Professional Documents
Culture Documents
Posterior instability is relatively uncommon compared direct blow to the anterior shoulder or indirect forces that
with anterior instability of the shoulder. Most authors couple shoulder flexion, internal rotation, and adduction.4,8
agree that posterior shoulder instability represents approx- The most common indirect causes are accidental electric
imately 2% to 10% of shoulder instability cases.4,8,13 Initial shock and convulsive seizures. Because of incomplete
attempts to clarify the distinctions of posterior instability radiographic studies and a failure to recognize the poste-
were made in 1962, when McLaughlin recognized that rior shoulder prominence and mechanical block to exter-
differences exist between “fixed and recurrent subluxations nal rotation, 60% to 80% of locked posterior dislocations
of the shoulder,” suggesting that the etiology and treat- are missed on initial presentation. Additional pathologic
ment of the two are distinctly different.15 More than 20 processes are frequently associated with posterior instabil-
years later, in the early 1980s, Hawkins8 reviewed the dif- ity and include the reverse Hill-Sachs lesion, the reverse
ference between true dislocations and subluxations and bony Bankart lesion, posterior capsular laxity, excessive
noted that true recurrent posterior dislocations are rare humeral head retroversion or chondrolabral retroversion,
compared with subluxation episodes. Since that time, and glenoid hypoplasia.
additional knowledge has been gained in the differences
between unidirectional and multidirectional, traumatic
and atraumatic, acute and chronic, and voluntary and
involuntary posterior instability. In many respects, each of Preoperative Considerations
these may represent a distinct form of posterior instability
with its own underlying predispositions, anatomic abnor- History
malities, and treatment algorithms.16,18 Our collective
understanding of posterior shoulder instability continues To diagnose posterior instability, the clinician must
to evolve. perform a thorough history and physical examination as
well as maintain a high index of suspicion. A history of a
posterior dislocation requiring formal reduction is more
Pathoanatomy obvious; however, patients with recurrent posterior sub-
luxation may present with more subtle findings. The
Recent advances in our understanding of the spectrum of majority of patients with recurrent posterior subluxation
posterior instability have been gained through the study complain primarily of pain with specific activities, par-
of shoulder injuries in athletes, patients with generalized ticularly in the provocative position (90-degree forward
ligamentous laxity, and patients with post-traumatic inju- flexion, adduction, and internal rotation),4,8 more so than
ries. Acute posterior dislocations typically result from a of instability.
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translation (Fig. 8-1) Many patients with recurrent posterior subluxation can be
● Sulcus sign (in both neutral and external rotation) for managed successfully without surgery. Numerous authors
inferior translation have proposed a period of no less than 6 months of physi-
● Sulcus sign graded as 3+ that remains 2+ in external
cal therapy before surgical treatment is considered. Effec-
rotation is pathognomonic for multidirectional
instability
Specific Tests
● Jerk test (Fig. 8-2)
● Circumduction test
Imaging
Plain Radiographs
● Including axillary view
B
Figure 8-2 The jerk test for posterior instability. A, The arm is forward flexed
and internally rotated. B, Posteriorly directed force subluxes the shoulder.
Figure 8-1 The load and shift test is performed by placing the thumb and Slow abduction of the arm results in a palpable jerk as the joint is reduced.
index or long finger around the humeral head, which is then shifted anteriorly This test has also been described in reverse, by moving the arm from an
and posteriorly. abducted position forward.
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Figure 8-5 Axial magnetic resonance scan through the glenohumeral joint
obtained with the intra-articular administration of contrast material
demonstrating a capacious posterior capsule.
B
Figure 8-3 The Kim test for the detection of posteroinferior labral lesions is
performed by applying axial compression to the 90-degree abducted arm (A),
which is then elevated and forward flexed in a diagonal direction (B),
resulting in pain and a possible clunk.
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rehabilitation, or in select cases of posterior instability glenoid. A sulcus sign test is performed with the arm
resulting from a macrotraumatic event, surgical interven- adducted and in neutral rotation to assess whether the
tion should be considered. instability has an inferior component. A 3+ sulcus sign
that remains 2+ or greater in external rotation is con-
Indications sidered pathognomonic for multidirectional instability.
● Patients with continued disabling, isolated, recurrent Testing is completed on both the affected and unaffected
posterior subluxation after a rehabilitation program shoulders, and differences between the two are
● Recurrent posterior subluxation with a posterior labral documented.
tear
● Multidirectional instability with a primary posterior
component
Patient Positioning, Landmarks,
and Portals
● Voluntary positional posterior instability
Relative indications include patients with an ante- The patient is then placed in the lateral decubitus position
cedent macrotraumatic injury. with the affected shoulder positioned superior. An inflat-
able beanbag and kidney rests hold the patient in position.
Contraindications Foam cushions are placed to protect the peroneal nerve at
● Patients not having completed a reasonable the neck of the fibula on the down leg. An axillary roll is
rehabilitation program placed. The operating table is placed in a slight reverse-
● A surgeon’s preference for traditional open techniques
Trendelenburg position. The full upper extremity is pre-
pared to the level of the sternum anteriorly and the medial
● A large engaging reverse Hill-Sachs lesion requiring
border of the scapula posteriorly. The operative shoulder
subscapularis transfer or an osteochondral allograft
is placed in 10 pounds of traction and positioned in 45
● A large reverse bony Bankart lesion degrees of abduction and 20 degrees of forward flexion.
● Patients with voluntary muscle instability The bone landmarks, including the acromion, distal clavi-
● Underlying psychogenic disorders, and patients unable
cle, and coracoid process, are demarcated with a marking
or unwilling to comply with postoperative limitations pen.
After preparation and draping, the glenohumeral
Relative contraindications may include chronic joint is injected with 50 mL of sterile saline through an
instability resulting in compromised capsulolabral tissue 18-gauge spinal needle to inflate the joint. A posterior
and patients who have undergone previous open surgery. portal is established 1 cm distal and 1 cm lateral to the
Because successful results have been achieved after standard posterior portal to allow access to the rim of the
arthroscopic treatment of posterior labral tears in contact glenoid for anchor placement (Fig. 8-7). An anterior portal
athletes, arthroscopic reconstruction is not contraindi-
cated in that population.
Surgical Technique
Anesthesia
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is then established high in the rotator interval by an inside- ● An arthroscopic rasp or chisel is used to mobilize the
to-outside technique with a switching stick. Alternatively, torn labrum from the glenoid rim (Fig. 8-9).
it can also be established by an outside-to-inside technique ● A motorized synovial shaver or meniscal rasp is used
with the assistance of a spinal needle. Typically, only ante- to abrade the capsule adjacent to the labral tear and to
rior and posterior portals are required to perform the pro- débride and decorticate the glenoid rim to achieve a
cedure. An accessory 7-o’clock portal has been described bleeding surface.
but is not frequently used in our technique.
2. Placement of Suture Anchors
● Suture anchors are then placed at the articular margin
Diagnostic Arthroscopy of the glenoid rim, rather than down on the glenoid
neck, to perform the labral repair (Fig. 8-10).
A diagnostic arthroscopy of the glenohumeral joint is then 8
undertaken. The labrum, capsule, biceps tendon, subscap-
ularis, rotator interval, rotator cuff, and articular surfaces
are visualized in systematic fashion. This ensures that no
associated lesions will be overlooked by poorly directed
tunnel vision. Lesions typically seen in posterior instability
include a patulous posterior capsule, posterior labral tear,
labral fraying and splitting, widening of the rotator inter-
val, and undersurface partial-thickness rotator cuff tears.
After the glenohumeral joint is viewed from the posterior
portal, the arthroscope is switched to the anterior portal
to allow improved visualization of the posterior capsule
and labrum. A switching stick can then be used in replac-
ing the posterior cannula with an 8.25-mm distally
threaded clear cannula (Arthrex, Inc., Naples, Fla), thus
allowing passage of an arthroscopic probe and other
instruments through the clear cannula to explore the pos-
terior labrum for evidence of tears.
Specific Steps (Box 8-1) Figure 8-8 Posterior labral tear as viewed through the standard posterior
viewing portal; the probe is placed through the accessory posterior portal.
3. Labral repair
7. Rotator interval closure Figure 8-9 Mobilization of the labrum with a rasp.
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3. Labral Repair
● After placement of the suture anchors, a 45-degree
Spectrum suture hook (Linvatec, Largo, Fla) is loaded
with a No. 0 polydioxanone (PDS) suture (Ethicon,
Inc., Somerville, NJ). The contralateral side hook is Figure 8-12 Capsular plication (pleat stitch, capsulorrhaphy stitch) can be
chosen (i.e., a left 45-degree hook for a right shoulder performed to address capsular redundancy.
when it is introduced from the posterior portal).
Alternatively, there are other commercially available ● In the setting of a labral tear with some capsular
suture passers and suture relays that will also suffice. laxity, the suture passer is advanced through the
● The suture passer is delivered through the torn labrum posterior capsule approximately 1 cm lateral to the
and advanced superiorly, reentering the joint at the edge of the labral tear and then underneath the labral
edge of the glenoid articular cartilage (Fig. 8-11). tear, to the edge of the articular cartilage, the so-called
● Tension must be restored into the posterior band of
pleat stitch (Fig. 8-12).
the inferior glenohumeral ligament to re-establish ● Placement of as many pleat stitches as necessary in a
posterior stability. patulous shoulder capsule can reduce capsular
● Patients with acute injuries and less evidence of
redundancy.
capsular stretching do not require the same degree of ● The PDS suture is then fed into the glenohumeral
capsular advancement as do those with more chronic joint, and the suture passer is withdrawn through the
instability. posterior clear cannula.
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● An arthroscopic suture grasper is used to withdraw arthroscopy (Fig. 8-15). An isolated posterior
both the most posterior suture in the suture anchor capsulorrhaphy is performed.
and the end of the PDS suture that has been advanced ● Suture capsulorrhaphies are placed from inferior (6-
through the torn labrum. This move detangles the o’clock) to superior (10-o’clock).
sutures in the cannula.
● The 6:30 capsular suture is typically advanced to the
● The PDS suture is then fashioned into a single loop 7:30 position, and the reduction in capsular volume is
and tightly tied over the end of the braided suture. assessed.
● The most lateral PDS suture, which has not been tied ● Restoration of adequate tension in the posterior band
to the braided suture, is then pulled through the clear of the inferior glenohumeral ligament is critical.
cannula (Fig. 8-13).
This advances the most posterior suture in the suture
●
Figure 8-13 Shuttling of the anchor suture through the labrum. Figure 8-15 Capacious posterior capsule as a sign of posterior instability.
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● Additional sutures are then placed at the 7:30, 8:30, 6. Completion of the Repair
and 9:30 positions on the capsule, advancing to ● An arthroscopic awl is employed to penetrate the bare
the 8:30, 9:30, and 10:30 positions on the glenoid area of the humerus, under the infraspinatus tendon,
(Fig. 8-16). in an effort to achieve some punctate bleeding to
● Sutures are tied after each is passed. If the sutures are augment the healing response.
not tied until the end, one errant suture may ● The posterior capsular portal incision is then closed by
necessitate removal of all other sutures to achieve passage of a PDS suture through the crescent
correction. Spectrum suture passer and retrieval of the suture
with an arthroscopic penetrator.
● Varying the distance of the suture from the portal
5. Arthroscopic Knot Tying
incision allows titration of the capsulorrhaphy.
● We prefer the sliding-locking Weston knot, but there
● The PDS suture is then tied blindly in the cannula,
are a number of arthroscopic knot-tying techniques
that work well. closing the posterior capsular incision (Fig. 8-17)
● What is most important is that the surgeon be 7. Rotator Interval Closure
familiar with the knot used and be skilled in its use.
● In the setting of multidirectional instability with a
● The posterior braided suture exiting through the primary posterior component, the rotator interval
capsule is threaded through a knot pusher, and the requires closure (defined by a 2+ or greater sulcus sign
end is secured with a hemostat. that does not improve in external rotation).
● This suture serves as the post, which in effect will ● The rotator interval is viewed with the arthroscope in
advance the capsule and labrum to the glenoid rim the posterior portal.
when the knot is tightened.
● A crescent suture passer is advanced from the anterior
● The knot should be secured posteriorly on the capsule portal through the anterior capsule just above the
and not on the rim of the glenoid to prevent humeral superior border of the subscapularis tendon 1 cm
head abrasion from the knot. lateral to the glenoid.
● Each half-hitch must be completely seated before the ● It is then passed through the middle glenohumeral
next half-hitch is thrown. ligament at the inferior border of the rotator interval.
● Placing tension on the non-post suture and advancing This makes up the inferior aspect of the rotator
the knot pusher “past point” will lock the Weston interval closure.
knot. ● A No. 0 PDS suture is then fed into the joint and
● A total of three alternating half-hitches are placed to retrieved with a penetrator through the superior
secure the Weston knot. glenohumeral ligament.
Figure 8-17 Closed posterior portal after cannula removal (as viewed from
Figure 8-16 Final appearance after capsular advancement. anteriorly).
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● The PDS suture is then withdrawn out the anterior ● Throwers begin an easy-tossing program at a distance
cannula, and the knot is tied blindly in the cannula of 20 feet without a wind-up. Stretching and the
as the closure is visualized through the posterior application of heat to increase circulation before
portal. throwing sessions are critical.
● By 7 months, light throwing with an easy wind-up to
30 feet is allowed 2 or 3 days per week for 10 minutes
per session.
Postoperative Considerations ● By 9 months after surgery, long, easy throws from the
mid-outfield (150 to 200 feet) are allowed.
Rehabilitation and Return to
● By 10 months, stronger throws from the outfield are
Play Recommendations allowed, reaching home plate on only one or two
bounces. 8
The rehabilitation program consists of a series of phases.
Initially, the posterior capsule must be protected by avoid- ● At 11 months, pitchers are allowed to throw one-half
ing extremes of internal rotation. to three-quarter speed from the mound with emphasis
on technique and accuracy.
● Immobilization is maintained in an UltraSling
● By 12 months after surgery, throwers are allowed to
(DonJoy, Carlsbad, Calif ) for 6 weeks, abducting the
throw from their position at three-quarter to full
shoulder approximately 30 degrees.
speed. When the throwing athlete is able to perform
● Immobilization is removed for gentle passive pain-free full-speed throwing for 2 consecutive weeks, return to
range-of-motion exercises. We allow 90 degrees full competition is permitted.
forward flexion and external rotation to 0 degrees by
● Nonthrowing athletes and nonathletes are managed
4 weeks after surgery.
by criteria different from those for the throwing
● The UltraSling is discontinued 6 weeks after surgery. athletes. When patients are able to achieve at
Active-assisted range-of-motion exercises and gentle least 80% strength and endurance at the 6-month
passive range-of-motion exercises are progressed, and isokinetic testing compared with the uninvolved
pain-free gentle internal rotation is instituted. side, nonthrowing athletes begin a sport-specific
● At 2 to 3 months after surgery, range of motion and program.
mobilization are progressed to achieve full passive and ● In general, power athletes and contact athletes, such as
active motion. Stretching exercises for the anterior and weightlifters and football players, can return to full
posterior capsule are instituted. competition by 6 to 9 months after surgery.
● By 4 months after surgery, the shoulder should be Noncontact athletes such as golfers, basketball players,
pain free. Concentration on eccentric rotator cuff swimmers, and cheerleaders can generally return to
strengthening is begun. full competition by 6 to 8 months.
● At 5 months after surgery, isotonic and isokinetic
exercises are advanced. Complications
● At 6 months after surgery, throwing athletes undergo
isokinetic testing. When patients are able to achieve at The complications include general risks of surgery, such as
least 80% strength and endurance compared with the infection and hematoma formation, as well as risks par-
uninvolved side, an integrated throwing protocol is ticular to arthroscopic posterior shoulder stabilization,
instituted. such as recurrent instability and stiffness.
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PEARLS AND PITFALLS—cont’d trocars in the placement of the portal further decreases the risk of
neurovascular injury.
● Difficulty in the placement of suture anchors can be encountered if the ● We do not routinely close the rotator interval in patients with
posterior portal is too far superior or medial in the posterior capsule. unidirectional posterior instability. This practice is supported by several
The conventional posterior portal is near 10-o’clock on the right other studies in the literature.13 Harryman et al7 sectioned the rotator
glenoid, which makes approach to the posteroinferior glenoid difficult interval and found that in a position of 60 degrees flexion and 60
for the placement of suture anchors. We therefore place the posterior degrees abduction, a significant increase in posterior translation
portal approximately 1 cm inferior and 1 cm lateral to the standard occurred. However, in posterior instability’s provocative position of 60
posterior portal in patients with demonstrable posterior instability on degrees flexion and 90 degrees internal rotation, no significant increase
examination under anesthesia. When the posterior portal has been in posterior translation occurred after sectioning of the rotator interval.
made too far superior, an auxiliary posterior portal can then be made Furthermore, although imbrication of the rotator interval significantly
inferior and lateral to the existing posterior portal. A spinal needle can decreased posterior translation at a position of 60 degrees flexion
be used in positioning the auxiliary portal at 7-o’clock on the glenoid and 60 degrees abduction, it did not have a similar effect in the
and approximately 1 cm lateral to the glenoid rim on the posterior provocative position. A sectioned rotator interval did lead to a
capsule for approach to the posteroinferior glenoid at a 30- to 45- significant increase in inferior translation, which was corrected by
degree angle in the sagittal plane. Cadaveric studies by Davidson and imbrication of the rotator interval tissue. We do, however, perform
Rivenburgh5 have shown the 7-o’clock portal to be a safe distance from rotator interval closure in patients with an inferior component to their
the axillary nerve and posterior humeral circumflex artery (39 ± 4 mm) instability, as defined by a 2+ or greater sulcus sign that does not
and the suprascapular nerve and artery (29 ± 3 mm). The use of blunt improve in external rotation.
Results
Results of studies of arthroscopic repair of posterior
shoulder instability are presented in Table 8-1.
References
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