Professional Documents
Culture Documents
KEYWORDS
Epilepsy Seizures Epilepsy surgery Neuromodulation Vagus nerve stimulator
KEY POINTS
Vagus nerve stimulation (VNS) treatment is an efficacious surgical intervention for patients aged
4 years and older with pharmacoresistant epilepsy who cannot receive or failed resective surgery.
After more than 2 years of VNS, approximately 8% of patients achieve seizure freedom, and
approximately 50% have at least 50% reduced seizure frequency.
Serious adverse events with VNS, such as device infection, are rare.
Disclosure Statement: This work was supported by the NIH-NINDS R00NS097618 and NIH-NINDS F31NS106735.
a
Department of Biomedical Engineering, Vanderbilt University Medical Center, 1500 21st Avenue South, 4340
neurosurgery.theclinics.com
Village at Vanderbilt, Nashville, TN 37232-8618, USA; b Vanderbilt University Institute of Imaging Science, Van-
derbilt University Medical Center, 1500 21st Avenue South, 4340 Village at Vanderbilt, Nashville, TN 37232-
8618, USA; c Department of Neurological Surgery, Vanderbilt University Medical Center, 1121 21st Avenue
South, Medical Center North, T4224, Nashville, TN 37232, USA; d Department of Neurological Surgery, Vander-
bilt University Medical Center, 1500 21st Avenue South, 4340 Village at Vanderbilt, Nashville, TN 37232-8618,
USA; e Department of Radiology and Radiological Sciences, Vanderbilt University Medical Center, 1500 21st
Avenue South, 4340 Village at Vanderbilt, Nashville, TN 37232-8618, USA
* Corresponding author. 1500 21st Avenue South, 4340 Village at Vanderbilt, Nashville, TN 37232-8618.
E-mail address: hernan.gonzalez@vanderbilt.edu
Fig. 1. AspireSR VNS system consists of implanted pulse generator surgically implanted beneath clavicle and lead
wrapped around left vagus nerve. (Courtesy of LivaNova, Inc, Houston, TX.)
Zabara additionally showed that anticonvulsant ef- by 6%. A responder to VNS therapy is commonly
fects of VNS lasted at least 4 times the duration of defined as seizure frequency reduction by at least
stimulation.12,14,15 Zabara and Reese developed 50%, a definition used from this point forward.24
the first generation of the vagus nerve stimulator In this study, 31% of patients receiving high-
through their newly incorporated company Cyber- frequency stimulation achieved responder status.19
onics in 1987 (now LivaNova). In 1988, Bell In a subsequent multicenter randomized
implanted the first VNS, the neurocybernetic pros- controlled trial, Handforth and colleagues20 ran-
thesis, at Wake Forest University.8,16 In July 1997, domized 196 patients with partial epilepsy to
the United States Food and Drug Administration receive either high-frequency stimulation or sham
(FDA) approved VNS as adjunctive therapy for stimulation. Patients with high-frequency stimula-
adults and adolescents (older than 12 years old) tion achieved 28% reduced seizure frequency
with partial-onset seizures that are refractory to whereas those with sham stimulation had a 15%
antiepileptic medications. More recently, the FDA decrease. Overall, 23% of those receiving thera-
has expanded VNS approval as an adjunctive peutic stimulation (high-frequency) achieved
treatment in patients 4 years and older with partial- responder status at the 3-month postoperative
onset seizures refractory to medications.17 Since follow-up.20 Amar and colleagues21 provided
its original approval more than 20 years ago, further evidence of VNS efficacy with the publica-
more than 100,000 patients have been implanted tion of a randomized controlled trial of VNS im-
with VNS.18 plantation in 17 persons, resulting in 57% of
patients achieving responder status.
SHORT-TERM OUTCOMES OF VAGUS NERVE In the first randomized controlled trial for chil-
STIMULATION FROM RANDOMIZED dren with intractable epilepsy, Klinkenberg and
CONTROLLED TRIALS colleagues23 randomized patients with partial
(N 5 35) or generalized epilepsy (N 5 6) to high-
Efficacy of VNS for the treatment of epilepsy has output stimulation (maximum 1.75 mA) or low-
been examined in 4 blinded, randomized controlled output stimulation (0.25 mA) for 20 weeks, fol-
trials (class I data), which are summarized in lowed by an add-on period of 19 weeks of high-
Table 1.19–23 In a 1994 study led by Ben- output stimulation for all patients. At the end of
Menachem and colleagues,19 114 patients with the randomized controlled blinded period, 16%
partial epilepsy were randomized at multiple cen- of patients receiving high stimulation and 21% of
ters. These patients received either high- patients receiving low stimulation achieved
frequency (therapeutic) or low-frequency (sham) responder status. After the add-on phase, 26%
stimulation paradigms. At a 3-month follow-up, of patients experienced at least 50% reduced
this study reported that high-frequency stimulation seizure frequency.23 In summary, blinded random-
reduced seizure frequency by 25% and low- ized controlled trials for both children and adults
frequency stimulation reduced seizure frequency with intractable epilepsy have demonstrated that
Table 1
Class I, class II, and class III evidence of vagus nerve stimulation efficacy in epilepsy treatment
221
222
González et al
Table 1
(continued )
Abbreviations: BMP, best medical practice; Gen, generalized; Multi, multiple; NR, not reported; Stim, Stimulation.
a
Refers to “high” stimulation group only.
b
Refers to add-on period results with all participants switched to high-stimulation.
Adapted from Englot DJ, Chang EF, Auguste KI. Vagus nerve stimulation for epilepsy: a meta-analysis of efficacy and predictors of response. J Neurosurg 2011;115(6):1250; with
permission.
Vagus Nerve Stimulation for Epilepsy 223
Fig. 3. QOL metrics for patients with VNS. (A) When examined individually, multiple metrics of QOL show
improvement in patients with VNS as rated subjectively by the treating physician. (B) Overall, across all 7 subject
QOL metrics, there was no trend toward improvement over time with increased time of treatment. For (A)
and (B), no significant trends over time were observed (F <11, P>.05 per metric, Bonferroni corrected). The “F
value” statistics test the overall significance of the regression model. N 5 4666 (0–4 months), 3277 (4–12 months),
3182 (12–24 months), and 1194 (24–48 months) patients. (From Englot DJ, Hassnain KH, Rolston JD, et al. Quality-
of-life metrics with vagus nerve stimulation for epilepsy from provider survey data. Epilepsy Behav 2017;66:6;
with permission.)
implantation, so understanding factors associated age of epilepsy onset greater than 12 years of
with outcome is imperative.7,27,32 Currently, VNS is age (odds ratio [OR] 1.89%; 95% CI, 1.01–1.82)
approved as adjunctive therapy in patients 4 years and by having a generalized seizure type (OR
of age and older with partial-onset seizures refrac- 1.38; 95% CI, 1.06–1.81). Overall patient response
tory to medication.17 Despite the narrow indica- (greater than 50% seizure frequency reduction)
tions for use, VNS has been implemented for was predicted by having nonlesional epilepsy
treatment of many types of patients with medically (OR 1.38; 95% CI, 1.06–1.81) and approximately
refractory epilepsy. A 2015 study of predictors of 60% all of patients were responders at last
seizure freedom found that at 4 months to follow-up.27
48 months 8.2% of implanted patients became Studies of patient groups not included in the
seizure-free.27 Seizure freedom was predicted by original FDA approval (greater than 12 years of
Vagus Nerve Stimulation for Epilepsy 225
age with medically intractable partial epilepsy) Additionally, children (<18 years of age) and pa-
have shown that VNS may be beneficial in a wide tients with less than 10 years of seizures have
range of patients with medically refractory epi- shown better response to VNS than adults or
lepsy. An example population that merits consid- those with duration greater than 10 years respec-
eration are patients with posttraumatic epilepsy tively.22 Another group that has shown favorable
(PTE). PTE is a common consequence of traumatic outcome with VNS is patients with Lennox-
brain injury and accounts for approximately 20% Gastaut syndrome, whose seizure types are typi-
of symptomatic epilepsy cases.33,34 These pa- cally considered primary generalized.24,30 These
tients are often resistant to treatment with antiep- findings indicate that further study of different pa-
ileptic medications and may be unlikely to have a tient characteristics may yield insight regarding
localizable lesion.35 In a retrospective study, sum- which patients may have greater probability of
marized in Fig. 4, patients with PTE who received experiencing a positive response to VNS therapy.
VNS achieved greater seizure frequency reduction
than patients with nontraumatic epilepsy both at 3-
ICTAL TACHYCARDIA
month follow-up (50% vs 46% fewer seizures) and
24-month follow-up (73% vs 57% fewer sei- Modern VNS systems have multiple programming
zures).36 Furthermore, patients with PTE had an options allowing customization of therapy delivery
overall responder rate of 78% at 24 months versus for individual patients. One common initial pro-
61% in the nontraumatic epilepsy group.36 gramming of VNS stimulation parameters consists
Fig. 4. Seizure outcomes after VNS treatment in patients with PTE versus patients with non–posttraumatic epi-
lepsy. The median percent seizure frequency decrease (A) and the responder rates (B) are seen with VNS therapy
at 3 months, 6 months, 12 months, and 24 months. Over time, the data show a trend toward improved seizure
outcomes in PTE versus non-PTE patients. When examining Engel outcomes classes, little difference is found when
comparing PTE with non-PTE patients at 3 months after VNS implantation (C). Twenty-four months after VNS (D),
patients with PTE exhibit Engel class III more frequently and Engel class IV–V less frequently, when compared with
non-PTE patients. The numbers of patients are 254, 158, 154, and 71 for those with PTE and 1449, 975, 878, and
364 for those with non-PTE at 3 months, 6 months, 12 months, and 24 months, respectively. (From Englot DJ,
Rolston JD, Wang DD, et al. Efficacy of vagus nerve stimulation in posttraumatic versus nontraumatic epilepsy.
J Neurosurg 2012;117(5):972; with permission.)
226 González et al
of open-loop stimulation cycles of 30 seconds of duty cycles increasing from 11% to 16% with
stimulation every 5 minutes.37 Additionally, VNS AutoStim activated in the E–37 trial.42 There are
allows user-initiated stimulation at or before the 2 mechanisms to avoid false-positive results in
time of seizure onset with the VNS manual magnet the Model 106. First, to avoid false-positive results
mode.37 With this manual stimulation initiated by due to exercise, AutoStim is triggered by an in-
patients or caregivers, some patients may experi- crease from a baseline heart rate that is continually
ence benefits, such as aborted seizures or updated from a moving average. Therefore,
decreased postictal state.30,38 Manual triggering although false-positive stimulations are possible
of stimulation, however, may not always be at the beginning of an exercise session, these
feasible for a variety of reasons, such as lack of should subside once the baseline heart rate is
premonitory symptoms or seizures in sleep. An updated to reflect increased heart rate of exercise.
automated trigger for stimulation would address Second, a tachycardia detection threshold can be
some barriers to manual stimulation at time of can be customized for each patient as increase
seizure. Heart rate is an easily measured extracra- from baseline heart rate of 20% to 70%.37 Addi-
nial biomarker for seizure detection that has been tionally, false-positive stimulations would not incur
recently implemented into a VNS model. any additional risk of adverse events compared
Ictal tachycardia is defined as increase in heart with the regularly scheduled stimulations patients
rate above baseline that is associated with ictal receive with standard open-loop VNS. In sum-
events.39,40 In a review of 34 articles, Eggleston mary, ictal tachycardia triggered VNS is at least
and colleagues40 reported that approximately as effective as standard open-loop VNS and may
82% of patients with epilepsy experience ictal help abort or reduce severity of seizures in some
tachycardia. Furthermore, when examined by patients.
seizure type, 64% of generalized seizures and
71% of partial-onset seizures were associated ADVERSE EFFECTS AND COMPLICATIONS
with significant heart rate changes.40 Previous
research suggests that propagation of epileptic Adverse events associated with VNS fall into 2 cat-
activity to the right insular cortex may be one egories: (1) those associated with surgical implan-
mechanism for autonomic nervous system pertur- tation and (2) those associated with electrical
bations resulting in ictal heart rate fluctuations.41 stimulation.14 The most common adverse effects
Using this knowledge of ictal tachycardia, the of VNS, as summarized by 4 studies, are shown
Model 106 VNS Therapy System (LivaNova) in- in Table 2.19,20,23,44 In a recent large retrospective
cludes an automatic stimulation mode (AutoStim) study of 247 primary VNS implants, Ben-
that stimulates the vagus nerve on detecting Menachem and colleagues45 examined adverse
tachycardia.37,42,43 effects specific to the surgical implantation. This
The efficacy of the AutoStim mode has been group reported a surgical complication rate of
studied in 2 multisite trials: 1 in the United States 8.6%, with the most common complications post-
(E–37) and 1 in Europe (E–36).42,43 Both of these operative hematoma in 1.9%, infection in 2.6%,
studies defined ictal tachycardia as a heart rate and vocal cord palsy in 1.4% of cases.45 Across
of greater than 100 beats per minute during a the studies in Table 2 and others, hoarseness is
seizure, with at least a 55% increase or 35 beats the most prevalent adverse effect reported from
per minute increase from baseline heart rate.42,43 stimulation.22 Additionally, asystole or severe
The E–37 protocol was a prospective, unblinded bradycardia has been described in few cases of
United States multisite study of this feature in 20 VNS intraoperatively and postoperatively (0.06
patients with medically refractory partial-onset sei- events per 1000 patient years from July 1997 to
zures and history of ictal tachycardia. At March 2011).24,46 Finally, some recent studies
12 months, Fisher and colleagues42 report that have suggested that there may be an association
QOL and seizure severity scores may improve between VNS and sleep apnea; however, the lat-
with a responder rate of 50%. They noted that, est American Academy of Neurology guidelines
during an inpatient observation period, approxi- on VNS state that the clinical importance of this ef-
mately 43% of all seizures occurred with at least fect is still unclear.30,47
a 20% increase in heart rate compared with base-
line heart rate and that complex partial seizures NONINVASIVE VAGUS NERVE STIMULATION
were most likely associated with higher heart rate
increases.42 During the E–36 trial, responder rate Implantable VNS is a safe and efficacious treat-
at 12 months was reported as 29.6%.43 Extra stim- ment of medically refractory epilepsy. Newer
ulations triggered by ictal tachycardia did not noninvasive VNS (nVNS) systems, however, posit
significantly affect battery life, with measured to offer the advantage of avoiding most common
Vagus Nerve Stimulation for Epilepsy 227
Table 2
Incidence of adverse effects of vagus nerve stimulation for epilepsy
VNS-associated adverse events.48 The primary FUTURE DIRECTIONS FOR VAGUS NERVE
advantage of the noninvasive-based treatment STIMULATION
is avoiding surgery and therefore avoiding
implantation-associated adverse events, such as Future directions for usage of VNS therapies are
infection and vocal cord paresis.49 Additionally, extensive. For the first 20 years of its use, VNS
nVNS claims to limit stimulation-related adverse was FDA approved only for patients 12 years and
events by allowing greater customization of stimu- older with medically refractory partial epilepsy.
lation paradigm.48 NEMOS (cerbomed, Erlangen, Recent changes, however, have expanded this
Germany) is an external transcutaneous VNS avail- approval to patients as young as 4 years old with
able in Germany, Austria, Switzerland, and Italy.49 medically refractory partial epilepsy.17 As dis-
NEMOS stimulates the auricular branch of the cussed previously, multiple studies have shown
vagus nerve using an intra-auricular electrode. Pa- efficacy in patients outside of these categories,
tients can control their VNS stimulation during such as patients with generalized types of epilepsy
treatment sessions, which occur 3 times to 4 times or nonlocalizable PTE, and future approval for
a day, and may each last 1 hour to 4 hours, or they these patients may increase the number of people
may stimulate before a seizure. In a proof-of- who benefit from VNS.24,27,36 Additionally, future
concept trial involving 10 patients with medically VNS systems with closed-loop seizure detection
refractory epilepsy using 1-hour treatments 3 and responsive stimulation may provide additional
times a day, 5 patients reported some seizure fre- benefit.38 These VNS systems may resemble the
quency reductions, but none achieved 50% responsive neurostimulation system (RNS) (Neuro-
reduced seizure frequency.50 A second nVNS de- pace, Mountain View, California). Like the RNS, a
vice is the gammaCore device (electroCore, Bask- closed-loop VNS not only may offer the benefits
ing Ridge, New Jersey), which has been studied of seizure-onset–induced stimulation but also
for patients with chronic headache and migraine may also record and provide objective data on
but not in patients with epilepsy.51–53 The gamma- seizure frequency to help clinicians accurately
Core device is a handheld portable stimulator with assess response to treatment.54
2 stainless steel round discs that are placed on the
skin to deliver electrical stimulation to the vagus SUMMARY
nerve. In summary, the advantages of nVNSs are
they avoid any adverse events associated with Patients with epilepsy are defined as medically re-
surgery for implantable VNSs and with less fractory when they have failed to achieve seizure
frequent stimulation may reduce the amount of control with 2 or more antiepileptic medications.3
stimulation-associated adverse events.49 True ef- These patients should be referred to a comprehen-
ficacy of these nVNS devices, however, has yet sive epilepsy center for surgical evaluation.7 Sur-
to be proved for medically refractory epilepsy; gery remains underutilized, however, and on
therefore, implantable VNS currently remain the average, patients who are referred have already
superior choice for seizure control. suffered from 20 years of poorly controlled
228 González et al
seizures.3,55 For patients with certain types of ep- 13. Blum B, Magnes J, Bental E, et al. Electroencepha-
ilepsy, resective epilepsy surgery may result in lographic studies in cats with experimentally pro-
seizure freedom.3 Unfortunately, not all patients duced hippocampal epilepsy. Clin Neurophysiol
are candidates for resective surgery. Despite 1961;13(3):340–53.
lower rates of seizure freedom, patients who are 14. George MS, Aston-Jones G. Noninvasive tech-
not candidates for resective surgery should still niques for probing neurocircuitry and treating
be offered surgical treatment with neuromodula- illness: vagus nerve stimulation (VNS), transcranial
tion techniques, such as VNS therapy. With 2 magnetic stimulation (TMS) and transcranial direct
years to 4 years of VNS therapy, approximately current stimulation (tDCS). Neuropsychopharmacol-
8% of patients reach seizure freedom, and ogy 2010;35(1):301–16.
approximately 50% to 60% have at least 50% 15. Zabara J. Inhibition of experimental seizures in ca-
reduction in seizure frequency.27 VNS has been nines by repetitive vagal stimulation. Epilepsia
used for more than 20 years in clinical practice 1992;33(6):1005–12.
and serves a vital role for patients with epilepsy 16. Terry RS, Tarver WB, Zabara J. The implantable neu-
who are poor surgical candidates, such as those rocybernetic prosthesis system. Pacing Clin Electro-
with generalized or nonlocalizable epilepsy and in- physiol 1991;14(1):86–93.
dividuals who have failed resection.27 17. Medscape. FDA okays VNS therapy for epilepsy in
children as young as 4 years 2017. Available at:
https://www.medscape.com/viewarticle/882346.
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