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DEVELOPMENTAL DISABILITIES

RESEARCH REVIEWS 15: 102 – 111 (2009)

CONSTRAINT-INDUCED MOVEMENT THERAPY


(CIMT): PEDIATRIC APPLICATIONS
Kathleen Brady1* and Teressa Garcia2
1
Department of Clinical Neuropsychology, Kennedy Krieger Institute, Baltimore, Maryland
2
Department of Occupational Therapy, Kennedy Krieger Institute, Baltimore, Maryland

The purpose of this article is to describe theoretical and research gery, focus on teaching compensatory skills and preventing defor-
bases for constraint-induced movement therapy (CIMT), to discuss key mity, but none has demonstrated success in ameliorating the pri-
features and variations in protocols currently in use with children, and to mary disorder. Recently, a new approach to treatment of hemi-
review the results of studies of efficacy. CIMT has been found to be an
effective intervention for increasing functional use of the hemiparetic paresis has emerged from the confluence of behavioral
upper extremity in adults with chronic disability from stroke. CIMT devel- psychology/learning theory and discoveries in neuroscience
oped out of behavioral research on the phenomenon of ‘‘learned non- regarding neuroplasticity. The new approach, called constraint-
use’’ of an upper extremity, commonly observed following sensory and/ induced movement therapy (CIMT), is an example of an emerg-
or motor CNS injury, in which failure to regain use persists even after a
period of partial recovery. CIMT includes three key elements: (1) con-
ing ‘‘paradigm shift’’ in rehabilitation of CNS injury, from an
straining the use of the less-impaired upper extremity (UE); (2) intensive, emphasis on compensatory skills to a hope for partial restoration.
repetitive daily therapist-directed practice of motor movements with the Early reviews (Charles and Gordon, 2005; Hoare and Carey,
impaired UE for an extended period (2–3 weeks); and (3) shaping of 2007) have reported positive outcomes in children treated with
more complex action patterns through a process of rewarding successive CIMT. This article reviews the theoretical foundations of CIMT,
approximations to the target action. Mechanisms responsible for success
are thought to be separate but complementary, that is, operant condi- early behavioral and imaging evidence of effectiveness in adults,
tioning (reversal of learned nonuse) and experience-driven cortical reor- and the evolution of the method to pediatric applications. We
ganization. CIMT has recently been extended to children with hemipare- summarize the numerous published pediatric case studies, as well
sis secondary to perinatal stroke or other CNS pathology. Numerous case as recent randomized controlled trials (RCTs), and finally, high-
studies, as well as a small number of randomized controlled or controlled
clinical trials have reported substantial gains in functional use of the
light ongoing issues, potential applications beyond hemiplegia,
hemiplegic UE following CIMT with children. Protocols vary widely in and directions for future research.
terms of type of constraint used, intensity and duration of training, and
outcome measures. In general, all report gains in functional use, with
minimal or no adverse effects. Continued research is needed, to clarify
THEORETICAL FOUNDATIONS OF CIMT
optimal protocol parameters and to further understand mechanisms of Current implementation of CIMT varies, as described
efficacy. ' 2009 Wiley-Liss, Inc. below, but all programs have three essential features: (1) some
Dev Disabil Res Rev 2009;15:102–111. method of constraint of use of the unimpaired upper extrem-
ity, (2) intensive, repetitive practice of motor activities, for up
Key Words: cerebral palsy; constraint-induced movement therapy; neu- to 6 hr per day, for 2–4 weeks, and (3) shaping of more com-
roplasticity; hemiplegia; rehabilitation plex, functional motor acts by breaking the desired task into
its component movements and rewarding successive approxi-
mations to the target task. CIMT developed out of basic ex-
perimental psychology research by Edward Taub and his col-

A
cquired brain injury in children can occur at any time in leagues, beginning in the late 1960s, on sensory contributions
the developmental period, both before and after birth. to motor learning in non-human primates [Taub et al., 1994].
Cerebral palsy (CP) is the term given to a cluster of neu- They began by replicating previous work showing that, when
rodevelopmental movement disorders typically acquired during somatic sensation is surgically abolished from a single forelimb
the prenatal/perinatal period as a result of a nonprogressive lesion by severing all dorsal spinal nerve roots enervating that limb,
to the brain. CP is the most common pediatric physical disability, the animal did not make use of the limb in a natural setting
with an incidence of 2–2.5 cases per 1,000 births in the United again, without intervention, even though outgoing motor sig-
States [Capute and Accardo, 1990]. Approximately one-third of nals via ventral roots remained unimpeded. Even allowing for
children with CP have spastic hemiplegia, in which one side of
the body is significantly more impaired than the other. Decreased
strength and motor control of one upper extremity interfere with *Correspondence to: Kathleen Brady, Specialized Transition Program, 1750 E. Fairmount
exploration, play, self-care, and other activities of daily living Ave., Baltimore, MD 21231. E-mail: bradyk@kennedykrieger.org
(ADLs), and thus interfere with development in multiple Received 22 February 2009; Accepted 24 February 2009
Published online in Wiley InterScience (www.interscience.wiley.com).
domains. Conventional treatments, including physical therapy, DOI: 10.1002/ddrr.59
occupational therapy, pharmacotherapy for muscle tone, and sur-
' 2009 Wiley -Liss, Inc.
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a period of spinal shock in which considerably by linking the phenom- [2005] in the same laboratory, extended
motor outflow is depressed, failure to enon of learned nonuse after sensory these results to a sample of 22 adults
use the deafferented limb persisted well impairment to a previously recognized with chronic hemiparesis secondary to
after recovery of motor function should failure of patients to regain use of a traumatic brain injury. Subsequently,
have occurred. In the course of their hemiparetic limb after stroke and other these results have been replicated in
studies, they had occasion to restrain motor impairments. Lack of use of the other laboratories. Van der Lee et al.
the intact limb, and noted that, very limb contralateral to the stroke was [1999] completed a rater-blinded,
soon after introduction of the restraint, noted to persist, even after some poten- randomized clinical trial with 66 adult
the animal began to use the deaffer- tial for movement returned in the post- chronic stroke patients randomly
ented limb in a clumsy but effective acute phase. Taub proposed that this assigned to CIMT or to a control group
manner, even if it had not been used unexplained motor impairment was an who received equally intense bimanual
for several years. They further observed example of learned nonuse. He and his therapy (Neuro-Developmental Treat-
that, if the restraint was removed within colleagues tested this hypothesis in a ment). At 1-week post-treatment, the
a day, the animal quickly reverted to number of studies [e.g., Taub et al., CIMT group demonstrated significantly
use of the normal limb only, but if the 1994, 1998] with adults disabled from greater improvement on measures of
restraint was left on for several days or chronic stroke. In one study (1998), 40 dexterity and amount of functional use.
weeks, the animal continued to use patients with chronic (average 4.5 years Small but significant gains persisted over
both the normal and the deafferented poststroke) hemiparesis were randomly the 1-year follow-up period. In 2006,
limb after removal of the restraint, and assigned to CIMT or placebo groups. Wolf et al. published results of a large,
the new use persisted for the life of the NIH-funded multisite single-blind
animal [Taub et al., 2002]. At first, the randomized clinical trial called EXCITE
monkeys demonstrated use of the deaf- Numerous studies showed (Extremity Constraint-Induced Therapy
ferented limb only in the laboratory,
and not in naturalistic settings. The
that the brain Evaluation), which included 222 indi-
viduals who were 3–9 months postpre-
movement repertoire with the weaker continuously reorganizes dominantly ischemic stroke. The CIMT
limb was limited to only those minimal itself to adapt to group (n 5 106) showed statistically sig-
movements needed to survive. How- nificant and clinically relevant improve-
ever, if an operant behavioral technique environmental demands, ments in motor function with the hem-
called shaping was used, more complex iparetic arm compared to pretreatment
functional motor skills could be built
and the size of the levels, which persisted for at least 12
up through reinforcement of successive cortical representation of months. The matched controls, who
approximations, and the animals were received their ‘‘usual and customary
then able to generalize their training to a body part in adults care,’’ which ranged from no treatment
the open environment. depends on the amount of to day treatment programs with OT and
Taub et al. [1994] hypothesized PT, showed no preto post-treatment
that the monkeys’ failure to use a single use of that part. CIMT, improvements. Since these early studies,
deafferented limb was an operant condi- with its emphasis on 200 reports of successful CIMT with
tioning phenomenon referred to as adults have been published.
‘‘learned nonuse.’’ They noted that, in repetitive practice, was
the immediate postsurgical period, the
animal’s attempts to use the deafferented
viewed as a possible NEUROPLASTICITY
Concurrent with the emergence
limb resulted in aversive consequences, model of the application of CIMT as a behaviorally based treat-
such as falling and dropping food, while of principles of ment for hemiparesis, discoveries in ba-
use of the unaffected limb was rein- sic neuroscience were dramatically alter-
forced. This resulted in a learned sup- neuroplasticity to ing assumptions about the ability of the
pression of movement that persisted brain to change as a result of experience
even after some recovery of movement
rehabilitation. The traditional view that changes in
was possible. Constraint of the stronger brain structure were limited to a brief,
forelimb essentially reverses the contin- early developmental period gave way as
gencies of reinforcement, so that use of The CIMT group wore a resting hand new imaging technologies demonstrated
the affected limb is now rewarded. If splint/sling assembly on the less that the human CNS retains the
the constraint remains in place for sev- impaired upper extremity (UE), and capacity for plasticity throughout life.
eral days or longer, and if repetitive received motor training/shaping of the Numerous studies showed that the brain
practice, including shaping of more hemiparetic UE for 6 hr per day for 14 continuously reorganizes itself to adapt
complex functional motor acts, is pro- consecutive days. The placebo group to environmental demands, and the size
vided, new motor patterns become participated in a general fitness program of the cortical representation of a body
strong enough to reverse learned non- that controlled for duration and inten- part in adults depends on the amount of
use. Thus the basic tenets of CIMT, sity of patient–therapist interaction/ use of that part. CIMT, with its empha-
that is, restraint, repetitive practice, and attention. The CIMT group showed sis on repetitive practice, was viewed as
shaping, were established. significant gains from pretreatment to a possible model of the application of
post-treatment on quality and amount principles of neuroplasticity to rehabili-
EVIDENCE OF EFFICACY OF of hand use for ADLs, and improve- tation. Nudo, in a series of studies
CIMT IN ADULTS ments in speed on laboratory tests, [Nudo et al., 1996a,b] demonstrated
At this point, Taub [1980] moved which persisted at 2-year follow-up. that repetitive practice with specific UE
the applicability of his research forward Controls showed no change. Shaw et al. muscles in the adult squirrel monkey
Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA 103
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resulted in expansion of the motor cor- those shown to be effective in inducing months [Eliasson et al., 2005]. In addi-
tex representing those muscles, and fur- cortical plasticity and adaptive reorgan- tion, some therapy sessions have been
ther, that training with the affected limb ization after injury. Explanations for the provided on an individual basis
following motor cortex lesioning in efficacy of CIMT have thus been modi- [Crocker et al., 1997; DeLuca et al.,
monkeys resulted in cortical reorganiza- fied to incorporate evidence of use-de- 2003; Karman et al., 2003; Miller and
tion, so that the area surrounding the pendent cortical reorganization after Hale, 2005; Dickerson and Brown,
lesion, which is not normally involved CIMT. Taub et al. [2002] propose that 2007; Naylor and Bower, 2005; Cope
in control of the hand, was recruited to CIMT produces a permanent increase et al., 2008; Fergus et al., 2008; Martin
participate in movement of that hand. in hemiparetic arm use through two et al., 2008] while others are group
Liepert et al. [2000], in a direct evalua- linked, but independent mechanisms. based [Eliasson et al., 2003; Gordon
tion of the ability of CIMT to produce First, by providing a situation in which et al., 2006; Charles and Gordon, 2007],
cortical reorganization, used focal trans- the patient now receives positive rein- or have combined both group and indi-
cranial magnetic stimulation (TMS) to forcement for use of the weaker arm, vidual treatment sessions [Kuhnke et al.,
map the cortical motor output area of a while at the same time experiencing 2008]. Treatment environments have
hand muscle in 13 chronic stroke negative consequences for efforts to use included home, clinic, and camp models,
patients before and after CIMT. They the constrained stronger arm, the nonuse while interventionists have also varied
found an approximate doubling of the of the more impaired arm learned in the from study to study including mostly
size of the excitable motor cortex that acute and early subacute periods is coun- Occupational and Physical Therapists but
could elicit movement in the more terconditioned. At the same time, also trained caregivers, aides, and teach-
involved arm and hand after CIMT, in a increased use of the more impaired arm ers. Amount of time spent with the
pattern suggesting recruitment of cortex through sustained, repetitive practice, restraining device applied has varied
adjacent to lesioned areas. They induces cortical reorganization; specifi- widely, from 24 hr per day [DeLuca
described their results as ‘‘. . . the first cally expansion of the cortical region et al., 2003] to only 2 hr per day [Eli-
demonstration in humans of long-term controlling the arm to areas adjacent to asson et al., 2005]. Number of hours of
alteration in brain function associated the lesion and to homologous areas of formal treatment has ranged from 2 hr
with a therapy-induced improvement in ipsilateral cortex. Once a ‘‘critical mass’’ per day [Glover et al., 2002; Eliasson
the rehabilitation of movement after of intensity and duration of therapy is et al., 2005] to 6 hr per day [DeLuca
neurological injury.’’ Grotta et al. [2004] reached, the impaired limb has ‘‘recap- et al., 2003]. In a variation referred to as
recently replicated these findings in a tured’’ sufficient cortical space to sustain ‘‘forced use’’, no treatment is provided
small pilot study with eight adults who its use. Given the presumed heightened beyond regularly scheduled OT and/or
had a stroke and were in the acute phase plasticity of the developing brain, the PT sessions 1-2 times per week [Willis
(2-weeks poststroke). They also found a next logical step was to extend CIMT et al., 2002]. A wide variety of outcome
strong correlation between the number to the pediatric population, as first pro- measures have been employed, including
of TMS activation points and functional posed by Taub and Crago [1995]. standardized instruments, lab-developed
test scores. They concluded that, if research tools, and qualitative caregiver
implemented within the first 2 weeks af- APPLICATION OF CIMT WITH reports. Case studies have reported
ter stroke, CIMT ‘‘. . . is probably not CHILDREN WITH HEMIPARESIS improvements in both the involved (hem-
harmful and it may accelerate recovery. With the clinical success of iparetic) and the noninvolved (restrained)
TMS noninvasively demonstrates the bi- CIMT with adult patients, implementa- arm after treatment [e.g., Gordon et al.,
ological effect of CIMT on brain reor- tion with children began on a case-by- 2006]. All protocols have used a con-
ganization.’’ Levy et al. [2001] used func- case basis. Over the last 8 years, over 15 straining device, and have included some
tional magnetic resonance imaging case studies have been published with form of shaping. All studies have reported
(fMRI) to investigate cortical reorganiza- children with both congenital [e.g., gains after treatment compared to pre-
tion after CIMT in two adults disabled Charles et al., 2001; Pierce et al., 2002; treatment levels, though the degree of
from chronic stroke. In addition to their DeLuca et al., 2003] and later-acquired improvement and reports of the retention
functional gains, both patients showed hemiparesis [Karman et al., 2003]. Most of gains over time have varied widely.
new cortical activity post-CIMT during of these case studies, as well as at least DeLuca et al. [2003], noting that
a sequential finger-tapping task, including two group studies, have employed modi- most of the case studies using CIMT
in areas bordering the infarcted region, fied CIMT protocols, sometimes referred with children have employed modifica-
in bilateral association motor cortices, to as ‘‘child friendly’’ techniques. These tions of the protocol developed by
and in ipsilateral primary motor cortices. studies may differ from the conventional Taub, advocated greater adherence to
adult protocol in a variety of ways, but the adult protocol in order to fully test
MECHANISMS FOR typically involve an alternative to casting the effectiveness of CIMT in pediatric
EFFECTIVENESS OF CIMT: for constraint, such as a mitt, splint, or populations. They reported a case study
CURRENT FORMULATION sling, reduced hours per day using the of a child with quadriparetic CP sec-
As these and other imaging stud- constraint, reduced hours of shaping per ondary to prenatal Grade IV left intra-
ies have demonstrated, learned nonuse, day, reduced number of treatment days, ventricular hemorrhage, who received
in addition to preventing the individual provision of therapy in the home envi- two courses of CIMT using a protocol
from attempting to regain use of the ronment, and embedding therapy activ- more similar to that utilized with adults.
affected UE after a period of recovery, ities within the context of play. At age 15 months, the child received 6
also leads to a contraction of the corti- Some protocols have included hr of daily individual intervention at
cal motor and sensory representation of daily therapy for consecutive days over home for 15 weekdays, with application
the affected limb. The conditions cre- a period of 2–3 weeks [e.g. Charles of behavioral techniques of reinforce-
ated by CIMT, particularly intensive, et al., 2006; Gordon et al., 2006], while ment and shaping. In addition, con-
massed, repetitive practice, are precisely others have extended treatment to 2 straint of the stronger UE was accom-
104 Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA
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plished through use of a fiberglass, fin- advance to more complex movement DeLuca et al. [2006], building on
gertip to axilla bivalved cast, which patterns in a planned progression. their earlier work described above,
remained in place except for weekly Motor function was assessed immedi- completed a crossover phase with their
skin checks. The use of the cast is a de- ately before and after treatment, and at original control patients. Following
parture from the adult protocol, but was 3 weeks and 6 months post-treatment, casting and 21 days of therapy as
thought to be both necessary and ad- using standardized instruments, lab- described above, the crossover partici-
vantageous with children. Casting elim- developed tools, and parent report. pants were assessed using a standardized
inates the need for frequent removals Assessments were completed by staff measure of upper extremity skills,
and reapplications of the constraining blind to group assignment when possi- including dissociated movements, grasp,
device, which can be distressing to the ble. Children in the CIMT group protective extension, and weight bear-
child, as well as the need for continuous acquired a significantly greater number ing, as well as the lab-developed tool to
negative feedback in the form of of novel motor skills, showed significant quantify emergence of new movements
reminders not to use the stronger hand. gains in the amount and quality of use and the parent report used previously.
Before CIMT, DeLuca’s patient had no of the hemiparetic UE at home, and Significant effects for measurement
use of the right UE, even for protective showed significant increases in sponta- occasion were found for the children in
reactions, in spite of 11 months of neous use of the impaired UE com- the crossover group (i.e., the original
weekly OT and PT. By CIMT inter- pared to the non-CIMT controls, when control group), with significant
vention Day 4, however, she demon- measured on a standardized motor test, improvement after CIMT on all meas-
strated a purposeful grasp, and went on a lab-developed instrument for quantifi- ures. After 3 weeks of CIMT, the chil-
to acquire a number of functional skills cation of newly emerging motor behav- dren had acquired an average of 8.4
with the previously inert arm, including iors, and parent interview. Benefits per- entirely new functional motor behaviors
self-feeding finger foods. Also of interest sisted at 6 months. Parents also reported that they had not been observed to per-
is the parent report that her child ‘‘. . . important social-emotional benefits that form before, including pointing, grasp-
definitely notices her right hand and is the treated children derived from their ing, gesturing, and crawling.
looking at it a lot . . . she just seems enhanced play and other motor skills. It In a recent review, Taub et al.
more aware of her entire right side.’’ is interesting to note that improvements [2007] emphasize the importance of ad-
The second course of CIMT occurred 5 in gross motor function and in commu- herence to key components of CIMT
months later, and resulted in even nication skills were also observed in the when adapting the intervention for
greater gains. There were no adverse CIMT group, even though these areas children, specifically (1) prolonged
effects of casting, and, in fact, the tod- had not been targeted by therapy. For a restraint of the arm not being trained,
dler was described as cooperative during small subsample of six children for and (2) intensive, repetitive practice of
the second application of the cast. behaviorally relevant movement patterns
whom scores were available on a general
Over the past 4 years, following and shaping of more complex move-
developmental screening measure, chil-
these initial case study reports of posi- ments through reinforcement. They also
dren with higher scores tended to gain
tive outcomes with pediatric applica- note that the basic protocol can be
more from CIMT, though it should be
tions of CIMT, five articles have adapted for children by embedding
emphasized that all children showed sig-
reported RCTs or controlled clinical motor practice in attractive play activ-
nificant improvement as a result of ities, and by providing a ‘‘transfer pack-
trials (CCTs) with larger groups. These CIMT, regardless of developmental level.
studies are summarized in Table 1. age’’ of parent training and home exer-
All children adjusted well to the cast by cises, with weekly monitoring of com-
They are identified for comparison pur-
treatment Day 2. Four of nine children pliance via phone for the first month
poses as RCT casted, RCT modified,
had some mild redness, rash, or pinching post-treatment. They report on a RCT
or CCT modified, to reflect study
observed during weekly cast checks. of CIMT in 20 children (age range 2–6
design and treatment protocol.
These occurrences were effectively years, mean age 5 43.8 months) with
Based on their initial positive
findings described above, DeLuca and treated with lotion and/or additional hemiparesis secondary to prenatal or
colleagues completed a clinical trial padding. No children resisted cast reap- neonatal stroke. Children in the CIMT
with 18 children, aged 7–96 months, plication, and, in fact, the authors report group received 6 hr per day of shaping/
diagnosed with hemiparesis associated that ‘‘. . . several specifically asked to have training embedded in play and func-
with CP, who were randomly assigned it put back on their arm.’’ The authors tional ADLs in their home environ-
to CIMT or to a conventional therapy acknowledge that the possible beneficial ments, each weekday for 3 weeks (total
group (outpatient and/or school-based effect of 1:1 attention from the therapist of 21 casted days and 15 treatment
PT and/or OT for a mean of 2.2 hr per was not controlled for in this study, days). In addition to conventional analy-
week) [Taub et al., 2004]. They again though this variable has been controlled sis of variance statistics, results are also
implemented the more intensive proto- in adult studies [e.g., Taub et al., 1999]. reported in terms of the within-subject
col, involving bivalved fiberglass casting In discussing the basis for efficacy of measure of change based on standard
of the hemiparetic UE (fingertips to CIMT, the authors pointed out that deviation units that is often used in
upper arm), and 6 hr per day of therapy, children with congenital hemiparesis meta-analyses, referred to as effect size
this time for 21 consecutive days may be described as evidencing ‘‘devel- (ES). An ES above 0.8 is regarded as
(including weekends). Therapy was pro- opmental disregard’’ rather than learned large, 0.5–0.8 is medium, and 0.2–0.5 is
vided by licensed and trained OT’s and nonuse, in that they have never estab- a small effect. Children receiving CIMT
PT’s on a 1:1 basis in the child’s home, lished normal motor functions with the exhibited more new classes of motor
using games and other play activities affected limb. Nevertheless, the same skills, (ES 5 2.05), significant gains in
selected to maintain interest and to principles of CIMT, that is, constraint spontaneous use of the hemiparetic limb
address specific motor goals. Shaping concurrent with repetitive, shaped prac- at home, (ES 5 7.3), and significant
and positive reinforcement were used to tice, were effective in eliciting new skills. improvement in scores on a laboratory
Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA 105
106
Table 1. Randomized Controlled Trials and Controlled Clinical Trials of Pediatric CIMT
Direct Treatment
Study Type Author Participants Constraint Time/Intensity Control Group Results

RCT-casted Taub et al. N 5 18; Long arm cast; 6 hr/day; 21 Conventional PT and : spontaneous use, : scores on lab tests of motor
[2004] Ages 7 months–8 yr; 24 hr/day and consecutive OT; mean function of CIMT group
Hemiplegic CP 21 days days; Interventionists: of 2.2 hr per week Maintained gains at 3 and 6 months follow-up testing.
(Control:9CIMT:9) OT, PT, PTA
RCT-casted Deluca et al. N 5 18; Long arm cast; 6 hr/day; 21 Traditional or CIMT group : in all measures; average of 8.4 new
[2006] Ages 7 months–8yr; 24 hr/day and consecutive days; ongoing functional motor behaviors after 3 weeks
Hemiplegic CP 21 days Interventionists: PT and OT of CIMT. Gains maintained at 3 week follow-up.
(Same sample as Taub OTs/PTs
et al., 2004)
Crossover design
RCT-casted Taub et al. N 5 20; Long-arm cast; 6 hr/day; 15 treatment Conventional CIMT group reported more new classes of motor skills, :
[2007] Ages 2–6 yr; 24 hr/day and days; Interventionists: treatment spontaneous use, : scores on lab tests of motor function.
Hemiplegic CP 21 days not specified 70–100% retention of gains at 6 months post-treatment.
Crossover design
RCT- Charles et al. N 5 22; Sling 6 hr/day 6 hr/day; 10/12 Usual and CIMT group had :speed.
modified [2006] Ages 4–8 yr (breaks from sling, consecutive days; customary care : dexterity
Hemiplegic CP not to exceed 30 min Interventionists: : functional use CIMT greater than control group.
(Control: 11 daily) and 10–12 days ‘‘trained No changes in measures of level of grip strength,
CIMT: 11) interventionists’’ sensation and tone.
significant inclusion Maintenance of gains 6 months postintervention.
criteria

Dev Disabil Res Rev


CCT- Fabric glove with 1–2 hr/day; 2 months


Eliasson et al. N 5 41; Not specified; Authors CIMT group demonstrated : with gross UE test tasks.
modified [2005] Ages 18 months–4 yr; thermoplastic Interventionists: state that ‘‘[therapy] Maintained gains 6 months post.
Hemiplegic CP splint; 1–2 hr/day and preschool teachers service program was
(Control:20 2 months and parents checked for and
CIMT:21) found
to be congruent’’

PEDIATRIC CIMT

BRADY AND GARCIA
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measure of motor function, when com- at the end of the treatment interval, and nificantly greater extent on the primary
pared to nontreated controls. Scores 6 months post-treatment. Children in outcome measure (Jebsen-Taylor Test of
(other than parent report) were based the modified CIMT group improved Hand Function), as measured at 1 week
on ratings of videotaped behaviors by their ability to use the hemiplegic hand post-treatment. However, there were no
trained observers blind to group assign- more than children in the control significant differences between groups
ment. Retention of gains over 6 months group. Only the CIMT group showed on this measure at the 1-month or 6-
ranged from 70 to 100%. Treatment ES significant gains in AHA scores immedi- month follow-up. The same pattern was
did not vary by age within this sample ately post-therapy. However, the mean- seen for performance on the Speed and
of children 2- to 6-years-old. In com- ingfulness of this change is obscured Dexterity subtest of the Bruininks-
paring these and other data from studies somewhat by the finding that both Oseretsky Test. Caregivers of children
with children and adults, the authors groups showed significantly better bima- in the intervention group reported
conclude that ‘‘. . . the ES for the preto nual hand function at the 6-month fol- greater improvement in frequency of
post-treatment change in spontaneous low-up compared to their initial assess- use than did caregivers of children in
real-world use of the more affected arm ment scores. The ES of CIMT immedi- the control group. No improvements
is close to twice as great in children as ately after treatment was 1.16, which is were noted for either group on tests of
in adults.’’ Gordon et al. [2006], in a considered a large effect. The ES two-point discrimination, hand grip
study of age effects on efficacy of pedi- remained at 0.72 (medium) at 6 months strength, or tone. In addition, surpris-
atric CIMT, also found equivalent gains post-treatment. Children with greater ingly, control children who subse-
across their sample of children aged initial impairment showed greater gains quently were crossed-over to the treat-
4–13 years. than less-impaired children. In addition, ment group did not show additional
Eliasson et al. [2005] reported on in this study of children 18 months to gains as a result of treatment. Behavior
a study in Sweden comparing a highly 4-years-old, age was positively corre- problems and initial severity were nega-
modified form of CIMT to conven- lated with improvement, in contrast to tively correlated with outcome. The
tional treatment. Twenty-one children Gordon et al. [2006], and Taub et al. authors concluded that ‘‘. . . for a care-
aged 18 months to 4 years with hemi- [2007], who found no differences by fully selected subgroup of children with
plegic CP of varying etiologies and age in degree of improvement in their hemiplegic CP, CI therapy modified to
degrees of severity wore a restraining samples of children aged 4–13 years and be child-friendly, appears to be effica-
fabric glove with built-in stiff plastic 2–6 years, respectively. cious in improving movement efficiency
splint on the less-affected hand for 2 hr Charles et al. [2006] completed a of the involved upper extremity.’’ Taub
a day, 7 days a week, for 2 months. randomized controlled study of a modi- et al., in their 2007 review, note that,
Three additional children were initially fied form of CIMT with 11 children though ESs in this study are large, ‘‘. . .
enrolled, but discontinued treatment with hemiplegic CP, aged 4–8 years. they are only 1/6 to 1/12 the size of
because of rejection of the constraining Children in the intervention group the effect sizes’’ reported with the ‘‘full’’
glove. One additional patient withdrew wore a sling on their noninvolved upper pediatric protocol (i.e., continuous cast-
due to family circumstances. It should limb for 6 hr per day for 10 out of 12 ing for 21 days with 15–21 days of 6 hr
be noted that, although the protocol consecutive days, with up to 15 min of of shaping/repetitive movement ther-
called for a total of 120 hr of glove use, the 6-hr treatment interval spent out of apy).
authors report that this rarely occurred. the sling for designated activities such as In an extension of this study with
Actual time wearing the constraint toileting. Therapy was delivered at the eight original participants, aged 5–11
ranged from 16 to 120 hr; average total clinic/lab in groups of 2–4 with one years, Charles and Gordon [2007] found
wearing time was 59 hr. Treatment, therapist for each child, and consisted of that multiple treatment epochs of
which consisted primarily of encourag- shaping and repetitive practice of tar- CIMT therapy fostered additional
ing the child to engage in voluntary geted movements within the context of improvement in upper extremity func-
play activities involving repetition of age-appropriate games, crafts, gross tion. Children were found to build on
movements thought to be at a mildly motor activities, and functional self- skills established during initial CIMT
challenging level for that child, was care. Children in the control group treatment, as well as develop new skills.
provided by parents or preschool teach- continued with their regular school As a result of a second treatment session
ers within the child’s home or pre- and/or outpatient-based therapies. Out- given 12 months after the first session,
school, with weekly supervision by a come measures included standardized ‘‘caregivers perceived an increased fre-
trained therapist. The comparison group assessment of upper extremity functional quency of UE use after both interven-
consisted of 20 children who received ability, basic motor strength and speed, tions. However, our objective measures
their typical interventions, generally PT muscle tone, and two-point discrimina- demonstrate increased movement effi-
two times per month and OT once per tion. Testing was completed prior to ciency as well with moderate effect
month. Assignment to treatment or treatment, and at 1 week, 1 month, and sizes’’ [Charles and Gordon, 2007].
control groups was not random due to 6 months after intervention by raters Additionally, this study tracked partici-
the requirement that children receiving blind to group assignment. Caregiver pants over time and found retention of
the modified CIMT live near treatment impressions were also collected, as were new skills acquired during the first
centers, but groups were matched in data on frequency of ‘‘disruptive, non- intervention at 12 months postinterven-
terms of age and degree of impairment. compliant, and inattentive behaviors’’ tion [Charles and Gordon, 2007].
Outcome was measured through the displayed during evaluations sessions.
Assisting Hand Assessment (AHA), Results of the study were mixed. IMAGING FINDINGS IN
which involves ratings of the extent of Children in both groups showed PEDIATRIC CIMT
use of the affected (assisting) hand dur- improvements on a number of measures There are as yet few studies of
ing bimanual play activities. The AHA of speed and dexterity, but the CIMT possible neuroplastic cortical changes in
was administered at the beginning and intervention group improved to a sig- children following CIMT, such as those
Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA 107
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described above with adults, but early have attempted to organize results in sion with the constraint donned, but
reports are positive. Sutcliffe et al. terms of three types or ‘‘levels’’ of evi- are not necessarily inappropriate for this
[2007] report a case study with an 8- dence, such as (1) scores on standar- type of intervention. Cognitive impair-
year-old boy with congenital right dized measures of upper extremity ment is not a reason for exclusion, as
hemiplegic CP and left caudate infarc- movement efficiency with each arm long as the child can understand simple
tion, who received a modified form of separately and/or bimanual use; (2) oral directions. Taub et al. [2004], how-
CIMT. The protocol included 3 weeks qualitative caregiver reports of func- ever, report that, though all children in
of continuous casting of the unaffected tional changes in the natural environ- their study showed gains after CIMT, in
arm, in conjunction with conventional ment; and (3) measures of basic sensori- a small subsample (n 5 6) higher devel-
OT 1 hr per week. Clinical measures of motor abilities such as two-point dis- opmental level was correlated with
motor function, fMRI, and magnetoen- crimination, strength, and tone. stronger gains. The role of ‘‘cognitive
cephalography were done before and af- Though scoring by blinded raters on reserve,’’ as reflected in pretreatment
ter therapy and 6 months later. Both standardized, norm-referenced instru- level of cognitive function, in treatment
frequency of use and quality of move- ments administered in the laboratory efficacy is an area for further research.
ment of the hemiplegic hand were may appear to be the ‘‘gold standard,’’ Identifying appropriate exclusionary cri-
improved following removal of the cast, many researchers and clinicians have teria is an important clinical research
compared to pretreatment testing. In commented on the failure of these goal. Use of more homogeneous partic-
addition, fMRI showed increased corti- measures to capture the gains that result ipant populations within studies is also
cal activation in the sensorimotor cortex from CIMT. As Taub et al. [2006] note, desirable, to begin to identify subgroups
contralateral to the hemiparetic hand af- performance ‘‘on demand’’ in the labo- who may respond differently to the
ter the 3-week treatment interval. ratory may be quite different than spon- intervention.
These changes were maintained at the taneous use in a natural context, and Research may eventually allow
6-month follow-up. The authors con- ‘‘spontaneous use of the limb is where therapists to match individual patient
clude that, ‘‘This is the first report, to this intervention has by far its greatest characteristics to specific protocol pa-
our knowledge, of cortical reorganiza- effect.’’ Clearly, significant questions rameters. One recent study [Kuhnke
tion after modified constraint-induced remain regarding optimal parameters of et al., 2008] noted that prenatal disrup-
movement therapy in a child with hem- the protocol. Given these caveats, how- tion of corticospinal projections may
iplegic CP.’’ Interestingly, the timing of ever, a number of tentative conclusions result in two patterns of cortical adapta-
the magnetoencephalography amplitude can be drawn at this time. tion: persistence of normally transient
changes, which were coregistered with Published studies have employed ipsilateral projections, which then gain
the fMRI data, supported the conclu- varying criteria for participation. Some some control over the hemiparetic limb,
sion that increased contralateral cortical have been very inclusive, requiring little or preservation of the more typical
activation after CIMT was due to to no active movement [DeLuca et al., crossed projection pattern in weakened
increased peripheral feedback to the 2003, 2006; Taub et al., 2004], while form. They determined type of cortico-
sensorimotor cortex, rather than to others have required up to 20 degrees spinal organization in adolescents and
increased activation of contralateral of active wrist and finger movements adults aged 10–30 with congenital
motor cortex. Since this feedback is for participation [Charles et al., 2006]. hemiparesis through TMS. Nine
necessary for perceptual awareness of In general, successful outcome does not patients with ipsilateral projections to
movement, CIMT may contribute to appear to be dependent on the presence the hemiparetic limb and seven patients
increased hand use through the reduc- of active movement prior to treatment, with preserved contralateral projections
tion/resolution of inattention to con- and, in fact, one study [Eliasson et al., underwent modified CIMT (constraint
tralesional space, or hemispatial neglect. 2005] reported greater improvements in with a glove/sling 10 hr per day, with
children who initially had more motor 2 hr per day of shaping therapy, for
SUMMARY; ISSUES FOR impairment. This is an important find- 12 consecutive days). Both groups
FUTURE RESEARCH ing in pediatric hemiplegia, since chil- showed preto post-treatment improve-
CIMT is a theoretically derived dren, unlike those with adult-onset ments in quality of upper extremity
intervention for hemiplegia that has stroke, often have a congenital impair- movements, but only the contralateral
accumulated a strong body of evidence ment and have no history of previous projections group showed significant
of success with adults. The efficacy of active, functional use of the affected gains in speed of movement. This sug-
the technique with children has been limb. That is, developmental disregard gests that individual patient variables
consistently documented by a rapidly may be more likely to result in little or may be important in designing optimal
growing body of research. CIMT offers no active movement than does learned protocols, and that subgrouping of
a number of advantages over conven- nonuse. This difference between the pe- patients in research may be indicated.
tional management of hemiplegia. Spe- diatric and adult populations also The issue of optimal age for
cifically, it involves no medications or emphasizes the importance of shaping, intervention requires further investiga-
surgery, and virtually no side effects or as a way of eliciting completely new tion. In general, children show greater
risks. Comparing results across studies motor patterns in children. Other ESs due to CIMT than do adults. Stud-
to define optimal protocol parameters, reported exclusionary criteria have ies have shown essentially equivalent
however, is complicated by the use of a included severe contractures of the benefits for children aged 2 and over
wide variety of intervention schedules, affected UE, and active or uncontrolled [Gordon et al., 2006; Taub et al.,
treatment conditions, and outcome seizures or other acute serious medical 2007], but a possible decreased efficacy
measures, including lab-specific research illness that would prevent participation in children younger than 2 years [Eli-
tools such as the Pediatric Motor Activ- in an intensive therapy program. Chil- asson et al., 2005]. This may be related
ity Log [Taub et al., 2004]. Recently, dren who demonstrate unsteady ambu- to differences in endurance, motivation,
researchers [e.g., Charles et al., 2006] lation tend to require increased supervi- awareness, attention, or other factors.
108 Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA
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Future research may identify adaptations pleting an initial course. This model of been well accepted as an option for
of the basic protocol that would in- repeated, spaced ‘‘bursts’’ of intensive adult patients who are able to give
crease its effectiveness with the very therapy, with shaping and repetitive informed consent. However, use of
youngest children, such as a shortened practice, contrasts with the traditional constraint of any type with children has
treatment day. The role of location in practice of more frequent but less been more controversial. Concerns have
which CIMT is provided (home vs. intense episodes of care, such as been expressed about possible loss of
clinic), and possible interactions be- 30–60 min of OT and/or PT weekly bimanual skills or dominant hand skills
tween age and location are also not for many months or even years. It may as a result of restraint of the unaffected
clear. As yet, no large group studies be that the standards of care for chronic upper extremity, particularly during a
have attempted to implement the more pediatric hemiparesis may evolve to period of rapid motor development
extensive Taub/DeLuca protocol in a accommodate both approaches, with [Hart, 2005]. To date, there have been
clinic or lab, rather than in the home. weekly ‘‘maintenance’’ therapy provided no documented reports of decrease or
The role of therapist contact alone through outpatient, school-based, and/or deterioration in dominant hand skills
(regardless of type of intervention) in supervised home programs, and more following CIMT, using any of the mul-
facilitating improvements in function also intense, conventional CIMT delivered by tiple types of constraint devices and
requires systematic investigation. Though, therapists in the patient’s home, or in across the various constraint durations
as noted above, some adult studies have outpatient and day hospital settings at cited above.
controlled for this variable, to date none longer intervals. Creative ways to find the There are, however, disadvantages
of the pediatric studies has provided non- most cost effective manner to deliver this to using casting as the method of con-
CIMT controls with an equivalent num- evidence-based treatment will be a future straint. During the first few days of cast-
ber of hours of 1:1 attention from the challenge for the health care system. ing, the child may experience greater
therapist. Control groups typically con- The issue of defining appropriate frustration when attempting to com-
tinue to receive their ‘‘regular care,’’ which outcome measures for evaluating the effi- plete previously mastered dominant
may vary from no therapy to a few hours cacy of CIMT remains unresolved. As hand tasks such as eating and toileting.
of therapy per week. Thus, time with Charles and Gordon [2006] point out, This issue also highlights the role of the
therapist cannot be ruled out as the source unilateral improvements in quality and therapists, who must not only guide
of improved function in these studies. quantity of hemiparetic arm and hand use practice of motor tasks but also prevent
Questions regarding optimal num- do not automatically translate into compensations and cumulative trauma/
ber of hours per day of therapy, as well as improvements in functional bilateral overuse syndromes from poor ergonom-
number of days of the program, are also hand use. Both symmetric and asymmet- ics during task completion. They must
unresolved at this point. ESs with the ric bimanual tasks require complex coor- be experienced in and comfortable with
Taub/DeLuca model of 6 hr of therapy dination of movement of the two hands working with children, and must be
per day for at least 15 days are substan- in space and time that presumably must very skilled in embedding repetitive
tially larger than ESs for protocols of 6 hr be learned through experience. The fail- practice and shaping of targeted motor
of therapy per day for 10 days [Gordon ure of CIMT to address bimanual coordi- skills in ‘‘child-friendly’’ play activities.
et al., 2006] or 2 hr per day for 2 months nation is of particular concern for chil- Therapists may also provide adaptive
[Eliasson et al., 2005] (though these stud- dren with very early acquired hemiparesis equipment for ADL completion, such
ies also differed in terms of type of con- who have never experienced typical as adapted utensils, for temporary use
straint, as discussed below). Given the bimanual function. Charles and Gordon during the period of constraint. This
time, effort, and health care resources [2006] have proposed a bimanual training can decrease frustration and increase in-
required, maximizing ES is highly desira- protocol called HABIT (hand-arm bima- dependence during constraining peri-
ble. As Wolf [2007] points out, however, nual intensive training), which incorpo- ods, while continuing to encourage
costs for providing ‘‘signature’’ CIMT are rates elements of CIMT, including inten- greater use of the affected upper ex-
high, and this may reduce the accessibil- sive, repetitive practice and shaping of tremity. Parents should be prepared for
ity of the intervention for some children. targeted two-handed tasks, but does not the role that they may play in providing
Future research should explore alterna- involve constraint. Rather, children are greater assistance to their child during
tives to the intense 1 on 1 treatment given explicit directions regarding the casting/constrained periods. For chil-
model, such as group intervention. desired contribution of each hand to the dren who demonstrate unsteady ambu-
The issue of persistence of gains selected bimanual tasks, to discourage use lation, greater supervision will be
over time is, of course, also of great im- of ingrained compensatory movement required in the first few days as they
portance. Studies have shown good patterns. They report success with 20 adjust to the constraint’s weight and/or
retention over the longest interval for children with mild to moderate hemipa- limitation on their protective extension.
which follow-up data have been resis (i.e., wrist extension > 20 degrees, In addition, some parents report that, as
obtained, that is, 12 months, but little is finger extension > 10 degrees) [Gordon children adjust to the cast, they may ex-
known as yet regarding longer-term et al., 2007b]. It may be that functional perience one or two nights of disrupted
outcomes in human populations. gains in upper extremity use can be maxi- sleep.
The utility of repeated epochs of mized by following CIMT with a period Given these concerns regarding
care, and optimal spacing of ‘‘touch-up’’ of bimanual training. Research is needed 24-hr casting, a number of studies have
or ‘‘boost’’ treatments is another issue to determine the optimal proportion and advocated alternative types of con-
requiring further study. At least one sequencing of unimanual and bimanual straints, such as mitts, splints, slings, or
study [Charles and Gordon, 2007] treatment days, and to identify patient hand holding, which are used for only a
addressed this question directly, and variables that predict response to different portion of the day, in what are termed
reported significant additional gains for protocols. ‘‘child-friendly’’ modifications of the
children who repeated their modified Use of constraint of the more standard protocol [e.g., Eliasson et al.,
CIMT protocol 12 months after com- functional upper extremity has generally 2005; Gordon et al., 2007a; Naylor and
Dev Disabil Res Rev  PEDIATRIC CIMT  BRADY AND GARCIA 109
19405529, 2009, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/ddrr.59 by Readcube (Labtiva Inc.), Wiley Online Library on [19/04/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
Bower, 2005]. Because of the child’s lesioned hemisphere that casting pro- tional research is needed, both to deter-
decreased self-monitoring and decreased vides may confer an advantage in the mine optimal treatment parameters, and
ability to inhibit strong habitual patterns competition for attentional resources to explore broader implications of tenets
of use, however, these readily removable and cortical representation. Both Levy of CIMT for rehabilitation. n
constraints have the disadvantage of cre- et al. [2001] and Kuhnke et al. [2008]
ating a situation in which the therapist provide evidence that cortex ipsilateral
must continuously remind the child to to the hemiparetic limb may play a role
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