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American 

College of Physicians 
Internal Medicine Meeting 2021: Virtual Experience

Update in Cardiology

Faculty and Disclosure Information

Clyde W. Yancy, MD, MSc, MACP
Nothing to Disclose.

Clinical questions to be addressed:
1. Presentation of significant papers published during the past 12‐15 months that, in the view of the 
presenter, have made the most difference in the practice or understanding of the subspecialty.

Posted Date:  April 20, 2021

©2021 American College of Physicians. All rights reserved. Reproduction of Internal Medicine Meeting 2021: Virtual Experience presentations, or 
print or electronic material associated with presentations, is prohibited without written permission from the ACP.

Any use of program content, the name of a speaker and/or program title, or the name of ACP without the written consent of ACP is prohibited. For 
purposes of the preceding sentence, “program content” includes, but is not limited to, oral presentations, audiovisual materials used by speakers, 
program handouts, and/or summaries of the same. This rule applies before, after, and during the meeting.
Contemporary Heart Failure 
Treatment in 2021 or, what’s new in 
HF? Clyde W. Yancy, MD, MSc
Professor of Medicine,
Professor, Medical Social Science
Chief, Cardiology
Associate Director, Bluhm CV Institute
&
Vice‐Dean, Diversity & Inclusion
Northwestern University, FSM
&
Deputy Editor, JAMA Cardiology

Disclosure of Financial Relationships

Clyde W. Yancy, MD, MSc

Nothing to disclose.

© 2021 American College of Physicians. All rights reserved. 1


Key Teaching Points
• Review the new universal definition of heart failure
• Identify best uses of new prevention and diagnostic risk 
scores
• Appreciate the benefit of optimal guideline directed medical 
(& device) therapy for heart failure
• Be aware of evolving treatment options for HFpEF
• Review the evidence substantiating the use of Sodium 
Glucose Co‐Transporter inhibitors for the prevention and 
treatment of heart failure

What’s new in heart failure? 
Universal Definition

© 2021 American College of Physicians. All rights reserved. 2


Definition of Heart Failure- ACC/AHA
2013
Classification Ejection Description
Fraction
I. Heart Failure with ≤40% Also referred to as systolic HF. Randomized clinical trials have
Reduced Ejection Fraction mainly enrolled patients with HFrEF and it is only in these patients
(HFrEF) that efficacious therapies have been demonstrated to date.

II. Heart Failure with ≥50% Also referred to as diastolic HF. Several different criteria have been
Preserved Ejection used to further define HFpEF. The diagnosis of HFpEF is
Fraction (HFpEF) challenging because it is largely one of excluding other potential
noncardiac causes of symptoms suggestive of HF. To date,
efficacious therapies have not been identified.
a. HFpEF, Borderline 41% to 49% These patients fall into a borderline or intermediate group. Their
characteristics, treatment patterns, and outcomes appear similar to
those of patient with HFpEF.
b. HFpEF, Improved >40% It has been recognized that a subset of patients with HFpEF
previously had HFrEF. These patients with improvement or recovery
in EF may be clinically distinct from those with persistently
preserved or reduced EF. Further research is needed to better
characterize these patients.

Yancy C et al, JACC 2013

Symptoms and/or signs 
of HF caused by a 
structural and/or 
functional cardiac 
abnormality

and corroborated by at least one of the following

Elevated natriuretic 
peptide levels

or

Objective evidence of 
cardiogenic pulmonary or 
systemic congestion

© 2021 American College of Physicians. All rights reserved. 3


HF with reduced EF (HFrEF):

• HF with LVEF ≤ 40% 

HF with mid‐range EF (HFmrEF): 

• HF with LVEF 41‐49% 

HF with preserved EF (HFpEF):

• HF with LVEF > 50% 

HF with improved EF (HFimpEF):

• HF with a baseline LVEF ≤ 40%, a ≥ 10 point increase increase 
from baseline LVEF, and a second measurement of LVEF > 40%

AT‐RISK FOR  PRE‐HEART  HEART FAILURE  ADVANCED 


HEART FAILURE  FAILURE  (STAGE C) HEART FAILURE
(STAGE A) (STAGE B) (STAGE D)

Patients at risk for HF Patients without current Patients with current or Severe symptoms and/
but without current or or prior symptoms or prior symptoms and/ or or signs of HF at rest,
prior symptoms or signs of heart failure signs of HF caused by recurrent
signs of HF and but evidence of one of hospitalizations despite
without structural, the following GDMT, refractory or
biomarker, or genetic intolerant to GDMT
markers of heart
disease. Structural Heart Disease: structural and/or requiring advanced
e.g. LVH, chamber
enlargement, wall motion
functional cardiac therapies such as
Patients with HTN, abnormality, myocardial abnormality consideration for
tissue abnormality, valvular
CVD, DM, obesity, heart disease transplant, mechanical
known exposure to circulatory support, or
cardiotoxins, family Abnormal cardiac function: palliative care
history of e.g. reduced LV or RV
Heart Persistent Heart
ventricular systolic function,
cardiomyopathy evidence of increased Failure in Failure
filling pressures or
abnormal diastolic Remission
dysfunction with GDMT and risk factor modification
Elevated natriuretic
peptide levels or elevated
cardiac troponin levels in
the setting of exposure to
cardiotoxins

© 2021 American College of Physicians. All rights reserved. 4


What’s new in heart failure? 
Scoring systems for HFrEF & HFpEF

Sadiya S. Khan et al. JACC 2019;73:2388-2397

2019 American College of Cardiology Foundation

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© 2021 American College of Physicians. All rights reserved. 5


A Simple, Evidence-Based Approach to Help Guide Diagnosis of Heart Failure
With Preserved Ejection Fraction, Volume: 138, Issue: 9, Pages: 861-870, DOI:
(10.1161/CIRCULATIONAHA.118.034646)

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Heart Failure Treatment
The Current Paradigm

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© 2021 American College of Physicians. All rights reserved. 6


Stages, Phenotypes and Treatment of HF

Yancy C, et al. JACC, 2013


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Treatment of HFrEF Stage C and D

†Hydral-Nitrates green box: The combination of ISDN/HYD with ARNI has not been robustly tested. BP response should be carefully monitored.
‡See 2013 HF guideline.
§Participation in investigational studies is also appropriate for stage C, NYHA class II and III HF.
Yancy C, et al. JACC, 2016 ACEI indicates angiotensin-converting enzyme inhibitor; ARB, angiotensin receptor-blocker; ARNI, angiotensin receptor-neprilysin inhibitor; BP, blood pressure;
bpm, beats per minute; C/I, contraindication; COR, Class of Recommendation; CrCl, creatinine clearance; CRT-D, cardiac resynchronization therapy–device; Dx,
diagnosis; GDMT, guideline-directed management and therapy; HF, heart failure; HFrEF, heart failure with reduced ejection fraction; ICD, implantable
cardioverter-defibrillator; ISDN/HYD, isosorbide dinitrate hydral-nitrates; K+, potassium; LBBB, left bundle-branch block; LVAD, left ventricular assist device;
LVEF, left ventricular ejection fraction; MI, myocardial infarction; NSR, normal sinus rhythm; and NYHA, New York Heart Association.

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© 2021 American College of Physicians. All rights reserved. 7


Heart Failure: Is the Current 
Paradigm effective?

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“Only 1% of eligible patients 
were simultaneously treated 
with target does of
ACEI/ARB/ARNI, beta‐blocker, 
and MRA therapy,
and <25% of patients 
simultaneously received
any dose of all 3 medications.”

OPTIMIZE & TITRATE
CURRENT GDMT

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© 2021 American College of Physicians. All rights reserved. 8


Longitudinal Titration of Medical Therapy for Heart 
Failure with Reduced Ejection Fraction: CHAMP HF 
Registry

Greene, Fonarow, DeVore et al. JACC 2019


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© 2021 American College of Physicians. All rights reserved. 9


Would machine learning address the urgency to 
treat HF?

• Machine learning can analyze patterns of GDMT 
optimization in flagship multidisciplinary clinics and 
reproduce them in other settings. Electronic medical 
records in top‐performing clinics could integrate with 
machine learning systems and transfer data into deep 
learning algorithms (3). Deep learning, a type of machine 
learning, can extract complex patterns from medical data 
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Is pragmatism the solution?

• The relatively marginal benefit and increased risks of 
higher doses, particularly in combination therapy, may not 
convince some clinicians. Maximum approved doses (2)
are based on the target dose employed in single drug 
versus placebo heart failure clinical trials, which were 
designed to demonstrate maximum efficacy, not optimal 
dose. Adverse effects may be problematic in practice, are 
generally dose related (3), and are under‐represented in 
published clinical trials, because patients with adverse 
effects were not recruited or did not progress in the trials. 
Doses may only need to match the severity of the heart
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© 2021 American College of Physicians. All rights reserved. 10


What’s new in heart failure? 
A polypill!!

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A different idea…

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© 2021 American College of Physicians. All rights reserved. 11


Heart Failure: Does the Paradigm 
work for HFpEF?

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HFpEF in 2021
Lung
Chest wall restriction, reduced vital capacity,
impaired ventilation and diffusion
Obstructive sleep apnea
Pulmonary hypertension

Heart
Direct and indirect myocardial lipotoxicity
Worsened cardiac mechanics
Diastolic dysfunction; increased filling pressures/
volume overload, increased afterload

Liver
Non-alcoholic fatty liver disease
Promotes generalized
inflammatory state

Visceral adiposity
Inflammatory cytokines
Adverse neurohormones
Increased BNP clearance

Kidney
Direct toxic effects of perinephric fat
Glomerulomegaly with
glomerular dysfunction

Skeletal muscle
Increased adipose infiltration
Impaired perfusion
Decreased diffusive O2 transport
Mitochondrial dysfunction Kitzman D, Shah SJ. JACC 2016; Borlaug B. Nat Rev Cardiol 2014

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© 2021 American College of Physicians. All rights reserved. 12


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PARAGON‐HF: Study design
Randomized, double‐blind, active comparator trial testing the hypothesis that sacubitril/valsartan, compared with 
valsartan, would reduce the composite outcome of total HF hospitalizations and CV death in patients with HFpEF

Randomization 1:1 Double‐blind treatment period

Active single‐blind run‐in period
Sacubitril/valsartan 97/103 mg BID
Valsartan  Sacubitril/valsartan 
Eligibility Screening
80 mg BID 49/51 mg BID
Valsartan 160 mg BID

Valsartan  On top of optimal background medications for co‐
40 mg BID morbidities (excluding ACEi and ARB)
up to 2 weeks 3–8 weeks ~35 months
Primary Endpoint Secondary Endpoints: 
Composite of total (first and recurrent) HF hospitalizations  • Improvement in NYHA functional classification at 8 months
and CV death • Changes in KCCQ clinical summary score at 8 months
• Time to first occurrence of worsening renal function
• Time to all‐cause mortality

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© 2021 American College of Physicians. All rights reserved. 13


PARAGON‐HF: Primary results
Recurrent event analysis of total HF hospitalizations and CV death by the semiparametric LWYY method

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Total HF hospitalizations and CV death
Mean cumulative events per 100 patients

50
45
Valsartan (n = 2389)
40
1009 events, 14.6 per 100 pt‐years
35
30
25
20 Sacubitril/valsartan (n = 2407)
15 894 events, 12.8 per 100 pt‐years
10
Rate ratio 0.87 (95% CI 0.75, 1.01)
5 p = 0.059
0
0 1 2 3 4
Years

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HF hospitalizations and CV death
HF hospitalizations CV death
55 0.55
Events Patients
Mean cumulative events

50 0.50
Valsartan  797 Valsartan  212 (8.9%)
45 0.45
per 100 patients

Sacubitril/valsartan  690  Sacubitril/valsartan  204 (8.5%)


Proportion

40 0.40
35 0.35
Rate ratio 0.85 (95% CI 0.72, 1.00) Hazard ratio 0.95 (95% CI 0.79, 1.16)
30 0.30
p = 0.056 p = 0.62
25 0.25
20 0.20
15 0.15
10 0.10
5 0.05
0 0.00
0 1 2 3 4 0 1 2 3 4
Years Years

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© 2021 American College of Physicians. All rights reserved. 14


Pre‐specified subgroup analysis

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What’s new in heart failure? 
A new indication for ARNI?

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© 2021 American College of Physicians. All rights reserved. 15


Was this a good decision?

• The U.S. Food and Drug Administration asked its 
Cardiovascular and Renal Drugs Advisory Committee 
to broadly consider whether new analyses of data 
from the PARAGON‐HF trial, combined with other 
information, could support use of 
sacubitril/valsartan (Entresto, Novartis) in heart 
failure with preserved ejection fraction (HFpEF).
• The advisory committee voted 12‐1 on this question, 
which can be seen as a marker for an expanded 
approval: "Does PARAGON‐HF, perhaps supported by 
previous studies, provide sufficient evidence to 
support any indication?"

FDA Panel Supports Expanded HF Role for Sacubitril/Valsartan (medscape.com)

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Heart Failure: Changing the 
Paradigm

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© 2021 American College of Physicians. All rights reserved. 16


Are the SGLT‐2 inhibitors the 
answer?

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Cardiovascular Outcomes and Death from


Any Cause.

Zinman B et al. N Engl J Med 2015;373:2117-2128

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© 2021 American College of Physicians. All rights reserved. 17


SGLT2 Inhibitors Reduce the Risk of Heart
SGLTbitors
Failure Events in Type 2 Diabetes
SGLTbitors

Lancet 2018 Nov (online)

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Cardiovascular Outcomes.

JJ McMurray et al. N Engl J Med 2019. DOI: 10.1056/NEJMoa1911303

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© 2021 American College of Physicians. All rights reserved. 18


DAPA-HF: Effect of Dapagliflozin in Heart
Failure, With or Without Diabetes

Effect on Primary Endpoint of Cardiovascular


Death and Serious Heart Failure Events

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An inflection point in the care of patients with heart failure…

• Benefits seen in those with or without Diabetes
• Once a day therapy; single dose; no need for 
titration (N.B. low use of ARNI)
• No episodes of hypoglycemia or diabetic 
ketoacidosis
• Negligible incidence of amputations
• NNT= 21; benefits seen even in those >75
• Resolution of mechanism of action is needed

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© 2021 American College of Physicians. All rights reserved. 19


July 30, 2020
August 29, 2020

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Primary Outcome and Total Hospitalizations for Heart Failure.

M Packer et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2022190

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© 2021 American College of Physicians. All rights reserved. 20


Changes in the Estimated Glomerular Filtration Rate.

M Packer et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2022190

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Are the SGLT‐2 
inhibitors the 
answer?
A new target of intervention‐
the cardio‐renal interface

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© 2021 American College of Physicians. All rights reserved. 21


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Primary and Secondary Outcomes.

The primary outcome: Over a median of 2.4 years,


composite of sustained a primary outcome event
decline in the estimated occurred in 197 of 2152
GFR of at least 50%, (9.2%) in the dapagliflozin
end-stage kidney disease, group & 312/2152 (14.5%)
or death from renal in the placebo group
or cardiovascular causes. (hazard ratio, 0.61; 95%
[CI], 0.51 to 0.72); P<0.001;
number needed to treat
to prevent one primary
outcome event,
19 [95% CI, 15 to 27]).

HJ Heerspink et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2024816

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© 2021 American College of Physicians. All rights reserved. 22


Change from Baseline in Estimated GFR.

HJ Heerspink et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2024816

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© 2021 American College of Physicians. All rights reserved. 23


Matthew Griffin. Circulation. Empagliflozin in Heart Failure, Volume:
142, Issue: 11, Pages: 1028-1039, DOI:
(10.1161/CIRCULATIONAHA.120.045691)
© 2020 American Heart Association, Inc.

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Matthew Griffin. Circulation. Empagliflozin in Heart Failure, Volume:


142, Issue: 11, Pages: 1028-1039, DOI:
(10.1161/CIRCULATIONAHA.120.045691)
© 2020 American Heart Association, Inc.

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© 2021 American College of Physicians. All rights reserved. 24


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SGLT 2 inhibitors and HFpEF

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© 2021 American College of Physicians. All rights reserved. 25


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Kim A. Connelly et al. BTS 2019;4:27-37


2019 The Authors

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© 2021 American College of Physicians. All rights reserved. 26


Kim A. Connelly et al. BTS 2019;4:27-37

2019 The Authors

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Evaluation of the effects of sodium–glucose co-transporter 2 inhibition with empagliflozin on morbidity and
mortality in patients with chronic heart failure and a preserved ejection fraction: rationale for and design of the
EMPEROR-Preserved Trial

European Journal of Heart Failure, Volume: 21, Issue: 10, Pages: 1279-1287, First published: 16 September 2019, DOI: (10.1002/ejhf.1596)

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© 2021 American College of Physicians. All rights reserved. 27


Heart Failure New trials and new 
data: SGLT2 inhibitors‐ the most 
recent data

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Total Number of Deaths from Cardiovascular Causes,


Sotagliflozin in Patients with Diabetes and Chronic Kidney
Disease; Hospitalizations for Heart Failure, and Urgent Visits
for HeartFailure. SCORED Trial

“In patients with diabetes


and chronic kidney disease,
with or without albuminuria,
sotagliflozin resulted in
a lower risk of the composite
of deaths from cardiovascular
causes, hospitalizations for
heart failure, and urgent
visits for heart failure than
placebo but was associated
with adverse events.”

DL Bhatt et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2030186

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© 2021 American College of Physicians. All rights reserved. 28


Sotagliflozin in Patients with Diabetes and Chronic Kidney
Disease; First Occurrence of Death from Cardiovascular
Causes, Nonfatal Myocardial Infarction, or Nonfatal Stroke.

DL Bhatt et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2030186

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Sotagliflozin in Patients with Diabetes and Recent Worsening


Heart Failure; SOLOIST WHF Trial: Primary Efficacy End-Point
Events.
“In patients with diabetes
and recent worsening
heart failure,
sotagliflozin therapy,
initiated before or shortly
after discharge, resulted
in a significantly lower
total number of deaths
from cardiovascular
causes and hospitalizations
and urgent visits for heart
failure than placebo.”

DL Bhatt et al. N Engl J Med 2020. DOI: 10.1056/NEJMoa2030183

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© 2021 American College of Physicians. All rights reserved. 29


The Full Portfolio of treatment Choices –SGLT2 I 
in heart failure
Heart Failure Phenotype SGLT2i

Not currently supported by HF guidelines; pending 2021 HF 
HFrEF Guidelines; BUT multiple positive RCTs:
DAPA HF: HR 0.74; CI 0.65 – 0.85; NNT 21

EMPEROR REDUCED; HR 0.75; CI 0. 65 – 0.86; NNT 19
Awaiting EMPEROR PRESERVED; encouraging animal data
HFpEF

SOLOIST – WHF: HR 0.67; CI 0.52 ‐0.85; NNT 54
Hospitalized HF

DAPA CKD; HR 0.61; CI 0.51 – 0.72; NNT 19


HF and CKD SCORED; (with or without albuminuria)HR 0.74; CI 0.63 – 0.88

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What’s new in heart failure? 
SLGT2i in HF; now recommended first line 
therapy

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© 2021 American College of Physicians. All rights reserved. 30


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Thomas M. Maddox et al. J Am Coll Cardiol 2021; 77:772-810.


2021 Elsevier

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© 2021 American College of Physicians. All rights reserved. 31


Heart Failure: The SUMMARY

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Heart Failure Phenotype ARNI SGLT2i Emerging therapies

HFrEF Class of recommendation  Not currently supported  Vericiguat‐ post AHF


I by HF guidelines;  Omecamtiv mecarbil‐
Level of evidence B/A? pending 2021 HF  advanced HF
(pending new HF  Guidelines; BUT multiple  Ferrous carboxymaltose‐
Guidelines, 2021) positive RCTs‐ DAPA HF;  Fe Def
EMPEROR REDUCED
HFpEF Not indicated Awaiting EMPEROR  Mavacamten
Borderline RCT PRESERVED; encouraging 
Intriguing secondary animal data Tafamdis
outcomes‐ esp., Women
HFiEF Secondary endpoint data:  No Data GDMT withdrawal is 
LVEF 0.45 – 0.57‐ associated with recurrent 
intriguing but not  HF (TRED HF)
indicated

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© 2021 American College of Physicians. All rights reserved. 32


Cumulative Impact of Evidence-Based
Heart Failure with Reduced EF Medical Therapies

Relative-risk 2 yr Mortality
None -- 35%
ACEI or ARB 23% 27%
Beta Blocker 35% 18%
Aldosterone Ant 30% 13%
ARNI (replacing ACEI/ARB) 16% 10.9%
SGLT2 inhibitor 17% 9.1%
Cumulative risk reduction if all evidence-based medical therapies are used:
Relative risk reduction 74.0%, Absolute risk reduction: 25.9%, NNT = 3.9
Updated from Fonarow GC, et al. Am Heart J 2011;161:1024-1030 and Lancet 2008;372:1195-1196.

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Key Teaching Points
• Review the new universal definition of heart failure
• Identify best uses of new prevention and diagnostic risk 
scores
• Appreciate the benefit of optimal guideline directed medical 
(& device) therapy for heart failure
• Be aware of evolving treatment options for HFpEF
• Review the evidence substantiating the use of Sodium 
Glucose Co‐Transporter inhibitors for the prevention and 
treatment of heart failure

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© 2021 American College of Physicians. All rights reserved. 33


What’s New in Heart Failure?
SUMMARY:
1. New Universal Definition of Heart Failure
2. More data RE: PREVENTION of Heart Failure; especially in the setting of HTN & DM
3. New validated scoring algorithms aid the prediction of HF and diagnosis of HFpEF
4. Use of GDMT is suboptimal; disruptive innovation is needed
5. Treatment of HFpEF may include: MRA, ARB, ARNI (in LVEF < 0.57) 
6. New therapies for amyloidosis & HCM ‐ tafamidis and mavacamten
7. The SGLT2i class is breakthrough therapy for prevention and treatment  of  heart 
failure, treatment of hospitalized heart failure and  treatment of CKD
8. Additional new therapies‐ Vericiguat, Omecamtiv, ferric carboxymaltose‐
9. Cannot overlook the importance of health equity in the care of patients with heart 
failure

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© 2021 American College of Physicians. All rights reserved. 34

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