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ACKNOWLEDGMENTS
data for this subjectfor a soundpressurelevel of 110
db are shownin the two columnsto the right. For a The assistanceof Winston L. Nelson, Miss Carmen
given subjectand for a given order of presentation, Hurtado, Dr. Eda Berger, and A. B. Grundy, Jr., who
the spreadin the data is very small.But note that for designedthe specialelectronicdevicesrequired,tested
two of the subjects(V.B. and J.D.), the 250-cpstone the over-all system,and made many of the preliminary
was judged to be significantlylouder when it was measurements,as well as the measurementscontained
presentedsecondin each of the A-B sequences than in this paper,is gratefullyacknowledged.
The kind
when it was presentedfirst. This was observedcon- cooperationof a number of our Laboratory personnel,
sistentlyat both the 90 and 110db levelsof the 250-cps who acted as subjects, is appreciated. The author
tone, even though the possibilityof systematicerror wishesto thank W. A. Munson for many stimulating
had been eliminated. discussions
concerningthe subjectmatter.
THE JOURNAL OF THE ACOUSTICAL SOCIETY OF AMERICA VOLUME 31, NUMBER 8 AUGUST, 1959
Monaural maskingpatternswere obtainedfor pure tonesspacedby octavesfrom 250 cpsto 8000 cpsat
20-100 db SL on three listenersin an attempt to provide extensivedata assessing
the relative importance
of aural harmonicsand cochlearspreadof maskingtone activity in the extensionof maskingto frequencies
above the maskingtone. The maskingpatterns confirm and extend the resultsof others, but especially
indicatethat secondpeaksdo not necessarilyoccurat the secondharmonicof the maskingtone.The masking
patternsare explainedin termsof (1) the activity pattern of the maskingtone in the cochlea,(2) beats
betweensignaland maskingtones, (3) aural harmonics,and (4) suppression of cochlearresponseto the
signal.
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1116 RICHARD H. EHMER
them on for 200 msec and off for 200 msec without RESULTS AND DISCUSSION
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MASKING PATTERNS OF TONES 1117
IOO , i i , i [
100
t '
80
, • , • , 80-
03 -
I00
.c- 60-
•_
60 8o o•
.5
,,', 40
_
•: _
20-
Fro. 1. Averagemaskingpatternsfor 250 cpsbasedupon three Fro. 4. Averagemaskingpatternsfor 2000 cpsbasedupon two
listeners.The sensationlevel of the maskingtone is attached to listeners.The sensationlevel of the maskingtone is attachedto
each curve. each curve.
I00 ' , , I ,
• 100[
' ' ' ' ' !t 80-
sø
I
.E 60-
IOO
03
o 60-
_
I00
c_ _
C- -
o 40 ..• 40-
20- 20
_
Fro. 2. Averagemaskingpatternsfor 500 cpsbasedupon three Fzc,.5. Averagemaskingpatternsfor 4000 cpsbasedupon three
listeners.The sensationlevel of the maskingtone is attached to listeners.The sensationlevel of the masking tone is attached to
each curve. each curve.
ioo -- I I I I i [ '
i i i i 8o
6O
L• 4O
20
ioo
o ', ß i i i I
ioo 250 500 I000 2000 4O0O 8OO0 250 500 I000 2000 4000 80 O0
Frequency •n CP$ Frequency •n C PS
Fro. 3. Averagemaskingpatternsfor 1000cpsbaseduponthree Fro. 6. Masking pattern for 8000 cps at 100 db SL
listeners.The sensationlevel of the maskingtone is attachedto for a singlelistener.
each curve.
1600 cpsin their data but they made no observations the differencebetweenusingthe B&klsyaudiometerand
at this frequency. fixedmaskedfrequencies is shownby Fig. 7. Here fixed
At 80 db Wegeland Lane do providesufficientdata masked frequencieswere used and the curves show
to_fixthe secondpeak at the secondharmonic.This is clearly the progressivemigration of the secondpeak
not surprisingbecausein our data 80 db is the level at towardsthe harmonicas the maskingtoneis raisedfrom
whichthe migrationof the peak to the secondharmonic 55 through85 db SL.
is nearlycomplete.For a maskingtoneof 1000cpsone
of our listenersregularly showeda broad flat-topped Auditory Characteristics of the Signal
peak centeredat 2000 cpswhileanothershoweda peak under Masking
at about 1800cpson one occasionand at 1900 cpson
another. Throughoutthe frequencyrange of this experiment
That a possiblesourceof differencein resultsis not the signalswhenpresentedalonepossessdefinitetonal
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14:20:19
1118 RICHARD H. EHMER
7O
are not displacedby the tone but by beatswith a dif-
ferent basic quality which are interpretedto be beats
6O with the aural secondharmonic.There may be a fairly
broad transition zone between these two kinds of beats
\ \•, ,-.-
..-..,,, ..• g
or there may be a quick changefrom the one to the
5O \',,
\ \_ \',,,
,,.,.-,, • • ,,.-- 5 •950 other.At 70 and80 db SL of themaskingtone,thebeats
with the harmonicpass through the same phasesas
those with the masking tone itself as the signal ap-
õ40 • k'\ / ". .... z5 •00 proachesand proceedsbeyond the secondharmonic,
\\ \',--_,' until they in turn are replacedby the signalwith tonal
• 3o ' --,,, - 7O 15O0
quality. Althoughthesebeatsare heardin the vicinity
of the secondharmonic,the harmonicis not audibleby
itself at theselevels.Only at 100 db SL doesthe second
20
harmonicof the maskingtone becomeclearly audible.
The soundsheardin the octavebetweenthe masking
I0
toneandits harmonics,exceptin the immediatevicinity
of thesetwo frequencies,have been regardedby pre-
1300 vious workers•.2 as difference tones. However, in the
55 1300
presentexperimentdifferencetoneswereneveridentified
0 (•
9_- ':;r U3 LO
o
OO 03
to too
INCPS below80 db SL of the maskingtone and even at 80 db
only when the maskedthresholdwas near its summit
FIO. 7. Maskingof discretefrequencies
by 1000cps closeto the maskingfrequency.Differencetoneswere
for a singlelistener.
heardmore often when the maskingtone wasat 100 db
SL but by no means throughout the entire range of
quality even when they fall in the atonal interval. masking.Often at this level the opportunity for dis-
Wheneverthey are subjectedto an appreciableamount tinguishingbeats and differencetoneswas affordedby
of masking,however,they losetheir tonal quality for theirbeingpresentsimu!taneously. In suchcasesbeats
the listener seekinghis threshold.Sincethe character- wereidentifiedby their waveringor roughness whichis
istics reported in this experimentdiffered somewhat similar to thoseattributes heard at much lowermasking
from those reportedby others, they are given in the levels,whilethe differencetoneswereidentifiedby their
followingmaterialbecausethey are usefulin elucidating tonal quality which is similar to low frequencypure
the nature of masking.Only the predominantaspects tones. When beats and difference tones were heard to-
are reported. gethertheir thresholdsoften were the same,or differed
At maskinglevelsup to and including60 db SL, the by only a few decibels,sothat the maskedthresholdwas
signalsmaintain their tonal quality everywhereexcept only slightly affectedby usingone or the other as the
in the vicinity of the maskingfrequency.In thisvicinity criterionfor the signal.
two kinds of beatsare heard: waveringbeatsand fused The reasonfor identifying the interactionsof signal
beatsor roughness. Waveringbeatsare heard when the and maskingtonesas differencetonesinsteadof fused
signal and the masking tone are separatedby a few beats seemsto have been twofold. First, sinceharmonic
cyclesper second:the soundheardconsistsof a loudness distortionwas thought to be occurring,it seemedplau-
modulationof the maskingtone,the rate beingequalto sible to assume that intermodulation distortion was also
the frequencydifferencebetweenthe two tones.Fused taking place, and hence,that any soundheard in the
beats are heard at greater frequencydifferences:the placeof the signaltonewasan intermodulationproduct,
waveringbecomestoo fast for the fluctuationsin loud- namely, a differencetone. And second,from the pub-
ness to be analyzed out and the tone soundsrough, lishedvalues•2-•4for the frequencydifferencelimits for
sometimesto the point that the roughness may be the beats, it seemedthat theselimits were exceededwhen
predominantaspectof the sound. the interaction soundscould still be heard. However,
The rangeof waveringbeatsis the sameabove and note that the publishedvalues for the limits of beats
below the frequencyof the maskingtone. Fused beats were obtainedonly for the caseof two tonesof equal
are heard for a broader frequency range above the intensities;it is apparentfrom the presentfindingsthat
maskingtone than below.Above the frequencyof the beatscan be obtainedfor greaterfrequencydifferences
maskingtone they are heard as the maskedthreshold when the two tonesproducingthem are not of equal
decreases. At 20 and 40 db the transition from beats to
intensities,the most favorableconditionfor beatsbeing
tone pitch doesnot producea changein slopeof the
maskingcurve. But at 50 and 60 db SL the changein •2A.M. Mayer, Phil. Mag. 37, 259-288 (1894).
sound from beats to tone is associated with the shoulder n E.G. Wever, Psychol.Rev. 36, 402-418, 512-523 (1929).
•4j. C. R. Licklider in Handbookof ExperimentalPsychology,
or secondpeak of the maskingcurve. edited by S.S. Stevens (John Wiley & Sons,Inc., New York,
At higherlevelsof the maskingtone, the fusedbeats 1951).
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MASKING PATTERNS OF TONES 1119
when the secondtone is higher in frequencyand just add to the amount of masking,and then the factors
above its masked threshold. In fact, under these con- determiningmaskingwouldbe the sameasbroughtout
ditionsthe beatscan often be eliminatedby raisingthe in the discussionabove but with respect,of course,to
secondtone considerablyabove its maskedthreshold. the harmonic and not the fundamental.
This findingoffersfurther supportfor the identification The foregoingproposalsare compatiblewith what is
of thesesoundsas beats: if they were differencetones, knownof the physiological activity in the cochleaand
then raisingthe intensityof the secondtone wouldgive auditorynerve.Tasaki,Davis, andLegouix5haveshown
a strongerdifferencetone, not eliminateit altogether. that low tonesproducecochlearmicrophonics through-
out the cochleabut that with higher and higher tones
Mechanisms of Masking thereis shrinkageof the responseareatowardsthe base
of the cochlea. When two tones are combined there is
The maskingpatternsmustbe accountedfor in terms only a partial separationof their microphonics
in the
of the possiblemechanismsof auditory masking.First, turns of the cochlea.The sameprinciplesof tuning as
what determines the frequency range of masking? seenin the cochlearmicrophonicsare manifestin the
Clearly at low maskinglevels (20 and 40 db SL) the responsesof single auditory fibers.0,•5 In addition,
only determinantcan be the cochlearactivity pattern Katsuki et al. • have furnished evidence of the nature of
of the masking tone. Even at 60 db SL, excluding masking:a pure tone producesspikesin a singlefiber
perhaps250 cps,wherethere is a cleardeparturefrom at a characteristicrate, but when a low tone is alsopre-
symmetry and well-developedsecondpeak in somein- sentedand raisedin intensity,the rate becomeschanged
stances,but very little maskingat the secondharmonic, over to that characteristicof the low maskingtone. It
still the activity of the maskingtone itself must be con-
is to be emphasized that inhibitionor reductionof re-
sidered as the sole determinant of the extent of the
sponsewasneverobservedby eitherTasakiøor Katsuki
maskingpattern. The sameargumentmay be extended' etal.• sothat the mechanismof this maskingseemsonly
to includemaskingat 80 and 100 db SL. The evidence to be the overridingof the stimuluseffectsof the signal
of the presentstudy is that up to 80 db the second by the maskingtone. Responsesto beats were also
harmonicwas not audible even when the height of the shown to confirm the observations of Galambos and
masked thresholdwould seem to require the second Davis•ø at the cochlearnucleus.When beats are slow,
harmonicto be 70 db aboveits threshold(Fig. 3, 80 db). severalspikesappearduringthe maximum,whilethere
This evidence,along with the findingsof Egan and is silenceor reducedresponseduring the minimum;
Klumppa which showedmasking of the aural second when the beat rate is faster, a singleimpulsemay be
harmonicby the fundamental,indicatesthat the activ- evoked during each cycle of the beats.•s Thus, the
ity pattern extendsinto and beyondthis region. patternof impulsesindicatesthe beat rate and not the
If the cochlearactivity pattern of the maskingtone characteristic frequencyof the stimulus,suchasis ordi-
determinesthe extentof masking,thenwhat determines narily the casewhen a singlepure tone is presented. 6
the amount of masking?First, in the vicinity of the Thisfindingprovidesa physiological foundationfor the
maskingfrequency,what may be calleddirect masking, widespread occurrence of beatsin our listeners'reports.
the activity of the maskingtone is responsible,but the The sameupperfrequency-difference limit may thus
height of the maskingpattern doesnot truly showthe be assumedfor beats as for the preservationof the
amount of activity because,as Wegal and Lane• first periodicityof pure tonesin the auditory nerve fiber
reportedand Egan and Hakea showedin fine detail, discharge,namely, about 2000.6,•7 This supposition
there is interactionbetweenthe signaland the masking permitsan explanationof the peculiaroccurrence in the
tones.The rangeof direct maskingextendsfrom some 100-dbcurveof Fig. 5, the peakat 6000cpsfor a mask-
point on the steep portion of the masked threshold ing tone of 4000 cps' the frequencylimits for beats
curve below the maskingtone to the dip or shoulder between4000 cpsand the signalwereexceeded causing
above the masking tone: this amounts to almost an the thresholdto rise, only to be againdepressed as the
octave in someinstances,as at 80 db SL. signaltonecamewithin rangeof beatswith the second
At the conclusionof the region of beats, when the harmonic(8000cps)whichis manifestlypresentat this
pitch of the signalreturns(up to 60 db SL of the mask- level.The possibilitythat the peakarosefroman actual
ing tone), the maskingpattern is thought to reflect 6000-cpstoneproducedby a subharmonic of the 4000-
accurately the level of masking-toneactivity in the cpsmaskingtone interactingwith either the masking
cochlea.Even at 80 db masking level, the masked tone or secondharmonicto producea summationor
thresholdprobablydependson the activity level of the differencetone must be discardedbecauseno 6000-cps
masking tone, disregardingthe beats between signal tone was heard either aloneor throughbeats.
toneand auralharmonicashereloweringthe threshold,
since the second harmonic is masked and becomes
•5Katsuki, Sumi, Uchiyama,and Watanabe,J. Neurophysiol.
audibleonly throughthesebeats. 21, 569-588 (1958).
•oR. Galambosand H. Davis, J. Neurophysiol.?, 287-303
Only at 100 db SL, where the aural harmonicsare (1944).
audibleby themselvesis it thoughtthat the harmonics •7H. Davis, Physiol.Rev. 37, 1-49 (1957).
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1120 RI CHARD H. EHMER
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