved giving rise to the possibility of
disagreement, which delays decision-making (Banfield, 1970). It increases the total cost
of the project because animation is quite expensive and requires expertise, which may not
be easily available.
Also the desired integration of the Sub-district structures is however lacking in most
districts. The consolidation of the town and area councils has been given less attention to
ensure effective participation even where efforts have been made in manifesting their
existence.
This study examined the level of integration and participation of communities in decision
making on issues affecting their welfare as is presumed in the decentralization system.
4
Four leading communities in the Nkaseim Area Council in the Asutifi District of the
Brong Ahafo Region were used for the purpose of this study.
The research therefore sought answer to the following questions among others:
1. How has the District Assembly effectively involved the sub-district structures and
local communities in its projects planning process over the past ten years?
2. What perceptions are held by people on the performances of the sub-district structures
in ensuring participation?
3. How are development projects maintained in the communities?
4. What are the constraints to community participation?
In carrying out the above task, the study had the objectives to:
I. To examine how the District Assembly effectively involved the sub-district structures
and local communities in its projects planning process over the past ten years,
II. To assess perceptions held by people on the performances of the sub-district
structures in participation,
III. To explore how development projects are taken care of in the communities,
IV. To investigate the constraints of community participation.
The study area covered the Nkaseim Area Council of the Asutifi District in the Brong
Ahafo Region. The focus was particularly on four communities in the Nkaseim Area
Council namely: Nkaseim, Wuramumoso, Nkrankrom and Ohiatua which were visited.
Individuals, Community Opinion Leaders, the Area Council Authorities and the District
Assembly Projects implementation officials served as the units of observation.
5
The case study approach was employed. It is a systematic method of investigation, which
aims at studying the facts of a particular case from all angles. The Asutifi District was
purposefully selected as the research site because of its rural nature and also it was quite
easy obtaining the necessary data to accomplish the objectives of the study. The summary
of the research methodology is illustrated on table 1.1.
The data for study was collected from both primary and secondary data sources. The
secondary data was gathered through literature review on the topic. This was done from
textbooks, journals, articles, newspapers, internet and other relevant sources. The primary
data was collected through informal and formal discussion, questionnaire administration
along side with key informants in the study area. Sample questionnaires are shown on
appendix 2, 3 and 4.
The sampling units selected for the survey included: Chiefs, Assembly Members, Area
Council Staff, Unit Committee Members and Households Heads in each of the four
communities (Nkaseim, Nkrankrom, Ohiatua and Wuramumuso). Also the District
Assembly projects implementation officials; (District Planning Officer, District
Environment Health Officer and District Education Officer) and NGOs were interviewed
as well. The sampling units were put into three different categories of respondents. These
three categories included the following:
i) Eleven (11) Stakeholders in the communities and sub-district structures were
contacted. These include Chiefs, Area Council Staff, NGOs, Assembly and Unit
Committee Members who work to enhance community development and assist
communities to undertake development activities.
6
ii) Three (3) District Assembly Projects Implementation Officials who initiate and over
see all development activities in the District.
iii) Projects beneficiaries of which, a total of 94 respondents were selected from the four
communities namely Nkaseim, Nkrankrom, Wuramumuso and Ohiatua.
In all a total of 108 respondents were contacted through questionnaire survey for the
purpose of providing qualitative and quantitative data in the research. The sample size
selection of the project beneficiaries or household heads is shown in the Appedix 1.
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3. How are development projects maintained C. To explore how development Roles of communities Heads of Questionnaire
in the communities? projects are taken care of in the in managing Households, Administration
communities, development projects
4. What are the constraints to community D. To investigate the constraints of Hindrances of DA, Chiefs, Questionnaire
participation? community participation. community Area Administration
participation Councils,
Source: Author’s Construct January, 2009
8
The data assembled was qualitatively and quantitatively analysed with Microsoft Office
Excel. The qualitative analysis involved the use of statements, explanation and
descriptions while the qualitative analysis was based on diagrams, charts, percentages
and so on. Conclusions drawn were taken to comprehensively represent individuals and
communities in the district.
The study therefore brought to light the realities in practice as far as community
participation is concerned. This would enable the nation, district assemblies as well as
development partners to package their projects taken into consideration community
participation for a successful implementation, management and its sustainability. It would
also inform policy formulation on community participation on projects planning and
implementation.
It would also create awareness in the communities on why they should play active role in
the decision making and implementation of development projects intended for their
benefit. To this end the communities would be in better position to participate and
support government as well as development partners for successful implementation of
development projects.
Besides, the study would contribute to a pool of knowledge on the subject matter which
would serve as a reference material for the academia and researchers.
9
The study is explained in five chapters. Chapter one presents the general backgrounds of
ensuring community involvement in development – problems and key issues. It explains
specifically the problem statement, research questions, objectives of the study, scope of
the study, research methodology, and the justification of the study as well as the
organisation of the report.
Chapter two explains the concepts and principles of community participation. It discusses
the approaches and methods of participation, legal and administrative framework for
community participation, stakeholders of community participation and concludes with
case studies of community participation in selected African countries. The chapter three
gives a brief profile of the Asutifi District.
Chapter four presents community involvement in projects in Asutifi District. The chapter
starts with the characteristics of the respondents, characteristics and locations of projects
studied, dissemination of development information, Levels of community participation in
projects. It further discusses the involvement of the Sub-district structures, project
management, maintenance and sustainability as well as the District assembly and
Community Participation. Finally, Chapter five presents the summary of findings,
recommendations and conclusion.
CHAPTER TWO
CONCEPTS AND PRINCIPLES OF COMMUNITY PARTICIPATION
2.1 Introduction
This chapter examines the theoretical and conceptual point of view of community
participation with particular reference to definitions of terms and examination of
collections of literature and researches.
Participation is a term that has become very widespread within the research and
development world in recent years. Its use is so common now that some feel that there is
a danger that the term will become devalued (Farrington, 1998). Others feel that the use
of the term has become so central to development that there is talk of a paradigm shift in
thinking (Chambers, 1995). The increased use of the term reflects, in part, an almost
statutory requirement by most funding agencies involved in development-related
activities, to refer to it. This creates problems in separating the rhetoric of participation
from the reality (Okali et. al, 1994).
10
11
objectives correspond to the priorities of the poor, and where the intended beneficiaries
are regularly consulted and involved in decision making at all stages of the process.
In assessing the quality of participatory processes in projects Adrian identifies six critical
features as follows:
1. Transparency: Whether all stages of project activities are publicly visible including
decision-making processes
2. Access to information: Whether there is adequate and timely access to project
information for all?
3. Accountability: Whether the agencies involved in project management and
implementation are procedurally and periodically answerable to the people in the impact
areas, as well as the citizens of the country in general?
4. Meaningful choice: Whether, people can participate in a voluntary manner without
being compelled, constrained or otherwise left with no other choice?
5. Comprehensiveness: Whether people have been consulted from the very outset in
defining the nature of the problem prior to any project being decided upon, as contrasted
to consultation during subsequent stages of the project cycle?
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6. Non-Alienation: Whether people have participated in a way that they do not feel
distanced and. alienated from the project management, the implementation process and
the eventual outcomes (Adrian et al. 1992)
These objectives may overlap in a real life project situation, whereby a project may
simultaneously pursue several objectives.
13
While community participation can be used in any or all of these objectives, it may vary
in the intensity with which it is sought in a particular project or at a particular stage of a
project.
The levels at which communities can participate are divided into three stages: planning,
implementation and follow up. There may be little scope for the active participation of
beneficiaries in design (for example, where complex technologies and their adaptation
dominate the design of the facility or project). However, at the planning stage, four levels
of intensity in community participation may be distinguished:
1. Information sharing where project designers and managers may share information
with beneficiaries in order to facilitate collective or individual action. Though it
reflects a low level of intensity, it can have a positive impact on project outcomes to
the extent that it equips beneficiaries to understand and perform their tasks better.
2. Consultation which occurs when beneficiaries are not only informed, but also
consulted on key issues at some or all stages in a project cycle. There is an
opportunity here for beneficiaries to interact and provide feedback to the project
agency, which the latter could take into account in the design and implementation
stages. If, for instance, farmers are consulted on extension practices and
arrangements, project outcomes are likely to be better than if they were merely
informed.
3. Decision making that occurs when beneficiaries have a decision-making role in
matters of project design and implementation. Decisions may be made exclusively by
beneficiaries or jointly with others on specific issues or aspects relating to a project.
Farmers may, for instance, decide by themselves on a programme for the distribution
of water for irrigation. Decision making implies a much greater degree of control or
influence on projects by beneficiaries than under consultation or information sharing.
4. Initiating action, which occurs when beneficiaries are able to take the initiative in
terms of actions or decisions pertaining to a project? Initiative implies a proactive
capacity and the confidence to get going on one’s own. When beneficiary groups
14
engaged in facility development identify a new way of running the facility and
respond to it on their own, they are taking the initiative for their development. The
intensity of community participation in this case may be said to have reached its peak
because this move is qualitatively different from their capacity to act or decide on
issues or tasks proposed or assigned to them.
Community participation at the implementation stage can be divided into sharing of costs
and furnishing of labour. In most cases, cost sharing is achieved according to one of two
alternative principles. One is to make those members of the community who will benefit
from the facility bear the cost. The other is to let members of the community freely make
donations according to their perceived interests. Projects aimed at improving essential
community services, such as water works and sewer systems, are usually financed by
means of compulsory cost sharing. The free donation method is adopted for construction
of essential community facilities, such as children’s play grounds.
Sharing of labour is also achieved in two different ways. One is direct contribution of
labour; the other involves initially contributing the monetary equivalent of one’s share of
labour, then getting the money back in the form of wages by personally participating in
the work. For small-scale cooperative projects, members of the community will usually
carry out the project by directly contributing their labour. If a project is larger, and is
implemented through government agencies contracting the work out to some construction
firm, the latter method of labour sharing is often adopted.
There is often confusion between the terms approaches or methodologies and methods of
participation. As Chambers (1998), defines: "...methodology (and approach) as a system
of principles and methods. Within this document approaches and methods are used to
refer to an institutional devices used by a project implementers to organize and sustain
community participation. These devices vary in their complexity in terms of design and
management, and their relevance to different types of projects. These devices according
to Paul, 1987 are grouped as follows.
A project may use its field staff to mobilize and interact with beneficiary groups. They
operate at the grassroots level and yet are part of the project agency. Field workers'
orientation and commitment to community participation are key determinants of their
effectiveness as instruments of community participation. Training can be used to
influence their community mobilization skills and attitudes. If they see themselves
primarily as agents of the government or donor, their ability to promote and sustain
community participation is likely to suffer. If this perception is also shared by
beneficiaries, the chances are that field workers will not be able to facilitate community
participation except at a relatively low level of intensity.
A project agency may draw upon workers or volunteers from among beneficiaries to act
as community mobilizers. Such persons may or may not be paid by the agency. However,
in all cases, the community may have had a say in their selection and the roles they play.
If they are selected through a community consensus or a consultative process, they are
likely to identify better with the community's problems and feelings and facilitate
community participation more effectively. Instead of community workers, committees
which represent beneficiaries may be organized as an instrument of community
participation. Where large numbers of people are involved, committees are a useful
16
Sharing of labour is also achieved in two different ways. One is direct contribution of
labour; the other involves initially contributing the monetary equivalent of one’s share of
labour, then getting the money back in the form of wages by personally participating in
the work. For small-scale cooperative projects, members of the community will usually
carry out the project by directly contributing their labour. If a project is larger, and is
implemented through government agencies contracting the work out to some construction
firm, the latter method of labour sharing is often adopted. Community maintenance is
leaving the entire maintenance of the project in the hands of the community.
Where the number of beneficiaries is manageable either because of the local nature of a
project or the specialized nature of the group (farmers, mothers with small children, etc.),
it is possible to organize viable groups of users as an instrument of community
participation. This instrument has the potential to reach the highest level of community
17
participation though its creation and sustenance is the most complex. User groups may
operate at any level of intensity, and over time may rise from one level to another. Of all
the instruments, user groups are likely to involve the maximum number of relevant
beneficiaries in a given project context (Paul, 1987).
The use of one instrument, however, does not preclude the use of others. User groups
may coexist with community volunteers or committees. Unlike field workers, who by
definition can be organized only through external intervention (e.g. by the project
agency), it is conceivable that user groups could be created through the medium of
internal leadership or external intervention. Where user groups are energized by local
leadership, the intensity of community participation is likely to be high. Intermediary
organizations such as NGOs (non-governmental organizations) can also be a medium for
the use of any of these instruments.
gathered during reconnaissance will be useful at this stage, if a feasible objective has
been identified for community participation.
Consultation
Beneficiary Communities
Project Implementation,
ce
an
en
nt
ai
M
t
ec
oj
Pr
ve
cti
fe
Ef
Project Sustainability Sustainable Development
The current decentralization in Ghana was introduced by the PNDC government with a
major piece of legislative reform, the Local Government Law (PNDC Law 207), 1988.
This created 110 designated districts within Ghana’s ten regions. The stated aim of the
1988 Local Government Law was “to promote popular participation and ownership of the
machinery of government… by devolving power, competence and resource/means to the
districts level” (cited in Map Consult 2002).
The 1992 Constitution, which marked the transition to multi-party democracy at the
national level, endorsed the 1988 reforms. It consolidated the aim of decentralisation
20
Ghana’s lowest planning unit is the District Assembly. The decentralisation policy
encourages the participation of communities in the district planning process. In practice
however, the level of participation is very shallow, with little community ‘ownership’ of
outcomes. The community based planning (CBP) process started in Adansi East and
Asanti Akim South districts in February 2002. The core CBP manual was adapted and the
process was facilitated by a team drawn from the decentralised departments of the
assembly and led by the Deputy District Coordinating Director who has been involved in
the CBP project.
To spread the CBP concept cost-effectively to the rest of the district, a team of facilitators
was created at the area council level to take the process to the communities and build an
area council development plan. Ghana has had difficulties developing a national
21
approach, partly due to haste in district planning. However a common approach is being
developed and it has been agreed to establish a national Steering Committee to regulate
the process (Overseas Development Institute, 2003). The administrative framework of
community participation is depicted in figure 2.2 below.
MDAs Development
Policies Partners
RCCs
Programmes Advocacy
Coordination
Projects Resource
Monitoring and Evaluation
provision
Resource Allocation
Beneficiaries Communities
Participation
Situational Analysis
-Data Collection
-Problem Identification
-Implementation Plan
-Priorities
Source: NDPC, Adopted and modified by the Author January, 2009
22
Many NGOs, especially the larger ones, function bureaucratically and use formal
procedural rules to carry out their tasks. Non-government organizations are prone to
ossification, particularly if they are dominated and controlled by charismatic leaders who
are unresponsive to new ideas and view innovation as a threat to their authority (Desai
1995).
24
In Tanzania, planning starts at the Sub-Village (Kitongoji) where all residents who are 18
years and above participate in generating ideas and preparing a sub-village plan.
However, the process of getting a Sub-Village plan was not very clear. Three people,
namely the Chairperson and 2 other persons who are appointed by the Chairperson form
the Sub-Village committee. The committee is then responsible for forwarding the plan to
the Village Government.
The Village Government constitutes 25 members. Out of which 30% are women. The
village government then compiles the Sub-Village plans into a village plan. In the Village
Government the sub-villages are represented by their respective chairpersons. The
compiled village plan is then tabled to the village assembly for endorsement and approval
before it is submitted to the Ward Development Committee (WDC). All Village
Government Chairpersons are members of the WDC. The WDC then compiles all village
plans, into a Ward Plan which is then endorsed and submitted to the District Council.
This planning process is more so in the rural areas where mobilization and sensitisation
appears to have made a positive impact. In the urban areas, the situation is different
because participatory approach is not practiced. Leaders of the urban dwellers are
reluctant to initiate mobilization and sensitisation activities because they fear to be held
accountable and/or responsible by the more knowledgeable urban people. The urban
residents are more knowledgeable; they know their rights and cannot be manipulated
easily. Since the urban local government leaders are aware of the status of the people they
25
lead, they do not encourage interaction with them reportedly in order to hide their
dubious activities thus protecting their personal interests.
Ownership, accountability and transparency are almost absent in the urban areas and
therefore participation is suppressed. This is mainly the problem with urban grassroot and
urban middle level e.g. at district as well as regional levels. The urban higher level
category/group is to a greater extent free from this bottleneck.
Apart from the “Tanzakesho planning system”, the traditional planning system exhibits
very low participation in practice. This is the major weakness of the system. However, its
strength lies in the fact that it operates in a well-defined structure and it has already some
basics of community participation in place. As such most stakeholders were of the
opinion that despite weaknesses in the traditional planning system, it is still the best so
far. This is because it provides a clear and convenient opportunity to all eligible members
of the village to participate fully in both the planning process and decision making
process. Some improvements are certainly required to make it truly participatory (NSSD,
2001).
The Community-Based Planning (CBP) in Uganda works with the Local Government
Development Programme (LGDP), Bushenyi District Local Government (a district of
about 800,000 people in south west Uganda) and CARE Uganda. Additionally, the
Uganda Participatory Development Network (UPDNet) was brought in to provide
expertise in communication and to mainstream the CBP process across those stakeholders
working on participation issues.
The CBP responds in part to a government call for a standardised participatory planning
methodology within a revised investment planning guide, which could be used by local
governments across Uganda, and which could be supported by NGOs. Bushenyi District
decided to pilot the CBP methodology in all 170 parishes (over 1000 villages) and to
reduce the process to a three-day planning process, but with an additional pre-planning
26
The case studies of the two countries reveal that community participation is an important
concept in as much as planning and implementation of development projects are concern.
For instance in Tanzania, there is community involvement from the household level in
formulating projects for sustainable development, this offers the opportunity for
participation. Also the use of the available local resources in developing projects for
sustainable development cannot be overemphasized. The clear and convenient
opportunity to all eligible members of the villages to participate fully in both the planning
process and decision making process is remarkable.
In Uganda, the intensive planning has been reduced to a three-day process, which was
believed to be more manageable to implement district-wide. The assessment from
Bushenyi reveals that the plans developed were comprehensive, provided a linkage point
for civil society, private sector and government initiatives. The poor and disadvantaged
were involved in the planning, and their priorities are represented in the final plans. It
pays particular attention to sequencing and to the needs of disadvantaged groups, though
there is a scope for greater gender awareness and more attention to ensure that the
priorities of the poor emerged.
3.1 Introduction
The Asutifi District Assembly was established in 1989 under the Local Government Law
1988, (PNDCL 207). It was set up to see to the overall administration of the Asutifi
District which was then newly created out of the former Ahafo District.
This chapter outlines the characteristics peculiar to the district. It thus summarizes
information on the location and size, demographic, social characteristics and economic
characteristics.
Asutifi District is one of the districts in Brong Ahafo. It is located between latitudes
6°40’ and 7°15’ North and Longitudes 2°15’ and 2°45’ west, (Asutifi District Assembly
(ADA), 2006-2009). It shares boundaries with Sunyani District in the North, Tano South
District to the North East, Dormaa District to North West, Asunafo North and South
Districts in the South West and Ahafo Ano South and North Districts (Ashanti Region) in
the South East (ADA, 2006-2009).. Figure 2.1 and 2.2 show the Asutifi District in the
national context and Asutifi District Map respectively.
With a total land surface area of 1500 sq.km, the district is one of the smallest in the
Brong Ahafo Region, (ADA, 2006-2009).
27
28
29
The district was carved out of a larger Ahafo District in 1988. The population of the
district is estimated to be about 84,475 in 2000. (Source: National Population and
Housing Survey 2000).
From the National population Census of 1984 and 2000, the Population of Asutifi Local
Council whose boundaries almost coincide with the present Asutifi District changed from
54,891 in 1984 to 84,475 in 2000 giving a population growth rate of 2.8 percent per
annum. This growth rate is quite low compared with the rates of 3.0 percent at the
national levels for the same period. The District population was estimated to be 94,486
in the year 2004 and currently estimated to be 99,928 in 2006 using 2.8% as the Growth
Rate. The population of Asutifi district is projected at108, 682 in 2009.
Health Facilities
The Saint Elizebeth Hospital located at Hwidiem serves as the District Hospital to Asutifi
and Referral centre for Asunafo District. It provides Surgical, Medical and Obsteric
Services. Besides, it has facilities for screening blood for HIV and runs a TB Programme.
It is owned and managed by the Roman Catholic Church.
There are five other health stations manned by the ministry of health namely: Kenyasi
Health Centre, Gyedu Health Post, Acherensua Health Post, Dadiesoaba Health Post and
Gambia MCH Clinic. In addition, there are seven structural community clinics and three
Private Maternity homes (ADA, 2006-2009).
Educational Facilities
Basic schools are dotted all over the District and the pupils have easy access to them.
There are four Senior Secondary Schools in the District namely OLA Girls Secondary
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Electricity
Electricity supply is still very low in the district. Out of the 117 communities only 19
communities representing 16.24 percent enjoy electricity. This situation has had a lot of
effect on the economy of the district, in terms of the education (night studies) and the
development of small scale industries among others.
Roads
Apart from the main Kumasi-Tepa-Goaso trunk road which passes through Acherensua,
Hwidiem, Nkaseim and then a 5km road that links it to the District capital from
Hwidiem, all other roads are untarred. The Acherensua-Atronie – Sunyani road which is
under construction is almost completed and hoped to ease the transportation problems of
the district especially its linkage to the Regional capital, Sunyani.
Energy
The main source of energy is fuel wood which accounts for about 46.3 percent of the
total household energy consumption. The other sources are charcoal 10.4 percent,
kerosine 26 percent, electricity about 13.5 percent, and LPG 3.8 percent. The use of fuel
wood and charcoal which put together constitutes about 56.7 percent of the energy
sources has implication for the environment. There is the need for tree planting and
afforestation. The use of LPG gas has also increased over the past plan period and efforts
be made to further promote LPG usage in the district (ADA, 2006-2009)
CHAPTER FOUR
COMMUNITY INVOLVEMENT IN PROJECTS IN ASUTIFI DISTRICT
4.1. Introduction
In broad-spectrum, the chapter commences the analysis with the Respondents’ Personal
Characteristics and further discusses Characteristics and Locations of Projects Studied.
It also examines the Dissemination of Local Development Information, Levels of
Community Participation, Involvement of the Sub-district Structures, Projects
Management, Maintenance and Sustainability and the District Assembly and Community
Participation as well as Constraints to Community Participation.
Gender according to the UN, is the sex identification of a person. The World Bank also
sees gender as the social and cultural roles assigned to males and females. The data
collected revealed that 74 percent of projects beneficiaries respondents were males and
26 percent were females. This information is summarised in the bar chart below.
32
33
80
70
y 60
nc
ue Legend
50
eq
Male
Fr 40
Female
30
20
10
0
Gender
With respect to educational level, the highest levels attained and the current stages
reached were considered. In that regard, it was realized that 12 percent the respondents
had attained Elementary Education, 17 percent Junior High School, 41 percent Senior
High School, 3 percent Vocational School, 12 percent College/University and 15 percent
Not at all. These are depicted in the pie chart below.
Figure 4.2 A Pie Chart Showing the Educational Levels of Respondents in the Communities
15 12 Legen
% %
dElementary
Junior
SchoolHigh
Senior
School High
17
Vocational
School
12
% College/
School
% Not at all
University
3
%
The cutting edge of development in any area reflects in projects. That is to say
development manifests itself in space in the form of projects. The development projects
executed in each of the four studied communities namely Nkaseim, Nkrankrom, Ohiatua
and Wuramumuso over the last five years are summarised in the table 4.1 as follow:
This implies that development projects are rapidly implemented in the studied
communities and for that matter community participation should be factored. This will
inculcate the sense of ownership on the community and willingness to participate
35
effectively to ensure sustainability and sustainable development. Plate 4.1 and 4.2 below
show some of the development projects at Nkaseim.
Plate 4.1 A 4 Unit Rural Clinic (CHPS Plate 4.2 Installation of MTN at
Compound Programme) - Nkaseim Nkaseim
In this regard, the secondary stakeholders contacted indicated that they use mostly public
fora and key opinion leaders for information dissemination. Response from projects
beneficiaries on the other hand disclosed that 11 percent of the respondents received
information through the media, 54 percent at public fora, 19 percent from unit committee
and 16 percent from Assembly members. Those who attended the public fora indicated
that they were called through the beating of the local drum (gong-gong). This implies that
the traditional method of information dissemination is the most efficient mode of
information dissemination since 44 percent of respondents have attained Junior High
education and below or not at all and for that matter cannot read and write effectively in
English.
36
With regard to getting community views sent and addressed at the District Assembly, the
response obtained is depicted in the pie chart below.
Figure 4.3 A Pie Chart showing the Means of communication to the district assembly by Respondents
11%
17% Legend
Assembly Members
Unit Committee
Member of Parliament
72%
Apart from these three main means of communication to the District Assembly,
respondents also mentioned the Traditional Authorities, Local Radio Stations, Print
Media, NGOs, CBOs and Opinion Leaders.
and designing programs based on the community’s definition of the problem. Thus the
community will be encouraged to take the initiatives and look for solutions for the
desired new community through its organized efforts.
The survey revealed that the District Assembly, Development Partners and Sub-district
and Community Leaders had involved the various communities in projects need
assessment. They did this through meetings with key opinion leaders and subsequent
public fora to solicit views on communities needs.
On the other hand, the data gathered from the survey indicated that 63 percent of
beneficiaries’ respondents had been involved in project need assessment at public fora.
The remaining 37 percent had not been involved in project need assessment as shown in
table 4.3 below. Some of these people were busy on their schedules and others were of
the view that they never had information on such communities’ projects needs
assessment. This means community leaders are not up and doing in their efforts to reach
out to all community members to get them involved.
However, some of the beneficiaries who participated did not see the importance of their
involvement in project needs assessment. This could mean that they had little awareness
about the benefits of their involvement. Others recognized the benefits of their
involvement in terms of identifying and prioritizing their problems to seek for external
assistance in order to meet their community’s felt need.
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Project planning is part of development planning whereby a set of activities are planned
to attain a desired goal. A project usually has a specific geographical location and often
has a clearly defined time span. Project implementation on the other hand, is the process
of converting plans into action. Good planning in the development process requires not
only a sound plan design, but also active and conscious support from the overwhelming
majority of the community and includes the poor and marginalized groups (Ferrinho,
1980).
The results of the survey as shown in table 4.3 above points out that 69 percent of
projects beneficiaries’ had been involved in project planning and implementation. Out of
the 69 percent, 15 percent participated at the Reconnaissance stage, 39 percent at the
Project identification stage, 32 percent at Project planning stage, 8 percent at Project
implementation 6 percent at the operation and maintenance stage. It is worth noting that
the respondents’ participation in the planning and implementation was not just a one
stage affair but it only showed the stage the respondents became aware and participated.
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The respondents also specified the various forms in which they participated in the
planning and implementation of the projects. The quantitative data indicated that 13
percent participated through decision making, 3 percent money contribution, 67 percent
labour and 17 percent through operation and maintenance. Equally important is the fact
that respondents acknowledged having also participated in the other forms.
Conversely, out of the 31 percent who responded that they have not been involved in
project planning and implementation admitted so with some reasons. 69 percent were not
aware of the planning and implementation of the projects whiles 31 percent were busy on
their own schedules. Also, those who indicated having been busy on their schedules
complained of too much politicization of development projects which made them
displeased. This means that even though development takes place in the political
environment, Ghanaian politics tend to create divisiveness and hence should be
minimized at community development interventions.
Participatory development does not leave development initiatives in the hands of only
development agents alone. But it requires the capability of development beneficiaries to
be able to make moves to initiate development themselves or partner with others. It is for
this reason that some development partners require beneficiary commitment in some
projects. The ability of communities to initiate a development project lies on the unity,
commitment and the resource base of its members.
With respect to the capacity of communities to initiate Community Self-help Projects, the
quantitative data from the survey disclosed 89 percent of respondents indicating the
communities having the ability. Most of these people were of the view that given the
transparent and dedicated leadership without politicization, it could be possible. While
the 11 percent who responded that, the communities could not, pointed out to their
poverty and politics as the main barriers. Similarly, key informants agreed that the
community has the capacity to initiate community projects independently. However, they
claimed that the community should be empowered in order to plan and implement their
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To facilitate decentralization, democracy and good governance in the district, nine town
and area councils were put in place to ensure popular participation in the development
process. However, the activities of these sub-structures are not effective as expected. The
Asutifi District Planning Officer said the Town and Area councils are not operational due
to multiple factors including lack of office accommodation, logistics, skilled personnel
and motivation. Also said, there are a number of units committees although not very
functional, supporting both the area councils and the Assembly in the discharge of their
duties.
In the field survey however, respondents were asked to state their perceptions on the
performances of the Sub-district Structures in terms of their mobilisation roles in
communities. The various responses concerning the performances of the Area Council,
Assembly Members and Unit Committees are illustrated on the table below.
The respondents who indicated very good performance of the sub-district structures
explained that they are regularly in touch with these structures. They also claimed these
41
structures handle their concerns with rapt attention. Those who indicated good
performance were of the view that they do not get expected responses upon expressing
their concerns. Respondents who said the sub-district structures were not functioning
alleged that they do not see these structures work since their assumption of office. It can
be deduced from the analysis that for community participation to be effective, these sub-
structures must be empowered to perform their functions creditably.
Most of the projects in the studied communities were undertaken by the District
Assembly in collaboration with other development partners. Among the development
partners as revealed from the survey include Christ Redeemer Church (CRC),
Government of Ghana (GoG), World Vision, HIPC Benefit, Action Aid Ghana, and
Akuafo Adamfo.
Implementations were done by the development partners who were the financiers of the
projects. Communities participated through the provision of labour. Information from the
survey also indicated that major maintenances of the projects were done by the
development partners. While minor maintenances and weeding around the projects were
in the hands of communities.
Accordingly, data was gathered from the survey to find out if respondents had benefited
from the projects implemented in the communities. Out of the sample interviewed, 91
percent pointed out that they have benefited from the projects. Whereas 9 percent
indicated they have not benefited.
Respondents were further requested to state the social impacts of the projects. Table 4.5
indicates their response. According to respondents, the provision of the CHPS Compound
and Police Station at Nkaseim and KVIPs have help improve health, security, and
sanitation and its related effects as indicated in the table below. Respondents provided
multiple responses since the projects have diverse benefits. This implies that the
respondents would protect and maintain the project for sustained benefits and sustainably
development in the communities.
The survey revealed 96 percent of respondents indicating the projects were sustainable
because the projects were for the benefit of the communities and for that matter
everything possible would be done to ensure that while only 4 percent indicated
otherwise. This implies that development projects implemented with effective community
participation are sustainable since the communities have invested their energies in such
projects.
In line with the Local Government Act 1993 (Act, 462,) the Assembly is the highest
administrative and political authority in the District. In addition to exercising
deliberative, legislative and executive functions, the Act also enjoins the District
Assembly to formulate, implement, monitor and evaluate plans, programmes and
strategies for effective mobilization of resources and for the overall development of the
District. Other functions of the District Assembly include promoting spatial integration
of physical developments and ensuring judicial justice.
The survey indicated the Asutifi District Assembly after collecting data from the
Communities, Unit, Town and Area Councils, Markets and Lorry parks, the responses
were collated, analyzed and presented back to the people at open fora organized on Area
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council basis. This gave the people a reflection of information collected from individual
and household responses. The District Assembly does these in collaboration with the sub-
district structures to ensure that people within a geographic area are given the chance to
play meaningful roles and interact effectively in society. In this way the people present
their problems and aspirations based on the whole area council and were then asked to
rank them with suggestions as to possible solutions to such identified problems. Thus
contribute towards the administration and decision-making process in order to provide
their basic needs and ensure their security.
3). The Sub-district structures should be empowered to use the revenues they generate
form their communities to develop their areas so as to win the confidence of the people.
a). Development intervention should have community participation in the form of labour
b). Sanctions should be meted out to those who refuse to attend communal labour
c). Presence and the involvement of all stakeholders. Opinion leaders should not absent
themselves
d). Education on the need for communities to take up development initiatives and not rely
on government alone.
e). Workshops on peaceful co-existence between the Chiefs, Assembly Members and the
Unit committees.
In the Communities
These imply that the respondents knew some measures that could help improve
community participation. The responses from the table above indicates that with a
combination of community sensitization, community participation in the form of labour,
key stakeholder involvement, the use of information centres and sanctions can improve
participation.
CHAPTER FIVE
SUMMARY OF FINDINGS, RECOMMENDATIONS AND CONCLUSSION
5.1 Introduction
This chapter for that matter presents the summary of these issues of which are very
crucial as far as community participation in projects planning and implementation are
concerned. It also recommends measures to handle some of the issues to enhance
effective community participation in future planning.
With respect to participation in the assembly’s decision making, the Assembly Members
play leading role in each community. Their main job is to carry the concerns and
development problems of their constituents to the District Assembly for consideration.
Also they enact bye-laws to regulate the behavior of their people to ensure peace and
freedom. This is buttressed by 72 percent of respondents’ indication of the Assembly
Member as the main channel of communication to the district Assembly
But the figures from the survey indicated poor perception on the performance of the
Assembly members as 23 percent perceived they are not functioning by respondents. The
District Planning Officer also confirmed by indicating that the Unit Committees, Town
and Area councils are not operational due to multiple factors including lack of office
accommodation, logistics, skilled personnel and motivation.
49
50
The Sub-district Structures were established to deepen and strengthen democracy and
community say in all matters affecting the lives of the local people. They are the
structures which are close in touch with the local people and as such serve as planning
authorities at the grassroot levels. As planning authorities they are suppose to liaise with
all stakeholders and ordinary residents within their catchments areas to identify and
prioritise communities’ needs for onwards action by the district assembly and other
development partners. Also they are to mobilize revenue and other resources for
development.
However, as indicated in chapter four, the town and area councils which are the focal
point for the conduct of these exercises exist in names. The following reasons among
others contribute to the poor performance of these sub-structures:
Lack of well trained community development workers who understand
development issues to man these structures.
Lacks of district budgetary allocation to enable the sub-structures carry out their
mandatory functions.
Lack of incentives packages to attract, motivate and retain qualified personnel to
strengthen these structures.
Lack of decent and well furnish office accommodation for staff to conduct their
mandatory functions effectively.
Lack of transport vehicle to facilitate the movement of staff in the conduct of their
mandatory functions.
These problems among others have culminated to the ineffectiveness of the sub-structure
in planning and implementation of development projects as well as ensuring community
participation in their areas of operations. As such many of these area councils have not
been useful to the district assembly in as much as planning and implementation of
development projects are concerned as was by the District Planning Officer. This was
further confirmed by projects beneficiaries in the communities as 41 percent, having
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perceived that the Area council, 23 percent, Assembly members and 30 percent, the Unit
committees was not functioning.
The findings of the survey revealed that major care and maintenance of the projects were
undertaken by the development partners. The respondents admitted this due to their
inability to mobilize enough money to carry out the care and maintenance of these
projects. They further stated that minor care and maintenance which demanded
communal labour were carried out by the communities. This implies that development
partners should not leave the care and maintenance of development projects entirely in
the hands of communities but to continue assisting the communities to ensure the
sustainability of their development initiatives.
complained that the little they produce is not enough to feed their families not to talk of
selling to contribute to development. The prices of foodstuff are also low such that those
who have enough to sell earn little. This situation makes levying the rural folk to
undertake development initiatives very difficult hence lessen community participation
with regards to money contribution. Also most farmers work down to dusk and as such
do not hear what is going on in their communities thus limiting their participation.
Indeed, diversity prevails in communities and while some individuals or households will
find it beneficial to take part in a development project, others may perceive participation
ill adapted or even detrimental to their livelihood strategies.
Most respondents also complained of tribal segregation. They criticized situations where
minority tribes are not taken into consideration in the formation of project committees
and concluded it as a constraint to effective community participation.
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2). Prioritisation of projects should take into account the most pressing needs of the
communities. The assemblies’ should always consider the choices of the communities if
it is ensure effective community involvement. This should be done by the assembly and
development partners through the organization public fora at the communities in which
the intern to initiate a development projects.
3). The Sub-district structures should be empowered by the District Assemblies to use the
revenues they generate from their communities to develop their areas so as to win the
confidence of the people. This will enable the people to see the sub-district structure as
active development agents within their catchments areas and to cooperate with them to
propel development.
4). The District Assembly should embark on periodic training programmes to strengthen
the capacities of the Sub-district structures to mobilize the communities and initiate
development projects and programmes in the areas they operate.
It is worth noting that three of the Area Councils benefited from the Institutional
Strengthening training component of the Community Based Rural Development Project
(CBRDP) namely: Goamu, Dadeasoaba and Gambia Area councils. They were trained
and facilitated to prepare their own Area Plans. This should be expanded to benefit other
Area Councils regularly.
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b). Sanctions should be meted out to those who refuse to attend communal labour.
Sanctions in the form of fines should be meted out by chiefs and opinion leaders on
recalcitrant community members who refuse to attend communal labour. This should be
used to refresh hard workers as incentives for their efforts. Also opinion leaders should
show leadership by example by actively involving themselves in all development
activities. Opinion leaders should not absent themselves as well.
c). Education on the need for communities to take up development initiatives and not rely
on government alone. The media should embark on education on community
participation in development planning and implementation, what is expected from
communities and development partners. This will enlighten the communities to know
what can be done by the people themselves and what development partners can come in
to support.
d). Workshops on peaceful co-existence between the Chiefs, Assembly Members and the
Unit committees. The District assembly should organize workshops the educate Chiefs,
Assembly Members and the Unit committees to see themselves as development partners
and not to compete among themselves to enhance their self images.
5.4. Conclusion
Over the years, attitudes towards development approach have changed. The beliefs and
strategies of the traditional development theories of the 1960s and 1970s have been
challenged and changed. The current development paradigm and approach focuses on
participation, people centred development, accountability, ownership, integration,
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Ultimately, this discussion shows that participation is highly complex and that one must
recognize the many problems associated with it. In this vein, the discussion calls for an
active involvement of the State and local government in providing an enabling
environment for community development. In all, national governments should implement
effective decentralisation which will guarantee administrative, political, financial, social
and material empowerment of those at local government level. Without this, community
participation in development possibilities will be limited.
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