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Global Challenges 2017 Gillespie Agriculture Food Systems and Nutrition Meeting The Challenge
Global Challenges 2017 Gillespie Agriculture Food Systems and Nutrition Meeting The Challenge
com
Review
the Challenge
Stuart Gillespie* and Mara van den Bold
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2. What Causes Malnutrition? “an environment that promotes gaining weight and one that is
Review
Figure 1. Framework for actions to achieve optimum fetal and child nutrition and development.[21]
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Review
Figure 2. The TANDI framework conceptualizing pathways and links between agricultural livelihoods and nutrition outcomes.[31,32]
water, sanitation, and hygiene (WASH) can increase the nutri- In recent years, one particular framework, developed for the
tional benefits of agricultural programs and policies aimed at Tackling the Agriculture–Nutrition Disconnect in India (TANDI)
improving diets by reducing disease and enhancing nutrient project and shown in Figure 2, has been used to conceptualize
absorption. And linkages between local agricultural production pathways through which the agriculture sector may impact
and school feeding may generate win–win benefits: income for nutrition outcomes.[31,32] This is complementary to the more
small producers and their families, and nutrition and cognitive inclusive “global” framework (Figure 1), as it only seeks to
gains (and likely future income) for school-age children. unpack drivers and links between one sector—agriculture—and
While recognizing this essential multisectorality of nutrition, nutrition.
we will focus our attention in this paper on agriculture and food Six pathways linking agriculture and nutrition are high-
systems and their relationship with nutrition. The next section lighted in this framework, numbered in Figure 2 and summa-
focuses on the evidence base with regards to linkages between rized here:
agriculture and undernutrition, as this has been where much
past work has been concentrated. We focus particularly on the • Pathway 1: Agriculture as a source of food for household con-
findings of recent studies and on reviews in the public health sumption: the most direct pathway by which household ag-
and nutrition literature that contextualize this work with regard to ricultural production translates into consumption (via crops
older studies that emerged in the 1990s–2000s. This is followed cultivated by the household).
by a section that broadens the review to food systems and malnu- • Pathway 2: Agriculture as a source of income for food and
trition, with a focus on diets and obesity. Drawing on the mate- nonfood expenditures: agriculture generates income (via
rial we review, we conclude with a set of recommended actions to wages earned or through sale of food produced), which is
enhance the nutrition-sensitivity of agriculture and food systems. translated into expenditure on nutrition-enhancing goods
and services (including health, education, and social services).
• Pathway 3: Effects of agriculture policy and food prices on
3. Agriculture and Nutrition food consumption: this link involves a range of supply-and-
demand factors that affect food prices, which in turn affect
Agriculture produces the food people eat and is the primary purchasing power of net buyers.
source of livelihood (employment, income) for most the world’s • Pathway 4: Effects of women’s employment in agriculture
poor, who, in turn, are most vulnerable to ill health and mal- on intrahousehold decision making and resource allocation:
nutrition. Agricultural development has enormous potential to agricultural labor conditions can influence the empower-
make significant contributions to reducing malnutrition and ment of women and thus their control over nutrition-relevant
associated ill health. With its close links to both the immediate resources and decision making, particularly regarding food
causes of undernutrition (diets, feeding practices, and health) and healthcare.
and its underlying determinants (such as income, food security, • Pathway 5: Effects of women’s employment in agriculture
education, access to WASH and health services, and gender on childcare and child feeding: relates to the challenges that
equity), the agriculture sector can play a much stronger role heavy and prolonged female workloads in agriculture present
than in the past in improving nutrition outcomes.[29,30] to ensuring adequate care for young children.
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• Pathway 6: Effects of women’s employment in agriculture on the linkages between child undernutrition and maternal socio-
Review
their own nutritional and health status: relates to the energy- economic and nutritional status. Agricultural production condi-
intensive nature of agricultural labor and effects on maternal tions can affect women’s decision-making power and control of
nutritional and health status, and to related health hazards nutrition-relevant resources (Pathway 4), as well as their ability to
(including exposure to pathogens through waste water irriga- manage the care of young children which is of huge importance
tion and/or livestock and poultry in the homestead). for nutrition (Pathway 5).[36] At this point we can again see impor-
tant trade-offs between several pathways. The TANDI initiative,
Though these pathways are depicted separately, they overlap for example, has shown that if a rise in the demand for female
and interact. Pathways 1 and 2, for example, relate to the “sepa- agricultural labor is not matched by enhanced decision-making
rability” hypothesis.[29,33] Like other productive sectors, agricul- power and control of household resources (including time),
ture generates income that can be spent on nutrition-enhancing both women and children’s nutritional status may suffer. Finally,
goods and services (Pathway 2), although agriculture is generally Pathway 6 addresses the possibility that the often arduous and
a more important source of income for the poor and undernour- hazardous conditions of agricultural labor in India pose substan-
ished, both directly, and through the so called “multiplier effects” tial risks for maternal nutritional status and an intergenerational
on other sectors.[34] Because of various market failures, however, transmission of undernutrition.
farmers may choose to grow food that they consume (Pathway 1), In Box 1, we highlight a recent review of agriculture and nutri-
thus rendering agriculture a special sector for nutrition, but also tion links in six countries (three in South Asia, three in sub-
opening up complex dynamic policy tradeoffs.[29,35] Pathway 3 Saharan Africa), as part of the Leveraging Agriculture for Nutrition
highlights the macroeconomic linkages between agricultural pro- in South Asia (LANSA) and Leveraging Agriculture for Nutrition
duction conditions and food prices, which can drive consumption in East Africa (LANEA) initiatives. These reviews all applied the
decisions. Pathways 4–6 go beyond price and income to focus on TANDI framework in a set of structured evidence reviews.[37]
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In spite of recent positive trends in commitments and invest- A more recent review of eight studies by Carletto et al. (2015)
Review
ments in increasing the nutrition-sensitivity of agriculture, examined the relationship between agricultural production
examples of success in improving maternal and child nutrition (crops and livestock), dietary diversity in households, and child
documented through standardized rigorous methods has only and maternal diet and nutrition outcomes in sub-Saharan Africa
started to emerge.[46–49] To date, there is still limited evidence and South Asia, and found that, together, these studies dem-
that agricultural interventions are benefiting nutrition or that onstrated that household agricultural production can directly
agricultural growth consistently leads to nutritional improve- influence household dietary patterns and the nutritional status
ments.[50,51] In many low- and middle-income countries, large of household members, but the extent of impact depends on a
changes in agricultural policy and practice have generated variety of factors including location, commodities, and the role
relatively small changes in nutrition.[32,52] of livestock.[60]
While agriculture has relatively high economic returns to Several studies have pointed to improved impacts on nutri-
investment, and has an immense potential to reduce undernutri- tion if agricultural interventions are targeted to women and
tion, it is well-known that an improvement in food production or when specific work is done around women’s empowerment (for
consumption does not necessarily lead to improvements in health example, through behavior change communication), mediated
and nutrition outcomes.[50,53] As Figure 1 shows, poor quality of through women’s time use, women’s own health and nutrition
health services, disease (possibly agriculture-related), lack of ade- status, and women’s access to and control over resources as well
quate sanitation and hygiene, and lack of women’s empowerment as intrahousehold decision-making power.[50,61–67]
can subvert agriculture’s positive impacts on nutrition outcomes. In the most recent review, Fiorella et al. (2016) exam-
As a consequence, the potential of agriculture to reduce undernu- ined 42 evaluations of agricultural interventions and their
trition is not being realized in many countries.[29,40,41,50,54] impact on child and maternal nutrition, and found that fur-
Focusing specifically on agricultural interventions—primarily ther information regarding agricultural programs’ impact on
related to home gardening and animal/dairy production—evi- time burdens, income, and expenditures would be useful in
dence is mixed in terms of their impacts on nutrition-related evaluation findings. They called for greater consideration of
indicators. While several studies in the late 2000s—mostly political, economic, environmental, and cultural factors in the
in South Asia and Africa south of the Sahara—documented assessment of particular projects (such as land tenure, weather
positive impacts on intermediary nutrition outcomes, such as patterns, resource access, and government policies), as these
dietary diversity, household production and consumption, and can substantially impact their outcome.[71]
child and maternal intake of “target” foods and micronutrients, Lack of evidence of impact however is not equivalent to lack
evidence of impact on nutrition outcomes—particularly child of impact. Weak program design and implementation, and/
anthropometry and micronutrient status—was much more lim- or a lack of methodological rigor in designing evaluations and
ited, except in relation to vitamin A intake and status.[50,55–59] studies have limited the evidence base.[50,57–59,72,73]
As Herforth and Ballard (2016) state: “[t]he evidence base for of rigorous evaluations (i.e., adequate sample size, appropriate
impact of agriculture on nutrition is bounded by what is meas- comparison groups), (ii) few interventions targeted to the first
ured.”[74] Reviews have highlighted the following limitations: (i) lack 1000 days (window of opportunity for impacting child nutrition),
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(iii) weak design and implementation in terms of programs’ Pingali et al (2016) suggest a three-step typology of agri-food
Review
nutrition-sensitivity (such as use of food expenditure or house- systems that reflect stages of structural transformation that
hold calorie consumption as indicators but no use of anthropom- countries go through, and the need to articulate different strate-
etry or dietary diversity indicators).[29,50] As Herforth and Ballard gies (to enhance agriculture’s contribution to diet quality and
(2016) suggest, there is a need to consider what is appropriate and nutrition) for each typology:[88]
feasible regarding indicators of agriculture’s impact on nutrition.
Is it reasonable to expect impacts on stunting, and to be able to 1. Low-productive agricultural systems (e.g., sub-Saharan Africa)
attribute them to an agricultural intervention? They call for a wider need yield enhancement, while maintaining production
array of indicators to capture change along impact pathways, such diversity and ensuring equitable conditions for working women.
as women’s empowerment, food and health environments, and 2. Modernizing systems (e.g., Asia) need to diversify away from
dietary quality (we return to this in the final section).[65] conventional staples to focus more on legumes and micronu-
trient-rich foods.
3. Commercialized systems (e.g., Europe, North America)
4. Food Systems, Dietary Change, and Obesity need to regulate ultra-processed foods and seek to reduce
consumers’ sugar and salt consumption.
Food systems are changing rapidly.[75] Globalization, trade liber-
alization, and rapid urbanization have led to major shifts in the Similarly, the Global Nutrition Report has a more fine-grained
availability, affordability, and acceptability of different types of differentiation of five stages of food system “evolution”:[89]
food, which has driven a nutrition transition in many countries
in the developing world.[76–79]
1. Rural food systems (low agricultural productivity, high
Globalization generates marketing systems that require food
reliance on staples (e.g., Bangladesh, Ethiopia).
production to be intensified and standardized. Food produc-
2. Emerging food systems (more urbanized, still reliant on
tion has become more capital-intensive and supply chains have
staples (e.g., Pakistan, Thailand).
grown longer as basic ingredients undergo multiple transfor-
3. Transitioning food systems (e.g., Brazil, Malaysia).
mations before the final product.[80] Value chains shift power
4. Mixed food systems (moderate productivity, urbanization,
from producers to retailers and supermarkets. Standardization
low dependence on staples (e.g., Germany, Italy).
benefits larger suppliers rendering global markets more diffi-
5. Industrial food systems (highly urbanized, low dependence
cult to access for smallholder farmers. Family agriculture and
on staples (e.g., USA, Sweden).
associated (agro)biodiversity is being marginalized, though
smallholders continue to play a crucial role in supplying local
markets with fresh and affordable agricultural produce. For each typology, a series of indicators can be used to
The consequences of an increasing globalization of value measure four types of food system outcomes: food affordability,
chains reach well beyond the agricultural production system: dietary diversity, health and nutritional status, and environ-
the emergence of fast food outlets and supermarkets, the inten- mental sustainability. Different systems have different require-
sification of advertising and marketing of comparably cheap ments if they are to be nutrition-friendly and sustainable.[11]
industrialized products, and foreign direct investment in devel- Industrial systems need to increase fresh food consumption
oping countries and accelerating urbanization, have translated and rebalance protein sources away from certain animals;
into major and rapid shifts in dietary patterns. The consump- mixed systems need to reduce packaged food consumption;
tion of low nutritional quality, energy-dense, ultra-processed transitioning systems need to increase productivity and pro-
food and drinks, and fried snacks and sweets has risen dramati- duction diversity; emerging systems must reduce the “double
cally in the past decade.[79] Aggressive marketing of such foods burden” through more affordable, healthy food, in an environ-
by transnational companies has coincided with a shift from mentally sustainable way, and rural systems need to focus on
home-prepared/home-based meals to pre-prepared/ready-to-eat improving productivity and ensuring food security.[11]
meals.[80,81] Combined with increasingly sedentary lifestyles, In addition to applying a nutrition lens to food systems, it
rates of overweight and obesity and associated diet-related is important to understand how they are increasingly threat-
chronic diseases have skyrocketed.[54,82–86] ened by (as well as contribute to) ongoing environmental
The diet transition plays out against this backdrop, and it moves trends, including global warming, desertification, and the
through different phases, as incomes tend to rise. As incomes increasing use of food crops for nonfood purposes. Increasing
rise, the urban poor and emerging middle-class households tend demands for energy-intensive products also exacerbate envi-
to reduce their consumption of cereals, roots, and tubers while ronmental impacts of food value chains: industrial agriculture,
increasing demand for refined grains and flours, sugar, salt, and intensifying production of high-yield starchy staples through
fats. Demand for processed, convenience/fast foods at supermar- monoculture agriculture, leading to significant loss of food bio-
kets, restaurants, and informal street foods rises. For middle-class diversity; excessive use of agricultural chemicals to extract more
population groups, demand for fruits, vegetables, and ASF, such dietary energy from every hectare while contaminating the very
as dairy, poultry, eggs, meat, and fish, strongly increases.[85] In food it produces, along with groundwater and the soil; and the
high- and middle-income countries, consumption of healthier greenhouse gas emissions from livestock industries to feed
foods has grown in the past two decades, but particularly in the ever-increasing demand for meat and dairy products.[90]
low-income countries, consumption of less healthy foods, such as Weather-related shocks linked to climate change may increase
processed meats and sugars, is rising even faster.[87] harvest failures, driving world food prices.
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5. Meeting the Challenge works at scale” and knowledge of how change can be catalyzed
Review
and sustained.
Over the last five years there has been a flurry of activity in
terms of research and policy engagement on agriculture, food • Identify and embed appropriate nutrition-relevant indicators
systems, and nutrition. In addition to the TANDI, LANSA, and metrics, including (a) indicators of inputs, processes, and
and LANEA initiatives described in this review, the CGIAR’s outcomes of agri-food systems, and (b) collection of nationally
Agriculture for Nutrition and Health (A4NH) program, representative integrated data across agriculture, food systems,
Transform Nutrition, the World Bank, FAO, Action Contre nutrition, and health that reveal interactions and linkages.
la Faim, Save the Children and the UN Standing Committee • Use such data to progressively apply a nutrition lens to food
on Nutrition have all been active in commissioning relevant systems and value chains, where “value” is no longer simply
studies, reviews, and recommendations.[91–98] Most recently, the monetary. Such a nutrition lens would need to be bifocal—on
three Global Nutrition Reports and the Global Panel on Agri- the one hand reviewing likely implications and impacts on
culture and Food Systems for Nutrition flagship report “Food undernutrition (including micronutrient deficiencies) for vul-
systems and diets: facing the challenges of the 21st century” nerable groups, and on the other, reviewing likely impacts on
have reviewed the evolving landscape. Recommendations from overweight and obesity.
this work are similar and reinforcing.[1,2,11,99] • Evaluate programs, document “stories of change” and show
In this final section, we structure and summarize these main what’s possible (including “low hanging fruits,” and high-
recommendations, using both the enabling environment three- impact, rapid-return actions) to build demand. Highlight the
domain framework described earlier, along with the Global “win–win” synergies (e.g., linking small-scale local production
Panel’s categorization of four clusters of policy options (see with school feeding initiatives).
Figure 3).[24] Written in bullet form, these are largely recom- • Generate evidence on how to scale up and sustain nutrition-
mendations for policymakers and investors in nutrition, toward sensitive actions.
creating and sustaining enabling policy and institutional envi- • Raise awareness (using relevant media and communications
ronments for agri-food systems to generate nutritional benefits. channels) and generate demand for diets and food systems
that are sustainable and healthy. Agriculture should be per-
1. Knowledge, evidence, and communication. ceived to be not solely about food and feeding, but also about
nutrition and nourishing.
The first domain of the enabling environment framework • Support/fund rigorous monitoring of nutrition effects (path-
comprises data, evidence, and knowledge (both of the nature ways and outcomes) of agricultural investments, and more
of the “agriculture–nutrition disconnect” in this case and the and better operational research and impact evaluations.
potential solutions/responses), along with approaches to • Carry out more focused research to reveal trade-offs and
framing and communicating this knowledge to those who can potential synergies of nutrition-sensitive agriculture.
use it. The priority now—as reflected in most of the recom- • Strengthen feedback and evidence-to-action loops so that
mendations below—is to generate and use knowledge of “what lessons are learned and applied progressively.
Figure 3. How agricultural and food system policies link to diet quality as a measure of good nutrition, including policy options.[100]
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• Link improved monitoring data with transparent systems Consumer Purchasing Power
Review
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Domain Policy area Examples of potential policy actions
Food environment N Nutrition label standards and regulations on the use of claims e.g., nutrient lists on food packages; clearly visible “interpretive”
and implied claims on foods and calorie labels; menu, shelf labels; rules on nutrient
and health claims
O Offer healthy foods and set standards in public institutions e.g., fruit and vegetable programs; standards in education,
and other specific settings work, health facilities; award schemes; choice architecture
U Use economic tools to address food affordability and purchase e.g., targeted subsidies; price promotions at point of scale; unit
incentives pricing; health-related food taxes
R Restrict food advertising and other forms of commercial e.g., restrict advertising to children that promotes unhealthy diets
promotion in all forms of media; sales promotions; packaging; sponsorship
I Improve the nutritional quality of the whole food supply e.g., reformulation to reduce salt and fats; elimination of trans
fats; reduce energy density of processed foods; portion size limits
S Set incentives and rules to create a healthy retail and food service e.g., incentives for shops to locate in underserved areas; planning
environment restrictions on food outlets; in-store promotions
Food system H Harness the food supply chain and actions across sectors to e.g., supply-chain incentives for production; public procurement
ensure coherence with health through “short” chains; health-in-all policies; governance
structures for multi-sectoral engagement
Behavior-change I Inform people about food and nutrition through public awareness e.g., education about food-based dietary guidelines, mass media,
communication social marketing; community and public information campaigns
N Nutrition advice and counselling in health-care settings e.g., nutrition advice for at-risk individuals; telephone advice
and support; clinical guidelines for health professionals on
effective interventions for nutrition
G Give nutrition education and skills e.g., nutrition, cooking/food production skills on education
curricula; workplace health schemes; health literacy programs
to strengthen the nutrition-sensitivity of agriculture.[24,98] around. In this paper, we have summarized the evidence for
Recommended actions include: this agriculture–nutrition disconnect and highlighted policy
and programmatic options for addressing this global challenge,
• Develop capacity for integration of disciplines (agriculture, drawing especially on research and discourse from the last five
health, nutrition) at different administrative levels (e.g., years or so in the public health and nutrition literature. The
through cross-disciplinary training, provision of tools to help focus is on malnutrition, not simply undernutrition, as obesity
communicate and work across sectors, disciplinary integra- is now epidemic in many countries. Because of this, the scope
tion of course curricula). needs to be broadened to food systems at large, going well
• Develop mid-level (district-level) operational and strategy beyond agriculture.
capacities. Training and education needs to be strengthened Leveraging agri-food systems for nutrition implies (a) cre-
with regard to agriculture’s linkages to nutrition. ating and strengthening institutional and policy environments
• Cultivate leadership (transformational capacity). Nutrition (including accountability systems) that enable agriculture and
champions, policy entrepreneurs, and civil society activists at food systems to support nutrition goals, (b) making agricultural
all levels need to be supported and encouraged. Cross-sectoral programs and food system interventions more nutrition-sen-
“lateral” leadership is needed to bridge sectoral divides (e.g., sitive and therefore more effective in improving nutrition and
between agriculture and health). health, and (c) developing capacity and leadership to use and
• Clarify financing—budgetary reallocations and/or increased demand appropriate evidence to improve decision-making to
funding—for nutrition-sensitive agri-food systems (as part of this end.
a wider national costing exercise on nutrition).
Acknowledgements
This work was supported by the CGIAR Research Program on A4NH and
6. Conclusions the LANSA research consortium. LANSA is funded by UK aid from the
UK government. The views expressed do not necessarily reflect the UK
Malnutrition kills millions and erodes the potential of billions. Government’s official policies.
Poor diets and malnutrition are by far the biggest contributor
to the global disease burden. As the most important source Received: October 20, 2016
of livelihood for most nutritionally vulnerable people on the Revised: January 5, 2017
planet, agriculture is not doing enough to turn this situation Published online: March 3, 2017
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Review
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