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Neuroscience and Biobehavioral Reviews 47 (2014) 578–591

Contents lists available at ScienceDirect

Neuroscience and Biobehavioral Reviews


journal homepage: www.elsevier.com/locate/neubiorev

Review

Childhood adversity and neural development: Deprivation and threat


as distinct dimensions of early experience夽
Katie A. McLaughlin a,∗,1 , Margaret A. Sheridan b,1 , Hilary K. Lambert a
a
Department of Psychology, University of Washington, Seattle, WA, United States
b
Division of Developmental Medicine, Boston Children’s Hospital, Harvard Medical School Boston, MA, United States

a r t i c l e i n f o a b s t r a c t

Article history: A growing body of research has examined the impact of childhood adversity on neural structure and
Received 22 April 2014 function. Advances in our understanding of the neurodevelopmental consequences of adverse early
Received in revised form environments require the identification of dimensions of environmental experience that influence neu-
30 September 2014
ral development differently and mechanisms other than the frequently-invoked stress pathways. We
Accepted 15 October 2014
propose a novel conceptual framework that differentiates between deprivation (absence of expected
Available online 25 October 2014
environmental inputs and complexity) and threat (presence of experiences that represent a threat to
one’s physical integrity) and make predictions grounded in basic neuroscience principles about their dis-
Keywords:
Childhood adversity
tinct effects on neural development. We review animal research on fear learning and sensory deprivation
Neural development as well as human research on childhood adversity and neural development to support these predictions.
Adverse childhood experience We argue that these previously undifferentiated dimensions of experience exert strong and distinct influ-
Deprivation ences on neural development that cannot be fully explained by prevailing models focusing only on stress
Trauma pathways. Our aim is not to exhaustively review existing evidence on childhood adversity and neural
Threat development, but to provide a novel framework to guide future research.
Fear learning © 2014 Elsevier Ltd. All rights reserved.

Contents

1. Distinguishing between deprivation and threat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 580


2. Deprivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 580
2.1. Predictions based on animal literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 580
2.1.1. Proliferation and pruning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 581
2.1.2. Visual deprivation as early experience . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 582
2.1.3. Global deprivation in animal models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 582
2.2. Consistency with evidence from human studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 582
3. Threat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 583
3.1. Predictions based on animal literature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 583
3.1.1. Fear learning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 584
3.1.2. Effects of early threat on fear learning circuits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 584
3.2. Consistency with human studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 585
4. Recommendations for future research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 586
5. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 587
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 587
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 587

夽 This research was supported by grants from the National Institutes of Health (K01-MH092526 and R01-MH103291 to McLaughlin and K01-MH092555 to Sheridan).
∗ Corresponding author. Tel.: +1 206 616 7863.
E-mail address: mclaughk@uw.edu (K.A. McLaughlin).
1
Please note that these authors contributed equally to this work.

http://dx.doi.org/10.1016/j.neubiorev.2014.10.012
0149-7634/© 2014 Elsevier Ltd. All rights reserved.
K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591 579

There has been a veritable explosion of research in the last as ‘early life stress’ (Burghy et al., 2012; Cohen et al., 2006; Gatt et al.,
decade into the long-term consequences of exposure to child- 2009). This term has been used to refer to such disparate experi-
hood adversity. The terms ‘childhood adversity’, ‘adverse childhood ences as parental psychopathology, abuse, poverty, marital conflict,
experience’, and ‘early life stress’ have been used to refer to a broad and institutional rearing. This approach not only obscures mean-
set of negative exposures during childhood, ranging from physical ingful differences between these types of experiences that are likely
and sexual abuse to institutional rearing and chronic poverty (Anda to have important implications for understanding their effects on
et al., 2006; Burghy et al., 2012; Cohen et al., 2013). Evidence from neural development but also implicitly suggests that very different
population-based epidemiological studies indicates that childhood types of environmental experiences influence brain development
adversity is common and associated strongly with the subsequent through the same underlying mechanisms. This lack of specificity
onset of psychopathology not only in childhood, but also in ado- both with regard to the measurement of environmental experience
lescence and adulthood (Cohen et al., 2001; Green et al., 2010; and the impacts on brain development constitutes a critical bar-
Kessler et al., 1997; McLaughlin et al., 2012). Individuals who have rier to identifying the pathways through which childhood adversity
been exposed to adverse childhood experiences are at elevated risk impacts neural development and, ultimately, psychopathology.
of developing a wide range of mental disorders, including mood, Current conceptualization of the impact of childhood adversity
anxiety, behavior, and substance use disorders. Importantly, expo- on neural development has focused almost exclusively on stress
sure to childhood adversity has been shown to explain more than pathways and allostatic load (Burghy et al., 2012; Cohen et al.,
30% of mental disorders in the U.S. population (Green et al., 2010; 2013). The stress model has been described in detail in numer-
McLaughlin et al., 2012), underscoring the significance of these ous previous papers (see McEwen, 2012). Briefly, activation of the
experiences in shaping population-level mental health. hypothalamic–pituitary–adrenal (HPA) axis results in the release
The strong and pervasive relationship between adverse child- of glucocorticoids, which can lead to structural and functional
hood experiences and psychopathology has generated considerable changes in brain regions with high concentrations of glucocorticoid
interest in identifying the underlying mechanisms that explain receptors, including the hippocampus, amygdala, and prefrontal
these associations. However, identifying central mechanisms has cortex (PFC) (McEwen, 2012). The HPA axis is a plastic system and
proved difficult, because different types of adverse experiences exposure to extreme or chronic stress can lead to changes in the
frequently co-occur, meaning that most individuals exposed to functioning of this system, resulting in excessive or blunted gluco-
childhood adversity have experienced multiple adverse experi- corticoid release and related downstream structural consequences
ences (Dong et al., 2004; Finkelhor et al., 2007; Green et al., 2010; in the brain (McEwen, 1998, 2012). Extensive evidence suggests
McLaughlin et al., 2012). Recognition of the co-occurring nature of that early exposure to adverse environments can disrupt the devel-
adverse childhood experiences has resulted in a shift from focus- opment and functioning of the HPA axis (Gunnar and Quevedo,
ing on single types of adversity, such as parental death, divorce, 2007), and this is the primary mechanism through which it is
abuse, and neglect (Chase-Lansdale et al., 1995; Dubowitz et al., often argued that adverse experiences shape neural structure and
2002; Fristad et al., 1993; Mullen et al., 1993; Wolfe et al., 1994), to function. Focusing only on this mechanism is problematic, how-
examining the associations between number of adverse childhood ever, as adversity sometimes appears to have a remarkably broad
experiences and psychopathology (Arata et al., 2007; Dube et al., impact on neurodevelopment. For example, children exposed to
2003; Edwards et al., 2003; but see also Humphreys and Zeanah, institutional rearing exhibit widespread cortical thinning in the
2014 for a recent alternative approach). The fundamental lesson superior and inferior parietal cortex (McLaughlin et al., 2014), and
from this research has been that as childhood adversities increase, children exposed to neglect and poverty often have deficits in lan-
the likelihood of psychopathology increases. While this has proved guage abilities (Farah et al., 2006; Hildyard and Wolfe, 2002) and
valuable for identifying children in need of intervention, it has led accompanying differences in neural function supporting language
to an oversimplification of the boundaries between distinct types function (Raizada et al., 2008). Neither of these patterns is an obvi-
of environmental experience and has done little to uncover the core ous consequence of HPA axis activation or cortisol.
underlying mechanisms through which adversity increases risk for However, this evidence is by no means conclusive. Glucocor-
psychopathology. ticoids are only one of many mediators that work together to
Here we propose that cognitive neuroscience provides a modulate brain development following stress. The coordinated
powerful set of tools that will allow us to most fruitfully iden- actions of these mediators are dependent on the state of differentia-
tify the developmental pathways linking childhood adversity to tion of each brain region and are highly region and cell type specific
psychopathology and that examining the imprint of environ- when stress occurs. Indeed, a host of mechanisms of hormone
mental experience on neural structure and function will help to action reveal that the whole brain is a target for the modulatory
resolve some of the challenges inherent in studying complex and effects of stress and other hormones via genomic and non-genomic
co-occurring exposures. Indeed, one of the basic principals of neu- receptors (Liston et al., 2013; McEwen, 2010; Popoli et al., 2012)
roscience, developed and elaborated over the last half century, is As such, it is important to acknowledge that the effects of stress
that early experience shapes the structure and subsequent function are not fully mediated by cortisol (the most common marker of
of the brain. A small but rapidly growing body of work has begun HPA axis activation in human research) and that cortisol actions
to examine the impact of childhood adversity on neural develop- on their own do not explain how stress affects gene expression or
ment (Hackman and Farah, 2009; Hart and Rubia, 2012). However, neuronal plasticity (Gray et al., 2013). Thus, although it is possible,
to date most existing work has conceptualized adverse childhood given the potentially wide variety of effects that stress can have on
experiences purely within a stress perspective, which has hin- the brain, that the changes described above are the downstream
dered the identification underlying dimensions of environmental effect of stress exposure, it is also possible – and we argue, likely
experience that might influence neural structure and function in – that alternative mechanisms explain these effects of childhood
distinct ways (but see Rao et al., 2011 for a counter example). adversity on neural development. Investigating these mechanisms
Here we argue that the distinct neural effects of different dimen- first requires a novel method of describing and measuring different
sions of experience have often been oversimplified or ignored. forms of childhood adversity.
Extant research has almost universally defined childhood adversity We argue here that the field must move beyond the prevailing
according to broad descriptive categories (i.e., abuse, neglect, insti- approach to one that attempts to distill complex adverse expe-
tutionalization, poverty) or has examined even broader constructs riences into their core underlying dimensions, and we propose
that combine diverse forms of adversity together, often referred to a conceptual framework for doing so. Specifically, our model
580 K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591

differentiates between experiences of deprivation (i.e., the absence review how exposure to deprivation and threat may shape these
of expected environmental inputs and complexity) and threat aspects of neural development in light of evidence from animal
(i.e., the presence of experiences that represent a threat to one’s studies and emerging human research. Throughout we identify
physical integrity) and provides predictions and preliminary evi- plausible mechanisms through which commonly studied forms of
dence grounded in basic neuroscience principles and mechanisms adversity (e.g., maltreatment, institutionalization) may come to
drawn from animal research on sensory deprivation and fear affect neural development, leading to our novel model of envi-
learning about the expected effects of each of these dimensions ronmental experience. We end by proposing directions for future
of experience on neural structure and function. Our aim is not research into the impact of adversity on neural development that
to exhaustively review existing evidence on early adversity and will confirm or disprove these hypothesized pathways.
neural development in humans or animals, but to provide a novel
conceptual framework to guide future research. 2. Deprivation
Importantly, we do not propose that deprivation and threat are
the only dimensions of early experience that are important or that 2.1. Predictions based on animal literature
all types of childhood adversity can be conceptualized solely along
these dimensions. For example, institutional rearing involves the One of the areas where the impact of experience on neural devel-
complete absence of an attachment figure early in development, opment has been most clearly documented is in the pruning of
(Tottenham, 2012). This lack of species-typical expectations of the synaptic connections during development in the central nervous
presence of an attachment figure in early development is a dimen- system. These principals were first examined in studies employing
sion not fully captured by either deprivation or threat. Rather, we sensory deprivation (Wiesel and Hubel, 1965b). Studies of deprived
propose that these are two dimensions of experience that have not or anomalous sensory input during development illustrated that
previously been clearly differentiated or explained by prevailing one of the primary mechanisms through which early experi-
models focused on stress pathways and argue that these dimen- ence shapes neural structure and function is by pruning initially
sions of experience exert strong and distinct influences on neural over-produced synaptic connections (Huttenlocher et al., 1982),
development. described more than three decades ago as the selective-elimination
hypothesis (Changeux and Danchin, 1976; Petanjek et al., 2011;
1. Distinguishing between deprivation and threat Purves and Lichtman, 1980). Here we propose that the same mech-
anisms through which sensory deprivation or anomalous sensory
The framework we propose here distinguishes between core environments shape primary sensory cortex in animals may also
dimensions of environmental experience that underlie different be the mechanism through which broader social-cognitive depriva-
forms of childhood adversity and describes their distinct impacts tion shapes association cortex in humans. We argue that we can use
on neural development. The central distinction we make is between basic principals of sensory deprivation to make predictions about
experiences of deprivation and experiences of threat. We sug- the way that decreased exposure to cognitive and social stimula-
gest that these dimensions of experience can be assessed across tion affects neural development. Specifically, we suggest that an
different forms of childhood adversity (e.g., physical and sex- early environment without cognitive enrichment will yield a neu-
ual abuse, domestic violence, institutionalization, neglect) and ral structure designed to deal with low complexity environments.
will differentially predict aspects of neurodevelopment and ulti- We predict that exposure to cognitive and social deprivation in
mately behavior. Experiences of deprivation involve the absence children results in (a) age-specific reductions in thickness and vol-
of expected cognitive and social inputs as well as the absence ume of association cortex, as measured in vivo using MRI, due in
of species- and age-typical complexity in environmental stimuli. part to early or over-pruning of synaptic connections, lower num-
The impact of low environmental complexity on cortical develop- bers of synaptic connections, and reduced dendritic branching;
ment has been well studied in animal models of sensory and global and (b) reduced performance on tasks that depend on these areas
deprivation and is conserved across species (Diamond et al., 1972; (e.g., complex cognitive tasks). We expect that reductions in corti-
Leporé et al., 2010; O’Kusky, 1985). The dimension of deprivation cal thickness should be most pronounced in regions of association
is central for children exposed to institutionalization, neglect, and cortex that are recruited for processing complex social and cogni-
poverty (Fig. 1). In contrast, experiences of threat include events tive inputs, including prefrontal cortex (PFC), superior and inferior
that involve actual or threatened death, serious injury, sexual vio- parietal cortex, and superior temporal cortex.
lation, or other harm to one’s physical integrity. Threat experiences We limit our argument to the development of association cortex
are conceptually similar to events defined as traumatic in the simply because association cortex has a prolonged developmental
Diagnostic and Statistical Manual of Mental Disorders (American trajectory relative to most areas of primary sensory cortex (Gogtay
Psychiatric Association, 2013). Events involving threat of serious et al., 2004; Huttenlocher, 1979) and because social and cognitive
harm result in strong learning mediated by emotional learning inputs likely shape areas of cortex involved in complex social and
networks that have been well characterized in animals and are cognitive processing. The term association cortex refers to lateral
conserved across species (Johansen et al., 2011; LeDoux, 2003). and medial prefrontal, parietal, and temporal areas of cortex that
Threat is a primary dimension of experience for children exposed are not primarily involved in processing sensory stimuli or motoric
to physical and sexual abuse, domestic violence, and other types responding but instead are activated in response stimuli that
of interpersonal violence (Fig. 1). Critically, we do not propose require cognitive processing (Goldman-Rakic, 1988; Mountcastle
that exposure to deprivation and threat experiences occurs inde- et al., 1975). These regions are considered amodal in that they
pendently for children, as most of the exposures described above respond to and process stimuli across multiple sensory modalities.
co-occur. Instead we propose that they can be measured separately While association cortex is likely to be organized along governing
and have unique effects on neurodevelopment. principals (Badre and D’Esposito, 2009), these principals continue
Below we separately describe deprivation and threat and to be investigated and are thought to be different to the organi-
their distinct impact on neural structure and function. Within zational principals of primary sensory cortex (e.g., retinotopy).
each section we first review mechanisms of neural development Generally it is understood that association cortex is necessary
from animal neuroscience (see Table 1 for a summary of animal for higher-level cognitive processes such as executive function,
paradigms included), describe how neuroimaging and neuropsy- language, and spatial navigation as well as social cognition. We
chological measures in humans may reflect these processes, and acknowledge that association cortex refers to a large area of cortex,
K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591 581

Fig. 1. Dimensions of threat and deprivation associated with commonly occurring adverse childhood experiences (ACEs). Importantly, we argue that threat and deprivation are
dimensions of experience that can be measured among children exposed to a wide ranges of ACEs, both those that occur in isolation (e.g., a single incident of community
violence exposure) and those that are co-occurring (e.g., physical abuse and physical neglect). We use the term complex exposures to refer to experiences that in most cases
involve aspects of both threat and deprivation. Institutionalization is one such exposure, which involves deprivation in both cognitive and social inputs – consistent with our
definition of deprivation – as well as the absence of a primary attachment figure, which is an atypical experience that can represent a significant threat to safety and survival
for an infant in the extreme absence of care. Note that institutional rearing also involves lack of species-typical expectations of the presence of an attachment figure in early
development (Tottenham, 2012), a dimension not fully captured by either deprivation and threat. Poverty differs in fundamental ways from the other exposures we describe.
Critically, poverty does not inherently involve dimensions of either threat or deprivation (i.e., it is possible to be poor and to have no exposure to threatening experiences and
typical exposure to cognitive, social, and environmental complexity). However, poverty is often a marker of exposure to both threat and deprivation, particularly deprivation
in exposure to enriching and cognitively complex environments. Because the degree of threat and deprivation exposure associated with poverty is heterogeneous, this could
be one reason that the findings with regard to poverty and neural development have been inconsistent across studies. Figure reproduced, with permission, from Sheridan
and McLaughlin (2014).

making our predictions relatively non-specific. However, greater cortex is born out in the current data on the association between
specificity in these predictions requires improvements in our exposure to environments characterized by deprivation and neural
measurement of deprivation in both animal and human models, structure and function in humans.
and greater understanding of the specific types of social and
cognitive inputs that are required for diverse regions of association 2.1.1. Proliferation and pruning
cortex to develop normally. As we review below, the hypothesis Early in the study of neural structure, it was hypothesized
that exposure to deprivation preferentially affects association that synaptic connections emerged following a genetic blue print

Table 1
Dimensions of deprivation and threat associated with commonly used animal paradigms of early adversity.

Paradigm Description Primary dimension

Dark Rearing Animals that typically develop ocular dominance columns (e.g., cats) are deprived of visual Deprivation
input via rearing in complete darkness. Animals are not deprived of other forms of sensory
input (sound, tactile, taste, smell) but are raised without visual input until they are
post-pubertal
Individual rearing Rodents are single-housed after weaning to reduce visual, auditory, and olfactory Deprivation
communication and to prevent physical interactions with littermates housed in separate
cages in the same room
Repetitive foot shock1 Rodents are exposed to a series of aversive foot shocks in a closed chamber. The series of Threat
shocks is repeated daily for a number of consecutive days.
Chronic restraint Rodents are physically restrained for a specified number of hours. Restraint is repeated Threat
daily for a number of consecutive days.
Predator odor Rodents are exposed to a natural predator odor in a closed chamber for a specified number Threat
of hours. Exposure is repeated daily for a number of consecutive days
Minimal bedding Rodent dam and litter are housed with a minimal amount of nesting and bedding Threat
materials for a specified number of days prior to weaning. Minimal bedding is associated
with rough handling of and stepping on pups as well as inconsistent and fragmented
dam-pup interactions (Raineki et al., 2012)
Chronic maternal separation Litter is removed from rodent dam and placed in an incubator for a specified number of Deprivation and Threat
hours. Separation is repeated daily for a number of consecutive days prior to weaning
1
Foot shock is the most commonly used stimulus in fear conditioning rodent models, which can also be used as models of early adversity (Raineki et al., 2010; Raineki
et al., 2012; Sarro et al., 2014; Sevelinges et al., 2011).
582 K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591

(Sperry, 1963). However, the “preformist” theory rapidly gave relationships between auditory stimuli (Voss et al., 2008). In addi-
way to evidence in favor of the selective-elimination hypothe- tion, congenitally blind individuals activate these cortical areas
sis that emphasized the critical role that environmental inputs during tasks requiring the processing of auditory or tactile stimuli
played in shaping neural structure (Changeux and Danchin, 1976). and when performing complex cognitive tasks (Collignon et al.,
Since that time, decades of work have documented that central 2013). This pattern of re-organization appears to reflect the fact
and peripheral nervous system development contains two distinct that congenitally blind individuals may be able to use the inherent
phases of synaptic growth, which ultimately shape adult neural organizational structure of extrastriate cortex to process complex
structure and function: proliferation and pruning. Synaptic prolif- perceptual stimuli in other sensory modalities. Moreover, congeni-
eration occurs in a period beginning during the third trimester, tally blind individuals have thinner primary visual cortex compared
peaking about three months after birth, and ending before the to sighted or late-blind participants (Collignon et al., 2013; Leporé
second year of life (Huttenlocher and Dabholkar, 1997; Petanjek et al., 2010), indicating that the reduction of inputs into primary
et al., 2011). During this period, there are rapid increases in the visual cortex results in reductions in cortex and thus reduced
ratio of asymmetrical to symmetrical synapses (an index of newly processing capacity.
formed synaptic connections), synaptic density, and total number Thus it appears in humans and rodents that, (a) reduction in
of synapses (Huttenlocher and de Courten, 1987; Rakic et al., 1986). sensory inputs during periods of developmental plasticity leads
Following synaptic proliferation, a period of pruning of synaptic to thinner cortex in primary sensory areas, due at least in part
connections occurs and continues for an extended period through to increased synaptic pruning; and (b) non-primary sensory areas,
childhood and adolescence. In humans, this synaptic elimination such as extra-striate cortex, can be ‘colonized’ by other sensory and
occurs earlier for primary sensory cortex and later for association cognitive processes when typical inputs are absent. In humans, this
cortex, although the final density of synapses in adulthood across appears to result in more diffuse patterns of activation in response
areas of cortex is not different (Huttenlocher, 1979; Huttenlocher to task demands. However, even in the context of cortical ‘colo-
and Dabholkar, 1997; Huttenlocher and de Courten, 1987). nization’, cortical thinning occurs within primary sensory areas,
Pruning of synaptic connections occurs in all six layers of cor- indicating that the synaptic connections associated with reduced or
tex, but occurs primarily for synaptic connections on dendritic absent environmental input may be observable using neuroimag-
spines as compared to other classes of synapses on dendritic shafts ing techniques.
or cell somas (Rakic et al., 1986). This is likely a corollary of the
finding that presynaptic neurons rely on trophic factors released 2.1.3. Global deprivation in animal models
from their post-synaptic targets, and thus co-activation, for sur- A second literature in rodents has investigated the impact of a
vival (Purves and Lichtman, 1980). That is, as two cells co-activate, more general developmental experience, that of global deprivation
the association between the cells strengthens, trophic factors are and enrichment. It has been amply demonstrated in animal mod-
transmitted, and it becomes more likely that this synaptic connec- els that global deprivation due to single rodent housing results in
tion will survive. In contrast, if a synaptic connection is infrequently widespread decreases in dendritic arborization, spines, and over-
activated, this connection becomes weaker over time and is likely to all brain volume (Bennett et al., 1996, 1974; Diamond et al., 1966,
be pruned. Conceptually, the emergent system reflects the relative 1972; Globus et al., 1973). This change in cortical structure has
effectiveness of various pathways, theoretically yielding the most been observed following random assignment to individual housing
efficient system where only the most effective and environmen- with decreased visual, auditory, and social inputs for pre-pubertal
tally relevant connections remain. Thus, through the interaction of and peri-pubertal animals (Bennett et al., 1996). Changes in den-
pre and post-synaptic cell interactions, the elimination of synapses dritic morphology are marked throughout cortex (Diamond et al.,
during development gives rise to the adult organization of the 1975), are stronger and more persistent if the duration of expo-
peripheral and central nervous system. sure is longer (Bennett et al., 1974), and decline slowly following
a transition to a new environment. These changes appear to be
2.1.2. Visual deprivation as early experience at least partially reversible through exposure to enriching, cogni-
Much of the early work concerning the effect of experience on tively stimulating environments following deprivation (Diamond
neural structure and function comes from investigations of the et al., 1972). Because the current evidence from rodent models of
effect of visual deprivation on visual cortex structure and function. deprivation and enrichment are not tied specifically to the devel-
In animals this has been observed through experimental manip- opmental stage at which exposures occur, it is difficult to know
ulation of visual input during development. In initial studies of if such exposures would have a larger and less malleable impact
monocular deprivation, kittens were deprived of visual input to if they occurred earlier or if they would have a smaller and more
one eye during development, leading to irreversible changes in reversible impact if they occurred later.
ocular dominance columns. In contrast, monocular deprivation in In sum, evidence from the animal literature indicates that
adult cats leads to no such irreversible effects (Wiesel and Hubel, decreases in environmental input within a single modality (e.g.,
1965a,b). Importantly, where early monocular deprivation leads vision) during development can disrupt cortical organization and
to changes in visual cortex organization, complete visual depri- decrease dendritic arborization and number of synapses within
vation, or “dark rearing” leads to radical reductions in synapses corresponding sensory cortex regions. In animals exposed to multi-
in primary visual cortex (V1) and irreversible decreases in visual faceted deprivation, a general lack of stimulation, general decreases
acuity (O’Kusky, 1985). These and other findings ultimately led to in cortical thickness are observed due to decreases in dendritic
the concept of developmental plasticity: the understanding that arborization, neuronal depth, and glia cells. An obvious next step
early experience has a preferentially permanent impact on neu- is to determine whether similar patterns of neural outcome are
ral structure, in particular during specific periods termed sensitive observed in children exposed to social and cognitive deprivation.
or critical periods when environmental stimuli have a more pro-
nounced impact on neural structure and function (Hensch, 2005; 2.2. Consistency with evidence from human studies
Morishita and Hensch, 2008; O’Kusky, 1985).
In humans, the impact of sensory deprivation on neural develop- We next review evidence from studies of children exposed
ment has been studied in individuals with congenital and late-onset to diverse environments that share the characteristic of lacking
blindness. Congenital blindness is associated with increased use complexity in social and cognitive inputs. These include institu-
of visual cortex to process auditory stimuli and the spatial tionalization, low socio-economic status (SES), and neglect, each of
K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591 583

which are characterized by deprivation in social stimulation, cog- (McLaughlin et al., 2014). In some areas of cortex these decreases
nitive inputs (e.g., language), and in the case of institutionalization, in thickness mediate the association between institutionali-
the absence of a primary attachment figure (Hart and Risley, 1995; zation and atypical cognition function (e.g., ADHD symptoms;
Hildyard and Wolfe, 2002; Smyke et al., 2007). Given observed neu- McLaughlin et al., 2014).
ral changes following sensory and global deprivation in rodents, it Although low parental SES is not as clear-cut or extreme an
is likely that these forms of social and cognitive deprivation will exposure as institutionalization, it similarly confers risk for less
result in changes in thickness and volume in humans, as mea- complex cognitive inputs during childhood. Low parental SES is
sured using MRI. We predict that exposure to these diverse forms associated with decreased complexity and amount of linguistic
of deprivation will be associated with age-specific reductions in inputs (Hart and Risley, 1995), lower exposure to enriching cogni-
cortical thickness as a result of decreases in dendritic arboriza- tive experiences in the home (Bradley et al., 2001a,b) and in the
tion, spines, and density. Moreover, we expect that reductions in school environment (Sirin, 2005), including decreased access to
cortical thickness will be most pronounced in regions of associ- books and extracurricular experiences. Unsurprisingly, given this
ation cortex that are recruited for processing complex social and difference in exposure to complex cognitive stimuli, low SES is asso-
cognitive inputs, including the PFC, superior parietal cortex, and ciated with decreased performance on complex cognitive tasks,
superior temporal cortex. As shown below, existing evidence sup- including those tapping executive function and long-term memory
ports these predictions. Critically, however, because fine-grained (Evans and Schamberg, 2009; Farah et al., 2006; Hackman et al.,
measurement of the dimensions of deprivation and threat have 2010; Kishiyama et al., 2009; Noble et al., 2007), language abil-
not typically been undertaken in human studies of neurodevel- ity (Fernald et al., 2013; Weisleder and Fernald, 2013), and overall
opment and because prior studies have often focused on specific cognitive and academic achievement (Brooks-Gunn and Duncan,
types of exposure (e.g., abuse) without measuring or reporting co- 1997; Duncan et al., 1998; Jokela et al., 2009; Sirin, 2005). These
occurring exposures (e.g., neglect), any conclusions regarding the differences in developmental outcomes are mediated by lack of
consistency of existing human work with our proposed framework exposure to complex and enriching activities in childhood (Bradley
are necessarily tentative. et al., 2001a,b; Linver et al., 2002; Yeung et al., 2002). In addition
Institutionalization in early childhood is a well-studied to the well-documented associations between low SES and cog-
phenomenon involving exposure to profoundly deprived envi- nitive function, low SES is additionally associated with decreased
ronments in early childhood. This exposure is complex and volume and volume by age in association cortex, particularly the
heterogeneous. However, most children in institutions are clearly PFC (Noble et al., 2012; Sheridan et al., in prep). Additionally, low
deprived of species-expectant early experiences of two types. First, SES is associated with increased levels and more diffuse patterns
both the ratio of caregivers-to-children and caregiver investment of activation in association cortex to support performance on lan-
in children are low (McCall et al., 2012; Zeanah et al., 2003). guage and executive functioning tasks in both children (Raizada and
This lack of an early attachment figure, a central feature of early Kishiyama, 2010; Raizada et al., 2008; Sheridan et al., 2012b) and
human experience, has been investigated and reviewed exten- adults (Gianaros et al., 2008; Gianaros and Manuck, 2010; Gianaros
sively by Tottenham and colleagues (Gee et al., 2013; Tottenham, et al., 2011). Further, in at least one instance the impact of low
2012; Tottenham et al., 2010), and as such we do not review these SES on neural function was explained by lack exposure to complex
effects in depth. However, briefly, lack of an early attachment figure cognitive experiences, including language (Sheridan et al., 2012b).
results in increased susceptibility to anxiety that appear to be medi- Neglect refers to inadequate care on the part of parents for their
ated by changes in amygdala structure and function (Tottenham, offspring. This can include a lack of provision for basic needs such
2012). These findings are consistent with animal studies investigat- as food, shelter, and clothing or a lack of provision for the emo-
ing deprivation of early maternal care (Eiland and McEwen, 2012; tional needs of a child. Because neglect inherently involves a lack
Tottenham and Sheridan, 2009). of parental care, it constitutes an obvious form of early depriva-
Second, institutional rearing is associated with decreased social tion. When neglect is directly compared to abuse, children exposed
and cognitive inputs of numerous kinds. Children raised in institu- to neglect are at greater risk for cognitive deficits than children
tions are less likely than children raised in families to be exposed exposed to abuse (Hildyard and Wolfe, 2002) and these deficits
to all forms of language, interactions with adults, variation in daily are similar to those observed in severe poverty and institutionali-
routines and experiences, novel and age-appropriate enriching cog- zation (Dubowitz et al., 2002; Spratt et al., 2012), consistent with
nitive stimuli (e.g., books, toys), opportunities for peer interaction, our conceptualization of neglect as a form of deprivation. Moreover,
and a wide range of other types of environmental stimulation childhood emotional neglect predicts poor performance on a cog-
(Nelson et al., 2009; Smyke et al., 2007; Zeanah et al., 2003). nitive control task and a more widespread pattern of dorsolateral
Likely as a result of this profound social and cognitive depriva- PFC activation during trials requiring inhibitory control (Mueller
tion, children raised in institutions are more likely than children et al., 2010).
raised in families to have deficits in cognitive function (Nelson
et al., 2007; O’Connor et al., 2000) and in language production and
comprehension (Albers et al., 1997; Windsor et al., 2011). Relat- 3. Threat
edly, children reared in institutional settings have a wide range
of developmental problems including markedly elevated rates of 3.1. Predictions based on animal literature
attention-deficit/hyperactivity disorder (ADHD) (Kreppner et al.,
2001; Zeanah et al., 2009). Several recent studies document associ- Evidence from animal and human studies demonstrates consis-
ations between institutionalization and grey matter volume and tently that early exposure to threat is associated with long-term
thickness. In addition to being associated with global changes changes in neural circuits that underlie emotional learning. Based
in cortical function (Chugani et al., 2001; Marshall et al., 2008; on this evidence, we argue that early threat exposure impacts the
McLaughlin et al., 2010), institutionalization is associated with structure, function, and coupling of the hippocampus, amygdala,
overall decreases in grey matter volume and thickness (McLaughlin and ventromedial prefrontal cortex (vmPFC). First, we predict that
et al., 2014; Mehta et al., 2009; Sheridan et al., 2012a), with the early threat exposure leads to changes in hippocampal morphology
most pronounced reductions in areas of association cortex sup- and function, including reduced dendritic spines and arboriza-
porting complex cognitive and social processing including the PFC, tion and poor function in hippocampus-dependent learning and
superior and inferior parietal cortex, and superior temporal cortex memory tasks. These predictions are based on extensive evidence
584 K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591

that potential threats activate the hypothalamic–pituitary–adrenal development following threatening or traumatic experiences, and
(HPA) axis, leading to enhanced expression of corticotropin highlight the distinction between neural systems influenced by
releasing hormone (CRH) in the hippocampus and damage to hip- threat as compared to deprivation.
pocampal neurons (Brunson et al., 2001; Ivy et al., 2010).
Second, we argue that early exposure to threat leads to changes 3.1.1. Fear learning
in amygdala function. The amygdala detects and processes salient Fear is a defensive mechanism that activates behavioral and
environmental stimuli, particularly stimuli that have emotional neurobiological responses to danger that promote survival, includ-
significance, such as facial displays of emotion (Adolphs, 2010; ing freezing and activation of sympathetic nervous system and
Davis and Whalen, 2001; Fitzgerald et al., 2006; Liberzon et al., HPA axis, generating downstream hormonal and metabolic changes
2003). Although the amygdala responds to both positive and (LeDoux, 2003). An extensive literature in rodents has charac-
negative emotional stimuli (Somerville et al., 2004), evidence terized the neural circuitry that underlies fear learning using
suggests that it is centrally involved in detection of potential Pavlovian fear conditioning tasks (Johansen et al., 2011; Kim and
threats (Isenberg et al., 1999; Ohman, 2005) and required for the Jung, 2006; LeDoux, 2003). In Pavlovian conditioning a previ-
acquisition and expression of learned fear (Johansen et al., 2011; ously innocuous stimulus (conditioned stimulus, CS) is paired
LeDoux, 2003). We suggest that early threat exposure leads to with an aversive or threatening unconditioned stimulus (US). After
novel learning, resulting in the pairing of threat cues with pre- repeated contingent pairings, the CS begins to elicit the behavioral
vious neutral stimuli, a reduced threshold for experiencing fear, and neurobiological responses associated with the US. Fear condi-
and heightened vigilance to detect other potential threats (van tioning happens without effort, allowing threats to quickly elicit
Marle et al., 2009), all of which are adaptive responses to poten- defensive responses that promote safety. In the animal literature,
tial danger. Together, these changes result in elevated amygdala the amygdala and hippocampus contribute differentially to aspects
activation to emotional stimuli due to the increased salience of of fear learning. The amygdala is necessary for both the acquisi-
such information, and potentially as a result of up-regulation of tion and expression of conditioned fear in paradigms involving a
CRH receptors in the amygdala (Hatalski et al., 1998). Behaviorally, cued CS (i.e., a simple sensory stimulus, like a tone or light) and
this results in heightened attention to threat-related cues, gener- a contextual CS (i.e., a more complex polymodal stimulus, such
alization of learned fear to previously neutral stimuli, and elevated as the place where cue conditioning occurs; (Phillips and LeDoux,
emotional responses to a wide range of emotional cues. For a 1992). In contrast, the hippocampus is involved only in the acquisi-
review of how institutionalization, a specific form of childhood tion of conditioned fear to complex contextual stimuli (Phillips and
adversity associated with high degrees of both threat and depri- LeDoux, 1992). Lesions of the amygdala prevent fear acquisition
vation, influences amygdala development, please see Tottenham and expression to both cued and contextual CS, while hippocampal
(2012). lesions prevent fear acquisition only to contextual CS (Anagnostars
Finally, we propose that chronic experiences of threat have addi- et al., 1999; Cousens and Otto, 1998; Hitchcock and Davis, 1986;
tional influences on neural systems involved in modulating the Phillips and LeDoux, 1994).
amygdala and hippocampus. As a result of fear extinction mecha- Learned fear is not immutable; conditioned fear generally abates
nisms, exposure to consistently safe environments following early with the passage of time as a result of extinction processes. Exten-
threats will result in new learning that inhibits previously acquired sive evidence suggests that fear extinction involves novel learning
fear responses to threatening cues, termed extinction learning. of an association between the CS and absence of the US, rather than
The vmPFC is activated during retrieval of extinction learning and a loss of the initial CS-US association (Quirk, 2002). Because the CS-
down-regulates the amygdala (Milad and Quirk, 2012; Milad et al., US pairing remains intact, extinguished fear can be re-activated
2007; Quirk et al., 2003; Quirk et al., 2000). The vmPFC is thus essen- through a variety of processes, including spontaneous recovery,
tial for retention of extinction learning and inhibition of fear (Phelps exposure to novel threats, exposure to the CS in novel contexts, or
et al., 2004; Quirk et al., 2000). However, learned fear continues to re-exposure to the US, highlighting the context-dependent nature
be represented in the amygdala and hippocampus, and previously of extinction learning (Bouton, 2002, 2004; Bouton and King, 1983;
extinguished fear can be re-activated following exposure to situa- Rescorla, 2004). Extinction of conditioned fear initially requires the
tions where fear learning initially occurred or to other threatening amygdala, whereas retrieval of extinction memory on subsequent
contexts (Bouton, 2002; Bouton et al., 2006; Rescorla, 2004). As days additionally requires the vmPFC (Falls et al., 1992; Morgan
such, we predict that chronic threat exposure will result in stronger et al., 1993; Quirk et al., 2000), which has direct projections to
representations of conditioned fear than extinction memories, low- the amygdala (Hurley et al., 1991). vmPFC activation during recall
ering recruitment of the vmPFC in multiple forms of emotional of extinction memory inhibits the amygdala and dampens fear
processing. Over time, this reduced vmPFC recruitment will lead expression (Knapska and Maren, 2009; Milad and Quirk, 2002).
to accelerated pruning, resulting in reduced vmPFC thickness, and Thus, successful fear extinction requires functional coupling of the
poor vmPFC-amygdala coupling (i.e., low structural and functional vmPFC and amygdala (Quirk et al., 2003).
connectivity between these regions).
To justify our predictions regarding early threat and emotional 3.1.2. Effects of early threat on fear learning circuits
learning networks, we review evidence from the animal litera- Exposure to threatening stimuli early in development has con-
ture on mechanisms underlying fear learning and extinction given sistently been shown to alter the neural circuitry underlying fear
substantial existing knowledge of the neural circuitry underly- conditioning and extinction. Here we focus on paradigms that
ing these mechanisms and the consistency of that circuitry across specifically elicit fear, including repeated foot shock, physical stress
species. Importantly, some (i.e., effects on hippocampus), but not (e.g., restraint), and predator odor (see Table 1). We also highlight
all (i.e., effects on vmPFC), of the predictions outlined above have findings from minimal bedding paradigms that result in erratic,
previously been articulated within the literature on stress and inconsistent maternal care provided to pups (Rice et al., 2008), as
neural development (Tottenham and Sheridan, 2009). Indeed, the well as increases in rough handling of pups by the dam (Raineki
pathways we describe with regard to the hippocampus and amyg- et al., 2012; Roth and Sullivan, 2005). In the service of focusing
dala have frequently been invoked as mechanisms through which explicitly on models of threat, we do not review paradigms that
stress influences the brain. We review this literature nonetheless elicit more complex emotional and neural responses, including
as we expand upon prior predictions, identify other mechanisms early maternal separation (Liu et al., 1997), which involves both
(i.e., fear learning) that might alter hippocampus and amygdala high threat as well as high degrees of deprivation resulting from
K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591 585

isolation and lack of both social and cognitive inputs during sepa- deficits in inhibitory control of these regions by the mPFC. Specif-
ration. ically, early threat predicts, (a) reduced dendritic length and
An extensive literature documents that acute and uncontrol- arborization in the hippocampus in adulthood, (b) dampened long-
lable stressors in adulthood result in reduced dendritic length and term potentiation in the hippocampus, (c) poor performance on
branching as well as lower plasticity and long-term potentiation hippocampus-dependent learning and memory tasks, (d) increased
in the hippocampus, and impairments in hippocampus-dependent dendritic length in the amygdala; (e) elevations in basal amyg-
learning and memory (Kim et al., 2006; McEwen, 1999). Early threat dala activity as well as amygdala response to novelty and stress,
exposure results in similar shifts in adult hippocampal structure (f) increased anxiety and depression-like behaviors mediated by
and function in studies using a wide range of paradigms. Chronic amygdala over-activity; and (g) deficits in the functional coupling
restraint stress during pre-adolescence is associated with reduced of the mPFC with the hippocampus and amygdala, as evidenced
apical dendritic length and branching of pyramidal neurons in the by reduced synaptic transmission between these regions and poor
hippocampus and mPFC (Eiland et al., 2012). Dendritic atrophy, recall of extinction learning.
reduced long-term potentiation in the hippocampus, and deficits
in hippocampus-dependent learning and memory have also been 3.2. Consistency with human studies
observed in adult rats following early exposure to minimal bed-
ding (Brunson et al., 2005; Ivy et al., 2010; Rice et al., 2008). The learning mechanisms and neural circuitry underlying fear
Notably, some evidence suggests that the effects of early threat conditioning and extinction are highly conserved across species.
exposure on hippocampal morphology and cellular function do As in the animal model, amygdala activation is associated with fear
not emerge until adulthood (Isgor et al., 2004; Tsoory et al., 2008) acquisition and expression during conditioning (LaBar et al., 1998;
and the effects of threat on hippocampal function appear to be Phelps et al., 2004). Likewise, the vmPFC is activated during extinc-
larger when exposure occurs in childhood as compared to adult- tion recall (Milad et al., 2007; Phelps et al., 2004), and increased
hood (Chen et al., 2006). Early threat exposure also appears to vmPFC activity during such recall is associated with dampened
influence hippocampus-dependent aspects of fear conditioning. amygdala activity (Milad et al., 2007, 2009; Milad and Quirk, 2012).
For example, in multiple studies, early exposure to repeated foot The vmPFC is thus essential for retention of extinction learning and
shock stress predicts attenuated extinction of fear-related freez- plays a central role in modulating the amygdala. Because acquiring
ing behavior during exposure to a contextual CS in adulthood, but neuroimaging data requires participants to be in a highly salient
no differences in the response to initial conditioning (Ishikawa and novel context, the role of the hippocampus in contextual fear
et al., 2012; Matsumoto et al., 2008). Similarly, impaired extinction conditioning has been difficult to study in humans.
recall of context-dependent fear extinction following early threat Despite the consistency with which fear learning mechanisms
results from disruptions in signaling in the vmPFC-hippocampus have been specified across animal and human models, there is a
circuit, including poor synaptic transmission between these regions surprising lack of human research on how exposure to early expe-
(Toledo-Rodriguez and Sandi, 2007). Multiple studies have found riences of threat influences fear conditioning across development.
that the effects of early threat experiences on hippocampal devel- Although numerous studies have examined fear conditioning pro-
opment are mediated by excess levels of CRH and activation of cesses in adults with post-traumatic stress disorder (Orr et al.,
CRH receptors in the hippocampus (Brunson et al., 2001; Ivy et al., 2000; Peri et al., 2000), research on early threat exposure and
2010). These effects have sometimes been found to vary by sex. For fear learning in youths or adults is absent in the current litera-
example, exposure to predator odor followed by placement on an ture. One of the challenges is developing paradigms that can be
elevated platform in pre-adolescence is associated with impaired used ethically in children and adolescents, given that effective
contextual learning in females during adolescence, as evidenced adult fear conditioning paradigms utilize shock as the US (Pine
by reduced freezing to a contextual CS. In contrast, males exhibit et al., 2001). A recently-developed task pairing emotional faces
enhanced fear conditioning to a cued CS in adolescence and reduced with a human scream as the US holds promise in this regard (Lau
extinction to the cued CS in adulthood following this exposure et al., 2011), but has yet to be applied to the study of early threat
(Toledo-Rodriguez and Sandi, 2007). exposure. We review existing human studies examining associ-
Early exposure to threatening stimuli also leads to long- ations between early threat and structure and function of the
term changes in the structure and function of the amygdala. hippocampus, amygdala, and vmPFC, although we note that direct
In paradigms involving uncontrollable shock delivered to pups, comparisons between animal and humans studies should be made
early threat exposure is associated with persistent anxiety and with caution given the lack of studies examining early threat and
depression-like behaviors, absence of paired-pulse inhibition in fear learning in humans.
the amygdala—reflecting deficits in inhibitory pathways regulat- Based on the animal literature, we predict that early threat
ing amygdala activity, and widespread changes in gene expression exposure leads to parallel changes in the structure and function
in the amygdala, particularly in genes that regulate serotonin and of the hippocampus, amygdala, and vmPFC observed in animals.
GABA (Sarro et al., 2014; Sevelinges et al., 2011). In addition, We review evidence for these predictions from studies of chil-
chronic threat exposure leads to increased expression of CRH mRNA dren exposed to threatening environments, including physical and
in the amygdala, potentially lowering the threshold for the expres- sexual abuse, domestic violence, and other types of interpersonal
sion of fear (Hatalski et al., 1998). Pre-adolescent chronic restraint violence. These environments share the characteristic of being
stress is associated with atypical dendritic morphology, includ- significant threats to survival and therefore activate the neural
ing increased spines, in the amygdala (Eiland et al., 2012). Similar circuitry underlying fear learning. Importantly, as noted above,
effects on the amygdala have been observed in rodents exposed to because of the high co-occurrence of threat and deprivation expo-
the maternal minimal bedding paradigm. These include persistent sure and because few studies have examined both dimensions
elevations in c-Fos expression in the amygdala that increase with within the same sample of children, the specificity of these effects
development (Cohen et al., 2013) and elevated amygdala activity remains to be confirmed in future studies.
to a forced swim test in adolescence that mediates depression-like Although early threat exposure has consistently been associ-
responses to the stressor (Raineki et al., 2012). ated with reduced hippocampal volume in adults (Andersen and
Taken together, the rodent literature suggests that early expo- Teicher, 2008; Hart and Rubia, 2012; Teicher et al., 2012), studies
sure to uncontrollable threat results in long-term changes in of children have generally not found a relationship between threat
hippocampal and amygdala structure and function as well as exposure and hippocampal volume (De Bellis et al., 2001; Woon
586 K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591

and Hedges, 2008). This pattern has led some to suggest that the but this is far more challenging in the domain of more complex
effects of early threat on hippocampal development are not evi- cognitive and social skills (e.g., executive functioning) and the cor-
dent until adulthood (Tottenham and Sheridan, 2009), consistent tical regions that support these types of functions, perhaps with
with evidence from animal studies (Isgor et al., 2004), although the the exception of language development (Kuhl, 2004). Determining
exact mechanisms explaining this developmental pattern remain the specific environmental inputs that are necessary to scaffold the
to be identified. Atypical hippocampal function associated with development of these skills is critical to understand how depri-
early threat has been observed, however. For example, children vation in exposure to these types of experiences shapes brain
with maltreatment-related PTSD symptoms exhibit less hippocam- development.
pal activation during retrieval in a verbal declarative memory task Third, experimental manipulation of specific aspects of expe-
than non-maltreated children (Carrion et al., 2010). rience would allow our predictions about deprivation and neural
Differences in the volume of the amygdala as a function of threat development to be tested in a more rigorous way. For example,
exposure have generally not been found in children (De Bellis et al., a variety of experimental improvements in environmental con-
2001). However, atypical processing of emotional information – text for children who are institutionalized would shed light on
particularly facial emotion – has been observed consistently. Chil- the veracity of our model. Ideally, all children could be removed
dren exposed to threat exhibit amplified neural response to angry from institutions and placed into family care; however, in societies
faces in ERP studies (Pollak et al., 1997, 2001), and heightened where that is currently impossible, providing enhanced complexity
amygdala activation to angry faces (McCrory et al., 2011) even when of care could be advantageous. Potential environmental manip-
faces are presented pre-attentively (McCrory et al., 2013). These ulations include increasing enriching cognitive experiences (e.g.,
alterations in neural processing of facial emotion are consistent greater access to complex toys and games, greater exposure to
with behavioral findings suggesting that children with early threat complex language, and more opportunities for adult instruction),
exposure identify facial displays of anger more quickly and with less reducing caregiver-to-child ratios, and staff schedules that ensure
sensory information than non-exposed children (Pollak and Sinha, consistent caregiving of particular children by the same adults
2002), suggesting attention biases that facilitate the identification over time to facilitate the formation of more selective attach-
of anger. ments as well as the provision of greater opportunities for cognitive
Consistent with animal literature demonstrating differences enrichment. Such an approach was used by the St. Petersburg-
in the development of the vmPFC following early threat, multi- USA Orphanage Research Team, which attempted to improve the
ple recent studies observe that threat exposure in childhood is institutional environment by reducing caregiver-to-child ratios
associated with reduced volume and/or thickness of the vmPFC and providing more consistent and responsive caregiving (The
(De Brito et al., 2013; Edmiston et al., 2010; Hanson et al., St. Petersburg-USA Orphanage Research Team, 2008). Although this
2010; Kelly et al., 2013), consistent with our prediction that low intervention resulted in improvements in general cognitive abil-
recruitment of vmPFC will lead to accelerated pruning in this ity, the effects on neural development are unknown. Collection of
region. In addition, a recent study documents reduced resting-state neuropsychological and neuroimaging data following this type of
amygdala-vmPFC connectivity in adolescent females exposed to experimental design is an important next step in identifying causal
child abuse (Herringa et al., 2013). pathways through which the absence of species-typical cognitive
and social experience shapes neurodevelopment.
Fourth, despite consistencies in the neural circuitry underlying
4. Recommendations for future research fear learning in animals and humans, there is a surprising lack of
human research on how early threat influences fear learning across
The exposures that give rise to experiences of deprivation and development. As noted above, only recently have developmentally
threat co-occur at high rates in children and adolescents (Green appropriate and effective fear learning paradigms been developed
et al., 2010; McLaughlin et al., 2012). This co-occurrence has gen- for children and adolescents (Glenn et al., 2012; Lau et al., 2011).
erated many of the methodological and conceptual challenges in Examining the effects of early threat exposure on fear acquisition,
identifying dimensions of experience that influence specific aspects expression, extinction, and generalization as well as the underlying
of neural development. We do not advocate that future research neural circuitry supporting these learning processes represents a
attempt to identify children who experience only one specific form critical area for future research.
of adversity, as that would surely result in conclusions that are not Fifth, the issue of developmental timing of exposure and out-
generalizable to most children exposed to adverse developmental come measurement is of central importance to studying the impact
environments. Instead, we propose the following concrete recom- of environmental experience on neural development (Hensch,
mendations for future research. First, future studies examining 2005). Although sensitive periods in sensory and language devel-
neural development in children exposed to adverse early environ- opment have been clearly identified, progress in identifying similar
ments should measure the underlying dimensions of experience periods when the brain is particularly likely to be influenced
described here in addition to the traditional categories of expo- by more complex cognitive and social environmental inputs has
sure (e.g., physical and sexual abuse, neglect, poverty) to determine proved challenging due to measurement issues with regard to
whether deprivation and threat are indeed associated with the pre- exposure timing as well as the more complicated neural cir-
dicted patterns of neural development proposed here. Dimensional cuitry that underlies higher-order cognition. We have learned the
measures of trauma exposure frequency and severity are widely most about sensitive periods in social and cognitive development
available (Bernstein et al., 2003), and measures of environmental from studies of institutionalization, where precise information
enrichment have been developed for young children (Caldwell and about the timing and duration of exposure is often available
Bradley, 1984). Developing more extensive measures of social and (McLaughlin et al., 2011; Nelson et al., 2007). Consistent with the
cognitive inputs and environmental complexity that can be used above recommendations about the importance of experimental
over a wider range of development would facilitate this endeavor. manipulation, random assignment to improved environments for
Relatedly, a second central challenge in characterizing the children exposed to high deprivation or threat may hold the most
impact of deprivation on neural development involves determining promise for identifying how the impact of these environments
the specific types of social and cognitive inputs that are required varies according to timing and duration of exposure. An additional
for the brain to develop normally. Characterizing the inputs neces- possibility rarely used in the human literature involves examining
sary to facilitate sensory development is relatively straightforward, the differential impact of exposures occurring in childhood versus
K.A. McLaughlin et al. / Neuroscience and Biobehavioral Reviews 47 (2014) 578–591 587

adulthood, which has frequently been used in animal models (Chen identify of other key dimensions of experience and characterize
et al., 2006). Such an approach will determine whether early expo- their impact on the developing brain.
sure to deprivation and threat influences the brain in ways that are
either qualitatively or quantitatively different than adult exposure.
5. Conclusion
Sixth, longitudinal studies are needed to determine whether
disruptions in typical patterns of neural development following
We propose a novel conceptual framework for understanding
deprivation and threat are, indeed, mechanisms linking these expe-
the impact of childhood adversity on neural development and argue
riences to the onset of psychopathology. Given evidence for greater
that the field must move beyond the prevailing approach of exam-
fear expression during conditioning paradigms, deficits in extinc-
ining the impact of complex and co-occurring exposures on brain
tion learning, and disruptions in the neural circuitry underlying fear
development to distilling those complex experiences into their core
learning and extinction among both children and adults with anx-
underlying dimensions. Two important dimensions that appear to
iety disorders (Britton et al., 2013; Craske et al., 2008; Lau et al.,
have distinct effects on neural development are deprivation and
2008; Liberman et al., 2006), these pathways are likely involved
threat. Existing evidence from human studies provides preliminary
in the association between threat exposure and anxiety pathology.
support for our predictions about how these types of experiences
The neural changes we argue to be a result of deprivation expo-
influence neural development, although additional work is needed
sure – including age-specific reductions in cortical thickness, poor
to ultimately determine the utility of our conceptual framework.
performance on complex cognitive tasks, and inefficient neural
We believe that such an approach will improve our understanding
recruitment during such tasks – have also been linked to exter-
of how atypical experience influences the developing brain and,
nalizing disorders in numerous studies (Anderson et al., 1999;
ultimately, confers risk for psychopathology.
Durston et al., 2003; Shaw et al., 2006). Moreover, age-specific
cortical thinning in association cortex has been shown to link
severe early-life deprivation to ADHD (McLaughlin et al., 2014). Acknowledgements
However, additional studies are needed to confirm these predic-
tions. This research was funded by the National Institutes of Men-
Seventh, most adverse developmental environments are likely tal Health (K01-MH092625 to McLaughlin and K01-MH092555 to
to include some degree of exposure to both deprivation and threat Sheridan). The authors have no financial disclosures or conflicts of
dimensions (Fig. 1). As such, it is important to consider how neural interest to report.
consequences related to deprivation interact with those related to
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