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Laryngoscope 119: July 2009 Spielmann et al.: Treatment of Nasal Valve Collapse
1281
the technique in relieving patients’ symptoms and the cosmetic
result. If any objective measures were used to quantify the
effects of surgery, such as rhinomanometry or acoustic rhinome-
try, these were to be reported.
RESULTS
Our search identified 98 papers which were then
retrieved and analyzed; of these 42 met the inclusion cri-
teria. Twenty-six papers were excluded as they were
simply descriptions of techniques or did not include the
minimum number of 10 patients. Nine papers were
excluded as they described nonsurgical techniques. Six
papers were excluded as no follow-up period was men-
tioned. Eleven papers were excluded as the stated aim
was not to relieve nasal obstruction, and instead meas-
urements of cross- sectional areas or INV angles were
taken in two cases on cadavers. Four papers were
excluded as the surgery described was simply septorhi-
noplasty; there was no detail of which technique was
used or which valve was addressed.
The search of EBM databases revealed no studies,
nor were there any randomized controlled trials. Forty-
three studies were identified that met the minimal inclu-
sion criteria of this systematic review. The surgical
Fig. 1. Location of nasal valves.
techniques described addressed collapse of the INV or
ENV or both. The studies were grouped on this basis
Nasal valve collapse may be due to weakness of the and are presented in Tables I, II, and III.7–48 The lack of
lateral nasal walls, as a result of previous nasal surgery, any high-quality studies precludes the pooling of data
or following trauma.6 Many rhinoplastic techniques, and thus meta-analysis is neither possible nor
such as separation of the ULC from the septum, hump appropriate.
removal, and septal cartilage resection, reduce cross-sec- Most authors used clinical examination alone to
tional area by altering the relationship between the identify valve collapse: a positive Cottle’s maneuver and
ULC and the caudal septum either directly or through a subjective improvement in airflow with intranasal sup-
scarring and fibrosis. port at the valve identified those who would benefit from
A myriad of techniques have been described to rec- surgery.
tify nasal obstruction caused by nasal valve collapse.
Broadly, these can by divided into those that increase
the cross sectional area in the valve (opening maneu- Internal Nasal Valve Collapse
vers) and those that strengthen the lateral side walls to Twenty-five studies that addressed collapse of the
reduce ingress (strengthening maneuvers). Many varied INV met our minimal inclusion criteria and are pre-
procedures have been described often with high success sented in chronological order in Table I.
rates. One study in this group presented level IIIb evi-
dence: Ozturan12 examined the postoperative outcome of
hump reduction rhinoplasty with division of the ULCs.
MATERIALS AND METHODS
The ULCs were reattached to the septum by primary
A systematic review was performed to include all studies
addressing the problem of nasal valve collapse from 1970 to closure (PC) (n ¼ 50), with the insertion of spreader
2008. Searches of evidence-based medicine (EBM) databases grafts (SG) (n ¼ 19), or with an upper lateral splay graft
were performed: Cochrane Database of Systematic Reviews, (ULSG) n ¼ 7). Postoperative obstruction at the INV
Database of Abstracts of Reviews of Effectiveness, Cochrane Cen- was less in the SG and ULSG group than the PC group.
tral Register of Controlled Trials, and the American College of This difference was statistically significant when the SG
Physicians Journal Club. Ovid, MEDLINE, and EMBASE were and ULSG groups were combined (P < .05). This quali-
searched for the following key words: ‘‘nasal valve collapse,’’ fies as a case-control study, but outcome assessment was
‘‘alar collapse,’’ ‘‘nasal valve incompetence,’’ ‘‘alar incompetence,’’ subjective only, and there was no detail of randomization
‘‘nasal valve insufficiency,’’ ‘‘alar insufficiency,’’ and ‘‘functional
or blinding of assessors. Significant bias therefore exists.
rhinoplasty.’’ Identified articles were retrieved and reviewed. A
All other papers in this group provide level IV evidence.
thorough search of all bibliographies of retrieved papers was car-
ried out to identify further relevant articles.
The inclusion criteria of studies were: a population size of
at least 10 patients, a stated aim to improve airway obstruction, External Nasal Valve Collapse
and a minimum period of follow-up of 1 month. Unpublished Seven studies which addressed collapse of the ENV
data and publication in non-English-language journals were were identified; all studies in this group are level IV evi-
excluded. The primary outcome measures were the success of dence. Techniques used include a variety of grafts to
Laryngoscope 119: July 2009 Spielmann et al.: Treatment of Nasal Valve Collapse
1282
support the lateral crura, sutures to elevate and exter- groups of patients with a mixture of pathologies, and
nally rotate the lateral crura, and a novel rhinolift furthermore, interventions are often multiple.
procedure for the aging nose. These are detailed in chro- Patients do seem to benefit from these procedures,
nological order in Table II. No authors presented but there are further problems with uncontrolled studies
objective measurements in this group. such as these: the placebo effect of surgery and regres-
sion to the mean. Therefore, conclusions drawn from
these studies may not be valid.
Internal and External Nasal Valve Collapse It is impossible, based on the evidence presented, to
Twelve studies that addressed collapse at both the counsel a patient as to which technique is most effective.
INV and ENV were identified. A variety of techniques
were used to address this complex problem, and they are
detailed in chronological order in Table III. All studies Role of Septoplasty and Inferior
in this group are level IV evidence. Two authors in this Turbinate Reduction
group use objective measures to demonstrate improve- The importance of septal deviation and inferior tur-
ment in nasal airflow. Paniello38 introduced the binate hypertrophy as a cause of anterior nasal
technique of lateral suture suspension to the orbital rim
obstruction must be stressed. Septal deviations and
and used rhinomanometry to demonstrate ‘‘a large
spurs may occur at the level of the INV and thus reduce
decrease in airway resistance in 10 of 12 patients,’’
cross-sectional area. The head of the inferior turbinate
although the actual results are not presented. Fried-
forms the lateral boundary of the INV, and therefore,
man43 also used lateral suture suspension technique.
turbinate hypertrophy will also cause a reduction in
Fifty-two patients were followed prospectively, and 94%
cross-sectional area of the valve. A septoplasty can cor-
had a statistically significant (P < .001) increase in
rect narrowing of the valve due to septal deviation, but
cross-sectional area measured by acoustic rhinometry.
if this includes the dorsum of the cartilaginous septum,
a complete excision and reconstruction may be required.
Many authors performed a septoplasty at the time of
Objective Measurements valve surgery, either to correct a septal deviation or to
Seven authors present objective outcome measures harvest cartilage for grafting. The improvement in air-
and four use validated scoring systems: Sino-Nasal Out- way function gained from septoplasty alone was not
come Test and Nasal Obstruction Symptom Evaluation. controlled for in the studies reviewed. Inferior turbinate
There appears to be a move towards presenting such data reduction is known to improve airway function, but two
as eight of these papers were published in or after 2004. literature reviews49,50 of the surgical techniques to
Active anterior rhinomanometry is used to deter- achieve this came to differing conclusions. The first49
mine airway resistance and produces a characteristic supported laser reduction, whereas the second, a year
curve during nasal valve collapse as demonstrated in later,50 supported submucosal turbinoplasty. Analysis of
Figure 2. Five authors8,9,22,23,38 present reductions in these surgical techniques is outside the scope of this sys-
airway resistance in 83% to 100% of patients. tematic review, and therefore have not been included.
Acoustic rhinometry measures anatomic cross-sec-
tional area, which can be helpful in assessing patients
with nasal obstruction due to stenosis at the valve area.
Two authors30,43 present improvement in cross sectional Summary of Commonly Used Techniques to
area in 91% to 94% of patients. Peak inspiratory nasal Correct Obstruction at the Nasal Valve
flow is also a valid tool in assessing changes in nasal Sheen,51 in one of his many innovative contribu-
conductance but no studies present results with this tions to the techniques of rhinoplasty, first described the
technique. use of a spreader graft in 1984 to prevent nasal valve
collapse following rhinoplasty when resection of the
ULC is required as in a dorsal hump reduction. Rectan-
DISCUSSION gular pieces of cartilage are placed sub-perichondrially
It is abundantly clear that there are many varied between the caudal septum and ULC, thus widening the
techniques to address collapse at each of the nasal angle of the INV as in Figures 3 and 4. An open
valves. Airflow obstruction at the level of the nasal valve approach is usually employed to ensure accurate place-
collapse encompasses two differing pathologies: fixed ment of the grafts. Since then much use has been made
obstruction due to reduced cross-sectional area and of this technique, and many authors have described var-
weak lateral walls collapsing into the nasal cavity. Fur- iations on the theme. Ziljker,7 Constantian,9 Park10
thermore, these two differing pathologies can affect two Scutio,11 Stal,13 Andre,19 Khosh,20 Boccieri22,23 Faris,25
anatomically discreet regions, the internal and external Most,26 Arslan,27 and Schlosser40 all report results using
valves. There will not be a single surgical solution for all Sheen’s spreader graft with a number of modifications.
of these pathologies, therefore, the studies presented Endonasal placement is described by Andre,19 and may
here are suitably diverse to manage such a range of have advantages (less invasive and may be easily com-
problems. As with many surgical problems there are no bined with other functional procedures such as
well-randomized trials to compare the outcomes of differ- septoplasty and ethmoidectomy); however, no study com-
ent techniques. Most studies are based on heterogeneous paring the two approaches was identified.
Laryngoscope 119: July 2009 Spielmann et al.: Treatment of Nasal Valve Collapse
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TABLE I.
Studies Addressing Collapse at the Internal Nasal Valve (In Chronological Order).
1284
No. of
Study Technique Pre-Op Diagnosis Patients Follow-Up Period Outcome Measures Success Rate
7
Ziljker 1994 Spreader grafts Positive Cottle’s 27 Mean 18 mo 10 point nasal patency score 81% improved, mean 4.1 points
& endoscopy (3–36)
Stucker8 1994 Conchal cartilage Positive Cottle’s 56 18 mo – 13 yr Subjective assessment of nasal 100% functional; 95% aesthetic;
overlay graft patency and aesthetic all 24 showed objective
improvement
Rhinomanometry in 24 cases
Constantian9 Spreader grafts Positive Cottle’s 29 Mean 7.7 mo Rhinomanometry 100% improved
Faris25 2006 Combined batten Clinical—not specified 23 Mean 15 mo Nasal obstruction and quality-of- Mean improvement 55 mm and
and spreader grafts (6–27) life VAS 49 mm on VAS
Most26 2006 Spreader grafts Clinical—not specified 31 Mean 9 mo NOSE & VAS Mean improvement in both scales
(P < .01)
Arslan27 2007 Combined spreader, Clinical—not specified 25 Mean 20 mo Subjective assessment of nasal 100% improved
dorsal onlay (6–48) patency and aesthetic
TABLE II.
Studies Addressing Collapse at the External Nasal Valve (In Chronological Order).
Study Technique Pre-Op Diagnosis No. of Patients Follow-Up Period Outcome Measures Success Rate
32
Slavit 1990 Rhinolift procedure Ptotic tip & clinical examination 20 15 mo– 8 yr Subjective assessment of 95% improved
nasal patency and
aesthetic
Teichgraber33 Lateral crural spanning graft Positive Cottle’s & intranasal 11 Minimum 12 mo Not stated 100% relief of nasal symptoms
1995 support
Troell34 2000 Standard alar batten vs. nasal Positive Cottle’s & intranasal 40 alar batten Mean 17 mo 4 point nasal patency score Alar batten: 75% improved;
alar rim reconstruction support & 39 NARR (1–88) NARR: 95% improved
Kalan35 2001 Lateral crural strut graft Clinical examination—tests 17 18 mo Subjective assessment of 82% had significant
not specified nasal patency VAS improvement in VAS
Khosh20 2004 Alar batten grafts Intranasal support 11 12 mo Subjective assessment of 100% improved
nasal patency
Mendelsohn36 Lateral expansion sutures Intranasal support 32 6–36 mo 10 point nasal patency score 94% improved
2006 over the septum.
Andre37 2006 Sub-alar batten grafts Positive Cottle’s & intranasal 31 Mean 14 mo Subjective assessment of 65% optimal or improved
support (3–53) nasal patency
Pre-op ¼ preoperative; NARR ¼ nasal alar rim reconstruction; VAS ¼ visual analog scale.
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Spielmann et al.: Treatment of Nasal Valve Collapse
1286
TABLE III.
Studies Addressing a Combination of INV and ENV Collapse (In Chronological Order).
Study Technique Pre-Op Diagnosis No. of Patients Follow-Up Period Outcome Measures Success Rate
Scutio,11 Park,10 and Schlosser40 describe the use of nal skin incision. Rivzi17 reports a further modification.
spreader grafts with additional sutures to strengthen the The suture is passed medial and lateral to the ULC and
ULCs. Scutio11 sutured the medial edges of the ULC to- is firmly secured to the periosteum-superficial musculoa-
gether over the septum, and Park10 and Schlosser40 poneurotic system over the lateral nasal bone. This is
placed an additional flaring suture between each ULC claimed to be technically easier than Paniello’s technique
and across the dorsum of the septum. This maneuver and does not require drills or bone anchor systems.
moves the ULC to a lateral and externally rotated posi- Andre48 reports having abandoned this technique due to
tion. There is inevitable widening of the nasal dorsum the high complication rate and the availability of other
with this additional technique, although they reported no more successful techniques.
dissatisfied patients. No study comparing the use of grafts In 1997 Toriumi39 described alar batten grafts,
alone versus grafts with sutures has been performed. small pieces of cartilage placed in a subcutaneous pocket
In 1996, Paniello8 introduced the technique of nasal that strengthens the lateral wall of the nose and can be
valve suspension, using sutures anchored to the orbital applied to either valve. These grafts are helpful when
rim. A transconjunctival approach is used to expose the there has been over-resection of the lateral crura in
medial orbital rim, remaining lateral to the lacrimal ap- noses with cephalically positioned lateral crura or in the
paratus and medial to the infraorbital nerve. A Keith aging nose when there is loss of lateral wall strength. A
needle, threaded with a nonabsorbable suture is used to pocket is created near the caudal margin of the ULC to
puncture the nasal mucosa cephalad to the area of col- address the INV, or just caudal to the LLC to address
lapse. This is then passed deep into facial skin and the ENV. The pocket is lateral to the alar cartilage and
muscles to appear through the conjunctival incision. must be just large enough to accommodate the graft, but
This is repeated, starting caudal to the area of collapse
(Fig. 5). This technique has been adopted by other
authors and modifications made to the technique of
attachment to the orbital rim. Friedmann42,43 and
Nuara45 describe the use of a bone anchor system, with
a screw introduced into the orbital rim via a small exter-
Laryngoscope 119: July 2009 Spielmann et al.: Treatment of Nasal Valve Collapse
1287
The upper lateral cartilage splay graft, initially
described by Guyuron in 1998,52 is fashioned from con-
chal cartilage and placed over the dorsum of the septum
and below each ULC to reconstruct the middle vault of
the nose (Fig. 7). The graft is concave toward the nasal
mucosa and provides a smooth contour for the nasal dor-
sum. Guyuron’s presented series was only of nine
patients, therefore, it does not feature in this review, but
the technique was adopted and modified by other
authors. The butterfly graft, described by Clark15 and
used by Akcam21 is similar in design to the splay graft,
but is placed superficial to the ULC and tucked in deep
to the cephalic edge of the LLC, thus increasing the INV
angle and strengthening the ULC. Deylamipour24 used
the splay graft with a slight modification, namely turn-
ing the conchal cartilage to be concave, face upward.
This maneuver utilizes the intrinsic recoil of the conchal
cartilage, providing more support for the ULC. Of the
study group, 19% were unhappy with the cosmetic out-
come, specifically an excessively broad middle nose
vault. Stucker8,53 used conchal cartilage as a simple
onlay graft over the ULC with good result. No studies
comparing these similar grafts have been published.
Fig. 5. Lateral suspension suture.
Most recently authors have reported the use of implants
to strengthen one or both of the nasal valves. Turegun31
used a saddle-shaped porous polyethylene implant to
not too large to prevent graft migration (Fig. 6). Mill-
reconstruct the middle nasal vault, whereas Ramak-
man,16 Becker,18 Khosh,20 and Faris25 all report
rishnan46 used the same material as an alar batten.
excellent results with this technique. Andre37 described
Both report high success rates, although the latter
the placement of batten grafts deep to the lateral crura
author reported an extrusion rate of 21%.
as opposed to superficial. This aim is to eliminate the
slight fullness caused by the placement of battens in the
original description. The functional results are not as
good as other series and most authors claim that Recommendations
patients are unconcerned about the cosmetic appearance Future studies would do well to use an homogenous
given the functional benefits. patient group, apply a single technique, or randomize
patients to different techniques. This latter option was
demonstrated in Ozturan’s study12 using post-hump-
reduction rhinoplasty patients. It would be difficult to
perform a priori power calculation based on these
Fig. 6. Location of alar batten grafts. Fig. 7. Upper lateral splay graft.
Laryngoscope 119: July 2009 Spielmann et al.: Treatment of Nasal Valve Collapse
1288
studies, but a statistically significant difference was 8. Stucker FJ, Hoasjoe DK. Nasal reconstruction with conchal
reported in Ozturan’s article with a total of 76 patients. cartilage. Correcting valve and lateral nasal collapse.
Arch Otolaryngol Head Neck Surg 1994;120:653–658.
Consideration could be given to a single surgeon in a 9. Constantian MB, Clardy RB. The relative importance of
region performing nasal valve surgery to maximize septal and nasal valvular surgery in correcting airway
patient numbers and experience. It would be interesting obstruction in primary and secondary rhinoplasty. Plast
to compare surgical outcome (a measure of airflow) with Reconstr Surg 1996;98:38–54.
patient benefit to identify whether technical success cor- 10. Park SS. The flaring suture to augment the repair of the
dysfunctional nasal valve. Plast Reconstr Surg 1998;101:
relates with satisfactory patient outcome. Well-reported 1120–1122.
case series with a minimum data set to include at least 11. Scutio S, Bernardeschi D. Upper lateral cartilage suspension
one objective measurement of airflow would also make a over dorsal grafts: a treatment for internal nasal valve
necessary contribution. Provided authors achieve con- dynamic incompetence. Fac Plast Surg 1999;15:309–316.
12. Ozturan O. Techniques for the improvement of the internal
sistent patient selection (for surgery) and consistent
nasal valve in functional-cosmetic nasal surgery. Acta
outcome measurement (with rhinomanometry, for exam- Otolaryngol 2000;120:312–315.
ple), in the future it should be possible to achieve some 13. Stal S, Hollier L. The use of resorbable spacers for nasal
pooled analysis. Long term outcome measurement is an spreader grafts. Plast Reconstr Surg 2000;106:922–928.
essential aspect in the assessment of all surgical techni- 14. Ozturan O, Miman MC, Kizilay A. Bending of the upper
lateral cartilages for nasal valve collapse. Arch Fac Plast
ques. Functional nasal surgery studies that examine Surg 2002;4:258–261.
whether there is sustained long-term benefit at >1 or 2 15. Clark JM, Cook TA. The ‘‘butterfly’’ graft in functional sec-
years after intervention are greatly needed. ondary rhinoplasty. Laryngoscope 2002;112:1917–1925.
16. Millman B. Alar batten grafting for management of the col-
lapsed nasal valve. Laryngoscope 2002;112:574–579.
CONCLUSION 17. Rizvi SS, Gauthier MG. Lateralizing the collapsed nasal
The cause of collapse at either nasal valve must be valve. Laryngoscope 2003;113:2052–2054.
18. Becker DG, Becker SS. Treatment of nasal obstruction from
identified and a surgical solution to address that specific nasal valve collapse with alar batten grafts. J Long Term
pathology selected. This will not be the same operation Eff Med Implants 2003;13:259–269.
in every case. Most techniques presented in this review 19. Andre RF, Paun SH, Vuyk HD. Endonasal spreader graft
had a high success rate. The key, as in much nasal sur- placement as treatment for internal nasal valve insuffi-
ciency. Arch Facial Plast Surg 2004;6:36–40.
gery, must be to select the appropriate management for
20. Khosh MM, Jen A, Honrado C, Pearlman SJ. Nasal valve
each individual patient. Research in nasal valve surgery reconstruction—experience in 53 consecutive patients.
is frequently driven by technical description of surgical Arch Facial Plast Surg 2004;6:167–171.
technique rather than the establishment of evidence of 21. Akcam T, Friedman O, Cook TA. The effect on snoring of
long-term patient benefit. Although our understanding structural nasal valve dilatation with a butterfly graft.
Arch Otolaryngol Head Neck Surg 2004;130:1313–1318.
of the role of the nasal valve in the pathophysiology of 22. Boccieri A. Subtotal reconstruction of the nasal septum
nasal obstruction has improved vastly, the myriad of sur- using a conchal reshaped graft. Ann Plast Surg 2004;53:
gical techniques described perhaps reflects our 118–125.
uncertainty in choice of technique and in degree of 23. Boccieri A, Macro C, Pascali M. The use of spreader grafts
patient benefit. Finally, pre- and postoperative objective in primary rhinoplasty. Ann Plast Surg 2005;55:127–131.
24. Deylamipour M, Azarhoshangh A, Karimi H. Reconstruc-
measurement of nasal airflow should not remain a tion of the internal nasal valve with a splay conchal
research tool as it is useful in the assessment and coun- graft. Plast Reconstr Surg 2005;116:712–720.
selling of patients and for measuring the outcomes of 25. Faris C, Koury E, Kothari P, Frosh A. Functional rhinoplasty
surgery. with batten and spreader grafts for correction of internal
nasal valve incompetence. Rhinology 2006;44:114–117.
26. Most SP. Analysis of outcomes after functional rhinoplasty
Acknowledgment using a disease-specific quality-of-life instrument. Arch
Thank you to Dr. James Sanders for his work in early Fac Plast Surg 2006;8:306–309.
data collection. 27. Arslan E, Majka C, Beden V. Combined use of triple carti-
lage grafts in secondary rhinoplasty. J Plast Reconstr
Aesth Surg 2007;60:171–179.
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