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FLIGHT

PLAN
2030
AN AIR TRAFFIC
MANAGEMENT
CONCEPT FOR URBAN
AIR MOBILITY

in collaboration with
ABOUT

EmbraerX is the disruptive innovation subsidiary of the Embraer


Group. We are a market accelerator committed to developing
solutions that transform life’s experiences. Our global team of
innovators, creators, thought-leaders, and designers combines
human-centered design thinking with business-building and
engineering expertise to tackle some of the biggest problems
facing humanity today. www.embraerx.com

Atech, a part of the Embraer Group, develops air traffic control


solutions and integrates mission-critical systems for clients
around the world. We have always been guided by innovation.
Our experts develop solutions in the areas of air traffic control,
security, defense, and public safety. Atech consistently applies
cutting-edge knowledge to design systems and the development
of value-added solutions. www.atech.com.br/en/

Harris Corporation is a leading technology innovator, solving


customers’ toughest mission-critical challenges by providing
solutions that connect, inform and protect. Harris supports
government and commercial customers in more than 100
countries and has approximately $6 billion in annual revenue.
The company is organized into three business segments:
Communication Systems, Electronic Systems and Space and
Intelligence Systems. Learn more at harris.com.
CONTENTS

FOREWORD

EXECUTIVE SUMMARY

PART 1: PART 2: PART 3:


READY FOR ABOVE PREPARING
TAKE-OFF THE CITY FOR TOMORROW

New Aircraft An Urban Airspace Community


Will Revolutionize Service Provider Will Involvement
Urban Mobility Manage Urban Traffic and Environmental
Considerations
Urban Air Mobility UATM Services Enable
Will Unlock New the UAM Industry to Safety and Security
Opportunities Grow Safely in the UATM System

Flight Plan 2030: Enabling Technologies Onward


A Roadmap for for UATM
the Next 10 Years
Use Cases

REFERENCES

ACRONYMS

GLOSSARY
FOREWORD

Over the last century, the birth of the aviation industry has fundamen-
tally changed the way we live, work, and travel. With the advent of the
urban air mobility (UAM) industry, aviation is once again taking a giant
leap forward in making our dreams a reality. A new ecosystem, based
on a new class of aircraft, will soon allow us all to traverse the urban
skies with regularity. Changes in on-demand mobility, brought about
with the ubiquity of smartphones and their accompanying mobile
applications, mean that hailing a flight across town will be as simple
as getting a taxi. Flying over our cities will no longer be the purview of
the fortunate few. Air and ground transportation solutions will create
a network of mobility that will enable people and goods to flow in a
seamless, affordable way.

As we look toward the future, we know that smart, connected, and


sustainable traffic management solutions will only arise through
collaboration. Just as the automobile industry grew through the
network of highways, so too will collaboration enable the UAM industry
to grow through the creation of corridors, skyports, and information
exchange networks. Technology will play a key role in the advance-
ment of the UAM industry; we must prepare for change by testing and
refining solutions before they are brought to market. We must also
include community input in all of our decisions. Collaboration will be
key to transforming this new and exciting industry from vision to reality.

Aviation never ceases to innovate. We dream of a future in which the


gift of flight is available for all, and we look to the sky with anticipation.
Join us in building the next chapter in aviation.

We would like to thank Dr. R. John Hansman ( MIT), Jim Ullman (NATCA),
Jim Eck ( Harris) and all the professionals from Embraer SA, EmbraerX,
Atech, and Harris who kindly contributed their expertise and feedback
to the development of Flight Plan 2030 and the UATM concept.

Antonio Campello Edson Carlos Mallaco


EMBRAERX, PRESIDENT & CEO ATECH NEGÓCIOS EM TECNOLOGIAS SA,
PRESIDENT & CEO

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EXECUTIVE SUMMARY

An exciting new chapter in aviation is traffic management solution must provide


unfolding. Innovations in aircraft design and shared situation awareness for all stakeholders,
advancements in technology will soon bring us enable equitable airspace access, minimize
electric vertical take-off and landing vehicles risk, optimize airspace use, and provide
(eVTOLs, pronounced ee-vee-tols). These flexible and adaptable airspace structures.
new aircraft will usher in the next generation UATM has two foundational services (Airspace
of urban air mobility (UAM)—on-demand and Procedure Design and Information
urban air services that carry passengers and Exchange) and four operational services (Flight
cargo across a metropolitan area. UAM will Authorization, Flow Management, Dynamic
revolutionize the urban mobility experience. Airspace Management, and Conformance
Our daily commute will no longer be dictated Monitoring). Within this paper, we discuss each
by road and rail networks once eVTOLs of these services in greater detail.
enable us to go faster and with less effort.
The next generation of UAM will be also There are also many technologies that will
more affordable than conventional helicopter enable the growth of this industry and
transportation today. As a result, it has the support the UATM concept. We provide an
potential to become a mainstream experience overview of these technologies and discuss
that will open new opportunities for communi- how their evolution over the next 10 years will
ties and their economies. enable the UAM industry to thrive.

For the UAM industry to grow to its full Our solution prioritizes a procedures-based
potential, we must prioritize community and approach toward growing UAM operations
industry engagement and start the planning while minimizing impacts on air traffic control
process today. Flight Plan 2030 presents a (ATC). This concept has been developed with
concept for the design and management of a close eye on community needs and the
low-altitude urban airspace that will allow principles of human-centered design. UAM
UAM to evolve over the next decade. At flights will affect neighborhoods, municipal
that point, we anticipate advancements in transportation plans, infrastructure and
autonomy will challenge our assumptions commercial real estate investment, and more.
about air traffic management. We call our It is critical that these voices are heard and
concept urban air traffic management (UATM). that stakeholder concerns are taken into
account at the outset. This white paper is a
Flight Plan 2030 describes a UATM solution call to action for all of these stakeholders to
that will enable the UAM industry to evolve to come together and discuss what this exciting
a future where eVTOL flights are a mainstream new reality will look like and how we will
mode of transportation. We believe an urban arrive there safely together.

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PART 1:

READY FOR
TAKE-OFF
PART 1: READY FOR TAKE-OFF

A new generation of vertical


take-off and landing vehicles
will transform our urban
mobility experience.
For millennia, the dream of flight has sparked New possibilities are on the horizon. Our
our curiosity and fueled ingenuity. Generations routes will no longer be dictated by road
of inventors have proposed ideas for and rail networks because a new class of
ascending to the clouds, but it was not until aircraft will enable us to go faster with less
the early 20th century that the first airplane effort. Imagine a future where people access
successfully took off and powered flight museums and visit businesses by flying across
became a reality. In the ensuing decades, the city in minutes. Tourists take urban air
the invention of the modern jet engine gave vehicles to visit local destinations with ease,
birth to a global aviation industry that brought unlocking opportunities for economic growth.
unprecedented opportunity for human Commuters suddenly have a choice of routes
connection and commerce. because flexible transportation networks
enable them to fly to major interchanges.
The next chapter in the story of flight is Businesses deliver goods and services to
unfolding. Innovators are designing and customers more quickly and direct their
testing a new generation of aircraft that will resources more efficiently. In the air, piloted
transport us across the cities of the 21st and autonomous aircraft, including drones,
century. Advancements in avionics; electrical coexist safely and move expeditiously. These
engineering; communication, navigation, and possibilities are just around the corner.
surveillance (CNS) technologies; autonomy;
and artificial intelligence (AI) will enable us to
revolutionize urban mobility. The next chapter in the
Commuting in a large city can be frustrating
story of flight is unfolding.
and time consuming. Traffic jams, train cancel- Innovators are designing
lations, and roadworks often extend a short and testing a new generation
trip into one of a few hours or more. As we
of aircraft that will transport
move into the future, urban populations will
swell and put greater pressure on our existing us across the cities of
transportation systems. the 21st century.

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NEW AIRCRAFT
WILL REVOLUTIONIZE
URBAN MOBILITY
A new generation of aircraft, called elec- and goods will depart from “skyports” or
tric vertical take-off and landing vehicles “vertiports” (i.e., areas with take-off and
(eVTOLs, pronounced ee-vee-tols) will soon landing [TOL] pads) positioned at different
enable us to redefine the urban mobility locations across the city. From there, they will
experience. Although some eVTOLs may look traverse over an urban area to another
similar to a helicopter, they will be powered by skyport in mere minutes. To date, more than
batteries, hybrid engines, or other new tech- 70 companies have already invested over
nologies that will make them much quieter US$1B in the development of eVTOL concept
than the helicopters of today. Advanced vehicles (Booz Allen Hamilton, 2018). By
avionics will enable eVTOLs to navigate with 2035, forecasters estimate that 23,000
high precision, exchange information digitally, eVTOLs will be serving a global market worth
and respond to changes in flight conditions US$74B (Porsche Consulting, 2019).
autonomously. At initial launch, many eVTOLs
will have pilots on board. With time, however,
these aircraft will mature to a stage where
At initial launch, many
they will operate autonomously.
eVTOLs will have pilots on
The introduction of eVTOLs will challenge our board. With time, however,
assumptions about urban air mobility. Urban
these aircraft will mature
flights will become more affordable, in part,
because eVTOLs will use less or no aviation to a stage where they will
fuel. With no runways required, passengers operate autonomously.
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PART 1: READY FOR TAKE-OFF

URBAN AIR MOBILITY


WILL UNLOCK NEW
OPPORTUNITIES
With quieter and more affordable flights, UAM infrastructure requirements and
eVTOLs will spur the growth of the urban air customer demands provide an opportunity to
mobility (UAM) industry, a term that refers build new businesses and create new jobs.
to on-demand urban air services that carry The development of skyports, or vertiports,
passengers and cargo across a metropol- across a wide metropolitan area will be
itan area. UAM is certainly not a new idea. critical to the growth of the UAM industry; the
Conventional helicopter operators have been number and location of TOL pads will drive
providing intra-city transportation solutions the number of UAM flights that a city can
for decades. Due to their cost and noise, accommodate. Skyport operators will provide
however, the number of UAM flights in each eVTOL fleets with battery swap or recharging
city has been limited. Nevertheless, the recent services and deliver transit services to UAM
convergence of several factors—including passengers. Fleet operators will be respon-
the rise of on-demand transportation, mobile sible for managing fleets of eVTOLs that fly
technologies, more precise and reliable CNS across cities. They will also interact with
technologies, and quieter aircraft—places skyport operators and booking platforms that
UAM flights within reach of more people. Early receive requests for passenger rides or cargo
predictions estimate that as many as 55,000 movements. If necessary, fleet operators will
urban air taxi flights will eventually operate assign a pilot to operate a flight. These are
each day across the United States using but a few of the new opportunities that will be
4,000 eVTOLs (Booz Allen Hamilton, 2018). enabled by the growth of a UAM industry.

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In some cities, the UAM industry is already access regional communities more quickly.
growing. Commuters are using mobile devices This in turn will maximize their time with
to book on-demand rides on helicopters that patients, who will be able to access care
serve as air taxis. Travel across the city takes more quickly. Ubiquitous urban flights will
minutes instead of the usual hour or two. no longer be the domain of science fiction.

The UAM industry will expand quickly as the


availability of eVTOLs grows. Communities
will benefit from new economic opportuni-
Early predictions estimate
ties as businesses and customers connect that as many as 55,000
more seamlessly across large metropol- urban air taxi flights will
itan areas. Cities will be able to bolster
eventually operate each day
multi-modal transit systems and create
greater flexibility in transportation networks. across the United States
Health service providers will be able to using 4,000 eVTOLs.

FLIGHT PLAN 2030:


A ROADMAP FOR
THE NEXT 10 YEARS
The next decade will be critical to the However, there is a danger that the
growth and acceptance of the UAM industry. industry will falter due to an inability
During this period, standards for safety, to grasp the scope of future challenges
security, and performance will be defined. and complexities. Communities will want
Communication and data exchange stand- assurances that noise from urban flights is
ards will be created, and frameworks for acceptable (Vascik and Hansman, 2017b).
airspace design and management will be Regulators and air navigation service
decided. Technological advancements will providers (ANSPs) will require that flights
push eVTOLs closer to full autonomy. The remain safe, orderly, and efficient, while
decisions made in the next decade will minimizing impact on airline and air traffic
determine how and if UAM will be imple- management (ATM) traffic (International
mented in different cities and countries. Civil Aviation Organization [ICAO], 2016).
Operators of small drones will want access
The UAM industry has the potential to to low-altitude airspace, while fleet oper-
deliver economic opportunities and urban ators will need equitable access to urban
mobility solutions that benefit communities. corridors. General aviation (GA) pilots of
Realizing these benefits, however, requires fixed-wing aircraft and helicopters will want
workable solutions that ensure safe airspace to fly above urban areas with the freedom
coexistence, as well as community accept- they enjoy currently. The urban airspace
ance. Finding the right solutions requires needs to accommodate the needs of all
collaboration and planning. these stakeholders. Flight Plan 2030 does

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Collaboration and planning must start today.


not address all of the challenges facing the
We need to find traffic management solutions
UAM industry. However, it does address one
that enable interdependent technologies and
of the most critical: the design and manage-
procedures to work harmoniously. Community
ment of the low-altitude urban airspace.
and industry engagement needs to commence
now so that the systems and infrastructure
that enable UAM will be acceptable to all
The next decade will be
stakeholders. As UAM flights begin, we need to
critical to the growth and collect data that will inform decisions affecting
acceptance of the UAM how UAM may grow to its full potential.
industry. It is during this
Flight Plan 2030 presents a vision that
period that standards will enable the UAM industry to transform
for safety, security, and from a concept to a reality. By testing new
performance will be defined. concepts, we can gain insights that will grow
the UAM industry safely and fully realize
its benefits. Beyond 2030, shifts toward air
and ground autonomy will usher in a new era
that will challenge our assumptions about
traffic management.

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UAM CHALLENGES ATM SYSTEMS

As more eVTOLs become available, the needs of to buildings and other aircraft, rely more on
the UAM industry will challenge ATM systems. data link rather than voice communications as
Once this industry grows to maturity, UAM eVTOLs transition to autonomy, and operate
flights will increase pressure on urban airspace in airspace adjacent to fixed-wing commercial
capacity with the potential to overwhelm current aircraft. UAM flights will also spend most, if
ATM infrastructure, procedures, and resources. not all, of the duration of flights over densely
populated areas, as they share airspace with
Today, ANSPs provide ATM services for aircraft traditional urban traffic such as helicopters and
in all stages of flight from gate to gate. This fixed-wing aircraft. These are only some of the
includes services in the surface and terminal many differences.
environment (i.e., the airport and its surrounding
airspace), as well as the en route environment Going forward, traditional demands on the
(i.e., high-altitude airspace). ATM is designed to ATM system are expected to grow in parallel
manage flights between cities. Communications with growth in the UAM industry. Forecasters
are primarily via radio, and surveillance tech- estimate that the global volume of air traffic is
nologies track aircraft that are spaced miles expected to double to 7.8 billion flights a year
apart. Ground-based navigational aids serve as by 2036 (International Air Transport Association
a backup to Global Navigation Satellite System [IATA], 2017), a significant rise that will undoubt-
(GNSS) surveillance information, but these are edly exert pressure on existing ATM resources,
not suitable for surveilling UAM traffic. Current including the air traffic control (ATC) workforce.
CNS technologies, airspace structures, and
procedures over low-altitude urban areas are
designed for helicopters and GA aircraft that Once this industry grows
self-separate using see-and-avoid procedures. to maturity, UAM flights
UAM flights have unique needs. They will take
will increase pressure
off and land from numerous skyports across on urban airspace capacity
a city. They will require smaller separation with the potential to overwhelm
standards than those today to accommodate the
current ATM infrastructure,
anticipated high traffic volumes. They will carry
passengers and goods, fly in closer proximity procedures, and resources.
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UAM CHALLENGES
THE UTM FRAMEWORK

Another traffic management system being for executing an integrated flow management
developed today is unmanned aircraft system plan. When unexpected changes or emergen-
(UAS) traffic management (UTM) (Federal cies arise, the UTM system will not be able
Aviation Administration, 2018; Kopardekar to provide a responsive service with a human
et al., 2016). UTM is a system for small UAS operator who can make timely, informed deci-
(sUAS), or drone, operators and stakeholders sions. UTM is explicitly designed to support
to interact, share information, and maintain sUAS operations—not mixed-equipage traffic
safe separation. It is still under development, over a large urban airspace where some pilots
and opinions vary regarding appropriate rely on radio communications and aircraft
roles, responsibilities, and regulations. carry people from one skyport to another.
Today, researchers and policy makers are
refining the UTM framework to meet the
needs of each country and region. To support Given the ongoing
shared situation awareness and decision development of technology
making, sUAS operators use a decentralized
information network that connects with UAS
and regulations, we do not
service suppliers (USSs) and ATM through believe that for the foreseeable
a Flight Information Management System future, UTM will be suitable
(FIMS) (Rios et al, 2017).
for managing UAM flights.
While UTM holds much potential for drone
operations, gaps exist in its suitability for
UAM flights. The initial launch of eVTOLs Given the ongoing development of technology
will include piloted aircraft that use voice and regulations, we do not believe that, for
communications—a mode of communication the foreseeable future, UTM will be suitable
that is not supported by UTM. There is also no for managing UAM flights. UTM has much
authority that controls or maintains situation potential, but it is still a framework designed
awareness of all sUAS operations in a given explicitly for unmanned aircraft and small
area, which makes this framework unsuitable drones in particular.

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URBAN AIR TRAFFIC MANAGEMENT


ENABLES UAM GROWTH

We propose a new approach called urban procedures will need to be designed in


air traffic management (UATM). UATM is a collaboration with skyport operators so
system that will use strategically designed that an adequate number of emergency
airspace structures and procedures to ensure TOL pads are available along UATM routes.
urban flights remain safe and efficient while Skyport operators will also need to adhere
minimizing the impact on ATM. These struc- to minimum operational performance
tures and procedures will be enabled by tech- standards, as will all participants in the
nologies that include but are not exclusive to UATM airspace. We do not envision that
CNS, autonomy, AI, and information exchange skyports will be controlled, as is the case
networks. As technology evolves, it will drive with fixed-wing traffic in approach airspace.
change in the possibilities for UATM. We are Subsequently, close collaboration with UAM
sure that technological capabilities in the stakeholders will be critical to ensuring
future will be impressive, but their role will be flight safety from departure to landing.
to enable new airspace designs and proce-
dures so that the UATM system remains agile,
responsive, and harmonized.
We propose a new approach
Each UATM implementation will need to called urban air traffic
be tailored to the needs of the urban area management (UATM). UATM
it serves. Community engagement will be
is a system that will use
particularly critical, as concerns about noise
and privacy can have a significant impact on strategically designed airspace
the acceptability of UATM operations. Input structures and procedures to
from the GA community, skyport operators,
ensure urban flights remain
and fleet operators will inform decisions that
may affect equitability in airspace access safe and efficient while
and the position of routes. Emergency minimizing the impact on ATM.

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Air Traffic
Management
(ATM)

Urban
Air Traffic
Management
(UATM)

sUAS
Operations

The UATM airspace will be positioned mitigate risks in the air and on the ground,
between sUAS operations and ATM-controlled and support safety-critical situations when
airspace. This layered approach enables the needed. As the UATM system evolves, it may
ANSP to increase urban airspace capacity eventually integrate all UAS operations so
and provide equitable airspace access for that all low-altitude aircraft—piloted and
new and legacy aircraft. Moreover, UATM autonomous—operate within a single system.
provides a structured traffic management However, for now, we anticipate the UATM
system with a single airspace authority. It is system will only manage traffic that primarily
explicitly designed to organize traffic flows, flies above sUAS operations.

Welcome to Flightplan 2030.

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PART 2:

ABOVE
THE CITY
PART 2: ABOVE THE CITY

UATM integrates
mixed-equipage
flights across
urban skies.
Driving across the urban landscape requires The UATM system will be
navigating streets, stop signs, signal lights, and
procedures-based first
crosswalks. Traveling on roads and highways
requires us to observe different speed limits. and foremost. While
Signs alert us to turns, upcoming exits, and technologies such as CNS,
hazards while lights meter traffic flow. These AI, and automation will be
road structures provide boundaries while the
rules create a shared understanding of how we
critical in enabling the UATM
can expect others to behave. These structures system, procedures and
and procedures keep everybody separated and airspace structures will remain
moving. But more importantly, they mitigate
risks not just for cars but also for pedestrians
the foundation of airspace
and bicyclists who share urban roads. management.

Similarly, the urban airspace of the future


will be structured with routes, corridors, and
The UATM system will be procedures-based
boundaries that will define where UAM aircraft
first and foremost. While technologies such
may fly. These structures will provide predict-
as CNS, AI, and automation will be critical in
ability to traffic flows while procedures will
enabling the UATM system, procedures and
ensure that all stakeholders have a consistent
airspace structures will remain the founda-
understanding of operating rules. Moreover, the
tion of airspace management. As technology
UATM system will keep traffic flowing, provide
evolves, it will drive change in the possibilities
predictability, and mitigate safety risks.
for UATM procedures and urban transportation.

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AN URBAN AIRSPACE
SERVICE PROVIDER WILL
MANAGE URBAN TRAFFIC
We envision that a single entity, an urban differ between countries, and allocation
airspace service provider (UASP), will be of authority to a UASP will vary across a
responsible for managing low-altitude urban spectrum. Nonetheless, a central authority
air traffic. In close collaboration with ATM, is needed for managing the UATM airspace
USSs, and UATM stakeholders, the UASP will of each urban area and ensuring that traffic
deliver a suite of services. It will also manage flows safely and efficiently using a single
traffic in the cruise phase of flight as aircraft flow management plan.
operate between skyports. However, unlike
ATM operations, the UASP will not control
traffic movements on or above skyports.
UATM DESIGN
As the single authority for managing the urban PRINCIPLES
airspace on a daily basis, the UASP will have UATM services must be designed with a set of core
authority to open and close routes, grant flight principles. These principles are a north star that ensure
authorizations, and execute a single, inte- UATM remains acceptable, safe, and equitable as the
scope and nature of the services evolve.
grated flow management plan. The UASP will
collect, analyze, and exchange airspace and
flight information to support safe operations. PROVIDE SHARED SITUATION
AWARENESS FOR ALL STAKEHOLDERS.
When an emergency or off-nominal situation Provide all stakeholders with access to the same accu-
arises during flight, the UASP will have human rate and timely information so they can make informed
operators who will communicate with pilots decisions to maintain operational safety.
and fleet operators to guide aircraft to safety.
MAINTAIN EQUITABLE AIRSPACE
ACCESS FOR ALL STAKEHOLDERS.
Allow appropriately equipped and registered aircraft to
We envision that a single have equitable access to the UATM airspace.
entity, an urban airspace
service provider (UASP), will MINIMIZE RISK TO OPERATIONAL SAFETY.
Minimize or mitigate risks to operational safety by
be responsible for managing ensuring that UATM safety performance meets or
exceeds that of the current urban airspace operations.
low-altitude urban air traffic.
OPTIMIZE AIRSPACE USE.
Design capacity into the urban airspace system
Each city and/or country will have a different by using strategically positioned airspace structures
approach for creating a UASP depending on and applying traffic management procedures.
the ANSP, regulations, policies, strategies,
and resources. Some countries may decide ENSURE AIRSPACE STRUCTURES
that the ANSP should extend its current role ARE FLEXIBLE AND ADAPTABLE.
and manage the low-altitude urban airspace. Develop airspace structures, such as boundaries,
routes, and corridors, that can be activated, deac-
Other countries or states may decide to tivated, or moved in response to traffic demands,
assign UASP responsibility for each city to weather conditions, and other changes in conditions.
a third party. Implementation will inevitably

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PART 2: ABOVE THE CITY

UATM SERVICES
ENABLE THE UAM
INDUSTRY TO
GROW SAFELY
We believe the following six services will UAM operations). Because each airspace is
be the cornerstones for building a robust under the authority of distinct laws, regu-
and resilient UATM system. They can be lations, and an ANSP, details for roles and
divided into two foundational services responsibilities will ultimately be decided
(those that prepare the airspace for UAM upon on a jurisdiction-by-jurisdiction basis.
operations) and four operational services Table 1 describes each service and its role in
(those services necessary for ongoing, daily supporting the UATM system.

UATM SERVICE DESCRIPTION

AIRSPACE AND PROCEDURE DESIGN Pre-planning routes, corridors, airspace boundaries,


FOUNDATIONAL Creating urban airspace routes, and procedures for safety and environmental
SERVICES corridors, and procedures concerns, while maximizing use of airspace to enable
the UAM industry to thrive
Services
that must be
established INFORMATION EXCHANGE Sharing information with all stakeholders in UATM
before UAM and adjacent airspace management systems, such
Exchanging airspace and flight
operations begin as ATM and UTM; providing critical information to
information with all stakeholders
enable operational services

FLIGHT AUTHORIZATION Receiving flight requests, identifying optimal routes,


Authorizing registered aircraft and and assigning 4-D flight requirements before
pilots for flight in UATM airspace authorizing a flight for UATM operations

FLOW MANAGEMENT Managing the volume of traffic and assigning metering


Spacing aircraft to maintain the times to ensure safe spacing of aircraft
OPERATIONAL integrity of the UATM operation
SERVICES
Services that DYNAMIC AIRSPACE MANAGEMENT Shifting pre-planned routes, corridors, and geo-
are delivered on fenced areas when flight restrictions are activated;
Managing routes, corridors, and
a daily basis to moving, opening, and closing routes in response to
airspace boundaries dynamically
manage airspace flow management needs, ATM needs, and changing
and flights weather conditions

CONFORMANCE MONITORING Monitoring all traffic to maintain safety and provide


Ensuring flights conform guidance for any deviations; giving emergency aircraft
to flight and assisting pilots immediate assistance and activating airspace and
during off-nominal situations traffic flow adjustments to keep flights safe

TABLE 1. SIX SERVICES FORM THE CORNERSTONES FOR UATM

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AIRSPACE AND
PROCEDURE DESIGN
CREATING URBAN AIRSPACE ROUTES,
CORRIDORS, AND PROCEDURES

FLIGHT CORRIDOR

APPROVED ROUTE

PROTECTED ZONE

Routes: Linear pathways and sUAS—to coexist safely with eVTOLs


while maximizing the capacity of urban
defined by Global Positioning airspace. Airspace structures will include
System (GPS) waypoints that airspace boundaries, routes, and corridors
accommodate a single vehicle that feature metering and transition points. In
addition to defining where aircraft will fly, the
laterally and vertically  
structures will identify points in space where
aircraft will enter or exit adjacent airspace
Corridors: Transit pathways (e.g., controlled airspace near airports).
with a defined width and These predefined points in space will provide
predictability and support shared situation
height that accommodate
awareness for ATM and sUAS operators.
numerous vehicles separated
laterally and/or vertically—akin Structures and procedures will be especially
important for organizing traffic in the UATM
to highways with lanes
airspace, where the diversity of aircraft
equipage will increase and the volume of
Airspace structures (i.e., routes, corridors, urban air traffic will grow. Airspace design
and boundaries) and procedures will enable and the positioning of routes will be of
existing traffic—such as fixed-wing aircraft particular interest to communities given
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PART 2: ABOVE THE CITY

the potential for noise. As such, the design stakeholders. Within these procedures,
process will include engagement with contingency plans will define stakeholders’
communities and industry. roles and responsibilities during off-nominal
situations and emergencies.
Given the complex mix of aircraft equipage,
airspace structures will be critical for organizing Although initially, eVTOLs will have little
traffic and managing flows efficiently. Different impact on urban airspace, well-designed
rules and constraints will apply to different airspace structures and procedures will
airspace structures. Access to some corridors be critical to mitigating risks, maintaining
may be restricted, and lower-altitude airspace efficient traffic flow, and retaining commu-
may be reserved for drones. High-capacity nity acceptance of the UAM industry when
corridors may require aircraft and crew to be traffic reaches high volumes. Defined routes
appropriately equipped and certified, similar to and corridors will be important tools for
performance-based navigation (PBN) routes. strategic deconfliction. Procedures will
ensure that all stakeholders, including ATM,
UATM procedures will define how UAM sUAS operators, skyport operators, and
flights will communicate, operate, fleet operators, interact safely and share
and interact with the UASP and other consistent situation awareness.

INFORMATION
EXCHANGE
EXCHANGING AIRSPACE AND FLIGHT
INFORMATION WITH ALL STAKEHOLDERS

Information empowers people to make


informed decisions. When all stakeholders
can access timely, consistent, and accurate
information, they can collaborate confidently
and make decisions quickly. An information
exchange will be a critical service that enables
all stakeholders—within and beyond UATM—to
interact, share information, and make deci-
sions using a consistent set of data.

The UATM airspace will be a dynamic place


where the status of skyports, corridors and
routes will change rapidly. To this end, an
information exchange is a foundational UATM
service. The information exchange will derive
data from numerous sources, such as aircraft
sensors, weather sensors, skyports, pilots,
ATM systems, and USSs. These sources will
provide stakeholders with numerous types of
information, including a database of aircraft
and pilots certified for UATM operations or
operations in restricted corridors, the density
21
PART 2: ABOVE THE CITY

of traffic flows, statuses of routes and corri- data will be exchanged across numerous
dors, and the availability of TOL pads. systems, the format will need to be stand-
Real-time data regarding weather in the ardized and consistent with ICAO plans. The
low-altitude airspace will be particularly exchange will also require robust approaches
critical. The information exchange will also for ensuring that data are protected by a
serve as a portal for interactions with ATM cyber-resilient network developed as a part
and UTM stakeholders. of the UASP’s cybersecurity strategy.

As UATM and the information exchange


The information exchange system evolves, new opportunities will
will derive data from arise, some of which may extend beyond
urban airspace operations. Smart cities
numerous sources, such of the future may leverage the information
as aircraft sensors, weather exchange. Communities may wish to integrate
sensors, skyports, pilots, data from the information exchange to inform
decisions about city transit services. These
ATM systems, and USSs.
data may aid cities in dynamically allocating
resources to current and forecasted condi-
tions. Data from the information exchange
A robust and resilient information system that
may also inform cities’ data analytics efforts
integrates modern networking architecture
as city planners identify patterns and trends
will be needed. The information exchange will
in transit and passenger throughput given
also interface with ATM information systems,
certain weather conditions, time of year, or
such as the System Wide Information
other notable events.
Management (SWIM) system. Given that

FLIGHT
AUTHORIZATION
AUTHORIZING REGISTERED AIRCRAFT AND
PILOTS FOR FLIGHT IN UATM AIRSPACE

Flight authorizations will provide fleet opera- The flight authorization


tors and pilots with a clearance to fly in UATM
airspace. It will include an assigned route and,
will include departure
if necessary, a 4-D metering requirement. The time, 4-D requirements
flight authorizations are a critical service that for metering points
will support the UASP in strategic planning,
in routes and/or corridors,
conflict avoidance, and flow management.
The flight authorization will enable fleet and a slot time for arrival.
operators and pilots to be confident that the
flight is strategically deconflicted and that the The authorization process will begin when
requested routes, corridors, and airspace will stakeholders register with the UATM system.
be available at departure. Fleet operators will register pilot and aircraft

22
PART 2: ABOVE THE CITY

UASP

SEND
FLIGHT
REQUEST

FLIGHT
AUTHORIZATION

SKYPORT

VEHICLE
PROCEEDS
TO ROUTE

information, thereby complying with identi- flight authorization will include departure
fication, equipage, and certification require- time, 4-D requirements for metering points
ments. Similarly, skyport operators will in routes and/or corridors, and a slot time for
register their skyport capabilities and provide arrival. The pilot will then accept or reject the
real-time data about TOL pad availability flight authorization.
through the information exchange. These
preloaded data will become the foundation Given that an authorization will contain an
for real-time flight authorization after a flight assigned departure time and 4-D require-
request is submitted. ments, it will be the responsibility of the fleet
operator and pilot to ensure that passengers
Automation and interactions with the infor- or cargo are ready by that time. If a delay
mation exchange system will enable fleet occurs, the fleet operator will need to submit
operators and pilots to obtain a flight author- a request for a new authorization. In cases
ization minutes after receiving a request. To where the flight request cannot be met,
obtain a flight authorization, a fleet operator alternative options will be offered so that
will submit a flight request to the UASP operators receive flight authorizations in a
using the information exchange system. It collaborative and dynamic manner.
will contain basic details such as departure
point, destination, requested time of depar- The flight authorization process will enable
ture, and (optionally) routes and corridors. the UASP to anticipate traffic demands and
However, it will not need to specify a flight strategically adjust routes and/or corridors
path, because the UASP automation will to meet that demand. The receipt of flight
identify the optimal route. When the flight requests also enables the UASP to monitor
path is the mission profile, such as with airspace demand in real time, collate data
tourist flights, a specific route or corridor on traffic demand patterns, systematically
may be requested. The UASP will then receive improve flows by adjusting the airspace struc-
the flight request. The automation will check ture, and respond proactively with any needed
for the aircraft and pilot’s certification level adjustments to the strategic flow management
and then identify optimal routes. Once the plan. Moreover, a flight authorization service
flight authorization is approved, it will be helps ensure that the UATM airspace is
sent to the fleet operator and the pilot. The managed with a single strategic flow plan.

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PART 2: ABOVE THE CITY

FLOW MANAGEMENT
SPACING AIRCRAFT TO MAINTAIN
THE INTEGRITY OF UATM OPERATIONS

Commuters will fly over road congestion as Flow management will also be tightly
a result of UATM flow management services coupled with the flight authorization process.
that will keep UAM traffic moving. The Automation will monitor congestion and
primary goal of flow management is to opti- capacity along routes and corridors so that
mize airspace capacity safely and minimize the flight authorization process supplies a
congestion while traffic demand fluctuates steady stream of aircraft to optimize airspace
over the course of the day. use. Flow managers will determine the
optimal departure release times, landing
Technologies such as predictive analysis times, and slots in the routes and corridors by
tools and time-based metering models will using 4-D trajectory models. Traffic patterns
be critical for monitoring traffic flows and will also determine when and how airspace
responding to changing airspace demands. structures are adjusted to respond to demand.
Time-based metering will be used to regulate Strategic flow management activities will
traffic flows and strategically deconflict include opening, closing, and moving routes
aircraft along routes and corridors from or corridors as needed to respond to demand,
departure to arrival. When airspace struc- flight conditions, and stakeholders’ needs.
tures, such as corridors and airspace bound-
aries, need to shift with demand or other
conditions, the flow managers who monitor Automation will monitor
automated flow management tools will the progress of flights
respond accordingly.
once airborne to ensure
metering times are met and
safe spacing is maintained.
24
PART 2: ABOVE THE CITY

Automation will monitor the progress of from factors such as weather, skyport status,
flights once airborne to ensure metering passenger demands, and off-nominal situ-
times are met and safe spacing is maintained. ations. It is through the oversight of flow
Metering times, especially departure and management that conflicts, compliance with
arrival times, for each aircraft will adjust 4-D requirements, and dynamic airspace
dynamically in response to real-time data changes are recognized and addressed.

DYNAMIC AIRSPACE
MANAGEMENT
MANAGING ROUTES, CORRIDORS,
AND AIRSPACE DYNAMICALLY

Similar to ATM, operations in UATM airspace and move routes, corridors, and airspace in
will be dynamic. These constant changes response to traffic demands, weather condi-
demand that the UASP be responsive and the tions, emergencies, or any other situation that
airspace structures be flexible. Accordingly, requires changes to the airspace structure
dynamic airspace management will be a core and procedures. Similarly, when the ANSP
service that enables continuous and flexible restricts access to a section of airspace or
UATM operations. creates a temporary flight restriction (TFR),
the UASP will factor in this change when
The UASP will have a pre-defined set of assigning routes with flight authorizations.
airspace structures that are strategically Some changes to airspace structures will be
positioned to support the dynamic needs time-based and scheduled to strategically
of UATM stakeholders. During the course of meet traffic demands, while others will be
daily operations, the UASP will open, close, made dynamically as the need arises.

Poor Visibility

25
PART 2: ABOVE THE CITY

Dynamic airspace Particularly in emergency situations,


dynamic airspace management will be a
management will be a
critical service. The UASP will shift airspace
core service that enables structures as necessary and notify airspace
continuous and flexible operators of an emergency through any
UATM operations. means of communication that matches the
urgency of the situation. Noncritical adjust-
ments to airspace structures will be made
and reflected through data updates in the
information exchange. During off-nominal
situations where messages need to be
disseminated urgently, communications may
delivered be via voice communications.

CONFORMANCE
MONITORING
ENSURING FLIGHTS CONFORM TO FLIGHT
AUTHORIZATIONS AND ASSISTING PILOTS
DURING OFF-NOMINAL SITUATIONS

The conformance monitoring service will dense route or corridor, the failure may have
be a critical part of UATM operations. a negative impact on safety and efficiency.
The highly dynamic nature of the airspace From departure until landing, the UASP
means that if an aircraft fails to conform automation will monitor the conformance
to a flight authorization, particularly in a of each UATM flight to the authorized route

26
PART 2: ABOVE THE CITY

and 4-D metering requirements. If the UASP will make UATM safer for all stakeholders.
automation predicts that a metering require- Periodically, particularly during emergencies
ment will not be met, it will prompt the and off-nominal situations, tactical conflict
fleet operator and pilot to adjust the speed, resolution will still be required. When these
route, or altitude of the flight so it remains in situations occur, the human operators in the
conformance to its 4-D requirements. UASP will assist pilots to execute contingency
plans that protect passengers and crew from
A mix of beacon (cooperative surveillance) and other aircraft and obstacles.
sensor (noncooperative surveillance) systems
will monitor traffic and the location of aircraft
in the UASP airspace. These surveillance From departure until landing, the
systems will also interact with counter-UAS UASP automation will monitor
(C-UAS) systems to detect any unauthorized
flights that may pose a threat to traffic.
the conformance of each UATM
flight to the authorized route and
UATM services will strive to be highly auto- 4-D metering requirements.
mated and will continue to evolve as the
aviation industry develops new technologies.
Advancements in avionics will continue All of these UATM services work as an inter-
to improve the conformance capabilities dependent suite that ensures the UAM system
of UAM aircraft. These improvements will works efficiently, safely, and securely as opera-
improve navigation precision and conform- tional conditions evolve. Figure 1 illustrates the
ance to 4-D flight requirements, which interdependencies of the six UATM services.

AIRSPACE AND PROCEDURE DESIGN


FOUNDATIONAL

Creating urban airspace routes, corridors and procedures


SERVICES

STAKEHOLDERS
INFORMATION EXCHANGE ATM
Exchanging airspace and flight information with all stakeholders UTM
Pilots
Fleet operators
Skyport
DYNAMIC FLOW FLIGHT CONFORMANCE
operators
OPERATIONAL

AIRSPACE MANAGEMENT AUTHORIZATION MONITORING


MANAGEMENT Communities
Spacing aircraft Authorizing Ensuring flights
SERVICES

Managing routes, to maintain the registered aircraft conform to flight


corridors, and integrity of the and pilots for flight authorizations and
airspace boundaries UATM operation in UATM airspace assisting pilots
dynamically during off-nominal
situations

airspace management flight management

data flow URBAN AIR SERVICE PROVIDER

FIGURE 1. INTERACTIONS AND INTERDEPENDENCIES ACROSS THE SIX UATM SERVICES

27
PART 2: ABOVE THE CITY

ENABLING
TECHNOLOGIES
FOR UATM

While UATM will be procedures-based first Technological evolution


and foremost, it will rely on a complex array
of technologies to deliver the suite of UATM
is expected to enhance
services. As these technologies evolve, so will the UATM system and
UATM services. This section highlights some gradually support increased
of the key technologies needed to build a
airspace capacity over time.
dynamic UATM system.
In the end, we believe
Each service is enabled by primary technol- the UATM system will
ogies that directly deliver the UATM service. be a dynamic ecosystem
In turn, these primary technologies rely on
foundational or enabling technologies that
of technologies that will
deliver the relevant foundational data. Table monitor, manage, and
2 presents a service-technology traceability communicate all facets
chart that describes the primary and enabling
technologies that support each UATM service.
of urban flights from
Each service is linked to a set of primary departure to landing.
technology implementation and the founda-
tional/enabling technologies that are needed
The anticipated rise of semi- and fully auton-
to support the primary technology. Some of
omous eVTOLs will require the UATM system
these foundational technologies can be found
to be scalable in several ways. Technological
in modern airspace systems currently being
evolution is expected to enhance the UATM
implemented around the world. The following
system and gradually support increased
technology areas warrant special attention
airspace capacity over time. In the end, we
and are discussed in detail:
believe the UATM system will be a dynamic
ecosystem of technologies that will monitor,
Target/traffic information
manage, and communicate all facets of
urban flights from departure to landing. This
Networks
ecosystem will keep passengers and cargo
safe while they move efficiently and expedi-
Weather systems
tiously throughout the urban airspace.

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PART 2: ABOVE THE CITY

SERVICE
PRIMARY TECHNOLOGY IMPLEMENTATION FOUNDATIONAL/ENABLING TECHNOLOGIES
DESCRIPTION

AIRSPACE Airspace and Procedure Design The following enabling technologies


AND will be implemented by: are needed to support input for Big Data
PROCEDURE • Big Data Analysis Tools Analysis Tools:
DESIGN
• Geographic Display Tools • Traffic Information Systems
• Simulation Tools • Weather Information Systems
• Airspace Structure Databases • Other Information Systems
(i.e., Demographic Information Systems)

INFORMATION Information exchange services The following enabling technologies


EXCHANGE will be implemented by: are needed to support external information
SERVICES • A ground-ground UASP network exchange:
with advanced network technologies • ANSP networks
• A ground-air UASP network with wireless • UTM networks
communication nodes in the air (avionics)
and on the ground (radios) • The internet

• Secure gateways to interface


with external networks

FLIGHT Flight authorization will be The following enabling technologies


AUTHORIZATION implemented by: are needed to support flight authorization:
• Servers accessible through • Target/traffic information systems
the information exchange • Weather information systems
• Flight authorization databases • Flow management systems
• Airspace structure databases
• Information exchange systems

FLOW Flow management will be The following enabling technologies


MANAGEMENT implemented by: are needed to support flow management:
• Big Data Analysis Tools • Target/traffic information systems
• Flight management applications • Weather information systems
for manual control situations • Flight authorization databases
• Information exchange network

DYNAMIC Dynamic airspace management The following enabling technologies


AIRSPACE will be implemented by: are needed to support dynamic airspace
MANAGEMENT • Airspace management applications management:
with decision support capabilities • Weather information systems
• Big Data Analysis Tools • Flight authorization database
• Airspace structure databases • Flow management systems
• Information exchange network

CONFORMANCE Conformance monitoring The following enabling technologies are


MONITORING will be implemented by: needed to support conformance monitoring:
• Flight monitoring applications with • Target information systems
automation capabilities • Flight authorization database
• Information exchange network

TABLE 2. SERVICE-TECHNOLOGY TRACEABILITY CHART

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PART 2: ABOVE THE CITY

TARGET/TRAFFIC
INFORMATION
UASPs must utilize next-generation surveillance are already deployed in modern ATM systems
technologies for monitoring urban air traffic in today and will help to mitigate the risks of
real time. The primary foundation for urban air spoofing/jamming. Storage of target track
traffic surveillance will be GNSS-enabled tech- data will enable big data analytic capabilities
nologies, which will be tailored to work well in for deriving predictive tracking models and
low-altitude, urban areas. However, the surveil- self-learning algorithms. Accurate target
lance system will have redundancies in place in forecasting is essential to bringing about
the event of a GNSS failure. Alternative position, trajectory-based operations (TBO) and will be
navigation, and timing (PNT) technologies discussed further below.
will play a role in ensuring reliable telemetry.
Multilateration technologies can leverage the
communication channel while other completely The primary foundation
independent regional or wide-area locational for urban air traffic
services can provide additional sources for
target position validation.
surveillance will be
GNSS-enabled technologies,
Position tracking for urban air vehicles will which will be tailored to
use an Automatic Dependent Surveillance–
work well in low-altitude,
Broadcast (ADS-B)–like cooperative
surveillance technology that tracks airborne urban areas. However,
vehicles to within one-meter accuracies. the surveillance system
Studies have shown that reuse of ADS-B
will have redundancies
for UAS and/or UATM has many challenges
to overcome. Some models suggest ADS-B in place in the event
reuse can be achieved by simply tweaking of a GNSS failure.
ADS-B parameters for UATM (e.g., trans-
mission power). However, the underlying
assumptions of such models are not easily
validated, and there is considerable risk if
NETWORK
those assumptions do not come to fruition. TECHNOLOGIES
The guesswork can be obviated through
establishment of an ADS-B analogue that To handle the massive amount of data that
operates at a different frequency that is still will be collected, processed and distributed,
within the protected aeronautical radionav- UATM will employ high-bandwidth network
igation spectrum. This approach mitigates capabilities. These capabilities will use both
the risk of impacting existing or future ADS-B wired and wireless communication proto-
system implementations. cols based on the location of assets and
the demand placed on the overall system.
Regardless of the specific technology, urban Moreover, the ground systems will be hosted
air traffic will broadcast real-time state vector in a cloud-based, scalable environment that
information to ground-based receivers where can dynamically respond to increases and
the data will be processed and forwarded to decreases in demand without compromising
UATM systems. Variants of these technologies overall network and computing integrity.

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PART 2: ABOVE THE CITY

Broader latency challenges around the data As with any safety


can be expected and can be sufficiently
critical network, ensuring
addressed with modern network architectures.
Confidentiality, Integrity,
Advanced, software-defined networks will and Availability (CIA)
offer the ability to scale communication is a natural concern. 
resources of a geographical area based on
real-time demand for UATM operations.
To address these concerns,
Emerging wireless communication standards, the safety and security
such as 5G cellular and high-bandwidth Ka principles for UATM
and Ku satellite connections, are touting
networks will leverage
unprecedented data throughput to users in the
near future. While some of these standards those used for ATM.
are not completely mature yet (e.g., 5G), they
will be fully developed by the 2025–2030 time-
frame. The extent to which these technologies All communications will employ a
will support UATM is unclear, but they will standards-based approach to ensure interop-
likely play some role in moving data between erability between systems provided by various
air vehicles and ground systems. manufacturers and vendors. This will provide
vehicle manufacturers, Fleet Operators and
Ground capabilities, from high-capacity fiber service suppliers with flexibility in their
to advanced middleware, will enable seamless system design while meeting the communica-
data integration across the entire urban air tion requirements of the UASP.
service platform, including key stakeholders
such as local and state governments and As with any safety critical network, ensuring
ANSPs. Communication with external networks Confidentiality, Integrity, and Availability
will, of course, require secure network gateways. (CIA) is a natural concern. To address these
Vehicles will act as communication nodes concerns, the safety and security principles
on the network. Not only will they send and for UATM networks will leverage those
receive data for their flight but they will also used for ATM. Those principles are proven
enable echo communications from other as they have resulted in extremely robust
vehicles, thereby creating a dynamic wireless and secure networks, which are sometimes
mesh network that will increase overall network categorized as “aviation grade.” As such,
coverage and efficiency. The ability to create the UATM networks will involve many of
this pseudo-mesh network in the air will largely the same security-focused technical imple-
depend on vehicle equipage; it may be limited at mentations used in ATM networks, such
first. However, over time, vehicles will become as equipment redundancies and access
better equipped and therefore better able to control by Authentication, Authorization,
support networking capabilities in the air. In the and Accounting (AAA). Moreover, each
future, regulators may even enforce equipage networking technology will need to undergo
mandates to ensure vehicles support the overall thorough risk evaluations prior to integration.
system architecture. Even if regulators do not, This security approach, among many others,
UASPs will most likely establish minimum will keep the UATM information exchange
requirements to operate in the airspace. network secure throughout its lifecycle.

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PART 2: ABOVE THE CITY

WEATHER
TECHNOLOGIES
In addition to traffic information, weather Over time, eVTOLs will act
information is another important factor for the
as flying weather sensors.
Flight Authorization process. Modeled flight
trajectories will be compared against current This ‘crowd-sourced’ network
and forecasted weather to ensure that each of weather sensors can provide
flight has a low risk of encountering hazardous a more complete picture
weather. To support this functionality, the UASP
will gain access to existing weather informa-
of weather in urban airspace.
tion systems for both current and forecasted Ultimately, these new weather
weather data. A benefit from operating in dense sensors can provide UASPs
urban environments is the large presence of
with new degrees of weather
weather sensors and forecast systems supplying
a multitude of customers. accuracy and confidence
necessary to support
In some cases, the UASP will also deploy
the anticipated volume
additional weather sensors to create an
integrated weather observation network specif- of urban air traffic.
ically tailored to low altitude areas in urban
environments. As an example, skyports can
provide a platform for hosting hyper-accurate
While weather forecast capabilities will prevent
micro-climate sensors that will provide UASP
many flights from experiencing hazardous
operators real-time conditions for every skyport
conditions, the flight authorization process will
in the urban area. Over time, eVTOLs will act as
ensure there are appropriate contingencies
flying weather sensors. This ‘crowd-sourced’
in place in case of unexpected hazardous
network of weather sensors can provide a more
conditions, which may or may not be weather
complete picture of weather in urban airspace.
related. In general, the evolution of enhanced
Ultimately, these new weather sensors can
forecasting tools and observational weather
provide UASPs with new degrees of weather
sensors are expected to further increase
accuracy and confidence necessary to support
predictability of urban air flight operations.
the anticipated volume of urban air traffic.
Increased predictability means better fidelity,
Advanced forecast analysis tools will also be
which ultimately enables scalability of UAM.
employed by UASPs to predict low altitude
weather phenomena for each flight.

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PART 2: ABOVE THE CITY

USE CASES
The following use cases demonstrate how
UATM works in realistic scenarios during each
phase of flight, starting from pre-departure to
departure, cruise, approach, and land.  These
scenarios describe stakeholders’ actions and
interactions during a:

Flight across the city

Medical emergency during a flight

Reclamation of the airspace with short notice

The diagram below presents a high-level


summary of the interactions between the
fleet operator, the UASP, and the pilot over
the different phases of a typical flight.

PRE-DEPARTURE DEPARTURE CRUISE LAND


FLEET OPERATOR

Receives Selects Submits


passenger pilot and flight request
booking eVTOL to UASP
AUTHORIZATION

CONFORMANCE
MANAGEMENT

MANAGEMENT

MONITORING
AIRSPACE
DYNAMIC

FLIGHT
FLOW
UASP

Moves, opens, and closes routes Checks flight request Issues 4D flight Monitors flight for
and airspace depending on weather, for flow constraints and authorization conformance to flight
ANSP needs and flow demands selects optimal routes to pilot authorization
eVTOL PILOT

Accepts and Ensures flight meets Lands at skyport


downloads flight Departs 4D flight authorization and sends notice
authorization skyport requirements of flight termination

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PART 2: ABOVE THE CITY

SCENARIO 1:
FLIGHT ACROSS THE CITY
An eVTOL travels across an urban area.

PRE-DEPARTURE

The fleet operator receives a request for a registered for UATM operation and checks
flight and then begins to identify an available the certification of the aircraft and crew to
eVTOL and pilot. The fleet operator assesses fly in corridors that require high-level CNS
skyport availability, flight routes, weather, capabilities. The UASP coordinates with
and any other information necessary for the departure and arrival skyport operators
assigning a flight to a suitable pilot and to ensure TOL pads are available at the
aircraft. After selecting an eVTOL and a pilot assigned departure and arrival times. Using
and coordinating with the skyport operator, predictive analysis, the UASP checks the
the fleet operator applies for a flight author- flight request against numerous factors,
ization by submitting a flight request to the including traffic flows, weather, and airspace
UASP. The flight request states the departure restrictions. The UASP may also coordinate
skyport, the destination, and the departure with the ANSP and USSs as needed to
time. It will also identify the pilot and aircraft. identify an acceptable route.

Upon receiving the flight request, the UASP The UASP approves the flight request and
begins finding an optimal route. First, the sends the flight authorization to the pilot
UASP confirms the aircraft and pilot are and fleet operator via digital messaging. The

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PART 2: ABOVE THE CITY

flight authorization contains the approved speed. The aircraft’s detect-and-avoid func-
route, departure time, arrival time, corridor tionality supports the pilot’s situation aware-
entry place and time, 4-D metering require- ness about nearby aircraft and obstacles. The
ments, and the assigned TOL pad. If a problem pilot continually scans the avionic displays to
with the flight request had been found, the ensure conformance to the assigned route and
UASP would have recommended a change to to monitor the status of the aircraft systems,
the fleet operator. The recommendation may as well as meteorological updates. The pilot
include using a nearby skyport or an amended also scans for any digital messages from the
departure time. Alternatively, the UASP may UASP or the fleet operator.
reject the flight request if no acceptable
amendments can be found. In the end, the While the aircraft is in flight, the UASP moni-
UASP will always provide a recommendation, tors its conformance to the assigned route and
but it will be up to the fleet operator and pilot 4-D requirements. If the UASP predicts that an
to accept the recommendation. aircraft is at risk of missing its 4-D waypoint,
the UASP will send a digital message to
prompt the pilot to adjust the speed, route, or
DEPARTURE altitude as needed.

The assigned eVTOL is already at the skyport


when the pilot arrives. While passengers APPROACH
and goods are loading onto the flight, the
pilot accepts the flight authorization and As the aircraft approaches the destination,
then downloads it from the network into the pilot ensures the TOL pad and surrounding
the aircraft’s navigation system. The aircraft airspace is free of hazards such as obstacles
departs from the skyport at its assigned or gusty winds. Prior to landing, the skyport
time. As the flight departs, the network operator may send a digital message to the
updates with a notice of the flight’s departure pilot to assign the flight a specific TOL pad.
time generated from the aircraft’s avionics.
The skyport operator will access this flight
information to ensure the TOL pad remains LANDING
available when the aircraft lands and will
share this information to inform fleet opera- The pilot lands at the designated TOL pad
tors about TOL pad availability at the skyport. within the assigned time window. Depending
on the skyport, the pilot will then clear the
TOL pad so that other flights can land on the
CRUISE pad. The passengers disembark the aircraft
and exit through the skyport terminal. The
During the flight, the avionics, beacons, and pilot sends a notice using the network to
sensors provide the UASP and nearby aircraft indicate that the flight terminated safely at its
that have cooperative surveillance systems destination. This information is updated and
with updates about the aircraft’s position and shared with all network users.

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PART 2: ABOVE THE CITY

UASP

SCENARIO 2:
IN-FLIGHT MEDICAL EMERGENCY

The Pre-Departure and Departure events are The UASP analyzes the request and uses
the same as those in Scenario 1. However, the information exchange system to search
when a medical emergency is declared skyport data for the closest hospital with an
during the Cruise phase of flight, the available TOL pad. The UASP generates an
events unfold differently. This scenario also updated flight authorization that reroutes
assumes that procedures are in place to the aircraft to a nearby hospital. The updated
ensure that TOL pads are available along the flight authorization is sent to the pilot and
route in case of emergencies. fleet operator via a digital messaging system.
The pilot assesses the reroute, accepts the
new flight authorization, and downloads it to
CRUISE the flight management system.

During flight, a passenger experiences a Once the flight authorization is accepted,


medical issue and the pilot declares an emer- the UASP flow management system assesses
gency. The pilot needs to divert and provide how the emergency impacts the airspace.
the passenger with immediate medical assis- Priority is given to the aircraft experiencing
tance. Using voice communications services, the in-flight medical emergency, but the flow
the pilot contacts the UASP and requests an management system minimizes the reroutes
immediate reroute to a hospital. required of the other vehicles sharing

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PART 2: ABOVE THE CITY

the airspace, such as passenger-carrying LANDING


aircraft and sUASs operating in adjacent
airspace. Continuous, accurate, and timely The pilot lands at the hospital and is met by
information exchange between all traffic medical personnel. The other passengers
management systems, along with estab- disembark and the pilot clears the TOL pad to
lished procedures, is critical to maintaining allow other aircraft to land. The pilot sends a
the safety of the airspace. notice to the network to indicate that the flight
terminated safely at its destination. This infor-
While the pilot flies to the hospital, the mation is updated and shared with all network
UASP notifies the medical facility of an users. The fleet operator then coordinates with
impending arrival. The UASP also monitors the skyport operator at the originally intended
the flight and stays in contact with the pilot destination and submits a new flight request
until the flight lands. to the UASP, so that the pilot may transport
the remaining passengers to the original
destination with a new flight authorization.

37
PART 2: ABOVE THE CITY

SCENARIO 3:
RECLAMATION OF THE AIRSPACE
WITH SHORT NOTICE
The ANSP needs to reclaim control over a section
of UATM airspace and declares a TFR. The UASP
geofences the area and reroutes traffic.

RECEIVING THE TFR ALERT predictive analysis tools identify optimal


alternate routes for the current traffic and use
ATM informs the UASP that a TFR has been data from the information exchange system to
activated over a section of low-altitude find skyports near the affected area that can
airspace. In collaboration with ATM, the UASP accommodate any diverted flights. The UASP
identifies the lateral and vertical boundaries of collaborates with skyport operators to iden-
the TFR area and the affected routes/corridors. tify alternative departure and TOL pads and
ensure that emergency TOL pads are available
during the TFR. The UASP also notifies all fleet
REROUTING FLIGHTS operators and pilots about the suspended
operations in the TFR by broadcasting a
The UASP informs affected skyport operators digital message and updating the information
of the TFR and identifies the flights currently exchange network. As the UASP receives
en route into the affected area. No new flights new flight requests, the UASP analyzes the
are authorized for entry into the TFR zone. requests and issues alternative destinations if
To keep UATM traffic flowing efficiently, the a requested destination is within the TFR.
38
PART 2: ABOVE THE CITY

FLYING A REVISED ROUTE LANDING

All flights that are en route to the reclaimed For those flights that are rerouted to an
airspace receive a revised flight authorization alternate TOL pad, the pilot will land, and
via digital messaging or very high frequency the passengers will disembark. The UASP
(VHF) radios if they are not equipped with will have rerouted the flight to a skyport near
digital messaging avionics. Each pilot who but outside the TFR zone. The pilot sends a
electronically receives a revised flight author- notice using the network to indicate that the
ization acknowledges the message and then flight terminated safely at its destination. This
downloads the new flight authorization into information is updated and shared with all
the aircraft Flight Management System. network users. In consultation with the fleet
operator, the pilot creates a plan to reposition
The pilots inform their passengers of the the aircraft for the next flight.
TFR and the need to reroute. If a destination
is within the TFR area, the pilots inform
their passengers of the assigned alternate
destination. Each pilot then continues
the flight following the revised route.
Meanwhile, the UASP monitors the rerouted
flights to confirm conformance to each
revised flight authorization.

39
PART 3

PREPARING FOR
TOMORROW
PART 3: PREPARING FOR TOMORROW

Collaboration must
start today if we are
to reap the benefits
of UAM tomorrow.
In the next decade, urban air travel
will become a mainstream experience.
Commuting to connect with family and
friends will demand less time and effort.
Delivering goods and services to customers
will be more efficient, and responding to
emergencies will be less encumbered by
traffic congestion.

As this industry unfolds, communities,


regulators, ANSPs, and other stakeholders
have the opportunity to plan and shape the
future of UAM. Stakeholder involvement
throughout all stages of development will
be crucial in designing how we move about
urban areas and the infrastructure that
supports that future.

41
PART 3: PREPARING FOR TOMORROW

COMMUNITY INVOLVEMENT
AND ENVIRONMENTAL
CONSIDERATIONS
Community leaders, educators, and city plan- aviation experts as the biggest constraints
ners will soon have a chance to participate in to the growth of the UAM industry (Vascik &
consultations and forums with stakeholders Hansman, 2017a; ICAO, 2017).
from private industry and government to ensure
that the UATM system is designed with consid-
eration for community issues. Through social Stakeholder involvement
media and face-to-face meetings, they will iden- throughout all stages of
tify the areas with the highest demand, discuss
how to operate most efficiently, and plan ways
development will be crucial
to minimize noise levels and emissions. Along in designing how we move
with ATM interactions and the ability to achieve about urban areas and the
desired flight densities, noise management,
infrastructure that supports
community acceptance, and accessibility of
ground infrastructure have been identified by that future.
42
PART 3: PREPARING FOR TOMORROW

UATM airspace and procedure design will play for eVTOL operations to achieve operational
a lead role in ensuring that these considera- viability, as well as emissions minimization.
tions are appropriately addressed. ANSPs and UATM will play a key role to ensure that routes
regulators will play a pivotal role in ensuring are as efficient as possible and that congestion
that both UAM operators and community is minimized. There may be opportunities to
considerations are taken into account. This design routes to ensure that noise is either
will include facilitating the development and concentrated over low population areas or
implementation of community agreements and spread out to ensure that community areas
legislation to ensure that appropriate noise receive respite.
management occurs and that the UAM industry
develops in line with existing noise abatement
regulations. Similarly, simulation testing should ANSPs and regulators will
be conducted early to provide risk assessments play a pivotal role in ensuring
for risk mitigation and analysis. Through the use
of data analysis tools, industry developers and
that both UAM operators and
government regulators can define the urban community considerations are
routes best suited for on-demand transport and taken into account.
transport of cargo and medical services. Some
factors that will be considered are weather
hazards, obstacles, avoidance of environmen- Another key issue that impacts both flight
tally sensitive areas, and areas where additional efficiency and noise management is the
safety redundancies are required, particularly location of skyports. In these decisions
for high-volume routes. and the resultant routes, the urban avia-
tion industry will need to adopt the ICAO
Environmental considerations will be a balanced approach to aircraft noise manage-
significant part of preparing for the growth ment (ICAO, 2008). This approach looks to
of urban aviation. ANSPs and regulators will ensure that noise is tackled at a specific
play an important role in helping aircraft location using a variety of approaches,
operators manage both their emissions and including land-use planning and manage-
noise impacts. The UASP will oversee the ment, noise abatement, operational proce-
urban airspace day to day, ensuring that these dures, and operating restrictions. Fleet
considerations are appropriately addressed. operators, skyport operators, and the UASP
Minimizing energy usage, and the resulting will need to collaborate to consult and
emissions, directly aligns with UAM operators’ engage with the community and government
objectives to perform operations in the most to mitigate the potential environmental
efficient manner. Flight efficiency is critical constraints to urban aviation operations.

43
PART 3: PREPARING FOR TOMORROW

SAFETY AND
SECURITY IN THE
UATM SYSTEM
The safety and security standards of the avia- exist and develop robust mitigation strategies.
tion industry are high, and the challenge for Many advances in automation will be proven
UATM to meet, or even exceed, this standard out through data that is collected by the UASP
is considerable. Without a safe, secure, and during UAM operations in UATM airspace.
resilient UATM system, the industry will not Operations in early adopter cities will provide
grow to its full potential, and the benefits data that will help regulators understand what
to the community and economy will not be separation requirements will be appropriate
fully realized. Ongoing risk analysis and for future implementations.
technological evolutions in both aircraft and
traffic management systems will continue
to shape and reshape the industry. Beyond
Beyond physical safety,
physical safety, the UAM industry will need
a robust commitment to cybersecurity, with the UAM industry will
cyber-resilient systems end-to-end. With need a robust commitment
continued advancements in autonomy, along
to cybersecurity, with
with the technological interdependencies
the UATM system will contain, cybersecurity cyber-resilient systems
will be critical for ensuring the safety of both end-to-end.
aircraft and the urban public below.

The UASP will play a pivotal role in enhancing Given that the UAM industry will introduce
and maintaining the safety of the UAM a new type of aircraft into a new operational
industry. The UASP’s safety management context, safety analyses using a wide range
system (SMS) will capture real-time safety of strategies, including fast-time simulations,
reports that will inform continual safety human-in-the-loop experiments, failure
improvement efforts. Using high-precision modes and effects analysis, and other types
surveillance capabilities, the UASP will of risk analysis will be critical to identifying
monitor the adherence of UAM aircraft to where new opportunities for system failures
flight authorizations. Furthermore, these data and human errors may arise. Accordingly,
will provide stakeholders with insight that can results from these analyses will inform the
be used to proactively improve each fleet’s development of risk mitigation strategies.
operational safety performance. These data Safety in the ATM terminal environment will
will also allow regulators to confirm that traffic also need to be addressed in detail, as this
complexity is well managed and thus support vision mainly covers the relationship between
the safety case for higher capacity operations the UASP and fleet operators. However,
in the future. Early research and analysis will the UATM system will play a critical role in
assist the UASP, aircraft manufacturers, fleet enabling communication between all stake-
operators, regulators, and ANSPs to identify holders in UAM who will need to set stand-
where technological and procedural risks ards, protocols, and procedures.

44
PART 3: PREPARING FOR TOMORROW

ONWARD
The next chapter in urban transportation has to address the upcoming challenges that
already commenced. Aircraft manufacturers eVTOLs will bring to the urban environment,
are already taking to the skies and testing but we need to begin collaboration and
their latest eVTOL models. Architects are consultation now if we are to create a smart,
busy designing our future skyports. Battery integrated, and thoughtful airspace solution.
engineers are trialing new technologies that A future is possible where we can look
will power future flights. In short, the revolu- up and see eVTOLs coexisting with other
tion in urban mobility has quietly arrived. aircraft, where an on-demand flight can take
us aloft and deliver us safely to our work-
Designing an urban airspace system that places, families, and friends.
melds these aircraft with other airspace
users will require collaboration and a bold, Come with us—work with us—as we start the
unwavering commitment to safety. We journey to transform the vision of Flight Plan
have the innovative tools and the insight 2030 to a reality.

45
REFERENCES

Booz Allen Hamilton. (2018). Executive Kopardekar, P., Rios, J., Prevot, T., Johnson, M.,
briefing. Urban air mobility (UAM) market Jung, J., & Robinson, J. E. (2016). Unmanned
study. Retrieved from HTTPS://WWW.NASA. aircraft system traffic management
GOV/SITES/DEFAULT/FILES/ATOMS/FILES/BAH-UA (UTM) concept of operations. Retrieved
M-EXECUTIVE-BRIEFING-TO-POST.PDF from HTTPS://UTM.ARC.NASA.GOV/DOCS/
KOPARDEKAR_2016-3292_ATIO.PDF

Federal Aviation Administration. (2018).


Unmanned aircraft system (UAS) traffic Porsche Consulting. (2019). The future
management concept of operations V1.0. of vertical mobility. Retrieved from
Retrieved from HTTPS://UTM.ARC.NASA.GOV/ HTTPS://WWW.PORSCHE-CONSULTING.COM/
DOCS/2018-UTM-CONOPS-V1.0.PDF FILEADMIN/DOCS/04_MEDIEN/PUBLIKATIONEN/
TT1371_THE_FUTURE_OF_VERTICAL_MOBILITY/
THE_FUTURE_OF_VERTICAL_MOBILITY_A_PORSCHE_
International Civil Aviation Organization.
CONSULTING_STUDY__C_2018.PDF
(2008). Guidance on the balanced approach
to noise management (ICAO document 9829).
Montreal, Canada. Rios, J. L., Mulfinger, D. G., Smith, I. S.,
Venkatesan, P., Smith, D., Baskaran, V., &
Wang, L., (2017)., UTM Data Working Group
International Civil Aviation Organization.
Demonstration 1. Final report (NASA/
(2016). 2016-2030 Global Air Navigation
TM-2017-219494). Retrieved from HTTPS://
Plan. Retrieved from HTTPS://WWW.ICAO.INT/
WWW.AVIATIONSYSTEMSDIVISION.ARC.NASA.GOV/
AIRNAVIGATION/DOCUMENTS/GANP-2016-MOBILE.PDF
PUBLICATIONS/2017/NASA-TM-2017-219494.PDF

International Civil Aviation Organization.


Vascik, P. D., & Hansman, R. J. (2017a).
(2017). Community engagement for aviation
Constraint identification in on-demand
environmental management (Circular
mobility for aviation through an exploratory
351). Retrieved from HTTPS://WWW.ICAO.INT/
case study of Los Angeles. Proceedings of the
ENVIRONMENTAL-PROTECTION/DOCUMENTS/
17th AIAA Aviation Technology, Integration,
COMMUNITY_ENGAGEMENT_FOR%20AVIATION%20
and Operations Conference, Denver, CO. doi:
ENVIRONMENTAL_%20MANAGEMENT.EN.PDF
10.2514/6.2017-3083.

International Air Transport Association.


Vascik, P. D., & Hansman, R. J. (2017b).
(2017, October 24). 2036 forecast reveals
Systems-level analysis of demand mobility
air passengers will nearly double to 7.8
for aviation (Report No. ICAT-2017-02).
billion. Retrieved from HTTPS://WWW.ICAO.
Cambridge, MA: MIT International Center for
INT/ENVIRONMENTAL-PROTECTION/DOCUMENTS/
Air Transportation.
COMMUNITY_ENGAGEMENT_FOR%20AVIATION%20
ENVIRONMENTAL_%20MANAGEMENT.EN.PDF

46
ACRONYMS

AAA Authentication, authorization, and accounting

ADS-B Automatic Dependent Surveillance–Broadcast

AI Artificial intelligence

ANSP Air navigation service provider

ATC Air traffic control

ATM Air traffic management

CIA Confidentiality, integrity, and availability

CNS Communication, navigation, and surveillance

C-UAS Counter unmanned aircraft system

eVTOL Electric vertical take-off and landing vehicle

FIMS Flight Information Management System

GA General aviation

GNSS Global Navigation Satellite System

GPS Global Positioning System

ICAO International Civil Aviation Organization

IATA International Air Transport Association

PBN Performance-based navigation

PNT Position, navigation, and timing

SMS Safety management system

sUAS Small unmanned aircraft system

SWIM System Wide Information Management

TBO Trajectory-based operations

TFR Temporary flight restriction

TOL Take-off and landing

UAS Unmanned aircraft system

UASP Urban airspace service provider

UAM Urban air mobility

UATM Urban air traffic management

USS UAS service supplier

UTM UAS traffic management

VHF Very high frequency

47
GLOSSARY

eVTOL A new type of vertical take-off


and landing aircraft that will
be powered by batteries hybrid
engines, and/or other new
technology. It will transport two
to six passengers across short- to
mid-range distances. Some eVTOLs
will look similar to a helicopter
while other designs will be
unprecedented.

Fleet Operator An entity that operates one


or more aircraft that provides
UAM services in the low-altitude
urban environment.

Skyport A location where urban flights


will arrive and depart. A skyport
may have one or many Take-off/
Landing pads.

Skyport Operator An entity that manages skyport


services and the operation of
take-off/landing pads.

Urban Air Mobility On-demand urban air services


that carry passengers and cargo
across a metropolitan area.

Urban Airspace An entity that manages UAM


Service Provider traffic and provides UATM
services over an urban area.

Urban Air Traffic A system that will use strategically


Management designed airspace structures and
procedures to ensure urban flights
remain safe and efficient while
minimizing the impact on ATM.

48

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