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Received January 2, 2021, accepted January 23, 2021, date of publication January 26, 2021, date of current version February 17, 2021.
Digital Object Identifier 10.1109/ACCESS.2021.3054756
ABSTRACT With the proliferation of frequency-using devices and the advent of the era of big data, spectrum
management and control are faced with challenges of effectiveness and accuracy. Modulation classification
technology is the foundation and key part of spectrum management and control. Therefore, the effectiveness
of modulation classification technology in big data scenario is very important. In this paper, we consider
not only the validity of the classification model under the background of big data, but also the dynamics
of noise in the complex electromagnetic environment. So we construct a big dataset containing different
signals under different MSNR, and use the big data to drive the deep learning model, and finally get the
classification result. The proposed method can realize modulation classification only by training one model,
which avoids the redundancy of model training in previous algorithms. The simulation results demonstrate
the effectiveness and reliability of the proposed method.
INDEX TERMS Big data, non-Gaussian noise, modulation classification, deep learning.
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
VOLUME 9, 2021 26313
Z. Cai et al.: Performance Evaluation of Big Data-Driven Modulation Classification in Complex Environment
set to the DL network for automatic classification to obtain In this paper, two signal conversion methods are proposed
the classification result [12]. The Deep Learning is applied to to avoid the problem of unequal information quality in collab-
the modulation classification of the signals, with the follow- orative computing for AMC. Automatic modulation classifi-
ing three advantages: cation method of DL is used, and big data sample driven DL
model is used to get better classification results. In the process
• Deep Learning method avoids the manual feature extrac-
of signal generation, the simulated noise includes Gaussian
tion and selection, and reduces the sensitivity of the
noise and non-Gaussian noise, and the noise with different
feature to the environment.
non-Gaussian degrees is taken into account. All the datasets
• Deep Learning model is data-driven, requires a large
under MSNRs are sent to the network together for classifi-
number of data training models, and the communication
cation. The proposed method can get better performance in
signals can be easily acquired through the equipment,
both Gaussian noise and non-Gaussian noise
the input conditions of the deep learning network can be
The structure of the rest of this paper is shown below.
satisfied.
In Section II mainly describes the existing algorithms which
• The method of Deep Learning is in accordance with
are similar to those proposed in this paper. In Section III
the current research trend, and has more exploration
mainly describes the establishment of the system model,
value
including signal model, noise model and classification
According to the above description, the automatic modula- network. In Section IV mainly describes the algorithm
tion classification method based on DL is used in this paper. framework, including the existing problems and improved
In addition to the algorithm, many scholars have studied the algorithms. Section V is the simulation experiment of the
influence of different noise on the modulation classification, algorithm. Section VI is the summary of the full paper.
mainly including the Gaussian noise and the non-Gaussian
noise. Gaussian white noise is often used to simulate the II. RELATED WORKS
ideal noise environment, and the influence on signal classi- In recent years, deep learning has been applied to the paper of
fication is relatively small. With the increasing complexity of modulation classification. In [7], Peng et al proposed for the
the channel environment, Gaussian white noise is not close first time that the signal domain be converted into a graph
enough to the characteristics of the channel, which leads to domain, the geometric relation of the constellation map is
the degradation of the performance of the classification model used to recognize the modulation type, and the constellation
established in the simulation of Gaussian noise. Consider- map of different signals is constructed to make it have dif-
ing the deterioration of the channel, the algorithm of using ferent characteristics. In this paper, the influencing factors
non-Gaussian noise to simulate the actual noise environment of signal generation constellation map are studied, including
follows one after another. When dealing with non-Gaussian the conversion method of data, the size of picture selection
white noise, there are two methods, one is to whiten the and the pixel size of picture, and the recognition performance
color noise, and the other is to define the non-Gaussian noise is analyzed under different deep learning networks. On the
as a kind of generalized Gaussian distribution, Alpha stable basis of the transformation method of constellation map pro-
distribution noise, which is suitable for describing the noise of posed in this paper, several subsequent authors have improved
communication channel. Almost all the proposed algorithms the algorithm and structure. In [8], a point density method
are only in a single noise environment, but the single noise is proposed to color the constellation maps. Tu Ya, et al.
setting has some limitations. In the actual communication proposed a new framework to enhance the data using the
process, there are many uncertain factors, which can bring auxiliary classifier genetic adversarial network, and use the
challenges to the decision-making of the communication CNN model to classify the data, which can gain 0.1%∼6%
system. The algorithms proposed in this paper are suitable increase in accuracy. In this paper, some training tricks are
for Gaussian noise and non-Gaussian noise. No matter what used to solve the problems of over-fitting, non-convergence
kind of noise in the input signal is closer to, the proposed and model collapse. In view of the fact that the model needs a
algorithm has good performance and strong inclusiveness to lot of training data to avoid the problem of over-fitting, in [9],
noise [13], [14]. Tu Ya, et al. proposed the application of semi-supervised
The signal-to-noise ratio is usually used to measure the learning to unlabeled data to reduce the problem of over-
relationship between the pure signal and the noise in the fitting. In [10], Wang Yu et al. proposed a method of com-
received signal, and the signal-to-noise ratio has a certain bining double-layer CNN, in which the first layer of CNN
influence on the signal classification. At present, an algorithm is trained with the real part sequence and the imaginary part
based on DL method is used for signal classification, and sequence of the signal, and the other layer is trained with
each dataset under each signal-to-noise ratio is sent to a the transformed constellation map. This method is easier to
DL network to train a model, and a plurality of models are implement in actual projects than the full use of graphs for
trained in a plurality of signal-to-noise ratios. The resulting training.
classification results will be more convincing if the datasets at Considering that the length of the signal is often larger
all signal-to-noise ratios are fed to the deep learning network than the length of the deep learning network, and the ran-
at the same time [15]–[17]. dom burst pulse is easy to appear in the signal, in [11],
The modulation classification algorithm in the traditional Because the second-order statistical moment of Alpha sta-
method has complicated operation steps and tedious model ble distribution noise does not exist and cannot represent its
training. The method proposed in this paper is shown variance, the signal-to-noise ratio (SNR) in the traditional
in Fig. 2. The received signals are preprocessed and sent to sense is not fully in line with Alpha stable distribution noise,
the neural network, and the network automatically extracts so the mixed signal-to-noise ratio (MSNR) is defined as
features and classifies. The proposed algorithm avoids the follows:
redundancy of SNR estimation and only needs to train δs2
a model, which greatly reduces the complexity of the MSNR=10 log10 ( ) (4)
γ
algorithm [21]–[23].
where γ ≥ 0 is a scale parameter, δs2 is the variance of signal.
It is worth noting that the alpha-stable distribution can be
seen as a generalization of the Gaussian distribution, which
is of a particular nature itself. When α = 2, the alpha-stable
FIGURE 2. The proposed modulation classification steps. distribution is degraded to Gaussian distribution. Therefore,
the α value we set in this paper includes some sampling points
between 0 and 2. When α = 2, it is considered that the
B. SIGNAL MODEL current noise is Gaussian white noise. When α 6 = 2, it is
considered that the current noise is non-Gaussian noise. The
Typically, the received signal is represented as
smaller α means the stronger the non-Gaussian characteristic,
x(t) = s(t) + n(t) (1) we continue to study the classification performance of the
system under different intensities of non-Gaussian noise [28].
The signals used in this paper are digital signals, where
x(t) and s(t) represent the received signal and the transmit- D. DEEP LEARNING NETWORK
ted signal, respectively, and n(t) is the noise in the analog The essence of deep learning is to learn more useful fea-
environment.n(t) include Gaussian noise and non-Gaussian tures by constructing machine learning models with many
noise [24]–[27]. hidden layers and massive training data, so as to improve
the accuracy of classification or prediction. Therefore, ‘deep The constellation map is colored by point density method.
model’ is a means, ‘feature learning’ is an end. Deep Learn- And the point density of the i − th symbol in each sample ρ(i)
ing emphasizes the depth of model structure and highlights is calculated as follows:
the importance of feature learning. Through layer-by-layer L
f [m(i) − m(j)| < r&&|n(i) − n(j)| < r]
P
feature transformation, the feature representation of samples
j=1
in the original space is transformed into a new feature space, ρ(i) = (5)
which makes it easier to classify or predict. Compared with L
the method of constructing features by artificial rules, big data where m(i) obtain the horizontal axis and n(i) obtain the
is more able to depict the rich internal information of data by vertical axis value of the i − th symbol, L is the number of the
using big data to learn features. symbols of sample, r is half the length of the selected square
Convolution neural network is one of the feedforward region when calculating the point density.
neural networks. It has a unique effect on image process-
ing, including at least convolution layer and pool layer in B. EXISTING PROBLEM
structure. Convolution neural network is a deep learning In real environment, the noise often has the peak and the
network which has been developed in recent years, and has pulse burst property. The most remarkable characteristic of
been widely paid attention to and applied in enterprises. this kind of noise is that its algebra tail is thicker than the
Representative convolution neural networks include AlexNet, exponential tail of Gaussian distribution, and the amplitude
VGG, LeNet and so on. In this paper, CNN is used to solve of its probability density function is obviously higher than
not complete the modulation classification problem. Because that of Gaussian distribution. Therefore, the single Gaussian
our dataset picture content is relatively simple, we use the distribution model cannot fully describe this kind of impulse
classical CNN model-AlexNet. noise. Theoretical studies have shown that the special proper-
AlexNet carries forward the idea of LeNet and applies the ties of Alpha-stable distribution noise can effectively describe
basic principle of CNN to a very deep and wide network. the noise present in the real situation. The scatter diagram
AlexNet has several features as shown below of Alpha-stable distribution noise is shown in Fig. 3, where
we can see the sharp noise points circled by the red box.
• Using the ReLU activation function, the deep convolu- Since the Alpha-stable distribution noise does not have the
tion network based on ReLU is several times faster than statistical characteristics of the second order and high order,
the network training based on tanh and sigmoid. the conventional method for extracting the time-frequency
• In AlexNet, Dropout, is mainly used in the last few full characteristic and the statistical feature is not suitable for the
connection layers to randomly ignore some neurons by noise.
using Dropout in training, which can avoid overfitting of
the model.
• AlexNet all uses maximum pooling to avoid the fuzzi-
fication effect of average pooling. Moreover, it is pro-
posed in AlexNet that the concession length is smaller
than the size of the pooled kernel, so that there will be
overlap and coverage between the outputs of the pooling
layer, which improves the richness of the features.
of signal constellation map, so our main task in this paper 2) REAL-IMAGE LOGARITHM
is to preprocess the sharp pulse before the signal domain is The first improved method of direct logarithm changes the
converted into graph domain, and to suppress or remove the geometric characteristics of constellations and reduces the
sharp pulse. divisibility of signals to a certain extent. The second improved
method is still to use the idea of logarithm to improve, but
C. IMPROVEMENT the real part and the imaginary part of the complex signal
Because the noise has serious trailing and sharp pulse, and the are logarithmic respectively, named Real-Image logarithm
amplitude value of the signal is in the stable range, we pro- method (RI-Log). Assumption xn = an + bn i, an represents
pose a method which can not only suppress the sharp noise the real part of the signal and bn represents the imaginary part
point, but also improve the sensitivity of the weak value in a of the signal.
certain range. Logarithm is a common statistical method, its Because there are negative numbers in both an and bn , and
main function is to weaken the large value point according to the logarithms of negative numbers are complex. Therefore,
a certain base number, at the same time, it can also improve we make a little improvement on the basis of real logarithm,
the sensitivity of the weak value, which can just solve the the logarithmic operation of the real part and the imaginary
current problem. part of the complex signal is carried out respectively. If a
Therefore, the logarithmic operation of the signal sequence logarithmic operation is directly performed on the I and Q
is carried out in this paper, and the constellation map is gener- channel sequences, a sharp pulse will still occur when a
ated. The original constellation map is mapped to logarithmic pulse approaching 0 is present, not in accordance with the
domain to form logarithmic constellation map. purpose of which we have been a sharp pulse. So we fine-tune
the logarithmic algorithm, so that the logarithmic operation
1) DIRECT LOGARITHM will not produce sharp values, and can achieve the desired
The first improved method is to perform logarithmic opera- purpose.
tion directly on the received complex sequences, we call this We do the following operations on an sequence.
log10 (a + 1), a > 0
method the direct logarithm (D-Log) method. Assuming that
the received complex signal is xn = an + bn i, can also be an = 0, a=0 (10)
represented as −log10 (−a + 1), a < 0
q Similarly, we do the following operations on bn sequences.
an + bn i = a2n + b2n (cos θn + i sin θn ) (6)
log10 (b + 1), b > 0
an bn bn = 0, b=0 (11)
where cosθn = p and sinθn = p . −log10 (−b + 1), b < 0
a2n + b2n a2n + b2n
According to Euler formula
V. EXPERIMENTS
In this part, we carry on the simulation experiments to D-Log
eiθn = cos θn + i sin θn (7)
method and RI-Log method respectively. The experiments
Then, do natural logarithmic operations on xn , we can get mainly include three contents: (1) Classification results under
the following results: unknown MSNR; (2) Classification results under different α
conditions, that is, classification results under Gaussian noise
and non-Gaussian noise. Among them, α = 2 is a simulated
q
ln(an + bn i) = ln[ a2n + b2n (cos θn + i sin θn )] Gaussian noise environment, and other parameters represent
q
= ln( a2n + b2n ) + ln[(cos θn + i sin θn )] noise with different non-Gaussian degrees. (3) Compared
with the traditional modulation recognition method based on
= An + θn i (8) feature extraction.
At the end of this section, the proposed method is compared
where An is real number.
with existing algorithms.
Because θ can add countless cycles, there are countless
solutions in theory, but only the angle values in the unit cycle A. DATASET CONSTRUCTION
are usually selected in the mathematical operation.
In this paper, MATLAB is used to generate signals and
Then according to the base changing formula of logarithm,
simulate datasets, its own Deep Learning Network toolbox
the logarithmic values of any base number can be obtained.
is used to classify datasets, and generate confusion matrix
logn (X ) and accuracy rate curve of classification results. Here, we do
logm (X ) = (9) some simulation experiments to verify the effectiveness of
logn m
the improved algorithm. In the experiments, the signals used
where m is the base number that you want to change, and n include 2ASK, 4ASK, 8PSK, QPSK, OQPSK, 16QAM and
is the known base number. In this paper, in order to suppress 64QAM. The real and imaginary parts of each received signal
the sharp value of noise to a large extent, set m = 10. include 10,000 sampling points, which are used to generate
C. EXPERIMENTS UNDER UNKNOWN MSNRs As shown in Fig. 8, it is the classification result of D-Log
1) EXPERIMENTS OF D-LOG METHOD method under unknown MSNRs. It can be seen that under
UNDER UNKNOWN MSNRS the unknown MSNRs, the recognition effect can still reach
The experiments under D-Log method include 16QAM, more than 90%. It can be seen that this method still has good
BPSK, QPSK, OQPSK and 8PSK signals. The range of classification performance when unknown MSNRs.
In this part, seven MSNR test points between 0 and 12dB In this part, the simulation of the two methods in Gaussian
are selected. The test classification results of RI-Log method and non-Gaussian noise environment is carried out to verify
under different MSNRs are shown in Fig. 10. It can be seen whether the two methods can be effective under different
that BPSK, OQPSK and 4ASK have poor classification per- noise and different non-Gaussian degrees.
formance at lower MSNRs, and the accuracy of 6 types of
signals can reach more than 85% over 4 dB. 1) EXPERIMENTS OF D-LOG METHOD UNDER DIFFERENT α
The RI-Log method only reduces the range of constella- When α is less than 2, the selected range is 0.3 to 1.8, and the
tions, preserves the geometric structure of constellations, and step is 0.3. Each signal generates 500 image datasets under
has more physical interpretable significance. As can be seen different α. Set the value of MSNR to 10dB.
from Fig. 11 and Fig. 12, the RI-Log method still has good As shown in Fig. 13, as a result of the classification of
classification performance. the D-Log method at different α, it can be seen from the
figure that the five signals have good performance in sup-
pressing non-Gaussian noise, and are suitable for Gaussian
noise and non-Gaussian noise. When MSNR is equal to 10dB,
when α is greater than 0.3, the accuracy of signal classifica-
tion can reach more than 95%.
figure that the six signals have good performance in suppress- 1) In terms of recognition performance, the two algo-
ing non-Gaussian noise and are suitable for Gaussian noise rithms proposed in this paper are superior to the tra-
and non-Gaussian noise. For 8PSK signals, when A is less ditional recognition methods when the SNR is greater
than 0.6, the signal classification accuracy is low, and it can be than 2dB.
achieved 90 percent signal classification accuracy is greater 2) In terms of robustness, the method proposed in this
than 0.6 at MSNR is equal to 10dB. For another five types paper can be artificially independent and self-adaptive
signals, when α is greater than 0.4, the accuracy of signal within a certain range of MSNR, and can be applied to
classification can reach more than 95%. both Gaussian noise and non-Gaussian noise.
In conclusion, both methods suppress the non-Gaussian 3) In terms of model training, the mixed data set con-
noise performance, and are both suitable for Gaussian noise structed in this paper only needs to train one model,
and non-Gaussian noise, and have strong robustness. In that which reduces the complex operation in model training.
latter method, the accuracy of the individual signal identifica- However, this paper still has the following shortcomings.
tion may be low when the non-Gaussian degree is high. But
1) The randomly selected test sets after model training
the overall classification performance of both methods is very
will also have a certain impact on the classification
good.
results. For example, the improved constellation map
of 16QAM signal presents 4 constellation points at
E. COMPARISON EXPERIMENTS
low MSNR, 16 constellation points at high MSNR,
The traditional modulation classification method is based on
and QPSK signal is also 4 constellation points. if the
feature extraction. Feature parameters are extracted manually
randomly selected test set contains more 16QAM data
and appropriate classifier is selected to realize modulation
at low MSNR, it may appear that it is recognized
type classification. In this comparison algorithm, the features
as QPSK signal, which leads to poor classification
of fractional low-order cyclic spectrum (FLCS) and higher
results.
order cumulant are selected.
2) In general, if there are N SNR sampling points, we need
The average recognition rate of the two methods based
to train the model N times. and this paper only needs
on eigenvalue extraction and the two algorithms proposed in
to train one model, which reduces the complexity to a
this paper is shown in Fig.15. The blue lines in Fig.15 had
certain extent. However, the training time of a single
a significantly lower recognition rate than the other three
model is longer than that of multiple models.
algorithms. It shows that the high-order cumulant feature
is not suitable for the recognition problem under α stable These issues are also the direction of future improvements.
distributed noise. In the other three methods, when MSNR
is greater than or equal to 2dB, the recognition rate of RI-Log VI. CONCLUSION
and D-Log is better than that of FLCS. The D-Log method In this paper, two methods of logarithmic constellation are
has the highest recognition rate. Through this experiment, proposed, direct logarithm method and real-image logarithm
the effectiveness of the two methods proposed in this paper is method. The simulation results show that the two methods
proved. can be used in both Gaussian noise and non-Gaussian noise
environments. Compared with the traditional model training
method under each MSNRs, it is more universal and extensive
to send the data from different MSNRs to the network to train
a model at the same time. We use different α to simulate
different noises. α equal to 2 is Gaussian noise and α less
than 2 is non-Gaussian noise. The simulation results show
that the two algorithms have good classification performance
under unknown MSNRs, and the classification performance
is still good under different α.
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