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Harvard Ukrainian Studies 34, no. 1-4 (2015-16): 153-94.
This thethe
history
historyessay is of an ItUkraine.
of Ukraine. attempt
has several It hasorigins:
important to engage
firstseveral
of with important the "imperial origins: turn" first and of
all, my study of the occupation in Ukraine during World War I and
the Civil War; and second, my recent fascination with the life of a
Ukrainian Socialist Revolutionary, Pavlo Khrystiuk, whose best-known
work is evoked in the subtitle of this essay,1 and who dedicated that
work to all peoples struggling under the double oppression of class
and nation. For Khrystiuk, who was a member and chronicler of the
Central Rada and later socialist governments, the Ukrainian peasantry
comprised that class and nation whose interests he saw trampled in the
first months of Bolshevik rule. Khrystiuk also offers a window into a
broader leftist critique of early Soviet state practice and ideology that
was brutally crushed in the late 1920s and early 1930s.2 Khrystiuk was
one of several former Ukrainian Socialist Revolutionaries and Social
Democrats who returned from exile in Central Europe to a now Soviet
Ukraine. He arrived earlier than his mentor, Mykhailo Hrushevs'kyi,
taking hope from the Ukrainization policy of the Soviet leadership.
Nearly all of these former revolutionaries articulated some version of
Khrystiuk's anticolonial critique. Nearly all of them perished as a result
of Stalin's campaign of arrests and political trials against invented
Ukrainian separatist organizations and parties and against genuine
Ukrainian critics of Stalin's emerging line on the nationalities policy.3
This crushing of the Ukrainian anticolonialist left accompanied the
attacks on Ukrainian priests and party members, and the physical
destruction of millions of Ukrainian peasants. Khrystiuk himself was
sentenced to Stalin's Gulag, where he eventually perished.4 Together
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154 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 155
For soldiers and the Cossacks, violence also became an expedient tool
to make up for hardship and supply shortages.... In fact, letting troops
go on a rampage as reward for capturing a locality has been a traditional
practice of many armies since antiquity and is known as the "tax of
violence." Therefore, the Russian officers mostly tolerated the predatory
habits of their subordinates who ran amok in Jewish residential areas.
Time and again, the modus operandi of the pogromists was almost
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156 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE I57
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158 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 159
ward in what would become the Great Retreat. They, too, now
to "liberate" oppressed nationalities from the Russians and purs
sort of Ukrainian Piedmont policy that was designed to demons
how Habsburg and German rule were better and more huma
enlightened than that of the Russians. Of course, allowing the
local languages in schools and lower-level administration wa
departure from Austro-Hungarian practice in Galicia, but no
Central Powers extended their practices to lands that had been
Russian rule. This inter-imperial anticolonialism, namely, the su
of those "national entrepreneurs" who opposed their enemy em
had the unanticipated consequence of raising the profile of
like the Union for the Liberation of Ukraine, who now played a
in the Austrian occupation analogous to that of the Galician
Philanthropic Associations under the Russian occupation.22 C
teristically, independence, autonomy, or even a separate crown la
a postwar Habsburg empire was never on the table in any serious
but the nationalist activists of the Union for the Liberation of Ukraine
and allied expatriate organizations calculated that their futures looked
better with a hoped-for Central Power victory in the Great War. This
state of affairs would last only until the Russian army reorganized after
its retreat and mounted the successful Brusilov offensive, the army's
most decisive- and last- victory. The Russians, too, had learned some
lessons from their first disastrous occupation and moderated their
policies toward the Ukrainian language and institutions.23
The political order that followed the fall of the Romanov dyn
the autocracy did not "resolve" the issues of colonial rule, or, a
known in the Russian Empire, the "national question." It only
in their transformation along the lines of popular sovereignt
clashes of imperial "liberals" and conservatives with social
Ukrainian Central Rada's conflicts with the Provisional Government
and the Petrograd Soviet comprised one area of the battle over decol-
onization, which was seen from Kyiv as the rightful devolution of
political and cultural authority away from the capital and closer to
the "people," however defined.24
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l60 VON HAGEN
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1Ó2 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 163
its "declaration of peace" and call for all the belligerents to accept
an armistice followed by peace talks. In February 1918 the Treaty of
Brest-Litovsk brought Ukraine recognition by Germany, Austria-
Hungary, Bulgaria, and the Ottoman Empire, as well as from a reluc-
tant Bolshevik Russia in a separate treaty one month later. But that
same world war and the civil war that followed it also doomed that
short-lived experiment in proto-statehood. Ukraine's brief emergence
as an internationally recognized state happened as a result of the rival
imperial and anticolonial policies pursued by the Central Powers and
the Entente states. All the empires were caught up in these revolu-
tionary policies of promoting anticolonial movements in their rival
empires, while presenting "their" own exile nationalist activists with
the alternative of coming under their, "better," form of colonial rule.
The Austrian variant of this was a more tolerant second occupation
regime and included a behind-the-scenes scenario (and sometimes not
so behind-the-scenes) of a Habsburg prince assuming the throne as
hetman of Ukraine in a new, Austrian- protected Ukraine.31 The Brest
Treaty recognized an independent, and even neutral, Ukraine, but the
Central Powers, especially Germany, quickly acted to circumscribe the
new state's authority, a move which culminated in support for a coup
against the Ukrainian National Republic by the authoritarian general
Pavlo Skoropads'kyi.
For some time the German military and political leadership had
seen its goal as the permanent weakening of Russia as a rival and
obstacle to German great-power status. Moreover, leading German
specialists on Russia had shaped a view of the Russian Empire as a
multinational state ruled by coercion and repression, and they fanta-
sized about peeling away the borderland peoples ( Randvoelker ) from
the Russian core, a form of "brittle" colonial rule in this interpreta-
tion. Now that Russia was Bolshevik and claiming the right to support
national self-determination movements in the surviving empires, the
Germans offered their own version of beneficent German colonial
rule. The bigger and long-term picture had the "borderlands," as the
Germans saw them, between Germany and Russia transformed into
political and economic satellites of Germany, so-called Nebenstaaten.
Their own answer to Lenin's advocacy of national self-determination
and to Wilson's Fourteen Points was their own politics of Selbstbestim-
mung, which targeted Finns, Poles, Ukrainians, Latvians, Lithuanians,
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164 VON HAGEN
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l66 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 167
For the White armies under Generals Anton Denikin and Petr Wran-
gel, Ukraine was a space to reclaim their vision of Russia, "one and
indivisible," from the Bolshevik hordes and the Ukrainian separatists.
For the Kadets and others who advised the White governments, Het-
man Skoropads 'kyi, even though he came from a similar political and
cultural pedigree as most of the White officer corps, was more of a
threat to the integrity of a strong, unified Russia than the Bolsheviks.37
The Whites had an opportunity to show their understanding of a new
Russian nation, and who and what it excluded and included in their
brief occupation of Ukraine in 1919. (The Volunteer Army occupied
Kyiv from 31 August to 6 December 1919, and Kharkiv from 24 June to
12 December.) As Peter Kenez has written, the Whites treated Ukraine
"as an occupied country and regarded the population as a defeated
enemy."38 He noted that the basic statute concerning administration
was titled "policies governing occupied territory" (65). Correspond-
ingly, Denikin appointed three military governors to administer the
country, replicating the tsarist practice of privileging military over
civil rule. The political-ideological tone of the White occupation
was overseen by Vasilii Shul 'gin, the infamous anti-Semitic Russian
nationalist editor of Kyiv's most anti-Ukrainian newspaper, Kievlianin
(66-67, 175).39
Replaying the role of the Russian imperial occupation army in the
first years of the Great War, not surprisingly, during the horrible years
of mass murder in the Civil War period, the Volunteer Army had the
largest number of Jewish victims. According to Kenez, "Its pogroms
differed from mass killings carried out by it competitors" (166). Kenez
argues that "the Volunteer Army succeeded in murdering as many
Jews as all the other armies put together" (170) and, moreover, that
"the officers of the Volunteer Army were obsessed with anti-Semitism"
(172).40 Moreover, as with the Russian Army in 1914-15 in Galicia, the
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l68 VON HAGEN
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178 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 179
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l80 VON HAGEN
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I82 VON HAGEN
Notes
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 183
Imperio . See Ilya Gerasimov, Sergey Glebov, and Marina Mogilner, "The
Postimperial Meets the Postcolonial: Russian Historical Experience and
the Postcolonial Moment," Ab Imperio , no. 2 (2013): 97-135.
7. For some intriguing comparative reflections on wartime occupations as
a form of alien rule, see Michael Hechter, Alien Rule (Cambridge, 2014).
8. Marko Pavlyshyn, from whom I first learned about Yurii Andrukhovych
and Lina Kostenko; Yohanan Petrovsky-Shtern, from whom I learned
about Moisei Fishbein; Ivan Dziuba, Alexander Etkind, and Rory Finnin;
and my colleagues and former graduate students at Columbia University,
Gayatri Chakravorty Spivak and the late Edward Said, as well as Michael
Stanislawski, my first teacher in Jewish history; Adriana Helbig and
Maria Sonevytsky in ethnomusicology and Peter Holquist and Amir
Weiner in history; my friends at Ab Imperio and Kritika ; and Roman
Serbyn, who led me to Raphael Lemkin, who, it appears, knew all of
this long before most of us did. Many more sources of inspiration are
mentioned in the endnotes. In the tradition of the usual caveat, I am
responsible for the interpretations of the work of my colleagues, some
of whom might not recognize themselves in my versions, although I
hope such cases are rare.
9. Teodor Shanin, Russia , 1905-07 : Revolution as a Moment of Truth, vol.
2, The Roots of Otherness: Russia's Turn of Century (New Haven, Conn.,
1986), 64-67, 95, 114; Abraham Ascher, The Revolution of 1905: Russia
in Disarray (Stanford, 1988), 330-36.
10. Peter Holquist, "Violent Russia, Deadly Marxism? Russia in the Epoch of
Violence, 1905-21," Kritika: Explorations in Russian & Eurasian History
4, no. 3 (Winter 2003): 627-52.
11. Alexander Victor Prusin, "A 'Zone of Violence': The Anti-Jewish
Pogroms in Eastern Galicia in 1914-1915 and 1941," in Shatterzone of
Empires: Coexistence and Violence in the German , Habsburg, Russian ,
and Ottoman Borderlands , ed. Omer Bartov and Eric D. Weitz (Bloom-
ington, Ind., 2013), esp. 369, 370; idem, Nationalizing a Borderland:
War, Ethnicity, and Anti-Jewish Violence in East Galicia, 1914-1920
(Tuscaloosa, Ala., 2005).
12. S. An-sky, The Enemy at His Pleasure : A Journey through the Jewish Pale
of Settlement during World War I, ed. and trans. Joachim Neugroschel
(New York, 2002).
13. Nathaniel Deutsch, The Jewish Dark Continent: Life and Death in the
Russian Pale of Settlement (Cambridge, Mass., 2011), 6-15; also on
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I84 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 185
Decolonization: The Russian Empire and the Great War," in The Empire
and Nationalism at War , ed. Eric Lohr, Vera Tölz, Alexander Semyonov,
and Mark von Hagen (Columbus, Ohio, 2014), 49-71.
25. The documents from this congress were published in S. M. Diman-
shtein, ed., Revoliutsiia i nastionaVnyi vopros: Dokumenty i materiały
po istorii nastional nogo voprosa v Rossii i SSSR v XX veke, vol. 3, 1917
(fevral '-oktiabr ') (Moscow, 1930), 443-50. For a more recent study, see
O. P. Reient and B. I. Andrusyshyn, Z'ïzd ponevolenykh narodiv (21-28
veresnia n. st.) (Kyiv, 1994).
26. Henry Abramson, A Prayer for the Government : Ukrainians and Jews
in Revolutionary Times , 1917-1920 (Cambridge, Mass., 1999).
27. See Mark von Hagen, "The Russian Imperial Army and the Ukrainian
National Movement in 1917 in the Period of the Ukrainian Central Rada,"
The Ukrainian Quarterly 54, nos. 3-4 (Fall- Winter 1998); and an earlier
essay by Lew Shankowsky, "Disintegration of the Imperial Russian Army
in 1917," The Ukrainian Quarterly 13, no. 4 (1957): 305-28. For the
best accounts of the soldiers' movement in 1917, see Mikhail Frenkin,
Russkaia armiia i revoliutsiia (Munich, 1978) and Allan Wildman, The
End of the Russian Imperial Army , 2 vols. (Princeton, 1980 and 1987).
Frenkin, in particular, highlights the Ukrainian soldiers' movement in
his work. On Oberuchev, see Mark von Hagen, "A Socialist Army Offi-
cer Confronts War and Nationalist Politics: Konstantin Oberuchev in
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l86 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 187
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l88 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 189
in the Soviet Ukraine , 1917-1934 (New York, 1956); Mykola Khvyl 'ovyi,
The Cultural Renaissance in Ukraine : Polemical Pamphlets , 1925-1926 ,
trans, and ed. Myroslav Shkandrij (Edmonton, 1986).
54. David Shneer, Yiddish and the Creation of Soviet Jewish Culture
1918-1930 (Cambridge, 2004); Myroslav Shkandrij, "National Mod-
ernism in Post-Revolutionary Society: The Ukrainian Renaissance and
Jewish Revival, 1917-1930," in Shatterzone of Empires, 438-48; Elissa
Bemporad, Becoming Soviet Jews: The Bolshevik Experiment in Minsk
(Bloomington, Ind., 2013).
55. Allan Laine Kagedan, Soviet Zion : The Quest for a Russian Jewish Home-
land (New York, 1994); Jonathan L. DeKel-Chen, Farming the Red Land :
Jewish Agricultural Colonization and Local Soviet Power, 1924-1941
(New Haven, Conn., 2005). Although Aleksandr Etkind, Internal Colo-
nization: Russia's Imperial Experience (Cambridge, 2011), 136, does not
mention the Birobidzhan experiment, it has an uncanny resemblance to
an earlier experiment that he does discuss, namely, the militarý colonies
of Aleksei Arakcheev under Emperor Nicholas I; Arakcheev's agricul-
tural-military colonies were planted in New Russia, today's southern
Ukraine, and served as an inspiration for Jeremy Bentham's writings
about the Panopticon.
56. On Frunze's military reforms in Ukraine, see Mark von Hagen, Soldiers
in the Proletarian Dictatorship : The Red Army and the Soviet Socialist
State, 1917-1930 (Ithaca, N.Y., 1990); and the documents in Reforma v
Krasnoi Armii: Dokumenty i materiały, 1923-1928 gg., 2 vols. (Moscow,
2006), vol. 1, nos. 70, 134, 136, 173, 217. Document no. 70 is "Doklad
zam. Predsedatelia RVS SSSR M. V. Frunze v TsK RKP(b) o piatiletnei
programme natsional'nogo stroitel'stva v RKKA," 29 December 1924,
306-10.
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190 VON HAGEN
(Naples, 1996).
66. Karl Polanyi, The Great Transformation (New York and Toronto, 1944),
10.
67. Mike Davis, Late Victorian Holocausts: El Nino Famines and the Making
of the Third World (London and New York, 2001), 280.
68. Ibid., 32, 46, 306.
69. Christian Noack, Lindsay Janssen, and Vincent Comerford, eds.,
Holodomor and Gorta M6r: Histories , Memories and Representations
of Famine in Ukraine and Ireland (London, 2012).
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE 191
70. Lizzie Collingham, The Taste of War : World War II and the
Food (New York, 2012), 141-54.
71. Yuri Slezkine, "Imperialism as the Highest Stage of Socialism
Review 59 (April 2000): 227-34.
72. For some interesting reflections on Stalin's imperial identity, s
J. Rieber, "Stalin, Man of the Borderlands," American Historica
2001 (106): 1651-91. But the biography and career of Mikhail
mentioned earlier, offers a counterexample of another "man of t
derlands" who took a decidedly "softer," more accommodationis
on not only nationality issues, but also cultural and political issu
broadly.
73. The self-critical reflections of Albert Memmi, The Colonizer and the
Colonized (Boston, 1991), await their Ukrainian interpretation.
74. Stephen Velychenko, "Ukrainian Anti-Colonialist Thought," and idem,
"Ukrainian Anti-Colonialist Marxism (1919-1923)." See also Velychen-
ko's larger study of this topic, Painting Imperialism and Nationalism Red :
The Ukrainian Marxist Critique of Russian Colonial Rule , 1918-1925
(Toronto, 2015).
75. Carole Fink, Defending the Rights of Others: The Great Powers, the Jews,
and International Minority Protection, 1878-1938 (Cambridge, 2004).
76. Gerasimov, Glebov, and Mogilner, "Postimperial Meets the Postcolo-
nial," 119. The authors define the "imperial situation" as a "shorthand to
designate the vision of empire as an irregular assortment of coexisting
different regimes of domination, based on incompatible principles
of groupness and hierarchies of status, with unequal mutual 'rates
of exchange."' This original definition (2004) is now supplemented.
"'Empire' is a meaningful analytical concept as a context-setting cat-
egory that frames the historical reconstruction of a historical context,
and creates a critical perspective on boundaries and thematization of
historical experience, thus ensuring that scholars do not fall prey to the
discursive power of totalizing and one-dimensional categories of the
modern mindset." (129, reference to Alexander Semyonov, "Empire as
a Context-Setting Category," Ab Imperio, no. 1 (2008): 199.
77. Jerzy Tomaszewski, Rzeczpospolita wielu narodow (Warsaw, 1985).
78. A fascinating, recent exchange between Roman Szporluk and Andrzej
Nowak in Ab Imperio focused mostly on interpretations of the Rzeczpo-
spolita during the era of the Grand Duchy of Poland and Lithuania, but
did not touch on twentieth-century history. See "Conversation: Andrzej
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192 VON HAGEN
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WARTIME OCCUPATION AND PEACETIME ALIEN RULE I93
tion (Princeton, 2001). On the fate of Jews under Soviet rule, see
Levin, The Lesser of Two Evils : Eastern European Jewry under S
Rule , 1939-1941 (Philadelphia and Jerusalem, 1995/5755). For
"imperial" comparisons, see Christoph Mick, Kriegserfahrungen in
multiethnischen Stadt : Lemberg 1914-1947 (Wiesbaden, 2010).
86. Bohdan R. Bociurkiw, The Ukrainian Greek Catholic Church and the
Soviet State, 1939-1950 (Edmonton, 1996).
87. See Tarik Amar, The Paradox of Ukrainian Lviv: A Borderland City
between Stalinists , Nazis, and Nationalists (Ithaca, N.Y., 2015).
88. Sara Friedrichsmeyer, Sarah Lennox, and Susanna Zantop, eds., The
Imperialist Imagination: German Colonialism and Its Legacies (Ann
Arbor, 1998); Sebastian Conrad, Deutsche Kolonialgeschichte (Munich,
2008).
89. Eric Weitz, "Germany and the Ottoman Borderlands: The Entwining of
Imperial Aspirations, Revolution, and Ethnic Violence," in Shatterzone of
Empires, 152-71. Weitz insists that Germany's real colonial mission was
in the Middle East. "Notably, the centrality of the Ottoman borderlands
(and later, republican Turkey) to German imperial ambitions prevailed
through all the various regime and territorial changes that both coun-
tries experienced: Imperial, Weimar, and Nazi Germany" (154).
90. In his explosively revisionist 1962 book, Hamburg historian Fritz Fischer
explored Germany's war aims in World War I and returned German
historians' attention to the question of German war guilt and the contin-
uum of German imperialist aims through Hitler's Third Reich. See Fritz
Fischer, Germany's Aims in the First World War (New York, 1967); this
English-language translation is already a significant tone less strident
than the German original: Griff nach der Weltmacht : Die Kriegszielpo-
litik des Kaiserlichen Deutschland (Düsseldorf, 1962).
91. See Peter Borowsky, Deutsche Ukrainepolitik 1918: Unter besonderer
Berücksichtigung der Wirtschaftsfragen (Lübeck and Hamburg, 1970);
Isabel V. Hull, Absolute Destruction : Military Culture and the Practices
of War in Imperial Germany (Ithaca, N.Y., 2005).
92. For authors who refer explicitly to the Nazi empire and its colonial
policies, see Wendy Lower, Nazi Empire-Building and the Holocaust
in Ukraine (Chapel Hill, N.C., 2005); Mark Mazower, Hitler's Empire:
Nazi Rule in Occupied Europe (London, 2008). For two classic studies
that predate the "imperial turn," see Raphael Lemkin, Axis Rule in Occu-
pied Europe (New York, 1944) and Alexander Dallin, German Rule in
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194 VON HAGEN
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