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Contents
1. Introduction 26
2. Alphavirus transmission cycles 27
3. Human clinical disease 29
3.1 Arthritogenic alphaviruses 29
3.2 Encephalitic Alphaviruses 32
4. Animal models 34
4.1 Natural reservoir hosts 34
4.2 Vectors 38
5. Animal models of human disease 41
5.1 Mice 41
5.2 Other rodents 52
5.3 Non-human primates 55
6. Animal models of unique aspects of alphavirus infection 58
6.1 Transmission studies 58
6.2 Co-infection studies 61
7. Virus strains used in animal models 63
8. Conclusions 67
Acknowledgments 68
References 68
Abstract
Alphaviruses are a large group (>30 species) of enveloped, positive-strand RNA viruses.
The re-emergence of mosquito-transmitted alphaviruses associated with human
diseases ranging from severe and potentially fatal neurological disease to chronic
arthritic disease highlights the need to understand the biology and pathogenesis of
alphaviruses. Here, we review the development and use of animal models of alphavirus
transmission and human disease, and discuss areas for continued refinement of these
models including possible avenues for future investigation.
Abbreviations
BBB blood-brain barrier
BFV Barmah Forest virus
CHIKV chikungunya virus
CNS central nervous system
CSF cerebrospinal fluid
DENV dengue virus
ECSA East Central South African
EEEV Eastern equine encephalitis virus
IHC immunohistochemistry
IOL Indian Ocean lineage
MADV Madariaga virus
MAYV Mayaro virus
MBL mannose-binding lectin
NHP non-human primate
NSV neuronal-adapted Sindbis virus
ONNV o’nyong ‘nyong virus
PFU plaque-forming unit
PPI pre-pulse inhibition
RNAi RNA interference
RRV Ross River virus
SESV Southern elephant seal virus
SFV Semliki Forest virus
SG salivary gland
SGE salivary gland extract
SINV Sindbis virus
SPDV salmon pancreatic disease virus
spp. species
VEEV Venezuelan equine encephalitis virus
WEEV Western equine encephalitis virus
ZIKV Zika virus
μCT microcomputed tomographic
1. Introduction
The re-emergence and geographic expansion of mosquito-
transmitted alphaviruses such as chikungunya virus (CHIKV), Mayaro virus
(MAYV), and Eastern equine encephalitis virus (EEEV) highlights the
need to better understand mechanisms of alphavirus transmission and repli-
cation, correlates of clinical disease outcomes, and protective and pathogenic
innate and adaptive immune responses (Azar et al., 2020; Cunha et al.,
2020). Ethical and practical considerations have limited clinical studies of
Animal models of alphavirus infection and human disease 27
Nevertheless, the current consensus is that RRV and BFV are predominantly
transmitted between Aedes spp. or Culex annulirostris mosquitoes and marsu-
pials (RRV) or birds (BFV), whereas A. vigilax and A. procax are important
vectors for human-mosquito-human transmission (Claflin and Webb, 2015;
Kain et al., 2021; Stephenson et al., 2018).
The related arthritogenic alphaviruses o’nyong’nyong virus (ONNV)
and Mayaro virus (MAYV) do not appear to have established consistent
urban human-mosquito-human transmission cycles. Most studies indicate
that MAYV is transmitted in Central and South America between
Haemagogus spp. mosquitoes and NHPs, and possibly birds (Pezzi et al.,
2020). In contrast to most arboviruses, ONNV is transmitted by anopheline
mosquitoes, including Anopheles funestus and Anopheles gambiae (an important
vector of malaria in Sub-Saharan Africa) (Pezzi et al., 2020). ONNV can be
transmitted human-mosquito-human, but the vertebrate hosts that partici-
pate in enzootic transmission of ONNV remain unidentified (Celone et al.,
2021; Pezzi et al., 2020).
Sindbis virus (SINV) is naturally maintained between Culex unnivatus,
Culex torrentium, and Culiseta morsistans mosquitoes and passerine birds in
South Africa and Northern Europe, although incidental transmission to
humans, which are dead end hosts, by Aedes and Ochlerotatus spp. mosquitoes
does occur (Adouchief et al., 2016).
The equine encephalitis viruses are endemic in the Americas. Eastern
equine encephalitis virus (EEEV) is transmitted between Culiseta melanura
mosquitoes and passerine birds (enzootic) or Aedes and Culex spp. and
equines and humans (epizootic) (Armstrong and Andreadis, 2022;
Burkett-Cadena et al., 2022). Venezuelan equine encephalitis virus
(VEEV) cycles between spiny rats and cotton rats (Sigmodon spp.) and
Aedes spp., Ochlerotatus taeniorhynchus, and Psorophora spp. mosquitoes for
epizootic strains or Culex spp. mosquitoes for enzootic strains (Weaver
et al., 2004). Western equine encephalitis (WEEV) epizootic transmission
is associated with similar vectors as EEEV, but the primary enzootic vector
for WEEV is Culex tarsalis (Weaver and Barrett, 2004). Importantly, horses
serve as potent amplifying hosts for EEEV and VEEV, as outbreaks in
equines characterized by high equine viremia are often associated with
human cases (Gonzalez-Salazar et al., 2003). In addition, the encephalitic
alphaviruses can be efficiently transmitted by aerosol, leading to their devel-
opment as biowarfare agents (Croddy et al., 2002).
Animal models of alphavirus infection and human disease 29
Fig. 1 Human clinical disease signs and symptoms during alphavirus infection. Shared
and unique disease signs and symptoms of arthritogenic (CHIKV, MAYV, ONNV, RRV,
SINV) and encephalitic (EEEV, VEEV, WEEV) alphavirus infection in patients. This
figure was made using Biorender.com.
30 Cormac J. Lucas and Thomas E. Morrison
In most cases, the arthritis and arthralgia are symmetrical and affect multiple
joints (i.e., polyarthritis/polyarthralgia), especially joints in the fingers,
wrists, ankles, and feet (Zaid et al., 2021). Notably, infection with any
of the arthritogenic alphaviruses can progress to post-acute (3 weeks to
3 months post illness onset) and chronic stages (>3 months post illness onset)
characterized by the persistence of musculoskeletal tissue pain and inflam-
mation that can be debilitating. In addition, atypical presentations have been
observed, including encephalitis in the young and the aged and cardiovas-
cular symptoms (Bonifay et al., 2018; Cotella et al., 2021; Gerardin et al.,
2016). Fatal CHIKV cases are rare and often associated with pre-existing
comorbidities, such as diabetes, and atypical disease presentations including
encephalitis (de Lima et al., 2021; Gerardin et al., 2016).
3.1.2 Pathology
In general, there is a paucity of information regarding tissue pathology asso-
ciated with acute arthritogenic alphavirus infection of humans. During
RRV infection, the accumulation of monocytes, vacuolated macrophages,
and natural killer cells in synovial fluid has been reported (Fraser et al., 1981;
Hazelton et al., 1985). In acute CHIKV infection, T cell and macrophage
cellular infiltrates were detected in skeletal muscle tissue (Ozden et al.,
2007). In addition, in a post-mortem study of fatal CHIKV cases, mononu-
clear infiltrates were detected in connective tissue and the synovial sheath
surrounding tendons in the hand (Sharp et al., 2021). The limited knowl-
edge of tissue pathology associated with post-acute and chronic stages of
alphavirus-induced musculoskeletal disease comes predominantly from
studies of human CHIKV infection. Imaging analysis of affected joints
(e.g., wrists, ankles, fingers) has revealed synovitis and tenosynovitis, joint
effusion, and myositis (Manimunda et al., 2010; Mogami et al., 2017;
Simon et al., 2007). In addition, joint degeneration and bone lesions, detect-
able by MRI and X-ray, have been observed ( Javelle et al., 2015;
Manimunda et al., 2010). Analysis of synovial fluid collected from a single
patient with chronic CHIKV disease identified the presence of vacuolated
macrophages, CD14+ monocytes, and activated CD56+ NK cells, as well
as CD4+ and CD8+ T cells (Hoarau et al., 2010). In addition, synovial lining
hyperplasia and cellular infiltrates including macrophages and T cells were
identified in synovial tissue biopsy material collected from the same individ-
ual (Hoarau et al., 2010). Similarly, synovial hyperplasia and mononuclear
cell infiltrates were detected in knee biopsy tissue obtained from patients
with post-acute (i.e., 5 weeks post symptom onset) RRV arthritis (Soden
et al., 2000).
Animal models of alphavirus infection and human disease 31
3.1.3 Virology
Arthritogenic alphavirus infection of humans often results in detectable vire-
mia (Fig. 2). Viremia can range from 101 to 108 plaque-forming units
(PFU)/mL of blood, and typically lasts 2–8 days (Appassakij et al., 2013;
Chusri et al., 2014; Kain et al., 2021; Riswari et al., 2016). As such, most
clinical isolates of arthritogenic alphaviruses have been obtained from
human serum or plasma, although a small number have been obtained
from skin lesions (Kurkela et al., 2004; Malherbe et al., 1963). Ross
River virus antigen was detected by specific immunofluorescence in mono-
cytes and macrophages present in synovial fluid collected from four acute
Fig. 2 Viral and pathologic features during acute and chronic arthritogenic alphavirus
infection. Acute arthritogenic alphavirus infection is characterized by viremia. In multi-
ple joints, typically symmetrical, synovitis and tenosynovitis with mononuclear cell
infiltration and viral antigen and RNA are observed. In patients that do not resolve
disease, viral RNA has been detected in synovial biopsies, and viral antigen has been
reported in synovial macrophages. This figure was made using Biorender.com.
32 Cormac J. Lucas and Thomas E. Morrison
cases, but intact virus was not identified by electron microscopy or cell
culture (Fraser et al., 1981). In tissue biopsy samples from humans with
acute CHIKV infection, CHIKV antigen was detected in skeletal muscle
fascia, muscle satellite cells, fibroblasts of the joint capsule, and dermis
(Couderc et al., 2008; Ozden et al., 2007). During the chronic phase of
disease, immunostaining of synovial and muscle tissue biopsy material iden-
tified perivascular macrophages and muscle satellite cells, respectively, as
positive for CHIKV antigen (Fig. 2) (Hoarau et al., 2010; Ozden et al.,
2007). The synovial tissue also was positive for CHIKV nucleic acid by
RT-PCR (Hoarau et al., 2010). Consistent with these findings, synovial
biopsy tissue collected from the knees of patients with RRV arthritis 5 weeks
after symptom onset was positive for RRV RNA (Soden et al., 2000).
3.2.2 Pathology
Characterization of the pathology that occurs during human infection with
encephalitic alphaviruses remains limited. In some neurological cases of
EEEV and VEEV, pleocytosis in the cerebrospinal fluid has been detected
(Deresiewicz et al., 1997; Soto et al., 2022). Autopsies of severe, fatal cases
Animal models of alphavirus infection and human disease 33
Fig. 3 Viral and pathologic features during encephalitic alphavirus infection. Cerebral
edema, neuronal necrosis, and CNS lesions are observed during acute infection with
EEEV, VEEV, and WEEV with polymorphonuclear and lymphocytic cellular infiltrates in
the brain parenchyma and spinal cord meninges. Viral RNA and antigen are detectable
in the brain while infectious virus has been recovered from cerebrospinal fluid. Viremia
also occur, especially with VEEV infection. Viral and pathologic features of chronic
infection are understudied. This figure was made using Biorender.com.
34 Cormac J. Lucas and Thomas E. Morrison
3.2.3 Virology
There are limited virological data from human infections with encephalitic
alphaviruses. During acute VEEV infection, viremia of up to 102–106
PFU/mL has been detected (Fig. 3), with peak virus titers occurring the
day after the onset of symptoms (Bowen and Calisher, 1976; Franck and
Johnson, 1970; Scherer et al., 1972). Infectious VEEV also has been detected
in throat swabs and the CSF of patients with acute VEE (Fig. 3) (Bastian
et al., 1975; Bowen and Calisher, 1976; Franck and Johnson, 1970;
Scherer et al., 1972; Soto et al., 2022). In general, EEEV and WEEV are
undetectable in the blood at the time of neurological symptom onset,
possibly due to a lengthy prodrome. However, EEEV has been isolated
on rare occasions from the blood of human patients (Clarke, 1961). In
the brain of a fatal case, EEEV antigen was detected in the cell body and den-
drites of neurons (Garen et al., 1999). In addition, EEEV RNA was detected
in the brain and CSF from a fatal case in a person receiving B cell depleting
rituximab therapy (Hughes et al., 2021).
4. Animal models
4.1 Natural reservoir hosts
4.1.1 Natural reservoir hosts
Understanding alphavirus infection of natural reservoir species can shed light
on the determinants of human clinical disease described above, how geo-
graphic differences in the biology of these species influence viral transmis-
sion, and the potential for enzootic alphaviruses to spillover and become
epizootic. Alphavirus vertebrate reservoirs are species from which virus
can be isolated, demonstrate high levels of virus-specific antibodies in
seroprevalence surveys, and support high viremia under experimental labo-
ratory infection. However, these species must also be sufficiently abundant
that their presence increases the incidence of human disease (Kuno and
Chang, 2005; Stephenson et al., 2018). These parameters should be
supported by additional ecological and behavioral data, as some species that
fulfill these criteria may have minor roles in transmission in certain regions.
For example, a recent investigation of the role of monkeys in the sylvatic
transmission cycle of CHIKV noted that infant monkeys were positive
for CHIKV exposure even when virus could not be detected in native mos-
quito populations and when monkey herd immunity was high, leading the
authors to suggest, that at least in Senegal, monkeys serve as amplification
Animal models of alphavirus infection and human disease 35
Fig. 4 Utility of alphavirus natural reservoir host and vector models. Species of rodents
(cotton rats, spiny rats), birds (wading birds, passerine birds), and equines can be exper-
imentally infected with alphaviruses to assess disease, viremia, and transmission poten-
tial. Similarly, experimental infection of mosquito species (Aedes spp., Anopheles spp.,
Culex spp., Culiseta spp.) reveals how alphavirus infection affects fecundity, vector
competence, and insect antiviral responses. This figure was made using Biorender.com
4.1.2 Rodents
Historical evidence indicates that viruses in the VEEV complex are
maintained naturally in rodent populations native to Central and South
America, specifically species of spiny and cotton rats. This evidence includes
infection of these rodents in nature, high rates of immunity in wild-caught
rodents, and the ability of these rodents to support viremia following exper-
imental virus inoculation in laboratory studies (Carrara et al., 2005; Carrara
et al., 2007; Coffey et al., 2004; Johnson and Martin, 1974). Laboratory
infection of spiny rats (Proechimys spp.) with the enzootic VEEV strains
Co97-0054, a sympatric strain to the Colombian forest in which the spiny
36 Cormac J. Lucas and Thomas E. Morrison
rats of this study originated, and 66,637, an allopatric strain from Venezuela,
resulted in the development of viremia and later seroconversion despite a
lack of detectable disease (Carrara et al., 2005), supporting the idea that
these rodents are reservoir hosts. However, it was not evaluated whether
the viremia was of sufficient magnitude to infect a mosquito during a blood
meal. Additional studies in cotton rats with the enzootic VEEV subtypes
ID (strain Co97-0054) and IE (strain 68 U201) similarly observed detectable
viremia, seroconversion, and little to no signs of encephalitis, fever, or
malaise (Carrara et al., 2007; Coffey et al., 2004), although disease appears
to be dependent on VEEV subtype, as infection with a Texas epizootic IB
strain was associated with illness and death in cotton rats (Howard, 1974).
Studies in cotton rats also have emphasized the importance of geographical
differences in reservoir populations as infection of cotton rats from
VEEV-naı̈ve areas with both enzootic and epizootic strains of VEEV
resulted in variable development of viremia, inconsistent antibody produc-
tion, and VEEV strain-dependent mortality (Carrara et al., 2007; Coffey
et al., 2004; Deardorff et al., 2009). Remarkably, infection of VEEV-
naı̈ve cotton rats collected from VEEV-endemic areas resulted in little to
no disease despite the development of viremia (Coffey et al., 2004,
Deardorff et al., 2009), suggesting allopatric speciation of both virus strains
and rat populations over time. Expanding beyond cotton rats, Deardorff
et al. collected multiple rodent species from the Chiapas state of Mexico
consisting of two species of mice and three species of rats, including cotton
rats, and infected them with VEEV MX01-22, a VEE-IE strain isolated from
Chiapas in 2001 and genetically similar to the virulent strains isolated
from equines during the previous two Chiapas outbreaks (Deardorff
et al., 2009). Strikingly, only Baiomys musculus (southern pygmy mouse)
uniformly developed encephalitic disease and succumbed to infection while
the other four rodent species developed viremia at levels considered capable
of infecting Culex spp. mosquitoes without any signs of disease; the authors
suggested that these data support the hypothesis that circulating VEEV
selects for disease resistance in wild rodents (Deardorff et al., 2009). In addi-
tion to VEEV, it is thought that South American (SA) EEEV strains (now
known as MADV) exist in a natural cycle between Culex mosquitoes and
rodents, although a study in which cotton rats and house sparrows were
experimentally infected with a North American (NA) EEEV strain
(FL93-939), or two different MADV strains (PE70 and CO2) resulted in
productive infection in both species for all 3 strains, albeit reduced survival
of house sparrows upon infection with FL93-939 (Arrigo et al., 2010a;
Arrigo et al., 2010b). Slight differences in peak viremic titers between cotton
Animal models of alphavirus infection and human disease 37
rats and house sparrows during MADV infection and the absence of disease
in mature cotton rats support the idea that cotton rats may be a MADV
reservoir host. However, the capacity of both species to support viremia
at a level above the minimum infectious dose for Culex spp. mosquitoes
has implications for future epizootic outbreaks (Arrigo et al., 2010a).
These experimental virus infections of putative reservoir species are critical
for the interpretation of existing seroprevalence studies and identification of
natural reservoirs for alphaviruses. Additionally, further examination of
the viral life cycle and host response in these models could provide insight
into the differences both in host response and viral replication during infec-
tions that are or are not associated with the development of disease.
4.1.3 Birds
Based on seroprevalence studies, EEEV is maintained in cycles between
Culiseta spp. mosquitoes and both aquatic and passerine birds (Armstrong
and Andreadis, 2022; Burkett-Cadena et al., 2022). Two studies in the
1990s captured EEEV-naı̈ve snowy egrets and glossy ibises and infected
them subcutaneously with EEEV to assess viremia and disease development.
The investigators found that the majority of birds survived infection but
developed both viremia and a strong virus-specific antibody response
(McLean et al., 1995; Mitchell et al., 1993). Further supporting the capabil-
ity of snowy egrets to function as a EEEV reservoir host and providing
insight into transmission dynamics, subcutaneous infection of egrets with
EEEV produced a sufficient viremia for transmission to A. albopictus mosqui-
toes during a blood meal (Mitchell et al., 1993). As A. albopictus mosquitoes
are highly anthropophilic, their potential competence for EEEV transmis-
sion is a cause for concern (Gomes Ade et al., 2005).
4.1.4 Horses
As amplifying hosts for EEEV, VEEV, and WEEV, equines are a useful
model for assessing pathogenicity and identifying viral and ecological deter-
minants of human disease outbreaks, however, due to their large size and
cost, equines are limited in their use as an animal model. Subcutaneous
inoculation of horses, aged 1–12 years, with VEEV isolated from equine
blood and passaged 13 times in guinea pigs and 2 times in chick embryos
caused fatal disease. The disease was characterized by viremia, a febrile phase,
destruction of lymphoid tissue architecture, severe disruption of the vascu-
lature in the brain, liver, and pancreas, and in some cases, encephalitis
(Kissling et al., 1956). Virological analysis highlighted a distinction between
VEEV and the other equine encephalitic viruses EEEV and WEEV, as
38 Cormac J. Lucas and Thomas E. Morrison
VEEV reached titers in the blood that were sufficient to infect A. triseriatus
mosquitoes during a blood meal (Kissling et al., 1956). Subcutaneous
infection of horses with the epidemic (epizootic) VEEV strains 71-180
(American) or Trinidad (TrD) also consistently caused fever and leukopenia,
with all VEEV 71-180-infected horses and a majority of VEEV TrD-
infected horses succumbing to infection. Moreover, liquefactive necrosis
and hemorrhage were described in the cerebral cortex, findings the authors
postulate as features that could be used to differentiate VEE from other
encephalitic disease in horses (Monlux and Luedke, 1973). Epizootic strains
of VEEV are highly pathogenic in horses whereas enzootic strains are gen-
erally avirulent, and infection with enzootic subtype ID strains protected
horses from challenge with epizootic strain P676 (Oberste et al., 1998;
Wang et al., 2001). However, infection of ponies with the enzootic
VEEV-IE NVSL 93-42124 strain (Chiapas, Mexico) did cause significant
neurologic disease (Sahu et al., 2003). These findings were consistent with
the two equine outbreaks in Oaxaca and Chiapas, Mexico during the 1990s
attributed to a VEEV-IE strain (Oberste et al., 1998). The high titer viremia
observed in VEEV-infected horses is associated with outbreaks of human
disease as equines are thought to serve as amplification rather than dead
end hosts (Gonzalez-Salazar et al., 2003). Experimental studies have empha-
sized this idea as (1) infection of horses with VEEV strains from the 1992
and 1996 Mexican outbreaks resulted in little to no disease and undetectable
viremia, suggesting the limited duration of those outbreaks was due to
lack of equine amplification, and (2) mutations in the viral envelope glyco-
proteins that differ between epizootic (IAB and IC) and enzootic (ID) strains
are sufficient to confer virulence and high viremia in horses (Anishchenko
et al., 2006; Gonzalez-Salazar et al., 2003; Greene et al., 2005b; Wang et al.,
2001). Ultimately, equine models of VEEV disease can be highly informa-
tive in understanding viral and ecological factors leading to outbreaks of
human disease.
4.2 Vectors
Mosquitoes. As described above, alphaviruses are transmitted by mosquito
vectors, including A. aegypti, A. albopictus, A. vigilax, A. procax, C. annulirostris,
Anopheles gambiae, A. funestus, and Ochlerotatus taeniorhynchus, and study of
viral infection in these different mosquito species is vital to elucidate trans-
mission mechanisms and for the development of vector control measures
Animal models of alphavirus infection and human disease 39
(Kain et al., 2021; Pezzi et al., 2020; Weaver and Barrett, 2004). Experimental
infection of mosquitoes has been used to investigate vector competence,
virus-vector interactions, vector antiviral immunity, and horizontal and
vertical transmission (Fig. 4) (Huang et al., 2019). Here, we present a
few examples of studies that use vector models to answer these questions
and highlight some key issues associated with experimental mosquito
research.
Vector competence studies examine the capacity of a female mosquito to
support viral replication, viral dissemination and infection of the salivary
glands, and viral transmission to vertebrate hosts upon feeding. For example,
while Aedes spp. are not generally considered primary vectors of EEEV, the
isolation of EEEV from A. albopictus and its opportunistic feeding behavior
led one group to investigate vector competence of A. albopictus mosquitoes
for EEEV. Chicks were infected with EEEV FL91-4679 prior to being fed
upon by four different strains of A. albopictus mosquitoes (Turell et al., 1994).
All four mosquito strains were successfully infected and at least 40% trans-
mitted EEEV to naı̈ve chicks, suggesting that A. albopictus mosquitoes could
serve as a vector for EEEV FL91-4679.
When a mosquito ingests a blood meal containing an alphavirus, the
virus replicates in the midgut epithelial cells before disseminating through-
out the mosquito via the hemolymph. It then infects and replicates in the
salivary glands, from which the virus can be transmitted during a subsequent
blood meal (Cheng et al., 2016; Franz et al., 2015). To model this process,
female mosquitoes are fed a viremic blood meal, usually through membra-
nous material to simulate the vertebrate skin barrier. Midgut tissue, salivary
glands, and whole mosquitoes can then be analyzed for gene expression
and viral replication via a variety of methods (Liu and Cheng, 2016).
Viral tropism for midgut epithelial cells is evident, as ingestion of a blood-
meal containing a GFP-expressing SINV by A. aegypti mosquitoes resulted
in virus infection of enteroendocrine cells. These cells have important roles
in the transit of vesicles from the apical to basolateral side of the intestinal
epithelium, suggesting a connection between this tropism and viral dissem-
ination (Ahearn et al., 2020). Multiple studies have identified a critical role
for the insect antiviral pathway, RNA interference (RNAi), in restricting
infection of these intestinal midgut cells and replication in the salivary glands
of the mosquito. For example, abrogation of the RNAi pathway via knock-
down of the Aa-dcr2 gene enhances SINV dissemination, and expression of
RNAi suppressor factors from recombinant SINV and ONNV reduces
40 Cormac J. Lucas and Thomas E. Morrison
mosquito survival upon infection (Blair and Olson, 2014; Cheng et al.,
2016; Khoo et al., 2010; Myles et al., 2008). The role of RNAi in restricting
mosquito infection is consistent across alphaviruses, with CHIKV, RRV,
and MAYV all inducing expression of piwi-RNA and miRINAs in
A. aegypti, and knockdown of the Ago2 gene enhancing viral replication
in both midgut and head tissues as well as viral dissemination (Alto et al.,
2020; McFarlane et al., 2014; Sinclair and Asgari, 2020). Importantly, these
studies suggest RNAi is the primary antiviral defense against alphaviruses in
A. aegypti mosquitoes (Alto et al., 2020; McFarlane et al., 2014). Viral infec-
tion also is not benign in mosquitoes and comes with a fitness cost, as
A. aegypti fecundity was reduced by 30–50% upon infection with MAYV
regardless of the geographic origin of the mosquito strain (Sucupira et al.,
2020). However, despite A. aegypti being susceptible to MAYV and com-
petent for transmission under laboratory conditions, knowledge of the
immune response to MAYV infection in its enzootic vector Haemogogus
janthinomys remains lacking.
Several virological tools have been developed to elucidate viral determi-
nants of fitness in the mosquito. The TE/30 2 J double subgenomic SINV
virus is a useful way of introducing stably expressed genes into mosquito cell
lines but cannot efficiently infect midgut epithelial cells in the mosquito
(Frolov et al., 1996; Hahn et al., 1992; Higgs et al., 1993). Seabaugh
et al. developed a chimeric cDNA clone, MRE1001, containing sequences
from both the TE/30 2 J virus and the MRE16 SINV isolate that efficiently
infects mosquitoes, and they showed that MRE1001 virus infects midgut
cells and disseminates in at least 90% of mosquitoes, providing a useful tool
for identifying viral determinants of midgut infection and dissemination
(Seabaugh et al., 1998). Subsequently, substitution of E2 residues 95 and
96 or 116 to 119 from MRE16 to TE/30 2 J significantly enhanced infection
of midgut epithelial cells in A. aegypti mosquitoes, emphasizing the utility of
this mosquito infection model for understanding viral determinants of
infection (Pierro et al., 2008). Currently, there are alphavirus infection
models for A. aegypti and A. albopictus, yet there remains a critical need to
develop mosquito models using enzootic vectors such as Haemogogus spp.,
Culiseta melanura, other Aedes spp., and Culex spp. given their roles in both
maintenance and spillover of alphaviruses into urban cycles (Celone et al.,
2021; Pezzi et al., 2020; Stephenson et al., 2018). In addition, while
ONNV is the only alphavirus to infect and transmit via Anopheles mosqui-
toes, further study of viral determinants of infection of Anopheles gambiae
across different alphaviruses is essential given regional overlap between
malaria and alphaviruses like CHIKV and MAYV (Pezzi et al., 2020).
Animal models of alphavirus infection and human disease 41
Fig. 5 Utility of alphavirus human disease models. Infection of laboratory mice (inbred
and outbred), rats, guinea pigs, hamsters, and non-human primates is used to model
alphavirus-induced human disease. Studies in these models enhance an understanding
of viral and immunological factors associated with viral replication, viremia, morbidity,
mortality, inflammation, clearance of infection, and long-term protection. Subsequently,
these models support testing of novel antiviral and immunomodulatory therapeutics
and vaccine strategies. This figure was made using Biorender.com
excellent recent reviews (Atkins and Sheahan, 2016; Haese et al., 2016;
Kafai et al., 2022; Ng, 2017; Steele and Twenhafel, 2010; Taylor et al.,
2015). In this section, we summarize existing inbred laboratory mouse
models of arthritogenic alphavirus infection as well as newer models for
re-emerging alphaviruses such as MAYV, introduce a humanized mouse
model of mosquito-transmitted CHIKV infection, and discuss common
murine models of encephalitic alphavirus infection. We note that many
studies, too numerous to review here, have exploited the genetic tractability
(e.g., gene knockouts, conditional gene knockouts, transgenics, etc.) of
inbred mouse models to define the role of specific cell types, pathways,
and genes in alphavirus infection, pathogenesis, and immunity, such as
Animal models of alphavirus infection and human disease 43
the type I IFN system (Couderc et al., 2008; Grieder and Vogel, 1999;
Hwang et al., 1995; Rudd et al., 2012; Schilte et al., 2012; Winkler
et al., 2020). Additionally, pre-treatment of immunocompetent WT mice
prior to virus inoculation with a monoclonal antibody against IFNAR1,
the receptor for type I IFN, can be used as a model of lethal alphavirus
infection, particularly for the arthritogenic alphaviruses that are generally
less virulent in mice compared with the encephalitic alphaviruses.
Although this immunosuppression-based approach has limitations for path-
ogenesis studies, this system can be employed to rigorously test the protec-
tive capacity of antiviral therapeutics and vaccines against a lethal virus
challenge (Earnest et al., 2019; Earnest et al., 2021). Finally, it also is impor-
tant to note that the outcomes of both arthritogenic and encephalitic
alphavirus infections of laboratory mice are highly age-dependent, as youn-
ger mice are more susceptible to infection, exhibit more efficient viral
dissemination, and develop more severe signs of disease (Labrada et al.,
2002; Ryman et al., 2007; Taylor et al., 2015).
CHIKV. Traditional laboratory mouse models have been used for the
investigation of virological and immunological mechanisms of acute
CHIKV arthritic disease, providing key insight into risk factors and potential
therapeutic targets for human infection that otherwise are difficult to deter-
mine given the rarity of human joint tissue sampling and the sporadic nature
of CHIKV outbreaks. Subcutaneous inoculation of CHIKV-LR2006, an
IOL strain (Tsetsarkin et al., 2006), into the foot of 6-week-old WT
C57BL/6 mice results in the development of viremia, swelling of the inoc-
ulated foot, and inflammation in joint and muscle tissue (Gardner et al.,
2010). Histopathological analysis identified subcutaneous edema in the
footpad, arthritis (including mononuclear cell infiltrates and disruption of
the synovial membrane), tenosynovitis (including inflammatory cell infil-
trates surrounding connective tissue), and severe muscle necrosis (Gardner
et al., 2010). These findings were consistent with those observed following
subcutaneous inoculation of 14-day old WT C57BL/6 mice with 100 PFU
of the IOL strain CHIKV SL15649. This study performed virological and
histopathological analysis through 21 days post infection and found that viral
RNA persisted in the left and right ankle tissue and skeletal muscle tissue
displayed signs of both regeneration and a fibrous response (Morrison
et al., 2011). These models provide tools to evaluate signs of human
disease in immunocompetent adolescent to adult mice during arthritogenic
alphavirus infection. However, there remains a need for an immunocompe-
tent adult mouse model that recapitulates the persistent arthralgia associated
44 Cormac J. Lucas and Thomas E. Morrison
with chronic CHIKV disease in humans (Cunha et al., 2020; Hoarau et al.,
2010; McCarthy et al., 2019; Taylor et al., 2015). Further evaluation and
modification of the model described by Morrison et al., including the use
of 4 week-old WT C57BL/6 mice, resulted in the detection of significant
levels of CHIKV RNA and mild synovitis in murine joint tissue through
16 weeks post inoculation, suggesting this model may be useful for evalu-
ating some aspects of chronic CHIKV disease (Hawman et al., 2013).
Furthermore, infection of Rag1/ C57BL/6 mice, which lack mature B
and T cells (Mombaerts et al., 1992), resulted in more severe synovitis
and tenosynovitis through at least 6 weeks post infection, consistent with
increased levels of viral RNA in tissues compared with WT mice
(Hawman et al., 2013). Studies in humans have linked the early appearance
of neutralizing IgG3 antibodies to less severe CHIKV infection and a lower
incidence of chronic symptoms (Kam et al., 2012), emphasizing that this
genetically tractable C57BL/6 mouse model may be informative for eluci-
dating factors that lead to chronic disease. Although immunocompetent WT
C57BL/6 mice develop mild chronic synovitis, they do not develop the
long term clinical signs of disease in multiple joints that are characteristic
of chronic CHIKV disease in humans. Nevertheless, microcomputed tomo-
graphic (μCT) analysis of CHIKV-infected mice revealed there is reduced
bone volume in the joints and lesions characterized by periostitis, periosteal
bone proliferation around the metatarsal bones, and cartilage necrosis (Chen
et al., 2015; Goupil et al., 2016). The reduced bone volume is associated
with a high ratio of RANKL/OPG in joint tissue, which also is observed
in human patients, and can be alleviated if mice are pretreated with bindarit,
a small molecule inhibitor of monocyte chemoattractant protein synthesis
(MCP-1/CCL2, MCP-2/CCL8, and MCP-3/CCL7) (Chen et al.,
2015). CHIKV SL15649 infection of aged (18 months) C57BL/6 mice
causes an increased duration of viremia, enhanced early footpad swelling,
and joint tissue pathology at later timepoints compared with 12-week-old
adult mice (Uhrlaub et al., 2016). This study in aged mice also presented
evidence of persistence of replication competent virus in joint tissue
(Uhrlaub et al., 2016). Infection of adult BALB/c mice with CHIKV is
similar to C57BL/6, with mice developing musculoskeletal tissue pathology
including necrotic muscle degeneration and edema (Weger-Lucarelli et al.,
2014). Outbred CD-1 and ICR mice infected with CHIKV develop leth-
argy, weight loss, and hindlimb dysfunction but only in mice <7 days old
(Ziegler et al., 2008). Regardless of mouse strain, CHIKV infection of
Animal models of alphavirus infection and human disease 45
isolated from human or horse infections whereas less virulent strains were
originally derived from Culex tarsalis mosquitoes, suggesting a significant
host adaptation barrier for the virus to surmount before pathology occurs
(Logue et al., 2009). These data are consistent with studies in other outbred
mice (e.g., Swiss-Webster, Swiss-NIH) that indicate these epizootic WEEV
strains are unique in neuroinvasiveness (Bianchi et al., 1993). In contrast,
adult BALB/c mice infected with epizootic and enzootic WEEV isolates
uniformly succumb to infection, suggesting outbred mice may be more
useful for comparing viral determinants of virulence between epizootic
and enzootic WEEV strains (Nagata et al., 2006).
reactivation (Griffin et al., 1997; Kulcsar et al., 2015; Levine and Griffin,
1992). SINV AR339 is lethal by intracranial inoculation in young mice,
and comparative studies in 4-week-old mice suggest interferon-stimulated
genes (ISGs), especially ISG12, are critical for protection against CNS
pathology (Labrada et al., 2002).
Similarly, SFV infection of C57BL/6, BALB/c, outbred ICR, and CBA
mice by intracranial or peripheral inoculation causes lethal encephalitis
characterized by hindlimb paralysis, virus-induced demyelination, and pro-
ductive viral replication in neurons and oligodendrocytes following crossing
of the blood-brain barrier (Coppenhaver et al., 1995; Fazakerley, 2004;
Taylor et al., 2015). SFV persists in the brains of adult C57BL/6 mice with
little to no pathology despite causing highly destructive fatal encepha-
lomyelitis in young mice; these differences may be related to the role of anti-
bodies in clearance of virus from the periphery and control of CNS
infection (Atkins et al., 1985; Fazakerley, 2004; Griffin et al., 1997). As with
SINV, several attenuated and virulent SFV strains are commonly used to
assess mechanisms of viral encephalitis, including attenuated SFV A7 or
SFV4 strains, and pathogenic SFV6 or SFV L10 strains (Michlmayr et al.,
2014). Attenuated SFV strains do cause acute encephalitis and demyelina-
tion in 4-week-old mice, but the disease resolves between 3 and 5 weeks
post-infection (Fazakerley, 2004; Mokhtarian et al., 1994; Taylor et al.,
2015). These murine models of SINV or SFV-mediated viral encephalitis
provide valuable insight into both mechanisms of virus-induced CNS
disease and pathogenic and protective immune responses in the CNS
(Griffin, 2010).
succumb to infection prior to the onset of clinical CNS disease, limiting their
use as models of human neurological disease (Scherer et al., 1979; Steele and
Twenhafel, 2010).
5.2.3 Rats
Laboratory rats are often used for studies of the CNS, as their larger size and
higher intelligence than traditional laboratory mice make them more rele-
vant for behavioral and psychiatric studies (Ellenbroek and Youn, 2016).
Adaptation of the SINV encephalitis mouse model to rats shows some
stark differences, as both murine neuroinvasive and attenuated SINV strains
fail to invade the CNS following intraperitoneal injection of adult rats.
Moreover, only one murine neurovirulent strain caused fatal disease follow-
ing intracranial virus inoculation of rats (Darman et al., 2004; Kobiler et al.,
1999). A key component of neurovirulent SINV pathogenesis is excitotoxic
motor neuron injury, which has also been observed in West Nile virus
(WNV) animal and human infection, and differences in susceptibility to
spinal motor neuron death between BALB/c mice, C57BL/6 mice, and
Sprague-Dawley rats may be attributed to the level of GLT-1-mediated
glutamate transport (Darman et al., 2004). SFV rodent encephalitis can
also be translated to the rat model, which shows viral strain-dependent
lethality following intranasal virus inoculation. Overt disease is associated
with necrosis of productively infected neurons and apoptosis of infiltrating
leukocytes, while immune-mediated demyelination occurs following
infection with both high and low virulence SFV strains (Atkins et al.,
1990; Sammin et al., 1999). The demyelination observed during infection
with both lethal and avirulent SFV strains suggests this rat model could
be useful for understanding the mechanistic basis of demyelinating diseases
in humans such as multiple sclerosis (Sammin et al., 1999). Rats also are
highly susceptible to epizootic VEEV infection, with VEEV strain
V-198 inducing lethal encephalomyelitis in 100% of animals regardless
of inoculation dose. Since metabolic functions in rats have been well
characterized in the context of other infectious diseases, this model could
be useful for defining the relationship between VEEV infection, metabo-
lism, and the course of clinical disease ( Jahrling et al., 1978). Finally,
VEEV infection of pregnant rats has been used to demonstrate structural
damage in placental and fetal tissues associated with VEEV infection
(Garcı́a-Tamayo et al., 1981).
Animal models of alphavirus infection and human disease 55
21 dpi (after viremia and clinical disease signs subside), a lack of detectable
viral RNA or germinal center development in fetal tissue indicated no trans-
placental transmission, suggesting CHIKV is not vertically transmitted
(Chen et al., 2010). Both the rhesus macaque and cynomolgus macaque
models of CHIKV infection have been used to investigate antiviral pre-
and post-prophylactic treatments including vaccination and intravenous
administration of human monoclonal antibodies against CHIKV during
acute disease, emphasizing how the usefulness of this model at mimicking
aspects of human disease supports the development of novel therapeutic
strategies (Broeckel et al., 2017; Roy et al., 2014). The cynomolgus
macaque model also provides strong evidence for persistent CHIKV infec-
tion. CHIKV RNA was detected in lymphoid organs, liver, synovial and
muscle tissues for months after inoculation. Moreover, infectious virus
was recovered from spleen, liver, and muscle tissue at 44 dpi and viral
antigen and RNA were detected in CD68+ macrophages, implicating
macrophages as a cellular site of viral persistence (Labadie et al., 2010).
Fig. 6 Utility of alphavirus transmission models. Alphavirus transmission has been stud-
ied using specific models of experimental viremia in which the fate of viral particles in
the blood circulation can be assessed following intravenous inoculation, following aero-
sol inoculation, and using mosquito and mosquito factor-based models to more closely
mimic natural infection. This figure was made using Biorender.com.
animals is determined prior to exposure, and the actual inhaled dose is deter-
mined by plaque assay on samples collected by impaction on gelatin-filters
(Reed et al., 2004; Taylor, 2007). These steps are essential as aerosol expo-
sure can be a more highly variable method of inoculation than needle-based
inoculation. In mice, aerosol exposure of 7–9-week-old female BALB/c
mice to EEEV Pe-6 causes dose-dependent mortality and recapitulates
the severe encephalitis observed in human patients infected following a
mosquito bite (Phelps et al., 2019). Histological evaluation of these mice
suggested that the brain supports productive EEEV infection, however,
further study of EEEV replication in cells of the murine CNS in the context
of aerosol infection is needed. In NHPs, aerosol exposure of adult
cynomolgus macaques and common marmosets to EEEV (FL91-4679
60 Cormac J. Lucas and Thomas E. Morrison
with CHIKV strain SGP11 reduced viremia and suppressed tissue viral
load and joint inflammation, whereas concomitant co-infection had no
effect on viremia but reduced peak joint inflammation (Teo et al., 2018).
Similar findings were observed following inoculation of ONNV into
Plasmodium-infected mice (Torres-Ruesta et al., 2022). Although these
studies investigated both an experimental cerebral malaria (ECM) model
and an uncomplicated malaria infection model that recapitulates liver stage
disease, metabolic acidosis, parasitemia, and severe anemia, inoculation of
CHIKV or ONNV occurred during the acute stage of Plasmodium infection
when the innate immune response is activated. Thus, it could be of interest
to modify these models and assess the outcome of CHIKV or ONNV infec-
tion following inoculation during the chronic stage of malaria infection
(De Niz and Heussler, 2018; Teo et al., 2018). In addition, testing the effect
of other Plasmodium species on CHIKV and ONNV disease, such as
P. chaubaudi, which establishes chronic malaria in mice (Stephens et al.,
2012), could enhance the utility and impact of these systems.
8. Conclusions
As described above, there currently exist a variety of useful animal
models of alphavirus infection in both mammals and mosquitoes, however,
gaps remain in our ability to understand alphavirus infection using animal
models. For example, a robust small animal model of chronic arthralgia
induced by the arthritogenic alphaviruses remains elusive. Enhanced under-
standing of human clinical disease facilitated by patient cohort studies would
aid the future development of such a model. Also, commonly used strains of
laboratory mice often rapidly succumb to encephalitic alphavirus infection,
hindering study of chronic neurological sequelae observed in a large propor-
tion of symptomatic human patients. Use of chimeric SINV and EEE/
VEE/WEE viruses or generation of attenuated viruses and intracranial
inoculation could potentially facilitate development of a murine model of
chronic neurological disease following encephalitic alphavirus infection.
Moreover, reflection of the vast genetic and microbiome diversity of the
68 Cormac J. Lucas and Thomas E. Morrison
Acknowledgments
We thank members of the Morrison laboratory for critical evaluation of this manuscript. This
work was supported by Public Health Service grants R01 AI141436 and R01 AI148144 from
the National Institute of Allergy and Infectious Diseases to T.E.M. C.J.L. was supported by an
RNA Biosciences Initiative Research Scholar Award.
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