You are on page 1of 11

Journal of Environmental Management 271 (2020) 111025

Contents lists available at ScienceDirect

Journal of Environmental Management


journal homepage: http://www.elsevier.com/locate/jenvman

Review

Learning from Floods: Linking flood experience and flood resilience


Da Kuang a, Kuei-Hsien Liao b, *
a
School of Architecture, The Chinese University of Hong Kong, Hong Kong
b
Graduate Institute of Urban Planning, National Taipei University, Taiwan

A R T I C L E I N F O A B S T R A C T

Keywords: It has been argued that learning from flood experience contributes to flood resilience. However, it is unclear what
Flood experience such a learning process involves, and it is debatable whether flood experience always leads to flood resilience. To
Learning bridge this research gap, we develop the Learning from Floods (LFF) model to articulate the process of learning
Learning-based flood mitigation
from flood experience and how it affects flood resilience. The LFF model suggests that flood experience prompts
Learning from floods
individual and social learning to give rise to flood-related knowledge, which is subject to learning opportunity,
Flood resilience
learning motivation, and prior knowledge. Flood-related knowledge could inform flood management and/or
other action, which however can be limited by barriers, including information and resource availability, attitude,
social capital, and policy barriers. Together, flood-related knowledge and its resulting action are considered the
lesson learned, which then affects flood resilience through changing floodability, recoverability, adaptability,
and/or transformability. We apply the LFF model to discuss the different learning processes and their respective
effects on flood resilience in two environments. It suggests that an environment that is well-protected by flood
control infrastructure is not conducive to learning about flood mitigation. Subsequently, we call for learning-
based flood mitigation to nurture flood resilience in the face of climate change.

1. Introduction disturbance can increase the resilience to that very disturbance through
enhancing the adaptability of the social-ecological system (Carpenter
Flooding is the most frequently occurring natural hazard globally, et al., 2001; Gunderson and Holling, 2002). Such an argument has been
causing widespread life and property losses every year (Willner et al., applied to hazard resilience, since human communities subject to nat­
2018). As increasing extreme storms and continuing urbanization make ural hazards can also be considered social-ecological systems (see
flood management increasingly challenging, the concept of flood resil­ Resilience Alliance, 2007). Godschalk (2003) argues that hazard resil­
ience receives growing attention. The expanding literature on flood ience requires the capacity to learn from hazard experience. Aldunce
resilience has explored its definition and application (e.g., De Bruijn et al. (2015) maintain that building resilience to hazards is underpinned
et al., 2017; Hegger et al., 2016; Liao, 2012), assessment measures (e.g., by learning from experience and sharing knowledge within the com­
Keating et al., 2017; Kotzee and Reyers, 2016; Lhomme et al., 2013; munity. Zevenbergen et al. (2008) argue that learning from past flood
Restemeyer et al., 2015), and practical strategies (e.g., Lennon et al., experience contributes to developing effective approaches to flood
2014; Schelfaut et al., 2011; Vis et al., 2003; Zevenbergen et al., 2008). resilience; and Ten Brinke et al. (2008) argue that this is because flood
However, there is still scant explicit discussion on the process through events allow the system to go repeatedly through the learning cycles to
which flood resilience is nurtured or eroded. To bridge this knowledge reduce the vulnerability to similar events in the future.
gap, this article explores a fundamental mechanism that affects flood Existing literature appears to suggest that learning from flood
resilience—learning. experience contributes to flood resilience; however, it is unclear what
The term “learning” is frequently referred to in the literature on mechanisms such learning involves, and it is debatable whether flood
social-ecological resilience, where it is suggested that natural dis­ experience always leads to flood resilience. In this article, we provide a
turbances—i.e., inherent environmental dynamics—play an important theoretical framework—the Learning from Floods (LFF) model—to
role in social-ecological resilience (Berkes et al., 2000; Carpenter et al., articulate the process of learning from flood experience and how it af­
2001; Folke, 2006; Olsson et al., 2004b). Learning from a certain fects flood resilience. It is applicable to a community of any scale and

* Corresponding author. Graduate Institute of Urban Planning, National Taipei University, New Taipei City, 237, Taiwan.
E-mail addresses: da.kuang@link.cuhk.edu.hk (D. Kuang), liaokh@mail.ntpu.edu.tw (K.-H. Liao).

https://doi.org/10.1016/j.jenvman.2020.111025
Received 6 February 2020; Received in revised form 26 June 2020; Accepted 27 June 2020
Available online 6 July 2020
0301-4797/© 2020 Elsevier Ltd. All rights reserved.
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

concerns the learning of the general public, i.e., individuals of the gone beyond these arguments to explore what exactly learning involves.
community and the community as a whole. The LFF model is also an
attempt to clarify the role flooding plays in flood resilience, which is 2.2. Learning and natural disturbance
rarely discussed explicitly.
The remainder of this article is organized as follows: We first review In ecology, a disturbance is a “relatively discrete event in time that
the notion of learning in existing literature on resilience thinking. Next, disrupts ecosystem, community, or population structure, and changes
we define flood resilience and then explain the LFF model. Subse­ resources, substrate availability, or the physical environment” (White
quently, we apply the model to discuss the learning processes in two and Pickett, 1985, p.7). It should be noted that the term disturbance
fundamentally different environments, theoretically demonstrating that does not necessarily connote disaster in ecology (see Pickett et al.,
different patterns of flood experience arising from different environ­ 1992). In an ecosystem, disturbances can prevent one species from
ments can have different effects on flood resilience. Lastly, we argue for excluding others to maintain diversity and resilience (Holling et al.,
“learning-based flood mitigation” to nurture flood resilience in the face 1995). However, because natural disturbances are largely considered
of climate change. undesirable to society, the conventional command-and-control man­
agement strives to resist natural disturbances to maintain the stability of
2. Learning in resilience thinking the system (Colding et al., 2003). Nevertheless, it has been realized that
natural disturbances are important to not only ecosystems but also
Two different interpretations of resilience can be distinguished: en­ social-ecological systems that depend on the health of ecosystems
gineering resilience and ecological resilience (Holling, 1996). Engi­ (Berkes et al., 2003). Furthermore, natural disturbances “open up op­
neering resilience concerns a system’s stability and its speedy return to portunities for reevaluating the current situation, trigger social mobili­
the original state after a disturbance. This article, however, focuses on zation, recombine sources of experience and knowledge for learning,
ecological resilience, which concerns a system’s long-term survival and spark novelty and innovation” (Folke et al., 2010, p.5); therefore,
through changes and is first theorized by Holling (1973). Concerning natural disturbances are also important to social-ecological resilience.
only ecosystems, Holling’s (1973) original notion of resilience has been As natural disturbances are key to social-ecological resilience, nat­
developed into social-ecological resilience and expanded into “resilience ural hazards have also been argued to be important to hazard resilience
thinking” over the decades (see Berkes et al., 2003; Folke et al., 2010; as learning opportunities. For example, Aldunce et al. (2015, p.7) argue
Walker et al., 2004). Today, a broader concept of resilience includes that “accepting that disasters and changes happen opens up the possi­
persistence, adaptability, and transformability (Keck and Sakdapolrak, bility of framing them as opportunities for improvement and innova­
2013). In resilience thinking, learning is often mentioned in the context tion”. This is in line with the concept of “bounce forward”, where
of adaptive management and adaptability (or adaptive capacity). Here, disasters are considered to be learning opportunities for livelihood
we review how learning is linked to these concepts; furthermore, since enhancement (Manyena et al., 2011). Literature on hazard resilience
natural disturbance is argued to play an important role in resilience, we generally agrees that changes made after a disaster could influence
also discuss the relationship between learning and natural disturbance. resilience (e.g., Birkmann et al., 2010; Manyena et al., 2011). Such
changes could be adjustments to hazard management action, policy, or
2.1. Learning, adaptive management, and adaptability institution to decrease the vulnerability of the system (Aldunce et al.,
2015). Most of the existing literature focuses only on learning from di­
Adaptive management was proposed as an alternative approach to sasters; for example, the Disaster Resilience of Place model proposed by
natural resource management (Holling, 1978; Lee, 1993; Walters, Cutter et al. (2008) implies that learning only takes place when the
1986). It is “a systematic process for improving management policies impact of the hazard exceeds the community’s absorptive capacity.
and practices by learning from the outcomes of management strategies However, natural hazards do not always lead to disasters. The phe­
that have already been implemented” (Pahl-Wostl et al., 2008, p.4). nomenon of flooding does not always lead to a flood disaster. In this
Earlier discussions on adaptive management focused on the concept of article, we assume that all flood events, be it disastrous, harmless, or
learning by doing, i.e., the iterative process to continually modify beneficial, present opportunities to learn. The difference is what is
management policies and strategies (Walters, 1986). Recent studies learned.
embrace a collective learning perspective, and the concept of collabo­
rative management has been incorporated to give rise to adaptive 2.3. Learning and flood experience
co-management (see Armitage et al., 2008; Armitage et al., 2009; Olsson
et al., 2004a). The collective learning process is widely referred to as As mentioned earlier, learning from flood experience has been
“social learning”, which stresses learning through social interactions argued to be important to nurture flood resilience (Ten Brinke et al.,
(Fernandez-Gimenez et al., 2008; Muro and Jeffrey, 2012; Pahl-Wostl 2008; Zevenbergen et al., 2008). Existing literature mainly discusses
et al., 2013). Social learning can be understood as “a change in under­ learning with regards to changes in flood management policies and
standing that goes beyond the individual to become situated within property-level flood mitigation.
wider social units or communities of practice through social interactions Flood experience can often trigger “policy learning” (Brody, 2003;
between actors within social networks” (Reed et al., 2010, p.6). Nye et al., 2011), where flood management policies are changed or
Adaptive management is argued to be an approach to increase strengthened in response to flood events (Brody et al., 2009). A small,
adaptability, which can be understood as the “capacity of a system to local flood could prompt a negotiation process among the stakeholders
adjust, via changes in its characteristics or behavior, to cope better with (local residents, local and state governments, etc.) to incrementally
existing and future stresses” (Pahl-Wostl, 2007, p.52). Existing literature change flood management policies; a large, regional flood could accel­
suggests that learning and adaptability are linked in two ways. Firstly, erate the process and involve those who were previously apathetic to
adaptability derives from the increase of knowledge, which is a result of flood management policies (Johnson et al., 2005). Policy learning could
learning (Eakin et al., 2010; Williams et al., 2015). Adaptability is potentially lead to policies that promote flood resilience; however,
enhanced through the accumulation and testing of knowledge through because policy learning is strongly affected by “policy legacies” (Brody,
learning (Gunderson, 2010). Secondly, adaptability requires learning 2003; Van Buuren et al., 2016), it is debatable whether learning itself
ability because learning is an important mechanism to maintain the would always result in increased flood resilience.
system’s capacity to evolve (Carpenter et al., 2001). The ability to learn Property-level flood mitigation has received increasing attention in
from past experience is considered as an important component of recent years, as flood management has shifted focus from flood pre­
adaptability (Keck and Sakdapolrak, 2013). Current literature has not vention to “flood risk management” in the recognition that flooding can

2
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

never be completely prevented (Bubeck et al., 2012; Osberghaus, 2017). hazardous and hence should be prevented in the first place (Liao et al.,
Central to the notion of flood risk management is shared responsibility 2019). However, this perception is incomplete. Flooding can also be a
between the government and citizens: citizens also need to be respon­ critical development resource for rural communities in certain parts of
sible for mitigating flood impacts at the property level (Bichard and the world, such as the Mekong Delta (Ehlert, 2012) and Bangladesh
Kazmierczak, 2012; Henstra et al., 2019). Property-level flood mitiga­ (Thompson and Sultana, 1996). Furthermore, it is possible to mitigate
tion measures include floodgates, air-vent covers, flood-proofing, etc. flood impacts without flood resistance. Communities where livelihoods
(Bichard and Kazmierczak, 2012; Owusu et al., 2015). They play depend on periodic flooding have developed adaptive measures, e.g.,
important roles in flood resilience of a community by increasing indi­ living in stilt houses, using boats, and assembling temporary footbridges
vidual households’ ability to avoid or reduce flood damage (Begg et al., for transportation, such that they can be flooded without damage and
2017). Although learning is rarely explicitly discussed in the literature loss (Liao et al., 2016). It is therefore important to distinguish between
on property-level flood mitigation, empirical studies show that flood three highly related but different terms. A “flood” is a hydrological
experience leads to increased risk awareness (Burningham et al., 2008), phenomenon when water temporarily covers the land. A “flood hazard”
more attention to weather forecast and flood warning (Knocke and is flooding that occurs in a human community to pose a potential danger.
Kolivras, 2007), and willingness to take mitigation and response mea­ A “flood disaster” is flooding that causes substantial damage and
sures (Bubeck et al., 2013; Kreibich et al., 2005; Lawrence et al., 2014; severely interrupts social-economic activities. Floods are not necessarily
Osberghaus, 2017). We consider these behavioral changes to be an flood disasters. Flood disasters occur only when human communities are
obvious form of learning. There is also evidence that flood experience unable to mitigate the impacts of flood hazards.
contributes to a better understanding of flood impacts. For example, Because flooding is not always hazardous, we define flood resilience
Siegrist and Gutscher (2008) show that people without any flood as the ability to avoid or minimize flood damage when flooding occurs; or,
experience have difficulties imaging how they would feel during a flood: in the case where flooding causes substantial damage and severe so­
while they can envisage the potential impacts, e.g., property damage, cioeconomic interruption, flood resilience is the ability to rapidly
thanks to mass media reports, they cannot imagine the negative feelings, recover from the flood disaster to a functional state. Derived from Hol­
such as fear, insecurity, and helplessness, often described by those with ling’s (1973) original notion of resilience, where natural disturbance is
actual flood experience. recognized to be inherent to system dynamics, our definition recognizes
To sum up, existing literature suggests that learning from natural that flooding is inherent to any human community by a river. This
disturbance is an important mechanism to nurture resilience. We build definition focuses on the capacity to absorb the impact of flooding when
on this widely accepted discourse to develop the LFF model, premising it occurs and is congruent with the widely cited definition of
that learning from flood experience affects flood resilience. Many social-ecological resilience: “the capacity of a system to absorb distur­
questions remain to be answered. For example, what exactly is learned bance and reorganize while undergoing change so as to still retain
from flood experience? Does the same flood event, experienced by essentially the same function, structure, identity, and feedbacks”
different groups, produce different learning processes to lead to different (Walker et al., 2004, p.2). Here, flood resilience to a particular flood
effects on flood resilience? More fundamentally, does learning from event depends on “floodability”—the ability to be flooded without
flood experience always lead to increased flood resilience? It is beyond damage and disruption (Liao, 2012); as well as recoverability—the
the scope of this article to answer these questions. Because before they ability to rapidly recover from a flood disaster. However, maintaining
can be answered, it is necessary to establish the theoretical links be­ flood resilience through different flood events over time also requires
tween flood experience and flood resilience. This is the purpose of the adaptability, defined here as the ability to continue to adjust flood
LFF model put forward in this article. But before we introduce the management to adapt to a changing flood regime. Note that adaptability
model, it is important to first define flood resilience. is a process-oriented concept, with an emphasis on incremental adjust­
ment (Heazle et al., 2013; Keck and Sakdapolrak, 2013). A currently
3. Flood resilience flood-adapted community that does not continue to adjust its flood
adaptive measures to respond to increasing flood risk, nevertheless, does
There are divergent notions of flood resilience. It is widely concep­ not have adaptability. A community that currently lacks flood resilience
tualized that flood resilience concerns the ability to quickly recover from needs transformability, defined here as the capacity to fundamentally
a flood disaster (e.g. De Bruijn, 2005; Gilbert, 2010; Lhomme et al., transform flood management and other systems, to promote flood
2013); however, there has not been a consensus regarding the role flood resilience.
resistance plays in flood resilience. Here, flood resistance refers to the Following Holling (1973)’s demonstration that stability and resil­
capacity to prevent flooding from occurring in an area that is naturally ience are fundamentally different system properties, we argue that flood
subject to flooding by using flood control infrastructure, such as levees, resilience is different from flood resistance. Flood resistance is about
floodwalls, dams, piped drainage networks, and pumping stations; maintaining stability, turning the previously flood-prone environment
and/or by temporary emergency flood-fighting measures. Some scholars free from flooding. While it allows for undisrupted social and economic
explicitly argue that flood resistance is important to flood resilience (e. activities, such command-and-control management that artificially sta­
g., Dieperink et al., 2018; Hegger et al., 2016; Morrison et al., 2018; bilizes inherently dynamic systems (e.g., floodplains) can erode resil­
Restemeyer et al., 2015). For example, Hegger et al. (2016, p.3) view ience and lead to system collapse (Holling and Meffe, 1996). Using the
“resistance as an enhancing factor for resilience”; Restemeyer et al. Mississippi River as an example, Holling and Meffe (1996, p.331) argue
(2015, p.47) argue that the “resistant strategy (technical measures such that “the inextricably combined riverine-social system” has “little
as dikes, dams, and sluices) may also make a city more resilient” and that resilience during extreme storm events” because of flood control. While
technical measures “must be an inherent part of a resilience strategy”. flood resistance and flood resilience are different properties in theory
Other scholars interpret flood resilience without reference to flood and it has been well recognized that exclusive reliance on flood control
resistance. For example, Zevenbergen et al. (2008) interpret flood infrastructure is not a realistic solution, the discussion on flood resil­
resilience as the ability to adapt to and recover from the hazard; Liao ience cannot disregard flood resistance altogether. This is because flood
(2012) defines flood resilience as the ability to tolerate flooding or to control infrastructure has already been omnipresent and will continue to
quickly reorganize after a flood disaster. So €rensen et al. (2016) argue be a part of flood management in many areas of the world. Against this
that flood resilience is the ability to anticipate, adapt to, reorganize, and reality, an important question begs to be answered: how does existing
learn from floods. flood control infrastructure affect flood resilience? This is particularly a
The view that flood resistance is key to flood resilience is associated relevant question in the face of climate change, where flooding is
with the perception in industrialized society that flooding is often increasingly uncontrollable. Answering the question requires a more

3
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

rigorous examination of the relationship between flood resistance and role in flood management and hence flood resilience, the LFF model
flood resilience. We will apply the LFF model as an initial attempt to does not address policy learning. Learning of the general public can lead
address this question in section 5. to policy changes that influence flood resilience, and this is taken into
consideration in the LFF model, but we do not directly address the
4. The learning from floods (LFF) model learning of the government itself because the process can be quite
different. In the rest of this section, we explain the LFF model in more
To articulate the process of learning from flood experience and how detail.
it affects flood resilience of a community, we propose the Learning from
Floods (LFF) model (Fig. 1). The LFF model was developed through 4.1. Flood experience
synthesizing existing literature. It integrates the established arguments
on the links between flood experience, learning, and flood resilience we It is important to first distinguish between two types of lear­
have reviewed in section 2; it also incorporates theories on learning and ning—direct acquisition of knowledge and learning from experience
knowledge management. (see Horvath et al., 1996; Sternberg et al., 2000). The former is the
In a nutshell, the LFF model suggests that flood experience prompts acquisition of codified knowledge from books, teachers, media, etc.,
learning, which involves individual and social learning, to generate which has been pre-processed for the learner; and knowledge acquired
flood-related knowledge. This learning process is subject to learning this way is often explicit knowledge. However, the LFF model concerns
opportunity, learning motivation, and prior knowledge. Flood-related the latter—learning from experience. Besides explicit knowledge,
knowledge informs flood management action, referring to any action learning from experience also generates tacit knowledge. Explicit
pertaining to flood mitigation, preparation, response, and recovery. knowledge from books and other sources is second-hand knowledge,
Flood-related knowledge can also inform other actions, such as institu­ providing only generalized ideas, while tacit knowledge acquired from
tional, social, or economic changes. The translation from flood-related experience is usually contextualized (Eraut, 2004). For example, one
knowledge to flood management and/or other action is subject to does not need to experience flooding to know that elevating a building
several kinds of barriers, including information and resource availabil­ above the flood level could prevent flood damage; however, actually
ity, attitude, social capital, and policy barriers. Together, flood-related experiencing a flood could enrich such knowledge with locally specific
knowledge and flood management and/or other action are considered details, such as the suitable height of elevation or appropriate structural
the “lesson learned”, which then affects flood resilience through design. Furthermore, actually experiencing flooding helps detect the
changing floodability, recoverability, adaptability, and/or problem of flood management action, as each flood puts its effectiveness
transformability. to test (see Kolb, 1984).
We note that the arrows in the LFF model do not suggest a linear Here, flood experience means the practical contact with and obser­
process from a certain flood experience all the way to flood resilience. vation of a flood. Flood experience is subject to flood impact and flood
While a flood experience could generate some knowledge, knowledge regime. We stress again that flood experience is not necessarily disaster
does not always lead to action (Argote and Miron-Spektor, 2011). It is experience. It could be entirely harmless and even beneficial for liveli­
also important to note the limitations of the LFF model. Firstly, it only hood; or, it can simply be “nuisance flooding”, which causes only minor
represents a simplified picture of the complex processes through which damage and disruption but does not “pose significant threats to public
the actual degree of flood resilience is determined. Besides learning, safety or cause major property damage” (Moftakhari et al., 2018,
other processes, e.g., socioeconomic changes, can also affect flood p.4218). Therefore, the flood impact on an individual or a community
resilience. Human communities are inherently open systems, whose could be either harmless (or even beneficial), inconvenient, or disas­
resilience is not only controlled by their agents, but also strongly trous. Different flood regimes could also create different flood experi­
influenced by cross-scale interactions (Gunderson and Holling, 2002). ences. Flood regime refers to the frequency, variety, magnitude, timing,
Processes operating at larger scales beyond the community, e.g., duration, rate of change, etc. of flooding. For example, undergoing
regional and national policies, can profoundly affect flood resilience. prolonged flooding frequently is a very different experience from
Moreover, these processes can also control flood experience in the first encountering flash flooding occasionally.
place. We indicate the possible influences of other processes and pro­
cesses operating at larger scales on flood resilience in Fig. 1. However, 4.2. Individual learning and social learning
because of the limited scope of this article, we do not further discuss the
influences of these processes, and the architecture of the LFF model does Learning from flood experience can occur at both individual and
not fully incorporate cross-scale interactions among all the factors per­ social levels. The learning of an individual has been extensively explored
taining to learning. Secondly, while the government plays an important in psychology, and it is conceptualized as a mental process that connects

Fig. 1. The Learning from Floods (LFF) model.

4
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

changes in one’s knowledge to behaviors (Knowles et al., 2012). In the the UK, the public preference for flood control infrastructure is consid­
LFF model, individual learning occurs when an individual transforms ered to be the fundamental reason behind the reluctance of the gov­
flood experience into flood-related knowledge (see Kousky, 2010; ernment to promote non-structural measures in flood management
Parker et al., 2009). Such a process can be explained by Kolb’s (1984) (Harries and Penning-Rowsell, 2011). Policy learning can also influence
Experiential Learning theory, which puts forward four phases in the individual and social learning of the general public. For example, the
transformation from personal experience to knowledge: concrete expe­ shift from the sole reliance on flood control infrastructure to the more
rience, reflective observation, abstract conceptualization, and active integrated policy of flood risk management has led to the residents in
experimentation. Individual learning begins already before flooding two Alpine valleys better acknowledging the importance of
occurs when, for example, one moves the valuables up to higher posi­ non-structural measures (Buchecker et al., 2016). While our LFF model
tions to avoid damage (concrete experience). This subsequently leads to does not explicitly address policy learning, it incorporates the possibility
his reflecting on the event, e.g., reassessing whether the aforementioned that individual and social learning can end up influencing policies that
measure is effective (reflective observation). The reflection results in can affect flood resilience (see section 4.4).
new appraisals or even new theories about flood management, which is
the generation of new flood-related knowledge (abstract conceptuali­ 4.3. Influencing factors
zation). This subsequently informs flood management action to better
prepare for the next flood. The flood management action taken will then While actually experiencing flooding is important to learning, it does
be tested in the next flood (active experimentation), which leads to a not always lead to effective learning, i.e., learning that produces the
new concrete experience. This cycle is a process of learning by doing. desired result (Spitzer, 2005). Here, effective learning refers to learning
Social learning is a process of collective development of knowledge that can increase flood resilience. According to the Motivation, Oppor­
of an organization (Argyris and Scho €n, 1978; Huber, 1991). Here, it tunity, and Ability (MOA) model, which is widely applied in organiza­
refers to the process through which the flood-related knowledge held by tional learning and knowledge management (e.g., Argote et al., 2003;
the individuals is shared among the members of a social group. A typical Siemsen et al., 2008; Weerakoon et al., 2019), we argue that the gen­
example is the sharing of experiences and information about floods with eration of flood-related knowledge, which affects the effectiveness of
neighbors (see Lo, 2013; Reynaud et al., 2013). Social learning has three learning, is subject to learning motivation, learning opportunity, and
important characteristics (Reed et al., 2010): First, it takes place through learning ability (in the form of prior knowledge).
social interactions; secondly, it leads to a change in understanding; and Learning motivation concerns the willingness to acquire knowledge.
thirdly, such a change goes beyond individuals to situate within the Learning does not necessarily require motivation to take place; some­
wider social unit of practice. The Socialization, Externalization, Com­ times it can occur spontaneously (Eraut, 2000). For example, unwilling
bination, and Internalization (SECI) model by Nonaka (1994) can evacuees in a flood emergency would learn, although unwillingly, about
further explain the social learning process: Tacit knowledge of the in­ the evacuation process when they are evacuated by force. Such learning
dividual members of a community is first shared through social­ is without consciousness and a reflection process (see Reber, 1989). On
ization—interacting with others. Socialization provides an opportunity the contrary, motivated learning is deliberate, with a certain goal and
to articulate their tacit knowledge by using, for example, metaphors or involves reflection on one’s experience, action, or communication
analogies, thereby converting it into explicit knowledge. For example, in (Eraut, 2000). According to the Expectancy Theory proposed by Vroom
the Mekong Delta, the farmers would liken seasonal flooding to a turtle (1964), motivation requires expectancy, instrumentality, and valence.
to indicate its slow rise and recession (Ehlert, 2012). Such a process, Expectancy is the belief that learning improves flood management ac­
where tacit knowledge becomes explicit, is externalization. This is fol­ tion; instrumentality is the belief that the improved flood management
lowed by combination, where the explicit knowledge held by different action reduces flood damage; and valence is the perceived importance of
individuals is combined to create new explicit knowledge. For example, flood safety—the ultimate goal of flood management action.
a flood risk map that integrates local knowledge held by different Learning motivation of the general public for flood mitigation, in
community members can be considered new explicit knowledge (Tran particular, is controlled by their flood risk awareness. Research shows
et al., 2009). When a member of the community acquires this map and that increased flood risk awareness results in increased willingness of
through reading and interpreting it based on his/her own understand­ households to take property-level mitigation measures (Fuchs et al.,
ing, the information contained in the map is contextualized and is then 2017; Harries, 2012; Terpstra, 2011). However, when people are pro­
converted into tacit knowledge owned by that community member. This tected by flood control infrastructure, the resultant trust and false sense
conversion process is internalization. In short, social learning is an up­ of security lead to low flood risk awareness (Bradford et al., 2012;
ward spiral process, where different knowledge owned by different in­ Pielke, 1999; Poussin et al., 2014). For example, Ludy and Kondolf
dividuals are combined and disseminated to become group-level (2012) find that most residents living in low-lying areas behind the
knowledge (Nonaka, 1994). 100-year levees in Stockton, California consider themselves to be safe
Individual and social learning can take place simultaneously. They and are unwilling to take property-level measures to protect themselves.
are also complementary; that is, flood-related knowledge generated Therefore, we hypothesize that the presence of flood control infra­
through individual learning can be enriched through social learning, structure—a centralized flood mitigation measure often carried out by
and vice versa. As mentioned earlier, the LFF model does not concern the government—suppresses the learning motivation of the general
policy learning, which is the form of learning mostly discussed in the public to actively pursue knowledge on flood mitigation. Time also plays
existing literature on resilience, which we have reviewed in section 2.3. a role in flood risk awareness to affect learning motivation. Flood risk
Nevertheless, it is worth noting their differences and relationship. The awareness often increases immediately after a flood, when people have
notions of individual and social learning focus on the general public as the greatest desire to learn about and take flood mitigation measures
the learner, and the result of learning is cognitive change, e.g., an in­ (Lamond and Proverbs, 2009). However, as the memory of the flood
crease in flood risk awareness, and/or behavioral change, e.g., from fades away over time, flood risk awareness also diminishes (Bubeck
inaction to taking property-level measures to respond to increased flood et al., 2012). Empirical studies find that the increased flood risk
risk awareness. The notion of policy learning focuses on the government awareness prompted by a flood would fade away in 4–6 years (Haer
as the learner, and the result of learning is the creation of new policies or et al., 2017), and it can become minimal within 7 years (ICPR, 2002).
reinforcement of current policies (Huitema et al., 2010; Newig et al., Therefore, learning motivation can decrease over time after a flood.
2016; Su�skevi�cs et al., 2018). Despite the differences, individual However, government policies can promote learning motivation. For
learning and social learning of the general public can influence policy example, it is found that subsidies can motivate homeowners to learn
learning of the government. For example, in the Thames floodplain in about and take property-level flood mitigation measures in the UK

5
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

(Owusu et al., 2015). flood experience does not always give rise to the same lesson. As such, in
Learning opportunity concerns the opportunity to directly engage in the LFF model we clearly distinguish between “learning” as a process
a flood, e.g., being in the floodwater, being rescued from a flood, and and “lesson learned” as the result. Lesson learned includes flood-related
cleaning up after a flood; it also concerns the opportunity to take flood knowledge generated from flood experience, as well as flood manage­
management action. Learning opportunity is influenced by flood fre­ ment and/or other action informed by the newly generated knowledge.
quency, which determines the chances to practice flood management. The newly generated knowledge is manifested in cognitive change (see
Higher flood frequency is conducive to learning since it implies more Argote, 2011; Heikkila and Gerlak, 2013), which concerns the change of
intensive “training” to survive the flooding. People living in areas people’s belief and viewpoints on floods (e.g., flood risk, flood hydrol­
frequently flooded are found to have more knowledge of flooding (Brilly ogy, flood ecology), which then informs their decisions on flood man­
and Polic, 2005), while those living in areas rarely flooded can simply agement. For example, people previously with little risk awareness can
overlook the possibility of flooding (Baan and Klijn, 2004). In the UK, it become aware of the importance of flood preparation after experiencing
is found that only those who have experienced at least three floods are a flood disaster (Lawrence et al., 2014).
likely to prepare for flooding (Harries, 2013). Therefore, we hypothesize However, flood-related knowledge does not always lead to action.
that effective learning requires a certain degree of flood frequency. With There are at least four kinds of barriers that affect the translation of
regards to social learning, learning opportunity concerns the ease of flood-related knowledge into action. The first is information and
sharing flood-related knowledge within the community, which can be resource availability. For example, even if people are aware of flood risk,
promoted by shorter psychological distances or more trust (Levin and the lack of a flood warning system could lead to delayed and inadequate
Cross, 2004). action. In the UK, it is found that those who didn’t receive a warning
As mentioned, flooding can be disastrous, inconvenient (i.e., before a flood often fail to move valuables to safer areas and hence suffer
nuisance flooding), or harmless. The different impacts represent from greater flood losses than those who received a warning (Parker
different learning opportunities and learning results. In the literature on et al., 2007). In addition, the availability of resources, e.g., money, time,
organizational learning, learning from failure and from success are and tools, also determines the ability to act. For example, in the rural
clearly distinguished (e.g., Argote, 2011; Ellis et al., 2006; Starbuck and villages in the Vietnamese Mekong Delta, where people live in stilt
Hedberg, 2001). The former allows for error detection and correction to houses to adapt to seasonal flooding, households would further elevate
improve future performance (Ellis et al., 2006). The latter, while less the house soon after encountering a flood that submerges the house
likely to promote changes, increases the efficiency of the use of knowl­ floor; however, financially constrained households simply cannot take
edge since it confirms the effectiveness of prior knowledge (KC et al., such an action, despite knowing that an even higher flood is always
2013). A disastrous flood is an opportunity to learn from failure, which possible in the future (Liao et al., 2016). The second kind of barrier
can lead to some change in flood management approach, while a pertains to attitude. Fatalism, wishful thinking, and denial can all lead to
harmless flood an opportunity to learn from success, which can increase what is called “non-protective response” and hence inaction (Harries,
the belief in the existing flood management approach and generate more 2013; Grothmann and Reusswig, 2006). For example, some residents in
knowledge about flooding and flood mitigation. In any case, whether the an Irish town are found to refuse to take any flood protection measures
result of learning can increase flood resilience is still influenced by because they are convinced that nothing could be done to reduce flood
learning ability. losses (Fox-Rogers et al., 2016). The third kind of barrier pertains to
Learning ability is the ability to acquire knowledge. Although it is social capital. Social norms, social networks, and trust can all have in­
often considered innate, it is also influenced by training and prior fluences on individual and collective action (Lo et al., 2015; Pelling and
knowledge (Argote et al., 2003). While training helps develop learning High, 2005). For example, a study shows that after Hurricane Katrina,
strategies to facilitate knowledge acquisition (Derry and Murphy, 1986), residents in the community characterized by low social capital were less
learning ability here depends solely on prior knowledge. People usually likely to cooperate with neighbors and took more than twice as long to
learn and assimilate new knowledge through establishing linkage with recover than residents in the community characterized by strong social
what they’ve already known (Cohen and Levinthal, 1990). It is easier to capital (Elliott et al., 2010). The fourth type of barrier is policy barriers,
grow the knowledge similar to one’s prior knowledge; for example, including path dependency and institutional fragmentation. Referring to
learning calculus would be easier if one already knows algebra (Ellis, the tendency of the previous policies of a specific direction to confine the
1965). Furthermore, prior knowledge can steer the direction of the new development of new policies in the same direction (Pierson, 2000), path
knowledge generated (Roschelle, 1995). dependency can prevent any new flood management action. For
Where governments have taken an active role in flood management, example, it is argued that the institutional path dependency in the
an individual’s prior flood-knowledge can be heavily influenced by Netherlands “hinders a shift toward more resilient flood risk gover­
government policies. For example, the provision of flood control infra­ nance” (Van Buuren et al., 2016, p.2). Path dependency can also result in
structure by the government for people living in flood-prone areas often the general public to expect the government to keep delivering the same
leads them to believe that they are safe (De Marchi and Scolobig, 2012; flood management policy and hence can impede the application of new
Ludy and Kondolf, 2012). With each time flood control infrastructure flood-related knowledge (Wiering et al., 2017). Institutional fragmen­
successfully prevents flooding, it enhances the knowledge that flood tation refers to a situation where responsibility is allocated among
control infrastructure works and increases people’s trust in the gov­ different actors or agencies (Cook, 2014). It is argued to be a key feature
ernment (see Wachinger et al., 2013). Prior flood-related knowledge is of flood management in many countries, including France, Netherlands,
also controlled by an individual’s worldview. For example, an empirical and UK (Hegger et al., 2016). Institutional fragmentation increases the
study in Kristianstad, Sweden reveals that the worldview of “statio­ difficulty to implement a new policy because it makes it difficult for
narity” (i.e., nature fluctuates with a fixed range; see Milly et al., 2008) multiple stakeholders to reach a consensus (Gersonius et al., 2016). The
prevents people from considering flood-proofing measures (Johannes­ aforementioned four kinds of barriers are all affected by socioeconomic
sen and Hahn, 2013). Therefore, we hypothesize that prior flood-related processes and processes operating at larger scales, as indicated in the
knowledge can steer the generation of new flood-related knowledge to a upper right of the diagram of the LFF model in Fig. 1.
certain direction, thereby limiting the scope of learning and preventing
the development of alternative knowledge. 4.5. From lesson learned to flood resilience

4.4. Lesson learned Flood management and/or other action, informed by flood-related
knowledge, could have an effect on flood resilience. The action can be
Because of the aforementioned influencing factors, learning from behavioral change of the individual members of the community, or

6
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

policy change per citizens’ request. As mentioned, flood management learning motivation and opportunity in the first place. Furthermore,
involves mitigation, preparation, response, and recovery. Mitigation although flood control infrastructure can significantly reduce flood
refers to permanent measures to reduce the potential negative flood frequency, it cannot eliminate flooding altogether. When flooding does
impacts; preparation refers to emergency measures to reduce flood im­ occur, for which people with low risk awareness are often unprepared, it
pacts immediately before a flood occurs when existing mitigation is often catastrophic because it means the failure of flood control
measures are expected to be untenable; response (or rescue) refers to infrastructure (see Tobin, 1995). Flooding associated with levee or dam
emergency measures to avoid further flood losses when a flood disaster breach is much more hazardous than natural flooding because of its
occurs; and recovery refers to measures in the aftermath of a flood sudden onset and high velocity, and it could inundate areas that
disaster to restore social and economic activities. Flood-related knowl­ otherwise would not be inundated (Cenderelli, 2000).
edge could also prompt changes not directly about flood management. It A disastrous flood experience often prompts negative feelings
could also prompt other institutional, social, or economic changes. (Birkland et al., 2003), and people are likely to demand greater flood
As defined earlier, flood resilience depends on floodability and control because of their prior knowledge on flood mitigation (see Mor­
recoverability. Action pertaining to mitigation and preparation affects rison et al., 2019). As argued earlier, despite major conceptual changes
floodability, while that pertaining to response and recovery affects in flood management, it is still widely believed that flooding must be
recoverability. Other action, such as institutional, social, or economic prevented in the first place for flood safety. Research has shown that
changes, while not directly concerning floodability and recoverability, seeing flood control infrastructure in person can inspire trust (Terpstra,
might influence adaptability, if it changes the ability to continue to 2011). With the prior knowledge that flood resistance is paramount and
adjust flood management; or influence transformability, if it changes the flood control infrastructure can be trusted, coupled with the policy
capacity to transform flood management and other systems. Learning legacy of flood resistance, the resulting action is often the construction
from flood experience is not always effective to increase flood resilience, of new or reinforcement of existing flood control infrastructure (Barnett
and it depends on what lesson is learned. We will demonstrate this in the et al., 2015, Wiering et al., 2017). This can be exemplified by New
following section. Orleans, where the catastrophe of Hurricane Katrina led to a massive
In short, the LFF model involves three premises. Firstly, flood upgrade of flood control infrastructure (see Gotham et al., 2018). Such
experience is conducive to learning because it provides the opportunity flood management action, while enhancing flood resistance, does not
to acquire knowledge, which could inform action to affect flood resil­ increase floodability—the ability to reduce flood damage when flooding
ience. Secondly, learning from flood experience can have different re­ occurs. Nevertheless, a disaster experience provides the opportunity to
sults, depending on the learner, the characteristics of the flood learn about recovery and could inspire the public to demand new pol­
experienced and influencing factors. Subsequently and thirdly, only icies or tools to enhance recoverability. As for adaptability, if a flood
learning that eventually increases floodability, recoverability, adapt­ disaster leads to action other than increasing flood resistance, it could
ability, or transformability can increase flood resilience. contribute to adaptability. However, if the action simply reinforces the
existing flood management approach, e.g., structural measures continue
5. Learning in two different environments to be the only answer to flood safety, then it would not increase
transformability.
Learning begins with flood experience, and different patterns of
flood experience—in terms of flood regime and flood impact—could 5.2. Learning in an unprotected environment
lead to different learning processes and results. Our LFF model serves as
a framework to systematically understand learning from different flood A completely unprotected, but frequently-flooded environment is
experiences. To demonstrate how to apply the LFF model and as an relatively uncommon, but as mentioned earlier, there are still rural
initial attempt to explore the question—the relationship between flood communities that depend on and adapt to periodic flooding (Cuny,
resistance and flood resilience—raised in section 3, here we use the LFF 1991). Since floods are needed for agriculture and fishery, households in
model as an analytical framework to discuss the learning processes in these communities have developed measures, such as building stilt
two different environments. These two environments are characterized houses to stay above the flood level, using boats and footbridges to
by contrasting levels of flood resistance: a well-protected environment remain mobile, and selecting flood-tolerant crops for agriculture, to
of high flood resistance and an unprotected environment of no flood avoid damage and disruption during the flood season (Cuny, 1991;
resistance. We focus particularly on the learning of the general public Ehlert, 2012; Paul, 1984). These flood adaptive measures are arguably
about flood mitigation. the results of a long-term process of learning by doing over generations.
While sounding inconvenient, an unprotected, frequently-flooded
5.1. Learning in a well-protected environment environment is conducive to learning. Since a centralized mitigation
measure, i.e., flood control infrastructure, does not exist, people have to
A well-protected environment is where people are protected by flood take distributed, property-level measures to survive. It implies higher
control infrastructure with a high design standard. Such an environment learning motivation for flood mitigation. In the unprotected villages in
is commonplace—most major cities across the world are well-protected the Vietnamese Mekong Delta, villagers widely consider themselves—as
such that flooding occurs much less frequently than would have opposed to the government—to be solely responsible for flood safety
occurred naturally. It has been well understood that a sense of com­ (Liao et al., 2016). Furthermore, floods occur naturally and a lot more
placency associated with flood control infrastructure can lead to reduced frequently in an unprotected environment than a well-protected envi­
flood risk awareness (Ludy and Kondolf, 2012; Pielke, 1999; Tobin, ronment. This implies more flood experiences and thus more learning
1995). This implies that the learning motivation of the general public for opportunities. However, because of the flood adaptive measures, most
knowledge about flood mitigation is low. For example, it is found that floods experienced are harmless.
the provision of flood control infrastructure has led to the residents in As people are forced to prepare for every flood, they are continuously
the Alpine region of Italy to gradually lose their self-protection skills and learning by doing. Since their prior knowledge on flood mitigation is
to become unwilling to prepare for floods (De Marchi et al., 2007). As dominated by property-level measures, each flood experienced enriches
most floods are prevented, there is also little learning opportunity to that area of knowledge. Flood experience also generates flood-related
begin with. Research has shown that those who lack flood experience are knowledge that is difficult to acquire in a well-protected environment,
often optimistically convinced that they are safe into the future (Law­ such as natural flood hydrology and flood ecology (e.g., more fish during
rence et al., 2014). While a well-protected environment is considered the flood season). However, not every flood leads to action, but a
highly desirable, it is not conducive to learning, as it leads to little disastrous flood would. For example, in the aforementioned villages in

7
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

the Vietnamese Mekong Delta, a flood that is too high or too stormy can without economic losses, such as the Yolo Bypass for the Sacramento
become a disaster, and most households would further raise their stilt River in California (Opperman et al., 2009). In urban areas, waterfront
houses soon after a disaster (Liao et al., 2016). This further increases parks can be naturalized such that they can be frequently flooded while
their floodability, leading to increased flood resilience. Recoverability still functioning for recreation, such as the Yanweizhou Park in Jinhua,
could also increase, if the flood disaster leads to some action that could China. In densely populated urban areas, where there are limited open
speed up the recovery in the future. However, flood experience may or spaces, it is still possible to accommodate some degree of flooding by
may not contribute to adaptability, as adaptability depends on whether turning every possible green space—including pocket parks and road­
the households can continue to adjust their flood mitigation measures. side planting strips—into a retention area for stormwater runoff. While
As mentioned earlier, while most households in the aforementioned learning from very small-scale, highly localized flooding can be limited,
villages are able to continue to raise their houses after every flood that it still provides some opportunity for the public to observe some degree
exceeded the height of the house floor, some households cannot afford to of hydrological change in the environment during the rain.
do so because of financial constraints (Liao et al., 2016). Learning-based flood mitigation promotes citizen responsibility in
flood mitigation to stimulate learning motivation. It has long been taken
6. Towards learning-based flood mitigation for granted in the industrialized society that flood mitigation is pri­
marily the responsibility of the government (Owusu et al., 2015). To be
The preliminary analysis above suggests that different patterns of sure, the importance of shared responsibility between the government
flood experience arising from different environments can have different and citizens has been recognized in the concept of flood risk manage­
effects on flood resilience through learning. It also suggests that flood ment (Henstra et al., 2019). But learning-based flood mitigation focuses
mitigation approaches can increase or erode flood resilience. The two more on the responsibility of citizens, as research has shown that the
environments discussed above represent two ends of the flood mitiga­ perception of self-responsibility can increase people’s motivation to take
tion spectrum: the well-protected environment represents the “flood flood mitigation and preparation measures (Motoyoshi, 2006). It is
resistance paradigm”, where flood safety is to be achieved exclusively by particularly important to modern cities, which can easily be devastated
preventing flooding in the first place; the unprotected, frequently- by an extreme storm event, despite being well-protected by flood control
flooded environment represents the “flood adaptation paradigm”, infrastructure. To better respond to such an event, increasing flood­
where flood safety is to be achieved only by adjusting the living envi­ ability is critical, and it requires mainstreaming distributed flood miti­
ronment so it can be flooded safely, without the attempt to significantly gation measures.
change the natural flood regime. The term adaptation is subject to However, movement towards learning-based flood mitigation would
different interpretations, but for the sake of discussion, here adaptation face at least three challenges. Firstly, public acceptability of distributed
is akin to what it means in biology, i.e., adjustment of the organism to flood mitigation measures depends on public perception towards
become fit to the given environment. flooding (Harries, 2012). Such perception is heavily influenced by mass
The flood resistance paradigm could end up only creating disastrous media that tend to focus on the dramatic aspect of flood impacts
flood experiences. While disaster experience might help enhance one (Birkland et al., 2003), which often exaggerate the adverse impacts of
aspect of flood resilience—recoverability, prior knowledge and policy flooding (Kasperson and Kasperson, 1996), and might have contributed
legacies can lock flood mitigation in the same path of flood resistance to to the belief that floods must be resisted in the first place. Secondly, the
reduce floodability (Van Buuren et al., 2016; Wiering et al., 2017). The government’s promotion of distributed flood mitigation measures could
presence of flood control infrastructure is therefore not conducive to be hindered by a lack of standardized procedures to evaluate their costs
learning about flood mitigation. Contrary to the argument that flood and benefits (Harries and Penning-Rowsell, 2011). Thirdly,
control infrastructure constitutes an important part of flood resilience, socio-economically marginalized populations may not afford to take
our LFF model suggests that it could instead reduce flood resilience in property-level flood mitigation measures; and governments—particu­
the long term. However, our analysis focuses on the type of environment larly those in low-income nations—may not have additional financial
that relies exclusively on flood control infrastructure, i.e., flood resis­ capacity to subsidize low-income households after spending on costly
tance at a large scale; but there can be environments where flood flood control infrastructure (see Shah et al., 2017). Therefore, moving
resistance is localized, i.e., only certain locations are protected by towards learning-based flood mitigation requires transformability. It
smaller-scale flood control infrastructure. Still, there are environments requires changing the current flood mitigation system into one where
characterized by different mixtures of the flood resistance and flood citizens understand their responsibility in flood management based on a
adaptation measures. Therefore, empirical research is necessary to more comprehensive understanding of flooding, which is not always
further understand how different degrees of flood resistance affect flood harmful. It also requires a shift of public investment from centralized to
resilience through mediating the learning process from flood experience. distributed flood mitigation measures.
Resilience has been argued to be a desirable quality for mankind’s To be sure, the discourse of flood management has shifted from flood
survival in the era of uncertainties under climate change (Aldunce et al., resistance to flood risk management, where non-structural measures are
2015; Berkes, 2007). Nurturing flood resilience requires a flood miti­ paid greater attention (Butler and Pidgeon, 2011; Sayers et al., 2013).
gation paradigm that promotes—instead of suppressing—effective However, while the concept of flood risk management acknowledges the
learning from flood experience. We therefore call for “learning-based limit of flood control infrastructure and thus accepts a certain level of
flood mitigation”—a flood mitigation approach that aims to promote risk (Challies et al., 2016), it has yet to discuss the impact of flood
effective learning from harmless floods by the general public to nurture resistance on flood experience and the subsequent learning process. It is
flood resilience. Learning-based flood mitigation prioritizes distributed still assumed that a certain degree of flood resistance in the first place is
measures, including property-level flood proofing techniques and paramount (Driessen et al., 2016). As the world is faced with a new
localized flood retention areas. It strives to foster an environment where normal of uncertain extremes, it requires a more critical examination of
flooding takes place in harmless ways to provide learning opportunities. the conventional wisdom. By proposing the concept of learning-based
It is based on the assumption that experiencing flooding more frequently flood mitigation, we hope to draw attention to and call for more
would prompt people to contemplate more on the phenomena of research on the role flood experience plays in flood resilience through
flooding and increase their flood risk awareness. learning.
A certain degree of harmless flooding can be fostered by nature-
based solutions (Lennon et al., 2014). In rural areas, the government 7. Concluding remarks
could implement an easement program or provide compensation for the
farmers during the flood season such that farmlands can be flooded The LFF model establishes the theoretical links between flood

8
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

experience, learning, and flood resilience. It can serve as an analytical Berkes, F., Colding, J., Folke, C., 2000. Rediscovery of traditional ecological knowledge
as adaptive management. Ecol. Appl. 10, 1251–1262. https://doi.org/10.2307/
framework to systematically examine the process of learning from flood
2641280.
experience and how it affects flood resilience. It would be fruitful to Berkes, F., Colding, J., Folke, C., 2003. Navigating Social-Ecological Systems: Building
apply the LFF model to conduct empirical studies to compare the Resilience for Complexity and Change. Cambridge University Press, Cambridge, UK.
learning processes under different flood mitigation schemes with Bichard, E., Kazmierczak, A., 2012. Are homeowners willing to adapt to and mitigate the
effects of climate change? Climatic Change 112, 633–654. https://doi.org/10.1007/
different degrees of flood resistance to understand their potential effects s10584-011-0257-8.
on flood resilience. It would also be important to study different cities or Birkland, T.A., Burby, R.J., Conrad, D., Cortner, H., Michener, W.K., 2003. River ecology
towns with the same degree of flood resistance to assess whether the and flood hazard mitigation. Nat. Hazards Rev. 4, 46–54. https://doi.org/10.1061/
(ASCE)1527-6988(2003)4:1(46).
learning process is consistent. Researchers could first characterize the Birkmann, J., Buckle, P., Jaeger, J., Pelling, M., Setiadi, N., Garschagen, M.,
flood experience of each case in terms of flood regime and flood impact, Fernando, N., Kropp, J., 2010. Extreme events and disasters: a window of
and then examine the influencing factors, i.e., learning motivation, opportunity for change? Analysis of organizational, institutional and political
changes, formal and informal responses after mega-disasters. Nat. Hazards 55,
learning opportunity, and prior knowledge. Subsequently, researchers 637–655. https://doi.org/10.1007/s11069-008-9319-2.
could identify the newly generated flood-related knowledge, as well as Bradford, R., O’Sullivan, J., Van der Craats, I., Krywkow, J., Rotko, P., Aaltonen, J.,
the associated action taken. Attention should be paid to whether there is Bonaiuto, M., Dominicis, S.D., Waylen, K., Schelfaut, K., 2012. Risk
perception–issues for flood management in Europe. Nat. Hazards Earth Syst. Sci. 12,
any barrier to prevent knowledge from turning into action. Finally, re­ 2299–2309. https://doi.org/10.5194/nhess-12-2299-2012.
searchers could analyze how the action affects flood resilience in terms Brilly, M., Polic, M., 2005. Public perception of flood risks, flood forecasting and
of floodability, recoverability, adaptability and/or transformability. mitigation. Nat. Hazards Earth Sys. 344–355.
Brody, S.D., 2003. Are we learning to make better plans? A longitudinal analysis of plan
Such a study should provide insights into how to move towards learning-
quality associated with natural hazards. J. Plan. Educ. Res. 23, 191–201. https://doi.
based flood mitigation. org/10.1177/0739456X03258635.
The year 2019 alone witnessed several flood disasters caused by Brody, S.D., Zahran, S., Highfield, W.E., Bernhardt, S.P., Vedlitz, A., 2009. Policy
extreme storm events, for example, in Queensland (Australia), Iowa learning for flood mitigation: a longitudinal assessment of the community rating
system in Florida. Risk Anal. 29, 912–929. https://doi.org/10.1111/j.1539-
(USA), Jiangxi (China), and Nagano (Japan), just to name a few. It is our 6924.2009.01210.x.
hope that the LFF model could inspire more research into learning, an Bubeck, P., Botzen, W.J., Aerts, J.C., 2012. A review of risk perceptions and other factors
important mechanism for nurturing resilience for humanity to become that influence flood mitigation behavior. Risk Anal 32, 1481–1495. https://doi.org/
10.1111/j.1539-6924.2011.01783.x.
better fit in the era of climate change. Bubeck, P., Botzen, W.J., Kreibich, H., Aerts, J.C., 2013. Detailed insights into the
influence of flood-coping appraisals on mitigation behaviour. Global Environ.
Declaration of competing interest Change 23, 1327–1338. https://doi.org/10.1016/j.gloenvcha.2013.05.009.
Buchecker, M., Ogasa, D.M., Maidl, E., 2016. How well do the wider public accept
integrated flood risk management? An empirical study in two Swiss Alpine valleys.
The authors declare that they have no known competing financial Environ. Sci. Pol. 55, 309–317. https://doi.org/10.1016/j.envsci.2015.07.021.
interests or personal relationships that could have appeared to influence Burningham, K., Fielding, J., Thrush, D., 2008. ‘It’ll never happen to me’: understanding
public awareness of local flood risk. Disasters 32, 216–238. https://doi.org/
the work reported in this paper. 10.1111/j.1467-7717.2007.01036.x.
Butler, C., Pidgeon, N., 2011. From ‘flood defence’to ‘flood risk management’: exploring
Acknowledgements governance, responsibility, and blame. Environ. Plann. C 29, 533–547. https://doi.
org/10.1068/c09181j.
Carpenter, S., Walker, B., Anderies, J.M., Abel, N., 2001. From metaphor to
We sincerely thank the three anonymous reviewers for their measurement: resilience of what to what? Ecosystems 4, 765–781. https://doi.org/
constructive comments that helped to significantly improve this article. 10.1007/s10021-001-0045-9.
Cenderelli, D.A., 2000. Floods from natural and artificial dam failures. In: Wohl, E.E.
(Ed.), Inland Flood Hazards: Human, Riparian and Aquatic Communities. Cambridge
References University Press, Cambridge, UK, pp. 73–103.
Challies, E., Newig, J., Thaler, T., Kochsk€ amper, E., Levin-Keitel, M., 2016. Participatory
Aldunce, P., Beilin, R., Howden, M., Handmer, J., 2015. Resilience for disaster risk and collaborative governance for sustainable flood risk management: An emerging
management in a changing climate: practitioners’ frames and practices. Global research agenda. Environ. Sci. Pol. 55, 275–280. https://doi.org/10.1016/j.
Environ. Change 30, 1–11. https://doi.org/10.1016/j.gloenvcha.2014.10.010. envsci.2015.09.012.
Argote, L., 2011. Organizational learning research: past, present and future. Manage. Cohen, W.M., Levinthal, D.A., 1990. Absorptive capacity: a new perspective on learning
Learn. 42, 439–446. https://doi.org/10.1177/1350507611408217. and innovation. Adm. Sci. Q. 35, 128–152. https://doi.org/10.2307/2393553.
Argote, L., McEvily, B., Reagans, R., 2003. Managing knowledge in organizations: An Colding, J., Elmqvist, T., Olsson, P., 2003. Living with disturbance: building resilience in
integrative framework and review of emerging themes. Manage. Sci. 49, 571–582. social-ecological systems. In: Berkes, F., Colding, J., Folke, C. (Eds.), Navigating
https://doi.org/10.1287/mnsc.49.4.571.14424. Social-Ecological Systems: Building Resilience for Complexity and Change.
Argote, L., Miron-Spektor, E., 2011. Organizational learning: from experience to Cambridge University Press, Cambridge, UK, pp. 163–185.
knowledge. Organ. Sci. 22, 1123–1137. https://doi.org/10.1287/orsc.1100.0621. Cook, C., 2014. Governing jurisdictional fragmentation: tracing patterns of water
Argyris, C., Sch€
on, D.A., 1978. Organizational Learning: A Theory of Action Perspective. governance in Ontario, Canada. Geoforum 56, 192–200. https://doi.org/10.1016/j.
Addison-Wesley, Reading, MA, USA. geoforum.2014.07.012.
Armitage, D., Marschke, M., Plummer, R., 2008. Adaptive co-management and the Cuny, F.C., 1991. Living with floods: alternatives for riverine flood mitigation. Land Use
paradox of learning. Global Environ. Change 18, 86–98. https://doi.org/10.1016/j. Policy 8, 331–342. https://doi.org/10.1016/0264-8377(91)90023-C.
gloenvcha.2007.07.002. Cutter, S.L., Barnes, L., Berry, M., Burton, C., Evans, E., Tate, E., Webb, J., 2008. A place-
Armitage, D.R., Plummer, R., Berkes, F., Arthur, R.I., Charles, A.T., Davidson-Hunt, I.J., based model for understanding community resilience to natural disasters. Global
Diduck, A.P., Doubleday, N.C., Johnson, D.S., Marschke, M., 2009. Adaptive co- Environ. Change 18, 598–606. https://doi.org/10.1016/j.gloenvcha.2008.07.013.
management for social–ecological complexity. Front. Ecol. Environ. 7, 95–102. De Bruijn, K., Buurman, J., Mens, M., Dahm, R., Klijn, F., 2017. Resilience in practice:
https://doi.org/10.1890/070089. five principles to enable societies to cope with extreme weather events. Environ. Sci.
Baan, P.J., Klijn, F., 2004. Flood risk perception and implications for flood risk Pol. 70, 21–30. https://doi.org/10.1016/j.envsci.2017.02.001.
management in The Netherlands. Int. J. River Basin Manag. 2 (2), 113–122. https:// De Bruijn, K.M., 2005. Resilience and Flood Risk Management: a Systems Approach
doi.org/10.1080/15715124.2004.9635226. Applied to Lowland Rivers. D thesis, Delft University of Technology).
Barnett, J., Evans, L.S., Gross, C., Kiem, A.S., Kingsford, R.T., Palutikof, J.P., Pickering, C. De Marchi, B., Scolobig, A., 2012. The views of experts and residents on social
M., Smithers, S.G., 2015. From barriers to limits to climate change adaptation: path vulnerability to flash floods in an Alpine region of Italy. Disasters 36, 316–337.
dependency and the speed of change. Ecol. Soc. 20 https://doi.org/10.5751/ES- https://doi.org/10.1111/j.1467-7717.2011.01252.x.
07698-200305. Derry, S.J., Murphy, D.A., 1986. Designing systems that train learning ability: From
Begg, C., Ueberham, M., Masson, T., Kuhlicke, C., 2017. Interactions between citizen theory to practice. Rev. Educ. Res. 56, 1–39. https://doi.org/10.3102/
responsibilization, flood experience and household resilience: insights from the 2013 00346543056001001.
flood in Germany. Int. J. Water Resour. Dev. 33, 591–608. https://doi.org/10.1080/ Dieperink, C., Mees, H., Priest, S., Ek, K., Bruzzone, S., Larrue, C., Matczak, P., 2018.
07900627.2016.1200961. Managing urban flood resilience as a multilevel governance challenge: an analysis of
Berkes, F., 2007. Understanding uncertainty and reducing vulnerability: lessons from required multilevel coordination mechanisms. Ecol. Soc. 23 https://doi.org/
resilience thinking. Nat. Hazards 41, 283–295. https://doi.org/10.1007/s11069- 10.5751/ES-09962-230131.
006-9036-7. Driessen, P.P.J., Hegger, D.L.T., Bakker, M.H.N., van Rijswick, H., Kundzewicz, Z.W.,
2016. Toward more resilient flood risk governance. Ecol. Soc. 21 https://doi.org/
10.5751/ES-08921-210453.

9
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

Eakin, H., Lerner, A.M., Murtinho, F., 2010. Adaptive capacity in evolving peri-urban Holling, C.S., Meffe, G.K., 1996. Command and control and the pathology of natural
spaces: responses to flood risk in the Upper Lerma River Valley, Mexico. Global resource management. Conserv. Biol. 10, 328–337. https://doi.org/10.1046/j.1523-
Environ. Change 20, 14–22. https://doi.org/10.1016/j.gloenvcha.2009.08.005. 1739.1996.10020328.x.
Ehlert, J., 2012. Beautiful Floods: Environmental Knowledge and Agrarian Change in the Holling, C.S., Schindler, D.W., Walker, B.W., Roughgarden, J., 1995. Biodiversity in the
Mekong Delta, Vietnam, vol. 19. LIT Verlag, Berlin, Germany. functioning of ecosystems: an ecological synthesis. In: Perrings, C., Maler, K.-G.,
Elliott, J.R., Haney, T.J., Sams-Abiodun, P., 2010. Limits to social capital: comparing Folke, C., Holling, C.S., Folke, C., Jansson, B.-O. (Eds.), Biodiversity Loss: Economic
network assistance in two New Orleans neighborhoods devastated by Hurricane and Ecological Issues. Cambridge University Press, Cambridge, UK, pp. 44–83.
Katrina. Socio. Q. 51, 624–648. https://www.jstor.org/stable/40927661. Horvath, J.A., Sternberg, R.J., Forsythe, G.B., Sweeney, P.J., Bullis, R.C., 1996. Tacit
Ellis, H.C., 1965. The Transfer of Learning. Macmillan, Oxford, England. Knowledge in Military Leadership: Supporting Instrument Development (Virginia,
Ellis, S., Mendel, R., Nir, M., 2006. Learning from successful and failed experience: the USA).
moderating role of kind of after-event review. J. Appl. Psychol. 91, 669. https://doi. Huber, G.P., 1991. Organizational learning: The contributing processes and the
org/10.1037/0021-9010.91.3.669. literatures. Organ. Sci. 2, 88–115. https://doi.org/10.1287/orsc.2.1.88.
Eraut, M., 2000. Non-formal learning and tacit knowledge in professional work. Br. J. Huitema, D., Cornelisse, C., Ottow, B., 2010. Is the jury still out? Toward greater insight
Educ. Psychol. 70, 113–136. https://doi.org/10.1348/000709900158001. in policy learning in participatory decisoin processes-the case of Dutch citizens’
Eraut, M., 2004. Informal learning in the workplace. Stud. Contin. Educ. 26, 247–273. juries on water management in the Rhine Basin. Ecol. Soc. 15. http://www.
https://doi.org/10.1080/158037042000225245. ecologyandsociety.org/vol15/iss1/art16/.
Fernandez-Gimenez, M.E., Ballard, H.L., Sturtevant, V.E., 2008. Adaptive management ICPR (International Commission for the Protection of the Rhine), 2002. Non structural
and social learning in collaborative and community-based monitoring: a study of five flood plain management—measures and their effectiveness. ICPR, Koblenz.
community-based forestry organizations in the western USA. Ecol. Soc. 13. Johannessen, A., Hahn, T., 2013. Social learning towards a more adaptive paradigm?
https://www.ecologyandsociety.org/vol13/iss2/art4/. Reducing flood risk in Kristianstad municipality, Sweden. Global Environ. Change
Folke, C., 2006. Resilience: the emergence of a perspective for social–ecological systems 23, 372–381. https://doi.org/10.1016/j.gloenvcha.2012.07.009.
analyses. Global Environ. Change 16, 253–267. https://doi.org/10.1016/j. Johnson, C.L., Tunstall, S.M., Penning-Rowsell, E.C., 2005. Floods as catalysts for policy
gloenvcha.2006.04.002. change: historical lessons from England and Wales. Int. J. Water Resour. D. 21,
Folke, C., Carpenter, S.R., Walker, B., Scheffer, M., Chapin, T., Rockstrom, J., 2010. 561–575. https://doi.org/10.1080/07900620500258133.
Resilience thinking: integrating resilience. adaptability and transformability. Ecol. Kasperson, R.E., Kasperson, J.X., 1996. The social amplification and attenuation of risk.
Soc. http://www.ecologyandsociety.org/vol15/iss4/art20/. Ann. Am. Acad. Polit. Soc. Sci. 545, 95–105. https://doi.org/10.1177/
Fox-Rogers, L., Devitt, C., O’Neill, E., Brereton, F., Clinch, J.P., 2016. Is there really 0002716296545001010.
“nothing you can do”? Pathways to enhanced flood-risk preparedness. J. Hydrol. Kc, D., Staats, B.R., Gino, F., 2013. Learning from my success and from others’ failure:
543, 330–343. https://doi.org/10.1016/j.jhydrol.2016.10.009. evidence from minimally invasive cardiac surgery. Manag. Sci. 59, 2435–2449.
Fuchs, S., Karagiorgos, K., Kitikidou, K., Maris, F., Paparrizos, S., Thaler, T., 2017. Flood https://doi.org/10.1287/mnsc.2013.1720.
risk perception and adaptation capacity: a contribution to the socio-hydrology Keating, A., Campbell, K., Szoenyi, M., McQuistan, C., Nash, D., Burer, M., 2017.
debate. Hydrol. Earth. Syst. Sci. 21, 3183–3198. https://doi.org/10.5194/hess-21- Development and testing of a community flood resilience measurement tool. Nat.
3183-2017. Hazards Earth Syst. Sci. 17, 77–101. https://doi.org/10.5194/nhess-17-77-2017.
Gersonius, B., van Buuren, A., Zethof, M., Kelder, E., 2016. Resilient flood risk strategies: Keck, M., Sakdapolrak, P., 2013. What is social resilience? Lessons learned and ways
institutional preconditions for implementation. Ecol. Soc. 21 (4), 28. https://doi. forward. Erdkunde 5–19. https://doi.org/10.3112/erdkunde.2013.
org/10.5751/es-08752-210428. Knocke, E.T., Kolivras, K.N., 2007. Flash flood awareness in southwest Virginia. Risk
Gilbert, S.W., 2010. Disaster Resilience: A Guide to the Literature, 1117. U.S. Department Anal. 27, 155–169. https://doi.org/10.1111/j.1539-6924.2006.00866.x.
of Commerce, National Institute of Standards and Technology (NIST), Special Knowles, M.S., Holton III, E.F., Swanson, R.A., 2012. The Adult Learner. Routledge,
Publication. https://ws680.nist.gov/publication/get_pdf.cfm?pub_id¼906887. London, UK.
Godschalk, D.R., 2003. Urban hazard mitigation: creating resilient cities. Nat. Hazards Kolb, D.A., 1984. Experiential Learning. Prentice-Hall, New Jersey, USA.
Rev. 4, 136–143. https://doi.org/10.1061/(ASCE)1527-6988(2003)4:3(136). Kotzee, I., Reyers, B., 2016. Piloting a social-ecological index for measuring flood
Gotham, K.F., Campanella, R., Lauve-Moon, K., Powers, B., 2018. Hazard experience, resilience: a composite index approach. Ecol. Indicat. 60, 45–53. https://doi.org/
geophysical vulnerability, and flood risk perceptions in a postdisaster city, the case 10.1016/j.ecolind.2015.06.018.
of New Orleans. Risk Anal. 38, 345–356. https://doi.org/10.1111/risa.12830. Kousky, C., 2010. Learning from extreme events: risk perceptions after the flood. Land
Grothmann, T., Reusswig, F., 2006. People at risk of flooding: why some residents take Econ. 86, 395–422. https://doi.org/10.3368/le.86.3.395.
precautionary action while others do not. Nat. Hazards 38, 101–120. https://doi. Kreibich, H., Thieken, A.H., Petrow, T., Müller, M., Merz, B., 2005. Flood loss reduction
org/10.1007/s11069-005-8604-6. of private households due to building precautionary measures-lessons learned from
Gunderson, L.H., 2010. Ecological and human community resilience in response to the Elbe flood in August 2002. Nat. Hazards Earth Syst. Sci. 5, 117–126. https://doi.
natural disasters. Ecol. Soc. 15. http://www.ecologyandsociety.org/vol15/iss2/ar org/10.5194/nhess-5-117-2005.
t18/. Lamond, J.E., Proverbs, D.G., 2009. Resilience to flooding: lessons from international
Gunderson, L.H., Holling, C.S. (Eds.), 2002. Panarchy: Understanding Transformations in comparison. Proceedings of the Institution of Civil Engineers-Urban Design and
Human and Natural Systems. Island Press, Washington, D.C., USA. Planning 162, 63–70. https://doi.org/10.1680/udap.2009.162 .2.63.
Haer, T., Botzen, W.W., de Moel, H., Aerts, J.C., 2017. Integrating household risk Lawrence, J., Quade, D., Becker, J., 2014. Integrating the effects of flood experience on
mitigation behavior in flood risk analysis: an agent-based model approach. Risk risk perception with responses to changing climate risk. Nat. Hazards 74,
Anal. 37, 1977–1992. https://doi.org/10.1111/risa.12740. 1773–1794. https://doi.org/10.1007/s11069-014-1288-z.
Harries, T., 2012. The anticipated emotional consequences of adaptive Lee, K.N., 1993. Compass and Gyroscope: Integrating Science and Politics for the
behaviour—impacts on the take-up of household flood-protection measures. Environment. Island Press, Washington, D.C., USA.
Environ. Plann. 44, 649–668. https://doi.org/10.1068/a43612. Lennon, M., Scott, M., O’Neill, E., 2014. Urban design and adapting to flood risk: the role
Harries, T., 2013. Responding to flood risk in the UK. In: Cities at Risk. Springer, of green infrastructure. J. Urban Des. 19, 745–758. https://doi.org/10.1080/
Dordrecht, pp. 45–72. 13574809.2014.944113.
Harries, T., Penning-Rowsell, E., 2011. Victim pressure, institutional inertia and climate Levin, D.Z., Cross, R., 2004. The strength of weak ties you can trust: the mediating role of
change adaptation: the case of flood risk. Global Environ. Change 21 (1), 188–197. trust in effective knowledge transfer. Manag. Sci. 50, 1477–1490. https://doi.org/
https://doi.org/10.1016/j.gloenvcha.2010.09.002. 10.1287/mnsc.1030.0136.
Heazle, M., Tangney, P., Burton, P., Howes, M., Grant-Smith, D., Reis, K., Lhomme, S., Serre, D., Diab, Y., Laganier, R., 2013. Analyzing resilience of urban
Bosomworth, K., 2013. Mainstreaming climate change adaptation: an incremental networks: a preliminary step towards more flood resilient cities. Nat. Hazards Earth
approach to disaster risk management in Australia. Environ. Sci. Pol. 33, 162–170. Syst. Sci. 13, 221–230. https://doi.org/10.5194/nhess-13-221-2013.
https://doi.org/10.1016/j.envsci.2013.05.009. Liao, K.-H., 2012. A theory on urban resilience to floods–A basis for alternative Planning
Hegger, D.L.T., Driessen, P.P.J., Wiering, M., van Rijswick, H., Kundzewicz, Z.W., Practices. Ecol. Soc. 17 https://doi.org/10.5751/ES-05231-170448.
Matczak, P., Crabbe, A., Raadgever, G.T., Bakker, M.H.N., Priest, S.J., Larrue, C., Liao, K.-H., Chan, J.K.H., Huang, Y.-L., 2019. Environmental justice and flood
Ek, K., 2016. Toward more flood resilience: is a diversification of flood risk prevention: the moral cost of floodwater redistribution. Landsc. Urban Plann. 189,
management strategies the way forward? Ecol. Soc. 21, 52. https://doi.org/ 36–45. https://doi.org/10.1016/j.landurbplan.2019.04.012.
10.5751/ES-08854-210452. Liao, K.-H., Le, A.T., Van Nguyen, K., 2016. Urban design principles for flood resilience:
Heikkila, T., Gerlak, A.K., 2013. Building a conceptual approach to collective learning: learning from the ecological wisdom of living with floods in the Vietnamese Mekong
lessons for public policy scholars. Policy Stud. j. 41, 484–512. https://doi.org/ Delta. Landsc. Urban Plann. 155, 69–78. https://doi.org/10.1016/j.
10.1111/psj.12026. landurbplan.2016.01.014.
Henstra, D., Thistlethwaite, J., Brown, C., Scott, D., 2019. Flood risk management and Lo, A.Y., 2013. The role of social norms in climate adaptation: mediating risk perception
shared responsibility: exploring Canadian public attitudes and expectations. Journal and flood insurance purchase. Global Environ. Change 23, 1249–1257. https://doi.
of Flood Risk Management 12. https://doi.org/10.1111/jfr3.12346. org/10.1016/j.gloenvcha.2013.07.019.
Holling, C.S., 1973. Resilience and stability of ecological systems. Annu. Rev. Ecol. Syst. Lo, A.Y., Xu, B.X., Chan, F.K.S., Su, R.X., 2015. Social capital and community preparation
4, 1–23. https://doi.org/10.1146/annurev.es.04.110173.000245. for urban flooding in China. Appl. Geogr. 64, 1–11. https://doi.org/10.1016/j.
Holling, C.S. (Ed.), 1978. Adaptive Environmental Assessment and Management. John apgeog.2015.08.003.
Wiley, New York, New York, USA. Ludy, J., Kondolf, G.M., 2012. Flood risk perception in lands “protected” by 100-year
Holling, C.S., 1996. Engineering resilience versus ecological resilience. In: Schulze, P. levees. Nat. Hazards 61, 829–842. https://doi.org/10.1007/s11069-011-0072-6.
(Ed.), Engineering within Ecological Constraints. National Academy Press, Manyena, B., O’Brien, G., O’Keefe, P., Rose, J., 2011. Disaster resilience: a bounce back
Washington D.C, pp. 31–44. or bounce forward ability? Local Environ.: The International Journal of Justice and
Sustainability 16, 417–424. https://doi.org/10.1080/13549839.2011.583049.

10
D. Kuang and K.-H. Liao Journal of Environmental Management 271 (2020) 111025

Milly, P.C.D., Betancourt, J., Falkenmark, M., Hirsch, R.M., Kundzewicz, Z.W., Restemeyer, B., Woltjer, J., van den Brink, M., 2015. A strategy-based framework for
Lettenmaier, D.P., Stouffer, R.J., 2008. Stationarity is dead: whither water assessing the flood resilience of cities – a Hamburg case study. Plann. Theor. Pract.
management? Science 319, 573–574. https://doi.org/10.1126/science.1151915. 16, 45–62. https://doi.org/10.1080/14649357.2014.1000950.
Moftakhari, H.R., AghaKouchak, A., Sanders, B.F., Allaire, M., Matthew, R.A., 2018. Roschelle, J., 1995. Learning in interactive environments: prior knowledge and new
What is nuisance flooding? Defining and monitoring an emerging challenge. Water experience. In: Falk, J.H., Dierking, L. (Eds.), Public Institutions for Personal
Resour. Res. 54, 4218–4227. https://doi.org/10.1029/2018WR022828. Leaming. American Association of Museums, Washington, D.C., USA, pp. 33–51.
Morrison, A., Westbrook, C.J., Noble, B.F., 2018. A review of the flood risk management Reynaud, A., Aubert, C., Nguyen, M.-H., 2013. Living with floods: protective behaviours
governance and resilience literature. Journal of Flood Risk Management 11, and risk perception of Vietnamese households. Geneva Pap. Risk Insur. Issues Pract.
291–304. https://doi.org/10.1111/jfr3.12315. 38, 547–579. https://doi.org/10.1057/gpp.2013.16.
Morrison, A., Noble, B.F., Westbrook, C.J., 2019. Flood risk management in Canada’s Sayers, P., Yuanyuan, L., Galloway, G., Penning-Rowsell, E., Fuxin, S., Kang, W.,
prairie provinces: an analysis of decision-maker priorities and policy preferences. Yiwei, C., Le Quesne, T., 2013. Flood Risk Management: a Strategic Approach.
Environ. Manag. 64, 608–625. https://doi.org/10.1007/s00267-019-01208-0. UNESCO, Paris. http://hdl.handle.net/11540/81.
Motoyoshi, T., 2006. Public perception of flood risk and community-based disaster Schelfaut, K., Pannemans, B., Van der Craats, I., Krywkow, J., Mysiak, J., Cools, J., 2011.
preparedness. In: Ikeda, S., Fukuzono, T., Sato, T. (Eds.), A Better Integrated Bringing flood resilience into practice: the FREEMAN project. Environ. Sci. Pol. 14,
Management of Disaster Risks: toward Resilient Society to Emerging Disaster Risks 825–833. https://doi.org/10.1016/j.envsci.2011.02.009.
in Megacities. Terrapub, Tokyo, Japen, pp. 121–134. https://www.terrapub.co.jp Shah, A.A., Ye, J., Abid, M., Ullah, R., 2017. Determinants of flood risk mitigation
/e-library/nied/pdf/121.pdf. strategies at household level: a case of Khyber Pakhtunkhwa (KP) province Pakistan.
Muro, M., Jeffrey, P., 2012. Time to talk? How the structure of dialog processes shapes Natural hazards 88, 415–430. https://doi.org/10.1007/s11069-017-2872-9.
stakeholder learning in participatory water resources management. Ecol. Soc. 17 Siegrist, M., Gutscher, H., 2008. Natural hazards and motivation for mitigation behavior:
https://doi.org/10.5751/ES-04476-170103. people cannot predict the affect evoked by a severe flood. Risk Anal. 28, 771–778.
Newig, J., Kochsk€ amper, E., Challies, E., Jager, N.W., 2016. Exploring governance https://doi.org/10.1111/j.1539-6924.2008.01049.x.
learning: how policymakers draw on evidence, experience and intuition in designing Siemsen, E., Roth, A.V., Balasubramanian, S., 2008. How motivation, opportunity, and
participatory flood risk planning. Environ. Sci. Pol. 55, 353–360. https://doi.org/ ability drive knowledge sharing: the constraining-factor model. J. Oper. Manag. 26,
10.1016/j.envsci.2015.07.020. 426–445. https://doi.org/10.1016/j.jom.2007.09.001.
Nonaka, I., 1994. A dynamic theory of organizational knowledge creation. Organ. Sci. 5, S€
orensen, J., Persson, A., Sternudd, C., Aspegren, H., Nilsson, J., Nordstr€ om, J.,
14–37. https://doi.org/10.1287/orsc.5.1.14. J€onsson, K., Mottaghi, M., Becker, P., Pilesj€o, P., 2016. Re-Thinking Urban Flood
Nye, M., Tapsell, S., Twigger-Ross, C., 2011. New social directions in UK flood risk Management—Time for a Regime Shift. Water 8, 332. https://doi.org/10.3390/
management: moving towards flood risk citizenship? Journal of flood risk w8080332.
management 4, 288–297. https://doi.org/10.1111/j.1753-318X.2011.01114.x. Spitzer, D.R., 2005. Learning effectiveness measurement: a new approach for measuring
Olsson, P., Folke, C., Berkes, F., 2004a. Adaptive comanagement for building resilience in and managing learning to achieve business results. Adv. Develop. Hum. Resour. 7,
social–ecological systems. Environ. Manag. 34, 75–90. https://doi.org/10.1007/ 55–70. https://doi.org/10.1177/1523422304272167.
s00267-003-0101-7. Starbuck, W.H., Hedberg, B., 2001. How Organizations Learn from Success and Failure.
Olsson, P., Folke, C., Hahn, T., 2004. Social-ecological transformation for ecosystem https://ssrn.com/abstract¼2708267.
management: the development of adaptive co-management of a wetland landscape Sternberg, R.J., Forsythe, G.B., Hedlund, J., Wagner, R.K., Horvath, J.A., Williams, W.M.,
in southern Sweden. Ecol. Soc. 9. http://www.ecologyandsociety.org/vol9/iss4/ Snook, S.A., Grigorenko, E., 2000. Practical Intelligence in Everyday Life. Cambridge
art2. University Press, Cambridge, UK.
Opperman, J.J., Galloway, G.E., Fargione, J., Mount, J.F., Richter, B.D., Secchi, S., 2009. Su�skevi�cs, M., Hahn, T., Rodela, R., Macura, B., Pahl-Wostl, C., 2018. Learning for social-
Sustainable floodplains through large-scale reconnection to rivers. Science 326, ecological change: a qualitative review of outcomes across empirical literature in
1487–1488. https://doi.org/10.1126/science.1178256. natural resource management. J. Environ. Plann. Manag. 61, 1085–1112. https://
Osberghaus, D., 2017. The effect of flood experience on household mitigation—evidence doi.org/10.1080/09640568.2017.1339594.
from longitudinal and insurance data. Global Environ. Change 43, 126–136. https:// Ten Brinke, W.B., Saeijs, G.E., Helsloot, I., van Alphen, J., 2008. Safety chain approach in
doi.org/10.1016/j.gloenvcha.2017.02.003. flood risk management. P. I. Civil Eng-Munic. 161, 93–102. https://doi.org/
Owusu, S., Wright, G., Arthur, S., 2015. Public attitudes towards flooding and property- 10.1680/muen.2008.161.2.93.
level flood protection measures. Nat. Hazards 77, 1963–1978. https://doi.org/ Terpstra, T., 2011. Emotions, trust, and perceived risk: affective and cognitive routes to
10.1007/s11069-015-1686-x. flood preparedness behavior. Risk Anal. 31, 1658–1675. https://doi.org/10.1111/
Pahl-Wostl, C., 2007. Transitions towards adaptive management of water facing climate j.1539-6924.2011.01616.x.
and global change Water Resour. Manag 21, 49–62. https://doi.org/10.1007/ Thompson, P.M., Sultana, P., 1996. Distributional and social impacts of flood control in
s11269-006-9040-4. Bangladesh. Geogr. J. 1–13 https://doi.org/10.2307/3060212.
Pahl-Wostl, C., Becker, G., Knieper, C., Sendzimir, J., 2013. How multilevel societal Tobin, G.A., 1995. The levee love affair: a stormy relationship? J. Am. Water Resour.
learning processes facilitate transformative change: a comparative case study Assoc. 31, 359–367.
analysis on flood management. Ecol. Soc. 18 https://doi.org/10.5751/ES-05779- Tran, P., Shaw, R., Chantry, G., Norton, J., 2009. GIS and local knowledge in disaster
180458. management: a case study of flood risk mapping Viet Nam. Disasters 33, 152–169.
Pahl-Wostl, C., Sendzimir, J., Jeffrey, P., Aerts, J., Berkamp, G., Cross, K., 2008. https://doi.org/10.1111/j.1467-7717.2008.01067.x.
Managing change toward adaptive water management through social learning. Ecol. Van Buuren, A., Ellen, G.J., Warner, J., 2016. Path-dependency and policy learning in the
Soc. 12. http://www.ecologyandsociety.org/vol12/iss2/art30/. Dutch delta: toward more resilient flood risk management in The Netherlands? Ecol.
Parker, D.J., Priest, S.J., Tapsell, S.M., 2009. Understanding and enhancing the public’s Soc. 21 https://doi.org/10.5751/ES-08765-210443.
behavioural response to flood warning information. Meteorol. Appl. 16, 103–114. Vis, M., Klijn, F., De Bruijn, K., Van Buuren, M., 2003. Resilience strategies for flood risk
https://doi.org/10.1002/met.119. management in The Netherlands. Int. J. River Basin Manag. 1, 33–40. https://doi.
Parker, D.J., Tunstall, S.M., McCarthy, S., 2007. New insights into the benefits of flood org/10.1080/15715124.2003.9635190.
warnings: results from a household survey in England and Wales. Environ. Hazards Vroom, V.H., 1964. Work and Motivation, 54. John Wiley, New York, USA.
7, 193–210. https://doi.org/10.1016/j.envhaz.2007.08.005. Wachinger, G., Renn, O., Begg, C., Kuhlicke, C., 2013. The risk perception
Paul, B.K., 1984. Perception of and agricultural adjustment to floods in Jamuna paradox—implications for governance and communication of natural hazards. Risk
floodplain, Bangladesh. Hum. Ecol. 12, 3–19. https://doi.org/10.1007/BF01531281. Anal 33, 1049–1065. https://doi.org/10.1111/j.1539-6924.2012.01942.x.
Pelling, M., High, C., 2005. Understanding adaptation: what can social capital offer Walker, B., Holling, C.S., Carpenter, S.R., Kinzig, A., 2004. Resilience, adaptability and
assessments of adaptive capacity? Global Environ. Change 15, 308–319. https://doi. transformability in social–ecological systems. Ecol. Soc. 9. https://www.ecologya
org/10.1016/j.gloenvcha.2005.02.001. ndsociety.org/vol9/iss2/art5/.
Pickett, S.T., Parker, V.T., Fiedler, P.L., 1992. The new paradigm in ecology: implications Walters, C.J., 1986. Adaptive Management of Renewable Resources. Macmillan, New
for conservation biology above the species level. Conservation Biology. Springer, York, New York, USA.
pp. 65–88. Weerakoon, C., McMurray, A.J., Rametse, N.M., Arenius, P.M., 2019. Social capital and
Pielke, R.A., 1999. Nine fallacies of floods. Climatic Change 42, 413–438. https://doi. innovativeness of social enterprises: opportunity-motivation-ability and knowledge
org/10.1023/A:1005457318876. creation as mediators. Knowl. Man. Res. Pract. 1–15. https://doi.org/10.1080/
Pierson, P., 2000. Increasing returns, path dependence, and the study of politics. Am. 14778238.2019.1590138.
Polit. Sci. Rev. 94, 251–267. White, P.S., Pickett, S.T., 1985. Natural disturbance and patch dynamics: an
Poussin, J.K., Botzen, W.W., Aerts, J.C., 2014. Factors of influence on flood damage introduction. In: Pickett, S.T., White, P.S. (Eds.), The Ecology of Natural Disturbance
mitigation behaviour by households. Environ. Sci. Pol. 40, 69–77. https://doi.org/ and Patch Dynamics. Academic press, London, UK, pp. 3–13.
10.1016/j.envsci.2014.01.013. Wiering, M., Liefferink, D., Crabb� e, A., 2017. Stability and change in flood risk
Reber, A.S., 1989. Implicit learning and tacit knowledge. J. Exp. Psychol. Gen. 118, 219. governance: on path dependencies and change agents. Journal of Flood Risk
https://doi.org/10.1037//0096-3445.118.3.219. Management 11, 230–238. https://doi.org/10.1111/jfr3.12295.
Reed, M., Evely, A.C., Cundill, G., Fazey, I.R.A., Glass, J., Laing, A., Newig, J., Parrish, B., Williams, C., Fenton, A., Huq, S., 2015. Knowledge and adaptive capacity. Nat. Clim.
Prell, C., Raymond, C., 2010. What is social learning? Ecol. Soc. 15. http://www. Change 5, 82–83. https://doi.org/10.1038/nclimate2476.
ecologyandsociety.org/vol15/iss4/resp1/. Willner, S.N., Otto, C., Levermann, A., 2018. Global economic response to river floods.
Resilience Alliance, 2007. Urban Resilience Research Prospectus Canberra,Australia. Nat. Clim. Change 8, 594. https://doi.org/10.1038/s41558-018-0173-2.
Phoenix, USA; Stockholm, Sweden. https://www.resalliance.org/files/1172764197 Zevenbergen, C., Veerbeek, W., Gersonius, B., Van Herk, S., 2008. Challenges in urban
_urbanresilienceresearchprospectusv7feb07.pdf. flood management: travelling across spatial and temporal scales. Journal of Flood
Risk Management 1, 81–88. https://doi.org/10.1111/j.1753-318X.2008.00010.x.

11

You might also like