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Jim Kringer, Urban Forestry Technician, City of Milwaukee, Milwaukee, Wisconsin, USA.
David Sivyer, Forestry Services Manager, City of Milwaukee, Milwaukee, Wisconsin, USA.
ABSTRACT
546
Street Trees, Construction, and Longevity • 547
between 1990 and 2004, and (3) during an advanced developed pro-
gram from 2005 to 2017. Trees died at a higher annual rate (~4.1%
mortality) and had a lower tree condition rating (~5.7% decrease) in
the initial study period measurement in 1989. The second period found
construction activities had a reduced effect on tree condition (~2.4%
decrease) in 2005. There was no difference in tree survival and condition
during the most recent period in 2018 and the advanced developed
program. The tree preservation program was useful to promote healthy
and sustained street tree populations in construction zones. Trees in
larger tree lawns had higher tree survival and condition in all three
periods. Larger trees on average had lower tree condition. Finally, tree
condition in a previous period was a positive predictor of the current
tree condition.
Introduction
Trees and construction are common factors in urban environments. The repair
of utilities, streets, curbs, and sidewalks commonly occur in built environments
(McPherson et al. 2001; Sydnor et al. 2000). Repair intervals of infrastructure
varies from 10 to 20 years for paved roads, 20 to 25 years for sidewalks, and
50 to 100 years or greater for drinking water and sewer pipes (Gibson 2017).
Trees located proximal to utilities, streets, curbs, and sidewalks could be dam-
aged during construction activities when considerations for tree protection
are not employed (Day et al. 2010; Jim 2003; McPherson et al. 2001; Morell
1992)
Miller and Hauer (1995) found 3% of street trees were annually associated
with construction in Milwaukee, WI (United States). A street tree planting
location will thus likely experience construction once every 33 years in this
city. The estimated median lifespan for street trees in Milwaukee, WI, is 28.5
years (Miller et al. 2015). Roman and Scatena (2011) reported a mean life
expectancy of trees at 19 to 28 years. Thus, a tree located near these infra-
structure elements is likely to be present for one or more construction events
during its lifetime.
548 • The Landscape Below Ground IV
Methods
Street trees within construction zones and nearby control trees not subjected to
construction activities were studied for their condition, survival, and growth.
The implementation of a tree preservation program through three stages of
differing program capacity including a limited developed program (LDP),
intermediate developed program (IDP), and advanced developed program
(ADP) was contrasted through the effect on tree condition, survival, and
growth. In brief, the ADP involves practices that result in little damage to
structural tree roots, stems, and the canopy through modified construction
equipment (e.g., integral curb pavers that require 4.5 cm of clearance rather
than 28.0 cm behind the curb and 90° exhaust pipes to direct exhaust heat
away from leaves). Streets are decreased in width by the clearance require-
ment (e.g., 4.5 cm) to avoid damage to roots growing against the removed
curb. Sidewalk widths are narrowed and summits over roots are used to min-
imize root damage. Monitoring and enforcement of noncompliance through
fines ($40 USD per cm stem diameter) give contractors an incentive to avoid
damage. In the LDP, soil removal and root damage at an approximate distance
of 30 to 50 cm behind the curb was common, resulting in greater root damage.
The LDP involved little to no planned activity to minimize tree damage and
contrasts with the avoidance and mitigation of tree damaging practices devel-
oped and used in the IDP and ADP. The IDP coincided with the gradual
development and implementation of practices in place during the ADP, with
the end of the IDP period in 2004 similar to the ADP and the beginning of
the IDP in 1990 more like construction practices in the LDP.
We hypothesized tree survival, condition, or growth between trees would
be similar within construction zones and control areas in the ADP. In contrast,
differences during the LDP and IDP were previously found (Hauer et al. 1994;
Koeser et al. 2013). Tree lawn width, tree stem diameter, and past tree condi-
tion were hypothesized to significantly predict tree survival and tree condition.
Independent variables including tree attributes (condition, diameter, species)
and site attributes (tree lawn width, construction) were modeled through
multiple regression and logistic regression to test the effects of the depen-
dent variables of tree condition, tree survival, and tree stem growth (Table
38.1).
550 • The Landscape Below Ground IV
Statistical Analysis
Binary logistic regression models tested the effects of tree condition (% ) in
the immediate previous measurement period (2005), tree lawn width, tree
diameter in the immediate previous measurement period (2005), construction
(binary 1 = yes, 0 = no), and tree species including the seven most common
species (n >15) on the dependent variable tree survival for the ADP. Seven tree
species, Norway maple (Acer platanoides L.), silver maple (Acer saccharinum L.),
white ash (Fraxinus americana L.), green ash (Fraxinus pennsylvanica Marsh),
honeylocust (Gleditsia triacanthos var. inermis (L.) C. K Schneid), American
basswood (Tilia americana L.), and littleleaf linden (Tilia cordata Mill), were
tested against sugar maple (Acer saccharum Marshall) as the reference level
species. A. saccharum was selected since it was the poorest performing species in
past models (Koeser et al. 2013). The logistic regression model used the glm()
function in R (R core team, 2017) and simplification employed backward
and forward stepwise elimination using Akaike information criterion (AIC).
Remaining non-significant terms were further removed one at a time with
the initial and reduced models being compared using the anova() function
in R (Crawley 2013). All decisions for statistical significance were made at
the α ≤ 0.05 level. The same approach was used for the IDP and LDP study
periods.
An a priori assumption of no effect of construction on tree condition
and growth separately was modeled with a multiple regression model in SPSS
Version 25 (IBM Corporation 2017). The effect of independent variables
(2005 tree diameter [cm], 2005 tree condition [%], tree lawn width [cm],
construction [binary 1 = yes, 0 = no], and the eight tree species listed above)
on the dependent variable (2018 tree condition) was tested for trees present
in 2018 (ADP). Similar modeling was conducted for the LDP and IDP. This
same model approach was used for the dependent tree growth variables (e.g.,
diameter and basal area). An α ≤ 0.25 significance level was used with screen-
ing of variables in full models and an α ≤ 0.05 significance level was used
to retain variables in final models. Assumptions of normality, linearity, and
homoscedasticity were met and multicollinearity in models was tested with
the variance inflation factor <10 (Neter et al. 1990; Mertler and Vannatta
2005). An ANOVA that contrasted condition only between construction and
552 • The Landscape Below Ground IV
Results
Tree response to construction varied by each period (LDP, IDP, and ADP)
through both tree condition and tree survival. In the LDP (1989 measure-
ment), lower survival and tree health rating conditions were found for trees in
construction zones. An effect of construction on tree survival and condition
was also found for the IDP (2005 measurement), however, to a lesser degree
than in the LDP period. In the ADP, no effect of construction was found on
tree condition or survival in the 2018 measurement. Findings suggest the
positive effect of the development of an ADP. Findings for tree condition, tree
survival, and tree growth follow.
Tree Condition
The effect of construction on tree condition varied among the three periods.
Tree condition in 1979 (baseline) was a similar (p = 0.94) mean 75.0% (0.5
SE) for trees that were later either construction or control trees (Table 38.1,
Figure 38.1). There was no effect of construction on tree condition (mean
69.4%, 0.5 SE) in the 2018 ADP inventory in both an uncontrolled ANOVA
(p = 0.24) and in a multiple regression model (p = 0.97) controlling for lawn
width, tree diameter, past tree condition, and species (Table 38.2). During the
LDP, tree condition was significantly lower by 5.7% in trees in construction
zones in an uncontrolled ANOVA (p < 0.0001) and similarly 5.7% lower in
a multiple regression model (p < 0.0001). In the IDP stage, a significant dif-
ference for trees in construction zones (p = 0.04) was detected in an ANOVA
when not controlling for other factors. The actual percentage reduction in tree
condition was 2.4%, a 57% lesser effect than the earlier LDP measurement
period (Figure 38.1, Table 38.1). However, a multiple regression controlling
for site parameters showed no difference between construction (p = 0.556)
and control trees (Table 38.2). The results suggest a tree preservation program
Street Trees, Construction, and Longevity • 553
effectively reduced the impact of street, curb, and/or sidewalk repair on tree
health as measured by a tree condition rating system.
Figure 38.1 Tree condition over four time periods in Milwaukee, WI, United States, in 1979 (before
construction), 1989 (limited developed program, LDP), 2005 (intermediate developed program, IDP), and
2018 (advanced developed program, ADP) that varied in tree preservation. (Bars are standard error; n =
845, 670, 762, 709, respectively for 1979, 1989, 2005, and 2018.)
Table 38.1 Study variables used to examine the effect on tree survival and tree condition. z
z
Data from Milwaukee, WI, United States, inventory from 1979 to 2018—a period of limited (1989), intermediate
(2005), and advanced (2018) enactment of a tree preservation program.
Three independent variables (lawn width, past tree condition, and past
tree diameter) significantly (p < 0.001) predicted between 5% to 20% (Adj
R2) of the variability of the dependent variable tree condition in all three
periods (Table 38.3). Construction was significant for only the LDP, with a
5.7% greater tree condition for control trees. Tree condition increased as tree
lawn width increased between 0.007 and 0.014 for each cm (Table 38.3). As
tree diameter increased, tree condition decreased, ranging between −0.075
and −0.104 per cm of diameter. Past tree condition also consistently predicted
current tree condition. No residual effect of construction from a previous study
period was detected in a more recent measurement period (data not shown).
Table 38.2 The effect of street tree construction, site, and species attributes on tree condition of
surviving trees during an advanced (2018), intermediate (2005), and limited (1989) tree preservation
program.
Unstandardized Standardized
Coefficients Coefficients t-test Statistics Correlations
Model Variables Beta Std. Error Beta t-value Sig. Zero-order Partial
Final 2018 Model (R2 = .323, R2adj = .315, std. error of est. = 10.213, F(8,692) = 700, p < .0001)
(Intercept) 42.019 3.362 12.498 0.000
LawnWidth2018 0.016 0.003 0.153 4.621 0.000 0.129 0.173
(cm)
TreeCond2005 0.327 0.040 0.258 8.114 0.000 0.282 0.295
(%)
TreeDiam2005 −0.129 0.016 −0.245 −7.194 0.000 −0.115 −0.264
(cm)
Street Trees, Construction, and Longevity • 555
Unstandardized Standardized
Coefficients Coefficients t-test Statistics Correlations
Model Variables Beta Std. Error Beta t-value Sig. Zero-order Partial
Basswood 5.707 2.453 0.075 2.327 0.020 −0.003 0.088
Green Ash 13.880 0.934 0.514 14.865 0.000 0.411 0.492
Honeylocust 4.711 1.182 0.135 3.984 0.000 −0.070 0.150
Littleleaf Linden 6.467 1.810 0.116 3.573 0.000 0.014 0.135
Silver Maple 8.557 3.769 0.074 2.271 0.023 −0.017 0.086
Final 2005 Model (R2 = .055, R2adj = .049, std. error of est. = 13.889, F(5,756) = 762, p < .0001)
(Intercept) 65.889 3.276 20.110 0.000
LawnWidth2005 0.009 0.004 0.074 2.014 0.044 0.059 0.073
(cm)
TreeCond1989 (%) 0.166 0.042 0.141 3.947 0.000 0.145 0.142
TreeDiam1989 −0.143 0.039 −0.136 −3.639 0.000 −0.073 −0.131
(cm)
Littleleaf Linden −5.927 2.064 −0.105 −2.871 0.004 −0.070 −0.104
Norway Maple −4.169 1.084 −0.144 −3.847 0.000 −0.091 −0.139
Final 1989 Model (R2 = .215, R2adj = .209, std. error of est. = 10.613, F(5,664) = 670, p < .0001)
(Intercept) 41.928 3.549 11.814 0.000
Construction1989 −5.770 0.842 −0.242 −6.856 0.000 −0.239 −0.257
LawnWidth2005 0.012 0.003 0.120 3.380 0.001 0.105 0.130
(cm)
TreeCond1979 (%) 0.437 0.045 0.336 9.687 0.000 0.358 0.352
TreeDiam1979 (cm) −0.084 0.028 −0.106 −3.028 0.003 −0.106 −0.117
Sugar Maple −7.823 2.263 −0.119 −3.457 0.001 −0.109 −0.133
Table 38.3 Effect of site variables in a multiple regression model for three periods that varied
in implementation of a tree preservation program. 1989 = limited developed program, 2005 =
intermediate developed program, and 2018 = advanced developed program.
Measurement Year
Independent Variable (unit) 1989 2005 2018
Lawn Width (per cm) 0.011 0.007 0.014
Construction (0 = no, 1 = yes) −5.723 ns ns
Past Tree Condition (per %) 0.44 0.17 0.33
Past Tree Diameter ( per cm) −0.075 −0.104 −0.097
556 • The Landscape Below Ground IV
Measurement Year
Model Summary
Sample Size (n) 670 762 701
Adjusted R2 0.20 0.05 0.10
Model Significance (p-value) < 0.001 < 0.001 < 0.001
ns = Not Significant
Discussion
This study of trees and construction found the implementation of a program
of tree preservation during construction has reduced the impact of construc-
tion on tree mortality and tree condition compared to what occurred prior
Street Trees, Construction, and Longevity • 557
to this program. This study has followed a cohort of 989 planting locations
through long-term research in an urban tree population. The initial 1989
study by Hauer et al. (1994) found trees near construction had reduced tree
condition and lower survivability. During the LDP, an estimated $792,000
(USD, real 1990) annual impact from construction-induced-greater mortal-
ity and lower tree condition occurred (Hauer et al. 1994; Miller and Hauer
1995). This would be a $1.5 million impact in 2018 (Consumer Price Index
adjusted). This initial result led to the implementation of a tree preservation
program (Ottman et al. 1996; City of Milwaukee 1996). Results from 2005
suggested a positive effect of the tree preservation program in the IDP phase,
with 50% less impact from construction (Hauer 2009; Koeser et al. 2013).
The recent 2018 ADP phase found no effect of construction on tree health
and survival. The tree preservation program costs approximately $235,000
annually in 2018, thus the program produces a 6.4 benefit to cost (B/C) for
the preconstruction tree pruning (equipment clearance) and two full-time
staff foresters (salary, fringe benefits, and overhead costs). For each dollar
invested in the program, over six dollars were returned. Thus, this nearly
40-year urban forestry story demonstrates how science and policy, when
implemented through urban forestry management activities, can result in
a healthier and longer-lived tree population with an economically favorable
outcome.
Conclusions
Over the nearly 40-year period, the development and implementation of a
trees and construction program led to a healthier tree population. The pro-
gram is a cost-effective approach that combined tree policy, tree biology, and
construction into an advanced program today. The approximate 6 B/C in the
Milwaukee program lends strong support for current management efforts. This
study further showed how the observation of a problem (e.g., tree construction
and declines in tree health and survival) and undertaking the tree preservation
program has led to a longer-lived and healthier tree population. Findings from
this study can be implemented in communities elsewhere to foster healthier
and more sustained street tree populations.
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