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It is plain to anyone that these feelings are in no way new. They are an
age-old component of the poetry of the urban petty bourgeoi sie. What is
new in expressionism, from the point of view of content, is simply the
quantitativ e intensification of this sense of loss and despair. And this
again is a necessary product of the position of the petty bourgeoisie in
the imperialist era. As far as form is concerned, the intensification of
content brings about a qualitative change. The movements that
preceded expressionism, in particular naturalism, genuinely sought to
portray the hopeless entanglement of the petty bourgeois in the
capitalist mechanism, his impotent subordination to the capitali st
system - even if they did so inadequately, for the naturalists themselves
failed to recognize the social basis and the economic driving forces, and
thus could not portray them ; they, too, clung to surface phenomena (for
example marriage and the family in their psychological reflections),
even when they tried to portray these in some kind of social connection
(still necessarily external and superficial). It was characteristic that
naturalism was superseded by intensifying rather than making good its
defects . I mpressionism brought an extraordinary refinement vis-a-vis
naturalism in the portrayal of the outward surface of life and the psy
chological impulses unleashed at this level, but in a way that was still
further divorced from its social basis, making the portrayal of obj ective
causes still more impossible. (It should be stressed here, if this is not
superfluous, that this technical obstacle to realism is the result and not
the cause.) Symbolism then decisively separated the emotional
symptoms even from the externally and superficially conceived social
environment, portraying a helplessness in general, a sense of loss in
general, etc.
What was new in the creative method of expressionism lay in the way
that on the one hand it accelerated thi s process of abstraction, while on
the other hand it tr an sformed its formal orientation . The impressioni st s
and symbolists, as open and honest subj ectivists, subj ectivized their
EX PRESSIONI SM : ITS SIGNIFIC ANCE AND DEC LI N E 1 05
creative method more and more, i.e. they mentally abstracted the
material to be depicted from its real foundations. Yet they still preserved
the general structure of immediate reality : the stimuli that provoked
these impressions were still ascribed priority over the subject impressed
by them, this priority being at least externally dynamic ; they confronted
the subj ect as an external world. This was of course only in the world
they portrayed. Their theory already conceived these impressions as
products of the creative subj ect, at least in their ' how' aspect ; their
' what' and ' why' still remained in places an unknowable thing-in-itself.
(Here there are the most diverse transitional forms between the later
naturalism and these new creative methods.) The reversal that ex
pressionis m seeks to effect was that of tr an sferring the process of
creation - which existed in the mind of the modern writer - into the
structure of the work itself; i.e. the expressionist depicts the 'essence'
already sufficiently known to us, and - this is the decisive question of
style - only this 'essence'. We have repeatedly pointed out how this
' essence' had nothing in common with the objective summary and
emphasis of the general , permanent, recurring and typical features of
objective reality . The expressionist precisely abstracted away from
these typical characteri stics, in as much as he proceeded, like the im
pressionists and s ymbolists, from the subjective reflex in experience,
and emphasized precisely what in this appears - from the subject's
stand point - as essential, in as much as he ignored the 'little', 'petty',
'inessential' aspects (i.e. precisely the concrete social . determinations)
and uprooted his 'essence' from its causal connection in time and space.
This 'essence' is then presented by the expressionist as the poetic reality,
as the act of creation that simultaneously reveals the 'essence' of reality
as attainable by us.
He does this in poetry by n akedly exposing this creative process
itself, this distilling out of the subjective aspects, this abstracting away
from the objective reality ; by gathering together as a literary form his
own inability to arrange and m aster the objective reality in thought,
making this into the chaos of the world itself and simultaneously the
sovereign act of the writer. He does this in the obj ective forms (such as
drama, for instance), by presenting only this experiential centre as
reality, and grouping everything else around this centre, seen only from
this standpoint. He thus stands in contrast to the realist writers who
conceived drama as the objective struggle of opposing social forces . He
finds himself in closer affinity, however, with the impressionists and
symbolists, who similarly stopped portraying the contradictions of ob-
1 06 ESSAYS ON REALISM
jective reality, replacing them more and more with the contradiction
between subject and reality . It is simply that with these latter (e. g .
Maeterlinck) objective reality actually disappears, givin g way t o the
impression it makes on the subject, s uch as abstract fear, etc . , whereas
the expressionist dramatists place the writer himself on the stage as
central ch aracter, and portray all the other actors only from his point of
view - exclusively as what they are for this central character (the ex
pressionist 'essence').
In thi s way, a double and insoluble dissonance arises. On the one
hand, these character:; become in their form mere silhouettes, who must
however cl aim on the stage to be real living beings. On the other hand,
the writer is forced to express the problem abstracted in this way in its
unconcealed hollowness and vacuity ; he cannot rest content with his
emotional reflexes, for all their emptiness, in the way th at the symbolist
can. We therefore get such gems of wisdom as the fallowing :
There are no ' pure' phenomena, nor can there be, either in Nature or in
society - that i s what M arxist dialectics teaches us, for dialectics shows that
the very concept of purity indicates a certain narrowness, a one-sidedness of
human cognition, which cannot embrace an object in all its totality and com
plexity (Lenin, 'The C ollapse of the Second International' [ Collected Works,
Vol. 2 1 , p. 2 3 6 ] ).
round way must necessarily appear from this standpoint, that of the
' personal' caprice of the writer, as a viol ation of the word . ' Because
writers like to domi nate, they make the sentence prevail over the word .
But the word rules. The word tears up the sentence, and poetry is
piecework. Only words connect. Sentences happen only accidentally'
(Introduction to the anthology Expressionistische Dichtung, Berlin,
1 9 3 2, pp. 1 1 - 1 2).
Here we can see the internal contradictions of expressionism as con
tradictions of its creative method . Firstly, its extreme subjectivism is
revealed - a su bjectivism that borders on solipsism. Walden is only
logical in saying of his premisses : 'The expres sionist picture of verbal
art offers the image without relationship to the world of experience.
Illogicality makes the non-sensuous concept perceptibly palpable'
(ibid. , pp. 1 2 and 1 6). Simil arly Otto Fl ake : 2 0 ' It is a hal f measure to
select a "theme" . . . What is called real , the environment and the facts
outside of me, exist in fact only in my brain, in as much as I
acknowledge them and want them to be so . . . ' (' Souveranitat', in Die
Erhebung, p . 3 4 2). The grasping of the essence, the supposedly 'purest
form' of objectivity, collapses into the 'non-objective' art of absolute
caprice. The impressionist lack of content, as seen in the accumulation
of inessential and only subj ective! � signifi cant superficial features, now
undergoes a formal - though only formal - intensification : the purely
·
subjectiv e 'expression', emptied of content and separated from the ob
jective reality, can only produce in its totality an empty series of 'erup
tions', a rigid combination of sham movements. For it is unavoidable
and this is the second point - that expressionism should raise the
question of totality. Its internal contradiction , from the standpoint of
class basis and world outlook, shows itself in the expressionist creative
method in the contradiction th at, while on the one hand it has to lay
claim to a total portrayal (simply on account of the social and political
position it adopted during the war and after), on the other hand this
creative method does not permit the portrayal of a livi ng and dyn amic
world. The totality , therefore, can only be brought in via an external sur
rogate, and is purely formal and empty in the work s of expressioni sm.
' Simultaneism', 2 1 for example, is such an empty and formal external
means designed to substitute, for the missing internal all-round context,
an extern al juxtaposition of words grouped by association. But this
means a gaping contradiction between content and form. And the sham
solution that expressionism invents shows the same antagonism in its
most intense form. The nothingness of the content - and this is the third
1 10 ESSAYS ON REALISM
ion. B ut since they could not free their world outlook fron1 the ba·s is of
mperialist parasitism, since they sh ared uncritically and without
esistance in the ideological decay of the imperialist bourgeoisie, even
>eing sometimes its pioneers, their creative method needed no distortion
o be pres sed into the service of fascist demagogy, of the unity of
lecadence and regression . Expressionism forms a legitimate part of the
�eneral ' November legacy' of national socialism. For despite its
hetorical gestures, it was un able to rise above the horizon of the 1 9 1 8
Neimar republic. Just as fascism i s the necessary result of the
'1ovember betrayal of the German working class and the revolution by
he S P D and U S P D, it can also take up this November legacy in the
iterary field.
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