You are on page 1of 17

System’s Sole Constituent, the Operation:

Clarifying a Central Concept of Luhmannian


Theory

Jean Clam
CNRS. Paris, France

ABSTRACT
The autopoietic turn in Luhmann’s later theory is not thinkable without the refocusing
of systems theory around a new concept of operativity. The article shows the lines of
development from the earlier theory towards the final prevailing of a purely operativist
conception of the system. The movement is one of deconstructing all intuitive
representations of a border-defined, thing-like system. The radical version that emerges
leaves the operation as the sole and unique systemic constituent. The article shows that
such a strain of thought contracting an extensive transitive structure into a purely
operative core has major philosophical antecedents: Aristotle’s conception of the
actuation of life or intellection in a composite being, Fichte’s self-position of the
transcendental I. Heidegger’s subject and authorless ’Ereignis’ constitute very similar
figures of ’operativization’. This sheds light on the most problematic aspect of
Luhmannian theory, namely its reliance on a ’protologic’ that does not elaborate, like
similar philosophical endeavours before it, on the fundaments of its own evidence.

Jean Clam, 1796 Av. de Grasse. F-83300 Draguignan, France


© Scandinavian Sociological Association 2000

Niklas Luhmann’s systemist sociology is, in its shall have to show the intricacy of the
own project, often misunderstood. The option constructions necessitated by the categorial
for a description of society within a systems radicalization it undertakes. I begin with an
theoretical framework is very often reduced to introductory presentation of the systems prob-
an all-commanding assertion of the structuring lematics in Luhmann’s sociology in order to
function of systems in today’s societies. Luh- come to the core concept of the whole theory:
mannian systemism is conceived frequently as that of a ’non-real’, purely ’actual’ system,
an attempt to apply a general systems approach containing nothing and made of nothing but
to social phenomena. The benefits of such an operations.
approach would then have to be assessed in
terms of a greater accuracy of the sociological
description as well as a greater explanatory 1. The transformation of systemism
potency. Not taking consideration the
into
complete transformation of the original frame- Luhmann’s interest in the systems model is
work through Luhmann’s fresh modelling of its particularly ambiguous. To have a clearer idea
central concepts, such an assessment is doomed of the status and function of the model within
to misapprehension. the theory, I will set Luhmann’s fundamental
I will show in the following how and why options and intuitions into the broader context
Luhmann goes far beyond the current systems of his sociological work. My thesis, which
model, and in what direction his theory heads. I stresses a statement obvious Cor any person
64

acquainted with the work, is that the specific constantborrowings of incongruous theoretical
conatus of Luhmann’s enterprise is to conceive perspectivesare required and given order by

complex objects by means of an adequate, their distance from inadequate modes of


equally complex theory capable of accounting thought. Luhmann is the sociologist of our
for the emergence of complexity as a specific century with the most acute sense of the post-
mode of reality or givenness of the real. ontological (non) structure of communication
Luhmann had a very firm intuition of an constituting a world where things (res) have no
inescapable and profound break in the repre- consistency and where only differences are
sentation of reality, making impossible or events.’ He has, as a theoretician, an acute
illusory the continuation of heretofore familiar consciousness of the need for non-metaphysical
self-descriptions of thinking, feeling and theoriz- frameworks for the description and comprehen-
ing. He held the conviction that the objects to be sion of ’what is’.
modelled in sociology (personal interaction, Thus, functionalist systems theory was. for
institutions, groups, organizations, functional Luhmann, a convenient departure point for a
subsystems, society...) could not be con- much more comprehensive theory designed to
structed in the terms of classical sociology. grasp the non-identity, the paradoxical and
Unlike Parsons, Luhmann had a vision of the unsummarizable character of reality. The sys-
historiality of categorial settings. His knowledge tems theory of Parsons and the first-order
of Heidegger enabled his perspective on the cybernetics had to be enlarged and transformed
transformations of all-sustaining matrices of to integrate a variety of systemic and non-
thought as ’ontohistorial’ (scinsgesc11ic11tlic11) systemic approaches capable of enhancing its
ones. The ’epoqual’ comprehensions of being complexity and reflexivity, viz. Second-order
precede and determine the modes of action and cybernetics (von Foerster), paradoxalist differ-
experience realizable in a historical social ence theories (Spencer Brown, Derrida), emer-

setting. Luhmann’s concerns reflected the gence medium-form theory (Fritz Heider),
problems of theory-building in the historial horizontalist meaning theory (Husserl), differ-
terms of philosophical hermeneutics. He was entialist linguistic (Saussure) and communica-
profoundly conscious of the rupture of the tion (Bateson) theories. There thus remains
ontological tradition. From the beginning his nothing of the representation of a previously
project is very clearly one of a post-metaphysical available general theory that could be applied to
theory of society. a special field of research. What should be most
The reformulation of systems theory initi- insistently noted is that the system cntectory is
ally seeks to critique and thereby overcome the o1lly apparently wider than that of society as its
sociological concept of action, a concept that eventual application field. Luhmann’s special
seems to Luhmann both undefendable and intuition, the one which gives his theory its
doomed to atrophy. This took place at a time specific profile and bestows on it a real
when no convincing model was available that autonomy with regard to all other philosophies
could compete with it or prevail over it in and theories that contribute to its construc-
descriptive or heuristic terms. Long before a new tions, is the following: society is a self-contained
version of systems theory was developed. field of social communication and the site of all
Luhmann saw the categorical nature of action self-descriptions of human communication;’ it
as making too many massive assumptions of is the place where all meaning is born and can
self-identity, internal consistency and ontologi- be equated with a constituting intersubjectivity
cal firmness of the acting subject. The predomi- stripped of its transcendental nature. Since all
nance of the action model was for him partial or global world representations are
intimately associated with the concept of a communicatively elaborated, society (i.e. social
privileged, dignified actor. Luhmann’s constant communication) is the self-engendering reality
and very early rejection of any axiological -

like Hegels Geist, once more denuded from


assumption is reminiscent of Heidegger’s own metaphysical assumptions. The condensations
repulsion with all value thinking. The function- of social communication (in meanings, institu-
alism of the early Luhmann could thus be seen tions, routines, systems... ) are purely circular
as the expression of his definite disqualification and have no anchoring in any reality outside.
of all ontologically impregnated ways of think- They are paradoxical because they include a
ing. His increasingly complex interdisciplinary structural reference to an indefinite further
arrangements integrating a number of hetero- connection and to an unattainable internal
geneous ’theory pieces’ (Tlieoriestdcke) and his consistency. Society is the paradigm of a system
65
;~~<,

or an entity that escapes all objectivation and sociology to the most sophisticated theoretical
engulfs the observation itself that posits it as its expressions of the self-reference of communica-
objective correlate. tion is an interesting one. It shows us how an
Luhmann’s vision of sociology as a science interest in the universal theme of sociology
of society transforms it into a sort of vagrant takes body in the project of a general theory of
’supertheorie’ with a special reference to the society and how the generality of this theory
basic category of ’system’. The radical remodel- leads toradical reformulation of the concept of
a

ling of the system category enables it to remain a society well as of the concept of system, the
as

unifying pattern of the theory. Nevertheless, a latter being designed to be the main category
reformulation of the theory in terms of differ- reflective of the former. Thus, the project of a
entiation and mediation as an alternative to general theory of an enlarged and profoundly
systemist ones is thinkable throughout. What is reflexive concept of society induces the radical
fundamental, then, is a type of category capable recasting of the systemic categories.’To retrace
of expressing the measure of reflexivity, circu- Luhmann’s progression towards a de-ontologi-
larity and paradox inherent to society as it is zation of the system category is thus worth-
thought by Luhmann. The specific performance while.
of his sociology is, thus, the identification and The initial research in Luhmann’s early
manifestation of social communication as the work is concentrated on organization theory.
last convex, the untranscendable envelope, of all Systemist and affinitive approaches were
meaning and all reality.~Society - that is, the already developed in this domain, and they
’SillllSYStCI1l KOl1l11l11llikati011’ - constitutes the have been considerably amplified since.&dquo; Luh-
unfolding of indefinitely self-referential and mann’s main questioning in this seminal phase
inconcludable differences as a multi-dimension- centred on the conception of an ’other’ ration-
ally articulated system of meaning, overarching ality. Actually, administrative science and orga-
consciousness. There is no access to the world of nization theory were soaring in an impressive
meaning without a socialization of individual effort to renewtheir fundaments: the heretofore
consciousness in the field and flux of an unitary conception of the formal organization as
unending and ungroundable communication. a human institution designed for the realization

Communication is, thus, a self-engulfing struc- of definite goals instrumented through complex
ture, being the context of itself. informational and procedural means was foun-
Society and system are interdependent dering. The sociology of organization was
concepts insofar as the motive for the revision discovering how almost all formal organiza-
of systems theory was the conception of society tional schemes, tokens and routines were
as a circular, self-contextual structure of a very doubled through informal ones. Therewith.
specific type; on the other side, the systems the system constituted by the organization
theoretical framework offered a departure point revealed itself as much more complex than its
for developing a post-ontological theory which instituted, unifying, mostly hierarchical design.
will very soon exceed it. Moreover, the intuition Particularly. the category of goal and goal
of the unbounded status and scope of sociology attainment was withering away: the difficult
is not a late product of the theory itself, but is identifiability of final representations, the con-
there from the beginning: when Luhmann fusing interdependence and co-variation of
comes to sociology after many years in admin- apparent, strategic and objective goals, the
istrative office, he is attracted by the generality constant but irregular re-import in the organi-
of its perspective, the possibility to advance in ization system of informal secondary and unin-
any theoretical direction, free from disciplinary tended positive ends ... made necessary such a
limitation. Sociology, in his perception, is a field complexification of the notion that it became7
where ’one can do everything’!pursuing any eventually soundless to work with it further.’
interest in knowledge. The range of themes is New light was also shed on the relations of the
almost unlimited, and the sociologist can direct organization with its environments, thereby
his choice towards any mundane object: per- showing an incomparably more nuanced
sons, nature, the state, music, intimacy, etc ... image than that of an internally functional
There is a sociology of everything, everything system unit subjected to environmental con-
being communicatively constituted through straints and producing correlative responses.
social media and systemic processes.
Luhmann’s path from the presentiment of The conclusion that Luhmann as an
the omnicompetence and thematic vagrancy of organization theorist drew from these premises
66

resulted in a research programme focussed on such it is not self-evident. Most fallacious is thus
the concept of complex, or as he termed it, the spatial representation of the order-unity as a
’systernic ratiollality’. The programme was to be closed entity containing in itself its order
implemented in two stages: (1 a critique of the components and internally quiescent as long
supposition of an immanent instrumental as its environment does not exercise any

rationality of organization presenting the orga- pressure on its boundaries. Order is rather an
nizational mode of’ action as a unique tool, actual difference, order/non-order, which is
defined and unified by its goals and ends, and reflected in its first term (order) and whose
whose rationality is univocally inscribed in its maintenance takes the deceptive, metaphorical
transitive hierarchical architecture: and (2) a form of a (spatial) boundary. In fact, the
descriptive and conceptual work on a great boundary is a complex actuol relation, an
number of phenomena constituting complex effectuation or an actuation - I try to translate
rationality in a variety of complex figures. The the German word: I>I>11=iig - of an asymmetrical
programme went through a series of recon- difference and its retlection in one Ot~ its terms.
structions of the complex intelligence sedimen- Very soon the problematic oi~ complex order
ted in organizations as well as in every com- concentrates on the de-realization or de-onto-
municational phenomenon. Actually, every such logization of the spaces, the fluxes and func-
phenomenon combines a series of mutually tional activities related to the system. To think
conditioned devices to a relatively functional systems as pure differences becomes the de-
and operative whole that can take various ontologizing programme Ot LLlllfIlaI111’s systems
forms, ranging from quasi-instant social sys- theory. All its lines of argument converge in this
tems of fugitive face-to-face interaction to the direction.
heaviest and most enduring formal institutional To sum up, I could say that the new de-
ventures. This combination is far from being a ontologized concepts arch an alternative to the
product of pro-projecting design and, above all, metaphysically grounded theoretical frame-
from being grasped in its consequences. Thus, works of action theory. This does not mean
the descriptive work converges towards the that those frameworks are altogether invalid:
problem of order. of its origin and evolution. they are just outclassed by a new theoretical
Within the framework of a theory of complex design called for by deep transformations in the
rationality, order appears as emergent. open to projections (Elll BB’lï/fe) H of the meaning and
variation and self-sensitive,‘’ requiring non- structure of the objects of the relevant sciences.
linear, intransitive and original theoretical To use an analogy I will discuss more thor-
concepts. At its origin, the research identifies oughly at the end of the article, the projection of
self-destabilizing paradoxical settings. An the unconscious as the primary psychic object
instance of such settings is the double con- and the proper theme of the science of the
tingency scheme, which Luhmann takes over psyche is an alternative to the previous intro-
from Parsons and Shils and develops into a spectivist and cognitivist projection of such an
generative figure of all order&dquo;’ in collective
1
object within the psychology of consciousness.
meaning systems - that is, social systems. 1 The old designs, which are thus superseded, do
Systemic rationality is thus a title for the not lose their whole relevance. They must
central intuition of the improbability. fluency nevertheless be brought up to the new level.
and circularity of order. Order is improbable not restructured so as to fit into the new categorial
because it calls for human - or divine - design. projections. Coming back to the problematics
but because it has to be accounted for as the within sociology at the emergence of the post-
non-natural, non-spontaneous - although self- actionalist systemist model. I can read it as
organizing 1 2 _ realization of forms of being that follows: Action theory is intrinsically ontologi-
no design could have predicted and no self- cal in its categorial design; it is co-extensive with
directed process could have produced. The the triadic, extensive, transitive o~t’r~for-~’r~-
system-order emerging from non-reproducible tio-opertitlitiz structure, which objectifies its
conjunctions of factors and circumstances is terms as real, self-identical terms: it lives from
fluent, nurtured through fluency 13 It is never the equally ontological assumptions made on
structured only from within. Order is ’differen- the nature of the subject-actor as self-conscious
tial’ in the sense that it is the unceasing bearer of intentions and will, promoter of his
negotiation of a difference between non-order action through its more or less rational
and order. The maintenance of the system-order instrumentation. The invention (in the double
is an explicit and continuous performance. As sense of founding and figuring) of a de-
67

ontologizing level of intcllection’’is equivalent is a convenient one and yet, importantly, not the
to the breakthrough in the direction of ncw only one possible. Luhmann’s early - and a
categories framing the comprehension of the fortior-i later - work is not restricted to this
social. These categories enable and demand an theme and contains already a series of more
abandonment of the assumption that there is an general as well as different perspectives. Never-
actor or an action behind social communica- theless, where law or politics, power or values
tion. They allow the positing of a specific, are at stake, the systems theoretical approach
autonomous, anonymic, non-aggregative objec- transforms the traditional problem positions
tivity. Such objectivity is no more ontologically through discovering the underlying paradoxical
projectible. It requires the framework of a structures. Thus. the juridical code (lawful/
transformed systemism. centred on the inher- unlawful) can itself be neither lawful nor
ently circular, self-differentia) entity which unlawful: the medium of politics, power, lives
Luhmann continues to call a system,. The new communication ally from its non-use: values are
subject-object of sociology - the social - is a sort of complexity ’stoppers’, instrumented to
communication as a system. Communication is cover the self-reference of all orders of meaning.
the last constituent of the social, behind which Throughout these examples, the fundamental
there are neither actors nor things, but only theoretical difficulty is that systems are inher-
operations. These are the sole. variously specifi- ently incotnplete and made unstable through
able constituents of all communicative systems. their differential structures.
I should, however, insist on the passage

from ( 11 the classical representation of a system
2. Figures of thought as a unity with an immanent order facing an
environment which acts on it. thus promoting
Differential self-actuation or inhibiting the unfolding of its order structure:
I have followed Luhmann on his way from the to (2) a differential representation where the
reception of systems organization theory to his order unit is that of an asymmetrically retlected
elaboration of systemic rationality. I saw that difference order/non-order. The contrast brings
what was to be thought could not be conceived out the features of the end term. Actually, the
along the classical ontological schemes of involved relational and theoretical structure in
objectivation. The kinds of objects that came this term is not unprecedented. It is part of a
to the fore were paradoxical in the sense that stock of very special, rarely used figures I
they could not be thought of as identities or encounter in the philosophical tradition from
unities, bearing extrinsic relations to their Aristotle to Heidegger. Where such figures
environments, but as system-environment du- appear, they are regularly associated with a
alities with an asymmetrical anchoring of the daring and violent effort to think at a challen-
self-position of the duality in the system. This ging level of originarity and against habits of
was the abstract frame of systemic rationality. intuitive thought. I will discuss two such figures
which had to enable us thinking organizational in unequal detail. The first. which I call the
devices, active or sedimented intelligence as ’originary self-positing self-identity’, is the one
ambiguous contributions to the system’s stabi- at stake here: the second is the one I call the
lity as well as instability. When boundaries are ’Ntit--17c)llzlig’ structure, meaning a structure
de-spatialized to become the expression of the whose terms are contracted in a sole self-
self-difference of the system (as system-envir- contained act or effectuation (this figure engulfs
onment) in the system (as building a self- the first one and will be explained in more
identity), the system enshrines in itself its own detail l.
negation. It becomes a circular dynamic chose My main purpose in this article is to show
potentialities flow from the internalization of its how Luhmann’s most central theses can be read
environment (non-self) in itself. That is how instructively by means of such a structural
order is built from noise: that is why the main commentary of the engaged tigures of thought.
resources for stability and adaptation are The objects of my attention are then those
inherent instability and variety and why tived figures of thought - I could say lociisrnoi - that
optimality is suboptimal and diverse suboptim- make possible a radical transformation of the
ality a major asset for evolution. problem vision. My ’logismological’ approach
This access to the problematic of asymme- focuses on the constitution and performance of
trical self-identity of system from Luhmann’s such figures and in this sense, it has certain
initial preoccupation with organization theory at1inities with I~1111t11~ttltl~s theory-building as a
68

type of highly reflexive venture. Luhmann pays only are all terms here a sole differential
a lot of attention to the theorization choices and structure and a sole self-actuating Voll:ug
their figures themselvcs. The actually unfolding (effectuation), but also an asuml1lctrical one.
theory becomes thus an object for itself’ and the The Not-I can never attain to the determinative
result of a series of construction decisions made density of the I, because precisely the I is the site
consciously by the theoretician. This leads to a of the retlection of the uneven difference I/Not-I.
very high level of reflexive abstraction in This asymmetrical moment is best stressed in
thought and argument. I,L111r11ar1I1’S theory of the protologic of G. Spencer Brown, who
theory did not. however, thematize the under- conceives the unmarked state within the
lying figures of its most crucial categorial inaugural distinction as a sort of residual
contractions. While it is ultimately enlightening term. correlative to the marked state of the
to the problematics of complex theorizing,1 it distinction. Here also the duality of the self-
still lacks a genuine analysis of most decisive difference (I/Not-I, marked state/unmarked
figures. These figures have, in my eyes, analo- state) is reflected in the active density of. so to
gues in the specific theory-building of first speak, the ’positive’ term of the distinction - the
(pi-6td philosophicr or prima philo- indication, in Spencer Brown’s terminology.
philosophy
sophin) ’
7
on the ground of the originary Distinction is thus, in a specific, paradoxical
emergence of the first lineaments of being. sense, self-continent. insofar as it needs nothing
Our thesis is. in particular, that the self- more to exist than its moments united in one

difference paradox can be compared with such a sole act: effectuation.


figure of prime philosophy and thus be clarified As a matter of fact, Luhmann’s reliance on
through the reminiscence of some of the Brownian protologic for the presentation and
transcendental deductions that give expression development of his own theory gradually
to it. I chose Fichte’s ’jNissenschaJtsloi~ro’ whose escalated to reach a quasi-dominant position
line of progress is most elaborated. I&dquo;’ In Fichte’s in his later work. As I shall stress later on, this
deduction, at the beginning is a ’Tlzatllluzdlll11g’ dependence makes the question about the
(self-performing act ).’which is the self-position theoretical status of Luhmannian assumptions
of the I (the transcendental subject ).2( ) Before and proto-sociological theorems most acute. At
this self-position, there is nothing worldly*’ and what level is the body of the most general and
the emergence of the I is that of being, i.e. of a abstract sentences of Luhmann’s theory of
world. However, the self-position of the Ursub- society to be situated? Is it transcendental a
jokt is not global-spherical: the I is not a closed pr-ior-i or is it simply a generalization of a set of
Izf1l kai pan, self- and all-containing in the sense crossed evidences stemming from various
of having no other. Fichte’s argument is domains of observation? My thesis is that
precisely that the advent of the I in its originary Luhmann’s major assertions rely on a sort of a
act is the advent of a difference, of a same and priori ground with no transcendental reference,
non-same, of I and not-I (lei nnd Nioht-Ichl. The which is that of the Brownian protologic. Thus,
subject is a subject of something which is not I think that the logical calculus of George
itself. Fichte’s vision differs, thus, from the Spencer Brown, published under the title taws
conceptions of the Parmenidian metaphysics oj Form,1:! is most accurately qualified as a
or that of scholastic theological speculation on ’protologic’. Classical logics included (1) an
the state of being ante iiiiiizdi creati011em. The encompassing theory of enunciation (sentence
difference I/Not-I is. further, what is retlected in and discourse) and inference (deduction of
the I itself and constitutes the most genuine act sentences from sentences), like the inaugural
of the I as I. The I is not a closed and total logic of Aristotle; (2) an apriorical deduction or
sphere. It is embedded in a split (or a scratch, description of the constituting acts of a pure
Rit~). The I is the split whose name is world and consciousness performing the cognitive opera-
whose act is the reflection of this same splitting tions of judgement and reckoning, like the
difference. transcendental logics of Kant and Husserl; (3)
The scheme of thought here calls for a a formal or mathematical body of theorems - an

distancing from intuitive modes of comprehen- algebra - syntactically inferred from a small set
sion, wherc unities or identities are posited as of axioms and symbol definitions, like the logic
separate and closed wholes. I and Not-I cannot of the Principia 11l11t/lCIIllltica of Russel and
be thought of as two distinct entities standing in Whitehead. In contrast to these logics, particu-
an extrinsic relation to each other, whose larly the last one, Spencer Brown’s programme
product is, a third and distinct new term. Not is an inquiry into the pre-discursive laws
69

emerging with the most elementary position of originary-structural level are twofold: (1) to

’something’. These laws must be situated at a think from theoretical site lying before
a
level preceding the level of expression grasped experience in a transcendental world without
by classical logic. Protologic denotes, thus, in time and without objective firmness; and (2) to
our context, the logic implied in the most think in a world of pure actuality without time
general act of appearance or position of a and without objective products of activity.
something (a form). It reveals ’our internal Despite the fact that Luhmann’s theory does
knowledge of the structure of the world’ ( lays of not develop on any transcendental ground, its
Form 1969:xiiil. The form, as it is understood by figures of thought still have many essential
Spencer Brown, is prior to anything logic can features in common with the apriorical tradi-
thematize at its own levels of generality. It is to tion. The theoretical constructs shaped in this
be thought of as lying at such a depth of tradition as groundwork of all subsequent
originarity and generality as to be ’beyond the empirical acting and experiencing have a sort
point of simplicity where language ceases to act of homological counterpart in an enlarged
normally’ (ibid. :xx). It, then, ’resists expression’ systems theory. This is even more the case as
(il)id.), whereas logic is something discursive systems theory integrates protological compo-
about which I can talk and which I can nents and is shaped in such a manner as to
objectivize. 233 become a sort of universal theory of objects .24 It
To be sure, and this is a point I have already is actually inescapable that at a certain level of
noted, Brownian protologic is not the only originarity - which we could call protological,
approach Luhmann draws upon in order to and where we would situate most apriorical
think systems as differences and not as res. theories - heterogeneous schemes share in a
Luhmann’s own method commanded a diversi- series of figures. The instance of Fichte’s
fication of the contributions integrated into the deduction shows how a thought taking place
theory, in order to raise its incongruity and curb at the emerging point of things, at an observa-
the tendency towards massively unifying and tion site revealing their most universal features.
potentially re-ontologizing concepts. Neverthe- is forced into unintuitive, highly reflexive.
less, Spencer Brown becomes gradually the contracted paths. One should see that Luh-
dominant reference of the late theory, which nmnn’s theory is not just a sociological theory of
develops into an ’observation theory’ based on a particularly high generality. It should be seen
the Brownian concept of difference as a bilateral that such a theory incorporates a very central
concept (~n~ei-Seiten-Forml. This evolution is not protological dimension. Taken seriously, this fact
altogether advantageous. Brown’s logic is still a changes the basis of the theory reception. It is
very poorly elucidated theory waiting for a thus hopeless to try to make sense of the theory
genuinely appropriating reception. Yet, Luh- of self-referential social systems, above all when
mann works with it as if it were not only they are conceived of as nothing but operations.
common knowledge, but as if one had fully while occulting the protological problematic.
grasped the transformation of the deep ontolo-
gical structure it induces. In his texts, the same Circular actuality (Nur-Vollzug)
concise, schematic hint at Spencer Brown’s Let us nowexamine more accurately some
Laws of Form suffices to justify the most abstract important moments of the figure of thought
concepts and the shorthand-like exposed argu- elaborating on the self-difference structure. In
ments. This is the reason why I think that I the course of my commentary on Fichte’s
should try to build an analogical space as much deduction, I said that the main pressure bending
around Spencer Brown’s protologic as Luh- thought into counter-intuitive, highly com-
mann’s use of it. For this purpose, I turn to the pacted patterns originates from the twofold
philosophical tradition as a reservoir of most necessity of abstracting time and the necessity
instructive figures of thought. The advantage of to reabsorb all intuitively - i.e. extensively
the philosophical references is that they bring posited - terms into one or a few (’verbal’)1
with them the necessary diachronic and histor- actual aspects of a circular process. I now show
ical depth severely needed for the clarification of that this figure of contraction of extensive terms
categorial revisions. in actual effectuation < 14>11=ii g ) is not specific to
Fichte’s deduction of the asymmetrical self- the transcendental tradition, but is also required
difference structure and of its reflexive entan- in other philosophical approaches confronted
glements is instructive because it reminds us with problems of the composite constitution of
that the main difficulties of theorizing on an specific beings. Concerning Luhmann, the pre-
70

sent stage of my discussion will offer an enacted being) in their multiplicity, factual
instructive specification of his general concep- diversity and dispersion into that of an originary
tion of system as a differential non-entity. It will actus esseridi. There is
a transformation of the
take the form of a commentary on its most thick-setting of extensive, transitive multi-
an
fundamental, most pregnant statement: ’nur moment structure into a circular intransitive,
Kommunikation kann kommunizieren’ (only internally effective, unique-moment structure.
communication can communicates The logico-grammatical triadic structure of
I begin with a presentation of the figure as operator-operatio-operatwn be counter-
must
it is elaborated by Aristotle, in crucial develop- intuitively compacted monadic
into a structure
ments of his psychological theory. 21 It is the with one last irreducible component, the
central figure of the act theory of the soul, operatio. A step must be made to cut behind
which solves the major problems of the preced- the current logical and linguistic settings of
ing doctrines. The theory reacts to the quasi- triadic ontic evidence and to attain to the
mythological treatment of psychology by Plato. protological founding dimension of the ’sole-
for whom the soul is a composite being extended operation’ structure. The act theory invokes the
over several heterogeneous domains and whose originary ontological ground, out of which a
unity seemed ever since problematic. It is reality emerges, whose obscured perception
topologically dispersed and its heterogeneous breaks its primal ’collection’ (Sanztnlting) and
parts are thought of as co-existing and often scatters its vivid core into cooled disjected
interacting with each other in a global space. members.
The question for Plato was that of the uniting The problem created by such an analogy
domination (11e’gemondn) of one part over the between Aristotle’s act theory in its modern
other or all others within this plurality.Z’7 interpretation and Luhmann’s operation the-
Aristotle simplifies the stratificatory scheme of ory is that of the limits beyond which both
the soul into three main parts: a vegetative theories are no more comparable. Massive
(growth and decay without motion), an animal misinterpretations lurk, should the analogy be
(autonomous motion and sense) and an intel- loaded with more than it bears. Aristotle’s form
lectual (knowledge) part. He then resolves the actuality is metaphysical in the sense that it is
problem of the unity of the strata in superior not a historically or a self-organizationally
living beings like animals or men in an emerging operation, but is the actuating of a
audacious and straightforward manner. He primarily actual essence. It is not an arbitrary
rejects the idea of cumulative stratificatory distinction, a contingent split the world’s
on
endowments and brings to the fore an actual- surface. The Aristotelian actuality is essential.
effectual or ’verbal’ concept of form, which It is also strictly unitary and self-sufficient. Its
transforms the problem: the soul (psyche) is the circularity is not differential or paradoxical; it is
form (eidos) of the living body in the sense that it spherical and global. No form-act refers to
is the act (the realized dynamis, the energeia) of another form-act or to an environing non-act,
living, which is its perfection (entelecl1eia). In the the difference to whom is reflected in the form-
soul of a human being there are not three act itself. However, if these are the restrictions
partial souls or three psychic floors interrelated to be made on my analogy, the analogy itself
through the material being they animate. There remains pertinent as an elucidation of the
is only one act, through which the living human actual-effectual figure which is decisive in
being lives and realizes his being ( tois z6isi to zên Luhmann’s categorial revision of sociology.
einai, esse viventibus vivere, De anima 415b:14). While the Fichtean deduction could help us to
Each time this act is specified as vegetative understand the asymmetrical three-step pro-
(when man sleeps), animal (when he perceives) cess (position of system as concomitant with
or intellectual (when he thinks). The life of such the position of difference to an unmarked
a being is ’effectuated’ (actually realized) in one environment and reflection of the difference
sole act of being, which is here life in its as core operation of the system) as a proto-
vegetative, animal or intellectual form. There is logical untemporal unique circularity: the
no need to multiply the involved beings. Aristotelian figure gives us a key for under-
The act theory dispels all forms of being standing more than the actual-effectual aspects
which are not actual-effectual (Vollzug), i.e. all of the resorption of extensive terms into one
forms of already given res-like beings. The operative structure, already partially enlight-
theory transforms the comprehension of being ened by the comparison with Fichte. It is
as presence of objects (frozen products of once mainly interesting for the invaluable contribu-
71

tion it offers to the understanding of the ence reflection that constitutes the communica-
couplings between different operation types, tion acts. The conscious actuality entering the
that is, different systems. communicative actuality does not operate like a
The relatedness and dependency of the material component entering a material synth-
brain autopoiesis’8 to the autopoiesis of con- esis. Consciousness is already fully and genu-
sciousness, as well as the relatedness of the inely present in communication. When
latter to the autopoiesis of communication, can communication is actuated, consciousness and
be explained in terms very much analogous to cerebral life are as well. Aristotle had already
Aristotle’s act theory. Only communication can stressed this presupposition relationship of the
communicate, meaning that consciousness - as lower actuality by the higher one.31 In Luh-
well as the brain - cannot: this refers to an mannian terms: whereas only communication
actual contraction necessary to think the form communicates, there is no communication
as act. There is no place for whatever multi- without consciousness and no consciousness
plicity in the Aristotelian scheme because the without cerebral life.
entities at stake are not objective (res-like), but The difference between the two visions lies
actual-effectual ( Uollzug). Multiplicity is the co- in Luhmann’s conception of the absorption of
existence of many different items at a time, in a the subordinate actuality in the effectuation of
space. Prime actuality - or protological pro- the more specific one in terms of contribution
cesses - arenon-spatial and are untemporal in and stimulation. Since the lower actuality does
the sense that they are not in time as in a pre- not imply the realization of the higher one, since
existing space. They are, on the contrary. e.g. consciousness is not already communica-
themselves time-generative. There is thus no tion, the coming to pass of communication must
place, on the originary ground, for a multiplicity be specifically conditioned. Communication
of acts. The actiis essencdi of a living being is life being autopoietic, the continuous connection
and that of a thinking living being is thinking of its operations from one instant to the next,
(noein). There is no stratification, ordering the building more or less coherent sequences, is
acts of being, life, vegetation, perception and purely communicative in nature. That means
intellection as a multiplicity in space or time, that each level of actuality is completely
arranging their cumulation at the higher levels. autonomous in its sequence-building and
In the action theoretical framework, the most time-consuming operation. The system endures
specific act is always and alone the actual one. on the basis of self-motion and self-continuation
through the structural connectibility of its parts
All others, ’underlying’ ones, are there, in it.
- each operation demanding the connection of a
They are superseded by its actual specificity so
that their actuation ’is’ its own. new one of the same actuality. The lower

actuality systems do not condition the operative


Coupling of operative levels continuity of the higher ones - these would
Aristotle proposed a detailed theory of the otherwise not be autopoietic; rather they supply
couplings involved in the actual absorption of them with the type of actuality they need,
lower act dimensions within higher ones, in which is in turn transformed by them, through
particular the famous abstraction theory coup- a specific reticulation into the higher type
ling perception and intellection through the actuality. The ’material’ out of which commu-
processing of sense data into intellectual nication is made is conscious ’Erlebnisse’, sense

forms.29 It is not possible to expose it here, but syntheses of the specific kind that I call
what is sure is that the analogical setting of both consciousness. These syntheses build the basic
theories, Aristotle’s and Luhmann’s, persists ’material’ of communication by entering into
around their central logismic figures. Thus, the higher syntheses specific to this higher type
Luhmann approaches the problematics of coup- of sense system.
ling as one of a contribution of the autopoiesis of Not all conscious syntheses enter, however,
the lower systems to the autopoiesis of the into the higher communicative ones, as the
higher ones. This contribution takes the form of transformation of conscious experience
an entry of lower difference reflections in higher (thought, in Luhmann’s terminology) into
ones without breaking the unity of the specific intersubjective communication is not itself
actual effectuation. When conscious material automatic. Moreover, not all conscious synth-
30
(thoughts - Gedanken) enters communication, eses are equally appropriate to enter into
it does so in the form of that material which communication - some being structurally

structurally stimulates the asymmetrical differ- excluded, like incommunicable, ineffable con-
72

scious experiences. The choice of the terms actuating is a ’sempiternal wrap or bend
’contributions’ and ’stimulations’ to describe informing the local matter’.33 goes beyond the
the relations between a pair of asymmetrically heretofore explored theoretical space. With
conditioned levels of actuality reflects this such a view of the temporal-operative event
unequal and selective structure of systemic continuum we enter the domain of the
coupling. Some conscious operations are more concrete realization of the prime originary
stimulated than others to engage in commu- actuality. We leave the protological level,
nication. Once communication is actual, the reaching what we could call a strictly opera-
theory considers that the conscious material tional one. Whereas the former described the
has ceased to operate and has acceded to the state of things at their untemporal, time-
higher operative synthesis of communication. inaugural emergence, the latter corresponds
The problem of a conscious experience of to a consideration of the concrete actual-
communication itself during its own operation effectual (Nur-Vollzug) event. In real time, the
is not that of a confusion of the two levels of compactness of the Nur- Vollzug structure is
operation, but that of a simultaneity or double- reflected in a very specific form. One would
stage effectuation <~~2N~) of the two syntheses. expect that, in the protological event of a self-
The problem is prevented through the multi- reflecting difference, the bundling or knotting
dimensional structure of communication itself of all extensive terms into one circular actual
in Luhmannian theory. Through its conception effectuation must embody in a contraction of
of communication as a threefold operation the operator and the operntum into a time-
consisting of information, impartation (Mit- consuming self-centred operatio. The empirical
teilutig )32 and comprehension (Verstelzen), the world is, however, when compared to its
theory accounts explicitly for the phenomenon originating matrix, a world of cooled out
of the continuous ’£]lll7nt a soi’ underwriting derivatives. It constitutes a level of constructed
communication. Thus, the unquestionable phe- reality opposite to the protological one and
nomenon of a current being-for-myself, feeling structurally unable to host its circular arche-
and judging in myself of the contents of types. These must, when the departure is taken
communication, while engaged in communica- from the empirical level, always be reinvented
tion, is not occulted in the theory. The conscious in a stark effort of theoretical thought.
sequences accompanying continuously actual The whirlpool metaphor is thus the best
communication and forming, so to speak, its suited one to conceive of the sole-being and the
background, are respectively among the con- circularity of the operation, as well as the
stituting acts of communication. The unim- derivative, transitory status of its cooled forma-
peachable autonomy and self-referentiality of tions. It has, moreover, a not uninteresting,
the communicative sequences guarantee the most concrete basis in biological phenomena.
autopoietic character of the communication Actually, the material components of living
system and inhibit any attempt to resolve tissues are continuously renewed and replaced
communication into consciousness. within relatively constant periods, while the
A possible interpretation of Aristotle’s act biological form is altogether maintained. Thus,
theory points towards a new logismic horizon the metaphor is in a way inescapable or ceases
that I will have to explore. It has been almost to be one. It offers a convenient
suggested to conceive of the Aristotelian transition towards metaphysically unsaddled
actuation of a specific and individual being as representations of operative processes. Presup-
a continuous realization of a form in its positions on the status, ideal identity or
adequate matter. The actuation of vegetative supratemporal sameness of the act forms need
life in a rose is thus an actuation of being-a- not to be made within it. The conception of a
rose in adequate matter, throughout each transtemporally stable oper-atum through the
moment of its existence; that of a cell, the unceasing, continuous action of a specific,
continuous actuation and thereby mainte- contingent operatio (eventually consuming
nance of the being or form cell in adequate time and matter) fits quite well as a de-
matter throughout all its metabolic processes. ontologization of Aristotelian act theory. It
The metaphor that bears the whole interpreta- establishes the problematic on an empirical
tion is that of a whirlpool maintaining the operative ground and draws on the contingence
stability of the form through the flow of matter. and (evolutionary) variability of the form as
This conception of ’transtemporal stability’, opposed to its supposed incorruptible ideal
within which specific and individual form sameness. On the whole, this conception
73

seems to be very close to Luhmann’s view of the building of self-identity, when the environment
operation as a prime constituent of the system is not already so differentiated as to impose
with no guarantee of ontological identity and internal complexification of the system through
stability. the differentiation of diverse roles and functions
Through the flow of time, theconcretions within the latter. These processes are namely
of life, consciousness and communication are factors of variation that inflect the actuated
cooled forms of current continuous operations. form in a number of directions. The systemic
These maintain transtemporally identifiable, structure is maintained as long as variation
functionally in fine advantageous operata. The does not provoke a switch to a changed form,
stability of the operata (a cell, a thought, a whose confirmation would require anew a high
specific communication such as a friendly measure of shape- or structure-building redun-
interaction, a work conflict, a legal procedure) dancy. A major feature of Luhmann’s systems
is nothing but the permanence, from instant to operativity theory is finally its inversion of the
instant, of the actual effectuation of the status of structure (in all functionalist and
corresponding operation. The operata have no systemic theories) from one of a superordinated
subsistence and no substance outside the commanding magnitude, whose stability
operation. But what then probabilizes coherent. enhancing is the finality of the functional
enduring, system-building operations rather processes, to one of a flowing process with no
than anarchic, non-self-confirming, non-con- real anchoring in things. Structure reflects just
densing, instantly vanishing ones? Within the temporary redundancy tendencies of opera-
Aristotle’s act theory, such a question is tions, with ’enslaving’ effects upon certain
irrelevant. The act form is an ontologically operative sequences. 34
firm eidos, ever since, and self-identical under all To sum up: a system would be a sort of
conditions. Within de-ontologized frameworks transtemporally stable whirlpool, a form main-
like systems theory, the tendency to condensa- tained in actuality through a constant bend of
tion must be especially accounted for. Luh- its individual operative components into a
mann’s proposal elaborates on the ground of global structure. The complex mechanisms
the self-organization theory in a protological that link together or mutually indent the
differentialist formulation. Thus, each difference successive operations are not deterministic.
that scratches the surface of the world tends, They are inherently unstable because they are
from its prime event on, to iterate in a way that grounded on paradoxes. These paradoxes are
builds a nucleus for redundancy as well as for the main source of systemic dis-equilibrium as
variation. Redundancy is the basic, variation- well as the main resources for complexity-
enabling process, while variation is the mar- building and actuality-furthering variation.
ginal one. Both are the substance, the content of
the operative life pulsing in the constituted form Pure event
through the time-matter flow. Each operation, The last instantiation of the logismic figure of
from moment to moment, either confirms and Nur-Vollzug I would like to present before
condenses further the form, or inflects its closing this commentary on Luhmann’s sys-
wrapping movement and prepares the possible temic operation could help us understand its
(not necessary)emergence of new forms. The ’evential’ aspect. Operation ’happens’ as the
double trajectory of confirmation and variation asymmetrical reflection of a difference in a
is an unpredictable one. Predictions of evolution form act. The ’products’ of this happening are
have some pertinence after bifurcation has living beings, conscious contents and social
occurred, in phases of necessary condensation interchanges. Luhmann’s theory tends to
through strong redundancy, the post-bifurcative deconstruct these cooled objectivities into
phase being similar to theoretically initial ones. their constituting operations. But as soon as
The nearer to the inaugural distinction, the we leave the real-objective level for the
more redundant operating is likely to prevail. operative one, we face the problem of the
The more virginal the ground where the representability of protological complexes. One
distinction is drawn, or the more originary the of the problematic aspects of thinkability of
level of emergence, the more hasty and intense originary operativity is the ’happening’ of pure
are the processes of iteration. This is clear from operations. What does it mean that an opera-
protological, form-theoretical premises: the tion happens or comes to pass? Once more the
reflection of the difference system-environment evocation of a philosophical figure is most
within the system is stronger, and enhances the instructive. It is Heidegger’s doctrine of
74

5
’Ereignis’ (event ).3 The idea of ’Ereignis’ and specific operations which are at that
represents the climax of the fundamental effort moment effective. This idea is developed by
of Heidegger to think ’be’ (Sein) in its difference Luhmann along with a well-known theoretical
to the ’being’ (Seiendes). This effort leads to a topic, that of the connection or connectability
complete ’verbalization’ of thought structures (Anschluss, Anschlussfå11igkeit. Anschliessbarkeit)
with concentration on building ways of
a of current operations in systems. Thus, the pure
access to the non-objective, purely actual operativity of systems, though circular, is not
universe of prime reality. The main statements prime-eventual. Its protological description can
have the form: Welt weltet, Nichts nichtet, show it in status llascendi as emerging and
Ereignis ereignet, ist istet 36 reminiscent of
... inaugural, and elucidate its structure, moments
that fundamental structure of pure actuality and movement. It does not make any assump-
where operator operatum and operatio are tion on its prime Operative systems - in
event.
contracted in a sole intransitive, internally Luhmann’s sense - appear then
as structurally
actual. circular act. Heidegger’s novelty is or immanently unstable: they can never stop
that pure actuality is thought as ab-solute operating, being, as I would say, tilted ahead
finite, with no anchoring in any transcendent and ever searching adequate connection to
nor transcendental nor worldly reality. Being is operate. They are literally ’pro-clivious’, bent
the pure event of itself, the gift of time and forward in a relentless concatenation with
being, winding in itself like an out-less finite similar entities. This ever-current connecting
ring. The pure event is a circular event, a is nothing else than the effectuation of the
coming into its own being (Er-eignen). Once asymmetrical reflection of the difference
again, the circular structure is a complex one between the system and its environment within
with a dual movement of giving time and being the system. This difference can never attain the
to the reciprocal duality of themselves. status of an in itself quiescent unity. As an
Luhmann’s protological conception of a actual difference, it is continuously, unceasingly
self-sustaining operativity is certainly nearer to in effectuation (in Vollzug). Thus, systems
the asymmetrical three-moment movement of consisting in actual operations presuppose
the Fichtean deduction than to Heidegger’s themselves. Their operations can never begin
dual, quasi-mystical movement of a self-giving out of nothing, but always lack connection to
being. The interest of the Heideggerian figure is, other operations of the same autopoiesis in
however, its insistence on the event character of order to happen. Each singular operation is
circular actuality. Its shaping of the event structurally referential of other operations
motive is one whose central stakes are the immediately connected to it through a puzzle-
’saying’ of the gratuity of the givenness of the like key mesh. The operations sequence is
given. ’Ereignis’ is irrelative and causeless. There concatenated through a sort of structural
is no transcendent nor any other actor who intrusion of the ’end’ of one operation into the
does. makes or motivates the event. There is no ’beginning’ of the next.
internal necessity eliciting it and unfolding its To be sure, the expression of this state of
movement. Sole-actuality is ’eventual’ for Hei- things in terms of a beginning and end of
degger in the sense that its effectuation ( Uollzug) operations is not very appropriate, though it
has no motive outside of itself. When it comes to reflects the fact that the circular process of the
pass and endures through time and being, it is singular operation refers constantly backwards
still inaugurally motiveless, with no relation to from its (protological) end moment to its
anything outside its pure event. This radicality beginning one. In a way each operation has a
of the Heideggerian figure has no correspondent part of itself pre-posited in an undetermined
in Luhmann’s theory. next operation, specified through the key fit
Thus, my last analogical presentation characteristic of the relevant autopoiesis. An
designed to enrich my commentary on Luh- operation of social communication cannot be
mann’s operational conception has to be much connected with an operation of life or of
more contrastive than the preceding ones. consciousness, as none of the moments of the
Operations, the sole systemic constituents, autopoiesis of life nor of consciousness are able
’happen’, occur, in an already existing stream to fit between the circularly organized moments
of specifically identical operations. Metabolic of the communication operation, i.e. informa-
processes, thoughts and communications come tion, impartation and comprehension. Each
to pass through insertion in such a stream, operation of a specific autopoiesis hosts in itself
connecting themselves to respectively adequate the reference to a homopoietical operation
75

under the form of an entangling intrusion of Other spheres of meaning do not motivate
their different moments in the circular process communication adequately. Besides, there is a
of their effectuation. 37 whole shadow domain of communication which
is structurally incommunicable: a communica-
tion can never impart, in its own act, the
3. The world problem impartation quality of this same act.39A whole
stream of non communication is thus co-
Although contrasting with such an embedded- current to that of communication, building
ness of the advent of the like in the stream of the non attainability of the whole of commu-
ever-actuated like, the Heideggerian event con- nication to itself.40 These are the paradoxes of
cept still has illuminating aspects. It actually pure operativity as structurally pro-clivious and
shows the thought of Nur-Vollzug in a state of unending. Besides these specific paradoxes,
full completion. Unfolding its immanent motives communication hosts, very centrally, another
and making explicit its internal horizons, pure type of communication that does not reflect
operativity would tend to these extremes of pure problems of its self-reference, but the fact that
eventuality. Acutely elaborating on the proto- although all-engulfing and self-contextual,
logical structures, Luhmann’s approach is, for communication is not the ’largest’ horizon of
its part, not blind to the problem of pure being. Communication, thus, contains the most
eventuality. In its terms, the problem of the paradoxical hint towards a ’world’, larger than
event of circular actuality would be a world it is. The extreme of paradox is thus reached in a
problem, outreaching the scope of a theory of communication - which could be, like silence, a
society - however radical the theory may be in renunciation of communication - that shows
its categorial casting of pure, internal-intransi- beyond itself. World problems are problems of
tive, circular operativity. The achieving piece of the pure eventuality of ever-streaming pure
Nur-Vollzug thought is the reflection of an aspect operativity. They are not those of self-reference
of reality which hints towards a horizon that of communication, but those of the self-refer-
1
out-ranges, and in a way engulfs the horizon of ence of the givenness of a world for it.41
all- and self-engulfing communication.
The world problem of world event is,
however, like everything having sense, a poten- 4. Social communication: a concept for
tial object of social communication. It can be refounding sociology
indicated, discussed, referred to. Any emergence
of it is socially constructed. In contrast to all Our exploration of Luhmann’s version of
other constructions of communication, it is. systems theory showed it as a radical transfor-
however, something that directly hits upon the mation of the initial model through a new
paradoxical, self-eluding, circular limitations of shaping of its central categories. The main line
social communication itself. It unites all the of thought commanding this categorial revision
paradoxity of the latter in one enigma and gives could be characterized as a programme of
it the name of the sole horizon of all its horizons, universal de-ontologization viewed as historial
that is, the world. Social communication being necessity. My endeavour was to shed some light
the ultimate envelope of itself cannot cross on the ways and motives that led to the final

beyond itself. However, it does not reflect this centring of the whole theory upon the concept
self-limitation as a problem of communication of operation. I have proceeded by establishing
itself, i.e. as a social problem. Communication some conjunctions of Luhmann’s approach
reflects its paradoxical character as a whole in with philosophical theories, all of which docu-
the form of a (non-social) world problem. It mented efforts to conceive the emergence of
3s
shows, then, in its most paradox forms like art fundamental structures of meaning at proto-
or religion, that there still is a problem that is logical levels. The convergence of these theories
not its own. A problem that is neither a part of it towards a de-realization (Ent-dinglicirung - or de-
nor coextensive with it, but definitely larger substantivization) of current ontological cate-
than it. It is the problem of a sphere that gories was in itself instructive. Thus, most
transcends communication and should not be efforts went in the direction of a counter-
confused with any sphere of the incommunic- intuitive thinking of internal-intransitive, cir-
able within communication. We have seen that cular, effectual actuality. I brought them under
conscious experience, especially when very inti- the logismic title of Nllr- Vollwg. Whereas
mate and intense, is not easily communicable. Luhmann’s theory stands somewhat alone in
76

contemporary sociology and seems therefore tion and so remotefrom the fields of its
erratic and incomprehensible, my procedure acknowledged objects. My thesis is that the
allowed me to situate it in a line of philosophical main and most potent acquisition of Luhmann’s
thought. The trajectory of the reviewed figures theory is the concept of ’social communication’.
of sole-operation could lead us, in an altogether To make clear what I suggest, I would compare,
ordered way, from the first shapings of the in strictly epistemological terms, Freud’s ’inven-
system-operation motive within the complexity tion’ of the Unconscious with Luhmann’s
problematics to the last of its reflections in the construction of ’social communication’. 42 The
world problem. basic epistemological feature they share is that
Let us venture a last remark on the both concepts embody a sort of coming to
sociological interest of such a theory of social themselves of their respective disciplines.
communication. Its primary level reveals itself. Actually, both social communication and the
once more, as very remote from the traditional unconscious are primary object concepts, cir-
settings of social theory - and not only its cumscribing the proper theme of a specific
empirical ones. It would thus further the science. As the phenomenological thorough
scepticism of those who feel that its ’entry theorizing of these matters has shown, such
rights’ are prohibitively high. Moreover, while projections of specific objectivities are nothing
showing the strong stimulation such a general less than inductive. They represent fundamental
theory receives and exerts on the specifically a ’Etitik,ti’t-fe’ (castings) of primary objects, impul-
priori theorizing of neighbouring philosophy, my sing a decisive differentiation of the scientific
interpretation could have enhanced the opinion discipline at stake and establishing it on a new
of its marginal sociological fertility. My thesis basis. They open unsuspected horizons for
would here be that a sound approach to theory-building, allowing a much farther-
Luhrnann’s design cannot do mithout a miniifium reaching inspection of their objective domains,
of philosophicnl analysis of its theoretical pre- as well as a much more rigorous formulation of
mises. Such an analysis should deliver a their accounts. They are prior to any set of
characterization of the nature and level of the observations or cognitions, and have something
involved concepts. We should avoid self-delusion of a founding performance.
and recognize the basic evidence that the ground Our suggestion is to consider the Luhman-
on which Llljlnl(inrl’S theory stands - and falls - is nian concept of ’social communication’ as an
protological. Protologicity. as practised by Luh- inaugurative performance endowing sociology
mann, is a very new and peculiar setting for with its proper object: the social. In the same
forging primary categories, conceptual archi- manner, Freud’s Unconscious represented a
tectures and descriptive frameworks. Whereas new foundation of psychology on the basis of a
classical sociology could lean on philosophical recasting of the psychic. The analogy holds in a
groundwork (Simmel and Weber on neo- very pertinent manner. The problem of psychol-
Kantianism, Scheler and Schutz on phenomenol- ogy at the beginning of the 20th century was,
ogy, etc.), Luhmann inaugurates a new type of from a psychoanalytical point of view, the
relation between a theory of society and the dominance of I-centred, introspective and cog-
foundational or categorial work of philosophy. nitive thematizations of the psychic. The psychic
He rejects any reliance on a global philosophical as an objectivity was featured in a massively

position. Instead, he combines a multiplicity of ontological manner, supposing a firm, self-


theoretical pieces to a conception of high identical and individual mental entity. The
abstraction and logical priority. The protological concept of the Unconscious anonymized the
status of the whole synthesis is not always clear. psychic entity, transforming it in a bundle of
Yet, my conviction is that the central pieces of processes governed by a complex affectual
the theory are protological, and hence require a economy. We can observe in Luhmann’s theory
philosophical elucidation. Actually, protologic is a similar aversion from individualistic ontology
a sort of unidentified transcendental logic which and a striking analogy with the anonymizing
is poorly established and whose contours are effects of the position of an anthropologically de-
still very ambiguous. I can see no way to centred - or de-anthropologized - third person,
dispense with a philosophical elucidation of its non-mechanical processual object. The limits of
statements. these similarities between both castings of de-
Admittedly, all this being done, the ques- individualized, centre- and nameless primary
tion remains as to the concrete returns of a objects, is that the Freudian Unconscious has
theory so costly in terms of conceptual elabora- been often thought of as an objective entity
77

existing somewhere - of Atlantis dis-


a sort Gesellschaft (Luhmann 1997) was developed partially on the
covered by basis of such literature
good-hearted
a who, after a
man 7
The major reference in Luhmann’s work is definitely
long search, came across it. From a Luhman- Zweckbegriff und Systemrationalit&auml;t (1973). Yet Legitimation durch
nian point of view, Freud’s casting of the psychic Verfahren (1969). where the rationality of subordinate, micro-
was not thoroughly de-ontologizing. For this final devices like procedures is theorized, is also interesting.
8
See Clam (1997), the first part of which is dedicated to
purpose, the Unconscious should have been
3 Luhmann’s early work. A stimulating discussion of Luhmann’s
thought as a difference and not as an identity.43 administration and organization theory is Dammann et al.
However, on the whole, we can maintain the (1994).
analogy and insist on the autonomizing and 9 That is, reacting to its own variation.
fertilizing effects of the switch, in both psychol- 10 As checked disorder
11 It should be noted that the double contingency scheme is
ogy and sociology, to anonymous and auton-
the paradigm of what I would call the ’indefinite generativity of
omous primary objects who allow the paradox’ It is the genus, so to speak, of all other reflexive
observation of a level of reality in its own paradoxes like, for instance, that of the circular making of law
right. Psychic life is no more an aggregate of through legal procedures. See on this latter circularity the
conscious or cognitive mental states than social enlightening work of G. Teubner (1989).
12
Imake a terminological distinction between sponta-
interchange is an aggregate of individual neous and self-organizing order.I understand spontaneous
actions. The contribution of Niklas Luhmann
processes as reproducible, whereas self-organizing order is
to a refoundation of sociology on the basis of a emergent, coming but once to pass and self-encaging.
13
proper primary objectivity not only delivers the We could call it the principle of das Feste wird . auf
das Flie&szlig;ende gegrundet’ (’found the solid upon the flowing’.
concept of such a specific object, but also a
Luhmann 1962 190).
highly reflexive, epistemological and protologi- 14
Using the terms of the phenomenological eptstemology
cal theory thematizing all central processes of of Husserl and Heidegger.
any de-ontologization project. My purpose here
15
One should always insist on the fact that Luhmann’s
was to show how the idea of a circular, invention does not proceed like an abstract, apriorical deduc-

actual operation constitutes the core tion. It is nurtured through the evidence coming from
internally constructivistically reconceived sciences (like attribution theory
of such a theory. in psycho-sociology) and is developed along the lines of a
theoretical sociology - and not those of an aprioric philosophy.
First version received
July 1999 16
Like those of the sequencing ) Sequenzierung of notions
(
Final version accepted September 1999 and arguments in circular or reticular topics, or those of the
sense and scope of abstraction in general theory (cf. Luhmann

1979:170-177).
17
Succeeding Plato’s distinction of different levels of
philosophizing, the top of which is the Platonic dialectic.
Notes Aristotle’s pr&ouml;t&eacute; philosiphia is a research on how being reveals
itself as being; a research upon the most fundamental. i.e.
1
Luhmann’s first articles bear testimony to this conscious- categorial. ground of our world comprehension.
18
ness, where the ’Uberholtsein der uberlieferten metaphysischen The Grundlage der gesamten Wissenschaftslehre of 1794 is
Bestimmung der Wahrheit von ontologischen Pramissen her’ the most detailed exposition of the system However, the
(Luhmann 1962-1, 63) is stated as the basis for a profound Grundriss des Eigenthumlichen der Wissenschaftslehre of 1795
transformation in the dogmatic structure of social beliefs. contains, at its beginning, a very brief and clear presentation of
2 A political project, a juridical dogmatics, the perception of the figure I am discussing. We quote from the first edition of the
or the acting in a market, a scientific theory, a game. a conflict Werke (1834-35. 1845-16).
19
... all are conceived as self-descriptions of social communica- The I is understood by Fichte as a ’pure activity’ (reine
tion, constituting modes of representing the world within ) (Grundlage &sect;1, 6), where the actor (
Th&auml;tigkeit das Handelnde
)
communication as well as modes of experiencing or acting and its product ( ) ’sind eins und dasselbe’ (’are one and
die That
related to it. the same thing’: &sect;1. 6). The same passage implicitly identifies
3
The text (Derrida), consciousness (Husserl), language or das Handelnde (the actor) and die Handlung (the action). This is a
logic (Saussure. Spencer Brown) are other figures of the same very clear token of the underlying ’ Nur-Vollzug structure that I
protological paradigm. discuss later.
4 20
A formulation Luhmann uses in biographical interviews: No need to say that our presentation of Fichtean
weil... man als Soziologe alles machen kann, ohne auf einen deduction is a most cursory one. The exegesis of the extremely
bestimmten Themenbereich festgelegt zu sein’ (1987-141) dense principles ) Grunds&auml;tze of the deduction fills an extended
(
5
Parsons’ systemism was in many respects too narrow. too literature. I concentrate, in our interpretation, on the central
essentialist for that purpose, lacking the main characteristics of and consensually acknowledged figure of thought ) logismos A
(
.
the required theory, namely high reflexivity. For a reconstruc- few hints at the literature may suffice: P Rohs (1991). brings an
tion and critique of Parsons’ essentialism, see Clam (1999:142- interesting image to illustrate the activity-based conception of
150). the I like a photon which is nothing when stripped of its
6
The relevant literature is immense. The theoretical movement, the I is nothing besides its actual activity (p. 53,
sophistication has been ever-increasing. Organization theory Thathandlung being the identity of Tat (activity) and Handlung
and its literature remained a constant source of inspiration for (product of the activity): Hans-Jurgen Muller (1980:120ff.)
the later Luhmann - until recently, where the evolutionary stresses the problems of the sequenciation of circular activity
problematic in the chapter ’Evolution’ of Die Gesellschaft der under the title of ’symbolic narrative’ (the Thalhandlung being
78

explained in the deduction ’symbolisch erz&auml;hlend’) as well as the of such nominal-verbal doublets is. World worlds, nothing
fact that the Thathandlung of the I is the paradigm of every nothings, event events, is ises reflect quite accurately the
...

setzen Dieter Henrich (1982) brings into discussion


position );
( challenging violence done to language in the German of the
the later (1801) Fichtean formula ’an activity whom an eye has original text
37
been implanted’ (p. 75ff.) which would fit very well into our Empirically, all systems are described as being always in
interpretation -however, he proposes a divergent assessment of a state of operative ’ongoing’.

it; Reinhard Lauth (1984:19ff.) analyses very accurately the 38I mean the figure of art which Luhmann calls ’world art’
doubling of self-reflection/determination and hetero-determina- in distinction from all other art configurations. ’World art’ is the
tion in one unique act Vollzug or Selbstvollzug
( ). form of art characteristic of our differentiated societies, where
21
The transcendental philosophy of consciousness is no art has no reference outside itself. concentrating its self-creating
longer modelled on the perfect and divine intellectus originarius, mission and paradoxity on the closure of the work of art itself on
of whom the human intellect represents a derivative form itself. See Luhmann (1990, 1995a).
39
intellectus derivativus). Thus far, the statement that worldliness
( It cannot convey or ’communicate’ its own intention-
begins with a finite subjectivity does not prejudge the givenness ality (communication quality), because the intentionality of the
or not givenness of a pre-worldly consciousness. intentionality communicating act would, while this latter is in
22
First edition: London (1969); second edition: New York effectuation. itself be still veiled - awaiting a higher act of
(1972) containing some significant complements. explicitation, whose intentionality again would have to be
23
A recent discussion of Spencer Brown’s logic with a clear unveiled...
40
link to Luhmann’s revival of its central stakes is to be found in Erreichbarkeit (attainability) of social communication
the two volumes edited by Dirk Baecker (1993a, b). forms a consistent topic in Luhmann’s theory (1997, ch. 5).It
24 has been explicitly thematized by Fuchs (1992)
The ’allgemeine Gegenstandstheorie’ in the manner of
41
the pure Logistik of the beginning does not reach such deep Luhmann does not make a clear distinction between
originary levels as Spencer Brown’s protologic It doesn’t really communicational paradoxes and world problem. World, as the
propose a theory of purely actual, paradoxical and circular all-engulfing unity of difference ( Einheit der Differenz
), is what is
objects ’concomited’ ) mitgefuhrt in the paradoxes of communication. I
(
25
The context of the statement is the following: ’Aber opted for a formal distinction as a means of giving a higher
Menschen konnen nicht kommunizieren, nicht einmal ihre profile to a world problem that is not just silently concomitant
Gehirne konnen kommunizieren, nicht einmal das Bewusstsein with current communication, but takes form as such and for
kann kommunizieren. Nur die Kommunikation kann kommu- itself A basic Luhmannian text dealing with the world
nizieren’ (in the chapter entitled ’Wie ist Bewusstsein an problematic is ’Reden und Schweigen’ (1989).
42
Kommunikation beteiligt?’ Luhmann 1995b:37). What is at stake is not on any account an assessment of
26
The main text is De anima (especially Book II:412a-b, the scientific or cultural repercussions of both. That would be
414a). Our interpretation draws on Inciarte (1970), Frede & obviously mistaken, the weight of the Luhmannian theory
Patzig (1988) and Liske (1985). being, in this respect, rather modest when compared to that of
27
Plato, Republic 436a, 544e, 580d-e, 588c-e: Timaeus Freudian psychoanalysis.
43
69c-e. Moreover, the energetic economy of psychic life by Freud
28 is still too mechanistic, that is, not complex enough to enable the
Autopoiesis means, in our context, self-producing
circular actuality and activity. emergence of a difference theoretical theorizing.
29
Cf Hamelin (1953). I suppose that Anstotle, with his
theory of the totalizing unity of the most specific form act,
resolved the problem of the coupling between the principle of
References
intellectual knowledge and that of animation of the body. For a
Baecker, D. (ed.) 1993a. Kalkul der Form. Frankfurt: Suhrkamp.
detailed study of the long groping search for that solution, see
Baecker. D. (ed.) 1993b. Probleme der Form. Frankfurt: Suhr-
Nuyens (1948)
30
I would like to add, in the wide sense of all conscious kamp.
Clam, J. 1997. Droit et soci&eacute;te chez Niklas Luhmann - La
Erlebnisse However, Luhmann’s texts on con-
experience ).
(
sciousness occult the affective domain of conscious expenence. contingence des normes (Avec un Avant-propos de Niklas
31
With the exception that pure intellects are not only Luhmann). Paris: Presses Universitaires de France.
conceivable, but really exist with no anchoring in animal or Clam, J. 1999. Choses, &eacute;change, m&eacute;dia: enqu&ecirc;te sur les &eacute;tapes
d’une d&eacute;mat&eacute;rialisation de la communication. Archives de
vegetative life.
32
To avoid confusion I translate the second moment of the Philosophie du droit, 43, 97-137.
Dammann, K., Granow, D. & Japp, K. P (eds.) 1994. Die
communication Kommunikation operation, namely Mitteilung,
(
)
as ’impartation’ - rendered otherwise most naturally into Verwaltung des politischen Systems. Neuere systemtheoretische
English ’communication’. ’Impartation’ has the advantage of Zugriffe anf ein altes Thema. Opladen: Westdeutscher Verlag.
replicating with relative fidelity the etymological composition of Fichte, J. G. [1834-35/1845-16] 1971. Werke. 11 vol. Berlin:
the German word - an advantage the word ’utterance’ (the Walter de Gruyter.
adopted rendering in English translations of Luhmann) does not Frede, M. & Patzig, G. (eds.) 1988. Aristoteles ’Metaphysik Z’:
have. Text. Ubersetzung und Kommentar. 2 vol. M&uuml;nchen: Beck.
33
Furth (1978, quoted in Liske 1985:256). Fuchs, P 1992. Erreichbarkeit der Gesellschaft Zur Konstruktion
34
These effects have drawn the attention of the self- der Imagination gesellschaftlicher Einhert. Frankfurt: Suhrkamp.
organization theorists. On this point, cf. Schweitzer (1997). Furth, M. 1978. Transtemporal Stability in Aristotelian Sub-
Most impressive examples of redundancy in initial phases of self- stances. Journal of Philosophy, 75, 624-646.
organizing processes are paths (or tracks: Wege
). Hamelin. O. 1953. La Theorie de l’intellect d’apres Ariostote et ses
35
The basic text is Zur Sache des Denkens (1969). As for commentateurs. Paris: Vrin.
Fichte and Aristotle, a thorough penetration of the philosophical Heidegger, M. 1969. Zur Sache des Denkens. T&uuml;bingen: Niemeyer.
notion requires a much greater textual basis, extending to the Henrich, D. 1982. Selbstverhaltnisse: Gedanken und Auslegungen
entire corpus. zu den Grundlagen der klassischen deutschen Philosophie.
36
One can easily figure how embarrassing the translation Stuttgart: Reclam.
79

Inciarte, F. 1970. Forma formarum: Strukturmomente der Unbeobachtbare Welt: &Uuml;ber Kunst und Architektur. Bielefeld:
thomistischen Seinslehre im Ruckgriff auf Aristoteles. Freiburg: Haux.
Alber. Luhmann, N. 1995a. Die Kunst der Gesellsehaft. Frankfurt:
Lauth, R. 1984. Die transzendentale Naturlehre Fichtes nach den Suhrkamp.
Prinzipien der Wissenschaftslehre. Hamburg: Meiner. Luhmann, N. 1995b. Soziologische Aujkl&auml;rung 6. Opladen:
Liske, M.- Th. 1985. Aristoteles und der aristotelische Essentia- Westdeutscher Verlag.
lismus. Individuum, Art, Gattung. Freiburg: Alber. Luhmann, N. 1997. Die Gesellschaft der Gesellschaft. Frankfurt:
Luhmann, N. 1962. Soziologische Aufkl&auml;rung 1. Opladen: Suhrkamp.
Westdeutscher Verlag. Muller, H.J. 1980. Subjektivit&auml;t als symbolisches und schematisches
Luhmann, N. Legitimation durch Verfahren. 3rd ed. Frankfurt: Bild des Absoluten: Theorie der Subjektivit&auml;t und Religions-
Suhrkamp. philosophie in der Wissenschaftslehre Fichtes. Meisenheim.
Luhmann, N. 1973. Zweckbegriff und Systemrationalitat. Frank- Nuyens, F. 1948. L’Evolution de la psychologie d’Aristote. Louvain
furt : Suhrkamp. Rohs, P. 1991. Johann Gottlieb Fichte. Munchen: Beck.
Luhmann, N. 1979. Unverstandliche Wissenschaft: Probleme Schweitzer, F. 1997 Wege und Agenten: Reduktion und
einer Theorieeigenen Sprache In N. Luhmann (ed.), Soziolo- Konstruktion in der Selbstorganisationstheorie. Selbsorganisa-
gische Aufklarung 3, pp. 170-177. Opladen: Westdeutscher tion: Jahrbuch f&uuml;r Komplexit&auml;t in den Natur-, Sozial- und
Verlag. Geisteswissenschaften, 8, 113-13 5.
Luhmann, N. 1987. Archimedes und wir. Berlin: Merve. Spencer Brown, G [1969] 1972. Laws of Form. London: Allen
Luhmann, N. 1989 Reden und Schweigen. In N Luhmann & P Unwin/New York: Julian Press.
Fuchs (eds.). Reden und Schweigen, pp. 7-20. Frankfurt: Teubner, G. 1989. Recht als autopoietisches System. Frankfurt:
Suhrkamp. Suhrkamp.
Luhmann, N. 1990. [with F. D. Bunsen & D. Baecker].

You might also like