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RSC Advances: Paper
This article is licensed under a Creative Commons Attribution-NonCommercial 3.0 Unported Licence.
Feng Hu, Mengran Zhou,* Pengcheng Yan, Datong Li, Wenhao Lai, Kai Bian
and Rongying Dai
The application of laser-induced fluorescence (LIF) combined with machine learning methods can make up
for the shortcomings of traditional hydrochemical methods in the accurate and rapid identification of mine
water inrush in coal mines. However, almost all of these methods require preprocessing such as principal
component analysis (PCA) or drawing the spectral map as an essential step. Here, we provide our solution
for the classification of mine water inrush, in which a one-dimensional convolutional neural network (1D
CNN) is trained to automatically identify mine water inrush according to the LIF spectroscopy without
the need for preprocessing. First, the architecture and parameters of the model were optimized and the
1D CNN model containing two convolutional blocks was determined to be the best model for the
identification of mine water inrush. Then, we evaluated the performance of the 1D CNN model using the
LIF spectral dataset of mine water inrush containing 540 training samples and 135 test samples, and we
found that all 675 samples could be accurately identified. Finally, superior classification performance was
Received 30th January 2019
Accepted 19th February 2019
demonstrated by comparing with a traditional machine learning algorithm (genetic algorithm-support
vector machine) and a deep learning algorithm (two-dimensional convolutional neural network). The
DOI: 10.1039/c9ra00805e
results show that LIF spectroscopy combined with 1D CNN can be used for the fast and accurate
rsc.li/rsc-advances identification of mine water inrush without the need for complex pretreatments.
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pretreatment methods. Nevertheless, there are some short- Technology Co., Ltd., Beijing, China) with the optical wave-
comings in this method, that is, the spectral graph should be length set at 405 nm and the maximum energy output of the
drawn before recognition and the original spectral data cannot laser is 150 mW. The laser is collimated by a focusing lens (focal
be directly identied. distance 50 mm) and focused on the sample surface. The laser-
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A one-dimensional convolutional neural network19,20 (1D induced plasma light signal is collected by using an optical ber
CNN), an important branch of CNN, has many advantages of and is transmitted to the spectrometer (USB2000+; Ocean
ordinary CNN (usually refers to two-dimensional CNN Optics Co., Largo, FL, USA) equipped with a 2048-pixel linear
(2DCNN)). 1D CNN has a wide range of applications in struc- CCD array (Sony ILX511; Sony Corporation, Tokyo, Japan). The
tural damage detection,21 human activity recognition,22 and spectral range of the spectrometer is from 200 nm to 1100 nm.
classication of electroencephalography (EEG).23,24 In partic- In this experiment, the relevant parameters were optimized
ular, 1D CNN has many successful cases in the eld of spectral as follows: the energy of the laser was 120 mW, the spectral
Open Access Article. Published on 08 March 2019. Downloaded on 4/3/2019 7:15:48 PM.
analysis. Acquarelli et al.25 used 1D CNN to classify vibrational range of spectrometer was 340–1021 nm, and the integration
spectroscopic data and identify important spectral regions. time was 1 ms. For the purpose of avoiding the inuence of
Malek et al.26 proposed an alternative, 1D-CNN model obtained background light and other human factors on the experimental
by particle swarm optimization (PSO) training for the regression results, the experiment was carried out in a dark room. Fluo-
analysis of the spectroscopic signal. Liu et al.27 described rescence spectral data for all samples were collected and
a unied solution for the identication of chemical species, in recorded using Spectra Suite soware on a computer.30
which a 1D CNN model was trained to identify substances
according to their Raman spectroscopy without the need of 2.2 Materials and samples
preprocessing.
Considering that goaf water is the most harmful and most
The aim of this research was to explore whether 1D CNN is
common source of water inrush, goaf water, sandstone water
suitable for the identication of LIF spectra in water inrush. In
and their mixture were selected as the research object of this
the following text, materials and methods are introduced rst.
experiment. The experimental material was collected in the
The construction and optimization of the 1D CNN model are
Huainan mining area of the Anhui Province on July 18, 2018.
described next. A support vector machine28 (SVM) is a kind of
The goaf water and sandstone water were mixed in different
traditional classication model with wide applications and
volume ratios; 75 samples of each type were selected to form the
good results; genetic algorithm29 (GA) is a common parameter
following sample set:
optimization method of SVM. Then, the optimized 1D CNN
(1) Group A: single goaf water.
model is compared with the genetic algorithm-support vector
(2) Group B: the mixture of goaf water and sandstone water
machine (GA-SVM) model and the 2D CNN model. At the same
has a volume ratio of 4 : 1.
time, the performance of the model is compared according to
(3) Group C: the mixture of goaf water and sandstone water
the parameters of recognition rate, model complexity, training
has a volume ratio of 3 : 1.
time, etc. Finally, the paper concludes with a summary of this
(4) Group D: the mixture of goaf water and sandstone water
study.
has a volume ratio of 2 : 1.
(5) Group E: the mixture of goaf water and sandstone water
has a volume ratio of 1 : 1.
2. Materials and methods (6) Group F: the mixture of goaf water and sandstone water
2.1 Instrumentation has a volume ratio of 1 : 2.
A schematic diagram of the experimental setup used for the LIF (7) Group G: the mixture of goaf water and sandstone water
system is shown in Fig. 1; it mainly consists of a laser, a spec- has a volume ratio of 1 : 3.
trometer and a computer system. The laser is a blue-violet (8) Group H: the mixture of goaf water and sandstone water
semiconductor laser (Beijing Huayuan Tuoda Laser has a volume ratio of 1 : 4.
(9) Group I: single sandstone water.
All samples were kept from light and sealed to ensure that
the experimental data were more realistic and reliable. Also, 60
samples per group were randomly selected and a total of 540
uorescent spectral data were used as training sets. The
remaining 25 samples for each group and a total of 135 uo-
rescent spectral data were used as the test sets.
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Conv Blocks Parameters Time (epoch per ms) Accuracy (%) Loss
1 Conv Block 147 425 40.48 0.27 100.00 0.00 0.0013 0.0007
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samples and 135 test set samples. In other words, the proposed
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Fig. 5 The architecture of the optimized 1D CNN classification model. 3.6 Comparison with 2D CNN model
The input to the 2D CNN model is an image; thus, the uo-
a decreasing trend. The accuracy and loss reached stable values
rescence spectral image is drawn using the data of wavelength
aer hundreds of epochs of learning when applied to the LIF
and uorescence intensity. Based on Fig. 2, a similar structure
spectroscopy of mine water inrush. The accuracy of both the
2D CNN model was constructed with the convolution kernel size
training set and the test set was 100.00%, which indicated that
set to 3 3 and the max pooling size set to 2 2. We increased
the 1D CNN model can accurately identify 540 training set
the number of Conv Blocks to increase the depth of the network,
Fig. 6 Accuracy and loss of the proposed 1D CNN model for LIF
spectroscopy. Fig. 7 Accuracy of three models in 10 trials.
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Conv Blocks Parameters Time (epoch per ms) Accuracy (%) Loss
1 Conv Block 558 525 93.75 2.06 77.68 7.33 0.3985 0.1580
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2 Conv Blocks 253 917 114.88 1.15 95.42 9.30 0.0794 0.1585
3 Conv Blocks 125 085 124.11 2.07 100.00 0.00 0.0019 0.0025
4 Conv Blocks 125 469 137.77 2.20 100.00 0.00 0.0001 0.0002
using a 2D CNN model for recognition, it takes at least 3 Conv This work was supported by the National Safe Production
Blocks to achieve a 100.00% recognition rate. In other words, for Critical Incident to Key Technologies Science and Technology
the analysis of LIF spectroscopy of mine water inrush, the 2D Project (No. anhui-0001-2016AQ), Anhui Province Natural
CNN model needs a deeper network depth to achieve the Science Foundation for Youths (No. 1808085QE157) and
recognition performance of the 1D CNN model. Comparing National Safe Production Critical Incident to Key Technologies
Tables 1 and 2, we can also nd that the 2D CNN model has Science and Technology Project (No. anhui-0010-2018AQ).
a longer training time and a larger number of trainable Suggestions of the anonymous reviewers which have improved
parameters at the same network depth. Therefore, the 1D CNN the content of this presentation are also appreciated.
model is more suitable than the 2D CNN model for LIF spectral
analysis of mine water inrush.
Notes and references
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