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Particuology
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Invited review
a r t i c l e i n f o a b s t r a c t
Article history: As a state-of-the-art secondary battery, lithium-ion batteries (LIBs) have dominated the consumer elec-
Received 4 February 2021 tronics market since Sony unveiled the commercial secondary battery with LiCoO2 as the negative
Received in revised form 6 May 2021 electrode material in the early 1990s. The key to the efficient operation of LIBs lies in the effective contact
Accepted 15 May 2021
between the Li-ion-rich electrolyte and the active material particles in the electrode. The particle prop-
Available online 6 June 2021
erties of the electrode materials affect the lithium ion diffusion path, diffusion resistance, contact area
with the active material, the electrochemical performance and the energy density of batteries. To achieve
Keywords:
satisfied comprehensive performance and of LIBs, it is not only necessary to focus on the modification of
Lithium-ion battery
Particle properties
materials, but also to balance the properties of electrode material particles. Therefore, in this review, we
Particle size analyze the influence of particle properties on the battery performance from three perspectives: particle
Particle size distribution size, particle size distribution, and particle shape. A deep understanding of the effect and mechanism of
Particle shape particles on electrodes and batteries will help develop and manufacture practical LIBs.
© 2021 Chinese Society of Particuology and Institute of Process Engineering, Chinese Academy of
Sciences. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
https://doi.org/10.1016/j.partic.2021.05.006
1674-2001/© 2021 Chinese Society of Particuology and Institute of Process Engineering, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
J. Zhang et al. Particuology 61 (2022) 18–29
tery industry, the laser method is generally used to test the particle
size, such as the Zetasizer Nano ZS90 particle sizer.
Particle size
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J. Zhang et al. Particuology 61 (2022) 18–29
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J. Zhang et al. Particuology 61 (2022) 18–29
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J. Zhang et al. Particuology 61 (2022) 18–29
and the standard deviation () decreased from 3.4 to 1.9. The dif-
ference in the charge-transfer resistances (the semicircle observed
at a lower frequency region in Fig. 4(b)–(d)) of the cathodes with
different PSD can be attributed to the difference in the total active
surface areas of the particles.
Using electrochemical models to simulate and predict electro-
chemical performance of LIBs has important guiding significance
for battery design and the optimization of manufacturing pro-
cesses. A variety of Li-ion electrochemical models have been
reported, including pseudo two-dimensional model (P2D model),
single particle model (SP model) and multiple particle model (MP
model) (Pavoni et al., 2018; Röder, Sonntag, Schröder, & Krewer,
2016; Taleghani et al., 2017; Wang et al., 2018). Taleghani et al.
presented a P2D model which considered the mass and charge
transport in the electrolyte and solid phases, as well as the reaction
kinetics in the electrolyte-solid interface (Taleghani et al., 2017).
The results showed that the volume fraction of small and large
particles had a profound effect on battery performance charac-
teristics such as capacity, voltage and specific power, in addition,
the PSD had a greater effect at higher discharge current densities.
Moreover, the change in the porosity of electrode materials will
led to changes in the voltage curve and battery capacities. With
a large increase in the porosity, a sharp decrease in cell voltage
was observed, which due to the lower amount of active materi-
als, although the amount of electrolytic solution in the pores of the
electrode was increased. And the rapid drop in cell voltage can be
also seen when the porosity decreased beyond a specific value, in
Fig. 4. (a) Particle size distribution of the LiNi1/3 Mn1/3 Co1/3 O2 secondary-particles
this situation, despite the fact that the amount of active materi-
before and after sieving with a 5 mm mesh. Inset indicates the average secondary-
particle diameter and the standard deviation. (b) Nyquist plots showing the als increased, there were not enough lithium ions in the solution to
impedance response of the LiNi1/3 Mn1/3 Co1/3 O2 cathodes before and after sieving. reach the reaction zone leading to a mass transfer limitation. There-
(c) and (d) Enlarged Nyquist plots showing the region where the semicircles are fore, it was of great importance to determine the optimal porosity,
observed (Nara et al., 2017). as well as the PSD.
The MP model (Farkhondeh & Delacourt, 2011; Safari &
that the particle size polydispersity impacted the local chemical Delacourt, 2011) is an electrochemical model used to study the
and electrical behavior of the porous electrode, and the broad influence of electrode particles on the electrochemical performance
PSD can achieve an enhanced energy density (two times higher) of batteries. In MP model, the electrode is simplified into multiple
than monodisperse-sized particles based electrodes for low C-rates particles with different sizes, properties and impedances, the com-
applications (Chung, Shearing, Brandon, Harris, & García, 2014). prehensive effect of these particles characterizations can be used to
However, for high discharge rates, the monodisperse electrodes represent the electrochemical behavior of the entire electrode, thus
delivered higher power density due to their high surface area per achieves predicting the utilization rate of particles of various sizes.
volume ratio. Jing et al. analyzed the impact of PSD on the discharge process based
Early in 1997, Sheu et al. studied the battery performance on the MP model, the electrochemical performance of LIBs was sim-
with different LiCoO2 PSD by using charge and discharge recy- ulated and the effects of different particles on the whole discharge
cling process, and the results showed that the smaller PSD had process were illustrated (Wang et al., 2018). The study showed that
better cycle stability (Sheu, Yao, Chen, & Chiou, 1997). Gupta et al. in the early stage of discharge, the intercalation reaction of lithium
showed that particle packing and morphology impacted the aver- ions mainly occurred on the particles with small size, in the late
age transport behavior and macroscopic mechanical deformation stage, the intercalation reaction of small size particles would be
in porous electrodes (Gupta et al., 2011), and this spatial effect will saturated, and particle surface reaction was transferred from small
directly affect the deintercalation of lithium ions, thus affecting particles to large particles because they had more internal vacan-
the battery performance. Nara et al. designed an equivalent cir- cies. In addition, the local current density was evenly distributed
cuit and investigated LiNi1/3 Mn1/3 Co1/3 O2 cathodes with different in the early stage of the discharge, but in the later stage of the dis-
secondary-particle size distribution by electrochemical impedance charge, the local current density of particles of different sizes varied
spectroscopy (Nara et al., 2017), and the results suggested that greatly, and the overpotential of large particles was large, which
charge-transfer and diffusion impedances were attributed to a PSD demonstrated that the polarization of large particles was greater
for LIBs. The LiNi1/3 Mn1/3 Co1/3 O2 secondary-particles were sieved than that of small particles. Therefore, a uniform PSD of cathode
by using the micro-sieve of 5 mm mesh to obtain two different PSD. particles is expected to have better electrochemical performance
As shown in Fig. 4(a), the PSD became narrow after sieving, the aver- since it can reduce the increase in polarization caused by large-size
age particle size (diameter, ) decreased from 7.4 m to 5.1 m particles in the later stage of discharge process.
Table 1
The particle size (D50 ), specific surface area (SSA) and tap density (TD) of the LM0.8 F0.2 P-2, LM0.8 F0.2 P-3, LM0.8 F0.2 P-6, LM0.8 F0.2 P-9 and LM0.8 F0.2 P-16 samples, respectively
(Yang et al., 2020).
Samples LM0.8 F0.2 P-2 LM0.8 F0.2 P-3 LM0.8 F0.2 P-6 LM0.8 F0.2 P-9 LM0.8 F0.2 P-16
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J. Zhang et al. Particuology 61 (2022) 18–29
Overall, the PSD determines the particle packing, polydisper- lower volumetric energy density of the batteries (Aida, Toma, &
sity, and porosity of electrode materials, which directly affect the Kanada, 2020).
mass transfer of lithium ions during charging and discharging, as At the scale of particle, surface coating prevents the direct
well as the final energy density of batteries. Therefore, in battery contact between active materials and electrolyte to enhance the
industrial manufacture, the advanced battery designs can be real- performance of cathode materials, and the core-shell structure has
ized by engineering the particle size and PSD by customizing it to been extensively utilized to develop advanced cathode materials.
meet high energy density applications. On the other hand, the traditional cathode active material par-
ticles are usually prepared as polycrystalline particles consisting
Particle shape of nanoscale primary grains. The single-crystal cathode particles
reveal an alternative path towards developing better battery cath-
The morphology of the particles plays an important role in the ode materials, beyond the traditional one built upon polycrystalline
electrochemical performance of LIBs since it is directly related to materials (Kan et al., 2018; Kong, Zhang, Peng, Zeng, & Zhao, 2020;
the effective surface are of cathode materials. Many studies veri- Li et al., 2017; Zhu & Chen, 2019). It has been proved that the single-
fied the correlation between the morphology and electrochemical crystal particles can significantly improve the cycle performance of
properties (Garcia et al., 2017; Zukalová, Procházka, Lásková, Zukal, cathode materials and obtain an excellent capacity retention by
& Kavan, 2018), and showed that the particle morphology affected eliminating the internal grain boundaries and inter-granular frac-
the Li-ion diffusion pathway and the kinetic properties of cathode ture (Fan et al., 2020; Li, Li, Ma, & Dahn, 2018; Qian et al., 2020; Zhu
materials (Li, Ren et al., 2019; Pişkin, Uygur, & Aydınol, 2020). Early et al., 2020).
in 2006, Kim et al. investigated the shape and surface morphology
of cathode material on electrochemical properties (Kim, Shim, Han, Core-shell structure
& Kim, 2006), they found that the Li(Ni1/3 Co1/3 Mn1/3 )O2 secondary
particles with spherical morphology and a smooth surface had bet- The formation of a core-shell structure is a promising way to
ter capacity retention, which suggested that the shape and surface realize uniform encapsulation of the active materials, and help sta-
morphology should be one important factor for the electrochemi- bilize the surface structure of the cathode material, prevent side
cal performance besides the particle size and distribution. Similarly, reactions between the electrode material and the electrolyte, and
Xiao et al. found that the electrochemical performance of LiMn2 O4 improve the cycle stability (Hou, Zhang, Zi, Zhang, & Xu, 2017;
particles with spherical morphology was better than those of the Kalluri et al., 2017; Myung, Khalil, & Sun, 2013; Wang et al., 2019;
cubic one, and the middle size spherical particles achieved the best Yoo, Jang, & Son, 2015; Yuan, Song, Wang, Gu, & Chen, 2019).
performance by balancing the contradictory of diffusion length in For rechargeable LIBs, criteria for electrode materials that should
solid phase and particle agglomeration (Xiao et al., 2013). In addi- be satisfied are capacity and safety. Therefore, it is desirable to
tion to spherical materials, synthesis of 1D (Liu, Sun et al., 2021) or adopt high-capacity materials as the core (such as Li-rich layered
2D materials (Mei, Zhang, Liao, Sun, & Dou, 2018) with large surface ternary battery material Li[Ni0.8 Co0.1 Mn0.1 ]O2 ) and thermally sta-
area can also significantly improves materials characteristics and ble materials as the shell, which should have a high exothermic
electrochemical performance of batteries. For example, creating a decomposition temperature to ensure their thermal stability.
nanosized Li3 V2 (PO4 )3 composite with a 1D nanofiber morphol- Various surface modification compounds have been reported,
ogy leaded to a better rate and cycle performance (Lee et al., 2020; such as Al2 O3 (Lee, Shin, Kannan, Koo, & Kim, 2015), TiO2 (Tao
Shin, Yang, Sergey, Song, & Kang, 2017), and the 2D materials are et al., 2017), SiO2 (Chen et al., 2017), ZrO2 (Ahn et al., 2019), AlF3
applicable for high charging capacity and long cycle life for metal- (Park, Kim, & Myung, 2008), etc. Chen et al. (Chen et al., 2017)
ion batteries such as MoS2 due to their high surface-volume ratio coated LiNi0.5 Co0.2 Mo0.3 O2 with a layer of 20−25 nm thick SiO2
(Hwang, Kim, & Cho, 2011). However, for ease of manufacturing, (Fig. 5(a)–(b)), and the results showed that after 100 cycles at 0.1
the prevailing technological forms of cathode materials of LIBs C between 2.5–4.3 V, the specific capacity of modified material
are secondary particles of nearly spherical morphology contain- remained 82.5%, much higher than that of the original material of
ing many nanocrystallites. Additionally, the high tap density and 68% remaining. The reversible specific capacity was 153.4 mA h g–1
energy density of the cathode material with spherical particles (92.4% of the initial specific capacity), and the original material was
meet the market demand for commercial batteries. only 114.3 mA h g–1 (66% of the initial specific capacity) after 50
Many drawbacks of Li-rich layered oxide cathode materials can cycles at 1 C between 2.8–4.5 V (Fig. 5(c)). The obviously improved
hardly be overcome by simply changing the shape of cathode par- performance was mainly attributed to the coating layers reducing
ticles into sphere, therefore, there are many other strategies for reactions between electrode and electrolyte, which minimized of
structural design had been proposed and optimized to improve the the impact of side reactions. In order to improve the ionic conduc-
inherently low conductivity and tardy lithiation kinetics of cath- tivity of these coating materials, some lithium-ion conductors are
ode materials (Jiang & Zou, 2018; Lou et al., 2017; Lu et al., 2019; employed as surface coating materials, such as LiPON (Wang et al.,
Oh et al., 2014), such as doping, coating, surface modification, and 2016), LiAlO2 (Liu et al., 2018), Li3 PO4 (Song, Kim, Kim, & Park,
nanocrystallization (Lu, Zhang, Zhang, Cheng, & Chen, 2020). The 2011), and Li2 ZrO3 (Wang et al., 2015; Xu et al., 2016). Liu et al.
doped ions, like Ti4+ , Mg2+ , Al3+ , N3+ , F– , can provide stronger M O (Liu et al., 2018) designed an ultra-thin LiAlO2 coating on NCM for
chemical bond than active transition metal (Ni, Co, Mn), which LIBs (Fig. 5(d)), which can maintain a reversible capacity of more
improved the structural stability of the cathode material by sup- than 149 mA h g–1 after 350 cycles and exhibited a higher rate
pressing the precipitation of lattice oxygen under high voltage capacity of 142 mA h g–1 at 3 C than traditional metal oxide coated
(Wu, Ni, & Meng, 2015). Hollowing the particles and/or creating NCM (131.9 mA h g–1 at 3 C of Al2 O3 -coated NCM, as shown in
pores can improve specific surface area and electrochemical per- Fig. 5(e)). The effectively improved cycling stability and rate capa-
formance of the cathode materials. Aida et al. synthesized a series of bility were attributed to the stabilization of the average discharge
LiNi1/3 Co1/3 Mn1/3 O2 cathode materials with different particle sizes voltage and the better Li-ion transfer at the engineered interfaces
and degrees of hollowness and found that increasing hollowness of LiAlO2 coated NCM.
both increased the electrochemical reaction area and reduced the Except for the common coating materials mentioned above,
Li-ion diffusion distance, thus improved the cycle durability as well the concentration gradient core-shell structure design of cathode
as the rate capability of LIBs, but also found that hollowing causes materials, in which the transition-metal cations increase and/or
poor tap density, which indicated that hollowing contributes to decrease gradually from particle center to surface, is believed to
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J. Zhang et al. Particuology 61 (2022) 18–29
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J. Zhang et al. Particuology 61 (2022) 18–29
On the other hand, the tedious steps and the high process
requirements of the synthesis of the single-crystal particles limit
the large-scale application of the single-crystal cathode materials,
especially for the Ni-rich ternary cathode materials. The formation
of monocrystal always requires high sintering temperatures during
the lithiation of ternary hydroxides, and the specific size of the
particles are difficult to control during the preparation of the
precursor. Zhu et al. (Zhu et al., 2020) developed a novel strategy
to synthesize single-crystal Ni-rich cathode materials without flux
and multi-stage sintering (Fig. 8(a)–(b)). The hybrid oxides NiO-
MnCo2 O4 -Ni6 MnO8 with fine particle size and porous structure
as the precursor was synthesized by spray pyrolysis method, and
then, the submicron single-crystal LiNi0.8 Co0.1 Mn0.1 O2 (NCM811)
cathode material was successfully obtained at a lower lithiation
sintering temperature by using LiNO3 with fusible feature as the
lithium source and the flux agent. As shown in Fig. 8(c)–(d), the
obtained single-crystal NCM811 cathode (SC-811) delivered better
cycle performance of 157 mA h g–1 after 100 cycles at 1 C and
better capacity retention even at high rate of 4 C than that of
the commercial polycrystalline NCM811 (PC-811). Noteworthy,
single-crystal Ni-rich cathodes with Ni > 0.6 are not much reported
because of the challenges of preparing high-performance single
Fig. 7. Cross section SEM images of (a–b) Normal-NCM and (c–d) SC-NCM electrodes
before and after cycling. (e) Schematic illustration of crack evolution and the internal crystals (Bi et al., 2020; Li, Li et al., 2019; Zhu & Chen, 2019), this
morphological difference for Normal-NCM and SC-NCM cathodes during prolong synthetic strategy demonstrated that the crystal crushing process,
cycling (Fan et al., 2020). flux adding, and repeated sintering were not indispensable for
the synthesis of single-crystal cathode materials, which offered
a succinct pathway for the industrial synthesis of single-crystal
single-crystal particles were stable against intra-granular fracture
Ni-rich cathode materials.
as well under normal operating conditions but the intra-granular
In view of the current development of monocrystalline mate-
fracture did occur if severely overcharged, which may become a
rials and the intra-granular fracture did occur when overcharged,
barrier for high-voltage operation of LIBs. Bi et al. (Bi et al., 2020)
the further research efforts may should focus on developing surface
observed reversible planar lattice gliding and microcracking along
coating and doping strategies to suppress the structure collapse
the (003) plane in a single-crystalline Ni-rich cathode at high volt-
and intra-granular fracture upon deep delithiation. For exam-
ages, which was correlated with the localized stresses induced by
ple, Huang et al. (Huang et al., 2020) prepared a single crystal
a concentration gradient of Li atoms in the lattice and quite differ-
Ni-rich LiNi0.8 Mn0.1 Co0.1 O2 material with a thin MnO2 layer on
ent from cracking along intergranular boundaries of polycrystalline
the surface, which effectively suppressed side reactions between
particles (Ryu, Park, Yoon, & Sun, 2018). Moreover, they found
electrolyte and cathode materials and delivered a superior electro-
that single-crystalline Ni-rich cathode particles can be stabilized
chemical performance. The single crystal primary morphology of
by either reducing the crystal size to below 3.5 m, or simply opti-
the LiNi0.8 Mn0.1 Co0.1 O2 cathode material not only shortened the
mizing the depth of charge without sacrificing much reversible
migration path of lithium ions, but also avoided the generation of
capacity.
Fig. 8. (a) Schematic diagram of the synthetic route for single-crystal NCM811. (b) Formation mechanism of the Ni0.8 Co0.1 Mn0.1 O1.1 microsphere prepared by spray pyrolysis
method from chloride solution. Cycle performances at room temperature (c) and cycle performances at 4 C (d) of PC-811 and SC-811 (Zhu et al., 2020).
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J. Zhang et al. Particuology 61 (2022) 18–29
cracks in particles after circulation, and the MnO2 layer acts as a Conclusions and perspectives
protective layer and Ni2+ in lithium slab can be used as pillars to
support the lithium layer to avoid collapse in the delithium state. In the working process of lithium-ion battery, the contact
and reaction between electrode material particles and lithium
Influence of electrode processing ions occur continuously, and this process is deeply influenced
by the particle size, particle size distribution and particle shape.
Electrode processing (mixing, coating, drying and calender- Smaller particles shorten the distance for Li-ion transport within
ing) has a significant impact on the electrode microstructure and the particles, thus will increase the rate of Li-ion intercala-
property, which will ultimately determine the life cycle and elec- tion/deintercalation, resulting a better rate performance of LIBs.
trochemical performance of LIBs (Liu, Cheng et al., 2021). However, the increased surface area of small size particles usually
In a typical electrode processing, the composite electrodes are causes more side reactions with the electrolyte and the man-
fabricated by coating organic solvent-based electrode dispersions ufacturing costs of small particle material are often high. PSD
(i.e. slurry) onto a current collector. The biggest challenge in determines the particle packing, polydispersity, and porosity of
slurry preparation is to make the active material and conductive electrode materials, which directly affect Li-ion transfer behavior
additive particles stable and avoid agglomeration and sedimenta- during the charge and discharge process, especially at high dis-
tion (Hawley & Li, 2019). The stability and rheological properties charge current density. A uniform PSD of particles can reduce the
of electrode dispersions will be affected by the properties of increase in polarization caused by large-size particles in the later
the electrode components (including electrode material, binder, stage of discharge process and always has a better cycle stability.
conductive additive, etc.) as well as the solids loading (Li, Daniel, However, considering the practical application, a relatively broad
& Wood, 2011). Among others, the solids loading depends on the PSD and spherical-shape of electrode particles can help to obtain
mixing method and mixing order, and a proper mixing method and a higher specific charge capacity and higher energy density, which
mixing order can significantly reduce the viscosity of the cathode is attributed to the better packing density of the particles and the
dispersion (Kim, Jeon, Chung, & Chang, 1999) and improve the enhanced particle interconnectivity inside the electrode. Therefore,
contact between active material particles and conductive additive. we should comprehensively consider the benefits and the adverse
The lower viscosity slurry helps to coat current collector homoge- effects in real applications, and flexibly adjust particle size and size
neously, limit air bubble formation, and load more active materials, distribution of electrode materials to meet the requirements of dif-
resulting in higher energy density and improved electrochemical ferent application scenarios. For LIBs, the cost of cathode materials
performance of the electrode (Hawley & Li, 2019; Schmitt et al., accounts over 30% of the entire battery cost, the development of
2013). cathode materials is the key to satisfy requirements such as energy
During the electrode drying process, evaporation of the sol- density, cost, and in particular, safety of LIBs. Ni-rich layered oxides
vent causes the coating liquid to shrink and thus generate stress, now play an important role as cathode materials in EV batteries,
which can lead to cracking, curling, and delamination of the coating the single-crystal Ni-rich layered oxide particles reveal an alter-
(Hawley & Li, 2019). In addition, it is widely believed that the migra- native path towards developing better battery cathode materials,
tion of binder during the drying process will weaken the mechanical beyond the traditional one built upon polycrystalline materials. It
integrity of the coating and lead to an increase in the internal has been proved that the single-crystal particles can significantly
resistance of the electrode, i.e., the binder diffuses upward to the improve the cycle performance and obtain an excellent capacity
coating surface and hinders the insertion reaction of lithium ions retention by eliminating the internal grain boundaries and inter-
(Lim, Ahn, & Yamamura, 2013; Stein, Mistry, & Mukherjee, 2017; granular fracture. In addition, the single-crystal cathode materials
Susarla, Ahmed, & Dees, 2018). Compared to drying at room tem- are possible to achieve higher electrode compact density and less
perature, drying at high temperature will accelerate the diffusion prone to crack when they are rolled into electrodes. At the scale of
of solvent to the coating surface, which will aggravate the prob- particle, surface coating prevents the direct contact between active
lem of non-uniform distribution of inactive materials (Font, Protas, materials and electrolyte to enhance the performance of cathode
Richardson, & Foster, 2018; Hagiwara, Suszynski, & Francis, 2013). materials, and building a core-shell structure is considered one of
Therefore, in order to maintain the electrode microstructure of the the most effective means to develop advanced cathode materials.
cell, both the drying temperature and speed need to be properly Therefore, to further improve the energy density and stability of
controlled. LIBs, future works are suggested to combine the development of
Thickening electrodes are the easiest way to obtain more energy single-crystal Ni-rich layered oxide cathodes with the design of
and power density cells, however, as the electrodes thicken, the Li- core-shell structure.
ion diffusion distance become longer and mass transport becomes
difficult (Singh, Kaiser, & Hahn, 2015). Accordingly, the cell perfor-
Conflict of interests
mance will drop dramatically, especially at high rates, since the
rate-limiting step is the solid-state diffusion of Li-ions through
The authors declare that they have no known competing finan-
the electrode material (Singh, Mulder, Abdelkader, & Wagemaker,
cial interests or personal relationships that could have appeared to
2013). Calendering of electrodes can significantly reduce the elec-
influence the work reported in this paper.
trode thickness and increase the electrode density, however, the
strong compaction pressure can lead to a decrease in electrode
porosity and an increase in electrode tortuosity, which affects the Acknowledgments
electrolyte penetration in the electrode material and the diffu-
sion of lithium ions (Chung, Ebner, Ely, Wood, & Edwin García, This work was financially supported by the National Natural
2013; Shim & Striebel, 2003). Therefore, new designs of electrode Science Foundation of China (Grant No. 22078022)
architectures (Li et al., 2011) and new fabrication methods (Shen
et al., 2019) are constantly being reported and developed to create References
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