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Journal of Applied Microbiology ISSN 1364-5072
REVIEW ARTICLE
Keywords Summary
ecology, Escherichia coli, fecal indicator Escherichia coli is classified as a rod-shaped, Gram-negative bacterium in the
bacteria, public health, water quality.
family Enterobacteriaceae. The bacterium mainly inhabits the lower intestinal
tract of warm-blooded animals, including humans, and is often discharged into
Correspondence
Satoshi Ishii, BioTechnology Institute, Univer- the environment through faeces or wastewater effluent. The presence of E. coli
sity of Minnesota, 1479 Gortner Ave., 140 in environmental waters has long been considered as an indicator of recent
Gortner Labs, St. Paul, MN, USA. faecal pollution. However, numerous recent studies have reported that some
E-mail: ishi0040@umn.edu specific strains of E. coli can survive for long periods of time, and potentially
reproduce, in extraintestinal environments. This indicates that E. coli can be
2017/0075: received 13 January 2017, revised
integrated into indigenous microbial communities in the environment. This
29 March 2017 and accepted 31 March 2017
naturalization phenomenon calls into question the reliability of E. coli as a
doi:10.1111/jam.13468
faecal indicator bacterium (FIB). Recently, many studies reported that E. coli
populations in the environment are affected by ambient environmental
conditions affecting their long-term survival. Large-scale studies of population
genetics revealed the diversity and complexity of E. coli strains in various
environments, which are affected by multiple environmental factors. This
review examines the current knowledge on the ecology of E. coli strains in
various environments with regard to its role as a FIB and as a naturalized
member of indigenous microbial communities. Special emphasis is given on
the growth of pathogenic E. coli in the environment, and the population
genetics of environmental members of the genus Escherichia. The impact of
environmental E. coli on water quality and public health is also discussed.
570 Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology
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J. Jang et al. Environmental E. coli
infection and spread of this pathogen to food, soil, and commercially available kits (e.g. Colilert-18 and Quanti-
water. Tray/2000 system, IDEXX Laboratories, Westbrook, MA)
There are several review articles regarding the ecology for the quantitative determination of E. coli from water
of E. coli in the environment (Ishii and Sadowsky 2008; samples have been developed to reduce the time required
van Elsas et al. 2011). In this review, we update our cur- for analyses. While this technique has made the analytical
rent knowledge regarding the survival and growth of procedures of E. coli detection straightforward, and time-
E. coli in the natural environment, with special emphasis and cost-effective, some E. coli strains (e.g. O157:H7 sero-
on the growth of pathogenic E. coli in the environment, type strains) cannot be detected because they lack b-glu-
and the population genetics of environmental member of curonidase activity (Rump et al. 2012).
the genus Escherichia. We also discuss the impact of envi-
ronmental E. coli on water quality and public health.
Escherichia coli as a human pathogen
Escherichia coli includes not only commensal strains but
Escherichia coli as a faecal indicator bacterium to
also pathogenic ones that cause a variety of human dis-
evaluate water quality
eases—resulting in more than 2 million deaths each year
Escherichia coli was initially believed to mainly inhabit the (Kaper et al. 2004). There are six well-studied intestinal
lower intestinal tract of warm-blooded animals, including pathotypes of E. coli, including Shiga toxin-producing
humans, and be discharged to the environment through E. coli (STEC), enteropathogenic E. coli (EPEC), entero-
faeces and wastewater treatment plants (Berthe et al. toxigenic E. coli (ETEC), enteroaggregative E. coli
2013). The concentration of E. coli per gram of faeces (EAEC), diffusely adherent E. coli and enteroinvasive
varies among host species, typically reaching 107–109 in E. coli, including Shigella strains. These strains are classi-
human and 104–106 in domestic animals (Tenaillon et al. fied by virulence properties and pathogenicity mecha-
2010). Escherichia coli is one of the predominant faculta- nisms causing gastrointestinal diseases such as diarrhoea
tive aerobic bacterium in the intestinal tract, even though (Nataro and Kaper 1998; Kaper et al. 2004). Entero-
the anaerobic bacteria outnumber E. coli by many orders haemorrhagic E. coli (EHEC) is one type of STEC that
of magnitude (Berg 1996). can cause severe enteric diseases, such as haemolytic
Based on the epidemiological studies done in the 1980s, uraemic syndrome and haemorrhagic colitis (Kaper et al.
levels of E. coli in recreational water impacted by known 2004) leading to acute renal failure and often death.
contaminant sources (e.g. sewage) was shown to correlate Escherichia coli O157:H7, the most well-known serotype
with incidences of gastrointestinal illnesses (USEPA 1986; of EHEC, has caused many outbreaks of water- and
Edberg et al. 2000). This led to the use of E. coli as an indi- food-borne diseases in many countries. The incidence of
cator of faecal contamination in recreational water samples non-O157 STEC has been increasing in recent years,
(USEPA 1986). Based on the U. S. Environmental Protec- including those caused by serotypes O26, O45, O103,
tion Agency (USEPA)’s Ambient Water Quality Criteria O111, O121 and O145 (Farrokh et al. 2013). Some
for Bacteria (USEPA 1986), water contact is not recom- E. coli strains can also cause extraintestinal diseases, and
mended in freshwater beaches when E. coli levels are: (i) are called extraintestinal pathogenic E. coli (ExPEC). The
over 235 colony-forming units (CFU) per 100 ml from a ExPEC, which were defined by disease association,
single water sample, or when the geometric mean exceeds include uropathogenic E. coli, neonatal meningitis-asso-
126 CFU per 100 ml from at least five water samples col- ciated E. coli and sepsis-causing E. coli (Dale and Wood-
lected over a 30-day period. ford 2015).
Historically, culture-based methods (e.g. the membrane Pathogenic E. coli strains are implicated in many water-
filtration technique with selective growth media, defined borne outbreaks, and STEC and EPEC have been fre-
substrate technology and the most probable number quently reported to be responsible for waterborne
[MPN] technique) (Rice and Bridgewater 2012) have outbreaks worldwide (Chandran and Mazumder 2015).
been used to enumerate E. coli from recreational waters Pathogenic E. coli contamination of the environment may
and other water bodies. Defined substrate technology, occur through manure and other animal wastes, wastewa-
which uses an enzyme–substrate complex principle, has ters from slaughterhouses and effluent from wastewater
been used to enumerate E. coli in environmental samples treatment plants (Baliere et al. 2015). Although extensive
(Edberg et al. 1990). The technique is based on the studies have been done on the clinical aspects of the patho-
E. coli-specific enzyme, b-glucuronidase. For example, genic E. coli strains, including mode of pathogenesis, diag-
modified mTEC agar medium contains a substrate to nosis and sources (Kaper et al. 2004; Croxen et al. 2013),
detect b-glucuronidase activity and allows for rapid and their prevalence in the environment has not been exten-
specific E. coli detection (USEPA 2006). Furthermore, sively examined in greater detail. This emphasizes the need
Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology 571
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Environmental E. coli J. Jang et al.
for additional studies to understand the ecology of these (A, B1, B2, C, D, E, F and Escherichia clade I) without
bacteria in extraintestinal environments. performing MLST, sequencing and other time-consuming
approaches. In general, strains belonging to different phy-
logenetic group show different phenotypic and genotypic
Escherichia coli as an antibiotic resistant
traits (Gordon 2004; Meric et al. 2013); thus, phyloge-
bacterium
netic group identification of unknown E. coli strains may
Since E. coli commonly resides in the intestines of warm- provide important information regarding their physiolog-
blooded animals, it is subjected to frequent encounters ical and ecological properties.
with antibiotics, providing it with high selection pressure Escherichia coli strains vary in other phenotypic charac-
leading to resistance against antibiotics consumed by its teristics, such as ability to form biofilms and utilization
host (Looft et al. 2012). This led to the hypothesis that of carbon sources (Cooper and Lenski 2000). This diver-
the antibiotic resistance patterns of E. coli strains from sity of E. coli has been explained by the impact of the
different hosts could be used to track host origin (Har- genomic makeup of the organism adapting to the host
wood et al. 2014). While this method was subsequently intestinal or the extraintestinal natural environments (van
shown not to be useful for its intended purpose, specific Elsas et al. 2011). Horizontal gene transfer plays an
E. coli phylogenetic groups were shown to exhibit differ- important role in the acquisition of new genes in E. coli
ent resistance levels to antibiotics, regardless of the acqui- (Doi et al. 2012), while genetic mutations can also con-
sition of resistance, indicating that the genetic tribute to the E. coli phenotypic diversity such as carbon
background of E. coli also affects its antibiotic resistance metabolism (Cooper and Lenski 2000). While about 2000
pattern (Tenaillon et al. 2010; Brisse et al. 2012). genes commonly appear in multiple E. coli genomes (i.e.
Natural environments, such as water, soils and wastew- core genes), there are many strain- or group-specific
ater treatment plants, have been considered to be bacte- genes, increasing the size of the E. coli pan-genome to
rial genetic reactors, in which active genetic exchanges >18 000 genes. This suggests the great impact of horizon-
routinely occur among different bacteria, similar to that tal gene transfer for genomic plasticity of the E. coli
which occur in the host intestine (Baquero et al. 2008). (Touchon et al. 2009). It has been suggested that E. coli
Genes encoding antibiotic resistance are frequently associ- strains adapted to specific hosts would lose fitness in
ated with mobile genetic elements, such as plasmids and other environments (Franz and van Bruggen 2008), sug-
transposons, which can be exchanged between bacteria gesting that phenotypic variation in E. coli may be due to
belonging to different phylogenetic lineages (Wellington ecological adaptation.
et al. 2013). Many previous studies have reported mul- Escherichia coli is highly diverse at the genotypic level
tidrug-resistant E. coli strains found in the environment, as well. High genotypic diversity has been identified in
indicating possible public health risks derived from E. coli based on the repetitive extragenic palindromic
human activities (Dhanji et al. 2011; Walsh et al. 2011; PCR (rep-PCR) DNA fingerprinting (Jang et al. 2011,
Jang et al. 2013). 2013, 2015; Byappanahalli et al. 2012) and pulsed field
gel electrophoresis (Johnson et al. 2013). Such genotypic
diversity appears to be common among environmental
Diversity of Escherichia coli
strains (Byappanahalli et al. 2007; Ishii and Sadowsky
Commensal and pathogenic E. coli strains display diverse 2008). Whole-genome typing methods such as the rep-
phenotypic and genotypic variants. E. coli has been tradi- PCR DNA fingerprinting technique can reveal the alter-
tionally serotyped based on three types of somatic (O), ation of microbial genome structures, which allows these
capsular (K) and flagellar (H) antigens, and more than techniques to be used in studying plasticity, molecular
700 E. coli serotypes have been identified based on the phylogeny, and evolution of microbial genomes (Ishii
combination of O and H antigens (Nataro and Kaper and Sadowsky 2009).
1998). Escherichia coli strains can be also classified into
several phylogenetic groups: A, B1, B2 and D (Clermont
Escherichia coli in intestinal tracts of warm-
et al. 2000). Recently, the E. coli phylogenetic grouping
blooded animals
has been revised based on multilocus sequence typing
(MLST) and genome sequence data to include the new Escherichia coli may have evolved to grow in the intestinal
groups C, E, F and Escherichia clade I, which are compar- tract of warm-blooded animals where carbon/energy
atively rare to the major phylogenetic groups (i.e. A, B1, sources are abundantly present with high moisture and
B2 and D) (Clermont et al. 2013). Clermont et al. (2013) moderate pH and temperature. Many E. coli strains are
developed a multiplex PCR system to rapidly classify acid-resistant because they need to pass through the low-
E. coli strains into one of the seven phylogenetic groups pH environment in the animal/human stomach to arrive
572 Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology
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J. Jang et al. Environmental E. coli
7 6
(a) (b)
(log copies per g algae)
6 5
Bacteria density
4
5
3
4
2
3 1
2 0
0 2 4 6 8 10 0 5 10 15 20 25 30 35
Time (day) Time (h)
Figure 1 Growth of indigenous Escherichia coli populations in (a) Cladophora mat under laboratory incubation conditions at 27°C and (b) Clado-
phora mat left at a field conditions. Density of both total E. coli (as measured by qPCR targeting ftsZ and uidA) and potential EPEC (as measured
by qPCR targeting eaeA) increased in the algae mat. Incubation and qPCR conditions are described in Whitman et al. (2014) and Byappanahalli
et al. (2015) respectively.
Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology 573
13652672, 2017, 3, Downloaded from https://ami-journals.onlinelibrary.wiley.com/doi/10.1111/jam.13468 by Nat Prov Indonesia, Wiley Online Library on [22/02/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
Environmental E. coli J. Jang et al.
include a spinach-associated outbreak of E. coli O157:H7 lower than that in host bodies. Fluctuating temperature
in 2006 (Jay et al. 2007) and a sprout-associated outbreak conditions can also influence E. coli survival and growth.
of STEC O104 in 2011 (Frank et al. 2011). The persis- Soil-borne E. coli grow and maintain their populations bet-
tence of pathogenic E. coli is affected by several factors, ter in temperature-fluctuating conditions than under con-
such as plant genotype, bacterial ability for plant colo- stant warm temperature conditions (Ishii et al. 2010).
nization and interactions with indigenous phytobacteria However, survival and growth ability of E. coli in tempera-
(Martınez-Vaz et al. 2014). Interestingly, cellular ture-fluctuating conditions may vary by genotype. Lower
responses of enteric pathogens exposed to the vegetable survival rates of E. coli O157:H7 in manure were observed
environment have been observed to include similar gene under fluctuating temperature conditions as compared to
expressions required to colonize the host intestine, indi- constant temperatures, and a larger amplitude of tempera-
cating that enteric bacteria may have the ability to colo- ture fluctuation reduced E. coli growth more than smaller
nize vegetables by using similar mechanisms as are amplitudes (Semenov et al. 2007).
required for animal cells (Goudeau et al. 2013). Various
antibiotic resistance genes have been also detected in
Water availability
E. coli strains from the environment. Several E. coli
strains containing both extended-spectrum beta-lactamase Natural or substrate-induced (salt or sugar) low water
genes and virulence factors for intestinal and extraintesti- activity (or potential) controls what microbes have the
nal pathotypes have been isolated from river water envi- potential to grow given that all other factors are in
ronments (Jang et al. 2013). This is in contrast to studies acceptable tolerance ranges. Desiccation is one of the
suggesting a trade-off between resistance and virulence of common stresses to bacteria in natural environments
E. coli (Johnson et al. 1991; Vila et al. 2002). The role of (Evans and Wallenstein 2012). Rehydration can cause an
environmental E. coli strains with respect to the dissemi- anoxic environment around the cells (van Elsas et al.
nation of antibiotic resistance and virulence in natural 2011); therefore, E. coli and other bacteria need to adjust
environments is currently not well understood and there- their membranes and gene regulation to adapt to the des-
fore needs to be clarified in the future. iccation and rehydration cycles (Evans and Wallenstein
2012). Growth of E. coli in the soil environment was neg-
atively influenced by soil desiccation; while E. coli survival
Environmental factors influencing the growth
rates were not different between dried and wet soils (Ishii
and survival of Escherichia coli
et al. 2010). Upon rehydration, E. coli that survived in
The growth and survival of E. coli in natural environ- desiccated soil showed growth, indicating that water
ments can be influenced by both biotic and abiotic fac- availability is critical for E. coli to grow.
tors (Rochelle-Newall et al. 2015). Abiotic factors include
temperature, water and nutrient availability, pH, and
Nutrient availability
solar radiation. Biotic factors include the presence of
other micro-organisms, and the ability of E. coli to The availability of nutrients such as carbon, nitrogen and
acquire nutrients, compete with other micro-organisms phosphorus is also an important factor influencing E. coli
and form biofilms in natural environments. These factors survival and growth in the environment. Natural environ-
are discussed in detail below: ments are generally low in readily available nutrients
compared with the intestinal tract of warm-blooded ani-
mals. Escherichia coli is versatile in energy acquisition and
Temperature
can degrade various kinds of carbon substrates, including
Temperature is probably the most important factor influ- aromatic compounds (Dı́ az et al. 2001). In addition,
encing E. coli survival and growth in the environment. E. coli showed a catabolic flexibility under glucose-limited
While temperature is stable and optimal for E. coli growth conditions, resulting in the efficient uptake of diverse car-
(36–40°C) in the intestinal tract of warm-blooded animals, bon sources (Franchini and Egli 2006). Such versatility
temperature in natural environment is generally low and flexibility in energy and carbon acquisition should
(<30°C). Escherichia coli can grow in soil at temperatures help E. coli survive and grow in the environment (Ishii
>30°C, although their death rate is faster in warm (>30°C) and Sadowsky 2008; Brennan et al. 2013).
than cold (<15°C) temperatures (Ishii et al. 2006, 2010).
For example, E. coli survived for over 6 months in sun-
pH
dried algal mats stored in airtight plastic bags at 4°C
(Whitman et al. 2003), indicating that E. coli have the abil- Environmental pH can also influence the survival and
ity to survive long term under temperature conditions growth of E. coli in soil, and the level of pH resistance
574 Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology
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J. Jang et al. Environmental E. coli
varies by strains (van Elsas et al. 2011). Escherichia coli For example, the survival of an introduced E. coli O157:
serotype O157:H7 strains showed superior survival at low H7 strain and the diversity of the indigenous microbial
pH, as compared to non-O157 E. coli strains (Lin et al. community were observed to be in inverse proportion
1996). Similar to acidophiles, some E. coli O157:H7 (van Elsas et al. 2011), suggesting that the ecological
strains can survive better at low pH than at relatively niches fully filled with highly complex microbiota may be
high pH (van Elsas et al. 2011). Therefore, specific E. coli difficult to invade.
strains could survive selectively, influenced by local pH of
the environment. Escherichia coli uses several well-studied
Ability to form biofilms
mechanisms, such as the decarboxylase/antiporter-depen-
dent acid resistance systems, to resist low pH (Foster Biofilms formed by E. coli on surfaces in aquatic environ-
2004). ments, such as sediments, is a well-known factor contribut-
ing to the persistence of E. coli in natural environments
(Lee et al. 2006). Biofilms protect the bacteria from hostile
Solar radiation
environmental conditions such as UV radiation, desicca-
Solar radiation is the most effective abiotic factor causing tion, protozoan predators, and chemicals including antibi-
death of FIB in environmental waters. The inactivation otics and disinfectants (McDougald et al. 2012). They also
process of FIB by sunlight involves three major mecha- may provide bacteria with a source of nutrients. Bacterial
nisms utilizing photobiological, photooxidative and pho- cells detached from mature biofilms can be transported to
tochemical pathways. Solar radiation, especially those in other locations by increased flow rates in aquatic environ-
the lower wavelengths (i.e. ultraviolet (UV) light) can ments and result in the building of new biofilms (McDou-
directly cause DNA damage (photobiological mechanism) gald et al. 2012), indicating that biofilm-borne E. coli can
and oxidation of cellular contents (photooxidative mech- be transported to alternate sites and observed without evi-
anism), but these mechanisms are effective only at depths dence of faecal contamination in the environment.
to which sunlight reaches (e.g. upper surface water)
(Whitman et al. 2004). Since water is an effective filter of
Differential survival/growth ability among Escherichia
light, this mostly occurs in the upper water column
coli strains
(<22 cm depth) or on the soil surface. In the photochem-
ical inactivation process, oxygen-free radicals (O) and The ability of E. coli strain to acquire nutrients, compete
hydrogen peroxides (H2O2) are produced when oxygen with other micro-organisms, survive and grow in the
(O2) and organic matter are exposed to sunlight. These environment is likely to vary by strains and genotype.
destructive chemicals can be delivered to the deeper areas Thus, differential survival/growth ability among E. coli
(90 cm depth) of the water environment (Whitman et al. strains could cause a shift in E. coli populations in
2004). The effect of sunlight on the E. coli survival may wastewater or faecal-impacted sediments (Anderson et al.
vary by insolation time or turbidity of the water environ- 2005) and in manure-amended soil (Topp et al. 2003).
ment. In soil and sediment, E. coli may receive less Population genetics of environmental E. coli strains is dis-
impact from sunlight than in the water environment. cussed in further detail below.
Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology 575
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Environmental E. coli J. Jang et al.
Number of genes
100
Environmental
C-IV Salmonella typhi
50 C-V
1 C-III
E. albertii C-I
E. fergusonii
E
E. fergusonii
B1
ATCC 35469
A B2
Enteric
C-I TW08933
TW15818 E. albertii
TW15838 TW10509 B156
(A)
Commensal MG1655
(B1)
shigella
TW09308
EHEC C-V
(E) E1118
UTI89
APEC UPEC
TW09276
(B2) TW09231
E. coli TW14182 TW11588 C-III
H605 0·01
C-IV
Figure 2 Phylogenic relationships of commensal and environmental Escherichia strains. The phylogenetic network was constructed based on the
1910 core gene sequences. Phylogenetic grouping of Escherichia strains (A, B1, B2, C (subgroups I, III, IV and V) and E) is shown in parenthesis.
The circular tree shows the amount of recent horizontal transfer of core genes between the genomes of the clades. The thickness of the line is
proportional to the number of genes transferred (scale at upper left in figure). Adapted from Luo et al. (2011) with permission from the
publisher. [Colour figure can be viewed at wileyonlinelibrary.com]
Comparative genomic analysis between environmen- did not contain nine genes (malX, eaaG, sfa-focDE, sat,
tally adapted E. coli strains and other enteric E. coli stx1, hlyD, papA, pic and espC) among 27 genes of the
strains have expanded the understanding of the evolu- E. coli pan-genome, three genes (uidA, gadAB and fimH)
tionary lineage of this bacterium. Whole-genome phylo- were frequently present (Walk et al. 2009), which support
genetic analysis was performed using nine environmental the usefulness of uidA as a marker gene for E. coli and
E. coli strains, which survived better in the external envi- environmental Escherichia clades. Genetic exchange of
ronment than in the human intestine (Walk et al. 2009; core genes was detected, but only within the environmen-
Ingle et al. 2011). These studies showed that these envi- tal clade or within enteric E. coli strains and not between
ronmental strains belonged to clades distantly divergent environmental clades and enteric E coli strains (Luo et al.
from enteric E. coli and other Escherichia strains (Luo 2011) (Fig. 2). This indicates that there could be possible
et al. 2011) (Fig. 2). Therefore, strains in the environ- ecological barriers to gene flow between environmental
mental Escherichia clade may represent novel species even and enteric Escherichia strains. Genome sequencing of
though they are indistinguishable from E. coli based on additional environmental Escherichia strains is needed to
traditional phenotypic tests (Luo et al. 2011), as well as confirm this initial observation.
the 16S rRNA gene-based phylogenetic analysis. While Environmental and commensal Escherichia strains may
members of the environmental Escherichia clade generally differ in terms of growth and survival mechanisms.
576 Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology
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J. Jang et al. Environmental E. coli
Journal of Applied Microbiology 123, 570--581 © 2017 The Society for Applied Microbiology 577
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Environmental E. coli J. Jang et al.
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