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THE JOURNAL OF CLINICAL AND APPLIED RESEARCH AND EDUCATION WWW. D I A B ET ES JOUR NALS .

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JANUARY 2023 | VOLUME 46 | SUPPLEMENT 1

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Standards of Care
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in Diabetes—2023
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VOLUME 46 | SUP PLEM ENT 1 | PAGES XX–XX

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ISSN 0149-5992
American Diabetes Association

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Standards of Care in

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Diabetesd2023

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© 2022 by the American Diabetes Association. Readers may use this work as long as the work is properly
cited, the use is educational and not for profit, and the work is not altered. Readers may link to the version of
record of this work on https://diabetesjournals.org/care but ADA permission is required to post this work on
any third-party website or platform. Requests to reuse or repurpose; adapt or modify; or post, display, or
distribute this work may be sent to permissions@diabetes.org.
January 2023 Volume 46, Supplement 1

[T]he simple word Care may suffice to express [the journal's] philosophical
mission. The new journal is designed to promote better patient care by

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serving the expanded needs of all health professionals committed to the care
of patients with diabetes. As such, the American Diabetes Association views

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Diabetes Care as a reaffirmation of Francis Weld Peabody's contention that
“the secret of the care of the patient is in caring for the patient.”

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—Norbert Freinkel, Diabetes Care, January-February 1978

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EDITOR IN CHIEF
Steven E. Kahn, MB, ChB

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DEPUTY EDITORS
Cheryl A.M. Anderson, PhD, MPH, MS John B. Buse, MD, PhD Elizabeth Selvin, PhD, MPH

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AD HOC EDITORS
Mark A. Atkinson, PhD Frank B. Hu, MD, MPH, PhD Matthew C. Riddle, MD
George Bakris, MD Stephen S. Rich, PhD

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ASSOCIATE EDITORS
Sonia Y. Angell, MD, MPH, DTM&H, FACP Jennifer B. Green, MD Casey M. Rebholz, PhD, MS, MNSP, MPH, FAHA
Vanita R. Aroda, MD Ania M. Jastreboff, MD, PhD Michael R. Rickels, MD, MS
Jessica R. Castle, MD Alka M. Kanaya, MD
te Naveed Sattar, FMedSci, FRCPath, FRCPGlas, FRSE
Alice Y.Y. Cheng, MD, FRCPC Namratha R. Kandula, MD, MPH Jonathan E. Shaw, MD, MRCP (U.K.), FRACP
Thomas P.A. Danne, MD Csaba P. Kovesdy, MD, FASN Emily K. Sims, MD
Justin B. Echouffo Tcheugui, MD, PhD, MPhil Neda Laiteerapong, MD, MS Kristina M. Utzschneider, MD
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Jose C. Florez, MD, PhD Kristen J. Nadeau, MD, MS Adrian Vella, MD, FRCP (Edin)
Meghana D. Gadgil, MD, MPH Rodica Pop-Busui, MD, PhD Cuilin Zhang, MD, MPH, PhD
Amalia Gastaldelli, PhD Camille E. Powe, MD

EDITORIAL BOARD
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David Aguilar, MD Ahmad Haidar, PhD Jonathan Q. Purnell, MD, FTOS


Mohamed K. Ali, MD, MSc, MBA Michael J. Haller, MD Qibin Qi, PhD
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Fida Bacha, MD Jessica Lee Harding, PhD Maria J. Redondo, MD, PhD, MPH
A. Sidney Barritt IV, MD, MSCR, FACG, FAASLD Stewart B. Harris, CM, MD, MPH, FCFP, FACPM Ravi Retnakaran, MD, MSc
Rita Basu, MD Marie-France Hivert, MD, MMSc Peter Rossing, MD, DMSc
Tadej Battelino, MD, PhD Silvio E. Inzucchi, MD Archana R. Sadhu, MD, FACE
Fiona Bragg, MBChB, MRCP, DPhil, FFPH Linong Ji, MD Desmond Schatz, MD
Sonia Caprio, MD Alice Pik Shan Kong, MD Guntram Schernthaner, MD
ica

April Carson, PhD, MSPH Kamlesh Khunti, MD Jennifer Sherr, MD, PhD
Ranee Chatterjee, MD, MPH Richard David Graham Leslie, MD, FRCP, FAoP Jung-Im Shin, MD, PhD
Mark Emmanuel Cooper, MB BS, PhD Ildiko Lingvay, MD, MPH, MSCS David Simmons, MA (Cantab), MB BS, FRCP,
Matthew J. Crowley, MD, MHS Andrea Luk, MD FRACP, MD (Cantab)
Ian de Boer, MD, MS Viswanathan Mohan, MD, PhD, DSc, FACE, MACP
Cate Speake, PhD
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John M. Dennis, PhD Helen R. Murphy, MBBChBAO, FRACP, MD Samy Suissa, PhD
J. Hans DeVries, MD, PhD Michael A. Nauck, MD
Kohjiro Ueki, MD, PhD
Alessandro Doria, MD, PhD, MPH Katherine Ogurtsova, PhD
Daniel van Raalte, MD, PhD
Denice Feig, MD, MSc, FRCPC Neha J. Pagidipati, MD, MPH
Eva Vivian, PharmD, MS, PhD, CDCES, BC-ADM
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Stephanie L. Fitzpatrick, PhD Ewan Pearson, PhD, MA MB, BChir, FRCP, FRSE
Pandora L. Wander, MD, MS, FACP
Hermes J. Florez, MD, PhD, MPH Monica E. Peek, MD, MPH, MS
Nicholas J. Wareham, FMedSci, FRCP, FFPH
Juan Pablo Frias, MD Frederik Persson, MD, DMSc
Emily J. Gallagher, MB BCh BAO, MRCPI, PhD Jeremy Pettus, MD Deborah J. Wexler, MD, MSc
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Edward W. Gregg, PhD Richard E. Pratley, MD Joseph Wolfsdorf, MB, BCh


Per-Henrik Groop, MD, DMSc, FRCPE David Preiss, PhD, FRCPath, MRCP Geng Zong, PhD

The mission of the American Diabetes Association


is to prevent and cure diabetes and to improve
the lives of all people affected by diabetes.
Diabetes Care is a journal for the health care practitioner that is intended to
increase knowledge, stimulate research, and promote better management of people

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with diabetes. To achieve these goals, the journal publishes original research on
human studies in the following categories: Clinical Care/Education/Nutrition/

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Psychosocial Research, Epidemiology/Health Services Research, Emerging
Technologies and Therapeutics, Pathophysiology/Complications, and Cardiovascular
and Metabolic Risk. The journal also publishes ADA statements, consensus reports,

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clinically relevant review articles, letters to the editor, and health/medical news or points

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of view. Topics covered are of interest to clinically oriented physicians, researchers,
epidemiologists, psychologists, diabetes educators, and other health professionals.
More information about the journal can be found online at diabetesjournals.org/care.

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Copyright © 2022 by the American Diabetes Association, Inc. All rights reserved. Printed in the
USA. Requests for permission to reuse content should be sent to Copyright Clearance Center
at www.copyright.com or 222 Rosewood Dr., Danvers, MA 01923; phone: (978) 750-8400; fax:

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(978) 646-8600. Requests for permission to translate should be sent to Permissions Editor,
American Diabetes Association, at permissions@diabetes.org.
The American Diabetes Association reserves the right to reject any advertisement for
any reason, which need not be disclosed to the party submitting the advertisement.

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Commercial reprint orders should be directed to Sheridan Content Services,
(800) 635-7181, ext. 8065.
Single issues of Diabetes Care can be ordered by calling toll-free (800) 232-3472, 8:30 A.M.
to 5:00 P.M. EST, Monday through Friday. Outside the United States, call (703) 549-1500.
Rates: $75 in the United States, $95 in Canada and Mexico, and $125 for all other countries.
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Diabetes Care is available online at diabetesjournals.org/care. Please call the
numbers listed above, e-mail membership@diabetes.org, or visit the online journal for
more information about submitting manuscripts, publication charges, ordering reprints,
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ONLINE ISSN 1935-5548 content, and the journal’s publication policies.
PRINTED IN THE USA Periodicals postage paid at Arlington, VA, and additional mailing offices.
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AMERICAN DIABETES ASSOCIATION OFFICERS


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CHAIR OF THE BOARD CHAIR OF THE BOARD-ELECT CHIEF EXECUTIVE OFFICER


Christopher Ralston, JD Rone Luczynski Charles D. Henderson
PRESIDENT, MEDICINE & SCIENCE PRESIDENT-ELECT, MEDICINE & SCIENCE CHIEF SCIENTIFIC & MEDICAL OFFICER
Guillermo Umpierrez, MD, CDCES Rodica Pop-Busui, MD, PhD Robert A. Gabbay, MD, PhD
ica

PRESIDENT, HEALTH CARE & EDUCATION PRESIDENT-ELECT, HEALTH CARE & EDUCATION
Otis Kirksey, PharmD, RPh, CDCES, BC-ADM Janet Brown-Friday, RN, MSN, MPH
SECRETARY/TREASURER SECRETARY/TREASURER-ELECT
Marshall Case Todd F. Brown, PMP
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AMERICAN DIABETES ASSOCIATION PERSONNEL AND CONTACTS


VICE PRESIDENT & PUBLISHER, DIRECTOR, PEER REVIEW PHARMACEUTICAL & CONSUMER ADVERTISING
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PROFESSIONAL PUBLICATIONS Shannon C. Potts Tina Auletta


Christian S. Kohler Senior Account Manager
tauletta@diabetes.org
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DIRECTOR, SCHOLARLY JOURNALS MANAGER, PEER REVIEW


Heather Norton Blackburn Larissa M. Pouch
PHARMACEUTICAL & DEVICE DIGITAL ADVERTISING
ASSOCIATE DIRECTOR, PRODUCTION & DESIGN eHealthcare Solutions
Keang Hok DIRECTOR, MEMBERSHIP/ R.J. Lewis
SUBSCRIPTION SERVICES President and CEO
DIGITAL PRODUCTION MANAGER
Donald Crowl rlewis@ehsmail.com
Amy Moran
(609) 882-8887, ext. 101
ASSOCIATE DIRECTOR, EDITORIAL
SENIOR ADVERTISING MANAGER
Theresa M. Cooper
Julie DeVoss Graff SENIOR MANAGER, BILLING & COLLECTIONS
TECHNICAL EDITOR jgraff@diabetes.org Jim Harrington
Sandro Vitaglione (703) 299-5511 jharrington@diabetes.org
January 2023 Volume 46, Supplement 1

Standards of Medical Care in Diabetes—2023

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S1 Introduction and Methodology S140 9. Pharmacologic Approaches to Glycemic Treatment
S5 Summary of Revisions Pharmacologic Therapy for Adults With Type 1 Diabetes
Surgical Treatment for Type 1 Diabetes

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S10 1. Improving Care and Promoting Health in Pharmacologic Therapy for Adults With Type 2
Populations Diabetes

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Diabetes and Population Health
S158 10. Cardiovascular Disease and Risk Management
Tailoring Treatment for Social Context
The Risk Calculator

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S19 2. Classification and Diagnosis of Diabetes Hypertension/Blood Pressure Control
Classification Lipid Management
Diagnostic Tests for Diabetes Statin Treatment
Type 1 Diabetes Antiplatelet Agents
Prediabetes and Type 2 Diabetes Cardiovascular Disease

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Cystic Fibrosis–Related Diabetes
S191 11. Chronic Kidney Disease and Risk Management
Posttransplantation Diabetes Mellitus
Chronic Kidney Disease
Monogenic Diabetes Syndromes
Epidemiology of Diabetes and Chronic Kidney Disease
Pancreatic Diabetes or Diabetes in the

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Context of Disease of the Exocrine Pancreas Assessment of Albuminuria and Estimated Glomerular
Gestational Diabetes Mellitus Filtration Rate
Diagnosis of Diabetic Kidney Disease
S41 3. Prevention or Delay of Type 2 Diabetes and Staging of Chronic Kidney Disease
Associated Comorbidities Acute Kidney Injury
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Lifestyle Behavior Change for Diabetes Prevention Surveillance
Pharmacologic Interventions Interventions
Prevention of Vascular Disease and Mortality Referral to a Nephrologist
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Person-Centered Care Goals
S49 4. Comprehensive Medical Evaluation and S203 12. Retinopathy, Neuropathy, and Foot Care
Assessment of Comorbidities Diabetic Retinopathy
Person-Centered Collaborative Care Neuropathy
Foot Care
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Comprehensive Medical Evaluation


Immunizations S216 13. Older Adults
Assessment of Comorbidities Neurocognitive Function
Diabetes and COVID-19
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Hypoglycemia
Treatment Goals
S68 5. Facilitating Positive Health Behaviors and Well-being Lifestyle Management
to Improve Health Outcomes Pharmacologic Therapy
Diabetes Self-management Education and Support Special Considerations for Older Adults With Type 1
Medical Nutrition Therapy Diabetes
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Physical Activity Treatment in Skilled Nursing Facilities and


Smoking Cessation: Tobacco and e-Cigarettes Nursing Homes
Supporting Positive Health Behaviors End-of-Life Care
Psychosocial Care
S230 14. Children and Adolescents
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S97 6. Glycemic Targets Type 1 Diabetes


Assessment of Glycemic Control Type 2 Diabetes
Glycemic Goals Transition From Pediatric to Adult Care
Hypoglycemia
15. Management of Diabetes in Pregnancy
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S254
Intercurrent Illness
Diabetes in Pregnancy
S111 7. Diabetes Technology Glycemic Targets in Pregnancy
General Device Principles Management of Gestational Diabetes Mellitus
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Blood Glucose Monitoring Management of Preexisting Type 1 Diabetes


Continuous Glucose Monitoring Devices and Type 2 Diabetes in Pregnancy
Insulin Delivery Preeclampsia and Aspirin
Pregnancy and Drug Considerations
S128 8. Obesity and Weight Management for the Prevention Postpartum Care
and Treatment of Type 2 Diabetes S267 16. Diabetes Care in the Hospital
Assessment Hospital Care Delivery Standards
Nutrition, Physical Activity, and Behavioral Therapy Glycemic Targets in Hospitalized Adults
Pharmacotherapy Blood Glucose Monitoring
Medical Devices for Weight Loss Glucose-Lowering Treatment in Hospitalized
Metabolic Surgery Patients
This issue is freely accessible online at https://diabetesjournals.org/care/issue/46/Supplement_1.
Keep up with the latest information for Diabetes Care and other ADA titles via Facebook (/ADAPublications) and Twitter (@ADA_Pubs and @DiabetesCareADA).

Hypoglycemia S279 17. Diabetes and Advocacy


Medical Nutrition Therapy in the Hospital Advocacy Statements

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Self-management in the Hospital
Standards for Special Situations S281 Disclosures
Transition From the Hospital to the Ambulatory Setting

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Preventing Admissions and Readmissions S285 Index

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Diabetes Care Volume 46, Supplement 1, January 2023 S1

Introduction and Methodology: Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Standards of Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Kenneth Cusi, Sandeep R. Das,
Diabetes Care 2023;46(Suppl. 1):S1–S4 | https://doi.org/10.2337/dc23-SINT Christopher H. Gibbons, John M. Giurini,
Marisa E. Hilliard, Diana Isaacs,

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Eric L. Johnson, Scott Kahan, Kamlesh Khunti,

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Mikhail Kosiborod, Jose Leon,
Sarah K. Lyons, Lisa Murdock,

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Mary Lou Perry, Priya Prahalad,
Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, Jennifer K. Sun,
Crystal C. Woodward, Deborah Young-Hyman,

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INTRODUCTION AND METHODOLOGY


and Robert A. Gabbay, on behalf of the
American Diabetes Association

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Diabetes is a complex, chronic condition online should the PPC determine that new outcomes of people with diabetes. They
requiring continuous medical care with evidence or regulatory changes (e.g., drug also cover the prevention, screening, di-
multifactorial risk-reduction strategies be- or technology approvals, label changes) agnosis, and management of diabetes-
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yond glucose management. Ongoing dia- merit immediate inclusion. More informa- associated complications and comorbid-
betes self-management education and tion on the “Living Standards” can be ities. The recommendations encompass
support are critical to empowering peo- found on the ADA professional website care throughout the lifespan, for youth
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ple, preventing acute complications, and DiabetesPro at professional.diabetes.org/ (children aged birth to 11 years and ado-
reducing the risk of long-term complica- content-page/living-standards. The Stand- lescents aged 12–17 years), adults (aged
tions. Significant evidence exists that ards of Care supersedes all previously 18–64 years), and older adults (aged
supports a range of interventions to im- $65 years). The recommendations cover
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published ADA position statements—and


prove diabetes outcomes. the recommendations therein—on clini- the management of type 1 diabetes, type 2
The American Diabetes Association (ADA) cal topics within the purview of the diabetes, gestational diabetes mellitus,
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“Standards of Care in Diabetes,” referred Standards of Care; while still containing and other types of diabetes.
to here as the Standards of Care, is in- valuable analysis, ADA position state- The Standards of Care does not pro-
tended to provide clinicians, researchers, vide comprehensive treatment plans for
ments should not be considered the cur-
policy makers, and other interested indi- complications associated with diabetes,
rent position of the ADA. The Standards
viduals with the components of diabetes such as diabetic retinopathy or diabetic
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of Care receives annual review and ap-


care, general treatment goals, and tools foot ulcers, but offers guidance on how
proval by the ADA Board of Directors and
to evaluate the quality of care. and when to screen for diabetes compli-
is reviewed by ADA staff and clinical lead-
The ADA Professional Practice Com- cations, management of complications
ership. The Standards of Care also under-
mittee (PPC) updates the Standards of in the primary care and diabetes care
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goes external peer review annually. settings, and referral to specialists as


Care annually and strives to include dis-
cussion of emerging clinical considerations appropriate. Similarly, regarding the psy-
in the text, and as evidence evolves, clini- SCOPE OF THE GUIDELINES chosocial factors often associated with
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cal guidance is added to the recommen- The recommendations in the Standards diabetes and that can affect diabetes
dations in the Standards of Care. The of Care include screening, diagnostic, care, the Standards of Care provides
Standards of Care is a “living” document and therapeutic actions that are known guidance on how and when to screen,
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where important updates are published or believed to favorably affect health management in the primary care and

The “Standards of Care in Diabetes,” formerly called “Standards of Medical Care in Diabetes,” was originally approved in 1988. Most recent review/
revision: December 2022.
Disclosure information for each author is available at https://doi.org/10.2337/dc23-SDIS.
Suggested citation: ElSayed NA, Aleppo G, Aroda VR, et al., American Diabetes Association. Introduction and methodology: Standards of Care in
Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):S1–S4
© 2022 by the American Diabetes Association. Readers may use this article as long as the work is properly cited, the use is educational and not
for profit, and the work is not altered. More information is available at https://www.diabetesjournals.org/journals/pages/license.
S2 Introduction and Methodology Diabetes Care Volume 46, Supplement 1, January 2023

diabetes care settings, and referral but diabetes care and education specialists, guideline topic. For transparency, ADA re-
does not provide comprehensive manage- registered dietitian nutritionists, behavioral quires full disclosure of all relationships.
ment plans for conditions that require health scientists, and others who have ex- Full disclosure statements from all com-
specialized care, such as mental illness. pertise in a range of areas including but mittee members are solicited and re-
not limited to adult/pediatric endocri- viewed during the appointment
TARGET AUDIENCE nology, epidemiology, public health, process. Disclosures are then updated

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The target audience for the Standards of behavioral health, cardiovascular risk throughout the guideline development
management, microvascular complica-

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Care includes primary care physicians, en- process (specifically before the start of
docrinologists, nurse practitioners, physi- tions, nephrology, neurology, ophthal- every meeting), and disclosure state-
cian associates/assistants, pharmacists, mology, podiatry, clinical pharmacology, ments are submitted by every Stand-

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dietitians, and diabetes care and education preconception and pregnancy care, weight ards of Care author upon submission of

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specialists. The Standards of Care also pro- management and diabetes prevention, the revised Standards of Care section.
vides guidance to specialists caring for peo- and use of technology in diabetes man- Members are required to disclose for a
agement. Appointment to the PPC is time frame that includes 1 year prior to

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ple with diabetes and its multitude of
complications, such as cardiologists, neph- based on excellence in clinical practice initiation of the committee appoint-
rologists, emergency physicians, internists, and research, with attention to appropri- ment process until publication of that
pediatricians, psychologists, neurologists, ate representation of members based on year’s Standards of Care. Potential dual-

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ophthalmologists, and podiatrists. Addi- considerations including but not limited to ities of interest are evaluated by a des-
tionally, these recommendations help demographic, geographic, work setting, or ignated review group and, if necessary,
identity characteristics (e.g., gender, ethnic- the Legal Affairs Division of the ADA. The
payers, policy makers, researchers, re-
ity, ability level). For the 2023 Standards of

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search funding organizations, and advo- duality of interest assessment is based
Care, as in previous years, two representa- on the relative weight of the financial re-
cacy groups to align their policies and
tives from the American College of Cardi- lationship (i.e., the monetary amount)
resources and deliver optimal care for
ology (ACC) acted as ad hoc PPC and the relevance of the relationship
people living with diabetes.
members and reviewed and approved
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The ADA strives to improve and up- (i.e., the degree to which an independent
Section 10, “Cardiovascular Disease and
date the Standards of Care to ensure observer might reasonably interpret an
Risk Management.” A PPC chairperson is
that clinicians, health plans, and policy association as related to the topic or rec-
be
appointed by the ADA (currently N.A.E.) for
makers can continue to rely on it as ommendation of consideration). In addi-
a 1-year term and oversees the committee.
the most authoritative source for cur- tion, the ADA adheres to Section 7 of the
Each section of the Standards of Care
rent guidelines for diabetes care. The Council for Medical Specialty Societies
is reviewed annually and updated with
Standards of Care recommendations “Code for Interactions with Companies”
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the latest evidence-based recommenda-


are not intended to preclude clinical (3). The duality of interest review group
tions by a PPC member designated as the
judgment. They must be applied in the also ensures the majority of the PPC and
section lead as well as subcommittee
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context of excellent clinical care, with the PPC chair are without potential con-
members. The subcommittees perform
adjustments for individual preferences, flict relevant to the subject area. Further-
systematic literature reviews and iden-
comorbidities, and other patient factors. more, the PPC chair is required to remain
tify and summarize the scientific evi-
For more detailed information about the unconflicted for 1 year after the publica-
dence. An information specialist with
management of diabetes, please refer to tion of the Standards of Care. Members
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knowledge and experience in literature


Medical Management of Type 1 Diabetes of the committee who disclose a poten-
searching (a librarian) is consulted as
(1) and Medical Management of Type 2 tial duality of interest pertinent to any
necessary. A guideline methodologist
Diabetes (2). specific recommendation are prohibited
(R.R.B. for the 2023 Standards of Care)
from participating in discussions related
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with expertise and training in evidence-


METHODOLOGY AND PROCEDURE to those recommendations. No expert
based medicine and guideline develop-
The Standards of Care includes discussion ment methodology oversees all methodo- panel members were employees of any
of evidence and clinical practice recom- pharmaceutical or medical device com-
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logical aspects of the development of the


mendations intended to optimize care for Standards of Care and serves as a statisti- pany during the development of the
people with diabetes by assisting pro- cal analyst. 2023 Standards of Care. Members of the
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viders and individuals in making shared PPC, their employers, and their disclosed
decisions about diabetes care. The recom- Disclosure and Duality of Interest potential dualities of interest are listed in
mendations are informed by a systematic Management the section “Disclosures: Standards of
review of evidence and an assessment of All members of the expert panel (the PPC Medical Care in Diabetes—2023.” The
the benefits and risks of alternative care members, ad hoc members, and subject ADA funds the development of the Stand-
options. matter experts) and ADA staff are re- ards of Care from general revenue and
quired to comply with the ADA policy on does not use industry support for this
Professional Practice Committee duality of interest, which requires disclo- purpose.
The PPC of the ADA is responsible for the sure of any financial, intellectual, or other
Standards of Care. The PPC is a multidisci- interests that might be construed as con- Evidence Review
plinary expert committee comprising physi- stituting an actual, potential, or apparent The Standards of Care subcommittee for
cians, nurse practitioners, pharmacists, conflict, regardless of relevancy to the each section creates an initial list of
diabetesjournals.org/care Introduction and Methodology S3

relevant clinical questions that is reviewed


Table 1—ADA evidence-grading system for Standards of Care in Diabetes
and discussed by the expert panel. In con-
sultation with a systematic review expert, Level of
evidence Description
each subcommittee devises and executes
systematic literature searches. For the A Clear evidence from well-conducted, generalizable randomized controlled trials
that are adequately powered, including:
2023 Standards of Care, PubMed, Med-

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 Evidence from a well-conducted multicenter trial
line, and EMBASE were searched for the  Evidence from a meta-analysis that incorporated quality ratings in the
time periods of 1 June 2021 to 26 July

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analysis
2022. Searches are limited to studies pub- Supportive evidence from well-conducted randomized controlled trials that are
lished in English. Subcommittee members adequately powered, including:
 Evidence from a well-conducted trial at one or more institutions

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also manually search journals, reference
 Evidence from a meta-analysis that incorporated quality ratings in the

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lists of conference proceedings, and regu-
analysis
latory agency websites. All potentially rel-
evant citations are then subjected to a B Supportive evidence from well-conducted cohort studies

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full-text review. In consultation with the  Evidence from a well-conducted prospective cohort study or registry
 Evidence from a well-conducted meta-analysis of cohort studies
methodologist, the subcommittees pre- Supportive evidence from a well-conducted case-control study
pare the evidence summaries and grading
C Supportive evidence from poorly controlled or uncontrolled studies

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for each section of the Standards of Care.
 Evidence from randomized clinical trials with one or more major or three or
All PPC members discuss and review the
more minor methodological flaws that could invalidate the results
evidence summaries and make revisions  Evidence from observational studies with high potential for bias (such as
as appropriate. The final evidence sum-

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case series with comparison with historical controls)
maries are then deliberated on by the  Evidence from case series or case reports
PPC, and the recommendations that will Conflicting evidence with the weight of evidence supporting the recommendation
appear in the Standards of Care are E Expert consensus or clinical experience
drafted.
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Grading of Evidence and
with lower levels of evidence may be Revision Process
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Recommendation Development
A grading system (Table 1) developed equally important but are not as well Public comment is particularly impor-
by the ADA and modeled after existing supported. tant in the development of clinical
methods is used to clarify and codify Of course, published evidence is only practice recommendations; it promotes
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the evidence that forms the basis for one component of clinical decision-making. transparency and provides key stake
the recommendations in the Standards Clinicians care for people, not populations; holders the opportunity to identify and
of Care. All of the recommendations in guidelines must always be interpreted address gaps in care. The ADA holds a
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the Standards of Care are critical to with the individual person in mind. Indi- year-long public comment period re-
comprehensive care regardless of rating. vidual circumstances, such as comorbid questing feedback on the Standards of
ADA recommendations are assigned rat- and coexisting diseases, age, education, Care. The PPC reviews compiled feedback
ings of A, B, or C, depending on the qual- disability, and, above all, the values and from the public in preparation for the an-
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ity of the evidence in support of the nual update but considers more pressing
preferences of the person with diabetes,
recommendation. Expert opinion E is a must be considered and may lead to dif-
updates throughout the year, which may
separate category for recommendations be published as “living” Standards up-
ferent treatment targets and strategies.
in which there is no evidence from clinical dates. Feedback from the larger clinical
Furthermore, conventional evidence hier-
community and general public was in-
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trials, clinical trials may be impractical, or


archies, such as the one adapted by the
there is conflicting evidence. Recommen- valuable for the revision of the Standards
ADA, may miss nuances important in dia-
dations assigned an E level of evidence of Care—2022. Readers who wish to
betes care. For example, although there comment on the 2023 Standards of Care
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are informed by key opinion leaders in


is excellent evidence from clinical trials
the field of diabetes (members of the are invited to do so at professional.
supporting the importance of achieving diabetes.org/SOC.
PPC) and cover important elements of
multiple risk factor control, the optimal
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clinical care. All Standards of Care recom- Feedback for the Standards of Care is
mendations receive a rating for the way to achieve this result is less clear. It also obtained from external peer re-
strength of the evidence and not for the is difficult to assess each component of viewers. The Standards of Care is re-
strength of the recommendation. Recom- such a complex intervention. viewed by ADA clinical leadership and
mendations with A-level evidence are In preparation of the 2023 Standards scientific and medical staff and is ap-
based on large, well-designed random- of Care, the expert panel met for a 2-day proved by the ADA Board of Directors,
ized controlled trials or well-done meta- in-person/virtual meeting in Arlington, which includes health care professionals,
analyses of randomized controlled trials. Virginia, in July 2022, to present the evi- scientists, and lay people. The ACC per-
Generally, these recommendations have dence summaries and to develop the rec- forms an independent external peer re-
the best chance of improving outcomes ommendations. All PPC members participate view and the ACC Board of Directors
when applied to the population for which annually in updating the Standards of Care provides endorsement of Section 10,
they are appropriate. Recommendations and approve the recommendations therein. “Cardiovascular and Metabolic Risk.” The
S4 Introduction and Methodology Diabetes Care Volume 46, Supplement 1, January 2023

ADA adheres to the Council for Medical gaps. A consensus report is not an ADA Members of the PPC
Specialty Societies “Revised CMSS Prin- position but represents expert opinion Nuha Ali ElSayed, MD, MMSc (Chair)
Grazia Aleppo, MD
ciples for Clinical Practice Guideline only and is produced under the aus- Vanita R. Aroda, MD
Development” (4). pices of the ADA by invited experts. A Raveendhara R. Bannuru, MD, PhD, FAGE
consensus report may be developed af- (Chief Methodologist)
ADA STANDARDS, STATEMENTS, ter an ADA Clinical Conference or Re- Florence M. Brown, MD

n
Dennis Bruemmer, MD, PhD
REPORTS, AND REVIEWS search Symposium. Billy S. Collins, DHSc, PA-C

io
The ADA has been actively involved in Marisa E. Hilliard, PhD
Scientific Review
developing and disseminating diabetes Diana Isaacs, PharmD, BCPS, BCACP, CDCES,
A scientific review is a balanced review BC-ADM, FADCES, FCCP
care clinical practice recommendations
and analysis of the literature on a scien-

t
Eric L. Johnson, MD
and related documents for more than

ia
tific or medical topic related to diabetes. Scott Kahan, MD, MPH
30 years. The ADA Standards of Care is Kamlesh Khunti, MD, PhD, FRCP, FRCGP, FMedSci
A scientific review is not an ADA position
an essential resource for health care pro- Jose Leon, MD, MPH
and does not contain clinical practice Sarah K. Lyons, MD
fessionals caring for people with diabe-

oc
recommendations but is produced under Mary Lou Perry, MS, RDN, CDCES
tes. ADA Statements, Consensus Reports,
the auspices of the ADA by invited ex- Priya Prahalad, MD, PhD
and Scientific Reviews support the rec- Richard E. Pratley, MD
ommendations included in the Standards perts. The scientific review may provide
Jane Jeffrie Seley, DNP, MPH, MSN, BSN, RN,

ss
of Care. a scientific rationale for clinical practice GNP, BC-ADM, CDCES, CDTC, FADCES, FAAN
recommendations in the Standards of Robert C. Stanton, MD
Care. The category may also include task Robert A. Gabbay, MD, PhD
Standards of Care
force and expert committee reports.

sA
The annual Standards of Care supplement ACC–Designated Representatives (Section 10)
to Diabetes Care contains the official ADA Sandeep R. Das, MD, MPH, FACC
position, is authored by the ADA, and Mikhail Kosiborod, MD, FACC, FAHA
Acknowledgments
provides all of the ADA’s current clinical The ADA thanks the following external peer Designated Subject Matter Experts
te
practice recommendations. reviewers: Kenneth Cusi, MD, FACP, FACE
G. Todd Alonso, MD Christopher H. Gibbons, MD, MMSc
Caroline M. Apovian, MD, FACP, FTOS, DABOM John M. Giurini, DPM
ADA Statement
Lisa Murdock
be
An ADA statement is an official ADA Joan K. Bardsley, MBA, RN, CDCES
Sharon L. Edelstein, ScM Jennifer K. Sun, MD, MPH
point of view or belief that does not Robert Frykberg, DPM, MPH Crystal C. Woodward
contain clinical practice recommenda- Laura Hieronymus, DNP, MSEd, RN, MLDE, Deborah Young-Hyman, PhD, FTOS, Fel SBM,
tions and may be issued on advocacy, BC-ADM, CDCES, FADCES CDCES
ia

policy, economic, or medical issues re- Sylvia Kehlenbrink, MD


ADA Staff
lated to diabetes. ADA statements un- Mary Korytkowski, MD
Raveendhara R. Bannuru, MD, PhD, FAGE
Marie E. McDonell, MD
nD

dergo a formal review process, including Felicia A. Mendelsohn Curanaj, MD


(corresponding author, rbannuru@diabetes.org)
a review by the appropriate ADA national Nuha Ali ElSayed, MD, MMSc
Rodica Pop-Busui, MD, PhD
Robert A. Gabbay, MD, PhD
committee, ADA clinical leadership, sci- Jane E. Reusch, MD
Malaika I. Hill, MA
ence and health care staff, and the ADA Connie M. Rhee, MD
Laura S. Mitchell
Giulio R. Romeo, MD
Board of Directors.
ica

Alissa R. Segal, PharmD, CDE, CDTC, FCCP


Shanti S. Serdy, MD References
Consensus Report Viral Shah, MD 1. American Diabetes Association. Medical
A consensus report on a particular topic Jay H. Shubrook, DO Management of Type 1 Diabetes. 7th ed. Wang CC,
Ruth S. Weinstock, MD, PhD Shah AC, Eds. Alexandria, VA, American Diabetes
contains a comprehensive examination,
Association, 2017
er

ACC peer reviewers (Section 10):


is authored by an expert panel (i.e., con- Kim K. Birtcher, PharmD, FACC 2. American Diabetes Association. Medical
sensus panel), and represents the panel’s Dave L. Dixon, PharmD, FACC Management of Type 2 Diabetes. 8th ed.
collective analysis, evaluation, and opin- James L. Januzzi, MD Meneghini L, Ed. Alexandria, VA, American
m

ion. The need for a consensus report Saurabh Sharma, MD, FACC, FASE, FACP Diabetes Association, 2020
3. Council of Medical Specialty Societies. CMSS
arises when clinicians, scientists, regula- The ADA thanks the following individuals for Code for Interactions with Companies. Accessed
tors, and/or policy makers desire guidance their support: 13 October 2022. Available from https://cmss.org/
©A

and/or clarity on a medical or scientific is- Abdullah Almaqhawi code-for-interactions-with-companies/


sue related to diabetes for which the evi- Rajvinder K. Gill 4. Council for Medical Specialty Societies. CMSS
dence is contradictory, emerging, or Joshua Neumiller, PharmD Principles for the Development of Specialty
Anne L. Peters, MD Society Clinical Guidelines. Accessed 16 August
incomplete. Consensus reports may also Sarosh Rana, MD 2022. Available from https://cmss.org/wp-
highlight evidence gaps and propose fu- Guillermo Umpierrez, MD, CDCES content/uploads/2017/11/Revised-CMSS-Principles-
ture research areas to address these Mohanad R. Youssef, MD for-Clinical-Practice-Guideline-Development.pdf
Diabetes Care Volume 46, Supplement 1, January 2023 S5

Summary of Revisions: Standards Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

n
of Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Kenneth Cusi, Sandeep R. Das,
Diabetes Care 2023;46(Suppl. 1):S5–S9 | https://doi.org/10.2337/dc23-SREV Christopher H. Gibbons, John M. Giurini,
Marisa E. Hilliard, Diana Isaacs,

t
Eric L. Johnson, Scott Kahan, Kamlesh Khunti,

ia
Mikhail Kosiborod, Jose Leon, Sarah K. Lyons,
Lisa Murdock, Mary Lou Perry, Priya Prahalad,

oc
Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, Jennifer K. Sun,
Crystal C. Woodward, Deborah Young-Hyman,
and Robert A. Gabbay, on behalf of

ss
the American Diabetes Association

SUMMARY OF REVISIONS
GENERAL CHANGES
The field of diabetes care is rapidly chang- sA
SECTION CHANGES
Section 1. Improving Care and
Recommendation 2.1b was added to the
“A1C” subsection to address the utility of
te
ing as new research, technology, and Promoting Health in Populations point-of-care A1C testing for diabetes
treatments that can improve the health (https://doi.org/10.2337/dc23-S001) screening and diagnosis.
Recommendation 1.7 was added to
be
and well-being of people with diabetes
address the use of community health Section 3. Prevention or Delay of Type 2
continue to emerge. With annual updates workers to support the management of Diabetes and Associated Comorbidities
since 1989, the American Diabetes Associ- diabetes and cardiovascular risk factors, (https://doi.org/10.2337/dc23-S003)
ation (ADA) has long been a leader in pro- especially in underserved communities
ia

Recommendation 3.9 was added to ad-


ducing guidelines that capture the most and health care systems. dress statin use and the risk of type 2 dia-
current state of the field. Additional language and definitions betes, including the recommendation to
nD

The 2023 Standards of Care includes regarding digital health, telehealth, and monitor glucose status regularly and en-
revisions to incorporate person-first and telemedicine were added, along with
force diabetes prevention approaches
inclusive language. Efforts were made the benefits of these modalities of care
in individuals at high risk of developing
delivery, including social determinants of
to consistently apply terminology that type 2 diabetes who were prescribed
health in the telehealth subsection.
ica

empowers people with diabetes and statin therapy.


The subsection “Access to Care and
recognizes the individual at the center Recommendation 3.10 was added to
Quality Improvement” was revised to add
of diabetes care. language regarding value-based payments address the use of pioglitazone for reduc-
Although levels of evidence for several to listed quality improvement efforts. ing the risk of stroke or myocardial infarc-
recommendations have been updated,
er

The “Migrant and Seasonal Agricultural tion in people with history of stroke and
these changes are not outlined below Workers” subsection was updated to include evidence of insulin resistance and
where the clinical recommendation has more recent data for this population. prediabetes.
m

remained the same. That is, changes in More defining terms were added for Recommendation 3.12 was added to
evidence level from, for example, E to C non-English speakers and diabetes educa- communicate that pharmacotherapy (e.g.,
are not noted below. The 2023 Standards tion in the “Language Barriers” subsection. weight management, minimizing the pro-
©A

of Care contains, in addition to many minor gression of hyperglycemia, cardiovascular


changes that clarify recommendations or Section 2. Classification and risk reduction) may be considered to sup-
reflect new evidence, more substantive Diagnosis of Diabetes port person-centered care goals for people
revisions detailed below. (https://doi.org/10.2337/dc23-S002) at high risk of developing diabetes.

Disclosure information for each author is available at https://doi.org/10.2337/dc23-SDIS.


Suggested citation: ElSayed NA, Aleppo G, Aroda VR, et al., American Diabetes Association. Summary of revisions: Standards of Care in Diabetes—2023. Diabetes
Care 2023;46(Suppl. 1):S5–S9
© 2022 by the American Diabetes Association. Readers may use this article as long as the work is properly cited, the use is educational and not
for profit, and the work is not altered. More information is available at https://www.diabetesjournals.org/journals/pages/license.
S6 Summary of Revisions Diabetes Care Volume 46, Supplement 1, January 2023

Recommendation 3.13 was added to Section 5. Facilitating Positive Health ning, treatment, and referrals when indi-
state that more intensive preventive ap- Behaviors and Well-being to Improve cated, and to include caregivers and
proaches should be considered for individ- Health Outcomes family members of people with dia-
uals who are at particularly high risk of (https://doi.org/10.2337/dc23-S005) betes. Details were added about re-
progression to diabetes. The title has been changed from “Facili-
sources for developing psychosocial
tating Behavior Change and Well-being
screening protocols and about inter-

n
Section 4. Comprehensive Medical to Improve Health Outcomes” to be in-
vention. Across the specific psychoso-
Evaluation and Assessment of clusive of strength-based language.

io
cial domains (e.g., diabetes distress,
Comorbidities Recommendation 5.8 was added to the
“Diabetes Self-Management Education anxiety), details were added about
(https://doi.org/10.2337/dc23-S004)
and Support” subsection to address data supporting intervention and care

t
In Recommendation 4.3, language was
approaches to support psychosocial and

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modified to include evaluation for overall social determinants of health in guid-
ing design and delivery of diabetes behavioral outcomes in people with dia-
health status and setting of initial goals.
Considerable changes were made in self-management education and sup- betes and their family members.

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the immunizations subsection to reflect port (DSMES). Additional information
new indications and guidance, particu- was also added supporting use of tele- Section 6. Glycemic Targets
larly for COVID-19 and pneumococcal health delivery of care and other digital (https://doi.org/10.2337/dc23-S006)
health solutions to deliver DSMES. New language was added to Recom-

ss
pneumonia vaccinations, including age-
specific recommendations and the biva- Screening for food insecurity by any mendation 6.5b to outline that for
lent COVID-19 booster. members of the health care team was those with frailty or at high risk of hy-
Table 4.1 was modified to include added to the nutrition section. poglycemia, a target of >50% time in

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changes throughout Section 4. A section on intermittent fasting and range with <1% time below range is
The subsection “Nonalcoholic Fatty time-restricted eating was included in now recommended.
Liver Disease” (NAFLD) incorporates more the “Eating Patterns and Meal Planning” Recommendation 6.9 was added to
detail regarding its diagnosis and risk subsection. address the effectiveness of goal setting
te
stratification in primary care and diabetes Emphasis was placed on supporting for glycemic control.
clinics, such as using the fibrosis-4 index larger weight losses (up to 15%) based on
to assess the risk of liver fibrosis, and in- efficacy and access of newer medications.
be
Section 7. Diabetes Technology
cludes a fibrosis-4 index risk calculator. It Language was added to Recommenda- (https://doi.org/10.2337/dc23-S007)
expands on the rationale for fibrosis risk tion 5.23 about the harms of b-carotene The importance of “preference” for
stratification in people with diabetes and supplementation based on the U.S. Pre- diabetes devices was added in all
ia

when to refer to a gastroenterologist or ventative Services Task Force report. recommendations.


hepatologist for further workup. The new subsection “Supporting Posi- Recommendation 7.12 for the use of
Discussion was added about the man- tive Health Behaviors” was added, in- continuous glucose monitoring (CGM) in
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agement of people with type 2 diabetes cluding the addition of Recommendation adults with diabetes treated with basal
who have NAFLD, highlighting lifestyle 5.37, which encourages use of behav- insulin was reworded to reflect updated
changes that promote weight loss, the ioral strategies by members of the diabe- evidence in the literature.
use of obesity pharmacotherapy with tes care team, with the goal to support Recommendation 7.15 was modified
ica

emphasis on treatment with glucagon- diabetes self-management and engage- to state that people with diabetes
like peptide 1 (GLP-1) receptor agonists, ment in health behaviors to promote op-
should have uninterrupted access to
bariatric surgery, and the role of diabe- timal diabetes health outcomes.
their supplies to minimize gaps in CGM
tes medications (e.g., pioglitazone and The “Psychosocial Issues” subsection
use.
GLP-1 receptor agonists) to treat people was renamed “Psychosocial Care” to high-
er

Recommendation 7.19 was added to


with type 2 diabetes and nonalcoholic light the recommendations’ emphasis on
address CGM interfering substances, with
fatty liver disease (NASH). providing appropriate psychosocial sup-
evidence level C.
port to people with diabetes as part of
m

Revisions to Section 4, including the


A new paragraph addressing substan-
addition of Fig. 4.2, are based on the or in conjunction with standard diabetes
care. ces and factors affecting CGM accuracy
American Gastroenterological Association
2021 “Preparing for the NASH Epidemic: The “Psychosocial Care” subsection in- was added to the “Continuous Glucose
©A

A Call to Action” (reference 64 in this cludes a new Recommendation 5.55 to Monitoring Devices” subsection. Table
section) and its associated “Clinical Care screen for sleep health in people with di- 7.4 was added to address interfering
Pathway for the Risk Stratification and abetes and make referrals to sleep medi- substances for CGM.
Management of Patients with Nonalco- cine and/or qualified behavioral health Information was added on all three
holic Fatty Liver Disease” (reference 66 professional as indicated. integrated CGM devices available, and it
in this section), agreed upon by a multi- Other recommendations in this sub- was specified that although there is more
disciplinary task force of experts, includ- section were revised to specify the roles than one CGM system approved by the
ing representatives of the ADA. Detailed of diabetes care professionals as well as U.S. Food and Drug Administration (FDA)
recommendations from an ADA consensus qualified mental/behavioral health pro- for use with automated insulin delivery
statement will be published separately in fessionals to provide psychosocial care, systems, only one system with integrated
2023. to specify topics for psychosocial scree- CGM designation is FDA approved for
diabetesjournals.org/care Summary of Revisions S7

use with automated insulin delivery and/or chronic kidney disease, the treat- atherosclerotic cardiovascular disease risk
systems. ment plan should include agents that re- factors, to reduce the LDL cholesterol by
Literature and information was added duce cardiorenal risk. $50% of baseline and to target an LDL
on benefits on glycemic outcomes of Recommendation 9.4c was added to cholesterol goal of <70 mg/dL.
early initiation of real-time CGM in chil- address the consideration of pharmaco- Recommendation 10.21 was added to
dren and adults and the need to con- logic approaches that provide the effi- consider adding treatment with ezetimibe

n
tinue CGM use to maximize benefits. cacy to achieve treatment goals. or a PCSK9 inhibitor to maximum toler-
The paragraph on connected pens Recommendation 9.4d was added to ated statin therapy in these individuals.

io
was updated to include smart pen caps. address weight management as an im- Recommendations 10.22 and 10.23
References were updated for auto- pactful component of glucose-lowering were added to recommend continuing

t
mated insulin delivery systems to include management in type 2 diabetes. statin therapy in adults with diabetes

ia
all the approved systems in the U.S. in Information was added to address aged >75 years currently receiving statin
2022. considerations for a GLP-1 receptor ago- therapy and to recommend that it
The text was updated to include do- nist prior to prandial insulin to further may be reasonable to initiate moderate-

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it-yourself closed loop systems. address prandial control and to minimize intensity statin therapy in adults with di-
The “Inpatient Care” subsection was the risks of hypoglycemia and weight abetes aged >75 years, respectively.
updated to include updated evidence gain associated with insulin therapy. Recommendation 10.26 was updated

ss
and a paragraph on the use of CGM in Information was added to address al- to recommend treatment with high-
the inpatient setting during the COVID-19 ternative insulin routes. intensity statin therapy in individuals
pandemic. Table 9.2 and Fig. 9.3 were updated with diabetes and established athero-
based on the latest consensus report on sclerotic cardiovascular disease to target

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Section 8. Obesity and Weight management of hyperglycemia in type 2 an LDL cholesterol reduction of $50%
Management for the Prevention and diabetes by the ADA and the EASD. from baseline and an LDL cholesterol
Treatment of Type 2 Diabetes goal of <55 mg/dL. If this goal is not
(https://doi.org/10.2337/dc23-S008) Section 10. Cardiovascular Disease achieved on maximum tolerated statin
te
Language was amended to reinforce that and Risk Management therapy, the addition of ezetimibe or a
obesity is a chronic disease. (https://doi.org/10.2337/dc23-S010) PCSK9 inhibitor is now recommended.
Recommendation 8.5 was added to re- Recommendation 10.1 was revised with
be
Language regarding evidence in the
inforce that both small and larger weight updated definitions of hypertension. These section “Statin Treatment” was revised
losses should be considered as treatment recommendations align with the current to consider the evidence supporting
goals on a case-by-case basis. Notably, definition of hypertension according to lower LDL cholesterol goals in people
ia

larger (10% or more) weight loss may the American College of Cardiology and with diabetes with and without estab-
have disease-modifying effects, including American Heart Association. lished cardiovascular disease.
diabetes remission, and may improve Recommendation 10.4 on blood pres- In the subsection “Combination Therapy
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long-term cardiovascular outcomes. sure treatment goals in individuals with for LDL Cholesterol Lowering” a paragraph
Dual GLP-1/glucose-dependent insuli- diabetes was revised to target a blood was added to include inclisiran, an siRNA
notropic polypeptide (GIP) receptor ago- pressure of <130/80 mmHg. The discus- directed against PCSK9, as a new FDA-
nist (tirzepatide) was added as a glucose- sion of the evidence to support this rec- approved cholesterol-lowering therapy.
ica

lowering option with the potential for ommendation was extensively revised. In Recommendation 10.42b was added
weight loss. addition, the recently reported results of to recommend treatment with a so-
the STEP (Strategy of Blood Pressure Inter- dium–glucose cotransporter 2 inhibitor in
Section 9. Pharmacologic vention in the Elderly Hypertensive Pa- individuals with type 2 diabetes and es-
er

Approaches to Glycemic Treatment tients) trial were added. Recommendation tablished heart failure with either pre-
(https://doi.org/10.2337/dc23-S009) 10.7 was updated to consider pharmaco- served or reduced ejection fraction to
Section 9 was updated to align with the logical treatment in people with diabe- improve symptoms, physical limitations,
latest consensus report on management
m

tes and a confirmed blood pressure and quality of life. The discussion of evi-
of hyperglycemia in type 2 diabetes by $130/80. Table 10.1 and Fig. 10.2 were dence to support this new recommenda-
the American Diabetes Association (ADA) updated accordingly. tion was included in the last paragraph
In the subsection “Pregnancy and An-
©A

and the European Association for the of the section “Glucose-Lowering Thera-
Study of Diabetes (EASD). Recommenda- tihypertensive Medications,” the results pies and Heart Failure.”
tion 9.4a was added to state that of the CHAP (Chronic Hypertension and Recommendation 10.43 was added
healthy lifestyle behaviors, DSMES, avoi- Pregnancy) trial were included to fur- to recommend the addition of finere-
dance of clinical inertia, and social deter- ther support the current treatment goal none in the treatment of individuals
minants of health (SDOH) should be recommendations in pregnant individu- with type 2 diabetes and chronic kidney
considered in the glucose-lowering man- als with diabetes. disease with albuminuria treated with
agement of type 2 diabetes. Recommendation 10.20 was revised maximum tolerated doses of ACE inhibi-
Recommendation 9.4b was added to to recommend the use of high-intensity tor or angiotensin receptor blocker.
indicate that in adults with type 2 diabe- statin therapy in individuals with dia- This section is endorsed for the fifth
tes and established/high risk of atheroscle- betes aged 40–75 years at higher risk, consecutive year by the American Col-
rotic cardiovascular disease, heart failure, including those with one or more lege of Cardiology.
S8 Summary of Revisions Diabetes Care Volume 46, Supplement 1, January 2023

Section 11. Chronic Kidney Disease Recommendation 12.20 was revised to Injections and Continuous Glucose Moni-
and Risk Management reflect that gabapentinoids, serotonin- toring in Diabetes) trial.
(https://doi.org/10.2337/dc23-S011) norepinephrine reuptake inhibitors, tricy- A new Recommendation 13.7 was
The recommendation order was rear- clic antidepressants, and sodium channel added: for older adults with type 1 diabe-
ranged to reflect the appropriate order blockers are recommended as initial phar- tes, consider the use of automated insulin
for clinical interventions aimed at pre- macologic treatments for neuropathic delivery systems (evidence grade B) and

n
venting and slowing progression of pain in diabetes and that health care pro- other advanced insulin delivery devices
chronic kidney disease.

io
fessionals should refer to a neurologist or such as connected pens (evidence grade
In Recommendation 11.5a, the levels pain specialist when pain control is not E) should be considered to reduce risk of
at which a sodium–glucose cotransporter achieved within the scope of practice of hypoglycemia, based on individual ability.

t
2 inhibitor could be initiated were the treating physician. The addition of this recommendation

ia
changed. The new levels for initiation are New information was added in the was based on the results of two small
an estimated glomerular filtration rate “Neuropathy” subsection, under “Treat- randomized controlled trials (RCTs) in
$20 mL/min/1.73 m2 and urinary albu- ment,” to address lipid control and blood older adults, which demonstrated that

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min $200 mg/g creatinine. pressure control. hybrid closed-loop advanced insulin de-
Recommendation 11.5b also recom- The “Neuropathic Pain” subsection in- livery improved glucose metrics relative
mends that sodium–glucose cotrans- cludes an expanded discussion of treating to sensor-augmented pump therapy.

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porter 2 inhibitor might also be effective neuropathic pain in people with diabetes. Blood pressure treatment goals in
in people with urinary albumin of normal Recommendation 12.25 was added to Table 13.1 were lowered to align with
to $200 mg/g creatinine, but this is B address screening for peripheral arterial evidence from multiple recent trials.

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level at this time, as the study reporting disease. Recommendation 13.15 was split into
this has not been published. Recommendation 12.26 was revised two recommendations (now 13.17 and
Mineralocorticoid receptor antagonists to include peripheral arterial disease. 13.18) to acknowledge the conceptual
are now recommended along with other Recommendation 12.27 was edited differences between deintensification of
te
medications for cardiovascular and kid- to signify that not all people who smoke goals (13.17) and simplification of com-
ney protection rather than as alternatives are referred to foot care specialists but plex regimens (13.18).
when other treatments have not been that a referral is now recommended for In recommendation 13.17, deintensifica-
be

effective. people who smoke and also have other tion of treatment goals is now recom-
Recommendation 11.8 addressing re- risk factors or symptoms. mended to reduce the risk of hypoglycemia
ferral to a nephrologist was expanded to Recommendation 12.29 was edited to if it can be achieved within the individu-
include referrals for continuously increas- reflect a change from “severe neuropathy” alized A1C target.
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ing urine albumin-to-creatinine ratio to “loss of protective sensation,” which is In a new recommendation 13.18, sim-
and/or for continuously decreasing esti- consistent with other recommendations. plification of complex treatment plans
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mated glomerular filtration rate. Recommendation 12.30 was edited to (especially insulin) is now recommended
reflect that topical oxygen therapy is not to reduce the risk of hypoglycemia and
Section 12. Retinopathy, Neuropathy, equivalent to hyperbaric oxygen therapy. polypharmacy and decrease the burden
and Foot Care of the disease if it can be achieved within
ica

(https://doi.org/10.2337/dc23-S012) Section 13. Older Adults the individualized A1C target.


Language regarding pregnancy as a risk (https://doi.org/10.2337/dc23-S013) Recommendation 13.22 was added to
factor for retinopathy in people with The language in Recommendation 13.5 consider use of CGM to assess risk for hy-
preexisting type 1 or type 2 diabetes was strengthened for older adults with poglycemia in older adults treated with
was revised and updated. type 1 diabetes to recommend continu- sulfonylureas or insulin, despite the lack
er

Screening details about autonomic ous glucose monitoring to reduce hypo- of evidence.
neuropathy were added to Recommen- glycemia with an evidence grade of A
dation 12.17. based on a 6-month extension of the Section 14. Children and Adolescents
m

Language was added to the neuropa- Wireless Innovation in Seniors with Dia- (https://doi.org/10.2337/dc23-S014)
thy screening subsection to clarify that betes Mellitus (WISDM) trial and obser- In Recommendations 14.14, 14.106, and
©A

treatments of other modifiable risk fac- vational data from the Diabetes Control 14.107, the language was changed from
tors (including lipids and blood pres- and Complications Trial/Epidemiology of “assess” to “screen” for consistency with
sure) can aid in prevention of diabetic Diabetes Interventions and Complica- Section 5.
peripheral neuropathy progression in tions (DCCT/EDIC) study. In Recommendations 14.14 and 14.17,
type 2 diabetes and may reduce disease Recommendation 13.6 was added to text was added for referral to a qualified
progression in type 1 diabetes. communicate that for older adults with mental health professional for further as-
Information was added to the “Dia- type 2 diabetes on multiple daily doses sessment and treatment.
betic Autonomic Neuropathy” subsection of insulin, continuous glucose monitoring More details were added to Recom-
to include criteria for screening for symp- should be considered to improve glyce- mendation 14.50 on foot examinations
toms of autonomic neuropathy. mic outcomes and decrease glucose vari- for neuropathy.
Additional references were added to ability, with an evidence grade of B based In Recommendations 14.97 and 14.98,
support Recommendation 12.18. on results of the DIAMOND (Multiple Daily “girls” was changed to “female individuals”
diabetesjournals.org/care Summary of Revisions S9

for more consistency in the Standards of different methodologies and different use of computerized prescriber order en-
Care. outcomes. Both RCTs support stricter try (CPOE) to facilitate glycemic manage-
In Recommendation 14.110, “patients” blood pressure targets in pregnancy to ment as well as insulin dosing algorithms
was changed to “adolescents and young improve outcomes. This modification is using machine learning in the future to
adults” for clarity. based on new data from the Chronic inform these algorithms.
In Recommendation 14.111,“pediatric di- Hypertension and Pregnancy (CHAP) trial, In Recommendation 16.5, the need

n
abetes provider” was changed to “pediatric which included individuals with preexist- for individualization of targets was ex-
ing diabetes.

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diabetes care teams” to reflect the team- panded to include a target range of
based nature of diabetes care. The new Recommendation 15.27 sup- 100–180 mg/dL (5.6–10.0 mmol/L) for
In Recommendation 14.113, “patient” ports breastfeeding to reduce the risk of noncritically ill patients with “new” hy-

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was changed to “young adult” for clarity. maternal type 2 diabetes. The benefit of perglycemia as well as patients with

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breastfeeding should be considered when known diabetes prior to admission.
Section 15. Management of Diabetes
choosing whether to breastfeed or for- Recommendation 16.7 was revised to
mula feed.

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in Pregnancy reflect that an insulin regimen with basal,
(https://doi.org/10.2337/dc23-S015) New language was added to the text
prandial, and correction components is
Recommendation 15.13 was added to regarding the role of weight/BMI after
the preferred treatment for most non-
endorse nutrition counseling to improve gestational diabetes mellitus (GDM). Sys-
critically ill hospitalized patients with ade-

ss
tematic reviews and meta-analyses dem-
the quality of carbohydrates and promote quate nutritional intake.
onstrate each of the following: weight
a balance of macronutrients including nu- Use of personal CGM and automated
loss reduces the risk of developing GDM
trient-dense fruits, vegetables, legumes, insulin delivery devices that can auto-
in the subsequent pregnancy, the risk of

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whole grains, and healthy fats with n-3 matically deliver correction insulin doses
type 2 diabetes increases by 18% per unit
fatty acids that include nuts and seeds of BMI above the prepregnancy BMI at and change basal insulin delivery rates
and fish in the eating pattern. follow-up, and post-delivery lifestyle inter- in real time should be supported dur-
Evidence for preconception counsel- ventions are effective in reducing risk of ing hospitalization when independent
te
ing was strengthened. type 2 diabetes. These studies highlight self-management is feasible and proper
A new study demonstrates that the cost the importance of effective weight man- management supervision is available.
of CGM in pregnancies complicated by
be
agement after GDM.
type 1 diabetes is offset by improved ma- Section 17. Diabetes Advocacy
ternal and neonatal outcomes and pro- Section 16. Diabetes Care in the (https://doi.org/10.2337/dc23-S017)
vides further support for the use CGM. Hospital The Diabetes Care and Detention Facili-
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Recommendation 15.20 is now a (https://doi.org/10.2337/dc23-S016) ties advocacy statement has been re-
composite recommendation based on In Recommendation 16.2, additional in- moved from this section pending future
two different multicentered RCTs with formation was added to support the updates.
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S10 Diabetes Care Volume 46, Supplement 1, January 2023

1. Improving Care and Promoting Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Health in Populations: Standards Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
of Care in Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S10–S18 | https://doi.org/10.2337/dc23-S001 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association
1. IMPROVING CARE AND PROMOTING HEALTH

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

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cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for
te
updating the Standards of Care annually, or more frequently as warranted. For
a detailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
be

list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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DIABETES AND POPULATION HEALTH


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Recommendations
1.1 Ensure treatment decisions are timely, rely on evidence-based guidelines,
include social community support, and are made collaboratively with pa-
ica

tients based on individual preferences, prognoses, comorbidities, and in-


formed financial considerations. B
1.2 Align approaches to diabetes management with the Chronic Care Model.
This model emphasizes person-centered team care, integrated long-term
er

treatment approaches to diabetes and comorbidities, and ongoing collab-


orative communication and goal setting between all team members. A
1.3 Care systems should facilitate in-person and virtual team–based care, in-
m

cluding those knowledgeable and experienced in diabetes management


as part of the team, and utilization of patient registries, decision support
tools, and community involvement to meet patient needs. B
©A

1.4 Assess diabetes health care maintenance (Table 4.1) using reliable and Disclosure information for each author is
relevant data metrics to improve processes of care and health outcomes, available at https://doi.org/10.2337/dc23-SDIS.
with attention to care costs. B Suggested citation: ElSayed NA, Aleppo G, Aroda
VR, et al., American Diabetes Association. 1.
Improving care and promoting health in po-
Population health is defined as “the health outcomes of a group of individuals, includ- pulations: Standards of Care in Diabetes—2023.
Diabetes Care 2023;46(Suppl. 1):S10–S18
ing the distribution of health outcomes within the group”; these outcomes can be
measured in terms of health outcomes (mortality, morbidity, health, and functional © 2022 by the American Diabetes Association.
status), disease burden (incidence and prevalence), and behavioral and metabolic fac- Readers may use this article as long as the
work is properly cited, the use is educational
tors (physical activity, nutrition, A1C, etc.) (1). Clinical practice recommendations for and not for profit, and the work is not altered.
health care professionals are tools that can ultimately improve health across popula- More information is available at https://www.
tions; however, for optimal outcomes, diabetes care must also be individualized for diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Improving Care and Promoting Health in Populations S11

each patient. Thus, efforts to improve of the population, such as young adults 6. Health systems (to create a quality-
population health will require a combi- and individuals with complex comorbid- oriented culture)
nation of policy-level, system-level, and ities, financial or other social hardships,
patient-level approaches. With such an and/or limited English proficiency, face A 5-year effectiveness study of the
integrated approach in mind, the Ameri- particular challenges to goal-based care CCM in 53,436 people with type 2 diabe-
can Diabetes Association (ADA) highlights (5–7). Even after adjusting for these tes in the primary care setting suggested

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the importance of patient-centered care, patient factors, the persistent variability that the use of this model of care delivery
in the quality of diabetes care across reduced the cumulative incidence of

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defined as care that considers individual
patient comorbidities and prognoses; is health care professionals and prac- diabetes-related complications and all-
respectful of and responsive to patient tice settings indicates that substan- cause mortality (10). Patients who were

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preferences, needs, and values; and en- tial system-level improvements are enrolled in the CCM experienced a re-

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sures that patient values guide all clinical still needed. duction in cardiovascular disease risk by
decisions (2). Furthermore, social deter- Diabetes poses a significant financial 56.6%, microvascular complications by
minants of health (SDOH)—often out of burden to individuals and society. It is es- 11.9%, and mortality by 66.1% (10). In

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direct control of the individual and poten- timated that the annual cost of diagnosed addition, another study suggested that
tially representing lifelong risk—contribute diabetes in the U.S. in 2017 was $327 bil- health care utilization was lower in the
to health care and psychosocial outcomes lion, including $237 billion in direct health CCM group, which resulted in health care

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and must be addressed to improve all care costs and $90 billion in reduced pro- savings of $7,294 per individual over the
health outcomes (3). Clinical practice rec- ductivity. After adjusting for inflation, the study period (11).
ommendations, whether based on evi- economic costs of diabetes increased by Redefining the roles of the health care
26% from 2012 to 2017 (8). This is attrib- delivery team and empowering patient

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dence or expert opinion, are intended
to guide an overall approach to care. uted to the increased prevalence of dia- self-management are fundamental to the
The science and art of health care come betes and the increased cost per person successful implementation of the CCM
together when the clinician makes treat- with diabetes. Therefore, on going popu- (12). Collaborative, multidisciplinary teams
lation health strategies are needed to re- are best suited to provide care for people
te
ment decisions for a patient who may
duce costs and provide optimized care. with chronic conditions such as diabetes
not meet the eligibility criteria used in
and to facilitate patients’ self-management
the studies on which guidelines are
be
Chronic Care Model (13–15). There are references to guide the
based. Recognizing that one size does
Numerous interventions to promote the implementation of the CCM into diabetes
not fit all, the standards presented here
recommended standards have been im- care delivery, including opportunities and
provide guidance for when and how to
plemented. However, a major barrier to challenges (16).
adapt recommendations for an individual.
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optimal care is a delivery system that


This section provides guidance for health is often fragmented, lacks clinical infor- Strategies for System-Level Improvement
care professionals as well as health sys- mation capabilities, duplicates services, Optimal diabetes management requires
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tems and policymakers. and is poorly designed for the coordi- an organized, systematic approach and
nated delivery of chronic care. The the involvement of a coordinated team
Care Delivery Systems Chronic Care Model (CCM) takes these of dedicated health care professionals
The proportion of people with diabetes factors into consideration and is an effec- working in an environment where patient-
who achieve recommended A1C, blood
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tive framework for improving the quality centered, high-quality care is a priority
pressure, and LDL cholesterol levels has of diabetes care (9). (7,16,17). While many diabetes care pro-
fluctuated over the years (4). Glycemic cesses have improved nationally in the
management and management of cho- Six Core Elements.The CCM includes six past decade, the overall quality of care
lesterol through dietary intake remain core elements to optimize the care of
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for people with diabetes remains subop-


challenging. In 2013–2016, 64% of adults people with chronic disease: timal (4). Efforts to increase the quality
with diagnosed diabetes met individual- of diabetes care include providing care
ized A1C target levels, 70% achieved rec-
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1. Delivery system design (moving from that is concordant with evidence-based


ommended blood pressure target, 57% a reactive to a proactive care deliv- guidelines (18); expanding the role of
met the LDL cholesterol target level, and ery system where planned visits are teams to implement more intensive dis-
©A

85% were nonsmokers (4). However, coordinated through a team-based ease management strategies (7,19,20);
only 23% met targets for glycemic, blood approach) tracking medication-taking behavior at a
pressure, and LDL cholesterol measures 2. Self-management support systems level (21); redesigning the orga-
while also avoiding smoking (4). The 3. Decision support (basing care on evi- nization of the care process (22); imple-
mean A1C nationally among people with dence-based, effective care guidelines) menting electronic health record tools
diabetes increased slightly from 7.3% in 4. Clinical information systems (using (23,24); empowering and educating
2005–2008 to 7.5% in 2013–2016 based registries that can provide patient- patients (25,26); removing financial
on the National Health and Nutrition Ex- specific and population-based support barriers and reducing patient out-of-
amination Survey (NHANES), with youn- to the care team) pocket costs for diabetes education,
ger adults, women, and non-Hispanic 5. Community resources and policies eye exams, diabetes technology, and
Black individuals less likely to meet (identifying or developing resources necessary medications (7); assessing and
treatment targets (4). Certain segments to support healthy lifestyles) addressing psychosocial issues (27,28);
S12 Improving Care and Promoting Health in Populations Diabetes Care Volume 46, Supplement 1, January 2023

and identifying, developing, and engaging a growing variety of applications and content and skills, behavioral strategies
community resources and public policies services using two-way video, smartphones, (goal setting, problem-solving), and en-
that support healthy lifestyles (29). The wireless tools, and other forms of tele- gagement with psychosocial concerns.
National Diabetes Education Program communications technology (40). Often Increasingly, such support is being ada-
maintains an online resource (cdc.gov/ used interchangeably with telemedicine, pted for online platforms that have the
diabetes/professional-info/training.html) telehealth describes a broader range of potential to promote patient access to

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to help health care professionals design digital health services in health care deliv- this important resource. These curricu-
and implement more effective health ery (41). This includes synchronous, asyn-

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lums need to be tailored to the needs of
care delivery systems for those with dia- chronous, and remote patient monitoring. the intended populations, including ad-
betes. Given the pluralistic needs of peo- Telehealth should be used comple- dressing the “digital divide,” i.e., access

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ple with diabetes and that the constant mentary to in-person visits to optimize to the technology required for imple-

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challenges they experience vary over the glycemic management in people with mentation (53–56).
course of disease management (complex unmanaged diabetes (42). Increasingly, For more information on DSMES, see
insulin treatment plans, new technology, evidence suggests that various telehealth Section 5, “Facilitating Positive Health

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etc.), a diverse team with complementary modalities may facilitate reducing A1C in Behaviors and Well-being to Improve
expertise is consistently recommended people with type 2 diabetes compared Health Outcomes.”
(30). with usual care or in addition to usual
care (43), and findings suggest that tele-

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Cost Considerations for Medication-Taking
Care Teams medicine is a safe method of delivering Behaviors
The care team, which centers around the type 1 diabetes care to rural patients The cost of diabetes medications and
patient, should avoid therapeutic inertia (44). For rural populations or those with

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devices is an ongoing barrier to achiev-
and prioritize timely and appropriate limited physical access to health care, ing glycemic goals. Up to 25% of pa-
intensification of behavior change (nutri- telemedicine has a growing body of evi- tients who are prescribed insulin report
tion and physical activity) and/or phar- dence for its effectiveness, particularly cost-related insulin underuse (57). Insu-
macologic therapy for patients who have with regard to glycemic management as
te
lin underuse due to cost has also been
not achieved the recommended meta- measured by A1C (45–47). In addition, termed “cost-related medication non-
bolic targets (31–33). Strategies shown evidence supports the effectiveness of adherence” (here referrred to as cost-
be
to improve care team behavior and telehealth in diabetes, hypertension, and related barriers to medication use). The
thereby catalyze reductions in A1C, blood dyslipidemia interventions (48) as well
cost of insulin has continued to in-
pressure, and/or LDL cholesterol include as the telehealth delivery of motivational
crease in recent years for reasons that
engaging in explicit and collaborative goal interviewing (49). Interactive strategies
are not entirely clear. There are recom-
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setting with patients (34,35); integrating that facilitate communication between


mendations from the ADA Insulin Access
evidence-based guidelines and clinical health care professionals and patients,
and Affordability Working Group for ap-
information tools into the process of including the use of web-based portals
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proaches to this issue from a systems


care (18,36,37); identifying and addressing or text messaging and those that incor-
level (58). Recommendations including
language, numeracy, or cultural barriers porate medication adjustment, appear
concepts such as cost-sharing for insured
to care (37–39); soliciting performance more effective. Telehealth and other vir-
people with diabetes should be based on
feedback, setting reminders, and provid- tual environments can also be used to
the lowest price available, the list price
ica

ing structured care (e.g., guidelines, formal offer diabetes self-management educa-
case management, and patient education tion and clinical support and remove for insulins that closely reflects the net
resources) (7); and incorporating care geographic and transportation barriers price, and health plans that ensure
management teams including nurses, die- for patients living in underresourced people with diabetes can access insulin
without undue administrative burden or
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titians, pharmacists, and other health areas or with disabilities (50). Telehealth
care professionals (19,38). In addition, resources can also have a role in ad- excessive cost (58).
initiatives such as the Patient-Centered dressing the social determinants of The cost of medications (not only in-
sulin) influences prescribing patterns and
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Medical Home can improve health out- health in young adults with diabetes
comes by fostering comprehensive primary (51). However, limited data are available medication use because of patient bur-
care and offering new opportunities for on the effectiveness across different pop- den and lack of secondary payer support
©A

team-based chronic disease management ulations (52). (public and private insurance) for effective
(39). approved glucose-lowering, cardiovascular
Behaviors and Well-being disease risk-reducing, and weight man-
Telehealth Successful diabetes care also requires agement therapeutics. Financial barriers
Telehealth is a growing field that may a systematic approach to supporting remain a major source of health dispar-
increase access to care for people with patients’ behavior change efforts. High- ities, and costs should be a focus of treat-
diabetes. The American Telemedicine quality diabetes self-management edu- ment goals (59). (See TAILORING TREATMENT FOR
Association defines telemedicine as the cation and support (DSMES) has been SOCIAL CONTEXT and TREATMENT CONSIDERATIONS.)
use of medical information exchanged shown to improve patient self-management, Reduction in cost-related barriers to
from one site to another via electronic satisfaction, and glucose outcomes. Na- medication use is associated with better
communications to improve a patient’s tional DSMES standards call for an inte- biologic and psychologic outcomes, in-
clinical health status. Telehealth includes grated approach that includes clinical cluding quality of life.
diabetesjournals.org/care Improving Care and Promoting Health in Populations S13

Access to Care and Quality Improvement personalized care goals (7,73). (Also see framework for educating health care
The Affordable Care Act and Medicaid COST CONSIDERATIONS FOR MEDICATION-TAKING professionals on the importance of
expansion have increased access to BEHAVIORS, above, regarding cost-related SDOH (84). Furthermore, there are re-
care for many individuals with diabetes, barriers to medication use.) sources available for the inclusion of stan-
emphasizing the protection of people dardized sociodemographic variables in
with preexisting conditions, health pro- TAILORING TREATMENT FOR electronic health records to facilitate the

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motion, and disease prevention (60). In SOCIAL CONTEXT measurement of health inequities and
fact, health insurance coverage increased

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the impact of interventions designed to
from 84.7% in 2009 to 90.1% in 2016 for Recommendations
reduce those inequities (65,84,85).
adults with diabetes aged 18–64 years. 1.5 Assess food insecurity, housing
SDOH are not consistently recognized
Coverage for those aged $65 years re- insecurity/homelessness, financial

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and often go undiscussed in the clinical

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mained nearly universal (61). Patients barriers, and social capital/social
encounter (77). Among people with
who have either private or public in- community support to inform chronic illnesses, two-thirds of those who
surance coverage are more likely to treatment decisions, with refer- reported not taking medications as pre-

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meet quality indicators for diabetes ral to appropriate local commu- scribed due to cost-related barriers to
care (62). As mandated by the Afford- nity resources. A medication use never shared this with
able Care Act, the Agency for Health- 1.6 Provide patients with additional their physician (86). In a study using data

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care Research and Quality developed a self-management support from from the National Health Interview Sur-
National Quality Strategy based on tri- lay health coaches, navigators, or vey (NHIS), Patel et al. (77) found that
ple aims that include improving the community health workers when one-half of adults with diabetes reported
health of a population, overall quality and available. A financial stress and one-fifth reported

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patient experience of care, and per cap- 1.7 Consider the involvement of com- food insecurity. A recent Canadian study
ita cost (63,64). As health care systems munity health workers to support noted an association of one or more ad-
and practices adapt to the changing the management of diabetes and verse SDOH and health care utilization
landscape of health care, it will be cardiovascular risk factors, espe-
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and poor diabetes outcomes in high-risk
important to integrate traditional dis- cially in underserved communities children with type 1 diabetes (86).
ease-specific metrics with measures of and health care systems. B Another population in which such is-
patient experience, as well as cost, in
be
sues must be considered is older adults,
assessing the quality of diabetes care
Health inequities related to diabetes where social difficulties may impair
(65,66). Information and guidance spe-
and its complications are well docu- quality of life and increase the risk of func-
cific to quality improvement and prac-
tional dependency (87) (see Section 13,
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tice transformation for diabetes care are mented, are heavily influenced by SDOH,
available from the National Institute of and have been associated with greater “Older Adults,” for a detailed discussion
Diabetes and Digestive and Kidney Dis- risk for diabetes, higher population prev- of social considerations in older adults).
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eases guidance on diabetes care and alence, and poorer diabetes outcomes Creating systems-level mechanisms to
quality (67). Using patient registries and (74–78). SDOH are defined as the eco- screen for SDOH may help overcome
electronic health records, health systems nomic, environmental, political, and so- structural barriers and communication
can evaluate the quality of diabetes care cial conditions in which people live and gaps between patients and health care
professionals (77,88). In addition, brief,
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being delivered and perform intervention are responsible for a major part of health
cycles as part of quality improvement inequality worldwide (79). Greater expo- validated screening tools for some SDOH
strategies (68). Improvement of health sure to adverse SDOH over the life course exist and could facilitate discussion around
literacy and numeracy is also a necessary results in worse health (80). The ADA rec- factors that significantly impact treatment
component to improve care (69,70). Crit- ognizes the association between social during the clinical encounter. Below is
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ical to these efforts is health professional and environmental factors and the pre- a discussion of assessment and treat-
adherence to clinical practice recommen- vention and treatment of diabetes and ment considerations in the context of
dations (Table 4.1) and the use of accu- has issued a call for research that seeks food insecurity, homelessness, limited
m

rate, reliable data metrics that include to understand better how these social English proficiency, limited health literacy,
sociodemographic variables to examine determinants influence behaviors and and low literacy.
©A

health equity within and across popula- how the relationships between these
tions (71). variables might be modified for the pre- Food Insecurity
In addition to quality improvement vention and management of diabetes Food insecurity is the unreliable avail-
efforts, other strategies that simulta- (81,82). While a comprehensive strategy ability of nutritious food and the inabil-
neously improve the quality of care to reduce diabetes-related health inequi- ity to consistently obtain food without
and potentially reduce costs are gaining ties in populations has not been formally resorting to socially unacceptable practi-
momentum and include reimbursement studied, general recommendations from ces. Over 18% of the U.S. population re-
structures that, in contrast to visit-based other chronic disease management and ported food insecurity between 2005
billing, reward the provision of appropri- prevention models can be drawn upon and 2014 (89). The rate is higher in some
ate and high-quality care to achieve to inform systems-level strategies in dia- racial/ethnic minority groups, including
metabolic goals (72), value-based pay- betes (83). For example, the National African American and Latino populations,
ments, and incentives that accommodate Academy of Medicine has published a low-income households, and homes
S14 Improving Care and Promoting Health in Populations Diabetes Care Volume 46, Supplement 1, January 2023

headed by single mothers. The food obtain nutritious food more regularly Migrant farmworkers encounter nu-
insecurity rate in individuals with diabe- (98). merous and overlapping barriers to re-
tes may be up to 20% (90). Additionally, ceiving care. Migration, which may occur
the risk for type 2 diabetes is increased Homelessness and Housing Insecurity as frequently as every few weeks for
twofold in those with food insecurity Homelessness/housing insecurity often farmworkers, disrupts care. In addition,
(81) and has been associated with lower accompanies many additional barriers cultural and linguistic barriers, lack of

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engagement in self-care behaviors and to diabetes self-management, including transportation and money, lack of avail-
food insecurity, literacy and numeracy

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medication use, depression, diabetes able work hours, unfamiliarity with new
distress, and worse glycemic manage- deficiencies, lack of insurance, cognitive communities, lack of access to resour-
ment when compared with individuals dysfunction, and mental health issues ces, and other barriers prevent migrant

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who are food secure (91–93). Older (99). The prevalence of diabetes in the farmworkers from accessing health care.

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adults with food insecurity are more homeless population is estimated to be Without regular care, those with diabetes
likely to have emergency department around 8% (100). Additionally, people may suffer severe and often expensive
visits and hospitalizations compared with diabetes who are homeless need complications that affect quality of life.

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with older adults who do not report secure places to keep their diabetes sup- Health care professionals should be
food insecurity (94). Risk for food inse- plies and refrigerator access to properly attuned to all patients’ working and liv-
curity can be assessed with a validated store their insulin and take it on a regu- ing conditions. For example, if a migrant

ss
two-item screening tool (95) that in- lar schedule. The risk for homelessness farmworker with diabetes presents for
cludes the following statements: 1) can be ascertained using a brief risk as- care, appropriate referrals should be ini-
“Within the past 12 months, we wor- sessment tool developed and validated tiated to social workers and community
for use among veterans (101). Housing

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ried whether our food would run out resources, as available, to assist with re-
before we got money to buy more” and insecurity has also been shown to be moving barriers to care.
2) “Within the past 12 months the food directly associated with a person’s ability
we bought just didn’t last, and we didn’t to maintain their diabetes self-manage- Language Barriers
ment (102). Given the potential chal-
te
have money to get more.” An affirma- Health care professionals who care for
tive response to either statement had a lenges, health care professionals who non–English speakers should develop or
care for either homeless or housing- offer educational programs and materi-
sensitivity of 97% and specificity of 83%.
be
insecure individuals should be familiar
Interventions such as food prescription als in languages specific to these patients
with resources or have access to social
programs are considered promising to with the specific goals of preventing dia-
workers who can facilitate stable housing
address food insecurity by integrating betes and building diabetes awareness in
for their patients as a way to improve di-
community resources into primary care people who cannot easily read or write in
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abetes care (103).


settings and directly dealing with food de- English. The National Standards for Cultur-
serts in underserved communities (96,97). ally and Linguistically Appropriate Services
Migrant and Seasonal Agricultural
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in Health and Health Care (National CLAS


Workers
Treatment Considerations Standards) provide guidance on how
Migrant and seasonal agricultural work-
In those with diabetes and food insecu- health care professionals can reduce
ers may have a higher risk of type 2 dia-
rity, the priority is mitigating the increased betes than the overall population. While language barriers by improving their
risk for uncontrolled hyperglycemia and cultural competency, addressing health
ica

migrant farmworker–specific data are


severe hypoglycemia. The reasons for the lacking, most agricultural workers in the literacy, and ensuring communication
increased risk of hyperglycemia include U.S. are Latino, a population with a high with language assistance (106). In addi-
the steady consumption of inexpensive rate of type 2 diabetes. In addition, living tion, the National CLAS Standards web-
carbohydrate-rich processed foods, binge site (thinkculturalhealth.hhs.gov) offers
er

in severe poverty brings with it food in-


eating, financial constraints to filling dia- security, high chronic stress, and an in- several resources and materials that can
betes medication prescriptions, and anxi- creased risk of diabetes; there is also an be used to improve the quality of care
ety/depression leading to poor diabetes delivery to non–English-speaking patients
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association between the use of certain


self-care behaviors. Hypoglycemia can pesticides and the incidence of diabetes (106).
occur due to inadequate or erratic car- (104).
©A

bohydrate consumption following the Data from the Department of Labor Health Literacy and Numeracy
administration of sulfonylureas or insu- indicate that there are 2.5–3 million ag- Health literacy is defined as the degree
lin. See Table 9.2 for drug-specific and ricultural workers in the U.S. These agri- to which individuals have the capacity
patient factors, including cost and risk cultural workers travel throughout the to obtain, process, and understand basic
of hypoglycemia, which may be impor- country, serving as the backbone for a health information and services needed
tant considerations for adults with food multibillion-dollar agricultural industry. to make appropriate decisions (69).
insecurity and type 2 diabetes. Health According to 2021 health center data, Health literacy is strongly associated
care professionals should consider these 175 health centers across the U.S. re- with patients engaging in complex dis-
factors when making treatment deci- ported that they provided health care ease management and self-care (107).
sions for people with food insecurity services to 893,260 adult agricultural Approximately 80 million adults in the
and seek local resources to help people patients, and 91,124 had encounters for U.S. are estimated to have limited or
with diabetes and their family members diabetes (10.2%) (105). low health literacy (70). Clinicians and
diabetesjournals.org/care Improving Care and Promoting Health in Populations S15

diabetes care and education specialists be lifelong (112). These factors are rarely 3. Haire-Joshu D, Hill-Briggs F. The next generation
should ensure they provide easy- addressed in routine treatment or disease of diabetes translation: a path to health equity.
Annu Rev Public Health 2019;40:391–410
to-understand information and reduce management but may be underlying 4. Kazemian P, Shebl FM, McCann N, Walensky
unnecessary complexity when develop- reasons for lower engagement in self- RP, Wexler DJ. Evaluation of the cascade of
ing care plans with patients. Interven- care behaviors and medication use. diabetes care in the United States, 2005–2016.
tions addressing low health literacy in Identification or development of com- JAMA Intern Med 2019;179:1376–1385

n
munity resources to support healthy 5. Kerr EA, Heisler M, Krein SL, et al. Beyond
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©A

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Diabetes Care Volume 46, Supplement 1, January 2023 S19

2. Classification and Diagnosis of Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Diabetes: Standards of Care in Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S19–S40 | https://doi.org/10.2337/dc23-S002 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

2. CLASSIFICATION AND DIAGNOSIS OF DIABETES


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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to

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provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
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tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
be

and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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CLASSIFICATION
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Diabetes can be classified into the following general categories:

1. Type 1 diabetes (due to autoimmune b-cell destruction, usually leading to ab-


solute insulin deficiency, including latent autoimmune diabetes of adulthood)
2. Type 2 diabetes (due to a non-autoimmune progressive loss of adequate
ica

b-cell insulin secretion frequently on the background of insulin resistance and


metabolic syndrome)
3. Specific types of diabetes due to other causes, e.g., monogenic diabetes syn-
dromes (such as neonatal diabetes and maturity-onset diabetes of the young),
er

diseases of the exocrine pancreas (such as cystic fibrosis and pancreatitis), and
drug- or chemical-induced diabetes (such as with glucocorticoid use, in the treat-
ment of HIV/AIDS, or after organ transplantation)
m

4. Gestational diabetes mellitus (diabetes diagnosed in the second or third tri-


mester of pregnancy that was not clearly overt diabetes prior to gestation)
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Disclosure information for each author is


This section reviews most common forms of diabetes but is not comprehensive. For available at https://doi.org/10.2337/dc23-SDIS.
additional information, see the American Diabetes Association (ADA) position state-
Suggested citation: ElSayed NA, Aleppo G, Aroda
ment “Diagnosis and Classification of Diabetes Mellitus” (1). VR, et al., American Diabetes Association. 2.
Classification and diagnosis of diabetes: Standards
Type 1 diabetes and type 2 diabetes are heterogeneous diseases in which clinical of Care in Diabetes—2023. Diabetes Care 2023;
46(Suppl. 1):S19–S40
presentation and disease progression may vary considerably. Classification is impor-
tant for determining therapy, but some individuals cannot be clearly classified as © 2022 by the American Diabetes Association.
having type 1 or type 2 diabetes at the time of diagnosis. The traditional paradigms Readers may use this article as long as the
work is properly cited, the use is educational
of type 2 diabetes occurring only in adults and type 1 diabetes only in children are and not for profit, and the work is not altered.
no longer accurate, as both diseases occur in both age groups. Children with type 1 More information is available at https://www.
diabetes often present with the hallmark symptoms of polyuria/polydipsia, and diabetesjournals.org/journals/pages/license.
S20 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

approximately half present with diabetic combining clinical, pathophysiological, progressive autoimmune b-cell destruc-
ketoacidosis (DKA) (2–4). The onset of and genetic characteristics to more pre- tion (16), thus accelerating insulin initiation
type 1 diabetes may be more variable cisely define the subsets of diabetes that prior to deterioration of glucose manage-
in adults; they may not present with are currently clustered into the type 1 ment or development of DKA (6,17).
the classic symptoms seen in children diabetes versus type 2 diabetes nomen- The paths to b-cell demise and dys-
and may experience temporary remis- clature with the goal of optimizing per- function are less well defined in type 2

n
sion from the need for insulin (5–7). The sonalized treatment approaches. Many diabetes, but deficient b-cell insulin se-
features most useful in discrimination of of these studies show great promise

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cretion, frequently in the setting of insulin
type 1 diabetes include younger age at and may soon be incorporated into the resistance, appears to be the common de-
diagnosis (<35 years) with lower BMI diabetes classification system (13). nominator. Type 2 diabetes is associated

t
(<25 kg/m2), unintentional weight loss, Characterization of the underlying path- with insulin secretory defects related to

ia
ketoacidosis, and glucose >360 mg/dL ophysiology is more precisely developed genetics, inflammation, and metabolic
(20 mmol/L) at presentation (8). Occa- in type 1 diabetes than in type 2 diabe- stress. Future classification schemes for
sionally, people with type 2 diabetes tes. It is now clear from prospective stud- diabetes will likely focus on the patho-

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may present with DKA (9,10), particularly ies that the persistent presence of two or physiology of the underlying b-cell dys-
members of ethnic and racial minorities more islet autoantibodies is a near-certain function (12,13,18–20).
(11). It is important for the health care predictor of clinical diabetes (14). The rate

ss
professional to realize that classification of progression is dependent on the age DIAGNOSTIC TESTS FOR DIABETES
of diabetes type is not always straight- at first detection of autoantibody, number
Diabetes may be diagnosed based on
forward at presentation and that mis- of autoantibodies, autoantibody specific-
diagnosis is common (e.g., adults with ity, and autoantibody titer. Glucose and plasma glucose criteria, either the fast-

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type 1 diabetes misdiagnosed as having A1C levels rise well before the clinical ing plasma glucose (FPG) value or the
type 2 diabetes, individuals with maturity- onset of diabetes, making diagnosis feasi- 2-h plasma glucose (2-h PG) value during
onset diabetes of the young [MODY] ble well before the onset of DKA. Three a 75-g oral glucose tolerance test (OGTT)
misdiagnosed as having type 1 diabe- distinct stages of type 1 diabetes can or A1C criteria (21) (Table 2.2).
te
tes). Although difficulties in distinguish- be identified (Table 2.1) and serve as Generally, FPG, 2-h PG during 75-g
ing diabetes type may occur in all age a framework for research and regula- OGTT, and A1C are equally appropriate
for diagnostic screening. It should be
be
groups at onset, the diagnosis becomes tory decision-making (12,15). There is
more obvious over time in people with debate as to whether slowly progressive noted that detection rates of different
b-cell deficiency as the degree of b-cell autoimmune diabetes with an adult on- screening tests vary in both populations
deficiency becomes clear. set should be termed latent autoimmune and individuals. Moreover, the efficacy
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In both type 1 and type 2 diabetes, diabetes in adults (LADA) or type 1 dia- of interventions for primary preven-
various genetic and environmental factors betes. The clinical priority with detection tion of type 2 diabetes has mainly been
can result in the progressive loss of b-cell of LADA is awareness that slow auto- demonstrated among individuals who
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mass and/or function that manifests clini- immune b-cell destruction can occur in have impaired glucose tolerance (IGT)
cally as hyperglycemia. Once hypergly- adults leading to a long duration of mar- with or without elevated fasting glucose,
cemia occurs, people with all forms of ginal insulin secretory capacity. For the not for individuals with isolated im-
diabetes are at risk for developing the purpose of this classification, all forms paired fasting glucose (IFG) or for those
ica

same chronic complications, although rates of diabetes mediated by autoimmune with prediabetes defined by A1C criteria
of progression may differ. The identification b-cell destruction are included under (22,23).
of individualized therapies for diabetes the rubric of type 1 diabetes. Use of the The same tests may be used to screen
in the future will be informed by better term LADA is common and acceptable for and diagnose diabetes and to detect
er

characterization of the many paths to in clinical practice and has the practical individuals with prediabetes (Table 2.2 and
b-cell demise or dysfunction (12). Across impact of heightening awareness of Table 2.5) (24). Diabetes may be identified
the globe, many groups are working on a population of adults likely to have anywhere along the spectrum of clinical
m

Table 2.1—Staging of type 1 diabetes (12,16)


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Stage 1 Stage 2 Stage 3


Characteristics  Autoimmunity  Autoimmunity  Autoimmunity
 Normoglycemia  Dysglycemia  Overt hyperglycemia
 Presymptomatic  Presymptomatic  Symptomatic
Diagnostic criteria  Multiple islet autoantibodies  Islet autoantibodies (usually multiple)  Autoantibodies may become absent
 No IGT or IFG  Dysglycemia: IFG and/or IGT  Diabetes by standard criteria
 FPG 100–125 mg/dL (5.6–6.9 mmol/L)
 2-h PG 140–199 mg/dL (7.8–11.0 mmol/L)
 A1C 5.7–6.4% (39–47 mmol/mol) or $10%
increase in A1C

FPG, fasting plasma glucose; IFG, impaired fasting glucose; IGT, impaired glucose tolerance; 2-h PG, 2-h plasma glucose.
diabetesjournals.org/care Classification and Diagnosis of Diabetes S21

Complications Trial (DCCT) reference as-


Table 2.2—Criteria for the diagnosis of diabetes
say. Point-of-care A1C assays may be
FPG $126 mg/dL (7.0 mmol/L). Fasting is defined as no caloric intake for at least 8 h.*
NGSP certified and cleared by the U.S.
OR Food and Drug Administration (FDA)
2-h PG $200 mg/dL (11.1 mmol/L) during OGTT. The test should be performed as described for use in monitoring glycemic control
by WHO, using a glucose load containing the equivalent of 75 g anhydrous glucose in people with diabetes in both Clinical

n
dissolved in water.* Laboratory Improvement Amendments
(CLIA)-regulated and CLIA-waived settings.

io
OR
A1C $6.5% (48 mmol/mol). The test should be performed in a laboratory using a method
FDA-approved point-of-care A1C testing
that is NGSP certified and standardized to the DCCT assay.* can be used in laboratories or sites that

t
are CLIA certified, are inspected, and
OR

ia
meet the CLIA quality standards. These
In a patient with classic symptoms of hyperglycemia or hyperglycemic crisis, a random standards include specified personnel re-
plasma glucose $200 mg/dL (11.1 mmol/L). quirements (including documented annual

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DCCT, Diabetes Control and Complications Trial; FPG, fasting plasma glucose; OGTT, oral glu- competency assessments) and participa-
cose tolerance test; NGSP, National Glycohemoglobin Standardization Program; WHO, World tion three times per year in an approved
Health Organization; 2-h PG, 2-h plasma glucose. *In the absence of unequivocal hyperglyce- proficiency testing program (29–32). As
mia, diagnosis requires two abnormal test results from the same sample or in two separate discussed in Section 6, “Glycemic Targets,”

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test samples.
point-of-care A1C assays may be more
generally applied for assessment of glyce-
scenarios—in seemingly low-risk individ- mic stability in the clinic.

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Food and Drug Administration–
uals who happen to have glucose testing, A1C has several advantages compared
approved devices at laborato-
in individuals screened based on diabetes with FPG and OGTT, including greater
ries proficient in performing
risk assessment, and in symptomatic pa- convenience (fasting not required), greater
testing of moderate complex-
tients. For additional details on the evi- preanalytical stability, and fewer day-to-day
te
ity or higher by trained per- perturbations during stress, changes in
dence used to establish the criteria for
sonnel. B nutrition, or illness. However, these ad-
the diagnosis of diabetes, prediabetes,
2.2 Marked discordance between
be
and abnormal glucose tolerance (IFG, vantages may be offset by the lower
IGT), see the ADA position statement measured A1C and plasma glu- sensitivity of A1C at the designated cut
“Diagnosis and Classification of Diabetes cose levels should raise the point, greater cost, limited availability of
Mellitus” (1) and other reports (21,25,26). possibility of A1C assay interfer- A1C testing in certain regions of the de-
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ence and consideration of using veloping world, and the imperfect cor-
Fasting and 2-Hour Plasma Glucose an assay without interference relation between A1C and average
The FPG and 2-h PG may be used to di- or plasma blood glucose criteria glucose in certain individuals. The A1C
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agnose diabetes (Table 2.2). The concor- to diagnose diabetes. B test, with a diagnostic threshold of $6.5%
dance between the FPG and 2-h PG tests 2.3 In conditions associated with (48 mmol/mol), diagnoses only 30% of the
is imperfect, as is the concordance be- an altered relationship between diabetes cases identified collectively using
tween A1C and either glucose-based test. A1C and glycemia, such as A1C, FPG, or 2-h PG, according to National
ica

Compared with FPG and A1C cut points, hemoglobinopathies including Health and Nutrition Examination Survey
the 2-h PG value diagnoses more people sickle cell disease, pregnancy (NHANES) data (33). Despite these limi-
with prediabetes and diabetes (27). In (second and third trimesters tations with A1C, in 2009, the Interna-
people in whom there is discordance and the postpartum period), tional Expert Committee added A1C to
between A1C values and glucose values,
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glucose-6-phosphate dehydro- the diagnostic criteria with the goal of in-


FPG and 2-h PG are more accurate (28). genase deficiency, HIV, hemo- creased screening (21).
dialysis, recent blood loss or When using A1C to diagnose diabetes,
m

A1C transfusion, or erythropoietin it is important to recognize that A1C is


Recommendations therapy, only plasma blood glu- an indirect measure of average blood
2.1a To avoid misdiagnosis or missed cose criteria should be used to glucose levels and to take other factors
©A

diagnosis, the A1C test should diagnose diabetes. B into consideration that may impact he-
be performed using a method 2.4 Adequate carbohydrate intake moglobin glycation independently of gly-
that is certified by the National (at least 150 g/day) should be cemia, such as hemodialysis, pregnancy,
assured for 3 days prior to HIV treatment (34,35), age, race/ethnicity,
Glycohemoglobin Standardiza-
oral glucose tolerance testing genetic background, and anemia/
tion Program (NGSP) and stan-
as a screen for diabetes. A hemoglobinopathies. (See OTHER CONDI-
dardized to the Diabetes Control
TIONS ALTERING THE RELATIONSHIP OF A 1C AND
and Complications Trial (DCCT)
GLYCEMIA below for more information.)
assay. B
The A1C test should be performed us-
2.1b Point-of-care A1C testing for
ing a method that is certified by the Age
diabetes screening and diagno-
NGSP (ngsp.org) and standardized or The epidemiologic studies that formed
sis should be restricted to U.S.
traceable to the Diabetes Control and the basis for recommending A1C to
S22 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

diagnose diabetes included only adult measured with continuous glucose on the basis of the confirmatory screen-
populations (33). However, recent ADA monitoring (46). A recent report in ing test. For example, if a patient meets
clinical guidance concluded that A1C, Afro-Caribbean people demonstrated a the diabetes criterion of the A1C (two
FPG, or 2-h PG could be used to test lower A1C than predicted by glucose lev- results $6.5% [48 mmol/mol]) but not
for prediabetes or type 2 diabetes in els (47). Despite these and other reported FPG (<126 mg/dL [7.0 mmol/L]), that
children and adolescents (see SCREENING differences, the association of A1C with person should nevertheless be consid-

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AND TESTING FOR PREDIABETES AND TYPE 2 DIABETES risk for complications appears to be ered to have diabetes.
below for addi- similar in African American and non- Each of the screening tests has prea-

io
IN CHILDREN AND ADOLESCENTS
tional information) (36). Hispanic White populations (42,48). nalytic and analytic variability, so it is
In the Taiwanese population, age and possible that a test yielding an abnor-

t
Race/Ethnicity/Hemoglobinopathies sex have been reported to be associ- mal result (i.e., above the diagnostic

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Hemoglobin variants can interfere with ated with increased A1C in men (49); threshold), when repeated, will produce
the measurement of A1C, although most the clinical implications of this finding a value below the diagnostic cut point.
assays in use in the U.S. are unaffected are unclear at this time. This scenario is likely for FPG and 2-h PG

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by the most common variants. Marked if the glucose samples remain at room
discrepancies between measured A1C Other Conditions Altering the Relationship temperature and are not centrifuged
and plasma glucose levels should prompt of A1C and Glycemia promptly. Because of the potential for

ss
consideration that the A1C assay may In conditions associated with increased preanalytic variability, it is critical that
not be reliable for that individual. For red blood cell turnover, such as sickle samples for plasma glucose be spun and
individuals with a hemoglobin variant but cell disease, pregnancy (second and third separated immediately after they are
normal red blood cell turnover, such as trimesters), glucose-6-phosphate dehydro- drawn. If patients have test results near

sA
those with the sickle cell trait, an A1C as- genase deficiency (50,51), hemodialysis, the margins of the diagnostic threshold,
say without interference from hemoglo- recent blood loss or transfusion, or the health care professional should dis-
bin variants should be used. An updated erythropoietin therapy, only plasma blood cuss signs and symptoms with the pa-
list of A1C assays with interferences is glucose criteria should be used to diag- tient and repeat the test in 3–6 months.
te
available at ngsp.org/interf.asp. nose diabetes (52). A1C is less reliable People should consume a mixed diet
African American individuals heterozy- than blood glucose measurement in other with at least 150 g of carbohydrates on
conditions such as the postpartum state
be
gous for the common hemoglobin vari- the 3 days prior to oral glucose tolerance
ant HbS may have, for any given level of (53–55), HIV treated with certain protease testing (58–60). Fasting and carbohydrate
mean glycemia, lower A1C by about inhibitors (PIs) and nucleoside reverse restriction can falsely elevate glucose level
0.3% compared with those without the transcriptase inhibitors (NRTIs) (34), and with an oral glucose challenge.
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trait (37). Another genetic variant, X-linked iron-deficient anemia (56).


glucose-6-phosphate dehydrogenase Diagnosis
G202A, carried by 11% of African Amer- Confirming the Diagnosis In a patient with classic symptoms, mea-
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ican individuals, was associated with a Unless there is a clear clinical diagnosis surement of plasma glucose is sufficient
decrease in A1C of about 0.8% in homo- (e.g., patient in a hyperglycemic crisis or to diagnose diabetes (symptoms of hy-
zygous men and 0.7% in homozygous with classic symptoms of hyperglycemia perglycemia or hyperglycemic crisis plus
women compared with those without and a random plasma glucose $200 mg/dL a random plasma glucose $200 mg/dL
ica

the variant (38). For example, in Tanza- [11.1 mmol/L]), diagnosis requires two [11.1 mmol/L]). In these cases, knowing
nia, where there is a high likelihood of abnormal screening test results, either the plasma glucose level is critical because,
hemoglobinopathies in people with HIV, from the same sample (57) or in two in addition to confirming that symptoms
A1C may be lower than expected based separate test samples. If using two sepa- are due to diabetes, it will inform manage-
er

on glucose, limiting its usefulness for rate test samples, it is recommended that ment decisions. Some health care profes-
screening (39). the second test, which may either be a sionals may also want to know the A1C to
Even in the absence of hemoglobin repeat of the initial test or a different determine the chronicity of the hyper-
m

variants, A1C levels may vary with race/ test, be performed without delay. For glycemia. The criteria to diagnose diabe-
ethnicity independently of glycemia (40–42). example, if the A1C is 7.0% (53 mmol/mol) tes are listed in Table 2.2.
For example, African American individu- and a repeat result is 6.8% (51 mmol/mol),
©A

als may have higher A1C levels than the diagnosis of diabetes is confirmed. If
TYPE 1 DIABETES
non-Hispanic White individuals with simi- two different tests (such as A1C and FPG)
lar fasting and post–glucose load glucose are both above the diagnostic threshold Recommendations
levels (43). Though conflicting data exist, when analyzed from the same sample or 2.5 Screening for presymptomatic
African American individuals may also in two different test samples, this also type 1 diabetes using screen-
have higher levels of fructosamine and confirms the diagnosis. On the other ing tests that detect autoanti-
glycated albumin and lower levels of hand, if a patient has discordant results bodies to insulin, glutamic acid
1,5-anhydroglucitol, suggesting that their from two different tests, then the test decarboxylase (GAD), islet anti-
glycemic burden (particularly postprandi- result that is above the diagnostic cut gen 2, or zinc transporter 8 is
ally) may be higher (44,45). Similarly, point should be repeated, with careful currently recommended in the
A1C levels may be higher for a given consideration of the possibility of A1C setting of a research study or
mean glucose concentration when assay interference. The diagnosis is made
diabetesjournals.org/care Classification and Diagnosis of Diabetes S23

can be considered an option dependent on insulin for survival and are checkpoint inhibitors (73). To date, the
for first-degree family mem- at risk for DKA (5–7,67,68). At this majority of immune checkpoint inhibitor–
bers of a proband with type 1 later stage of the disease, there is lit- related cases of type 1 diabetes occur in
tle or no insulin secretion, as manifested people with high-risk HLA-DR4 (present in
diabetes. B
by low or undetectable levels of plasma C- 76% of patients), whereas other high-risk
2.6 Development of and persistence
peptide. Immune-mediated diabetes is HLA alleles are not more common than

n
of multiple islet autoantibodies
the most common form of diabetes in those in the general population (73). To
is a risk factor for clinical di-
childhood and adolescence, but it can

io
date, risk cannot be predicted by family
abetes and may serve as an
occur at any age, even in the 8th and history or autoantibodies, so all health care
indication for intervention in
9th decades of life. professionals administering these medica-
the setting of a clinical trial or

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Autoimmune destruction of b-cells has tions should be mindful of this adverse ef-
screening for stage 2 type 1

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multiple genetic factors and is also re- fect and educate patients appropriately.
diabetes. B lated to environmental factors that are
still poorly defined. Although individuals Idiopathic Type 1 Diabetes

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Immune-Mediated Diabetes
do not typically have obesity when they Some forms of type 1 diabetes have no
This form, previously called “insulin- present with type 1 diabetes, obesity is known etiologies. These individuals have
dependent diabetes” or “juvenile-onset increasingly common in the general pop- permanent insulinopenia and are prone

ss
diabetes,” accounts for 5–10% of diabetes ulation; as such, obesity should not pre- to DKA but have no evidence of b-cell
and is due to cell-mediated autoimmune clude testing for type 1 diabetes. People autoimmunity. However, only a minority
with type 1 diabetes are also prone to
destruction of the pancreatic b-cells. Au- of people with type 1 diabetes fall into this
other autoimmune disorders such as

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toimmune markers include islet cell auto- category. Individuals with autoantibody-
Hashimoto thyroiditis, Graves disease, ce- negative type 1 diabetes of African or
antibodies and autoantibodies to GAD
liac disease, Addison disease, vitiligo, Asian ancestry may suffer from episodic
(glutamic acid decarboxylase, GAD65),
autoimmune hepatitis, myasthenia gra- DKA and exhibit varying degrees of insu-
insulin, the tyrosine phosphatases islet
vis, and pernicious anemia (see Section 4,
te
antigen 2 (IA-2) and IA-2b, and zinc trans- lin deficiency between episodes (possibly
“Comprehensive Medical Evaluation and
porter 8. Numerous clinical studies are ketosis-prone diabetes) (74). This form of
Assessment of Comorbidities”). Type 1
being conducted to test various methods diabetes is strongly inherited and is not
be
diabetes can be associated with mono-
of preventing type 1 diabetes in those HLA associated. An absolute requirement
genic polyglandular autoimmune syn-
with evidence of islet autoimmunity for insulin replacement therapy in affected
dromes, including immune dysregulation,
(trialnet.org/our-research/prevention- individuals may be intermittent. Future
polyendocrinopathy, enteropathy, and
studies) (14,17,61–64). Stage 1 of research is needed to determine the
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X-linked (IPEX) syndrome, which is an


type 1 diabetes is defined by the cause of b-cell destruction in this rare
early-onset systemic autoimmune, ge-
presence of two or more of these au- clinical scenario.
netic disorder caused by mutation of
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toimmune markers. The disease has the forkhead box protein 3 (FOXP3)
strong HLA associations, with linkage gene, and another caused by the auto- Screening for Type 1 Diabetes Risk
to the DQB1 and DRB1 haplotypes, and immune regulator (AIRE) gene mutation The incidence and prevalence of type 1
genetic screening has been used in some (69,70). As indicated by the names, diabetes are increasing (75). People with
type 1 diabetes often present with acute
ica

research studies to identify high-risk these disorders are associated with


populations. Specific alleles in these genes other autoimmune and rheumatological symptoms of diabetes and markedly ele-
can be either predisposing or protective diseases. vated blood glucose levels, and 40–60%
(Table 2.1). Introduction of immunotherapy, spe- are diagnosed with life-threatening DKA
The rate of b-cell destruction is quite (2–4). Multiple studies indicate that mea-
er

cifically checkpoint inhibitors, for cancer


variable, being rapid in some individuals treatment has led to unexpected ad- suring islet autoantibodies in relatives of
(particularly but not exclusively in infants verse events, including immune system those with type 1 diabetes (15) or in chil-
and children) and slow in others (mainly dren from the general population (76,77)
m

activation precipitating autoimmune dis-


but not exclusively adults) (65,66). Chil- ease. Fulminant onset of type 1 diabe- can effectively identify those who will de-
dren and adolescents often present with tes can develop, with DKA and low or velop type 1 diabetes. A study reported
DKA as the first manifestation of the
©A

undetectable levels of C-peptide as a the risk of progression to type 1 diabetes


disease, and the rates in the U.S. have marker of endogenous b-cell function from the time of seroconversion to auto-
increased dramatically over the past (71,72). Fewer than half of these pa- antibody positivity in three pediatric co-
20 years (2–4). Others have modest tients have autoantibodies that are seen horts from Finland, Germany, and the U.S.
fasting hyperglycemia that can rapidly in type 1 diabetes, supporting alternate Of the 585 children who developed more
change to severe hyperglycemia and/ pathobiology. This immune-related adverse than two autoantibodies, nearly 70% de-
or DKA with infection or other stress. event occurs in just under 1% of check- veloped type 1 diabetes within 10 years
Adults may retain sufficient b-cell func- point inhibitor-treated patients but most and 84% within 15 years (14). These find-
tion to prevent DKA for many years; commonly occurs with agents that block ings are highly significant because while
such individuals may have remission the programmed cell death protein 1/ the German group was recruited from off-
or decreased insulin needs for months programmed cell death ligand 1 pathway spring of parents with type 1 diabetes, the
or years and eventually become alone or in combination with other Finnish and American groups were
S24 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

recruited from the general popula- 2.8 Testing for prediabetes and/ 2.14 Risk-based screening for predi-
tion. Remarkably, the findings in all or type 2 diabetes in asymp- abetes and/or type 2 diabetes
three groups were the same, suggesting tomatic people should be should be considered after
that the same sequence of events led to considered in adults of any age the onset of puberty or after
clinical disease in both “sporadic” and fa- with overweight or obesity 10 years of age, whichever
milial cases of type 1 diabetes. Indeed, (BMI $25 kg/m2 or $23 kg/m2

n
occurs earlier, in children and
the risk of type 1 diabetes increases as in Asian American individuals) adolescents with overweight
the number of relevant autoantibodies

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who have one or more risk (BMI $85th percentile) or
detected increases (63,78,79). In The En- factors (Table 2.3). B obesity (BMI $95th percentile)
vironmental Determinants of Diabetes in 2.9 For all people, screening should and who have one or more

t
the Young (TEDDY) study, type 1 diabetes begin at age 35 years. B risk factors for diabetes. (See

ia
developed in 21% of 363 subjects with 2.10 If tests are normal, repeat
at least one autoantibody at 3 years of Table 2.4 for evidence grad-
screening recommended at ing of risk factors.) B
age (80). Such testing, coupled with edu- a minimum of 3-year inter-

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cation about diabetes symptoms and close 2.15 People with HIV should be
vals is reasonable, sooner with
follow-up, has been shown to enable ear- screened for diabetes and pre-
symptoms or change in risk
lier diagnosis and prevent DKA (81,82). diabetes with a fasting glucose
(i.e., weight gain). C
While widespread clinical screening test before starting antiretrovi-

ss
2.11 To screen for prediabetes and
of asymptomatic low-risk individuals is ral therapy, at the time of
type 2 diabetes, fasting plasma
not currently recommended due to lack switching antiretroviral therapy,
glucose, 2-h plasma glucose
of approved therapeutic interventions, during 75-g oral glucose toler- and 3–6 months after starting

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several innovative research screening pro- ance test, and A1C are each or switching antiretroviral ther-
grams are available in Europe (e.g., Fr1da, appropriate (Table 2.2 and apy. If initial screening results
gppad.org) and the U.S. (trialnet.org, Table 2.5). B are normal, fasting glucose
askhealth.org). Participation should be 2.12 When using oral glucose toler- should be checked annually. E
te
encouraged to accelerate development ance testing as a screen for di-
of evidence-based clinical guidelines for abetes, adequate carbohydrate
the general population and relatives of Prediabetes
be
intake (at least 150 g/day) “Prediabetes” is the term used for indi-
those with type 1 diabetes. Individuals should be assured for 3 days
who test positive should be counseled viduals whose glucose levels do not
prior to testing. A
about the risk of developing diabetes, meet the criteria for diabetes yet have
2.13 In people with prediabetes and
diabetes symptoms, and DKA preven- abnormal carbohydrate metabolism (48,85).
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type 2 diabetes, identify and


tion. Numerous clinical studies are be- People with prediabetes are defined
treat cardiovascular disease risk
ing conducted to test various methods by the presence of IFG and/or IGT
factors. A
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of preventing and treating stage 2 type 1 and/or A1C 5.7–6.4% (39–47 mmol/mol)
diabetes in those with evidence of auto-
immunity with promising results (see
Table 2.3—Criteria for screening for diabetes or prediabetes in asymptomatic
clinicaltrials.gov and trialnet.org). Delay
adults
of overt diabetes development in stage 2
ica

1. Testing should be considered in adults with overweight or obesity (BMI $25 kg/m2 or
type 1 diabetes with the anti-CD3 anti- $23 kg/m2 in Asian American individuals) who have one or more of the following risk factors:
body teplizumab in relatives at risk for  First-degree relative with diabetes
type 1 diabetes was reported in 2019,  High-risk race/ethnicity (e.g., African American, Latino, Native American, Asian
with an extension of the randomized American, Pacific Islander)
er

controlled trial in 2021 (83,84). Based on  History of CVD


these data, this agent has been submit-  Hypertension ($140/90 mmHg or on therapy for hypertension)
 HDL cholesterol level <35 mg/dL (0.90 mmol/L) and/or a triglyceride level >250 mg/dL
ted to the FDA for the indication of delay
m

(2.82 mmol/L)
or prevention of clinical type 1 diabetes  Individuals with polycystic ovary syndrome
in at-risk individuals. Neither this agent  Physical inactivity
nor others in this category are currently  Other clinical conditions associated with insulin resistance (e.g., severe obesity,
©A

available for clinical use. acanthosis nigricans)


2. People with prediabetes (A1C $5.7% [39 mmol/mol], IGT, or IFG) should be tested yearly.
PREDIABETES AND TYPE 2 DIABETES
3. People who were diagnosed with GDM should have lifelong testing at least every 3 years.
Recommendations 4. For all other people, testing should begin at age 35 years.
2.7 Screening for prediabetes and
5. If results are normal, testing should be repeated at a minimum of 3-year intervals, with
type 2 diabetes with an infor- consideration of more frequent testing depending on initial results and risk status.
mal assessment of risk factors
6. People with HIV
or validated risk calculator
should be done in asymptom- CVD, cardiovascular disease; GDM, gestational diabetes mellitus; IFG, impaired fasting glu-
atic adults. B cose; IGT, impaired glucose tolerance.
diabetesjournals.org/care Classification and Diagnosis of Diabetes S25

Hence, it is reasonable to consider an


Table 2.4—Risk-based screening for type 2 diabetes or prediabetes in
asymptomatic children and adolescents in a clinical setting A1C range of 5.7–6.4% (39–47 mmol/mol)
Screening should be considered in youth* who have overweight ($85th percentile) or as identifying individuals with prediabe-
obesity ($95th percentile) A and who have one or more additional risk factors based on tes. Similar to those with IFG and/or IGT,
the strength of their association with diabetes: individuals with A1C of 5.7–6.4% (39–
 Maternal history of diabetes or GDM during the child’s gestation A 47 mmol/mol) should be informed of

n
 Family history of type 2 diabetes in first- or second-degree relative A
their increased risk for diabetes and CVD
 Race/ethnicity (Native American, African American, Latino, Asian American, Pacific

io
Islander) A and counseled about effective strategies
 Signs of insulin resistance or conditions associated with insulin resistance (acanthosis nigricans, to lower their risks (see Section 3,
hypertension, dyslipidemia, polycystic ovary syndrome, or small-for-gestational-age birth “Prevention or Delay of Type 2 Diabetes

t
weight) B and Associated Comorbidities”). Similar

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GDM, gestational diabetes mellitus. *After the onset of puberty or after 10 years of age, to glucose measurements, the continuum
whichever occurs earlier. If tests are normal, repeat testing at a minimum of 3-year intervals of risk is curvilinear, so as A1C rises, the

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(or more frequently if BMI is increasing or risk factor profile deteriorating) is recommended. diabetes risk rises disproportionately (86).
Reports of type 2 diabetes before age 10 years exist, and this can be considered with nu-
Aggressive interventions and vigilant
merous risk factors.
follow-up should be pursued for those
considered at very high risk (e.g., those

ss
(Table 2.5). Prediabetes should not be defined by A1C criteria demonstrated a with A1C >6.0% [42 mmol/mol]).
viewed as a clinical entity in its own right strong, continuous association between Table 2.5 summarizes the categories
but rather as a risk factor for progression A1C and subsequent diabetes. In a sys- of prediabetes, and Table 2.3 outlines

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to diabetes and cardiovascular disease tematic review of 44,203 individuals from the criteria for screening for prediabe-
(CVD). Criteria for screening for diabetes 16 cohort studies with a follow-up interval tes. The ADA Diabetes Risk Test is an
or prediabetes in asymptomatic adults averaging 5.6 years (range 2.8–12 years), additional option for assessment to
are outlined in Table 2.3. Prediabetes is those with A1C between 5.5% and 6.0% determine the appropriateness of screen-
te
associated with obesity (especially ab- (between 37 and 42 mmol/mol) had a ing for diabetes or prediabetes in asymp-
dominal or visceral obesity), dyslipidemia substantially increased risk of diabetes tomatic adults (Fig. 2.1) (diabetes.org/
socrisktest). For additional background
be
with high triglycerides and/or low HDL (5-year incidence from 9% to 25%). Those
cholesterol, and hypertension. The pres- with an A1C range of 6.0–6.5% (42–48 regarding risk factors and screening
ence of prediabetes should prompt com- mmol/mol) had a 5-year risk of develop- for prediabetes, see SCREENING AND TESTING
prehensive screening for cardiovascular ing diabetes between 25% and 50% and FOR PREDIABETES AND TYPE 2 DIABETES IN ASYMPTOM-
ia

risk factors. a relative risk 20 times higher compared ATIC ADULTS and also SCREENING AND TESTING FOR
with A1C of 5.0% (31 mmol/mol) (86). In a PREDIABETES AND TYPE 2 DIABETES IN CHILDREN
Diagnosis community-based study of African American AND ADOLESCENTS below. For details re-
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IFG is defined as FPG levels from 100 to and non-Hispanic White adults without garding individuals with prediabetes
125 mg/dL (from 5.6 to 6.9 mmol/L) diabetes, baseline A1C was a stronger most likely to benefit from a formal
(82,83) and IGT as 2-h PG levels during predictor of subsequent diabetes and car- behavioral or lifestyle intervention,
75-g OGTT from 140 to 199 mg/dL (from diovascular events than fasting glucose see Section 3, “Prevention or Delay
ica

7.8 to 11.0 mmol/L) (25). It should be (87). Other analyses suggest that A1C of of Type 2 Diabetes and Associated
noted that the World Health Organiza- 5.7% (39 mmol/mol) or higher is associ- Comorbidities.”
tion and numerous other diabetes organ- ated with a diabetes risk similar to that of
izations define the IFG lower limit at the high-risk participants in the Diabetes Type 2 Diabetes
er

110 mg/dL (6.1 mmol/L). Prevention Program (DPP) (88), and A1C Type 2 diabetes, previously referred to
As with the glucose measures, several at baseline was a strong predictor of the as “non-insulin-dependent diabetes”
prospective studies that used A1C to development of glucose-defined diabetes or “adult-onset diabetes,” accounts for
m

predict the progression to diabetes as during the DPP and its follow-up (89). 90–95% of all diabetes. This form en-
compasses individuals who have relative
(rather than absolute) insulin deficiency
©A

Table 2.5—Criteria defining prediabetes*


FPG 100 mg/dL (5.6 mmol/L) to 125 mg/dL (6.9 mmol/L) (IFG)
and have peripheral insulin resistance.
At least initially, and often throughout
OR
their lifetime, these individuals may not
2-h PG during 75-g OGTT 140 mg/dL (7.8 mmol/L) to 199 mg/dL (11.0 mmol/L) (IGT) need insulin treatment to survive.
OR There are various causes of type 2 di-
A1C 5.7–6.4% (39–47 mmol/mol)
abetes. Although the specific etiologies
are not known, autoimmune destruction
FPG, fasting plasma glucose; IFG, impaired fasting glucose; IGT, impaired glucose tolerance; of b-cells does not occur, and patients
OGTT, oral glucose tolerance test; 2-h PG, 2-h plasma glucose. *For all three tests, risk is
do not have any of the other known
continuous, extending below the lower limit of the range and becoming disproportionately
greater at the higher end of the range. causes of diabetes. Most, but not all,
people with type 2 diabetes have
S26 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

American
Diabetes
® Association®

Connected for Life

n
Are you at risk for type 2 diabetes?

t io
WRITE YOUR SCORE
Diabetes Risk Test: IN THE BOX.

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Height Weight (lbs.)
1. How old are you? ................................................... 4’ 10” 119–142 143–190 191+
Less than 40 years (0 points)

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4’ 11” 124–147 148–197 198+
40–49 years (1 point)
5’ 0” 128–152 153–203 204+
50–59 years (2 points)
5’ 1” 132–157 158–210 211+
60 years or older (3 points)
5’ 2” 136–163 164–217 218+

ss
2. Are you a man or a woman? ................................. 5’ 3” 141–168 169–224 225+
Man (1 point) Woman (0 points) 5’ 4” 145–173 174–231 232+
5’ 5” 150–179 180–239 240+
3. If you are a woman, have you ever been

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5’ 6” 155–185 186–246 247+
diagnosed with gestational diabetes?..................
5’ 7” 159–190 191–254 255+
Yes (1 point) No (0 points)
5’ 8” 164–196 197–261 262+
4. Do you have a mother, father, sister or brother 5’ 9” 169–202 203–269 270+
te
with diabetes? ........................................................ 5’ 10” 174–208 209–277 278+
Yes (1 point) No (0 points) 5’ 11” 179–214 215–285 286+

5. Have you ever been diagnosed with high 6’ 0” 184–220 221–293 294+
be

blood pressure? ..................................................... 6’ 1” 189–226 227–301 302+


Yes (1 point) No (0 points) 6’ 2” 194–232 233–310 311+
6’ 3” 200–239 240–318 319+
6. Are you physically active? ....................................
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6’ 4” 205–245 246–327 328+


Yes (0 points) No (1 point)
1 point 2 points 3 points
7. What is your weight category? ............................. If you weigh less than the amount in
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See chart at right. the left column: 0 points

Adapted from Bang et al., Ann Intern Med


ADD UP 151:775–783, 2009 • Original algorithm was validated
without gestational diabetes as part of the model.
YOUR SCORE.
If you scored 5 or higher:
ica

You are at increased risk for having type 2 diabetes.


However, only your doctor can tell for sure if you do
Lower Your Risk
have type 2 diabetes or prediabetes, a condition in The good news is you can manage your
Diabetes Risk Test | American Diabetes Association®

which blood glucose levels are higher than normal risk for type 2 diabetes. Small steps make
but not yet high enough to be diagnosed as diabetes. a big difference in helping you live a longer,
healthier life.
er

Talk to your doctor to see if additional testing is needed.


If you are at high risk, your first step is to
Type 2 diabetes is more common in African Americans, visit your doctor to see if additional testing
Hispanics/Latinos, Native Americans, Asian Americans, is needed.
m

and Native Hawaiians and Pacific Islanders.


Visit diabetes.org or call 1-800-DIABETES
Higher body weight increases diabetes risk for everyone. (800-342-2383) for information, tips on
Asian Americans are at increased diabetes risk at lower getting started, and ideas for simple, small
©A

body weight than the rest of the general public (about 15 steps you can take to help lower your risk.
pounds lower).

Learn more at diabetes.org/risktest | 1-800-DIABETES (800-342-2383)

Figure 2.1—ADA risk test (diabetes.org/socrisktest).

overweight or obesity. Excess weight it- percentage of body fat distributed pre- illness such as infection or myocardial infarc-
self causes some degree of insulin re- dominantly in the abdominal region. tion or with the use of certain drugs (e.g.,
sistance. Individuals who do not have DKA seldom occurs spontaneously in corticosteroids, atypical antipsychotics, and
obesity or overweight by traditional type 2 diabetes; when seen, it usually arises sodium–glucose cotransporter 2 inhibitors)
weight criteria may have an increased in association with the stress of another (90,91). Type 2 diabetes frequently goes
diabetesjournals.org/care Classification and Diagnosis of Diabetes S27

undiagnosed for many years because guide health care professionals on (109). Employing a probabilistic model,
hyperglycemia develops gradually and, whether performing a diagnostic test Peterson et al. (110) demonstrated cost
at earlier stages, is often not severe (Table 2.2) is appropriate. Prediabetes and health benefits of preconception
enough for the patient to notice the and type 2 diabetes meet criteria for screening.
classic diabetes symptoms caused by hy- conditions in which early detection via A large European randomized con-
perglycemia, such as dehydration or un- screening is appropriate. Both conditions trolled trial compared the impact of

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intentional weight loss. Nevertheless, are common and impose significant clin- screening for diabetes and intensive
even undiagnosed people with diabetes ical and public health burdens. There is multifactorial intervention with that of

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are at increased risk of developing macro- often a long presymptomatic phase be- screening and routine care (111). Gen-
vascular and microvascular complications. fore the diagnosis of type 2 diabetes. eral practice patients between the ages

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People with type 2 diabetes may have Simple tests to detect preclinical disease of 40 and 69 years were screened for

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insulin levels that appear normal or ele- are readily available (101). The duration diabetes and randomly assigned by prac-
vated, yet the failure to normalize blood of glycemic burden is a strong predictor tice to intensive treatment of multiple
glucose reflects a relative defect in glu- of adverse outcomes. There are effective risk factors or routine diabetes care.

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cose-stimulated insulin secretion. Thus, interventions that prevent progression After 5.3 years of follow-up, CVD risk
insulin secretion is defective in these from prediabetes to diabetes. It is im- factors were modestly but significantly
individuals and insufficient to compensate portant to individualize risk/benefit of improved with intensive treatment com-

ss
for insulin resistance. Insulin resistance formal intervention for people with pre- pared with routine care, but the inci-
may improve with weight reduction, diabetes and consider patient-centered dence of first CVD events or mortality
physical activity, and/or pharmacologic goals. Risk models have explored the was not significantly different between
treatment of hyperglycemia but is sel- benefit, in general finding higher ben- the groups (26). The excellent care pro-

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dom restored to normal. Recent inter- efit of intervention in those at highest vided to patients in the routine care
ventions with intensive diet and exercise risk (102) (see Section 3, “Prevention or group and the lack of an unscreened
or surgical weight loss have led to diabe- Delay of Type 2 Diabetes and Associated control arm limited the authors’ ability
tes remission (92–98) (see Section 8, to determine whether screening and
te
Comorbidities”) and reduce the risk
“Obesity and Weight Management for of diabetes complications (103) (see
early treatment improved outcomes com-
the Prevention and Treatment of Type 2 pared with no screening and later treat-
Section 10, “Cardiovascular Disease and
be
Diabetes”). ment after clinical diagnoses. Computer
Risk Management,” Section 11, “Chronic
The risk of developing type 2 diabetes simulation modeling studies suggest that
Kidney Disease and Risk Management,”
increases with age, obesity, and lack of major benefits are likely to accrue from
and Section 12, “Retinopathy, Neuropathy,
physical activity (99,100). It occurs more the early diagnosis and treatment of
and Foot Care”). In the most recent Na-
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frequently in individuals with prior gesta- hyperglycemia and cardiovascular risk


tional Institutes of Health (NIH) Diabetes
tional diabetes mellitus (GDM) or poly- factors in type 2 diabetes (112); more-
Prevention Program Outcomes Study over, screening, beginning at age 30 or
cystic ovary syndrome. It is also more
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(DPPOS) report, prevention of progres- 45 years and independent of risk factors,


common in people with hypertension or
sion from prediabetes to diabetes (104) may be cost-effective (<$11,000 per
dyslipidemia and in certain racial/ethnic
resulted in lower rates of developing ret- quality-adjusted life year gained—2010
subgroups (African American, Native
American, Hispanic/Latino, and Asian inopathy and nephropathy (105). Similar modeling data) (113). Cost-effectiveness
ica

American). It is often associated with impact on diabetes complications was of screening has been reinforced in co-
a strong genetic predisposition or family reported with screening, diagnosis, and hort studies (114,115).
history in first-degree relatives (more so comprehensive risk factor management Additional considerations regarding
than type 1 diabetes). However, the ge- in the U.K. Clinical Practice Research testing for type 2 diabetes and predia-
Datalink database (103). In that report,
er

netics of type 2 diabetes are poorly un- betes in asymptomatic individuals in-
derstood and under intense investigation progression from prediabetes to diabetes clude the following.
in this era of precision medicine (18). In augmented risk of complications.
Approximately one-quarter of people
m

adults without traditional risk factors for Age


type 2 diabetes and/or of younger age, with diabetes in the U.S. and nearly half Age is a major risk factor for diabetes.
consider islet autoantibody testing (e.g., of Asian and Hispanic American people Testing should begin at no later than age
©A

GAD65 autoantibodies) to exclude the with diabetes are undiagnosed (106,107). 35 years for all people (116). Screening
diagnosis of type 1 diabetes (8). Although screening of asymptomatic indi- should be considered in adults of any
viduals to identify those with prediabetes age with overweight or obesity and one
Screening and Testing for Prediabetes or diabetes might seem reasonable, rigor- or more risk factors for diabetes.
and Type 2 Diabetes in Asymptomatic ous clinical trials to prove the effective-
Adults ness of such screening have not been BMI and Ethnicity
Screening for prediabetes and type 2 di- conducted and are unlikely to occur. In general, BMI $25 kg/m2 is a risk fac-
abetes risk through an informal assess- Clinical conditions, such as hyperten- tor for diabetes. However, data suggest
ment of risk factors (Table 2.3) or with sion, hypertensive pregnancy, and obe- that the BMI cut point should be lower
an assessment tool, such as the ADA sity, enhance risk (108). Based on a for the Asian American population
risk test (Fig. 2.1) (online at diabetes. population estimate, diabetes in people (117,118). The BMI cut points fall con-
org/socrisktest), is recommended to of childbearing age is underdiagnosed sistently between 23 and 24 kg/m2
S28 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

(sensitivity of 80%) for nearly all Asian pancreatic b-cells. NRTIs also affect fat and 14.60% meeting criteria for pre-
American subgroups (with levels slightly distribution (both lipohypertrophy and diabetes and diabetes, respectively,
lower for Japanese American individ- lipoatrophy), which is associated with using random blood glucose. Further
uals). This makes a rounded cut point insulin resistance. For people with HIV research is needed to demonstrate
of 23 kg/m2 practical. An argument can and ARV-associated hyperglycemia, it may the feasibility, effectiveness, and cost-
be made to push the BMI cut point to be appropriate to consider discontinuing effectiveness of screening in this setting.

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lower than 23 kg/m2 in favor of in- the problematic ARV agents if safe and
creased sensitivity; however, this would effective alternatives are available (124). Screening and Testing for Prediabetes

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lead to an unacceptably low specificity Before making ARV substitutions, care- and Type 2 Diabetes in Children and
(13.1%). Data from the World Health fully consider the possible effect on Adolescents

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Organization also suggest that a BMI of HIV virological control and the poten- In the last decade, the incidence and

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$23 kg/m2 should be used to define in- tial adverse effects of new ARV agents. prevalence of type 2 diabetes in chil-
creased risk in Asian American individu- In some cases, antihyperglycemic agents dren and adolescents has increased dra-
als (119). The finding that one-third to may still be necessary. matically, especially in racial and ethnic

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one-half of diabetes in Asian American minority populations (75). See Table 2.4
people is undiagnosed suggests that Testing Interval for recommendations on risk-based
testing is not occurring at lower BMI The appropriate interval between screen- screening for type 2 diabetes or pre-
diabetes in asymptomatic children and

ss
thresholds (99,120). ing tests is not known (125). The rationale
Evidence also suggests that other pop- for the 3-year interval is that with this in- adolescents in a clinical setting (36). See
ulations may benefit from lower BMI cut terval, the number of false-positive tests Table 2.2 and Table 2.5 for the criteria
points. For example, in a large multiethnic that require confirmatory testing will for the diagnosis of diabetes and pre-

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cohort study, for an equivalent incidence be reduced, and individuals with false- diabetes, respectively, that apply to
rate of diabetes, a BMI of 30 kg/m2 in negative tests will be retested before children, adolescents, and adults. See
non-Hispanic White individuals was equiv- substantial time elapses and complica- Section 14, “Children and Adolescents,”
alent to a BMI of 26 kg/m2 in African tions develop (125). In especially high- for additional information on type 2 dia-
te
American individuals (121). risk individuals, particularly with weight betes in children and adolescents.
gain, shorter intervals between screen- Some studies question the validity of
A1C in the pediatric population, espe-
be
Medications ing may be useful.
Certain medications, such as glucocorti- cially among certain ethnicities, and
coids, thiazide diuretics, some HIV medi- Community Screening suggest OGTT or FPG as more suitable
cations (34), and atypical antipsychotics Ideally, screening should be carried out diagnostic tests (131). However, many
ia

(92), are known to increase the risk of within a health care setting because of of these studies do not recognize that
diabetes and should be considered when the need for follow-up and treatment. diabetes diagnostic criteria are based
deciding whether to screen. Community screening outside a health on long-term health outcomes, and vali-
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care setting is generally not recommended dations are not currently available in
HIV because people with positive tests may the pediatric population (132). The ADA
Individuals with HIV are at higher risk not seek, or have access to, appropriate acknowledges the limited data support-
for developing prediabetes and diabetes follow-up testing and care. However, in ing A1C for diagnosing type 2 diabetes
ica

on antiretroviral (ARV) therapies; a specific situations where an adequate re- in children and adolescents. Although
screening protocol is therefore recom- ferral system is established beforehand A1C is not recommended for diagnosis
mended (122). The A1C test may underes- for positive tests, community screening of diabetes in children with cystic fibro-
timate glycemia in people with HIV; it is may be considered. Community screen- sis or symptoms suggestive of acute on-
er

not recommended for diagnosis and may ing may also be poorly targeted; i.e., it set of type 1 diabetes, and only A1C
present challenges for monitoring (35). In may fail to reach the groups most at risk assays without interference are appro-
those with prediabetes, weight loss through and inappropriately test those at very priate for children with hemoglobinopa-
m

healthy nutrition and physical activity may low risk or even those who have already
thies, the ADA continues to recommend
reduce the progression toward diabe- been diagnosed (126).
A1C and the criteria in Table 2.2 for di-
tes. Among people with HIV and dia-
agnosis of type 2 diabetes in this cohort
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betes, preventive health care using an Screening in Dental Practices


to decrease barriers to screening (133,134).
approach used in people without HIV Because periodontal disease is associ-
is critical to reduce the risks of micro- ated with diabetes, the utility of screen-
vascular and macrovascular complica- ing in a dental setting and referral to CYSTIC FIBROSIS–RELATED
tions. Diabetes risk is increased with primary care as a means to improve the DIABETES
certain PIs and NRTIs. New-onset diabe- diagnosis of prediabetes and diabetes Recommendations
tes is estimated to occur in more than has been explored (127–129), with one 2.16 Annual screening for cystic
5% of individuals infected with HIV on study estimating that 30% of patients fibrosis–related diabetes with
PIs, whereas more than 15% may have $30 years of age seen in general dental an oral glucose tolerance test
prediabetes (123). practices had dysglycemia (129,130). A should begin by age 10 years in
PIs are associated with insulin resis- similar study in 1,150 dental patients all people with cystic fibrosis
tance and may also lead to apoptosis of >40 years old in India reported 20.69%
diabetesjournals.org/care Classification and Diagnosis of Diabetes S29

not previously diagnosed associated with preservation of lung diabetes mellitus is best made
with cystic fibrosis–related dia- function. The European Cystic Fibrosis once the individual is stable on
betes. B Society Patient Registry reported an in- an immunosuppressive regi-
2.17 A1C is not recommended as crease in CFRD with age (increased 10% men and in the absence of
per decade), genotype, decreased lung
a screening test for cystic an acute infection. B
function, and female sex (140,141). Con-
fibrosis–related diabetes. B 2.21

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The oral glucose tolerance test
tinuous glucose monitoring or HOMA of
2.18 People with cystic fibrosis– is the preferred test to make a
b-cell function (142) may be more sensi-

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related diabetes should be diagnosis of posttransplanta-
tive than OGTT to detect risk for progres-
treated with insulin to attain in- tion diabetes mellitus. B
sion to CFRD; however, evidence linking
dividualized glycemic goals. A 2.22 Immunosuppressive regimens

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these results to long-term outcomes is
2.19 Beginning 5 years after the shown to provide the best out-

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lacking, and these tests are not recom-
diagnosis of cystic fibrosis– mended for screening outside of the re- comes for patient and graft
related diabetes, annual mon- search setting (143). survival should be used, irre-

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itoring for complications of di- CFRD mortality has significantly de- spective of posttransplantation
abetes is recommended. E creased over time, and the gap in mor- diabetes mellitus risk. E
tality between people with cystic fibrosis

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Cystic fibrosis–related diabetes (CFRD) is with and without diabetes has consider- Several terms are used in the literature
the most common comorbidity in people ably narrowed (144). There are limited to describe the presence of diabetes
with cystic fibrosis, occurring in about clinical trial data on therapy for CFRD. following organ transplantation (147).
The largest study compared three regi-
“New-onset diabetes after transplantation”

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20% of adolescents and 40–50% of adults
mens: premeal insulin aspart, repagli-
(135). Diabetes in this population, com- (NODAT) is one such designation that
nide, or oral placebo in people with cystic
pared with individuals with type 1 or describes individuals who develop new-
fibrosis and diabetes or abnormal glucose
type 2 diabetes, is associated with worse onset diabetes following transplant.
tolerance. Participants all had weight loss
te
nutritional status, more severe inflamma- NODAT excludes people with pretrans-
in the year preceding treatment; however,
tory lung disease, and greater mortality. In- plant diabetes that was undiagnosed as
in the insulin-treated group, this pattern
sulin insufficiency is the primary defect in well as posttransplant hyperglycemia
be
was reversed, and participants gained 0.39
CFRD. Genetically determined b-cell func- that resolves by the time of discharge
(± 0.21) BMI units (P = 0.02). The repagli-
tion and insulin resistance associated with (148). Another term, “posttransplantation
nide-treated group had initial weight
infection and inflammation may also diabetes mellitus” (PTDM) (148,149), de-
gain, but it was not sustained by 6
contribute to the development of CFRD. scribes the presence of diabetes in the
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months. The placebo group continued to


Milder abnormalities of glucose toler- lose weight (144). Insulin remains the posttransplant setting irrespective of the
ance are even more common and occur most widely used therapy for CFRD (145). timing of diabetes onset.
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at earlier ages than CFRD. Whether indi- The primary rationale for the use of insu- Hyperglycemia is very common dur-
viduals with IGT should be treated with lin in people with CFRD is to induce an ana- ing the early posttransplant period, with
insulin replacement has not currently bolic state while promoting macronutrient 90% of kidney allograft recipients ex-
been determined. Although screening retention and weight gain. hibiting hyperglycemia in the first few
ica

for diabetes before the age of 10 years Additional resources for the clinical weeks following transplant (148–151).
can identify risk for progression to CFRD management of CFRD can be found in In most cases, such stress- or steroid-
in those with abnormal glucose toler- the position statement “Clinical Care induced hyperglycemia resolves by the
ance, no benefit has been established Guidelines for Cystic Fibrosis–Related time of discharge (151,152). Although
with respect to weight, height, BMI, or the use of immunosuppressive thera-
er

Diabetes: A Position Statement of the


lung function. OGTT is the recommended American Diabetes Association and a pies is a major contributor to the devel-
screening test; however, recent publica- Clinical Practice Guideline of the Cystic opment of PTDM, the risks of transplant
tions suggest that an A1C cut point rejection outweigh the risks of PTDM,
m

Fibrosis Foundation, Endorsed by the


threshold of 5.5% (5.8% in a second Pediatric Endocrine Society” (146) and and the role of the diabetes care health
study) would detect more than 90% of in the International Society for Pediatric care professional is to treat hyperglyce-
©A

cases and reduce patient screening bur- and Adolescent Diabetes 2018 clinical mia appropriately regardless of the type
den (136,137). Ongoing studies are un- practice consensus guidelines (135). of immunosuppression (148). Risk fac-
derway to validate this approach, and tors for PTDM include both general dia-
A1C is not recommended for screening betes risks (such as age, family history
POSTTRANSPLANTATION
(138). Regardless of age, weight loss or of diabetes, etc.) as well as transplant-
DIABETES MELLITUS
failure of expected weight gain is a risk specific factors, such as use of immuno-
for CFRD and should prompt screening Recommendations suppressant agents (153–155). Whereas
(136,137). The Cystic Fibrosis Foundation 2.20 After organ transplantation, posttransplantation hyperglycemia is an
Patient Registry (139) evaluated 3,553 screening for hyperglycemia important risk factor for subsequent
people with cystic fibrosis and diag- should be done. A formal di- PTDM, a formal diagnosis of PTDM is op-
nosed 445 (13%) with CFRD. Early di- agnosis of posttransplantation timally made once the patient is stable
agnosis and treatment of CFRD was on maintenance mmunosuppression and
S30 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

in the absence of acute infection people with liver and kidney transplants, 6 months of age. Neonatal diabetes can
(151–153,156). In a recent study of 152 but side effects include fluid retention, either be transient or permanent. Tran-
heart transplant recipients, 38% had heart failure, and osteopenia (167,168). sient diabetes is most often due to over-
PTDM at 1 year. Risk factors for PTDM Dipeptidyl peptidase 4 inhibitors do not expression of genes on chromosome
included elevated BMI, discharge from interact with immunosuppressant drugs 6q24, is recurrent in about half of cases,
the hospital on insulin, and glucose val- and have demonstrated safety in small and may be treatable with medications

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ues in the 24 h prior to hospital dis- clinical trials (169,170). Well-designed inter- other than insulin. Permanent neonatal
charge (157). In an Iranian cohort, 19%

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vention trials examining the efficacy and diabetes is most commonly due to auto-
had PTDM after heart and lung trans- safety of these and other antihyperglyce- somal dominant mutations in the genes
plant (158). The OGTT is considered mic agents in people with PTDM are encoding the Kir6.2 subunit (KCNJ11)

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the gold-standard test for the diagnosis needed. and SUR1 subunit (ABCC8) of the b-cell

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of PTDM (1 year posttransplant) (148, KATP channel. A recent report details a
149,159,160). Pretransplant elevation MONOGENIC DIABETES SYNDROMES de novo mutation in EIF2B1 affecting
in hs-CRP was associated with PTDM in eIF2 signaling associated with permanent

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the setting of renal transplant (161,162). Recommendations neonatal diabetes and hepatic dys-
However, screening people with fasting 2.23 Regardless of current age, all function, similar to Wolcott-Rallison
glucose and/or A1C can identify high- people diagnosed with diabe- syndrome but with few severe comor-

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risk individuals requiring further assess- tes in the first 6 months of bidities (176). The recent ADA-European
ment and may reduce the number of life should have immediate Association for the Study of Diabetes
overall OGTTs required. genetic testing for neonatal type 1 diabetes consensus report recom-
Few randomized controlled studies diabetes. A

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mends that regardless of current age, in-
have reported on the short- and long- 2.24 Children and young adults who dividuals diagnosed under 6 months of
term use of antihyperglycemic agents do not have typical characteris- age should have genetic testing (8). Cor-
in the setting of PTDM (153,163,164). tics of type 1 or type 2 diabetes rect diagnosis has critical implications be-
Most studies have reported that trans-
te
and who often have a family cause 30–50% of people with KATP-related
plant patients with hyperglycemia and history of diabetes in successive neonatal diabetes will exhibit improved
PTDM after transplantation have higher
generations (suggestive of an blood glucose levels when treated with
be
rates of rejection, infection, and rehospi-
autosomal dominant pattern high-dose oral sulfonylureas instead of in-
talization (151,153,165). Insulin therapy
of inheritance) should have sulin. Insulin gene (INS) mutations are the
is the agent of choice for the manage-
genetic testing for maturity- second most common cause of perma-
ment of hyperglycemia, PTDM, and pre-
onset diabetes of the young. A nent neonatal diabetes, and while inten-
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existing diabetes and diabetes in the


hospital setting. After discharge, people 2.25 In both instances, consultation sive insulin management is currently the
with a center specializing in preferred treatment strategy, there are
with preexisting diabetes could go back
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on their pretransplant regimen if they diabetes genetics is recom- important genetic counseling considera-
were in good control before transplanta- mended to understand the tions, as most of the mutations that cause
tion. Those with previously poor glycemic significance of genetic muta- diabetes are dominantly inherited.
stability or with persistent hyperglycemia tions and how best to approach
ica

should continue insulin with frequent further evaluation, treatment, Maturity-Onset Diabetes of the Young
home glucose monitoring to determine and genetic counseling. E MODY is frequently characterized by on-
when insulin dose reductions may be set of hyperglycemia at an early age
needed and when it may be appropriate (classically before age 25 years, although
Monogenic defects that cause b-cell diagnosis may occur at older ages).
er

to switch to noninsulin agents.


dysfunction, such as neonatal diabetes MODY is characterized by impaired insu-
No studies to date have established
which noninsulin agents are safest or and MODY, represent a small fraction of lin secretion with minimal or no defects
people with diabetes (<5%). Table 2.6 in insulin action (in the absence of coex-
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most efficacious in PTDM. The choice of


agent is usually made based on the side describes the most common causes of istent obesity). It is inherited in an autoso-
effect profile of the medication and monogenic diabetes. For a comprehen- mal dominant pattern with abnormalities
sive list of causes, see Genetic Diagnosis
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possible interactions with the patient’s in at least 13 genes on different chromo-


immunosuppression regimen (153). Drug of Endocrine Disorders (171). somes identified to date (177). The most
dose adjustments may be required be- commonly reported forms are GCK-MODY
cause of decreases in the glomerular Neonatal Diabetes (MODY2), HNF1A-MODY (MODY3), and
filtration rate, a relatively common Diabetes occurring under 6 months of HNF4A-MODY (MODY1).
complication in transplant patients. A age is termed “neonatal” or “congenital” For individuals with MODY, the treat-
small short-term pilot study reported diabetes, and about 80–85% of cases ment implications are considerable and
that metformin was safe to use in re- can be found to have an underlying warrant genetic testing (178,179). Clini-
nal transplant recipients (166), but its monogenic cause (8,172–175). Neonatal cally, people with GCK-MODY exhibit
safety has not been determined in diabetes occurs much less often after mild, stable fasting hyperglycemia and
other types of organ transplant. Thiazolidi- 6 months of age, whereas autoimmune do not require antihyperglycemic ther-
nediones have been used successfully in type 1 diabetes rarely occurs before apy except commonly during pregnancy.
diabetesjournals.org/care Classification and Diagnosis of Diabetes S31

Table 2.6—Most common causes of monogenic diabetes (171)


Gene Inheritance Clinical features
MODY HNF1A AD HNF1A-MODY: progressive insulin secretory defect with presentation in adolescence
or early adulthood; lowered renal threshold for glucosuria; large rise in 2-h PG
level on OGTT (>90 mg/dL [5 mmol/L]); sensitive to sulfonylureas

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HNF4A AD HNF4A-MODY: progressive insulin secretory defect with presentation in adolescence or
early adulthood; may have large birth weight and transient neonatal hypoglycemia;

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sensitive to sulfonylureas
HNF1B AD HNF1B-MODY: developmental renal disease (typically cystic); genitourinary abnormalities;
atrophy of the pancreas; hyperuricemia; gout

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GCK AD GCK-MODY: higher glucose threshold (set point) for glucose-stimulated insulin

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secretion, causing stable, nonprogressive elevated fasting blood glucose; typically,
does not require treatment; microvascular complications are rare; small rise in
2-h PG level on OGTT (<54 mg/dL [3 mmol/L])

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Neonatal diabetes KCNJ11 AD Permanent or transient: IUGR; possible developmental delay and seizures; responsive
to sulfonylureas
INS AD Permanent: IUGR; insulin requiring
ABCC8 AD Permanent or transient: IUGR; rarely developmental delay; responsive to sulfonylureas

ss
6q24 (PLAGL1, AD for paternal Transient: IUGR; macroglossia; umbilical hernia; mechanisms include UPD6, paternal
HYMA1) duplications duplication, or maternal methylation defect; may be treatable with medications
other than insulin
GATA6 AD Permanent: pancreatic hypoplasia; cardiac malformations; pancreatic exocrine

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insufficiency; insulin requiring
EIF2AK3 AR Permanent: Wolcott-Rallison syndrome: epiphyseal dysplasia; pancreatic exocrine
insufficiency; insulin requiring
EIF2B1 AD Permanent diabetes: can be associated with fluctuating liver function (172)
FOXP3 X-linked
te
Permanent: immunodysregulation, polyendocrinopathy, enteropathy X-linked (IPEX)
syndrome: autoimmune diabetes, autoimmune thyroid disease, exfoliative dermatitis;
insulin requiring
be
AD, autosomal dominant; AR, autosomal recessive; IUGR, intrauterine growth restriction; OGTT, oral glucose tolerance test; UPD6, uniparental
disomy of chromosome 6; 2-h PG, 2-h plasma glucose.
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Individuals with HNF1A- or HNF4A-MODY with diabetes not characteristic of type 1 be incorrectly diagnosed with type 1
usually respond well to low doses of sul- or type 2 diabetes, although admit- or type 2 diabetes, leading to subopti-
fonylureas, which are considered first-line tedly, “atypical diabetes” is becoming mal, even potentially harmful, treatment
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therapy; in some instances, insulin will increasingly difficult to precisely define plans and delays in diagnosing other
be required over time. Mutations or de- in the absence of a definitive set of tests family members (188). The correct diag-
letions in HNF1B are associated with re- for either type of diabetes (173–175, nosis is especially critical for those with
nal cysts and uterine malformations (renal 178–184). In most cases, the presence GCK-MODY mutations, where multiple
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cysts and diabetes [RCAD] syndrome). of autoantibodies for type 1 diabetes studies have shown that no complications
Other extremely rare forms of MODY precludes further testing for mono- ensue in the absence of glucose-lowering
have been reported to involve other genic diabetes, but the presence of auto- therapy (189). The risks of microvascular
antibodies in people with monogenic and macrovascular complications with
transcription factor genes, including PDX1
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diabetes has been reported (185). Indi-


(IPF1) and NEUROD1. HNFIA- and HNF4A-MODY are similar
viduals in whom monogenic diabetes is
to those observed in people with type 1
suspected should be referred to a spe-
Diagnosis of Monogenic Diabetes and type 2 diabetes (190,191). Genetic
m

cialist for further evaluation if available,


A diagnosis of one of the three most counseling is recommended to ensure
and consultation can be obtained from
common forms of MODY, including HFN1A- that affected individuals understand the
several centers. Readily available com-
MODY, GCK-MODY, and HNF4A-MODY, patterns of inheritance and the impor-
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mercial genetic testing following the


allows for more cost-effective therapy criteria listed below now enables a tance of a correct diagnosis and address-
(no therapy for GCK-MODY; sulfonylureas cost-effective (186), often cost-saving, ge- ing comprehensive cardiovascular risk.
as first-line therapy for HNF1A-MODY netic diagnosis that is increasingly sup- The diagnosis of monogenic diabetes
and HNF4A-MODY). Additionally, diag- ported by health insurance. A biomarker should be considered in children and
nosis can lead to identification of other screening pathway, such as the combina- adults diagnosed with diabetes in early
affected family members. Genetic screen- tion of urinary C-peptide/creatinine ratio adulthood with the following findings:
ing is increasingly available and cost- and antibody screening, may aid in deter-
effective (176,178). mining who should get genetic testing for • Diabetes diagnosed within the first
A diagnosis of MODY should be con- MODY (187). It is critical to correctly diag- 6 months of life (with occasional cases
sidered in individuals who have atypical nose one of the monogenic forms of di- presenting later, mostly INS and ABCC8
diabetes and multiple family members abetes because these individuals may mutations) (172,192)
S32 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

• Diabetes without typical features of GESTATIONAL DIABETES MELLITUS found to have prediabetes
type 1 or type 2 diabetes (negative should receive intensive life-
Recommendations
diabetes-associated autoantibodies, no style interventions and/or met-
2.26a In individuals who are plan-
obesity, lacking other metabolic fea- formin to prevent diabetes. A
ning pregnancy, screen those
tures, especially with strong family
with risk factors B and con-
history of diabetes)

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sider testing all individuals of
• Stable, mild fasting hyperglycemia Definition
childbearing potential for un-
(100–150 mg/dL [5.5–8.5 mmol/L]),

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diagnosed diabetes. E For many years, GDM was defined as
stable A1C between 5.6% and 7.6% any degree of glucose intolerance that
2.26b Before 15 weeks of gestation,
(between 38 and 60 mmol/mol), es-
test individuals with risk factors was first recognized during pregnancy

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pecially if no obesity (86), regardless of the degree of hyper-
B and consider testing all indi-

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viduals E for undiagnosed dia- glycemia. This definition facilitated a
PANCREATIC DIABETES OR DIABETES betes at the first prenatal uniform strategy for detection and clas-
IN THE CONTEXT OF DISEASE OF sification of GDM, but this definition

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visit using standard diagnos-
THE EXOCRINE PANCREAS tic criteria if not screened has serious limitations (203). First, the
Pancreatic diabetes includes both struc- preconception. best available evidence reveals that many
tural and functional loss of glucose- 2.26c Individuals of childbearing cases of GDM represent preexisting

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normalizing insulin secretion in the con- potential identified as having hyperglycemia that is detected by rou-
text of exocrine pancreatic dysfunction diabetes should be treated tine screening in pregnancy, as routine
and is commonly misdiagnosed as type 2 as such. A screening is not widely performed in

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diabetes. Hyperglycemia due to general 2.26d Before 15 weeks of gestation, nonpregnant individuals of reproduc-
pancreatic dysfunction has been called screen for abnormal glucose tive age. It is the severity of hypergly-
“type 3c diabetes,” and, more recently, metabolism to identify individu- cemia that is clinically important with
diabetes in the context of disease of als who are at higher risk of regard to both short- and long-term
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the exocrine pancreas has been termed adverse pregnancy and neona- maternal and fetal risks.
pancreoprivic diabetes (1). The diverse tal outcomes, are more likely The ongoing epidemic of obesity and
set of etiologies includes pancreatitis to need insulin, and are at diabetes has led to more type 2 diabe-
be

(acute and chronic), trauma or pancrea- high risk of a later gestational tes in people of reproductive age, with
tectomy, neoplasia, cystic fibrosis (ad- diabetes mellitus diagnosis. B an increase in the number of pregnant
dressed elsewhere in this chapter), Treatment may provide some individuals with undiagnosed type 2 dia-
hemochromatosis, fibrocalculous pan- benefit. E betes in early pregnancy (204–206). Ide-
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creatopathy, rare genetic disorders (193), 2.26e Screen for early abnormal glu- ally, undiagnosed diabetes should be
and idiopathic forms (1); as such, pancre- cose metabolism using fasting identified preconception in individuals
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atic diabetes is the preferred umbrella glucose of 110–125 mg/dL with risk factors or in high-risk popula-
terminology. (6.1 mmol/L) or A1C 5.9–6.4% tions (207–212), as the preconception
Pancreatitis, even a single bout, can (41–47 mmol/mol). B care of people with preexisting diabetes
lead to postpancreatitis diabetes melli- 2.27 Screen for gestational diabe- results in lower A1C and reduced risk of
tes mellitus at 24–28 weeks birth defects, preterm delivery, perinatal
ica

tus (PPDM). Both acute and chronic pan-


creatitis can lead to PPDM, and the risk of gestation in pregnant individ- mortality, small-for-gestational-age birth
is highest with recurrent bouts. A distin- uals not previously found to weight, and neonatal intensive care unit
guishing feature is concurrent pancreatic have diabetes or high-risk ab- admission (213). If individuals are not
exocrine insufficiency (according to the normal glucose metabolism screened prior to pregnancy, universal
er

monoclonal fecal elastase 1 test or direct detected earlier in the current early screening at <15 weeks of gestation
function tests), pathological pancreatic pregnancy. A for undiagnosed diabetes may be consid-
imaging (endoscopic ultrasound, MRI, 2.28 Screen individuals with gesta- ered over selective screening (Table
m

computed tomography), and absence tional diabetes mellitus for pre- 2.3), particularly in populations with
of type 1 diabetes-associated autoim- diabetes or diabetes at 4–12 high prevalence of risk factors and un-
weeks postpartum, using the
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munity (194–199). There is loss of both diagnosed diabetes in people of child-


insulin and glucagon secretion and often 75-g oral glucose tolerance test bearing age. Strong racial and ethnic
higher-than-expected insulin requirements. and clinically appropriate non- disparities exist in the prevalence of un-
Risk for microvascular complications ap- pregnancy diagnostic criteria. B diagnosed diabetes. Therefore, early
2.29 Individuals with a history of screening provides an initial step to
pears to be similar to that of other
gestational diabetes mellitus identify these health disparities so that
forms of diabetes. In the context of pan-
should have lifelong screening
createctomy, islet autotransplantation can they can begin to be addressed
for the development of diabe-
be done to retain insulin secretion (209–212). Standard diagnostic criteria
tes or prediabetes at least ev-
(200,201). In some cases, autotransplant for identifying undiagnosed diabetes in
ery 3 years. B
can lead to insulin independence. In early pregnancy are the same as those
2.30 Individuals with a history of
others, it may decrease insulin require- used in the nonpregnant population
gestational diabetes mellitus
ments (202). (Table 2.2). Individuals found to have
diabetesjournals.org/care Classification and Diagnosis of Diabetes S33

diabetes by the standard diagnostic crite- gestation or later. See Recommendation GDM diagnosis (Table 2.7) can be ac-
ria used outside of pregnancy should be 2.3 above. complished with either of two strategies:
classified as having diabetes complicat- GDM is often indicative of underlying
ing pregnancy (most often type 2 diabe- b-cell dysfunction (225), which confers 1. The “one-step” 75-g OGTT derived
tes, rarely type 1 diabetes or monogenic marked increased risk for later develop- from the IADPSG criteria, or
diabetes) and managed accordingly. ment of diabetes, generally but not al- 2. The older “two-step” approach with

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Early abnormal glucose metabolism, ways type 2 diabetes, in the mother after a 50-g (nonfasting) screen followed

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defined as fasting glucose threshold of delivery (226,227). As effective prevention by a 100-g OGTT for those who
110 mg/dL (6.1 mmol/L) or an A1C of interventions are available (228,229), screen positive based on the work
5.9% (39 mmol/mol), may identify in- individuals diagnosed with GDM should of Carpenter-Coustan’s interpretation

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dividuals who are at higher risk of ad- receive lifelong screening for prediabetes of the older O’Sullivan and Mahan

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verse pregnancy and neonatal outcomes to allow interventions to reduce diabetes (232) criteria.
(preeclampsia, macrosomia, shoulder dys- risk and for type 2 diabetes to allow
tocia, perinatal death), are more likely to

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treatment at the earliest possible time Different diagnostic criteria will identify dif-
need insulin treatment, and are at high (230). ferent degrees of maternal hyperglycemia
risk of a later GDM diagnosis (214–220). and maternal/fetal risk, leading some ex-
An A1C threshold of 5.7% has not been Diagnosis perts to debate, and disagree on, opti-

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shown to be associated with adverse peri- GDM carries risks for the mother, fetus, mal strategies for the diagnosis of GDM.
natal outcomes (221,222). and neonate. The Hyperglycemia and
If early screening is negative, individ- Adverse Pregnancy Outcome (HAPO) One-Step Strategy

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uals should be rescreened for GDM be- study (231), a large-scale multinational The IADPSG defined diagnostic cut points
tween 24 and 28 weeks of gestation cohort study completed by more than for GDM as the average fasting, 1-h, and
(see Section 15, “Management of 23,000 pregnant individuals, demon- 2-h PG values during a 75-g OGTT in in-
Diabetes in Pregnancy”). The Interna- strated that risk of adverse maternal, fe- dividuals at 24–28 weeks of gestation
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tional Association of the Diabetes and tal, and neonatal outcomes continuously who participated in the HAPO study at
Pregnancy Study Groups (IADPSG) GDM increased as a function of maternal gly- which odds for adverse outcomes
diagnostic criteria for the 75-g OGTT, as cemia at 24–28 weeks of gestation, reached 1.75 times the estimated odds
be
well as the GDM screening and diagnos- even within ranges previously consid- of these outcomes at the mean fasting,
tic criteria used in the two-step ap- ered normal for pregnancy. For most 1-h, and 2-h PG levels of the study pop-
proach, were not derived from data in complications, there was no threshold ulation. This one-step strategy was
the first half of pregnancy and should for risk. These results have led to careful anticipated to significantly increase the inci-
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not be used for early screening (223). To reconsideration of the diagnostic criteria dence of GDM (from 5–6% to 15–20%),
date, most randomized controlled trials for GDM. primarily because only one abnormal value,
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of treatment of early abnormal glucose


metabolism have been underpowered
for outcomes. Therefore, the benefits of Table 2.7—Screening for and diagnosis of GDM
treatment for early abnormal glucose One-step strategy
Perform a 75-g OGTT, with plasma glucose measurement when patient is fasting and at 1 and
metabolism remain uncertain. Nutrition
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2 h, at 24–28 weeks of gestation in individuals not previously diagnosed with diabetes.


counseling and periodic “block” testing The OGTT should be performed in the morning after an overnight fast of at least 8 h.
of glucose levels weekly to identify indi- The diagnosis of GDM is made when any of the following plasma glucose values are met or
viduals with high glucose levels are sug- exceeded:
gested. Testing frequency may proceed  Fasting: 92 mg/dL (5.1 mmol/L)
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to daily, and treatment may be intensi-  1 h: 180 mg/dL (10.0 mmol/L)


 2 h: 153 mg/dL (8.5 mmol/L)
fied, if the fasting glucose is predomi-
nantly >110 mg/dL prior to 18 weeks of Two-step strategy
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gestation. Step 1: Perform a 50-g GLT (nonfasting), with plasma glucose measurement at 1 h, at
24–28 weeks of gestation in individuals not previously diagnosed with diabetes.
Both the fasting glucose and A1C are
If the plasma glucose level measured 1 h after the load is $130, 135, or 140 mg/dL
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low-cost tests. An advantage of the A1C (7.2, 7.5, or 7.8 mmol/L, respectively), proceed to a 100-g OGTT.
is its convenience, as it can be added to Step 2: The 100-g OGTT should be performed when the patient is fasting.
the prenatal laboratories and does not The diagnosis of GDM is made when at least two* of the following four plasma glucose levels
require an early-morning fasting ap- (measured fasting and at 1, 2, and 3 h during OGTT) are met or exceeded (Carpenter-Coustan
pointment. Disadvantages include inac- criteria [251]):
 Fasting: 95 mg/dL (5.3 mmol/L)
curacies in the presence of increased
 1 h: 180 mg/dL (10.0 mmol/L)
red blood cell turnover and hemoglo-  2 h: 155 mg/dL (8.6 mmol/L)
binopathies (usually reads lower) and  3 h: 140 mg/dL (7.8 mmol/L)
higher values with anemia and reduced
GDM, gestational diabetes mellitus; GLT, glucose load test; OGTT, oral glucose tolerance
red blood cell turnover (224). A1C is test. *American College of Obstetricians and Gynecologists notes that one elevated value
not reliable to screen for GDM or for can be used for diagnosis (247).
preexisting diabetes at 15 weeks of
S34 Classification and Diagnosis of Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

not two, became sufficient to make the one-step method using IADPSG criteria ver- Two-Step Strategy
diagnosis (233). Many regional studies sus the two-step method using a 1-h 50-g In 2013, the NIH convened a consensus
have investigated the impact of adopting glucose loading test (GLT) and, if posi- development conference to consider
the IADPSG criteria on prevalence and tive, a 3-h OGTT by Carpenter-Coustan diagnostic criteria for diagnosing GDM
have seen a roughly one- to threefold in- criteria identified twice as many individu- (246). The 15-member panel had repre-
crease (234). The anticipated increase als with GDM using the one-step method sentatives from obstetrics and gynecol-

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in the incidence of GDM could have a compared with the two-step method. ogy, maternal-fetal medicine, pediatrics,
substantial impact on costs and medical diabetes research, biostatistics, and other

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Despite treating more individuals for
infrastructure needs and has the po- related fields. The panel recommended a
GDM using the one-step method, there
tential to “medicalize” pregnancies pre- was no difference in pregnancy and peri-
two-step approach to screening that used

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viously categorized as normal. A recent a 1-h 50-g GLT followed by a 3-h 100-g
natal complications (239). However, con-

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follow-up study of individuals participating OGTT for those who screened positive.
cerns have been raised about sample
in a blinded study of pregnancy OGTTs The American College of Obstetricians
size estimates and unanticipated sub-
found that 11 years after their pregnan- and Gynecologists (ACOG) recommends

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optimal engagement with the protocol any of the commonly used thresholds
cies, individuals who would have been
with regard to screening and treatment. of 130, 135, or 140 mg/dL for the 1-h
diagnosed with GDM by the one-step
For example, in the two-step group, 165 50-g GLT (247). Updated from 2014, a
approach, as compared with those
participants who did not get counted as

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without, were at 3.4-fold higher risk of 2021 U.S. Preventive Services Task Force
developing prediabetes and type 2 di- having GDM were treated for isolated el- systematic review continues to conclude
abetes and had children with a higher evated fasting glucose >95 mg/dL (240). that one-step versus two-step screening
risk of obesity and increased body fat, The high prevalence of prediabetes in is associated with increased likelihood of

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suggesting that the larger group of indi- people of childbearing age may sup- GDM (11.5% vs. 4.9%) but without im-
viduals identified by the one-step ap- port the more inclusive IADPSG criteria. proved health outcomes. It reports that
proach would benefit from the increased NHANES data demonstrate a 21.5% preva- the oral glucose challenge test using 140
screening for diabetes and prediabetes lence of prediabetes in people of reproduc- or 135 mg/dL thresholds had sensitivities
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that would accompany a history of tive age 20–44 years, which is comparable of 82% and 93% and specificities of 82%
GDM (235,236). The ADA recommends to or higher than the prevalence of GDM di- and 79%, respectively, against Carpenter-
agnosed by the one-step method (241). Coustan criteria. Fasting plasma glucose
be
the IADPSG diagnostic criteria with the
intent of optimizing gestational outcomes The one-step method identifies the cutoffs of 85 mg/dL or 90 mg/dL had
because these criteria are the only ones long-term risks of maternal prediabetes sensitivities of 88% and 81% and specif-
based on pregnancy outcomes rather and diabetes and offspring abnormal glu- icities of 73% and 82%, respectively,
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than end points such as prediction of cose metabolism and adiposity. Post hoc against Carpenter-Coustan criteria (248).
subsequent maternal diabetes. GDM in individuals diagnosed by the one- The use of A1C at 24–28 weeks of gesta-
The expected benefits of using IADPSG step method in the HAPO cohort was as- tion as a screening test for GDM does
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criteria to the offspring are inferred from sociated with higher prevalence of IGT; not function as well as the GLT (249).
intervention trials that focused on individ- higher 30-min, 1-h, and 2-h glucoses dur- Key factors cited by the NIH panel in
uals with lower levels of hyperglycemia ing the OGTT; and reduced insulin sensi- their decision-making process were the
than identified using older GDM diag- tivity and oral disposition index in their lack of clinical trial data demonstrating
ica

nostic criteria. Those trials found mod- offspring at 10–14 years of age compared the benefits of the one-step strategy
est benefits including reduced rates of with offspring of mothers without GDM. and the potential negative consequences
large-for-gestational-age births and pre- of identifying a large group of individu-
Associations of mother’s fasting, 1-h, and
eclampsia (237,238). It is important to als with GDM, including medicalization
2-h values on the 75-g OGTT were contin-
of pregnancy with increased health care
er

note that 80–90% of participants being


uous with a comprehensive panel of off-
treated for mild GDM in these two ran- utilization and costs. Moreover, screen-
spring metabolic outcomes (236,242). In
domized controlled trials could be ing with a 50-g GLT does not require
addition, HAPO Follow-up Study (HAPO
fasting and therefore is easier to accom-
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managed with lifestyle therapy alone.


FUS) data demonstrate that neonatal adi- plish for many individuals. Treatment
The OGTT glucose cutoffs in these two
trials overlapped the thresholds recom- posity and fetal hyperinsulinemia (cord of higher-threshold maternal hyper-
C-peptide), both higher across the contin-
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mended by the IADPSG, and in one trial glycemia, as identified by the two-step
(238), the 2-h PG threshold (140 mg/dL uum of maternal hyperglycemia, are me- approach, reduces rates of neonatal mac-
[7.8 mmol/L]) was lower than the diators of childhood body fat (243). rosomia, large-for-gestational-age births
cutoff recommended by the IADPSG Data are lacking on how the treatment (250), and shoulder dystocia without
(153 mg/dL [8.5 mmol/L]). of mother’s hyperglycemia in pregnancy increasing small-for-gestational-age births.
No randomized controlled trials of affects her offspring’s risk for obesity, dia- ACOG currently supports the two-step ap-
treating versus not treating GDM diag- betes, and other metabolic disorders. Ad- proach but notes that one elevated value,
nosed by the IADPSG criteria but not ditional well-designed clinical studies are as opposed to two, may be used for the
the Carpenter-Coustan criteria have been needed to determine the optimal in- diagnosis of GDM (247). If this approach
published to date. However, a recent tensity of monitoring and treatment of is implemented, the incidence of GDM
randomized trial of testing for GDM individuals with GDM diagnosed by the by the two-step strategy will likely
at 24–28 weeks of gestation by the one-step strategy (244,245). increase markedly. ACOG recommends
diabetesjournals.org/care Classification and Diagnosis of Diabetes S35

either of two sets of diagnostic thresh- References Society, and the American Diabetes Association.
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Diabetes Care Volume 46, Supplement 1, January 2023 S41

3. Prevention or Delay of Type 2 Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Diabetes and Associated Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Marisa E. Hilliard,
Comorbidities: Standards of Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Care in Diabetes—2023 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Diabetes Care 2023;46(Suppl. 1):S41–S48 | https://doi.org/10.2337/dc23-S003 Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

3. PREVENTION OR DELAY OF TYPE 2 DIABETES


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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
te
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
be

tailed description of ADA standards, statements, and reports, as well as the


evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
ia

and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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For guidelines related to screening for increased risk for type 2 diabetes (prediabe-
tes), please refer to Section 2, “Classification and Diagnosis of Diabetes.” For guide-
lines related to screening, diagnosis, and management of type 2 diabetes in youth,
please refer to Section 14, “Children and Adolescents.”
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Recommendation
3.1 Monitor for the development of type 2 diabetes in those with prediabetes
at least annually; modify based on individual risk/benefit assessment. E
er

Screening for prediabetes and type 2 diabetes risk through an informal assessment
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of risk factors (Table 2.3) or with an assessment tool, such as the American Diabetes
Association risk test (Fig. 2.1), is recommended to guide health care professionals on
whether performing a diagnostic test for prediabetes (Table 2.5) and previously un- Disclosure information for each author is
©A

available at https://doi.org/10.2337/dc23-SDIS.
diagnosed type 2 diabetes (Table 2.2) is appropriate (see Section 2, “Classification
and Diagnosis of Diabetes”). Testing high-risk adults for prediabetes is warranted be- Suggested citation: ElSayed NA, Aleppo G,
Aroda VR, et al., American Diabetes Association.
cause the laboratory assessment is safe and reasonable in cost, substantial time ex- 3. Prevention or delay of type 2 diabetes and
ists before the development of type 2 diabetes and its complications during which associated comorbidities: Standards of Care in
one can intervene, and there is an effective means of preventing or delaying type 2 Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
diabetes in those determined to have prediabetes with an A1C 5.7–6.4% S41–S48
(39–47 mmol/mol), impaired glucose tolerance, or impaired fasting glucose. The util- © 2022 by the American Diabetes Association.
ity of A1C screening for prediabetes and diabetes may be limited in the presence of Readers may use this article as long as the
work is properly cited, the use is educational
hemoglobinopathies and conditions that affect red blood cell turnover. See Section 2,
and not for profit, and the work is not altered.
“Classification and Diagnosis of Diabetes,” and Section 6, “Glycemic Targets,” for More information is available at https://www.
additional details on the appropriate use and limitations of A1C testing. diabetesjournals.org/journals/pages/license.
S42 Prevention or Delay of Type 2 Diabetes and Associated Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

LIFESTYLE BEHAVIOR CHANGE to type 2 diabetes: 39% reduction at To implement the weight loss and
FOR DIABETES PREVENTION 30 years in the Da Qing study (5), 43% physical activity goals, the DPP used an
reduction at 7 years in the Finnish DPS individual model of treatment rather than
Recommendations
(2), and 34% reduction at 10 years (6) a group-based approach. This choice was
3.2 Refer adults with overweight/
and 27% reduction at 15 years (7) in the based on a desire to intervene before
obesity at high risk of type 2 di-
U.S. Diabetes Prevention Program Out- participants had the possibility of devel-

n
abetes, as typified by the Diabetes
comes Study (DPPOS). oping diabetes or losing interest in the
Prevention Program (DPP), to an The two major goals of the DPP inten-

io
program. The individual approach also al-
intensive lifestyle behavior change sive lifestyle intervention were to achieve lowed for the tailoring of interventions to
program to achieve and maintain and maintain a minimum of 7% weight reflect the diversity of the population (8).
a weight reduction of at least 7%

t
loss and 150 min moderate-intensity phys- The DPP intervention was adminis-
of initial body weight through

ia
ical activity per week, such as brisk walk- tered as a structured core curriculum fol-
healthy reduced-calorie diet and ing. The DPP lifestyle intervention was a lowed by a flexible maintenance program
$150 min/week of moderate- goal-based intervention. All participants of individual counseling, group sessions,

oc
intensity physical activity. A were given the same weight loss and motivational campaigns, and restart op-
3.3 A variety of eating patterns can physical activity goals, but individualization portunities. The 16-session core curriculum
be considered to prevent dia- was permitted in the specific methods was completed within the first 24 weeks
betes in individuals with predi-

ss
used to achieve the goals (8). Although of the program. It included sessions on
abetes. B weight loss was the most important fac- lowering calories, increasing physical ac-
3.4 Given the cost-effectiveness of tor in reducing the risk of incident diabe- tivity, self-monitoring, maintaining healthy
lifestyle behavior modification tes, it was also found that achieving the

sA
lifestyle behaviors, and guidance on
programs for diabetes preven- target behavioral goal of at least 150 min managing psychological, social, and moti-
tion, such diabetes prevention of physical activity per week, even without vational challenges. Further details are
programs should be offered to achieving the weight loss goal, reduced the available regarding the core curriculum
adults at high risk of type 2 di- incidence of type 2 diabetes by 44% (9).
te
sessions (8).
abetes. A Diabetes prevention The 7% weight loss goal was selected
programs should be covered by because it was feasible to achieve and
Nutrition
third-party payers, and incon-
be
maintain and likely to lessen the risk of
Nutrition counseling for weight loss in the
sistencies in access should be developing diabetes. Participants were
DPP lifestyle intervention arm included a
addressed. encouraged to achieve the $7% weight
reduction of total dietary fat and calories
3.5 Based on individual preference, loss during the first 6 months of the in-
(1,8,9). However, evidence suggests that
ia

certified technology-assisted di- tervention. Further analysis suggests max-


there is not an ideal percentage of calo-
abetes prevention programs imal prevention of diabetes with at least
ries from carbohydrate, protein, and fat
may be effective in preventing 7–10% weight loss (9). The recommended
nD

for all people to prevent diabetes; there-


type 2 diabetes and should be pace of weight loss was 1–2 lb/week. Cal-
fore, macronutrient distribution should be
considered. B orie goals were calculated by estimating
the daily calories needed to maintain the based on an individualized assessment of
participant’s initial weight and subtracting current eating patterns, preferences, and
metabolic goals (10). Based on other inter-
ica

The Diabetes Prevention Program 500–1,000 calories/day (depending on ini-


Several major randomized controlled tri- tial body weight). The initial focus of the vention trials, a variety of eating patterns
als, including the Diabetes Prevention dietary intervention was on reducing total characterized by the totality of food and
Program (DPP) trial (1), the Finnish Dia- fat rather than calories. After several beverages habitually consumed (10,11)
betes Prevention Study (DPS) (2), and may also be appropriate for individuals
er

weeks, the concept of calorie balance


the Da Qing Diabetes Prevention Study and the need to restrict calories and fat with prediabetes (10), including Mediter-
(Da Qing study) (3), demonstrate that was introduced (8). ranean-style and low-carbohydrate eating
lifestyle/behavioral intervention with an plans (12–15). Observational studies have
m

The goal for physical activity was se-


individualized reduced-calorie meal plan lected to approximate at least 700 kcal/ also shown that vegetarian, plant-based
is highly effective in preventing or delay- week expenditure from physical activity. (may include some animal products), and
©A

ing type 2 diabetes and improving other For ease of translation, this goal was Dietary Approaches to Stop Hypertension
cardiometabolic markers (such as blood described as at least 150 min of moderate- (DASH) eating patterns are associated
pressure, lipids, and inflammation) (4). intensity physical activity per week, similar with a lower risk of developing type 2 di-
The strongest evidence for diabetes pre- in intensity to brisk walking. Partici- abetes (16–19). Evidence suggests that
vention in the U.S. comes from the DPP pants were encouraged to distribute the overall quality of food consumed (as
trial (1). The DPP demonstrated that in- their activity throughout the week with measured by the Healthy Eating Index,
tensive lifestyle intervention could re- a minimum frequency of three times Alternative Healthy Eating Index, and
duce the risk of incident type 2 diabetes per week and at least 10 min per ses- DASH score), with an emphasis on whole
by 58% over 3 years. Follow-up of three sion. A maximum of 75 min of strength grains, legumes, nuts, fruits, and vegeta-
large studies of lifestyle intervention for training could be applied toward the bles and minimal refined and processed
diabetes prevention showed sustained total 150 min/week physical activity foods, is also associated with a lower
reduction in the risk of progression goal (8). risk of type 2 diabetes (18,20–22). As is
diabetesjournals.org/care Prevention or Delay of Type 2 Diabetes and Associated Comorbidities S43

the case for those with diabetes, individ- locations of CDC-recognized diabetes pre- by third-party payers remains problem-
ualized medical nutrition therapy (see vention lifestyle change programs (cdc. atic. Counseling by a registered dietitian
Section 5, “Facilitating Positive Health gov/diabetes/prevention/find-a-program. nutritionist (RDN) has been shown to
Behaviors and Well-being to Improve html). To be eligible for this program, in- help individuals with prediabetes im-
Health Outcomes,” for more detailed in- dividuals must have a BMI in the over- prove eating habits, increase physical
formation) is effective in lowering A1C weight range and be at risk for diabetes activity, and achieve 7–10% weight loss

n
in individuals diagnosed with prediabe- based on laboratory testing, a previous (10,46–48). Individualized medical nutri-
tes (23). diagnosis of GDM, or a positive risk test tion therapy (see Section 5, “Facilitating

io
(cdc.gov/prediabetes/takethetest/). Dur- Positive Health Behaviors and Well-being
Physical Activity ing the first 4 years of implementation of to Improve Health Outcomes,” for more

t
Just as 150 min/week of moderate- the CDC’s National DPP, 35.5% achieved detailed information) is also effective in

ia
intensity physical activity, such as brisk the 5% weight loss goal (41). The CDC improving glycemia in individuals diag-
walking, showed beneficial effects in has also developed the Diabetes Pre- nosed with prediabetes (23,46). Further-
those with prediabetes (1), moderate- vention Impact Tool Kit (nccd.cdc.gov/ more, trials involving medical nutrition

oc
intensity physical activity has been shown toolkit/diabetesimpact) to help organi- therapy for adults with prediabetes found
to improve insulin sensitivity and reduce zations assess the economics of provid- significant reductions in weight, waist
abdominal fat in children and young ing or covering the National DPP lifestyle circumference, and glycemia. Individu-
adults (24,25). Based on these findings, als with prediabetes can benefit from

ss
change program (42). In an effort to ex-
health care professionals are encouraged pand preventive services using a cost- referral to an RDN for individualized
to promote a DPP-style program, includ- effective model, the Centers for Medicare medical nutrition therapy upon diagnosis
ing a focus on physical activity, to all indi- & Medicaid Services expanded Medicare and at regular intervals throughout their

sA
viduals who have been identified to be reimbursement coverage for the National treatment plan (47,49). Other health care
at an increased risk of type 2 diabetes. In DPP lifestyle intervention to organiza- professionals, such as pharmacists and
addition to aerobic activity, a physical ac- tions recognized by the CDC that be- diabetes care and education specialists,
tivity plan designed to prevent diabetes come Medicare suppliers for this service may be considered for diabetes preven-
te
may include resistance training (8,26,27). (innovation.cms.gov/innovation-models/ tion efforts (50,51).
Breaking up prolonged sedentary time medicare-diabetes-prevention-program). Technology-assisted programs may ef-
fectively deliver the DPP program (52–57).
be
may also be encouraged, as it is associ- The locations of Medicare DPPs are
ated with moderately lower postprandial available online at innovation.cms.gov/ Such technology-assisted programs may
glucose levels (28,29). The preventive ef- innovation-models/medicare-diabetes- deliver content through smartphones,
fects of physical activity appear to extend prevention-program/mdpp-map. To qual- web-based applications, and telehealth
and may be an acceptable and efficacious
ia

to the prevention of gestational diabetes ify for Medicare coverage, individuals


mellitus (GDM) (30). must have BMI >25 kg/m2 (or BMI option to bridge barriers, particularly for
>23 kg/m2 if self-identified as Asian) low-income individuals and people resid-
nD

and laboratory testing consistent with pre- ing in rural locations; however, not all pro-
Delivery and Dissemination of
Lifestyle Behavior Change for diabetes in the last year. Medicaid cover- grams are effective in helping people
Diabetes Prevention age of the DPP lifestyle intervention is also reach targets for diabetes prevention
Because the intensive lifestyle interven- expanding on a state-by-state basis. (52,58–60). The CDC Diabetes Preven-
tion Recognition Program (DPRP) (cdc.
ica

tion in the DPP was effective in prevent- While CDC-recognized behavioral coun-
ing type 2 diabetes among those at high seling programs, including Medicare DPP gov/diabetes/prevention/requirements-
risk for the disease and lifestyle behavior services, have met minimum quality recognition.htm) certifies technology-
change programs for diabetes prevention standards and are reimbursed by many assisted modalities as effective vehicles
for DPP-based programs; such programs
er

were shown to be cost-effective, broader payers, lower retention rates have been
efforts to disseminate scalable lifestyle reported for younger adults and racial/ must use an approved curriculum, include
behavior change programs for diabetes ethnic minority populations (43). There- interaction with a coach, and attain the
DPP outcomes of participation, physical
m

prevention with coverage by third-party fore, other programs and modalities of


payers ensued (31–35). Group delivery of activity reporting, and weight loss. There-
behavioral counseling for diabetes pre-
DPP content in community or primary fore, health care professionals should con-
vention may also be appropriate and ef-
sider referring adults with prediabetes
©A

care settings has demonstrated the po- ficacious based on individual preferences
to certified technology-assisted DPP pro-
tential to reduce overall program costs and availability. The use of community
grams based on their preferences.
while still producing weight loss and dia- health workers to support DPP efforts
betes risk reduction (36–40). has been shown to be effective and
The Centers for Disease Control and cost-effective (44,45) (see Section 1, PHARMACOLOGIC INTERVENTIONS
Prevention (CDC) developed the National “Improving Care and Promoting Health Recommendations
Diabetes Prevention Program (National in Populations,” for more information). 3.6 Metformin therapy for the pre-
DPP), a resource designed to bring such The use of community health workers vention of type 2 diabetes should
evidence-based lifestyle change programs may facilitate the adoption of behavior be considered in adults at high
for preventing type 2 diabetes to com- changes for diabetes prevention while risk of type 2 diabetes, as typi-
munities (cdc.gov/diabetes/prevention/ bridging barriers related to social deter- fied by the Diabetes Prevention
index.htm). This online resource includes minants of health. However, coverage
S44 Prevention or Delay of Type 2 Diabetes and Associated Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

Program, especially those aged 25– analyses and meta-analyses suggest a notable that the lowering effect of met-
59 years with BMI $35 kg/m2, potential benefit in specific populations formin on vitamin B12 increases with
higher fasting plasma glucose (77–80). Further research is needed to time (88), with a significantly higher risk
(e.g., $110 mg/dL), and higher define characteristics and clinical indica- for vitamin B12 deficiency (<150 pmol/L)
tors where vitamin D supplementation noted at 4.3 years in the HOME (Hyperin-
A1C (e.g., $6.0%), and in individ-
may be of benefit (61). sulinaemia: the Outcome of its Metabolic

n
uals with prior gestational diabe-
No pharmacologic agent has been ap- Effects) study (88) and significantly greater
tes mellitus. A
proved by the U.S. Food and Drug Ad-

io
3.7 Long-term use of metformin risk of low B12 levels (#203 pg/mL) at
ministration for a specific indication of 5 years in the DPP (87). It has been sug-
may be associated with bio-
type 2 diabetes prevention. The risk ver- gested that a person who has been on
chemical vitamin B12 deficiency;

t
sus benefit of each medication in sup- metformin for more than 4 years or is at
consider periodic measurement

ia
port of person-centered goals must be risk for vitamin B12 deficiency should be
of vitamin B12 levels in metfor- weighed in addition to cost, side effects,
min-treated individuals, espe- monitored for vitamin B12 deficiency an-
and efficacy considerations. Metformin

oc
cially in those with anemia or nually (89).
has the longest history of safety data as
peripheral neuropathy. B a pharmacologic therapy for diabetes
PREVENTION OF VASCULAR
prevention (81).
DISEASE AND MORTALITY

ss
Because weight loss through behavior Metformin was overall less effective
changes in diet and physical activity alone than lifestyle modification in the DPP, Recommendations

can be difficult to maintain long term (6), though group differences declined over 3.8 Prediabetes is associated with
time in the DPPOS (7), and metformin heightened cardiovascular risk;

sA
people at high risk of diabetes may bene-
may be cost-saving over a 10-year pe- therefore, screening for and
fit from support and additional pharma-
riod (33). In the DPP, metformin was as treatment of modifiable risk fac-
cotherapeutic options, if needed. Various
effective as lifestyle modification in par- tors for cardiovascular disease
pharmacologic agents used to treat dia-
ticipants with BMI $35 kg/m2 and in are suggested. B
te
betes have been evaluated for diabetes
younger participants aged 25–44 years 3.9 Statin therapy may increase the
prevention. Metformin, a-glucosidase in-
(1). In individuals with a history of GDM risk of type 2 diabetes in peo-
hibitors, glucagon-like peptide 1 receptor
be
in the DPP, metformin and intensive life- ple at high risk of developing
agonists (liraglutide, semaglutide), thia-
style modification led to an equivalent
zolidinediones, testosterone (61), and in- type 2 diabetes. In such individ-
50% reduction in diabetes risk (82).
sulin have been shown to lower the uals, glucose status should be
Both interventions remained highly effec-
incidence of diabetes in specific popula- monitored regularly and diabe-
ia

tive during a 10-year follow-up period


tions (62–67), whereas diabetes preven- tes prevention approaches rein-
(83). By the time of the 15-year follow-
tion was not seen with nateglinide (68). up (DPPOS), exploratory analyses demon- forced. It is not recommended
nD

In the DPP, weight loss was an impor- strated that participants with a higher that statins be discontinued. B
tant factor in reducing the risk of pro- baseline fasting glucose ($110 mg/dL 3.10 In people with a history of
gression, with every kilogram of weight vs. 95–109 mg/dL), those with a higher stroke and evidence of insulin
loss conferring a 16% reduction in risk A1C (6.0–6.4% vs. <6.0%), and individuals resistance and prediabetes, pio-
ica

of progression over 3.2 years (9). In with a history of GDM (vs. individuals with- glitazone may be considered to
postpartum individuals with GDM, the risk out a history of GDM) experienced higher lower the risk of stroke or myo-
of type 2 diabetes increased by 18% for risk reductions with metformin, identifying cardial infarction. However, this
every 1 unit BMI above the preconception subgroups of participants that benefitted benefit needs to be balanced
baseline (69). Several medications evalu- with the increased risk of weight
er

the most from metformin (84). In the In-


ated for weight loss (e.g., orlistat, phenter- dian Diabetes Prevention Program (IDPP-1), gain, edema, and fracture. A
mine topiramate, liraglutide, semaglutide, metformin and lifestyle intervention re- Lower doses may mitigate the
and tirzepatide) have been shown to de- risk of adverse effects. C
m

duced diabetes risk similarly at 30 months;


crease the incidence of diabetes to various of note, the lifestyle intervention in IDPP-1
degrees in those with prediabetes (67, was less intensive than that in the DPP
People with prediabetes often have
©A

70–72). (85). Based on findings from the DPP, met-


Studies of other pharmacologic agents formin should be recommended as an op- other cardiovascular risk factors, includ-
have shown some efficacy in diabetes tion for high-risk individuals (e.g., those ing hypertension and dyslipidemia (90),
prevention with valsartan but no effi- with a history of GDM or those with BMI and are at increased risk for cardiovas-
cacy in preventing diabetes with ramipril $35 kg/m2). Consider periodic monitoring cular disease (91,92). If indicated, evalu-
or anti-inflammatory drugs (73–76). Al- of vitamin B12 levels in those taking ation for tobacco use and referral for
though the Vitamin D and Type 2 Dia- metformin chronically to check for pos- tobacco cessation should be part of rou-
betes (D2d) prospective randomized sible deficiency (86,87) (see Section 9, tine care for those at risk for diabetes.
controlled trial showed no significant “Pharmacologic Approaches to Glycemic Of note, the years immediately follow-
benefit of vitamin D versus placebo on Treatment,” for more details). While ing smoking cessation may represent
the progression to type 2 diabetes in there is not a universally accepted rec- a time of increased risk for diabetes
individuals at high risk (77), post hoc ommended periodicity of monitoring, it is (93–95), a time when individuals should
diabetesjournals.org/care Prevention or Delay of Type 2 Diabetes and Associated Comorbidities S45

be monitored for diabetes development (target dose of 45 mg daily) compared Characteristics of individuals in the DPP/
and receive concurrent evidence-based with placebo. At 4.8 years, the risk of DPPOS who were at particularly high risk
lifestyle behavior change for diabetes stroke or myocardial infarction, as well as of progression to diabetes (crude inci-
prevention described in this section. See the risk of diabetes, was lower within the dence of diabetes 14–22 cases/100 person-
Section 5, “Facilitating Positive Health pioglitazone group than with placebo, years) included BMI $35 kg/m2, those at
Behaviors and Well-being to Improve though risks of weight gain, edema, and higher glucose levels (e.g., fasting plasma

n
Health Outcomes,” for more detailed in- fracture were higher in the pioglitazone glucose 110–125 mg/dL, 2-h postchallenge
formation. The lifestyle interventions for glucose 173–199 mg/dL, and A1C $6.0%),

io
treatment group (107–109). Lower doses
weight loss in study populations at risk may mitigate the adverse effects, though and individuals with a history of gestational
for type 2 diabetes have shown a reduc- further study is needed to confirm the diabetes (1,82,83). In contrast, in the

t
tion in cardiovascular risk factors and benefit at lower doses (110). community-based Atherosclerosis Risk

ia
the need for medications used to treat in Communities (ARIC) study, observa-
these cardiovascular risk factors (96,97). PERSON-CENTERED CARE GOALS tional follow-up of older adults (mean
In longer-term follow-up, lifestyle inter- age 75 years) with laboratory evidence

oc
ventions for diabetes prevention also Recommendations of prediabetes (based on A1C 5.7–6.4%
prevented the development of micro- 3.11 In adults with overweight/ and/or fasting glucose 100–125 mg/dL),
vascular complications among women obesity at high risk of type 2 but not meeting specific BMI criteria,

ss
enrolled in the DPPOS and in the study diabetes, care goals should in- found much lower progression to diabe-
population enrolled in the China Da Qing clude weight loss or preven- tes over 6 years: 9% of those with A1C-
Diabetes Prevention Outcome Study (7,98). tion of weight gain, minimizing defined prediabetes, 8% with impaired
The lifestyle intervention in the latter the progression of hypergly- fasting glucose (112).

sA
study was also efficacious in preventing cemia, and attention to cardio- Thus, it is important to individualize
cardiovascular disease and mortality at vascular risk and associated the risk/benefit of intervention and con-
23 and 30 years of follow-up (3,5). Treat- comorbidities. B sider person-centered goals. Risk models
ment goals and therapies for hyperten- 3.12 Pharmacotherapy (e.g., for weight have explored risk-based benefit, gener-
te
sion and dyslipidemia in the primary management, minimizing the ally finding higher benefit of the inter-
prevention of cardiovascular disease for vention in those at highest risk (9).
progression of hyperglycemia,
be
people with prediabetes should be based Diabetes prevention and observational
cardiovascular risk reduction)
on their level of cardiovascular risk. In- studies highlight key principles that may
may be considered to support
creased vigilance is warranted to identify guide person-centered goals. In the DPP,
person-centered care goals. B
and treat these and other cardiovascular which enrolled a high-risk population
3.13 More intensive preventive ap-
ia

diseases risk factors (99). Statins have meeting criteria for overweight/obesity,
proaches should be considered
been associated with a modestly in- weight loss was an important mediator
creased risk of diabetes (100–104). In in individuals who are at partic- of diabetes prevention or delay, with
nD

the DPP, statin use was associated with ularly high risk of progression greater metabolic benefit generally seen
greater diabetes risk irrespective of the to diabetes, including individuals with greater weight loss (9,113). In the
treatment group (pooled hazard ratio with BMI $35 kg/m2, those at DPP/DPPOS, progression to diabetes,
[95% CI] for incident diabetes 1.36 [1.17– higher glucose levels (e.g., fasting duration of diabetes, and mean level of
ica

1.58]) (102). In studies of primary pre- plasma glucose 110–125 mg/dL, glycemia were important determinants
vention of cardiovascular disease, cardio- 2-h postchallenge glucose 173– of the development of microvascular
vascular and mortality benefits of statin 199 mg/dL, A1C $6.0%), and complications (7). Furthermore, the abil-
therapy exceed the risk of diabetes individuals with a history of ges- ity to achieve normal glucose regulation,
tational diabetes mellitus. A
er

(105,106), suggesting a favorable benefit- even once, during the DPP was associ-
to-harm balance with statin therapy. ated with a lower risk of diabetes and
Hence, discontinuation of statins is not lower risk of microvascular complications
Individualized risk/benefit should be con-
m

recommended in this population due to (114). Observational follow-up of the


concerns of diabetes risk. sidered in screening, intervention, and Da Qing study also showed that regres-
Cardiovascular outcome trials in people monitoring to prevent or delay type 2 sion from impaired glucose tolerance to
diabetes and associated comorbidities.
©A

without diabetes also inform risk reduc- normal glucose tolerance or remaining
tion potential in people without diabetes Multiple factors, including age, BMI, and with impaired glucose tolerance rather
at increased cardiometabolic risk (see other comorbidities, may influence the than progressing to type 2 diabetes at
Section 10, “Cardiovascular Disease and risk of progression to diabetes and life- the end of the 6-year intervention trial
Risk Management,” for more details). The time risk of complications (111,112). In resulted in significantly lower risk of car-
IRIS (Insulin Resistance Intervention after the DPP, which enrolled high-risk individ- diovascular disease and microvascular
Stroke) trial was a dedicated study of uals with impaired glucose tolerance, ele- disease over 30 years (115). Prediabetes
people with a recent (<6 months) stroke vated fasting glucose, and elevated BMI, is associated with increased cardio-
or transient ischemic attack, without dia- the crude incidence of diabetes within vascular disease and mortality (92),
betes but with insulin resistance, as de- the placebo arm was 11.0 cases per emphasizing the importance of at-
fined by a HOMA of insulin resistance 100 person-years, with a cumulative tending to cardiovascular risk in this
index of $3.0, evaluating pioglitazone 3-year incidence of diabetes of 28.9% (1). population.
S46 Prevention or Delay of Type 2 Diabetes and Associated Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

Pharmacotherapy for weight manage- 11. Department of Health and Human Services randomized clinical trial. JAMA Pediatr 2014;168:
ment (see Section 8, “Obesity and and Department of Agriculture. Dietary Guidelines 1006–1014
for Americans 2015–2020, Eighth Edition. Accessed 27. Dai X, Zhai L, Chen Q, et al. Two-year-
Weight Management for the Prevention 12 October 2022. Available from https://www. supervised resistance training prevented diabetes
and Treatment of Type 2 Diabetes,” for health.gov/dietaryguidelines/2015/guidelines incidence in people with prediabetes: a ran-
more details), minimizing the progres- 12. Salas-Salvad o J, Guasch-Ferre M, Lee C-H, domised control trial. Diabetes Metab Res Rev
sion of hyperglycemia (see Section 9, Estruch R, Clish CB, Ros E. Protective effects of 2019;35:e3143

n
the Mediterranean diet on type 2 diabetes and 28. Thorp AA, Kingwell BA, Sethi P, Hammond L,
“Pharmacologic Approaches to Glycemic
metabolic syndrome. J Nutr 2016;146:920S–927S Owen N, Dunstan DW. Alternating bouts of sitting
Treatment,” for more details), and car-

io
13. Bloomfield HE, Koeller E, Greer N, MacDonald and standing attenuate postprandial glucose res-
diovascular risk reduction (see Section R, Kane R, Wilt TJ. Effects on health outcomes of a ponses. Med Sci Sports Exerc 2014;46:2053–2061
10, “Cardiovascular Disease and Risk Mediterranean diet with no restriction on fat 29. Healy GN, Dunstan DW, Salmon J, et al.

t
Management,” for more details) are im- intake: a systematic review and meta-analysis. Ann Breaks in sedentary time: beneficial associations

ia
Intern Med 2016;165:491–500 with metabolic risk. Diabetes Care 2008;31:
portant tools that can be considered to 14. Estruch R, Ros E, Salas-Salvad o J, et al.; 661–666
support individualized person-centered PREDIMED Study Investigators. Primary pre-vention 30. Russo LM, Nobles C, Ertel KA, Chasan-Taber
goals, with more intensive preventive of cardiovascular disease with a Medi-terranean L, Whitcomb BW. Physical activity interventions in

oc
approaches considered in individuals at diet supplemented with extra-virgin olive oil or pregnancy and risk of gestational diabetes
nuts. N Engl J Med 2018;378:e34 mellitus: a systematic review and meta-analysis.
high risk of progression.
15. Stentz FB, Brewer A, Wan J, et al. Remission Obstet Gynecol 2015;125:576–582
of pre-diabetes to normal glucose tolerance in 31. Herman WH, Hoerger TJ, Brandle M, et al.;

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©A

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Diabetes Care Volume 46, Supplement 1, January 2023 S49

4. Comprehensive Medical Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Evaluation and Assessment of Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Kenneth Cusi,
Comorbidities: Standards of Marisa E. Hilliard, Diana Isaacs,
Eric L. Johnson, Scott Kahan,

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Care in Diabetes—2023 Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Mary Lou Perry, Priya Prahalad,
Diabetes Care 2023;46(Suppl. 1):S49–S67 | https://doi.org/10.2337/dc23-S004 Richard E. Pratley, Jane Jeffrie Seley,

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Robert C. Stanton, and Robert A. Gabbay,
on behalf of the American Diabetes

4. MEDICAL EVALUATION AND COMORBIDITIES


Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
te
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
be

tailed description of ADA standards, statements, and reports, as well as the


evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
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and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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PERSON-CENTERED COLLABORATIVE CARE

Recommendations
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4.1 A person-centered communication style that uses person-centered, cul-


turally sensitive, and strength-based language and active listening; elic-
its individual preferences and beliefs; and assesses literacy, numeracy,
and potential barriers to care should be used to optimize health out-
comes and health-related quality of life. B
er

4.2 People with diabetes can benefit from a coordinated multidisciplinary


team that may include and is not limited to diabetes care and educa-
m

tion specialists, primary care and subspecialty clinicians, nurses, regis-


tered dietitian nutritionists, exercise specialists, pharmacists, dentists,
podiatrists, and mental health professionals. E Disclosure information for each author is
©A

available at https://doi.org/10.2337/dc23-SDIS.
Suggested citation: ElSayed NA, Aleppo G, Aroda
A successful medical evaluation depends on beneficial interactions between the VR, et al., American Diabetes Association. 4.
person with diabetes and the care team. The Chronic Care Model (1–3) (see Section Comprehensive medical evaluation and assess-
1, “Improving Care and Promoting Health in Populations”) is a person-centered ap- ment of comorbidities: Standards of Care in
proach to care that requires a close working relationship between the person with Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
S49–S67
diabetes and clinicians involved in treatment planning. People with diabetes should
receive health care from a coordinated interdisciplinary team that may include but © 2022 by the American Diabetes Association.
is not limited to diabetes care and education specialists, primary care and subspeci- Readers may use this article as long as the
work is properly cited, the use is educational
alty clinicians, nurses, registered dietitian nutritionists, exercise specialists, pharma- and not for profit, and the work is not altered.
cists, dentists, podiatrists, and mental health professionals. Individuals with dia- More information is available at https://www.
betes must assume an active role in their care. Based on the preferences of the diabetesjournals.org/journals/pages/license.
S50 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

person with diabetes, the family or sup- niques should be used to support the diabetes take in directing the day-to-day
port group and health care team to- person’s self-management efforts, includ- decision-making, planning, monitoring,
gether formulate the management plan, ing providing education on problem- evaluation, and problem-solving involved
which includes lifestyle management (see solving skills for all aspects of diabetes in diabetes self-management. Using a
Section 5, “Facilitating Positive Health management. nonjudgmental approach that normalizes
Behaviors and Well-being to Improve Health care professional communica- periodic lapses in management may help

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Health Outcomes”). tion with people with diabetes and fami- minimize the person’s resistance to re-
The goals of treatment for diabetes lies should acknowledge that multiple porting problems with self-management.

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are to prevent or delay complications factors impact glycemic management but Empathizing and using active listening
and optimize quality of life (Fig. 4.1). also emphasize that collaboratively devel- techniques, such as open-ended ques-

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Treatment goals and plans should be cre- oped treatment plans and a healthy life- tions, reflective statements, and summa-

ia
ated with people with diabetes based on style can significantly improve disease rizing what the person said, can help
their individual preferences, values, and outcomes and well-being (4–8). Thus, the facilitate communication. Perceptions of
goals. This individualized management goal of communication between health people with diabetes about their own

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plan should take into account the per- care professionals and people with dia- ability, or self-efficacy, to self-manage
son’s age, cognitive abilities, school/ betes is to establish a collaborative rela- diabetes constitute one important psy-
work schedule and conditions, health tionship and to assess and address self- chosocial factor related to improved dia-

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beliefs, support systems, eating patterns, management barriers without blaming betes self-management and treatment
physical activity, social situation, financial people with diabetes for “noncompliance” outcomes in diabetes (10–12) and should
concerns, cultural factors, literacy and nu- or “nonadherence” when the outcomes of be a target of ongoing assessment, edu-
meracy (mathematical literacy), diabetes self-management are not optimal (9). The cation, and treatment planning.

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history (duration, complications, current familiar terms “noncompliance” and Language has a strong impact on per-
use of medications), comorbidities, dis- “nonadherence” denote a passive, obe- ceptions and behavior. The use of em-
abilities, health priorities, other medical dient role for a person with diabetes in powering language in diabetes care and
conditions, preferences for care, and life “following doctor’s orders” that is at education can help to inform and moti-
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expectancy. Various strategies and tech- odds with the active role people with vate people, yet language that shames
be
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ica
er
m
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Figure 4.1—Decision cycle for person-centered glycemic management in type 2 diabetes. Adapted from Davies et al. (211). BGM, blood glucose
monitoring; BP, blood pressure; CGM, continuous glucose monitoring; CKD, chronic kidney disease; CVD, atherosclerotic cardiovascular disease;
DSMES, diabetes self-management education and support; HF, heart failure.
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S51

and judges may undermine this effort. comprehensive medical evalua- treatment planning are key components
The American Diabetes Association tion (Table 4.1). A of initial and follow-up visits (Table 4.2).
(ADA) and the Association of Diabetes 4.5 Ongoing management should The risk of atherosclerotic cardiovascu-
Care & Education Specialists (formerly be guided by the assessment lar disease and heart failure (see Sec-
called the American Association of Dia- of overall health status, diabe- tion 10, “Cardiovascular Disease and Risk
betes Educators) joint consensus report, Management”), chronic kidney disease

n
tes complications, cardiovascu-
“The Use of Language in Diabetes Care lar risk, hypoglycemia risk, and staging (see Section 11, “Chronic Kidney
and Education,” provides the authors’ Disease and Risk Management”), pres-

io
shared decision-making to set
expert opinion regarding the use of lan- therapeutic goals. B ence of retinopathy (see Section 12,
guage by health care professionals “Retinopathy, Neuropathy, and Foot

t
when speaking or writing about dia- Care”), and risk of treatment-associated

ia
betes for people with diabetes or for The comprehensive medical evaluation hypoglycemia (Table 4.3) should be used
professional audiences (13). Although includes the initial and follow-up evalua- to individualize targets for glycemia (see
further research is needed to address Section 6, “Glycemic Targets”), blood pres-

oc
tions, assessment of complications, psy-
the impact of language on diabetes out- chosocial assessment, management of sure, and lipids and to select specific glu-
comes, the report includes five key con- comorbid conditions, overall health sta- cose-lowering medication (see Section 9,
sensus recommendations for language tus, and engagement of the person with “Pharmacologic Approaches to Glycemic

ss
use: diabetes throughout the process. While a Treatment”), antihypertension medication,
comprehensive list is provided in Table 4.1, and statin treatment intensity.
• Use language that is neutral, non- in clinical practice the health care pro- Additional referrals should be arranged
judgmental, and based on facts, as necessary (Table 4.4). Clinicians should

sA
fessional may need to prioritize the
actions, or physiology/biology. components of the medical evaluation ensure that people with diabetes are
• Use language free from stigma. appropriately screened for complications
given the available resources and time.
• Use language that is strength based, and comorbidities. Discussing and imple-
The goal is to provide the health care
respectful, and inclusive and that im-
te
team information so it can optimally sup- menting an approach to glycemic man-
parts hope. agement with the person is a part, not
port people with diabetes. In addition to
• Use language that fosters collabora- the sole goal, of the clinical encounter.
the medical history, physical examina-
be
tion between people with diabetes
tion, and laboratory tests, health care
and health care professionals. IMMUNIZATIONS
professionals should assess diabetes self-
• Use language that is person centered
management behaviors, nutrition, social
(e.g., “person with diabetes” is pre- Recommendation
determinants of health, and psychosocial 4.6
ia

ferred over “diabetic”). Provide routinely recommended


health (see Section 5, “Facilitating Positive vaccinations for children and
Health Behaviors and Well-being to adults with diabetes as indi-
COMPREHENSIVE MEDICAL
nD

Improve Health Outcomes”) and give cated by age (see Table 4.5 for
EVALUATION guidance on routine immunizations. The highly recommended vaccina-
Recommendations assessment of sleep pattern and duration tions for adults with diabetes). A
4.3 A complete medical evalua- should be considered; a meta-analysis
ica

tion should be performed at found that poor sleep quality, short sleep,
the initial visit to: and long sleep were associated with The importance of routine vaccinations
• Confirm the diagnosis and higher A1C in people with type 2 diabe- for people living with diabetes has been
classify diabetes. A tes (14). Interval follow-up visits should elevated by the coronavirus disease
• Evaluate for diabetes compli- occur at least every 3–6 months individu- 2019 (COVID-19) pandemic. Preventing
er

cations, potential comorbid alized to the person and then at least avoidable infections not only directly
conditions, and overall health annually. prevents morbidity but also reduces
status. A Lifestyle management and psychosocial hospitalizations, which may additionally
m

• Review previous treatment care are the cornerstones of diabetes reduce risk of acquiring infections such
and risk factor management management. People with diabetes as COVID-19. Children and adults with
©A

in people with established should be referred for diabetes self- diabetes should receive vaccinations ac-
diabetes. A management education and support, cording to age-appropriate recommen-
• Begin engagement with the medical nutrition therapy, and assess- dations (15,16). The Centers for Disease
person with diabetes in ment of psychosocial/emotional health Control and Prevention (CDC) provides
the formulation of a care concerns if indicated. People with diabe- vaccination schedules specifically for chil-
management plan including tes should receive recommended preven- dren, adolescents, and adults with diabe-
initial goals of care. A tive care services (e.g., immunizations, tes (cdc.gov/vaccines/). The CDC Advisory
• Develop a plan for continuing cancer screening); smoking cessation Committee on Immunization Practices
care. A counseling; and ophthalmological, den- (ACIP) makes recommendations based
4.4 A follow-up visit should include tal, and podiatric referrals, as needed. on its own review and rating of the
most components of the initial The assessment of risk of acute and evidence, provided in Table 4.5 for se-
chronic diabetes complications and lected vaccinations. The ACIP evidence
S52 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

n
t io
ia
oc
ss
sA
te
be
ia
nD
ica
er
m
©A

Continued on p. S53
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S53

Table 4.1 (cont.) - Components of the comprehensive diabetes EVERY


medical evaluation at initial, follow-up, and annual visits INITIAL FOLLOW- ANNUAL
VISIT UP VISIT VISIT

Height, weight, and BMI; growth/pubertal development in children and


adolescents

n
Blood pressure determination

io
Orthostatic blood pressure measures (when indicated)
Fundoscopic examination (refer to eye specialist)
Thyroid palpation

t
ia
Skin examination (e.g., acanthosis nigricans, insulin injection or
insertion sites, lipodystrophy)
PHYSICAL
Comprehensive foot examination
EXAMINATION

oc
Visual inspection (e.g., skin integrity, callous formation, foot
deformity or ulcer, toenails)**

Screen for PAD (pedal pulses—refer for ABI if diminished)

ss
Determination of temperature, vibration or pinprick sensation,
and 10-g monofilament exam

Screen for depression, anxiety, and disordered eating

sA
Consider assessment for cognitive performance*

Consider assessment for functional performance*

A1C, if the results are not available within the past 3 months
te
If not performed/available within the past year

Lipid profile, including total, LDL, and HDL cholesterol and


triglycerides#
be

Liver function tests#


LABORATORY
Spot urinary albumin-to-creatinine ratio
EVALUATION
Serum creatinine and estimated glomerular filtration rate+
ia

Thyroid-stimulating hormone in people with type 1 diabetes#


Vitamin B12 if on metformin
nD

Serum potassium levels in people with diabetes on ACE inhibitors, ARBs,


or diuretics+

ABI, ankle-brachial pressure index; ARBs, angiotensin receptor blockers; CGM, continuous glucose monitors; MDI, multiple daily injections; NAFLD,
nonalcoholic fatty liver disease; OSA, obstructive sleep apnea; PAD, peripheral arterial disease.
ica

*At 65 years of age or older.

+May be needed more frequently in people with diabetes with known chronic kidney disease or with changes in medications that affect kidney
function and serum potassium (see Table 11.1).

#May also need to be checked after initiation or dose changes of medications that affect these laboratory values (i.e., diabetes medications,
er

blood pressure medications, cholesterol medications, or thyroid medications).

^In people without dyslipidemia and not on cholesterol-lowering therapy, testing may be less frequent.
m

**Should be performed at every visit in people with diabetes with sensory loss, previous foot ulcers, or amputations.

review has evolved over time with the and morbidity in vulnerable populations, influenza vaccination, it is recommended
©A

adoption of Grading of Recommendations including youth, older adults, and peo- for all individuals $6 months of age
Assessment, Development and Evaluation ple with chronic diseases. Influenza vac- who do not have a contraindication. In-
(GRADE) in 2010 and then the Evidence cination in people with diabetes has fluenza vaccination is critically important
to Decision or Evidence to Recommenda- been found to significantly reduce influ- as the severe acute respiratory syn-
tion frameworks in 2018 (17). Here we enza and diabetes-related hospital ad- drome coronavirus 2 (SARS-CoV-2) and
discuss the particular importance of spe- missions (18). In people with diabetes influenza viruses will both be active in
cific vaccines. and cardiovascular disease, influenza the U.S. during the 2022–2023 season
vaccine has been associated with lower (20). The live attenuated influenza vac-
Influenza risk of all-cause mortality, cardiovascular cine, which is delivered by nasal spray, is
Influenza is a common, preventable infec- mortality, and cardiovascular events an option for people who are age 2
tious disease associated with high mortality (19). Given the benefits of the annual years through age 49 years and who are
S54 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

Table 4.2—Assessment and treatment plan*


vaccines (PCV13, PCV15, and PCV20) and
Assessing risk of diabetes complications
pneumococcal polysaccharide vaccine
 ASCVD and heart failure history (PPSV23), with distinct schedules for chil-
 ASCVD risk factors and 10-year ASCVD risk assessment dren and adults.
 Staging of chronic kidney disease (see Table 11.1) It is recommended that all children re-
 Hypoglycemia risk (see Table 4.3) ceive a four-dose series of PCV13 or

n
 Assessment for retinopathy
PCV15 by 15 months of age. For children
 Assessment for neuropathy

io
with diabetes who have incomplete se-
Goal setting
ries by ages 2–5 years, the CDC recom-
 Set A1C/blood glucose/time-in-range target
 If hypertension is present, establish blood pressure target
mends a catch-up schedule to ensure

t
 Diabetes self-management goals that these children have four doses. Chil-

ia
Therapeutic treatment plans
dren with diabetes between 6 and 18
 Lifestyle management years of age are also advised to receive

oc
 Pharmacologic therapy: glucose lowering one dose of PPSV23, preferably after re-
 Pharmacologic therapy: cardiovascular and renal disease risk factors ceipt of PCV13.
 Use of glucose monitoring and insulin delivery devices Adults aged $65 years whose vaccine
 Referral to diabetes education and medical specialists (as needed)
status is unknown or who have not re-

ss
ASCVD, atherosclerotic cardiovascular disease. *Assessment and treatment planning are essential ceived pneumococcal vaccine should re-
components of initial and all follow-up visits. ceive one dose of PCV15 or PCV20. If
PCV15 is used, it should be followed by

sA
PPSV23.
not pregnant, but people with chronic Pneumococcal Pneumonia Adults aged 19–64 years with certain
conditions such as diabetes are cau- Like influenza, pneumococcal pneumonia underlying risk factors or other medical
tioned against taking the live attenuated is a common, preventable disease. Peo- conditions whose vaccine status is un-
te
influenza vaccine and are instead recom- ple with diabetes are at increased risk for known or who have not received pneu-
mended to receive the inactive or re- the bacteremic form of pneumococcal in- mococcal vaccine should receive one
combinant influenza vaccination. For fection and have been reported to have dose of PCV15 or PCV20. As for adults
be

individuals $65 years of age, there may a high risk of nosocomial bacteremia, aged $65 years, if PCV15 is used, it
be additional benefit from the high-dose with a mortality rate as high as 50% (21). should be followed by PPSV23.
quadrivalent inactivated influenza vac- There are two types of vaccines available The recommended interval between
in the U.S., pneumococcal conjugate
ia

cine (20). PCV15 and PPSV23 is $1 year. If PPSV23


is the only dose received, PCV15 or
PCV20 may be given $1 year later.
nD

Table 4.3—Assessment of hypoglycemia risk For adults with immunocompromising


Factors that increase risk of treatment-associated hypoglycemia conditions, cochlear implant, or cerebro-
 Use of insulin or insulin secretagogues (i.e., sulfonylureas, meglitinides)
spinal fluid leak, a minimum interval of
 Impaired kidney or hepatic function
 Longer duration of diabetes 8 weeks can be considered for dosing of
ica

 Frailty and older age PCV15 and PPSV23 when PCV15 has been
 Cognitive impairment used.
 Impaired counterregulatory response, hypoglycemia unawareness Adults who received PCV13 should fol-
 Physical or intellectual disability that may impair behavioral response to hypoglycemia low the previously recommended PPSV23
 Alcohol use
er

 Polypharmacy (especially ACE inhibitors, angiotensin receptor blockers, nonselective


series. Adults who received only PPSV23
b-blockers) may receive a PCV15 or PCV20 $1 year
 History of severe hypoglycemic event after their last dose.
m

In addition to individual risk factors, consider use of comprehensive risk prediction models (198).
Hepatitis B
See references 199–203.
Compared with the general population,
©A

people with type 1 or type 2 diabetes


have higher rates of hepatitis B. This
Table 4.4—Referrals for initial care management may be due to contact with infected blood
 Eye care professional for annual dilated eye exam or through improper equipment use (glu-
 Family planning for individuals of childbearing potential cose monitoring devices or infected nee-
 Registered dietitian nutritionist for medical nutrition therapy dles). Because of the higher likelihood of
 Diabetes self-management education and support
 Dentist for comprehensive dental and periodontal examination
transmission, hepatitis B vaccine is recom-
 Mental health professional, if indicated mended for adults with diabetes aged
 Audiology, if indicated <60 years. For adults aged $60 years,
 Social worker/community resources, if indicated hepatitis B vaccine may be administered
at the discretion of the treating clinician
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S55

Table 4.5—Highly recommended immunizations for adults with diabetes (Advisory Committee on Immunization Practices,
Centers for Disease Control and Prevention)
Vaccination Age-group recommendations Frequency GRADE evidence type* Reference
Hepatitis B <60 years of age; $60 years Two- or three-dose series 2 Centers for Disease Control and
of age discuss with health Prevention, Use of Hepatitis B

n
care professionals Vaccination for Adults With
Diabetes Mellitus: Recommendations

io
of the Advisory Committee on
Immunization Practices (ACIP) (204)

Human papilloma #26 years of age; 27–45 years Three doses over 2 for female individuals, Meites et al., Human Papillomavirus

t
virus (HPV) of age may also be 6 months 3 for male individuals Vaccination for Adults: Updated

ia
vaccinated against HPV Recommendations of the Advisory
after a discussion with Committee on Immunization Practices
health care professionals (205)

oc
Influenza All people with diabetes advised Annual — Demicheli et al., Vaccines for Preventing
not to receive live attenuated Influenza in the Elderly (206)
influenza vaccine

ss
Pneumonia (PPSV23 19–64 years of age, vaccinate One dose is recommended for those that 2 Centers for Disease Control and
[Pneumovax]) with Pneumovax previously received PCV13. If PCV15 Prevention, Updated Recommendations
used, follow with PPSV23 $1 year for Prevention of Invasive
later. PPSV23 is not indicated after Pneumococcal Disease

sA
PCV20. Adults who received only Among Adults Using the
PPSV23 may receive PCV15 or PCV20 23-Valent Pneumococcal Polysaccaride
$1 year after their last dose. Vaccine (PPSV23) (207)
$65 years of age One dose is recommended for those that 2 Falkenhorst et al., Effectiveness
te
previously received PCV13. If PCV15 of the 23-Valent Pneumococcal
was used, follow with PPSV23 $1 year Polysaccharide Vaccine (PPV23)
later. PPSV23 is not indicated after Against Pneumococcal Disease
PCV20. Adults who received only in the Elderly: Systematic Review
be

PPSV23 may receive PCV15 or PCV20 and Meta-analysis (208)


$1 year after their last dose.

PCV20 or PCV15 Adults 19–64 years One dose of PCV15 or PCV20 is 3 Kobayashi et al., Use of 15-Valent
of age, with an recommended by the CDC. Pneumococcal Conjugate Vaccine and
ia

immunocompromising 20-Valent Pneumococcal Conjugate


condition (e.g., chronic Vaccine Among U.S. Adults: Updated
renal failure), cochlear Recommendations of the Advisory
nD

implant, or cerebrospinal Committee on Immunization


fluid leak Practices—United States, 2022 (22)
19–64 years of age, For those who have never received any
immunocompetent pneumococcal vaccine, the CDC
ica

recommends one dose of PCV15 or


PCV20.
$65 years of age, One dose of PCV15 or PCV20. PCSV23
immunocompetent, have may be given $8 weeks after PCV15.
shared decision-making PPSV23 is not indicated after PCV20.
er

discussion with health


care professionals
Tetanus, diphtheria, All adults; pregnant Booster every 10 years 2 for effectiveness, Havers et al., Use of Tetanus Toxoid,
m

pertussis (TDAP) individuals should have 3 for safety Reduced Diphtheria Toxoid, and
an extra dose Acellular Pertussis Vaccines: Updated
Recommendations of the Advisory
Committee on Immunization
©A

Practices—United States, 2019 (209)

Zoster $50 years of age Two-dose Shingrix, even if 1 Dooling et al., Recommendations
previously vaccinated of the Advisory Committee on
Immunization Practices for Use
of Herpes Zoster Vaccines (210)

GRADE, Grading of Recommendations Assessment, Development, and Evaluation; PCV13, 13-valent pneumococcal conjugate vaccine; PCV15, 15-valent pneumo-
coccal conjugate vaccine; PCV 20, 20-valent pneumococcal conjugate vaccine; PPSV23, 23-valent pneumococcal polysaccharide vaccine. *Evidence type: 1, ran-
domized controlled trials (RCTs) or overwhelming evidence from observational studies; 2, RCTs with important limitations or exceptionally strong evidence from
observational studies; 3, observational studies or RCTs with notable limitations; 4, clinical experience and observations, observational studies with important limi-
tations, or RCTs with several major limitations. For a comprehensive list, refer to the Centers for Disease Control and Prevention (CDC) at cdc.gov/vaccines/.
S56 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

based on the person’s likelihood of ac- compromised, doses 1 and 2 should be discusses many of the common comor-
quiring hepatitis B infection. at least 3 weeks apart and doses 2 and 3 bidities observed in people with diabetes
at least 4 weeks apart. but is not necessarily inclusive of all the
COVID-19 For most people aged $18 years re- conditions that have been reported.
As of September 2022, the COVID-19 ceiving Novavax vaccine, doses 1 and
vaccines are recommended for all adults 2 should be at least 3–8 weeks apart. Autoimmune Diseases

n
and some children, including people with For those who are moderately to se- Recommendations
diabetes, under approval from the U.S. verely compromised, doses 1 and 2

io
4.7 People with type 1 diabetes should
Food and Drug Administration (FDA) (24). should be at least 3 weeks apart. The
be screened for autoimmune
The bivalent booster protecting against the Janssen monovalent vaccine is currently
thyroid disease soon after diagno-

t
omicron variant and original strain has authorized for use in certain limited sit-
sis and periodically thereafter. B

ia
now replaced the monovalent booster uations due to safety considerations.
4.8 Adults with type 1 diabetes
for many. For most people 12–17 years of age
should be screened for celiac
For people 6 months to 17 years of who received the Moderna vaccine, the

oc
disease in the presence of gas-
age, most can receive the monovalent Pfizer-BioNTech bivalent booster may be
trointestinal symptoms, signs,
Moderna vaccine doses 1 and 2 at least given at least 8 weeks from doses 2 and 3.
laboratory manifestations, or
4–8 weeks apart. For those who are For those moderately or severely compro-
clinical suspicion suggestive of

ss
moderately or severely immunocompro- mised, doses 3 and 4 should be at least
8 weeks apart. celiac disease. B
mised, doses 1 and 2 and doses 2 and 3
should be at least 4 weeks apart. For most people aged 12–17 years
who received the Pfizer-BioNTech vac-

sA
For the Pfizer-BioNTech monovalent People with type 1 diabetes are at in-
vaccine for most people aged 6 months cine, the Pifzer-BioNTech bivalent booster creased risk for other autoimmune dis-
to 4 years, doses 1 and 2 should be at may be given at least 8 weeks from eases, with thyroid disease, celiac disease,
least 3–8 weeks apart and doses 2 and 3 doses 2 and 3. For those moderately or and pernicious anemia (vitamin B12 defi-
te
at least 8 weeks apart. For those aged severely compromised, doses 3 and 4 ciency) being among the most common
6 months to 4 years who are moderately should be at least 8 weeks apart. (30). Other associated conditions include
or severely compromised, doses 1 and 2 For most people aged $12 years re- autoimmune hepatitis, primary adrenal
be
should be at least 4 weeks apart and ceiving the Novavax vaccine, the Pfizer- insufficiency (Addison disease), collagen
doses 2 and 3 at least 4 weeks apart. BioNTech bivalent booster may be given vascular diseases, and myasthenia gravis
For most people aged 5–11 years, doses 1 as doses 2 and 3 at least 8 weeks apart. (31–34). Type 1 diabetes may also occur
and 2 should be at least 3–8 weeks apart For those moderately to severely immu- with other autoimmune diseases in the
ia

and doses 2 and 3 at least 5 months nocompromised, doses 2 and 3 should context of specific genetic disorders or
apart. For those who are moderately or be given at least 8 weeks apart. polyglandular autoimmune syndromes
Those $18 years of age receiving the
nD

severely immunocompromised, doses 1 (35). Given the high prevalence, nonspe-


and 2 should be at least 3 weeks apart Moderna vaccine may be given the cific symptoms, and insidious onset of pri-
and doses 2 and 3 should be at least Moderna bivalent booster 8 weeks after mary hypothyroidism, routine screening
8 weeks apart. For most people aged their last dose. Those $18 years of age for thyroid dysfunction is recommended
12–17 years, doses 1 and 2 should be receiving the Pfizer-BioNTech vaccine
ica

for all people with type 1 diabetes.


at least 3–8 weeks apart. For those who may receive the Pfizer-BioNTech biva- Screening for celiac disease should be
are moderately to severely immunocom- lent booster 8 weeks after their last considered in adults with diabetes with
promised, doses 1 and 2 should be at dose. Those receiving the Janssen vac- suggestive symptoms (e.g., diarrhea,
least 3 weeks apart and doses 2 and 3 cine may receive the Moderna or Pfizer- malabsorption, abdominal pain) or signs
er

should be at least 4 weeks apart. BioNTech bivalent booster 8 weeks after (e.g., osteoporosis, vitamin deficiencies,
For the Novavax vaccine, for most peo- their last dose. Those receiving the iron deficiency anemia) (36,37). Mea-
ple over 12 years of age, doses 1 and 2 Novavax vaccine aged $12 years may surement of vitamin B12 levels should
m

should be at least 3–8 weeks apart. For receive either the Moderna or Pfizer- be considered for people with type 1 di-
those who are moderately to severely im- BioNTech bivalent booster 8 weeks abetes and peripheral neuropathy or un-
after their last dose.
©A

munocompromised, doses 1 and 2 should explained anemia.


be at least 3 weeks apart. For most peo-
ple aged $18 years receiving the Mod- ASSESSMENT OF COMORBIDITIES Cancer
erna vaccine, doses 1 and 2 should be at Besides assessing diabetes-related com- Diabetes is associated with increased risk
least 4–8 weeks apart. For those who are plications, clinicians and people with dia- of cancers of the liver, pancreas, endo-
moderately or severely compromised, betes need to be aware of common metrium, colon/rectum, breast, and
doses 1 and 2 should be at least 4 weeks comorbidities that affect people with di- bladder (38). The association may result
apart and doses 2 and 3 at least 4 weeks abetes and that may complicate man- from shared risk factors between type 2
apart. For most people receiving the agement (25–29). Diabetes comorbidities diabetes and cancer (older age, obesity,
Pfizer-BioNTech vaccine, doses 1 and 2 are conditions that affect people with di- and physical inactivity) but may also be
should be at least 3–8 weeks apart. For abetes more often than age-matched due to diabetes-related factors (39),
those who are moderately or severely people without diabetes. This section such as underlying disease physiology
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S57

or diabetes treatments, although evi- diabetes (43). The Action to Control people with diabetes and a high risk for
dence for these links is scarce. People Cardiovascular Risk in Diabetes (ACCORD) cardiovascular disease.
with diabetes should be encouraged to study found that each 1% higher A1C
undergo recommended age- and sex- level was associated with lower cogni- Nonalcoholic Fatty Liver Disease
appropriate cancer screenings and to re- tive function in individuals with type 2 Recommendation
duce their modifiable cancer risk factors diabetes (45). However, the ACCORD 4.10 People with type 2 diabetes

n
(obesity, physical inactivity, and smok- study found no difference in cognitive or prediabetes with cardio-
ing). New onset of atypical diabetes

io
outcomes in participants randomly as- metabolic risk factors, who
(lean body habitus, negative family his- signed to intensive and standard glycemic have either elevated liver en-
tory) in a middle-aged or older person management, supporting the recommen- zymes (ALT) or fatty liver on

t
may precede the diagnosis of pancreatic dation that intensive glucose manage- imaging or ultrasound, should

ia
adenocarcinoma (40). However, in the ment should not be advised for the be evaluated for presence of
absence of other symptoms (e.g., weight improvement of cognitive function in nonalcoholic steatohepatitis and
loss, abdominal pain), routine screening individuals with type 2 diabetes (46). liver fibrosis. C

oc
of all such individuals is not currently
recommended. Hypoglycemia
In type 2 diabetes, severe hypoglycemia Screening

ss
Cognitive Impairment/Dementia is associated with reduced cognitive func- Nonalcoholic fatty liver disease (NAFLD)
Recommendation
tion, and those with poor cognitive func- is the term used to identify the broad
4.9 In the presence of cognitive tion have more severe hypoglycemia. In a spectrum of the disease ranging from

sA
impairment, diabetes treat- long-term study of older people with nonalcoholic fatty liver with macrovesic-
ment plans should be simpli- type 2 diabetes, individuals with one ular hepatic steatosis only (or with mild
fied as much as possible and or more recorded episodes of severe inflammation) to steatohepatitis (non-
tailored to minimize the risk of hypoglycemia had a stepwise increase in alcoholic steatohepatitis [NASH]) to
te
hypoglycemia. B risk of dementia (47). Likewise, the AC- cirrhosis. This is in the absence of ongo-
CORD trial found that as cognitive func- ing or recent consumption of significant
tion decreased, the risk of severe amounts of alcohol (defined as inges-
be

Diabetes is associated with a significantly hypoglycemia increased (48). This has tion of >21 standard drinks per week in
increased risk and rate of cognitive de- also been demonstrated in people with men and >14 standard drinks per week
cline and an increased risk of dementia type 1 diabetes. Tailoring glycemic ther- in women over a 2-year period preced-
(41,42). A recent meta-analysis of pro- apy may help to prevent hypoglycemia ing evaluation) or the presence of other
ia

spective observational studies in people in individuals with cognitive dysfunction secondary causes of fatty liver disease.
with diabetes showed 73% increased risk (49). See Section 13, “Older Adults,” for Diabetes is a major risk factor for devel-
nD

of all types of dementia, 56% increased more detailed discussion of hypoglyce- oping NASH and for disease progression
risk of Alzheimer dementia, and 127% in- mia in older people with type 1 and and worse liver outcomes (53). Recent
creased risk of vascular dementia com- type 2 diabetes. studies in adults in the U.S. estimate
pared with individuals without diabetes that NAFLD is prevalent in >70% of peo-
ica

(43). The reverse is also true: people Nutrition ple with type 2 diabetes (54–56). This is
with Alzheimer dementia are more likely In one study, following the Mediterranean consistent with studies from many other
to develop diabetes than people without diet correlated with improved cognitive countries (57). NASH is defined histologi-
Alzheimer dementia. In a 15-year pro- function (50). However, a Cochrane re- cally as having $5% hepatic steatosis
spective study of community-dwelling view found insufficient evidence to rec- and associated with inflammation and
er

people >60 years of age, the presence ommend any specific dietary change for hepatocyte injury (hepatocyte balloon-
of diabetes at baseline significantly in- the prevention or treatment of cognitive ing), with or without evidence of liver
creased the age- and sex-adjusted inci- dysfunction (51). fibrosis (58). Steatohepatitis is estimated
m

dence of all-cause dementia, Alzheimer to affect more than half of people with
dementia, and vascular dementia com- Statins type 2 diabetes with NAFLD (59), and it
©A

pared with rates in those with normal A systematic review has reported that appears to be a driver for the develop-
glucose tolerance (44). See Section 13, data do not support an adverse effect of ment of fibrosis. Fibrosis stages are clas-
“Older Adults,” for a more detailed dis- statins on cognition (52). The FDA post- sified histologically as the following: F0,
cussion regarding screening for cognitive marketing surveillance databases have no fibrosis; F1, mild; F2, moderate (sig-
impairment. also revealed a low reporting rate for nificant); F3, severe (advanced); and F4,
cognitive function–related adverse events, cirrhosis. In the U.S., between 12% and
Hyperglycemia including cognitive dysfunction or de- 20% of people with type 2 diabetes
In those with type 2 diabetes, the de- mentia, with statin therapy, similar to have clinically significant fibrosis ($F2)
gree and duration of hyperglycemia are rates seen with other commonly pre- (54,55,59), similar to that observed
related to dementia. More rapid cogni- scribed cardiovascular medications (52). worldwide (53,57). NASH is a leading cause
tive decline is associated with both in- Therefore, fear of cognitive decline of hepatocellular carcinoma (HCC) (60,61)
creased A1C and longer duration of should not be a barrier to statin use in and of liver transplantation in the U.S.,
S58 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

with transplant waiting lists being over- low prevalence of obesity was only 8.8% of identifiable risk factors. The FIB-4 esti-
represented by people with type 2 dia- compared with 68% in people with type 2 mates the risk of hepatic cirrhosis and is
betes (62). Still, clinicians underestimate diabetes (81). The prevalence of fibrosis calculated from the computation of age,
its prevalence and do not consistently was not established. Therefore, screening plasma aminotransferases (AST and ALT),
implement appropriate screening strate- for fibrosis in people with type 1 diabe- and platelet count (mdcalc.com/calc/
gies, thus missing the diagnosis of NAFLD tes should only be considered in the 2200/fibrosis-4-fib-4-index-liver-fibrosis).

n
in high-risk groups, such as those having presence of additional risk factors for A value of <1.3 is considered lower risk,
obesity or type 2 diabetes. This pattern while >2.67 is considered as having a

io
NAFLD, such as obesity, incidental he-
of underdiagnosis is compounded by patic steatosis on imaging, or elevated high probability of advanced fibrosis
sparse referral to specialists and inade- plasma aminotransferases. (F3–F4). It also predicts changes over

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quate prescription of medications with There is consensus that the fibrosis-4 time in hepatic fibrosis (88,89) and al-

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proven efficacy in NASH (63,64). index (FIB-4) is the most cost-effective lows risk stratification of individuals in
The goal of screening is not to identify strategy for the initial screening of peo- terms of future liver-related morbidity
steatosis per se (being already highly ple with prediabetes and cardiometa-

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and mortality (90,91). FIB-4 has an area
prevalent in this population) but rather bolic risk factors or type 2 diabetes in under the receiver–operating character-
to use it to identify those on a disease the primary care and diabetes clinical istic curve of only 0.78–0.80 (89,92–
path of future cirrhosis. This risk is higher setting (58,64–66,82–84). See the pro- 95); thus, a confirmatory test is often

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in people who have obesity and cardio- posed diagnostic algorithm by an expert needed. It has a reasonable specificity
metabolic risk factors or insulin resistance,
group that included ADA representatives and negative predictive value to rule
are >50 years of age, and/or have persis-
in Fig. 4.2 (64). A screening strategy out advanced fibrosis but lacks ade-
tently elevated plasma aminotransferases

sA
based on elevated plasma aminotrans- quate sensitivity and positive predic-
(AST and/or ALT >30 units/L for more
ferases >40 units/L would miss most in- tive value to establish presence of
>6 months) (65,66). Some genetic var-
dividuals with NASH in these settings, as advanced fibrosis in many cases, which
iants that alter hepatocyte triglyceride
clinically significant fibrosis ($F2) is is the reason why people with diabetes
metabolism may also increase the risk of
te
frequently observed with plasma ami- often fall in the “indeterminate risk”
NASH progression and cirrhosis (67,68),
amplifying the impact of obesity, but the notransferases below the commonly group for establishing the advanced
used cutoff of 40 units/L (54–56,59, fibrosis (or intermediate) group (between
be
role of genetic testing in clinical practice
remains to be established. 85,86). The American College of Gastroen- 1.3 and 2.67). However, its low cost,
Individuals with clinically significant fi- terology considers the upper limit of nor- simplicity, and good specificity make it
brosis ($F2), especially those with type 2 mal ALT levels to be 29–33 units/L for the initial test of choice (Fig. 4.2). Per-
ia

diabetes, have a greater risk of cirrhosis male individuals and 19–25 units/L for formance is better in a population with
with liver decompensation, HCC, liver female individuals (87), as higher levels higher prevalence of significant fibrosis
transplantation, and all-cause mortality are associated with increased liver- (i.e., hepatology clinics) compared with
nD

(69–72). Excess mortality associated with related mortality, even in the absence primary care settings. FIB-4 has not been
NAFLD is attributable not only to cirrho-
sis and HCC but also to extrahepatic
cancer (61), type 2 diabetes (73), and
ica

cardiovascular disease (74,75). Their esti-


mated relative impact depends on length
of follow-up and population studied,
among other factors. Emerging evidence
er

suggests that NAFLD increases the risk of


chronic kidney disease, particularly when
liver fibrosis is present (76,77), although
m

the association of NAFLD with diabetic


retinopathy is less clear (78). Therefore,
early diagnosis is essential to prevent fu-
©A

ture cirrhosis.
A recent meta-analysis reported a preva-
lence of NAFLD of 22% in people with
type 1 diabetes (79). This risk may be
linked to the fact that about one-third in
the U.S. have obesity (80). However, there
was a large variability across studies, and
most measured liver fat by ultrasound. In
one of the few studies using the gold-
Figure 4.2—A proposed algorithm for risk stratification in individuals with nonalcoholic fatty
standard MRI technique to quantitate liver disease (NAFLD) or nonalcoholic steatohepatitis (NASH). NFS, NAFLD fibrosis score created
liver fat, the prevalence of steatosis in by a group of experts that included American Diabetes Association representatives. Reprinted
a population with type 1 diabetes with from Kanwal et al. (64).
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S59

well validated in pediatric populations LSM and/or patented biomarkers for the 50–75% in inflammation and hepato-
and does not perform as well in those noninvasive fibrosis risk stratification of cyte ballooning (necrosis), and 30–40%
aged <35 years. In people with diabe- individuals with NAFLD in primary care in fibrosis (126,127). It may also reduce
tes $65 years of age, higher cutoffs and diabetes clinics (58,64–66,82–84). the risk of HCC (127). Bariatric surgery
for FIB-4 have been recommended After initial risk stratification (i.e., FIB-4, should be used with caution in individu-
(1.9–2.0 rather than >1.3) (96,97). LSM, and/or patented biomarkers), peo- als with compensated cirrhosis, but in

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In people with an indeterminate or ple with diabetes at indeterminate or experienced hands the risk of hepatic
high FIB-4, additional risk stratification is high risk of fibrosis should be referred, decompensation is similar to that for

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required with a liver stiffness measure- based on practice setting, to a gastroen- those with less advanced liver disease.
ment (LSM) by transient elastography terologist or hepatologist for further Because of the paucity of safety and

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(Fig. 4.2) or, if unavailable, by commer- workup within the framework of a mul- outcome data, bariatric surgery is

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cial blood fibrosis biomarkers such as tidisciplinary team (64,105,106). not recommended in individuals with
the Enhanced Liver Fibrosis (ELF) test decompensated cirrhosis who also
(98) or others. Use of a second non- Management have a much higher risk of postopera-

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proprietary diagnostic panel is not rec- While steatohepatitis and cirrhosis oc- tive liver-related complications (enceph-
ommended (i.e., NAFLD fibrosis score, cur in lean people with diabetes and alopathy, variceal bleeding, or ascites)
others), as they generally do not perform are believed to be linked to genetic (58,65,66).

ss
better than FIB-4 (56,92). Transient elas- predisposition, insulin resistance, and At present, there are no FDA-approved
tography (LSM) is the best-validated environmental factors (107–109), there drugs for the treatment of NASH. There-
imaging technique for fibrosis risk strati- is ample evidence to implicate excess fore, treatment for people with type 2 di-
fication, and it predicts future cirrhosis adiposity in people with overweight and abetes and NASH is centered on the dual

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and all-cause mortality in NAFLD (58,65,99). obesity in the pathogenesis of the dis- purpose of treating hyperglycemia and
An LSM value of <8.0 kPa has a good ease (110,111). Obesity in the setting of obesity, especially if clinically significant fi-
negative predictive value to exclude ad- type 2 diabetes worsens insulin resistance brosis ($F2) is present. The rationale for
vanced fibrosis ($F3–F4) (100–102) and and steatohepatitis, promoting the de- the treatment of people with type 2 dia-
te
indicates low risk for clinically significant velopment of cirrhosis (112). Therefore, betes is based on their high prevalence
fibrosis. Such individuals with diabetes clinicians should recommend lifestyle of NASH with significant fibrosis (10–15%
be
can be followed in nonspecialty clinics changes in people with overweight or of people with type 2 diabetes)
with repeat surveillance testing every obesity and NAFLD. A minimum weight (54,55,57), their higher risk of disease
$2 years. If the LSM is >12 kPa, the loss goal of 5%, preferably $10% progression and liver-related mortality
risk for advanced fibrosis is high and (113,114), is needed to improve liver his- (53,72,128), and the lack of pharmaco-
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people with diabetes should be referred tology, with fibrosis requiring the larger logical treatments once cirrhosis is
to the hepatologist (100). FIB-4 followed weight reduction to change (114–116). established (129). Therefore, early diag-
by LSM helps stratify people with diabe- Individualized, structured weight loss and nosis and treatment of NAFLD offers
nD

tes by risk level and minimize referrals exercise programs offer greater benefit the best opportunity for cirrhosis pre-
to the specialist (91,94,99,103,104) than standard counseling in people with vention. Pioglitazone and some glucagon-
(Fig. 4.2). NAFLD (107,117). like peptide 1 receptor agonists (GLP-1
Specialists may order additional tests Dietary recommendations to induce RAs) have been shown to be effective
ica

for fibrosis risk stratification (64–66,84, an energy deficit are not different than to treat steatohepatitis (64,65,130–132)
99), with magnetic resonance elastogra- those for people with diabetes with obe- and may slow fibrosis progression (133–135)
phy having the best overall performance sity without NAFLD and should include a and decrease cardiovascular disease
(particularly for early fibrosis stages). reduction of macronutrient content, lim- (65,131), which is the number one cause
er

Finally, liver biopsy remains the gold stan- iting saturated fat, starch, and added of death in people with type 2 diabetes
dard for the diagnosis of NASH, and its sugar, with adoption of healthier eating and NAFLD (74).
indication is reserved to the discretion patterns. The Mediterranean diet has the Pioglitazone improves glucose and lipid
m

of the specialist within a multidisciplinary best evidence for improving liver and metabolism and reverses steatohepatitis
team approach. cardiometabolic health (58,65,82,83,117– in people with prediabetes, type 2 diabe-
The American Gastroenterological As- 121). Both aerobic and resistance training tes (136,137), or even without diabetes
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sociation convened an international con- improve NAFLD in proportion to treat- (138–140). Fibrosis also improved in some
ference, including representatives of the ment engagement and intensity of the trials (137,139). A meta-analysis (133) con-
ADA, to review and discuss published program (122–124). cluded that pioglitazone treatment results
literature on the burden, screening, risk Obesity pharmacotherapy may assist in resolution of NASH and may improve
stratification, diagnosis, and manage- with weight loss in the context of life- fibrosis. Pioglitazone may halt the accel-
ment of individuals with NAFLD (64). style modification if not achieved by life- erated pace of fibrosis progression ob-
See Fig. 4.2, which is reproduced from style modification alone. served in people with type 2 diabetes
this special report (64). A Clinical Care Bariatric surgery improves NASH and (134) and is overall cost-effective for the
Pathway summarized the diagnosis and cardiometabolic health, altering the nat- treatment of NASH (141,142). Vitamin E
management of NAFLD in a subsequent ural history of the disease (125). Meta- may be beneficial for the treatment of
publication (66). Consensus is emerging analyses report that 70–80% of people NASH in people without diabetes (138).
to start screening with FIB-4 followed by have improvement in hepatic steatosis, However, in people with type 2 diabetes,
S60 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

treatment in a small randomized con- should be considered for screening (152). during the COVID-19 pan-
trolled trial (RCT) was largely negative as Sleep apnea treatment (lifestyle modifica- demic. C
monotherapy (134), and when added to tion, continuous positive airway pressure, 4.16 People with diabetes and their
pioglitazone, it did not seem to enhance oral appliances, and surgery) significantly families/caregivers should be
pioglitazone’s efficacy, as reported in an improves quality of life and blood pres- monitored for psychological
earlier trial in this population (137). sure management. The evidence for a

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well-being and offered support
Pioglitazone causes dose-dependent treatment effect on glycemic control is or referrals as needed, includ-
weight gain (15 mg/day, mean of 1–2%; mixed (153).

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ing mental/behavioral health
45 mg/day, 3–5%), increases fracture care, self-management education
risk, may promote heart failure if used Periodontal Disease and support, and resources to

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in individuals with preexisting conges- Periodontal disease is more severe, and address related risk factors. E

ia
tive heart failure, and may increase may be more prevalent, in people with 4.17 Health care systems need to en-
the risk of bladder cancer, although diabetes than in those without and has sure that the vulnerable popula-
this remains controversial (64,65,131, been associated with higher A1C levels tions are not disproportionately

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132). (154–156). Longitudinal studies suggest disadvantaged by use of tech-
GLP-1 RAs are effective in inducing that people with periodontal disease nological methods of consulta-
weight loss and ameliorating elevated have higher rates of incident diabetes. tions. E

ss
plasma aminotransferases and steatosis Current evidence suggests that periodon- 4.18 There is no clear indication to
(130). However, there are only two RCTs tal disease adversely affects diabetes out- change prescribing of glucose-
in biopsy-proven individuals with NASH. comes, although evidence for treatment lowering therapies in people
A small RCT reported that liraglutide im- benefits remains controversial (29,157). In

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with diabetes infected by the
proved some features of NASH and, of an RCT, intensive periodontal treatment SARS-CoV-2 virus. B
particular relevance, delayed the pro- was associated with better glycemic 4.19 People with diabetes should be
gression of fibrosis (143). More recently, outcomes (A1C 8.3% vs. 7.8% in control prioritized and offered SARS-
once-daily subcutaneous semaglutide in subjects and the intensive-treatment CoV-2 vaccines. B
te
320 people with biopsy-proven NASH group, respectively) and reduction in in-
(62% having type 2 diabetes) reported flammatory markers after 12 months of
follow-up (158).
be
resolution of steatohepatitis in 59% at the
higher dose (equivalent to 2.4 mg/week SARS-CoV-2, the virus that causes the
semaglutide) compared with 17% in the DIABETES AND COVID-19 clinical disease COVID-19, was first re-
placebo group (P < 0.001) (135). Cumu- Recommendations
ported in December 2019 in China and
ia

latively, semaglutide did not significantly 4.11 Health care professionals should has disproportionately impacted certain
affect the stage of liver fibrosis in this help people with diabetes aim groups, including men, older people, eth-
group of people (70% of whom had F2 to achieve individualized targeted nic minority populations, and people
nD

or F3 at baseline), but it significantly glycemic control to reduce the with certain chronic conditions, including
slowed over 72 weeks the progression risk of macrovascular and micro- diabetes, cardiovascular disease, kidney
of liver fibrosis (4.9% with the GLP-1 RA vascular risk as well as reduce disease, and certain respiratory diseases.
at the highest dose compared with 18.8% the risk of COVID-19 and its COVID-19 has now been recognized as a
ica

on placebo). Tirzepatide (144), sodium– complications. B complex multisystem disease including


glucose cotransporter inhibitors (145–147), 4.12 As we move into the recovery widespread insulin resistance, endothe-
and insulin (132) reduce hepatic steatosis, phase, diabetes health care lial dysfunction, hematological disorders,
but their effects on steatohepatitis remain services and practitioners should and hyperimmune responses (159). There
er

unknown. address the impact of the is now evidence of not only direct but
pandemic in higher-risk groups, also indirect adverse effects of COVID-19
Obstructive Sleep Apnea
including ethnic minority, de- in people with diabetes. Many people
m

Age-adjusted rates of obstructive sleep


prived, and older populations. B with multiple long-term conditions have
apnea, a risk factor for cardiovascular dis-
4.13 People who have been infected diabetes, which has also been associated
ease, are significantly higher (4- to 10-fold)
with SARS-CoV-2 should be fol- with worse outcomes in people with
©A

with obesity, especially with central obesity


lowed up in the longer term to COVID-19 (160). The association with BMI
(148). The prevalence of obstructive sleep
assess for complications and and COVID-19 mortality is U-shaped in
apnea in the population with type 2 diabe-
symptoms of long COVID. E both type 1 and type 2 diabetes (161).
tes may be as high as 23%, and the preva-
4.14 People with new-onset diabetes COVID-19 has disproportionately af-
lence of any sleep-disordered breathing
need to be followed up regu- fected certain groups, such as older
may be as high as 58% (149,150). In par-
larly in routine clinical practice people and those from some ethnic
ticipants with obesity enrolled in the Ac-
to determine if diabetes is populations who are known to have
tion for Health in Diabetes (Look AHEAD)
transient. B
trial, it exceeded 80% (151). Individuals high prevalence of chronic conditions
4.15 Health care professionals need
with symptoms suggestive of obstruc- such as diabetes, cardiovascular disease,
to carefully monitor people with
tive sleep apnea (e.g., excessive day- kidney disease, and certain respiratory
diabetes for diabetic ketoacidosis
time sleepiness, snoring, witnessed apnea) diseases (162). People with chronic
diabetesjournals.org/care Comprehensive Medical Evaluation and Assessment of Comorbidities S61

conditions have experienced some of treatment (e.g., health insurance status, (44.7% vs. 24.5%, adjusted risk ratio
the worst COVID-19 outcomes, includ- specialist services, and medications), which 1.84) and 2018 (vs. 24.1%, adjusted
ing hospital admission and mortality all relate to long-standing structural in- risk ratio 1.85) as well as the propor-
(163). In people with diabetes, higher equities that vary by ethnicity (167). tion with severe DKA (173). A larger
blood glucose levels both prior to and There is now overwhelming evidence study using national data in England
during COVID-19 admission have been that approximately 30–40% of people during the first two waves found that

n
associated with poor outcomes, includ- who are infected with COVID-19 get per- rates of DKA were higher than those for
ing mortality (164). Type 1 diabetes has sistent and sometimes relapsing and re- preceding years across all pandemic pe-

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been associated with higher risk of mitting symptoms 4 weeks after infection, riods studied (174). The study reported
COVID-19 mortality than type 2 diabe- which has been termed post-acute lower DKA hospital admissions in people

t
tes (165). One whole-population-level sequelae of COVID-19, post-COVID-19 with type 1 diabetes but higher rates of

ia
study of over 61 million people in England condition, post-acute COVID-19 syn- DKA in people with type 1 diabetes and
in the first wave of the pandemic re- drome, or long COVID (168,169). Cur- those newly diagnosed with diabetes.
ported that after adjustment for age, sex, rently, data on long COVID specifically There is also evidence of adverse ef-

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ethnicity, deprivation, and geographical in people with diabetes are lacking, fects of COVID-19 on mental health (175)
region, the odds ratios for in-hospital and people who have been infected and health-promoting lifestyles during the
COVID-19–related deaths were 3.51 with SARS-CoV-2 should be followed up pandemic. Some small studies in people

ss
(95% CI 3.16–3.90) in people with in the longer term. with diabetes have reported longer-term
type 1 diabetes and 2.03 (1.97–2.09) There have also been recent reports psychological impact of SARS-CoV-2 in-
in people with type 2 diabetes com- of development of new-onset diabetes fection in people with diabetes, including
pared with the general population in people who have had COVID-19. There fatigue and risk of suicide (176). Longitu-

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(166). There were also excess deaths are conflicting reports of new-onset dia- dinal follow-up of the Look AHEAD study
in the first wave by 59.1% in people betes, with publications from a number of older adults with type 2 diabetes re-
with type 1 diabetes and 64.3% in of countries. The precise mechanisms ported a 1.6-fold higher prevalence for
people with type 2 diabetes compared for new-onset diabetes in people with depressive symptoms and 1.8-fold higher
te
with death rates in the same time pe- COVID-19 are not known but may in- prevalence for loneliness during the
riod for the previous 3 years (161). clude previously undiagnosed diabetes pandemic compared with prepandemic
be
The largest study of people with diabe- presenting early or later in the disease levels (177). Furthermore, people with
tes to date, using whole-population data trajectory, stress hyperglycemia, steroid- diabetes remain fearful of attending face-
from England with over 3 million peo- induced hyperglycemia, and possibly di- to-face contact due to the possible
ple, reported a higher association for rect or indirect effects of SARS-CoV-2 on threat from mutant strains of corona-
ia

mortality in people with type 1 diabetes the b-cell (170). Whether new-onset di- virus (178). Negative emotions due to
than type 2 diabetes (161). Male sex, abetes is likely to remain permanent or the pandemic, including lockdowns, have
older age, renal impairment, non-White is more aggressive is not known, and it been associated with reduced motiva-
nD

ethnicity, socioeconomic deprivation, will be important for health care profes- tion, physical inactivity, and sedentary
and previous stroke and heart failure sionals to monitor these people in the behavior (179). Higher levels of pandemic-
were associated with increased COVID- longer term. One large U.S. retrospective related distress have been linked to higher
19–related mortality in both type 1 and study of over 27 million people reported A1C (180). Greater pandemic-related life
ica

type 2 diabetes (161). that COVID-19 was associated with sig- disruptions have been related to higher
Much of the evidence for recommen- nificantly increased risk of new-onset distress in parents of youth with diabe-
dations is from a recent systematic re- type 1 diabetes and a disproportionately tes, which may have impacted families
view that was commissioned by the higher risk in ethnic minority people from racial and ethnic minority groups
er

World Health Organization on the latest (171). Another recent cross-sectional to a greater degree than non-Hispanic
research evidence on the impact of population–based Canadian study ob- White families (181). On the other hand,
COVID-19 on people with diabetes served a slightly higher but nonsignifi- for some youth with type 1 diabetes,
m

(165). Data were summarized from 112 cant increase in diabetes incidence in increased time at home during the early
systematic reviews that were narratively children during the pandemic, suggesting phases of the COVID-19 pandemic pro-
synthesized. The review reported that this resulted from delays in diagnosis vided opportunities for enhanced family
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there are no appropriate data to deter- early during the pandemic with a catch- support for diabetes self-management
mine whether diabetes is a risk factor up effect (172). Whether COVID-19 leads and reduced diabetes-related distress
for acquiring SARS-CoV-2 infection. Dia- to new-onset diabetes is not known. (182).
betes is a risk factor for severe disease There have been several publications Recurrent lockdowns and other public
and death from COVID-19. on the risk of diabetic ketoacidosis (DKA) health measures due to the pandemic
Reasons for the higher rates of during the pandemic. A German diabetes have restricted access to routine diabetes
COVID-19 and severity in minority ethnic prospective study using registry data care and have affected self-management,
groups are complex and could be due to of children and adolescents found an care-seeking behavior, and access to
higher prevalence of comorbid conditions increase in type 1 diabetes in the first medications (183). This has resulted in
(e.g., diabetes), differences in exposure 3 months of the first wave, and the fre- compromised routine care and manage-
risk (e.g., overcrowded living conditions, quency of DKA at presentation was sig- ment of risk factors (184,185). There
essential worker jobs), and access to nificantly higher than those for 2019 have been reductions in diagnosis of
S62 Comprehensive Medical Evaluation and Assessment of Comorbidities Diabetes Care Volume 46, Supplement 1, January 2023

type 2 diabetes and reductions in new such technological interventions may fur- 3. Gabbay RA, Bailit MH, Mauger DT, Wagner
prescriptions of metformin during the ther widen disparities in vulnerable popu- EH, Siminerio L. Multipayer patient-centered
medical home implementation guided by the
pandemic (186). Due to unemployment lations such as the elderly, ethnic minority chronic care model. Jt Comm J Qual Patient Saf
or lost income during the pandemic, groups, frail populations, and those 2011;37:265–273
people living with diabetes have expe- from deprived communities (194). 4. UK Prospective Diabetes Study (UKPDS) Group.
rienced financial hardships that may Several pharmacoepidemiological stud- Intensive blood-glucose control with sulphonylureas

n
have reduced their affordability for medi- ies have examined the association be- or insulin compared with conventional treatment
and risk of complications in patients with type 2
cations in countries where costs for medi- tween glucose-lowering medications and

io
diabetes (UKPDS 33). Lancet 1998;352:837–853
cations are out of pocket (184). Many risk of COVID-19 and have reported con- 5. Diabetes Control and Complications Trial
individuals with diabetes have avoided flicting findings, although most studies Research Group; Nathan DM, Genuth S, Lachin J,

t
or delayed seeking medical attention showed a lower risk of mortality with et al. The effect of intensive treatment of diabetes

ia
for routine non-COVID-19–related prob- on the development and progression of long-
metformin and a higher risk in people
term complications in insulin-dependent diabetes
lems due to fear of infection and/or to on insulin. However, the absolute differ- mellitus. N Engl J Med 1993;329:977–986
reduce strain on health care services ences in the risks have been small, and 6. Lachin JM, Genuth S, Nathan DM, Zinman B;

oc
(187). Disruptions in care delivery and these findings could be due to con- DCCT/EDIC Research Group. Effect of glycemic
completion of care processes have been founding by indication (195). The gold exposure on the risk of microvascular complications
associated with an increased risk of non- in the diabetes control and complications trial–
standard for assessing the effects of
revisited. Diabetes 2008;57:995–1001

ss
COVID-19–related deaths in people with therapies is by RCT, and only one RCT, 7. White NH, Cleary PA, Dahms W, Goldstein D,
diabetes (188). the Dapagliflozin in Patients with Cardio- Malone J; Diabetes Control and Complications Trial
Direct contact will still be necessary if metabolic Risk Factors Hospitalized with (DCCT)/Epidemiology of Diabetes Interventions
blood tests or physical examinations are COVID-19 (DARE-19), a double-blind, pla- and Complications (EDIC) Research Group. Beneficial

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required. However, it will be important effects of intensive therapy of diabetes during
cebo-controlled RCT in people with and
adolescence: outcomes after the conclusion of
to ensure that disparities are not wid- without type 2 diabetes with at least the Diabetes Control and Complications Trial
ened for vulnerable groups such as the one cardiovascular risk factor, has been (DCCT). J Pediatr 2001;139:804–812
elderly and socieconomically challenged reported (196). In this study, dapagliflo- 8. Rodriguez K, Ryan D, Dickinson JK, Phan V.
te
and ethnic minority groups due to ac- zin was well tolerated and resulted in Improving quality outcomes: the value of diabetes
cess to literacy. care and education specialists. Clin Diabetes 2022;
fewer events of organ dysfunction, but 40:356–365
be
As we recover from the pandemic, it results were not statistically significant 9. Anderson RM, Funnell MM. Compliance and
is essential that we prioritize the highest- for the dual primary outcome of preven- adherence are dysfunctional concepts in diabetes
risk groups for their routine review and tion (time to new or worsening organ care. Diabetes Educ 2000;26:597–604
assessment as well as management of dysfunction or death) and the hierar- 10. Sarkar U, Fisher L, Schillinger D. Is self-efficacy
ia

their mental/behavioral health and risk associated with diabetes self-management across
chical composite outcome of recovery race/ethnicity and health literacy? Diabetes Care
factors. Diabetes professional bodies in by 30 days. 2006;29:823–829
some countries have published guidance Great progress has been made glob- 11. King DK, Glasgow RE, Toobert DJ, et al. Self-
nD

on risk stratification and who to prioritize ally to develop vaccines against SARS- efficacy, problem solving, and social-environmental
for diabetes review (189,190). Factors to CoV-2, and RCT data and real-world data support are associated with diabetes self-
consider for prioritization should include management behaviors. Diabetes Care 2010;33:
show that vaccines have led to reduced 751–753
demographics, socioeconomical status, infections, transmission, hospitalization, 12. Nouwen A, Urquhart Law G, Hussain S,
ica

education levels, established complica- and mortality. It is therefore important McGovern S, Napier H. Comparison of the role of
tions, comorbidities, and modifiable risk that people with diabetes have regular self-efficacy and illness representations in
factors, which are associated with high SARS-CoV-2 vaccines (see IMMUNIZATIONS, relation to dietary self-care and diabetes distress
risk of progression of diabetes-related in adolescents with type 1 diabetes. Psychol Health
above, for detailed information on 2009;24:1071–1084
er

complications. COVID-19 vaccines). 13. Dickinson JK, Guzman SJ, Maryniuk MD, et al.
In many countries, health care profes- It is unclear currently how often people The use of language in diabetes care and
sionals have reduced face-to-face contact with diabetes will require booster vac- education. Diabetes Care 2017;40:1790–1799
14. Lee SWH, Ng KY, Chin WK. The impact of sleep
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and adapted technological methods of de- cines. Though limited data are available
livering routine diabetes care. One small amount and sleep quality on glycemic control in
on COVID-19 vaccination attitudes or up- type 2 diabetes: a systematic review and meta-
RCT in adults with type 2 diabetes with take in people with diabetes in the U.S. analysis. Sleep Med Rev 2017;31:91–101
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159. Roberts CM, Levi M, McKee M, Schilling R, 175. Violant-Holz V, Gallego-Jimenez MG, delivery and non-COVID-19-related mortality in
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170. Khunti K, Del Prato S, Mathieu C, Kahn SE, 184. Ratzki-Leewing AA, Ryan BL, Buchenberger Development and validation of a tool to identify
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2021;9:671–680 Associations between reductions in routine care 21:511–530
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204. Centers for Disease Control and Prevention 207. Centers for Disease Control and Prevention diphtheria toxoid, and acellular pertussis vaccines:
(CDC). Use of hepatitis B vaccination for adults (CDC); Advisory Committee on Immunization updated recommendations of the Advisory
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(ACIP). MMWR Morb Mortal Wkly Rep 2011;60: using the 23-valent pneumococcal polysaccharide 2020;69:77–83
1709–1711 vaccine (PPSV23). MMWR Morb Mortal Wkly Rep 210. Dooling KL, Guo A, Patel M, et al. Re-
205. Meites E, Szilagyi PG, Chesson HW, Unger ER, 2010;59:1102–1106. commendations of the Advisory Committee on

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Romero JR, Markowitz LE. Human papillomavirus 208. Falkenhorst G, Remschmidt C, Harder T, Immunization Practices for use of herpes zoster
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206. Demicheli V, Jefferson T, Di Pietrantonj C, review and meta-analysis. PLoS One 2017; 2022. A consensus report by the American

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et al. Vaccines for preventing influenza in the 12:e0169368 Diabetes Association (ADA) and the European
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CD004876 Bernstein H. Use of tetanus toxoid, reduced Diabetes Care 2022;45:2753–2786

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S68 Diabetes Care Volume 46, Supplement 1, January 2023

5. Facilitating Positive Health Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Behaviors and Well-being to Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Improve Health Outcomes: Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Standards of Care in Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Diabetes—2023 Robert C. Stanton, Deborah Young-Hyman,

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and Robert A. Gabbay, on behalf of the
Diabetes Care 2023;46(Suppl. 1):S68–S96 | https://doi.org/10.2337/dc23-S005 American Diabetes Association
5. FACILITATING POSITIVE HEALTH BEHAVIORS

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to
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provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
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dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
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list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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Building positive health behaviors and maintaining psychological well-being are


foundational for achieving diabetes treatment goals and maximizing quality of life
(1,2). Essential to achieving these goals are diabetes self-management education
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and support (DSMES), medical nutrition therapy (MNT), routine physical activity, to-
bacco cessation counseling when needed, health behavior counseling, and psycho-
social care. Following an initial comprehensive medical evaluation (see Section 4,
“Comprehensive Medical Evaluation and Assessment of Comorbidities”), people
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with diabetes and health care professionals are encouraged to engage in person-
centered collaborative care (3–6), which is guided by shared decision-making in
treatment plan selection; facilitation of obtaining medical, behavioral, psychosocial,
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and technology resources as needed; and shared monitoring of agreed-upon treat-


ment plans and behavioral goals (7,8). Reevaluation during routine care should in-
clude assessment of medical, behavioral, and mental health outcomes, especially Disclosure information for each author is
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during times of change in health and well-being. available at https://doi.org/10.2337/dc23-SDIS.


Suggested citation: ElSayed NA, Aleppo G, Aroda
DIABETES SELF-MANAGEMENT EDUCATION AND SUPPORT VR, et al., American Diabetes Association. 5.
Facilitating positive health behaviors and well-
Recommendations being to improve health outcomes: Standards of
Care in Diabetes—2023. Diabetes Care 2023;
5.1 All people with diabetes should participate in diabetes self-management
46(Suppl. 1):S68–S96
education and support to facilitate the knowledge, decision-making, and
skills mastery for diabetes self-care. A © 2022 by the American Diabetes Association.
Readers may use this article as long as the
5.2 There are four critical times to evaluate the need for diabetes self-management
work is properly cited, the use is educational
education and support to promote skills acquisition to aid treatment plan im- and not for profit, and the work is not altered.
plementation, medical nutrition therapy, and well-being: at diagnosis, annually More information is available at https://www.
diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S69

and/or when not meeting treat- needs, goals, and life experiences of the 4. When transitions in life and care
ment targets, when complicating person with diabetes. Health care profes- occur
factors develop (medical, physi- sionals are encouraged to consider the
cal, psychosocial), and when tran- burden of treatment (9) and the person’s DSMES focuses on empowering indi-
sitions in life and care occur. E level of confidence and self-efficacy for viduals with diabetes by providing people
5.3 management behaviors as well as the with diabetes the tools to make informed

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Clinical outcomes, health status,
level of social and family support when self-management decisions (15). DSMES
and well-being are key goals of
should be person-centered. This is an

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diabetes self-management edu- providing DSMES. An individual’s engage-
ment in self-management behaviors and approach that places the person with dia-
cation and support that should
the effects on clinical outcomes, health betes and their family and/or support
be measured as part of routine

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status, and quality of life, as well as the system at the center of the care model,
care. C

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psychosocial factors impacting the per- working in collaboration with health care
5.4 Diabetes self-management educa-
son’s ability to self-manage, should be professionals. Person-centered care is re-
tion and support should be per-
monitored as part of routine clinical spectful of and responsive to individual

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son-centered, may be offered in
care. A randomized controlled trial (RCT) preferences, needs, and values. It ensures
group or individual settings, and that the values of the person with diabetes
should be communicated with testing a decision-making education and
skill-building program (10) showed that guide all decision-making (16).
the entire diabetes care team. A

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5.5 Digital coaching and digital self- addressing these targets improved health
outcomes in a population in need of Evidence for the Benefits
management interventions can DSMES is associated with improved dia-
be effective methods to deliver health care resources. Furthermore, fol-
betes knowledge and self-care behav-

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diabetes self-management edu- lowing a DSMES curriculum improves
quality of care (11). iors (17), lower A1C (17–21), lower self-
cation and support. B reported weight (22), improved quality of
5.6 Reimbursement by third-party Additionally, in response to the grow-
ing body of evidence that associates po- life (19,23,24), reduced all-cause mortal-
payers is recommended C be- ity risk (25), positive coping behaviors
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cause diabetes self-management tentially judgmental words with increased
(5,26), and reduced health care costs
education and support can im- feelings of shame and guilt, health care
(27–29). DSMES is associated with an in-
prove outcomes and reduce professionals are encouraged to consider
be
creased use of primary care and preven-
costs. B the impact that language has on building
tive services (27,30,31) and less frequent
5.7 Identify and address barriers to therapeutic relationships and to choose
use of acute care and inpatient hospital
diabetes self-management edu- positive, strength-based words and phrases
services (22). People with diabetes who
that put people first (4,12). Please see Sec-
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cation and support that exist at participate in DSMES are more likely to
the health system, payer, health tion 4, “Comprehensive Medical Evaluation
follow best practice treatment recom-
care professional, and individual and Assessment of Comorbidities,” for
mendations, particularly those with
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levels. E more on use of language. Medicare, and have lower Medicare and
5.8 Include social determinants of In accordance with the national insurance claim costs (28,31). Better out-
health of the target population standards for DSMES (13), all people comes were reported for DSMES inter-
in guiding design and delivery of with diabetes should participate in ventions that were more than 10 h over
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diabetes self-management edu- DSMES as it helps people with diabetes the course of 6–12 months (20), included
cation and support C with the to identify and implement effective self- ongoing support (14,32), were culturally
ultimate goal of health equity management strategies and cope with di- (33–35) and age appropriate (36,37),
across all populations. abetes (2). Ongoing DSMES helps people were tailored to individual needs and
5.9 with diabetes to maintain effective self-
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Consider addressing barriers to preferences, addressed psychosocial is-


diabetes self-management educa- management throughout the life course sues, and incorporated behavioral strat-
tion and support access through as they encounter new challenges and as egies (15,26,38,39). Individual and group
advances in treatment become available
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telehealth delivery of care B and approaches are effective (40–42), with a


other digital health solutions. C (14). slight benefit realized by those who en-
There are four critical time points gage in both (20). Strong evidence now
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when the need for DSMES should be exists on the benefits of virtual, telehealth,
The overall objectives of diabetes self- evaluated by the health care profes- or internet-based DSMES services for dia-
management education and support sional and/or multidisciplinary team, betes prevention and management in a
(DSMES) are to support informed decision- with referrals made as needed (2): wide variety of populations (43–54).
making, self-care behaviors, problem- Technologies such as mobile apps, sim-
solving, and active collaboration with the 1. At diagnosis ulation tools, digital coaching, and digital
health care team to improve clinical out- 2. Annually and/or when not meeting self-management interventions can also
comes, health status, and well-being in a treatment targets be used to deliver DSMES (55–60). These
cost-effective manner (2). DSMES services 3. When complicating factors (health methods provide comparable or even im-
facilitate the knowledge, decision-making, conditions, physical limitations, emo- proved outcomes compared with tra-
and skills mastery necessary for optimal tional factors, or basic living needs) de- ditional in-person care (61). Greater
diabetes self-care and incorporate the velop that influence self-management A1C reductions are demonstrated with
S70 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

increased patient engagement (62), al- to include social determinants of health to be instrumental for improving out-
though data from trials are consider- (SDOH) of the target population in guid- comes when it is implemented after the
ably heterogeneous. ing design and delivery of DSMES. The completion of education services. DSMES
Technology-enabled diabetes self- DSMES team should take into account is frequently reimbursed when performed
management solutions improve A1C demographic characteristics such as race, in person. However, although DSMES can
most effectively when there is two-way ethnic/cultural background, sex/gender, also be provided via phone calls and tele-

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communication between the person with age, geographic location, technology ac- health, these remote versions may not
diabetes and the health care team, always be reimbursed (13). Medicare re-

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cess, education, literacy, and numeracy
individualized feedback, use of person- (43,79). imburses remote physiologic monitoring
generated health data, and education Despite the benefits of DSMES, reports for glucose and other cardiometabolic

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(46). Continuous glucose monitoring, indicate that only 5–7% of individuals eli- data if certain conditions are met (83).

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when combined with individualized diabe- gible for DSMES through Medicare or a Changes in reimbursement policies that
tes education or behavioral interventions, private insurance plan actually receive it increase DSMES access and utilization will
has demonstrated greater improvement (80,81). Barriers to DSMES exist at the result in a positive impact to beneficiaries’

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on glycemic and psychosocial outcomes health system, payer, health care profes- clinical outcomes, quality of life, health
compared with continuous glucose moni- sional, and individual levels. This low par- care utilization, and costs (13,84–86). Dur-
toring alone (63,64). Incorporating a ticipation may be due to lack of referral ing the time of the coronavirus disease

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systematic approach for technology or other identified barriers, such as logis- 2019 (COVID-19) pandemic, reimburse-
assessment, adoption, and integration tical issues (accessibility, timing, costs) ment policies were revised (professional.
into the care plan may help ensure eq- and the lack of a perceived benefit (81). diabetes.org/content-page/dsmes-and-
uity in access and standardized appli-

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Health system, programmatic, and payer mnt-during-covid-19-national-pandemic),
cation of technology-enabled solutions (8, barriers include lack of administrative and these changes may provide a new re-
30,65–67). leadership support, limited numbers of imbursement paradigm for future provision
Research supports diabetes care and DSMES professionals, not having referral of DSMES through telehealth channels.
education specialists (DCES), including
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to DSMES services effectively embedded
nurses, registered dietitian nutritionists MEDICAL NUTRITION THERAPY
in the health system service structure,
(RDNs), and pharmacists as providers of
and limited reimbursement rates (82). Please refer to the ADA consensus report
be
DSMES who may also tailor curriculum
to the person’s needs (68–70). Many
Thus, in addition to educating referring “Nutrition Therapy for Adults With Dia-
health care professionals about the ben- betes or Prediabetes: A Consensus Re-
other health disciplines can also become
efits of DSMES and the critical times to port” for more information on nutrition
DCES. Members of the DSMES team
refer, efforts need to be made to identify therapy (70). Despite agreement in nutri-
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should have specialized clinical knowl-


and address all of the various potential tion recommendations from large sci-
edge in diabetes and behavior change
barriers (2). Support from institutional entific bodies, including the American
principles. In addition, a DCES needs to
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leadership is foundational for the success Heart Association, American College


be knowledgeable about technology-
enabled services and may serve as a tech- of DSMES services. Expert stakeholders of Lifestyle Medicine, and the U.S. Di-
nology champion within their practice should also support DSMES by providing etary Guidelines (87–93), confusion
(65). Certification as a DCES (cbdce.org/) input and advocacy (43). Alternative and and controversy remain. For many in-
innovative models of DSMES delivery
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and/or board certification in advanced di- dividuals with diabetes, the most chal-
abetes management (diabeteseducator. (56) need to be explored and evaluated, lenging part of the treatment plan is
org/education/certification/bc_adm) including the integration of technology- determining what to eat. There is not
demonstrates an individual’s specialized enabled diabetes and cardiometabolic a “one-size-fits-all” eating pattern for
health services (8,65). Barriers to equita- individuals with diabetes, and meal
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training in and understanding of diabetes


management and support (43), and en- ble access to DSMES may be addressed planning should be individualized. Nutri-
gagement with qualified professionals has through telehealth delivery of care and tion therapy plays an integral role in
other digital health solutions (43). overall diabetes management, and each
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been shown to improve disease-related


outcomes. Additionally, there is growing person with diabetes should be actively
evidence for the role of community health Reimbursement engaged in education, self-management,
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workers (71,72), as well as peer (71–76) Medicare reimburses DSMES when and treatment planning with the health
and lay leaders (77), in providing ongoing that service meets the national stand- care team, including the collaborative
support. ards (2,43) and is recognized by the development of an individualized eating
Given individual needs and access to American Diabetes Association (ADA) plan (70,94). All health care professionals
resources, a variety of culturally adapted through the Education Recognition should refer people with diabetes for in-
DSMES programs need to be offered in a Program (professional.diabetes.org/ dividualized MNT provided by an RDN
variety of settings. The use of technology diabetes-education) or Association of who is knowledgeable and skilled in pro-
to facilitate access to DSMES services, Diabetes Care & Education Specialists viding diabetes-specific MNT (21,95,96)
support self-management decisions, and (diabeteseducator.org/practice/diabetes- at diagnosis and as needed throughout
decrease therapeutic inertia suggests education-accreditation-program). DSMES the life span, similar to DSMES. MNT de-
that these approaches need broader is also covered by most health insurance livered by an RDN is associated with A1C
adoption (78). Additionally, it is important plans. Ongoing support has been shown absolute decreases of 1.0–1.9% for people
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S71

with type 1 diabetes (97) and 0.3–2.0% weight and improve clinical indicators. (105,116) but has long-term benefits;
for people with type 2 diabetes (97). There is strong and consistent evidence maintaining weight loss for 5 years is
See Table 5.1 for specific nutrition rec- that modest, sustained weight loss can associated with sustained improvements
ommendations. Because of the progres- delay the progression from prediabetes in A1C and lipid levels (117). MNT guid-
sive nature of type 2 diabetes, behavior to type 2 diabetes (97–99) (see Section 3, ance from an RDN with expertise in
modification alone may not be adequate “Prevention or Delay of Type 2 Diabetes diabetes and weight management through-

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to maintain euglycemia over time. How- and Associated Comorbidities”) and is out the course of a structured weight
ever, after medication is initiated, nutrition beneficial for the management of type 2 loss plan is strongly recommended.

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therapy continues to be an important diabetes (see Section 8, “Obesity and Along with routine medical manage-
component, and RDNs providing MNT in Weight Management for the Prevention ment visits, people with diabetes and

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diabetes care should assess and monitor and Treatment of Type 2 Diabetes”). prediabetes should be screened during

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medication changes in relation to the In prediabetes, the weight loss goal is DSMES and MNT encounters for a history
nutrition care plan (70,94). 7–10% for preventing progression to of dieting and past or current disordered
type 2 diabetes (100). In conjunction eating behaviors. Nutrition therapy should

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Goals of Nutrition Therapy for Adults with support for healthy lifestyle behav- be individualized to help address mal-
With Diabetes iors, medication-assisted weight loss can adaptive eating behavior (e.g., purging)
1. To promote and support healthful be considered for people at risk for type 2 or compensatory changes in medical

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eating patterns, emphasizing a vari- diabetes when needed to achieve and treatment plan (e.g., overtreatment of hy-
ety of nutrient-dense foods in ap- sustain 7–10% weight loss (101,102) (see poglycemic episodes, reduction in medi-
propriate portion sizes, to improve Section 8, “Obesity and Weight Manage- cation dosing to reduce hunger) (70) (see
overall health and: ment for the Prevention and Treatment of DISORDERED EATING BEHAVIOR, below). Disor-

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• achieve and maintain body weight Type 2 Diabetes”). People with prediabe- dered eating, eating disorders, and/or dis-
goals tes at a healthy weight should also be rupted eating can increase challenges for
• attain individualized glycemic, blood considered for behavioral interventions to weight and diabetes management. For
pressure, and lipid goals help establish routine aerobic and resis- example, caloric restriction may be es-
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• delay or prevent the complications tance exercise (100,103,104) as well as to sential for glycemic management and
of diabetes establish healthy eating patterns. Services weight maintenance, but rigid meal plans
2. To address individual nutrition needs
be
delivered by practitioners familiar with dia- may be contraindicated for individuals
based on personal and cultural prefer- betes and its management, such as an who are at increased risk of clinically sig-
ences, health literacy and numeracy, RDN, have been found to be effective (95). nificant maladaptive eating behaviors
access to healthful foods, willingness For many individuals with overweight (118). If eating disorders are identified
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and ability to make behavioral changes, and obesity with type 2 diabetes, 5% during screening with diabetes-specific
and existing barriers to change weight loss is needed to achieve benefi- questionnaires, individuals should be re-
3. To maintain the pleasure of eating by cial outcomes in glycemic control, lipids, ferred to a qualified mental health pro-
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providing nonjudgmental messages and blood pressure (105). It should be fessional (1).
about food choices while limiting food noted, however, that the clinical bene- Studies have demonstrated that a vari-
choices only when indicated by scien- fits of weight loss are progressive, and ety of eating plans, varying in macronutri-
tific evidence more intensive weight loss goals (i.e., ent composition, can be used effectively
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4. To provide an individual with diabetes 15%) may be appropriate to maximize and safely in the short term (1–2 years)
the practical tools for developing benefit depending on need, feasibility, to achieve weight loss in people with di-
healthy eating patterns rather than and safety (106,107). Long-term durabil- abetes. These plans include structured
focusing on individual macronutrients, ity of weight loss remains a challenge; low-calorie meal plans with meal re-
micronutrients, or single foods
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however, newer medications (beyond placements (106,117,119), a Mediterra-


metabolic surgery) may have potential nean eating pattern (120), and low-
Weight Management for sustainability, impact on cardiovas- carbohydrate meal plans with additional
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Management and reduction of weight is cular outcomes, and weight reduction support (121,122). However, no single
important for people with type 1 diabe- beyond 10–15% (108–111). approach has been proven to be consis-
tes, type 2 diabetes, or prediabetes with In select individuals with type 2 diabe- tently superior (70,123–125), and more
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overweight or obesity. To support weight tes, an overall healthy eating plan that data are needed to identify and validate
loss and improve A1C, cardiovascular dis- results in energy deficit in conjunction those meal plans that are optimal with
ease (CVD) risk factors, and well-being in with weight loss medications and/or respect to long-term outcomes and ac-
adults with overweight/obesity and pre- metabolic surgery should be considered ceptability. The importance of providing
diabetes or diabetes, MNT and DSMES to help achieve weight loss and mainte- guidance on an individualized meal plan
services should include an individualized nance goals, lower A1C, and reduce CVD containing nutrient-dense foods, such as
eating plan in a format that results in risk (101,112,113). Overweight and obe- vegetables, fruits, legumes, dairy, lean
an energy deficit in combination with en- sity are also increasingly prevalent in sources of protein (including plant-based
hanced physical activity (70). Lifestyle in- people with type 1 diabetes and pre- sources as well as lean meats, fish,
tervention programs should be intensive sent clinical challenges regarding diabetes and poultry), nuts, seeds, and whole
and have frequent follow-up to achieve treatment and CVD risk factors (114,115). grains, cannot be overemphasized (124),
significant reductions in excess body Sustaining weight loss can be challenging as well as guidance on achieving the
S72 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

Table 5.1—Medical nutrition therapy recommendations


Recommendations
Effectiveness of nutrition therapy 5.10 An individualized medical nutrition therapy program as needed to achieve treatment
goals, provided by a registered dietitian nutritionist, preferably one who has
comprehensive knowledge and experience in diabetes care, is recommended for all

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people with type 1 or type 2 diabetes, prediabetes, and gestational diabetes
mellitus. A
5.11 Because diabetes medical nutrition therapy can result in cost savings B and improved

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cardiometabolic outcomes A, medical nutrition therapy should be adequately reimbursed
by insurance and other payers. E

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Energy balance 5.12 For all people with overweight or obesity, behavioral modification to achieve and

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maintain a minimum weight loss of 5% is recommended. A
Eating patterns and macronutrient distribution 5.13 There is no ideal macronutrient pattern for people with diabetes; meal plans should be
individualized while keeping nutrient quality, total calorie, and metabolic goals in mind. E

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5.14 A variety of eating patterns can be considered for the management of type 2 diabetes
and to prevent diabetes in individuals with prediabetes. B
5.15 Reducing overall carbohydrate intake for individuals with diabetes has demonstrated
the most evidence for improving glycemia and may be applied to a variety of eating

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patterns that meet individual needs and preferences. B
Carbohydrates 5.16 Carbohydrate intake should emphasize nutrient-dense carbohydrate sources that are
high in fiber (at least 14 g fiber per 1,000 kcal) and minimally processed. Eating plans

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should emphasize nonstarchy vegetables, fruits, legumes, and whole grains, as well as
dairy products, with minimal added sugars. B
5.17 People with diabetes and those at risk are advised to replace sugar-sweetened beverages
(including fruit juices) with water or low calorie, no calorie beverages as much as
possible to manage glycemia and reduce risk for cardiometabolic disease B and minimize
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consumption of foods with added sugar that have the capacity to displace healthier,
more nutrient-dense food choices. A
5.18 When using a flexible insulin therapy program, education on the glycemic impact of
be

carbohydrate A, fat, and protein B should be tailored to an individual’s needs and


preferences and used to optimize mealtime insulin dosing.
5.19 When using fixed insulin doses, individuals should be provided with education about
consistent patterns of carbohydrate intake with respect to time and amount while
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considering the insulin action time, as it can result in improved glycemia and reduce
the risk for hypoglycemia. B
Protein 5.20 In individuals with type 2 diabetes, ingested protein appears to increase insulin
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response without increasing plasma glucose concentrations. Therefore, carbohydrate


sources high in protein should be avoided when trying to treat or prevent
hypoglycemia. B
Dietary fat 5.21 An eating plan emphasizing elements of a Mediterranean eating pattern rich in
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monounsaturated and polyunsaturated fats may be considered to improve glucose


metabolism and lower cardiovascular disease risk. B
5.22 Eating foods rich in long-chain n-3 fatty acids, such as fatty fish (EPA and DHA) and
nuts and seeds (ALA), is recommended to prevent or treat cardiovascular disease. B
Micronutrients and herbal supplements 5.23 There is no clear evidence that dietary supplementation with vitamins, minerals (such
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as chromium and vitamin D), herbs, or spices (such as cinnamon or aloe vera) can
improve outcomes in people with diabetes who do not have underlying deficiencies,
and they are not generally recommended for glycemic control. C There may be
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evidence of harm for certain individuals with b carotene supplementation. B


Alcohol 5.24 Adults with diabetes who drink alcohol should do so in moderation (no more than one
drink per day for adult women and no more than two drinks per day for adult men). C
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5.25 Educating people with diabetes about the signs, symptoms, and self-management of
delayed hypoglycemia after drinking alcohol, especially when using insulin or insulin
secretagogues, is recommended. The importance of glucose monitoring after drinking
alcoholic beverages to reduce hypoglycemia risk should be emphasized. B
Sodium 5.26 Sodium consumption should be limited to <2,300 mg/day. B
Nonnutritive sweeteners 5.27 The use of nonnutritive sweeteners as a replacement for sugar-sweetened products
may reduce overall calorie and carbohydrate intake as long as there is not a
compensatory increase in energy intake from other sources. There is evidence that
low- and no-calorie sweetened beverages are a viable alternative to water. B
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S73

desired energy deficit (126–129). Any ap- Referral to an RDN is essential to as- carbohydrate counting) were effective
proach to meal planning should be indi- sess the overall nutrition status of, and in helping achieve improved A1C (145).
vidualized, considering the health status, to work collaboratively with, the person The diabetes plate method is a com-
personal preferences, and ability of the with diabetes to create a personalized monly used visual approach for provid-
person with diabetes to sustain the rec- meal plan that coordinates and aligns ing basic meal planning guidance. This
ommendations in the plan. with the overall treatment plan, includ- simple graphic (featuring a 9-inch plate)

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ing physical activity and medication use. shows how to portion foods (1/2 of the
The Mediterranean (130,134–136), low-

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Eating Patterns and Meal Planning plate for nonstarchy vegetables, 1/4 of
Evidence suggests that there is not an carbohydrate (137–139), and vegetarian the plate for protein, and 1/4 of the
ideal percentage of calories from carbo- or plant-based (135,136,140,141) eating plate for carbohydrates). Carbohydrate

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hydrate, protein, and fat for people patterns are all examples of healthful eat- counting is a more advanced skill that

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with diabetes. Therefore, macronutrient ing patterns that have shown positive re- helps plan for and track how much carbo-
distribution should be based on an indi- sults in research for individuals with type 2 hydrate is consumed at meals and snacks.
vidualized assessment of current eating diabetes, but individualized meal plan- Meal planning approaches should be

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patterns, preferences, and metabolic ning should focus on personal preferen- customized to the individual, including
goals. Dietary guidance should empha- ces, needs, and goals. There is currently their numeracy (145) and food literacy
size the importance of a healthy dietary inadequate research in type 1 diabetes level. Food literacy generally describes

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pattern as a whole rather than focusing to support one eating pattern over an- proficiency in food-related knowledge and
on individual nutrients, foods, or food other. Moreover, there is a paucity of evi- skills that ultimately impact health, al-
groups, given that individuals rarely eat dence and agreement as it relates to though specific definitions vary across
nutrition management among children

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foods in isolation. Personal preferences initiatives (146,147).
(e.g., tradition, culture, religion, health and adolescents with type 1 diabetes. There has been an increased interest
beliefs and goals, economics), as well as There remains a significant gap in the in time-restricted eating and intermittent
metabolic goals, need to be considered literature as it relates to the efficacy fasting as strategies for weight manage-
and long-term management implications
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when working with individuals to deter- ment. Intermittent fasting is an umbrella
of nutrition interventions for young chil-
mine the best eating pattern (70,97,130). term which includes three main forms of
dren with type 1 diabetes (142).
Members of the health care team should restricted eating: alternate-day fasting
be
For individuals with type 2 diabetes
complement MNT by providing evidence- (energy restriction of 500–600 calories
not meeting glycemic targets or for
based guidance that helps people with di- on alternate days), the 5:2 diet (energy
whom reducing glucose-lowering drugs
abetes make healthy food choices that restriction of 500–600 calories on con-
is a priority, reducing overall carbohy-
meet their individualized needs and secutive or nonconsecutive days) with
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drate intake with a low- or very-


improve overall health. A variety of eat- usual intake the other five, and time-
low-carbohydrate eating pattern is a vi-
ing patterns are acceptable for the man- restricted eating (daily calorie restriction
able option (137–139). As research stud-
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agement of diabetes (70,97,131,132). based on window of time of 8–15 h).


ies on low-carbohydrate eating plans
Health care professionals should focus generally indicate challenges with long- Each produces mild to moderate weight
on the core dimensions common among term sustainability (143), it is important loss (3–8% loss from baseline) over short
the patterns: 1) emphasize nonstarchy to reassess and individualize meal plan durations (8–12 weeks) with no signifi-
vegetables, 2) minimize added sugars cant differences in weight loss when com-
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guidance regularly for those interested in


and refined grains, and 3) choose whole this approach. In response to questions pared with continuous calorie restriction
foods over highly processed foods to regarding implementation of low-carbohy- (148–151). A few studies have extended
the extent possible (70). An individual- drate and very-low-carbohydrate eating up to 52 weeks and show similar find-
ized eating pattern also considers the ings (152–155). Time-restricted eating
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patterns, the ADA has developed a guide


individual’s health status, food and nu- for health care professionals that may as- (shortening the eating window) is gen-
meracy skills, resources, food preferen- sist in the practical implementation of erally easier to follow compared with al-
ces, health goals, and food access. Any ternative-day fasting or the 5:2 plan,
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these eating patterns (144). Most individ-


member of the health care team can uals with diabetes report a moderate in- largely due to ease, no need to count
screen for food insecurity using The Hun- take of carbohydrates (44–46% of total calories, sustainability, and feasibility.
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ger Vital Sign. Households are considered calories) (97,144). Efforts to modify habit- This may have implications as people
at risk if they answer either or both of ual eating patterns are often unsuccessful with diabetes are looking for practical
the following statements as “often true” in the long term; people generally go eating management tools.
or “sometimes true” (compared with back to their usual macronutrient distri-
“never true”) (133): bution (97). Thus, the recommended ap- Carbohydrates
proach is to individualize meal plans with Studies examining the ideal amount
• “Within the past 12 months, we wor- a macronutrient distribution that is more of carbohydrate intake for people with
ried whether our food would run out consistent with personal preference and diabetes are inconclusive, although
before we got money to buy more.” usual intake to increase the likelihood for monitoring carbohydrate intake and con-
• “Within the past 12 months, the long-term maintenance. sidering the blood glucose response to
food we bought just didn’t last, and An RCT found that two meal-planning dietary carbohydrate are key for improv-
we didn’t have money to get more.” approaches (diabetes plate method and ing postprandial glucose management
S74 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

(156,157). The literature concerning gly- studies, which further complicates evalu- minimize intake of refined carbohydrates
cemic index and glycemic load in indi- ating the distinct contribution of the eat- with added sugars, fat, and sodium and
viduals with diabetes is complex, often ing pattern (47,121,125,167). instead focus on carbohydrates from veg-
with varying definitions of low- and high- The quality of carbohydrate and/or etables, legumes, fruits, dairy (milk and
glycemic-index foods (158,159). The gly- what is absent from the diet may contrib- yogurt), and whole grains. People with di-
cemic index ranks carbohydrate foods on ute to confounding results. However, abetes and those at risk for diabetes are

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their postprandial glycemic response, and when core dimensions of the comparative encouraged to consume a minimum of
glycemic load takes into account both diets are similar, there is little difference 14 g of fiber/1,000 kcal, with at least half

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the glycemic index of foods and the in outcome measures. When Gardner et of grain consumption being whole, intact
amount of carbohydrate eaten. Studies al. (168) tested a low-carbohydrate keto- grains, according to the Dietary Guidelines

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have found mixed results regarding the genic diet and a low-carbohydrate Medi- for Americans (172). Regular intake of suf-

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effect of glycemic index and glycemic terranean diet, in a randomized crossover ficient dietary fiber is associated with
load on fasting glucose levels and A1C, design, metabolic improvements were lower all-cause mortality in people with
with one systematic review finding no seen in both diets without significant dif- diabetes (173,174), and prospective co-

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significant impact on A1C (160) while ferences between them. Each of the in- hort studies have found dietary fiber in-
others demonstrated A1C reductions of terventions avoided added sugars and take is inversely associated with risk of
0.15% (158) to 0.5% (161,162). refined grains and included nonstarchy type 2 diabetes (175–177). The consump-

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Reducing overall carbohydrate intake vegetables. Legumes, fruits, and whole in- tion of sugar-sweetened beverages and
for individuals with diabetes has demon- tact grains were included in the Mediter- processed food products with large amoun-
strated evidence for improving glycemia ranean but not in the ketogenic diet. The ts of refined grains and added sugars is
and may be applied in a variety of eating improvements (fasting glucose, insulin, strongly discouraged (172,178,179), as

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patterns that meet individual needs and HDL cholesterol, and A1C) were likely due these have the capacity to displace health-
preferences (70). For people with type 2 to the nutritional quality of both interven- ier, more nutrient-dense food choices.
diabetes, low-carbohydrate and very- tions. However, the ketogenic plan led Individuals with type 1 or type 2 dia-
low-carbohydrate eating patterns in par- to a greater decrease in triglycerides betes taking insulin at mealtime should
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ticular have been found to reduce A1C (168) but also a greater increase in LDL be offered intensive and ongoing educa-
and the need for antihyperglycemic med- cholesterol. tion on the need to couple insulin ad-
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ications (70,130,143,163–165). System- As studies on low-carbohydrate eating ministration with carbohydrate intake.
atic reviews and meta-analyses of RCTs plans generally indicate challenges with For people whose meal schedule or car-
found carbohydrate-restricted eating pat- long-term sustainability (143), it is impor- bohydrate consumption is variable, regu-
terns, particularly those considered low tant to reassess and individualize meal lar education to increase understanding
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carbohydrate (<26% total energy), were plan guidance regularly for those inter- of the relationship between carbohy-
effective in reducing A1C in the short ested in this approach. Health care pro- drate intake and insulin needs is impor-
term (<6 months), with less difference in fessionals should maintain consistent tant. In addition, education on using
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eating patterns beyond 1 year (125,126, medical oversight and recognize that in- insulin-to-carbohydrate ratios for meal
137,138,164). Questions still remain about sulin and other diabetes medications planning can assist individuals with effec-
the optimal degree of carbohydrate re- may need to be adjusted to prevent tively modifying insulin dosing from meal
striction and the long-term effects of hypoglycemia, and blood pressure will to meal to improve glycemic manage-
ica

those meal patterns on cardiovascular need to be monitored. In addition, very- ment (97,156,180–183). Studies have
disease. A systematic review and meta- low-carbohydrate eating plans are not shown that dietary fat and protein can
analysis of RCTs investigating the dose- currently recommended for individuals impact early and delayed postprandial gly-
dependent effect of carbohydrate re- who are pregnant or lactating, children, cemia (184–187), and it appears to have
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striction on metabolic control found people who have renal disease, or peo- a dose-dependent response (188–191).
each 10% decrease in carbohydrate in- ple with or at risk for disordered eating, Results from high-fat, high-protein meal
take had reductions in levels of A1C, fast- and these plans should be used with studies highlight the need for additional
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ing plasma glucose, body weight, lipids, caution in those taking sodium–glucose insulin to cover these meals; however,
and systolic blood pressure at 6 months, cotransporter 2 inhibitors because of the more studies are needed to determine
but favorable effects diminished and potential risk of ketoacidosis (169,170). the optimal insulin dose and delivery
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were not maintained at follow-up or at Regardless of amount of carbohydrate strategy. The results from these studies
greater than 12 months. This systematic in the meal plan, focus should be placed also point to individual differences in
review highlights the metabolic complex- on high-quality, nutrient-dense carbohy- postprandial glycemic response; there-
ity of response to dietary intervention in drate sources that are high in fiber and fore, a cautious approach to increasing
type 2 diabetes as well as the need to minimally processed. The addition of die- insulin doses for high-fat and/or high-
better understand longer-term sustain- tary fiber modulates composition of gut protein mixed meals is recommended
ability and results (166). Part of the chal- microbiota and increases gut microbial to address delayed hyperglycemia that
lenge in interpreting low-carbohydrate diversity. Although there is still much to may occur 3 h or more after eating (70).
research has been due to the wide range be elucidated with the gut microbiome If using an insulin pump, a split bolus
of definitions for a low-carbohydrate eat- and chronic disease, higher-fiber diets are feature (part of the bolus delivered im-
ing plan (139,161). Weight reduction was advantageous (171). Both children and mediately, the remainder over a pro-
also a goal in many low-carbohydrate adults with diabetes are encouraged to grammed duration of time) may provide
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S75

better insulin coverage for high-fat and/or In individuals with type 2 diabetes, compared with placebo, supplementation
high-protein mixed meals (185,192). protein intake may enhance or increase with n-3 fatty acids at the dose of
The effectiveness of insulin dosing the insulin response to dietary carbohy- 1 g/day did not lead to cardiovascular
decisions should be confirmed with a drates (199). Therefore, use of carbohy- benefit in people with diabetes without
structured approach to blood glucose drate sources high in protein (e.g., nuts) evidence of CVD (212). However, results
monitoring or continuous glucose moni- to treat or prevent hypoglycemia should from the Reduction of Cardiovascular

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toring to evaluate individual responses be avoided due to the potential concur- Events With Icosapent Ethyl–Interven-
and guide insulin dose adjustments.

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rent rise in endogenous insulin. Health tion Trial (REDUCE-IT) found that supple-
Checking glucose 3 h after eating may care professionals should counsel pa- mentation with 4 g/day of pure EPA
help to determine if additional insulin tients to treat hypoglycemia with pure significantly lowered the risk of adverse

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adjustments are required (i.e., increas- glucose (i.e., glucose tablets) or carbo- cardiovascular events. This trial of 8,179

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ing or stopping bolus) (185,192,193). hydrate-containing foods at the hypogly- participants, in which over 50% had dia-
Refining insulin doses to account for cemia alert value of <70 mg/dL. See betes, found a 5% absolute reduction in
high-fat and/or -protein meals requires Section 6, “Glycemic Targets,” for more cardiovascular events for individuals with

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determination of anticipated nutrient information. established atherosclerotic CVD taking a
intake to calculate the mealtime dose. preexisting statin with residual hypertrigly-
Food literacy, numeracy, interest, and ca- Fats ceridemia (135–499 mg/dL) (213). See

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pability should be evaluated (70). For indi- Evidence suggests that there is not an Section 10, “Cardiovascular Disease and
viduals on a fixed daily insulin schedule, ideal percentage of calories from fat for Risk Management,” for more information.
meal planning should emphasize a rela- people with or at risk for diabetes and People with diabetes should be advised
tively fixed carbohydrate consumption

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that macronutrient distribution should be to follow the guidelines for the general
pattern with respect to both time and individualized according to the patient’s population for the recommended in-
amount while considering insulin action. eating patterns, preferences, and meta- takes of saturated fat, dietary choles-
Attention to resultant hunger and satiety bolic goals (70). The type of fats con- terol, and trans fat (172). Trans fats
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cues will also help with nutrient modifica- sumed is more important than total should be avoided. In addition, as satu-
tions throughout the day (70,194). amount of fat when looking at metabolic rated fats are progressively decreased
goals and CVD risk, and it is recom- in the diet, they should be replaced
be
Protein mended that the percentage of total cal- with unsaturated fats and not with re-
There is no evidence that adjusting the ories from saturated fats should be fined carbohydrates (207).
daily level of protein intake (typically limited (120,172,200–202). Multiple RCTs
1–1.5 g/kg body wt/day or 15–20% total including people with type 2 diabetes Sodium
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calories) will improve health, and re- have reported that a Mediterranean eat- As for the general population, people
search is inconclusive regarding the ideal ing pattern (120,203–208) can improve with diabetes are advised to limit their
sodium consumption to <2,300 mg/day
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amount of dietary protein to optimize both glycemic management and blood


either glycemic management or CVD lipids. The Mediterranean eating pattern (70). Restriction to <1,500 mg, even for
risk (159,195). Therefore, protein intake is based on the traditional eating habits those with hypertension, is generally not
goals should be individualized based on in the countries bordering the Mediterra- recommended (214–216). Sodium recom-
current eating patterns. Some research nean Sea. Although eating styles vary, mendations should take into account pal-
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has found successful management of they share a number of common features, atability, availability, affordability, and the
type 2 diabetes with meal plans including including consumption of fresh fruits and difficulty of achieving low-sodium recom-
slightly higher levels of protein (20–30%), vegetables, whole grains, beans, and nuts/ mendations in a nutritionally adequate
which may contribute to increased satiety seeds; olive oil as the primary fat source; diet (217).
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(196). low to moderate amounts of fish, eggs,


Historically, low-protein eating plans and poultry; and limited added sugars, Micronutrients and Supplements
were advised for individuals with dia- sugary beverages, sodium, highly proc- There continues to be no clear evidence
m

betic kidney disease (DKD) (with albumin- essed foods, refined carbohydrates, satu- of benefit from herbal or nonherbal (i.e.,
uria and/or reduced estimated glomerular rated fats, and fatty or processed meats. vitamin or mineral) supplementation for
filtration rate); however, current evidence
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Evidence does not conclusively support people with diabetes without underlying
does not suggest that people with DKD recommending n-3 (eicosapentaenoic acid deficiencies (70). Metformin is associated
need to restrict protein to less than the [EPA] and docosahexaenoic acid [DHA]) with vitamin B12 deficiency per a report
generally recommended protein intake supplements for all people with diabetes from the Diabetes Prevention Program
(70). Reducing the amount of dietary pro- for the prevention or treatment of cardio- Outcomes Study (DPPOS), suggesting that
tein below the recommended daily allow- vascular events (70,209,210). In individuals periodic testing of vitamin B12 levels
ance of 0.8 g/kg is not recommended with type 2 diabetes, two systematic should be considered in people taking
because it does not alter glycemic meas- reviews with n-3 and n-6 fatty acids metformin, particularly in those with ane-
ures, cardiovascular risk measures, or the concluded that the dietary supplements mia or peripheral neuropathy (218). Rou-
rate at which glomerular filtration rate de- did not improve glycemic management tine supplementation with antioxidants,
clines and may increase risk for malnutri- (159,211). In the ASCEND trial (A Study of such as vitamins E and C, is not advised
tion (197,198). Cardiovascular Events iN Diabetes), when due to lack of evidence of efficacy and
S76 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

concern related to long-term safety. Based public, including people with diabetes over at least 3 days/week, with
on the recent U.S. Preventative Services (70,227). For some people with diabetes no more than 2 consecutive
Task Force statement, the harms of who are accustomed to regularly consum- days without activity. Shorter du-
b-carotene outweigh the benefits for the ing sugar-sweetened products, nonnutri- rations (minimum 75 min/week)
prevention of CVD or cancer. b-Carotene tive sweeteners (containing few or no
of vigorous-intensity or interval
was significantly associated with increased calories) may be an acceptable substitute

n
training may be sufficient for
lung cancer and cardiovascular mortality for nutritive sweeteners (those containing
younger and more physically fit
calories, such as sugar, honey, and agave

io
risk (219). individuals.
In addition, there is insufficient evidence syrup) when consumed in moderation
5.30 Adults with type 1 diabetes C
to support the routine use of herbal sup- (228,229). Nonnutritive sweeteners do
and type 2 diabetes B should

t
plements and micronutrients, such as cin- not appear to have a significant effect on
engage in 2–3 sessions/week of

ia
namon (220), curcumin, vitamin D (221), glycemic management (97,230,231), and
they can reduce overall calorie and carbo- resistance exercise on noncon-
aloe vera, or chromium, to improve glyce- secutive days.
mia in people with diabetes (70,222). hydrate intake (97,228) as long as individ-

oc
uals are not compensating with additional 5.31 All adults, and particularly those
Although the Vitamin D and Type 2 with type 2 diabetes, should de-
Diabetes Study (D2d) prospective RCT calories from other food sources (70,232).
There is mixed evidence from systematic crease the amount of time spent
showed no significant benefit of vitamin in daily sedentary behavior. B
reviews and meta-analyses for nonnu-

ss
D versus placebo on the progression to Prolonged sitting should be inter-
tritive sweetener use with regard to
type 2 diabetes in individuals at high
weight management, with some find- rupted every 30 min for blood
risk (223), post hoc analyses and meta- glucose benefits. C
ing benefit in weight loss (233–235)

sA
analyses suggest a potential benefit in 5.32 Flexibility training and balance
while other research suggests an associa-
specific populations (223–226). Further training are recommended 2–3
tion with weight gain (236,237). This may
research is needed to define individual be explained by reverse causality and re- times/week for older adults with
characteristics and clinical indicators sidual confounding variables (237). The diabetes. Yoga and tai chi may
te
where vitamin D supplementation may addition of nonnutritive sweeteners to be included based on individual
be of benefit. diets poses no benefit for weight loss or preferences to increase flexibility,
For special populations, including preg- reduced weight gain without energy re- muscular strength, and balance. C
be
nant or lactating individuals, older adults, striction (238). In a recent systematic re- 5.33 Evaluate baseline physical activ-
vegetarians, and people following very- view and meta-analysis using low-calorie ity and sedentary time. Promote
low-calorie or low-carbohydrate diets, a and no-calorie sweetened beverages as an increase in nonsedentary activi-
multivitamin may be necessary. intended substitute for sugar-sweetened
ia

ties above baseline for seden-


beverages, a small improvement in body tary individuals with type 1
Alcohol weight and cardiometabolic risk factors diabetes E and type 2 diabetes.
nD

Moderate alcohol intake does not have was seen without evidence of harm and B Examples include walking, yoga,
major detrimental effects on long-term had a direction of benefit similar to that housework, gardening, swimming,
blood glucose management in people seen with water. Health care professionals and dancing.
with diabetes. Risks associated with alco- should continue to recommend water, but
hol consumption include hypoglycemia people with overweight or obesity and dia-
ica

and/or delayed hypoglycemia (particu- betes may also have a variety of no-calorie Physical activity is a general term that in-
larly for those using insulin or insulin se- or low-calorie sweetened products so that cludes all movement that increases en-
cretagogue therapies), weight gain, and they do not feel deprived (239). ergy use and is an important part of the
hyperglycemia (for those consuming ex- diabetes management plan. Exercise is a
er

cessive amounts) (70,222). People with PHYSICAL ACTIVITY more specific form of physical activity
diabetes should be educated about these that is structured and designed to im-
Recommendations
risks and encouraged to monitor glucose prove physical fitness. Both physical activ-
m

5.28 Children and adolescents with


frequently after drinking alcohol to mini- ity and exercise are important. Exercise
type 1 diabetes C or type 2 dia-
mize such risks. People with diabetes has been shown to improve blood glu-
betes or prediabetes B should
©A

can follow the same guidelines as those cose levels, reduce cardiovascular risk
engage in 60 min/day or more
without diabetes. For women, no more factors, contribute to weight loss, and
of moderate- or vigorous-inten-
than one drink per day, and for men, no improve well-being (240). Physical activ-
sity aerobic activity, with vigor-
more than two drinks per day is recom- ity is as important for those with type 1
ous muscle-strengthening and
mended (one drink is equal to a 12-oz diabetes as it is for the general popula-
bone-strengthening activities at
beer, a 5-oz glass of wine, or 1.5 oz of tion, but its specific role in the preven-
least 3 days/week.
distilled spirits). tion of diabetes complications and the
5.29 Most adults with type 1 diabetes
management of blood glucose is not as
C and type 2 diabetes B should
Nonnutritive Sweeteners clear as it is for those with type 2 diabe-
engage in 150 min or more of
The U.S. Food and Drug Administration tes. Many individuals with type 2 diabe-
moderate- to vigorous-intensity
has approved many nonnutritive sweet- tes do not meet the recommended
aerobic activity per week, spread
eners for consumption by the general exercise level per week (150 min).
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S77

Objective measurement by accelerome- with diabetes (251). The ADA position ketoacidosis, retinopathy, and microalbu-
ter in 871 individuals with type 2 diabe- statement “Physical Activity/Exercise and minuria (260). Over time, activities should
tes showed that 44.2%, 42.6%, and Diabetes” reviews the evidence for the progress in intensity, frequency, and/
65.1% of White, African American, and benefits of exercise in people with type 1 or duration to at least 150 min/week
Hispanic individuals, respectively, met and type 2 diabetes and offers specific rec- of moderate-intensity exercise. Adults
the recommended threshold of exercise ommendations (252). Increased physical able to run at 6 miles/h (9.7 km/h) for at

n
(241). An RCT in 1,366 individuals with activity (soccer training) has also been least 25 min can benefit sufficiently from
prediabetes combined a physical activity shown to be beneficial for improving

io
shorter-intensity activity (75 min/week)
intervention with text messaging and tele- overall fitness in Latino men with obe- (252). Many adults, including most with
phone support, which showed improve- sity, demonstrating feasible methods to type 2 diabetes, may be unable or un-

t
ment in daily step count at 12 months increase physical activity in an often willing to participate in such intense ex-

ia
compared with the control group. Un- hard-to-engage population (253). Physical ercise and should engage in moderate
fortunately, this was not sustained at activity and exercise should be recom- exercise for the recommended duration.
48 months (242). Another RCT, including mended and prescribed to all individuals Adults with diabetes should engage in

oc
324 individuals with prediabetes, showed who are at risk for or with diabetes as 2–3 sessions/week of resistance exer-
increased physical activity at 8 weeks part of management of glycemia and cise on nonconsecutive days (261). Al-
with supportive text messages, but by 12 overall health. Specific recommendations though heavier resistance training with

ss
weeks there was no difference between and precautions will vary by the type of free weights and weight machines may
groups (243). It is important for diabetes diabetes, age, activity, and presence of improve glycemic control and strength
care management teams to understand diabetes-related health complications. Rec- (262), resistance training of any intensity
the difficulty that many people have ommendations should be tailored to meet

sA
is recommended to improve strength,
reaching recommended treatment tar- the specific needs of each individual (252). balance, and the ability to engage in ac-
gets and to identify individualized ap- tivities of daily living throughout the life
proaches to improve goal achievement, Exercise and Children span. Health care professionals should
which may need to change over time. All children, including children with diabe-
te
help people with diabetes set stepwise
Moderate to high volumes of aerobic tes or prediabetes, should be encouraged goals toward meeting the recommended
activity are associated with substantially to engage in regular physical activity. Chil-
exercise targets. As individuals intensify
be
lower cardiovascular and overall mortal- dren should engage in at least 60 min of
their exercise program, medical monitor-
ity risks in both type 1 and type 2 dia- moderate to vigorous aerobic activity ev-
ing may be indicated to ensure safety
betes (244). A prospective observational ery day, with muscle- and bone-strength-
and evaluate the effects on glucose man-
study of adults with type 1 diabetes ening activities at least 3 days per week
agement. (See PHYSICAL ACTIVITY AND GLYCEMIC
ia

suggested that higher amounts of physi- (254). In general, youth with type 1 dia-
CONTROL, below.)
cal activity led to reduced cardiovascu- betes benefit from being physically active,
Evidence supports that all individuals,
lar mortality after a mean follow-up and an active lifestyle should be recom-
nD

including those with diabetes, should be


time of 11.4 years for people with and mended to all (255). Youth with type 1
without chronic kidney disease (245). encouraged to reduce the amount of
diabetes who engage in more physical ac-
Additionally, structured exercise inter- time spent being sedentary—waking be-
tivity may have better health outcomes
ventions of at least 8 weeks’ duration haviors with low energy expenditure
and health-related quality of life (256,257).
(e.g., working at a computer, watching
ica

have been shown to lower A1C by an See Section 14, “Children and Adole-
average of 0.66% in people with type 2 scents,” for details. television)—by breaking up bouts of
diabetes, even without a significant sedentary activity (>30 min) by briefly
change in BMI (246). There are also con- standing, walking, or performing other
Frequency and Type of Physical
light physical activities (263,264). Partici-
er

siderable data for the health benefits Activity


(e.g., increased cardiovascular fitness, People with diabetes should perform pating in leisure-time activity and avoid-
greater muscle strength, improved insulin aerobic and resistance exercise regularly ing extended sedentary periods may help
prevent type 2 diabetes for those at risk
m

sensitivity) of regular exercise for those (209). Aerobic activity bouts should ide-
with type 1 diabetes (247). Exercise train- ally last at least 10 min, with the goal of (265,266) and may also aid in glycemic
ing in type 1 diabetes may also improve 30 min/day or more most days of the management for those with diabetes.
©A

several important markers such as triglyc- week for adults with type 2 diabetes. A systematic review and meta-analysis
eride level, LDL cholesterol, waist circum- Daily exercise, or at least not allowing found higher frequency of regular leisure-
ference, and body mass (248). In adults more than 2 days to elapse between time physical activity was more effective
with type 2 diabetes, higher levels of exercise sessions, is recommended to in reducing A1C levels (267). A wide
exercise intensity are associated with decrease insulin resistance, regardless range of activities, including yoga, tai chi,
greater improvements in A1C and in car- of diabetes type (258,259). A study in and other types, can have significant im-
diorespiratory fitness (249); sustained im- adults with type 1 diabetes found a dose- pacts on A1C, flexibility, muscle strength,
provements in cardiorespiratory fitness response inverse relationship between and balance (240,268–270). Flexibility
and weight loss have also been associated self-reported bouts of physical activity and balance exercises may be particularly
with a lower risk of heart failure (250). per week and A1C, BMI, hypertension, important in older adults with diabetes to
Other benefits include slowing the decline dyslipidemia, and diabetes-related complica- maintain range of motion, strength, and
in mobility among overweight people tions such as hypoglycemia, diabetic balance (252) (Fig. 5.1).
S78 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

Physical Activity and Glycemic injury, such as uncontrolled hyperten- contraindicated because of the risk of
Management sion, untreated proliferative retinopathy, triggering vitreous hemorrhage or reti-
Clinical trials have provided strong evi- autonomic neuropathy, peripheral neu- nal detachment (274). Consultation
dence for the A1C-lowering value of resis- ropathy, and a history of foot ulcers or with an ophthalmologist prior to engag-
tance training in older adults with type 2 Charcot foot. Age and previous physical ing in an intense exercise plan may be
diabetes (252) and for an additive benefit activity level should be considered when appropriate.

n
of combined aerobic and resistance exer- customizing the exercise plan to the indi-
cise in adults with type 2 diabetes (271). vidual’s needs. Those with complications

io
Peripheral Neuropathy
If not contraindicated, people with type 2 may need a more thorough evaluation Decreased pain sensation and a higher
diabetes should be encouraged to do at prior to starting an exercise program pain threshold in the extremities can

t
least two weekly sessions of resistance (247). result in an increased risk of skin break-

ia
exercise (exercise with free weights or down, infection, and Charcot joint de-
weight machines), with each session con- Hypoglycemia struction with some forms of exercise.
sisting of at least one set (group of con- In individuals taking insulin and/or insu- Therefore, a thorough assessment should

oc
secutive repetitive exercise motions) of lin secretagogues, physical activity may be done to ensure that neuropathy does
five or more different resistance exercises cause hypoglycemia if the medication not alter kinesthetic or proprioceptive
involving the large muscle groups (272). dose or carbohydrate consumption is sensation during physical activity, partic-
For people with type 1 diabetes, al-

ss
not adjusted for the exercise bout and ularly in those with more severe neurop-
though exercise, in general, is associated postbout impact on glucose. Individuals on athy. Studies have shown that moderate-
with improvement in disease status, care these therapies may need to ingest some intensity walking may not lead to an in-
needs to be taken in titrating exercise added carbohydrate if pre-exercise glucose

sA
creased risk of foot ulcers or reulceration
with respect to glycemic management. levels are <90 mg/dL (5.0 mmol/L), de- in those with peripheral neuropathy who
Each individual with type 1 diabetes has a pending on whether they are able to use proper footwear (275). In addition,
variable glycemic response to exercise. lower insulin doses during the workout 150 min/week of moderate exercise was
This variability should be taken into con- (such as with an insulin pump or reduced
te
reported to improve outcomes in people
sideration when recommending the type pre-exercise insulin dosage), the time of with prediabetic neuropathy (276). All indi-
and duration of exercise for a given indi- day exercise is done, and the intensity
vidual (247). viduals with peripheral neuropathy should
be
and duration of the activity (247). In
Individuals of childbearing potential wear proper footwear and examine their
some people with diabetes, hypoglyce-
with preexisting diabetes, particularly feet daily to detect lesions early. Anyone
mia after exercise may occur and last for
type 2 diabetes, and those at risk for or with a foot injury or open sore should be
several hours due to increased insulin
restricted to non–weight-bearing activities.
ia

presenting with gestational diabetes mel- sensitivity. Hypoglycemia is less common


litus should be advised to engage in reg- in those who are not treated with insulin
Autonomic Neuropathy
ular moderate physical activity prior to or insulin secretagogues, and no routine
nD

and during their pregnancies as tolerated Autonomic neuropathy can increase the
preventive measures for hypoglycemia
(252). risk of exercise-induced injury or adverse
are usually advised in these cases. In-
events through decreased cardiac respon-
tense activities may actually raise blood
Pre-exercise Evaluation siveness to exercise, postural hypotension,
glucose levels instead of lowering them,
impaired thermoregulation, impaired
ica

As discussed more fully in Section 10, especially if pre-exercise glucose levels


“Cardiovascular Disease and Risk Manage- are elevated (247). Because of the varia- night vision due to impaired papillary re-
ment,” the best protocol for assessing tion in glycemic response to exercise action, and greater susceptibility to hypo-
asymptomatic people with diabetes for bouts, people with diabetes need to be glycemia (277). Cardiovascular autonomic
coronary artery disease remains unclear. neuropathy is also an independent risk
er

educated to check blood glucose levels


The ADA consensus report “Screening for before and after periods of exercise and factor for cardiovascular death and silent
Coronary Artery Disease in Patients With about the potential prolonged effects myocardial ischemia (278). Therefore, in-
Diabetes” (273) concluded that routine dividuals with diabetic autonomic neurop-
m

(depending on intensity and duration).


testing is not recommended. However, athy should undergo cardiac investigation
health care professionals should perform Exercise in the Presence of before beginning physical activity more
©A

a careful history, assess cardiovascular risk Microvascular Complications intense than that to which they are
factors, and be aware of the atypical pre- See Section 11, “Chronic Kidney Disease accustomed.
sentation of coronary artery disease, such and Risk Management,” and Section 12,
as recent reported or tested decrease in “Retinopathy, Neuropathy, and Foot Diabetic Kidney Disease
exercise tolerance in people with diabetes. Care,” for more information on these Physical activity can acutely increase
Certainly, those with high risk should be long-term complications. urinary albumin excretion. However,
encouraged to start with short periods of there is no evidence that vigorous-in-
low-intensity exercise and slowly increase Retinopathy tensity exercise accelerates the rate of
the intensity and duration as tolerated. If proliferative diabetic retinopathy or progression of DKD, and there appears
Health care professionals should assess severe nonproliferative diabetic retinop- to be no need for specific exercise re-
for conditions that might contraindicate athy is present, then vigorous-intensity strictions for people with DKD in gen-
certain types of exercise or predispose to aerobic or resistance exercise may be eral (274).
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S79

SMOKING CESSATION: TOBACCO was associated with amelioration of meta- planning (305,307–309), problem-solving
AND E-CIGARETTES bolic parameters and reduced blood pres- (308,310), tracking or self-monitoring
sure and albuminuria at 1 year (293). health behaviors with or without feedback
Recommendations
In recent years, e-cigarettes have from a health care professional (305,307–
5.34 Advise all individuals not to use
gained public awareness and popularity 309), and facilitating opportunities for so-
cigarettes and other tobacco
because of perceptions that e-cigarette cial support (305,308,309). Multicompo-

n
products or e-cigarettes. A nent intervention packages have the
use is less harmful than regular cigarette
5.35 After identification of tobacco or highest efficacy for behavioral and glyce-
smoking (294,295). However, in light of

io
e-cigarette use, include smoking mic outcomes (300,309,311). For youth
recent Centers for Disease Control and
cessation counseling and other with diabetes, family-based behavioral
Prevention evidence (296) of deaths re-
forms of treatment as a routine

t
lated to e-cigarette use, no individuals intervention packages and multisystem
component of diabetes care. A

ia
should be advised to use e-cigarettes, ei- interventions that facilitate health be-
5.36 Address smoking cessation as havior change demonstrate benefit for
ther as a way to stop smoking tobacco or
part of diabetes education increasing management behaviors and
as a recreational drug.

oc
programs for those in need. B improving glycemic outcomes (301).
Diabetes education programs offer po-
tential to systematically reach and engage Health behavior change strategies may be
Results from epidemiologic, case-control, individuals with diabetes in smoking ces- delivered by mental health professionals,
DCES, or other trained health care profes-

ss
and cohort studies provide convincing sation efforts. A cluster randomized trial
found statistically significant increases in sionals (307,312–314) or qualified com-
evidence to support the causal link be-
quit rates and long-term abstinence rates munity health workers (307,308). These
tween cigarette smoking and health risks
(>6 months) when smoking cessation approaches may be delivered via digital

sA
(279). Data show tobacco use is higher
interventions were offered through dia- health tools (309,313,315).
among adults with chronic conditions
(280) as well as in adolescents and young betes education clinics, regardless of
motivation to quit at baseline (297). PSYCHOSOCIAL CARE
adults with diabetes (281). People with di-
te
abetes who smoke (and people with dia- Recommendations
betes exposed to second-hand smoke) SUPPORTING POSITIVE HEALTH 5.38 Psychosocial care should be pro-
have a heightened risk of CVD, premature BEHAVIORS vided to all people with diabe-
be
death, microvascular complications, and tes, with the goal of optimizing
Recommendation
worse glycemic outcomes when com- health-related quality of life and
5.37 Behavioral strategies should be
pared with those who do not smoke health outcomes. Such care
used to support diabetes self-
(282–284). Smoking may have a role in should be integrated with rou-
ia

management and engagement


the development of type 2 diabetes in health behaviors (e.g., taking tine medical care and delivered
(285–287). medications, using diabetes tech- by trained health care profes-
nD

The routine and thorough assessment nologies, physical activity, healthy sionals using a collaborative,
of tobacco use is essential to prevent eating) to promote optimal dia- person-centered, culturally in-
smoking or encourage cessation. Numer- betes health outcomes. A formed approach. A When in-
ous large RCTs have demonstrated the dicated and available, qualified
efficacy and cost-effectiveness of brief mental health professionals
ica

counseling in smoking cessation, includ- Given associations with glycemic out- should provide additional tar-
ing the use of telephone quit lines, in comes and risk for future complications geted mental health care. B
reducing tobacco use. Pharmacologic ther- (298,299), it is important for diabetes 5.39 Diabetes care teams should im-
apy to assist with smoking cessation in care professionals to support people plement psychosocial screening
er

people with diabetes has been shown to with diabetes to engage in health- protocols that may include but
be effective (288), and for people who are promoting behaviors (preventive, treat- are not limited to attitudes
motivated to quit, the addition of pharma- ment, and maintenance), including blood about diabetes, expectations for
m

cologic therapy to counseling is more ef- glucose monitoring, taking insulin and treatment and outcomes, gen-
fective than either treatment alone (289). medications, using diabetes technolo- eral and diabetes-related mood,
stress and/or quality of life, avail-
©A

Special considerations should include as- gies, engaging in physical activity, and
sessment of level of nicotine dependence, able resources (financial, social,
making nutritional changes. Evidence
which is associated with difficulty in quit- family, and emotional), and/or
supports using a variety of behavioral
ting and relapse (290). Although some psychiatric history. Screening
strategies and multicomponent inter-
people may gain weight in the period should occur at periodic inter-
ventions to help people with diabetes
shortly after smoking cessation (291), re- vals and when there is a change
and their caregivers or family members
in disease, treatment, or life cir-
cent research has demonstrated that this develop health behavior routines and
cumstances. C
weight gain does not diminish the sub- overcome barriers to self-management
5.40 When indicated, refer to men-
stantial CVD benefit realized from smoking behaviors (300–302). Behavioral strate-
tal health professionals or other
cessation (292). One study in people who gies with empirical support include moti-
trained health care professio-
smoke who had newly diagnosed type 2 vational interviewing (303–305), patient
nals for further assessment and
diabetes found that smoking cessation activation (306), goal setting and action
S80 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

treatment for symptoms of dia- referral to appropriate services (324,325). problems with achieving A1C goals, quality
betes distress, depression, suici- Various health care professionals working of life, or self-management are identified.
dality, anxiety, treatment-related with people with diabetes may contrib- People with diabetes are likely to exhibit
fear of hypoglycemia, disordered ute to psychosocial care in different ways psychological vulnerability at diagnosis,
based on training, experience, need, and when their medical status changes (e.g.,
eating, and/or cognitive capaci-
availability (313,326,327). Ideally, quali- end of the honeymoon period), when the

n
ties. Such specialized psycho-
social care should use age- fied mental health professionals with need for intensified treatment is evident,
and when complications are discovered.

io
appropriate standardized and specialized training and experience in
diabetes should be integrated with or Significant changes in life circumstances
validated tools and treatment
provide collaborative care as part of dia- and SDOH are known to considerably af-
approaches. B

t
betes care teams (328–331), or referrals fect a person’s ability to self-manage their
5.41 Consider screening older adults

ia
for in-depth assessment and treatment condition. Thus, screening for SDOH (e.g.,
(aged $65 years) with diabetes loss of employment, birth of a child, or
for psychosocial concerns should be
for cognitive impairment, frailty, other family-based stresses) should also
made to such mental health professionals

oc
and depressive symptoms. Mon- be incorporated into routine care (342).
when indicated (314,332,333). A system-
itoring of cognitive capacity, i.e., In circumstances where individuals other
atic review and meta-analysis showed
the ability to actively engage in than the person with diabetes are signif-
that psychosocial interventions modestly
decision-making regarding treat-

ss
but significantly improved A1C (standard- icantly involved in diabetes management
ment plan behaviors, is advised. B (e.g., caregivers or family members),
ized mean difference –0.29%) and mental
health outcomes (334). There was a lim- these issues should be monitored and
treated by appropriate professionals

sA
Please refer to the ADA position state- ited association between the effects on
(341,343,344).
ment “Psychosocial Care for People With A1C and mental health, and no interven-
tion characteristics predicted benefit on Standardized, validated, age-appropriate
Diabetes” for a list of assessment tools
both outcomes. However, cost analyses tools for psychosocial monitoring and
and additional details (1) and the ADA
screening can also be used (1). Health
te
Mental Health Toolkit for assessment have shown that behavioral health inter-
care professionals may also use informal
questionnaires and surveys (professional. ventions are both effective and cost-effi-
verbal inquires, for example, by asking
diabetes.org/mental-health-toolkit). cient approaches to the prevention of
be
whether there have been persistent
Complex environmental, social, fam- diabetes (335).
changes in mood during the past 2 weeks
ily, behavioral, and emotional factors,
or since the individual’s last appointment
known as psychosocial factors, influence Screening
and whether the person can identify a
living with diabetes, both type 1 and Health care teams should develop and
ia

triggering event or change in circumstan-


type 2, and achieving optimal health implement psychosocial screening pro-
ces. Diabetes care professionals should
outcomes and psychological well-being. tocols to ensure routine monitoring of
also ask whether there are new or dif-
nD

Thus, individuals with diabetes and their psychosocial well-being and concerns
ferent barriers to treatment and self-
families are challenged with complex, among people with diabetes, following
management, such as feeling overwhelmed
multifaceted issues when integrating di- published guidance and recommenda-
or stressed by having diabetes (see DIABETES
abetes care into daily life (183). Clini- tions (336–340). Topics to screen for
DISTRESS, below), changes in finances, or
may include, but are not limited to, at-
ica

cally significant mental health diagnoses competing medical demands (e.g., the
are considerably more prevalent in peo- titudes about diabetes, expectations diagnosis of a comorbid condition).
ple with diabetes than in those without for treatment and outcomes (especially
(316,317). Emotional well-being is an im- related to starting a new treatment or Psychological Assessment and
portant part of diabetes care and self- technology), general and diabetes-related
er

Treatment
management. Psychological and social mood, stress, and/or quality of life (e.g., When psychosocial concerns are identi-
problems can impair the individual’s diabetes distress, depressive symptoms, fied, referral to a qualified behavioral
(43,318–322) or family’s (321) ability to anxiety symptoms, and/or fear of hypo-
m

and/or mental health professional, ideally


carry out diabetes care tasks and, there- glycemia), available resources (financial, one specializing in diabetes, should be
fore, potentially compromise health sta- social, family, and emotional), and/or psy- made for comprehensive evaluation, diag-
©A

tus. Therefore, psychological symptoms, chiatric history. A list of age-appropriate nosis, and treatment (313,314,332,333).
both clinical and subclinical, must be ad- screening and evaluation measures is Indications for referral may include posi-
dressed. In addition to impacting a per- provided in the ADA position statement tive screening for overall stress related to
son’s ability to carry out self-management “Psychosocial Care for People with Dia- work-life balance, diabetes distress, diabe-
and the association of mental health diag- betes” (1). Key opportunities for psychoso- tes management difficulties, depression,
nosis with poorer short-term glycemic sta- cial screening occur at diabetes diagnosis, anxiety, disordered eating, and cognitive
bility, symptoms of emotional distress are during regularly scheduled management dysfunction (see Table 5.2 for a complete
associated with mortality risk (316,323). visits, during hospitalizations, with new list). It is preferable to incorporate psycho-
There are opportunities for diabetes onset of complications, during significant social assessment and treatment into rou-
health care professionals to routinely transitions in care such as from pediatric tine care rather than waiting for a specific
monitor and screen psychosocial status to adult care teams (341), at the time of problem or deterioration in metabolic or
in a timely and efficient manner for medical treatment changes, or when psychological status to occur (38,321).
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S81

Table 5.2—Situations that warrant referral of a person with diabetes to a qualified behavioral or mental health professional
for evaluation and treatment
 A positive screen on a validated screening tool for depressive symptoms, diabetes distress, anxiety, fear of hypoglycemia, or cognitive
impairment
 The presence of symptoms or suspicions of disordered eating behavior, an eating disorder, or disrupted patterns of eating

n
 Intentional omission of insulin or oral medication to cause weight loss is identified
 A serious mental illness is suspected

io
 In youth and families with behavioral self-care difficulties, repeated hospitalizations for diabetic ketoacidosis, failure to achieve expected
developmental milestones, or significant distress

t
 Declining or impaired ability to perform diabetes self-care behaviors

ia
 Before undergoing bariatric or metabolic surgery and after surgery, if assessment reveals an ongoing need for adjustment support

oc
Health care professionals should identify manner even in the absence of positive Diabetes distress is very common (321,
behavioral and mental health professio- psychosocial screeners, such as resil- 358–360). While it shares some features

ss
nals, knowledgeable about diabetes treat- ience-promoting interventions to pre- with depression, diabetes distress is dis-
ment and the psychosocial aspects of vent diabetes distress in adolescence tinct and has unique relationships with
diabetes, to whom they can refer patients. (352,353) and behavioral family interven- glycemic and other outcomes (359,361).

sA
The ADA provides a list of mental health tions to promote collaborative family dia- Diabetes distress refers to significant
professionals who have specialized exper- betes management in early adolescence negative psychological reactions related
tise or who have received education (354,355) or to support adjustment to a to emotional burdens and worries spe-
about psychosocial and behavioral issues new treatment plan or technology (64). cific to an individual’s experience in hav-
te
related to diabetes in the ADA Mental Psychosocial interventions can be delivered ing to manage a severe, complicated,
Health Professional Directory Listing via digital health platforms (356). Group- and demanding chronic condition such
(professional.diabetes.org/mhp_listing). based or shared diabetes appointments as diabetes (358,359,362). The constant
be

Ideally, mental health professionals should that address both medical and psycho- behavioral demands of diabetes self-
be embedded in diabetes care settings. In social issues relevant to living with diabe- management (medication dosing, frequency,
recognition of limited behavioral health tes are a promising model to consider and titration; monitoring of glucose,
(327,357).
ia

resources and to optimize availability, food intake, eating patterns, and physical
other health care professionals who Although efficacy has been demon- activity) and the potential or actuality of
have been trained in behavioral and strated with psychosocial interven- disease progression are directly associ-
nD

mental health interventions may also tions, there has been varying success ated with reports of diabetes distress
provide this specialized psychosocial regarding sustained increases in en- (358). The prevalence of diabetes distress
care (326,329,345,346). Although some gagement in health behaviors and im- is reported to be 18–45%, with an inci-
health care professionals may not feel proved glycemic outcomes associated dence of 38–48% over 18 months in
ica

qualified to treat psychological problems with behavioral and mental health is- people with type 2 diabetes (362). In the
(347), optimizing the relationship be- sues. Thus, health care professionals second Diabetes Attitudes, Wishes, and
tween a person with diabetes and health should systematically monitor these Needs (DAWN2) study, significant diabe-
care professional may increase the likeli- outcomes following implementation tes distress was reported by 45% of the
hood of the individual accepting referral of current evidence-based psychoso- participants, but only 24% reported that
er

for other services. Collaborative care cial treatments to determine ongoing their health care teams asked them how
interventions and a team approach needs. diabetes affected their lives (321). Simi-
have demonstrated efficacy in diabe- lar rates have been identified among
m

tes self-management, outcomes of de- Diabetes Distress adolescents with type 1 diabetes (360)
pression, and psychosocial functioning Recommendation and in parents of youth with type 1
©A

(5,6). 5.42 Routinely monitor people with diabetes. High levels of diabetes distress
Evidence supports interventions for diabetes, caregivers, and family significantly impact medication-taking
people with diabetes and psychosocial members for diabetes distress, behaviors and are linked to higher A1C,
concerns, including issues that affect particularly when treatment tar- lower self-efficacy, and less optimal eat-
mental and behavioral health. Successful gets are not met and/or at the ing and exercise behaviors (5,358,362).
therapeutic approaches include cogni- onset of diabetes complica- Diabetes distress is also associated with
tive behavioral (330,332,348,349) and tions. Refer to a qualified men- symptoms of anxiety, depression, and
mindfulness-based therapies (346,350,351). tal health professional or other reduced health-related quality of life
See the sections below for details about trained health care professional (363).
interventions for specific psychological Diabetes distress should be routinely
for further assessment and
concerns. Behavioral interventions may monitored (364) using diabetes-specific
treatment if indicated. B
also be indicated in a preventive validated measures (1). If diabetes
S82 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

distress is identified, it should be ac- compared with diabetes education (353) diabetes-specific concern is fears related
knowledged and addressed. If indicated, in teens with type 1 diabetes showed to hypoglycemia (375,376), which may
the person should be referred for follow- that diabetes distress and depressive explain avoidance of behaviors associ-
up care (333). This may include specific symptoms were significantly reduced for ated with lowering glucose, such as in-
diabetes education to address areas of up to 3 years post-intervention, though creasing insulin doses or frequency of
diabetes self-care causing distress and neither A1C nor self-management behav- monitoring. Other common sources of

n
impacting clinical management and/or iors improved over time. These recent diabetes-related anxiety include not meet-
behavioral intervention from a qualified studies support that a combination of ed- ing blood glucose targets (373), insulin in-

io
mental health professional, ideally with ucational, behavioral, and psychological jections or infusion (377), and onset of
expertise in diabetes, or from another intervention approaches is needed to ad- complications (1). People with diabetes

t
trained health care professional. Several dress distress, depression, and A1C. who exhibit excessive diabetes self-man-

ia
educational and behavioral intervention As with treatment of other diabetes- agement behaviors well beyond what is
strategies have demonstrated benefits for associated behavioral and psychosocial prescribed or needed to achieve glyce-
diabetes distress and, to a lesser degree, factors affecting disease outcomes, there mic targets may be experiencing symp-

oc
glycemic outcomes, including education, is little outcome data on long-term sys- toms of obsessive-compulsive disorder
psychological therapies such as cognitive tematic treatment of diabetes distress in- (378). General anxiety is a predictor of
behavioral therapy and mindfulness-based tegrated into routine care. As the diabetes injection-related anxiety and is associ-

ss
therapies, and health behavior change disease course and its management are ated with fear of hypoglycemia (376,379).
approaches such as motivational inter- fluid, it can be expected that related dis- Psychological and behavioral care
viewing (348,349,365,366). Data support tress may fluctuate and may need differ- can be helpful to address symptoms of
diabetes distress interventions delivered ent methods of remediation at different anxiety in people with diabetes. Among

sA
using technology (356). DSMES has been points in the life course and as disease adults with type 2 diabetes and elevated
shown to reduce diabetes distress (5) progression occurs. depressive symptoms, an RCT of collabo-
and may also benefit A1C when com- rative care demonstrated benefits on anx-
bined with peer support (367). It may iety symptoms for up to 1 year (380).
te
Anxiety Fear of hypoglycemia and hypoglycemia
be helpful to provide counseling regard-
ing expected diabetes-related versus Recommendations unawareness often co-occur, so interven-
5.43 Consider screening people with tions aimed at treating one often benefit
be
generalized psychological distress, both
at diagnosis and when disease state or diabetes for anxiety symptoms or both (381). If fear of hypoglycemia is
treatment changes occur (368). A multi- diabetes-related worries. Health identified and a person does not have
site RCT with adults with type 1 diabe- care professionals can discuss symptoms of hypoglycemia, a struc-
ia

tes and elevated diabetes distress and diabetes-related worries and may tured program of blood glucose aware-
A1C demonstrated large improvements refer to a qualified mental health ness training delivered in routine clinical
in diabetes distress and small reductions professional for further assess- practice can improve A1C, reduce the
nD

in A1C through two 3-month interven- ment and treatment if anxiety rate of severe hypoglycemia, and re-
tion approaches: a diabetes education symptoms indicate interference store hypoglycemia awareness (382,383).
intervention with goal setting and a with diabetes self-management If not available within the practice set-
psychological intervention that included behaviors or quality of life. B ting, a structured program targeting
ica

emotion regulation skills, motivational in- 5.44 Refer people with hypoglyce- both fear of hypoglycemia and un-
terviewing, and goal setting (369). Among mia unawareness, which can awareness should be sought out and
adults with type 2 diabetes in the Veter- implemented by a qualified behavioral
co-occur with fear of hypogly-
ans Affairs system, an RCT demonstrated practitioner (381,383–385). An RCT
cemia, to a trained professional
comparing blood glucose awareness
er

benefits of integrating a single session of to receive evidence-based in-


mindfulness intervention into DSMES, fol- training with a cognitively focused psy-
tervention to help re-establish
lowed by a booster session and mobile choeducation program in adults with
awareness of symptoms of hy-
type 1 diabetes and impaired awareness
m

app-based home practice over 24 weeks, poglycemia and reduce fear of


with the strongest effects on diabetes dis- of hypoglycemia that has been treat-
hypoglycemia. A ment resistant suggested that both ap-
tress (370). An RCT of cognitive behavioral
proaches were beneficial for reducing
©A

therapy demonstrated positive benefits


for diabetes distress, A1C, and depressive Anxiety symptoms and diagnosable disor- hypoglycemia (386). Thus, specialized
symptoms for up to 1 year among adults ders (e.g., generalized anxiety disorder, behavioral intervention from a trained
with type 2 diabetes and elevated symp- body dysmorphic disorder, obsessive health care professional is needed to
toms of distress or depression (371). An compulsive disorder, specific phobias, treat hypoglycemia-related anxiety and
RCT among people with type 1 and type 2 and posttraumatic stress disorder) are unawareness.
diabetes found mindful self-compassion common in people with diabetes (373).
training increased self-compassion, re- The Behavioral Risk Factor Surveillance Depression
duced depression and diabetes distress, System estimated the lifetime preva- Recommendations
and improved A1C (372). An RCT of a lence of generalized anxiety disorder to 5.45 Consider at least annual screen-
resilience-focused cognitive behavioral be 19.5% in people with either type 1 ing of depressive symptoms in
and social problem-solving intervention or type 2 diabetes (374). A common
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S83

all people with diabetes, espe- have been shown to improve both de- disease physiology, treatments for
cially those with a self-reported pression and medical outcomes (392). diabetes and disordered eating
history of depression. Use age- Depressive symptoms may also be a man- behaviors, and weight-related
appropriate, validated depression ifestation of reduced quality of life sec- and psychological risk factors for
ondary to disease burden (also see DIABETES disordered eating behaviors. B
screening measures, recognizing
DISTRESS, above) and resultant changes in

n
that further evaluation will be
resource allocation impacting the person
necessary for individuals who
and their family. When depressive symp-

io
have a positive screen. B Estimated prevalence of disordered eat-
toms are identified, it is important to ing behavior and diagnosable eating dis-
5.46 Beginning at diagnosis of compli-
query origins, both diabetes-specific and orders in people with diabetes varies
cations or when there are signif-

t
due to other life circumstances (363,393). (399–401). For people with type 1 dia-
icant changes in medical status,

ia
Trials have shown consistent evidence betes, insulin omission causing glycos-
consider assessment for depres- of improvements in depressive symptoms uria in order to lose weight is the most
sion. B and variable benefits for A1C when depres- commonly reported disordered eating

oc
5.47 Refer to qualified mental health sion is simultaneously treated (331,392,394), behavior (402,403); in people with type 2
professionals or other trained whether through pharmacological treat- diabetes, bingeing (excessive food in-
health care professionals with ment, group therapy, psychotherapy, or take with an accompanying sense of
experience using evidence-based

ss
collaborative care (328,348,349,395,396). loss of control) is most commonly re-
treatment approaches for de- Psychological interventions targeting de- ported. For people with type 2 diabetes
pression in conjunction with col- pressive symptoms have shown efficacy treated with insulin, intentional omis-
laborative care with the diabetes when delivered via digital technologies sion is also frequently reported (404).

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treatment team. A (397). Physical activity interventions also People with diabetes and diagnosable
demonstrate benefits for depressive symp- eating disorders have high rates of co-
toms and A1C (398). It is important to morbid psychiatric disorders (405). Peo-
History of depression, current depres-
note that medical treatment plan should
te
sion, and antidepressant medication use ple with type 1 diabetes and eating
also be monitored in response to reduc- disorders have high rates of diabetes
are risk factors for the development of
tion in depressive symptoms. People may distress and fear of hypoglycemia (406).
type 2 diabetes, especially if the individ- agree to or adopt previously refused
be
ual has other risk factors such as obesity Diabetes care professionals should
treatment strategies (improving ability to monitor for disordered eating behaviors
and family history of type 2 diabetes follow recommended treatment behav-
(387–389). Elevated depressive symp- using validated measures (407). When
iors), which may include increased physical evaluating symptoms of disordered or
toms and depressive disorders affect one
ia

activity and intensification of treatment disrupted eating (when the individual


in four people with type 1 or type 2 dia- plan behaviors and monitoring, resulting in
betes (320). Thus, routine screening for exhibits eating behaviors that appear
changed glucose profiles. maladaptive but are not volitional, such
nD

depressive symptoms is indicated in this


as bingeing caused by loss of satiety
high-risk population, including people Disordered Eating Behavior cues), etiology and motivation for the
with type 1 or type 2 diabetes, gesta-
Recommendations behavior should be evaluated (401,408).
tional diabetes mellitus, and postpar-
5.48 Consider screening for disordered Mixed intervention results point to the
ica

tum diabetes. Regardless of diabetes


or disrupted eating using vali- need for treatment of eating disorders
type, women have significantly higher
dated screening measures when and disordered eating behavior in the
rates of depression than men (390).
hyperglycemia and weight loss context of the disease and its treat-
Routine monitoring with age-appropriate
are unexplained based on self- ment. Given the complexities of treating
validated measures (1) can help to iden-
er

reported behaviors related to disordered eating behaviors and disrupted


tify if referral is warranted (333,339).
medication dosing, meal plan, eating patterns in people with diabetes, it
Multisite studies have demonstrated feasi-
bility of implementing depressive symp- and physical activity. In addition, is recommended that multidisciplinary
m

a review of the medical treat- care teams include or collaborate with a


tom screening protocols in diabetes clinics
ment plan is recommended to health professional trained to identify
and published practical guides for imple-
identify potential treatment- and treat eating behaviors with expertise
©A

mentation (336–339,391). Adults with a


related effects on hunger/caloric in disordered eating and diabetes (409).
history of depressive symptoms need on-
intake. B Key qualifications for such professionals
going monitoring of depression recurrence
5.49 Consider reevaluating the treat- include familiarity with the diabetes dis-
within the context of routine care (387).
ment plan of people with diabe- ease physiology, weight-related and
Integrating mental and physical health
tes who present with symptoms psychological risk factors for disordered
care can improve outcomes. When a per-
of disordered eating behavior, eating behaviors, and treatments for dia-
son with diabetes is receiving psychologi-
an eating disorder, or disrupted betes and disordered eating behaviors.
cal therapy, the mental/behavioral health
patterns of eating, in consulta-
professional should be incorporated into More rigorous methods to identify under-
tion with a qualified professional
or collaborate with the diabetes treat- lying mechanisms of action that drive
as available. Key qualifications in-
ment team (392). As with DSMES, person- change in eating and treatment behaviors,
clude familiarity with the diabetes
centered collaborative care approaches as well as associated mental distress, are
S84 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

needed (410). Health care teams may 5.51 In people who are prescribed Serious mental illness is often associated
consider the appropriateness of technol- atypical antipsychotic medica- with the inability to evaluate and utilize
ogy use among people with diabetes and information to make judgments about
tions, screen for prediabetes
disordered eating behaviors, although treatment options. When a person has
and diabetes 4 months after an established diagnosis of a mental ill-
more research on the risks and benefits is medication initiation and sooner ness that impacts judgment, activities of
needed (411). Caution should be taken in

n
if clinically indicated, at least daily living, and ability to establish a col-
labeling individuals with diabetes as hav- annually. B laborative relationship with care profes-

io
ing a diagnosable psychiatric disorder, 5.52 If a second-generation antipsy- sionals, it is wise to include a nonmedical
i.e., an eating disorder, when disordered chotic medication is prescribed caretaker in decision-making regarding
or disrupted eating patterns are found to for adolescents or adults with the medical treatment plan. This person

t
be associated with the disease and its diabetes, changes in weight, can help improve the patient’s ability to

ia
treatment. In other words, patterns of glycemia, and cholesterol levels follow the agreed-upon treatment plan
maladaptive food intake that appear to through both monitoring and caretaking
should be carefully monitored,
functions (421).

oc
have a psychological origin may be driven and the treatment plan should
by physiologic disruption in hunger and sa- be reassessed accordingly. C
Cognitive Capacity/Impairment
tiety cues, metabolic perturbations, and/
or secondary distress because of the indi- Recommendations

ss
Studies of individuals with serious men- 5.53 Cognitive capacity should be
vidual’s inability to control their hunger
tal illness, particularly schizophrenia and monitored throughout the life
and satiety (401,408).
other thought disorders, show signifi- span for all individuals with
The use of incretin therapies may
cantly increased rates of type 2 diabetes

sA
have potential implications and rele- diabetes, particularly in those
(415). People with schizophrenia should who have documented cogni-
vance for the treatment of disrupted
be monitored for type 2 diabetes be-
or disordered eating (see Section 8, tive disabilities, those who ex-
cause of the known comorbidity. Disor-
“Obesity and Weight Management for perience severe hypoglycemia,
te
dered thinking and judgment can be
the Prevention and Treatment of Type 2 very young children, and older
expected to make it difficult to engage
Diabetes”). These medications promote adults. B
in behavior that reduces risk factors for
5.54 If cognitive capacity changes or
be
substantial weight loss and mainte- type 2 diabetes, such as restrained eating
nance of lost weight beyond conven- appears to be suboptimal for
for weight management. Further, people
tional nutrition therapies (412), which patient decision-making and/or
with serious mental health disorders and
may improve quality of life. Incretin diabetes frequently experience moderate behavioral self-management, re-
ia

therapies work in the appetite and re- psychological distress, suggesting perva- ferral for a formal assessment
ward circuitries to modulate food intake sive intrusion of mental health issues into should be considered. E
and energy balance, reducing uncontrolla- daily functioning (416).
nD

ble hunger, overeating, and bulimic symp- Coordinated management of diabe- Cognitive capacity is generally defined as
toms (413), although mechanisms are tes or prediabetes and serious mental attention, memory, logic and reasoning,
not completely understood. Health care illness is recommended to achieve di-
and auditory and visual processing, all
professionals may see expanded use of abetes treatment targets. The diabe-
of which are involved in diabetes self-
ica

tes care team, in collaboration with


these medications as data become management behavior (422). Having di-
other care professionals, should work
available (401). This therapy has the to provide an enhanced level of care and abetes over decades—type 1 and type 2—
potential to improve psychosocial out- self-management support for people with has been shown to be associated with cog-
comes and control overeating behav- diabetes and serious mental illness based nitive decline (423–425). Declines have
er

iors in people with diabetes, which may on individual capacity and needs. Such been shown to impact executive function
ultimately benefit engagement with med- care may include remote monitoring, fa- and information processing speed; they are
ical nutrition therapy recommendations cilitating health care aides, and providing not consistent between people, and evi-
m

diabetes training for family members,


(414). More research is needed about ad- dence is lacking regarding a known course
community support personnel, and other
junctive use of incretins and other medi- caregivers. Qualitative research suggests of decline (426). Diagnosis of dementia is
©A

cations affecting physiologically based that educational and behavioral interven- also more prevalent among people with
eating behavior in people with diabetes. tion may provide benefit via group sup- diabetes, both type 1 and type 2 (427).
port, accountability, and assistance with Thus, monitoring of cognitive capacity of
Serious Mental Illness applying diabetes knowledge (417). In ad- individuals is recommended, particularly
dition, those taking second-generation regarding their ability to self-monitor
Recommendations
(atypical) antipsychotics, such as olanza- and make judgments about their symp-
5.50 Provide an increased level of pine, require greater monitoring because
support for people with diabe- toms, physical status, and needed altera-
of an increase in risk of type 2 diabetes as-
tes and serious mental illness sociated with this medication (418–420). tions to their self-management behaviors,
through enhanced monitoring Because of this increased risk, people all of which are mediated by executive
of and assistance with diabetes should be screened for prediabetes or di- function (427). As with other disorders
self-management behaviors. B abetes 4 months after medication initia- affecting mental capacity (e.g., major
tion and at least annually thereafter. psychiatric disorders), the key issue is
diabetesjournals.org/care Facilitating Positive Health Behaviors and Well-being S85

n
t io
ia
oc
ss
sA
te
be
ia
nD
ica
er
m
©A

Figure 5.1—Importance of 24-h physical behaviors for type 2 diabetes. Reprinted from Davies et al. (88).

whether the person can collaborate with When this ability is shown to be altered, day-to-day monitoring as well as a liaison
the care team to achieve optimal meta- declining, or absent, a lay care profes- with the rest of the care team (1). Cogni-
bolic outcomes and prevent complica- sional should be introduced into the care tive capacity also contributes to ability
tions, both short and long term (416). team who serves in the capacities of to benefit from diabetes education and
S86 Facilitating Positive Health Behaviors and Well-being Diabetes Care Volume 46, Supplement 1, January 2023

may indicate the need for alternative type 2 diabetes (430,431) and possibly 3. Rutten GEHM, Alzaid A. Person-centred type 2
teaching approaches as well as remote gestational diabetes mellitus (432,433). diabetes care: time for a paradigm shift. Lancet
Diabetes Endocrinol 2018;6:264–266
monitoring. Youth will need second-party Moreover, sleep disturbances are asso- 4. Dickinson JK, Guzman SJ, Maryniuk MD, et al.
monitoring (e.g., parents and adult care- ciated with less engagement in diabetes The use of language in diabetes care and
givers) until they are developmentally self-management and may interfere education. Diabetes Care 2017;40:1790–1799
able to evaluate necessary information with the achievement of glycemic tar- 5. Fisher L, Hessler D, Glasgow RE, et al.

n
for self-management decisions and to in- gets among people with type 1 and REDEEM: a pragmatic trial to reduce diabetes
distress. Diabetes Care 2013;36:2551–2558
form resultant behavior changes. type 2 diabetes (434–439). Disrupted

io
6. Huang Y, Wei X, Wu T, Chen R, Guo A.
Episodes of severe hypoglycemia are sleep and sleep disorders, including ob- Collaborative care for patients with depression
independently associated with decline, structive sleep apnea (440), insomnia, and diabetes mellitus: a systematic review and

t
as well as the more immediate symp- and sleep disturbances (435), are com- meta-analysis. BMC Psychiatry 2013;13:260

ia
toms of mental confusion (428). Early- mon among people with diabetes. In 7. Hill-Briggs F. Problem solving in diabetes self-
management: a model of chronic illness self-
onset type 1 diabetes has been shown type 1 diabetes, estimates of poor sleep management behavior. Ann Behav Med 2003;25:
to be associated with potential deficits range from 30% to 50% (441), and esti-

oc
182–193
in intellectual abilities, especially in the mates of moderate to severe obstructive 8. Greenwood DA, Howell F, Scher L, et al. A
context of repeated episodes of severe sleep apnea are >50% (436). In type 2 framework for optimizing technology-enabled
hypoglycemia (429). (See Section 14, diabetes, 24–86% of people are esti- diabetes and cardiometabolic care and education:
the role of the diabetes care and education

ss
“Children and Adolescents,” for infor- mated to have obstructive sleep apnea specialist. Diabetes Educ 2020;46:315–322
mation on early-onset diabetes and cog- (442), 39% to have insomnia, and 8–45% 9. Tran VT, Barnes C, Montori VM, Falissard B,
nitive abilities and the effects of severe to have restless leg syndrome (439). Risk Ravaud P. Taxonomy of the burden of treatment:
of hypoglycemia poses specific challenges a multi-country web-based qualitative study of

sA
hypoglycemia on children’s cognitive and
academic performance.) Thus, for myriad for sleep in people with type 1 diabetes patients with chronic conditions. BMC Med 2015;
13:115
reasons, cognitive capacity should be as- and may require targeted assessment 10. Fitzpatrick SL, Golden SH, Stewart K, et al.
sessed during routine care to ascertain and treatment approaches (443). People Effect of DECIDE (Decision-making Education for
te
the person’s ability to maintain and ad- with diabetes and their family members Choices In Diabetes Everyday) program delivery
just self-management behaviors, such as also describe diabetes management needs modalities on clinical and behavioral outcomes
dosing of medications, remediation ap- interfering with sleep and experiencing in urban African Americans with type 2 diabetes:
be
a randomized trial. Diabetes Care 2016;39:
proaches to glycemic excursions, etc., and worries about poor sleep; technology has
2149–2157
to determine whether to enlist a caregiver been described as both a help and chal- 11. Brunisholz KD, Briot P, Hamilton S, et al.
in monitoring and decision-making regard- lenge in relation to sleep (444). Cognitive Diabetes self-management education improves
ing management behaviors. If cognitive behavioral therapy shows benefits for quality of care and clinical outcomes determined
ia

capacity to carry out self-maintenance be- sleep in people with diabetes (348), in- by a diabetes bundle measure. J Multidiscip
Healthc 2014;7:533–542
haviors is questioned, an age-appropriate cluding cognitive behavioral therapy for
12. Dickinson JK, Maryniuk MD. Building
nD

test of cognitive capacity is recommended insomnia, which demonstrates improve- therapeutic relationships: choosing words that
(1). Cognitive capacity should be evalu- ments in sleep outcomes and possible put people first. Clin Diabetes 2017;35:51–54
ated in the context of the person’s age, small improvements in A1C and fasting 13. Davis J, Fischl AH, Beck J, et al. 2022 National
for example, in very young children who glucose (445). There is also evidence that standards for diabetes self-management education
and support. Sci Diabetes Self Manag Care 2022;
are not expected to manage their disease sleep extension and pharmacological
ica

48:44–59
independently and in older adults who treatments for sleep can improve sleep 14. Tang TS, Funnell MM, Brown MB, Kurlander
may need active monitoring of treatment outcomes and possibly insulin resistance JE. Self-management support in “real-world”
plan behaviors. (443,445). Thus, referral to sleep special- settings: an empowerment-based intervention.
ists to address the medical and behav- Patient Educ Couns 2010;79:178–184
er

15. Marrero DG, Ard J, Delamater AM, et al.


Sleep Health ioral aspects of sleep is recommended,
Twenty-first century behavioral medicine: a
ideally in collaboration with the diabetes context for empowering clinicians and patients
Recommendation
care professional (Fig. 5.1). with diabetes: a consensus report. Diabetes Care
5.55 Consider screening for sleep
m

2013;36:463–470
health in people with diabetes, References 16. Rutten GEHM, Van Vugt H, de Koning E.
including symptoms of sleep 1. Young-Hyman D, de Groot M, Hill-Briggs F, Person-centered diabetes care and patient
©A

disorders, disruptions to sleep Gonzalez JS, Hood K, Peyrot M. Psychosocial care activation in people with type 2 diabetes. BMJ
due to diabetes symptoms or for people with diabetes: a position statement of Open Diabetes Res Care 2020;8:e001926
the American Diabetes Association. Diabetes 17. Norris SL, Lau J, Smith SJ, Schmid CH,
management needs, and wor- Engelgau MM. Self-management education for
Care 2016;39:2126–2140
ries about sleep. Refer to sleep 2. Powers MA, Bardsley JK, Cypress M, et al. adults with type 2 diabetes: a meta-analysis of
medicine and/or a qualified be- Diabetes self-management education and support the effect on glycemic control. Diabetes Care
havioral health professional as in adults with type 2 diabetes: a consensus report 2002;25:1159–1171
of the American Diabetes Association, the Asso- 18. Frosch DL, Uy V, Ochoa S, Mangione CM.
indicated. B Evaluation of a behavior support intervention for
ciation of Diabetes Care & Education Specialists, the
Academy of Nutrition and Dietetics, the American patients with poorly controlled diabetes. Arch
Academy of Family Physicians, the American Intern Med 2011;171:2011–2017
The associations between sleep prob- Academy of PAs, the American Association of Nurse 19. Cooke D, Bond R, Lawton J, et al.; U.K. NIHR
lems and diabetes are complex: sleep Practitioners, and the American Pharmacists Asso- DAFNE Study Group. Structured type 1 diabetes
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appetite- and reward-related brain areas in the Look AHEAD Study. J Clin Endocrinol Metab associations with glycemic control: systematic
humans. Diabetes 2014;63:4186–4196 review and meta-analysis. Sleep Med 2016;23:

oc
2020;105:dgaa591
414. Devarajooh C, Chinna K. Depression, distress 425. Avila JC, Mejia-Arangom S, Jupiter D, 26–45
and self-efficacy: the impact on diabetes self-care Downer B, Wong R. The effect of diabetes on the 437. Ji X, Wang Y, Saylor J. Sleep and type 1
practices. PLoS One 2017;12:e0175096 cognitive trajectory of older adults in Mexico and diabetes mellitus management among children,
415. Suvisaari J, Per€al€a J, Saarni SI, et al. Type 2 the United States. J Gerontol B Psychol Sci Soc Sci adolescents, and emerging young adults: a

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diabetes among persons with schizophrenia and systematic review. J Pediatr Nurs 2021;61:245–253
2021;76:e153–e164
other psychotic disorders in a general population 438. Perez KM, Hamburger ER, Lyttle M, et al.
426. Munshi MN. Cognitive dysfunction in older
survey. Eur Arch Psychiatry Clin Neurosci 2008; Sleep in type 1 diabetes: implications for
adults with diabetes: what a clinician needs to
258:129–136 glycemic control and diabetes management. Curr
know. Diabetes Care 2017;40:461–467

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416. Mulligan K, McBain H, Lamontagne- Diab Rep 2018;18:5
427. Biessels GJ, Despa F. Cognitive decline and
Godwin F, et al. Barriers to effective diabetes 439. Schipper SBJ, Van Veen MM, Elders PJM,
dementia in diabetes mellitus: mechanisms and
management–a survey of people with severe et al. Sleep disorders in people with type 2 diabetes
clinical implications. Nat Rev Endocrinol 2018;14:
mental illness. BMC Psychiatry 2018;18:165 and associated health outcomes: a review of the
591–604
417. Schnitzer K, Cather C, Zvonar V, et al. Patient literature. Diabetologia 2021;64:2367–2377
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428. Feinkohl I, Aung PP, Keller M, et al.;
experience and predictors of improvement in a 440. Reutrakul S, Mokhlesi B. Obstructive sleep
group behavioral and educational intervention for Edinburgh Type 2 Diabetes Study (ET2DS) apnea and diabetes: a state of the art review.
individuals with diabetes and serious mental Investigators. Severe hypoglycemia and cognitive Chest 2017;152:1070–1086
decline in older people with type 2 diabetes: the
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illness: mixed methods case study. J Particip Med 441. Denic-Roberts H, Costacou T, Orchard TJ.
2021;13:e21934 Edinburgh type 2 diabetes study. Diabetes Care Subjective sleep disturbances and glycemic control
418. Koro CE, Fedder DO, L’Italien GJ, et al. 2014;37:507–515 in adults with long-standing type 1 diabetes: The
Assessment of independent effect of olanzapine 429. Strudwick SK, Carne C, Gardiner J, Foster Pittsburgh’s Epidemiology of Diabetes Complications
and risperidone on risk of diabetes among JK, Davis EA, Jones TW. Cognitive functioning in study. Diabetes Res Clin Pract 2016;119:1–12
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patients with schizophrenia: population based children with early onset type 1 diabetes and 442. Ogilvie RP, Patel SR. The epidemiology of
nested case-control study. BMJ 2002;325:243 severe hypoglycemia. J Pediatr 2005;147: sleep and diabetes. Curr Diab Rep 2018;18:82
419. American Diabetes Association; American 680–685 443. Tan X, van Egmond L, Chapman CD,
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Psychiatric Association; American Association of 430. Anothaisintawee T, Reutrakul S, Van Cauter Cedernaes J, Benedict C. Aiding sleep in type 2
Clinical Endocrinologists; North American Asso- E, Thakkinstian A. Sleep disturbances compared to diabetes: therapeutic considerations. Lancet
ciation for the Study of Obesity. Consensus traditional risk factors for diabetes development: Diabetes Endocrinol 2018;6:60–68
development conference on antipsychotic drugs Systematic review and meta-analysis. Sleep Med 444. Carreon SA, Cao VT, Anderson BJ, Thompson
and obesity and diabetes. Diabetes Care 2004; Rev 2016;30:11–24 DI, Marrero DG, Hilliard ME. ‘I don’t sleep through
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27:596–601 431. Cappuccio FP, D’Elia L, Strazzullo P, Miller the night’: qualitative study of sleep in type 1
420. Holt RIG. Association between antipsychotic MA. Quantity and quality of sleep and incidence diabetes. Diabet Med 2022;39:e14763
medication use and diabetes. Curr Diab Rep of type 2 diabetes: a systematic review and 445. Kothari V, Cardona Z, Chirakalwasan N,
2019;19:96–96 meta-analysis. Diabetes Care 2010;33:414–420 Anothaisintawee T, Reutrakul S. Sleep interventions
421. Kruse J, Schmitz N; German National Health 432. Zhu B, Shi C, Park CG, Reutrakul S. Sleep and glucose metabolism: systematic review and
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Interview and Examination Survey. On the quality and gestational diabetes in pregnant meta-analysis. Sleep Med 2021;78:24–35
m
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Diabetes Care Volume 46, Supplement 1, January 2023 S97

6. Glycemic Targets: Standards of Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Marisa E. Hilliard,
Diabetes Care 2023;46(Suppl. 1):S97–S110 | https://doi.org/10.2337/dc23-S006 Diana Isaacs, Eric L. Johnson,
Scott Kahan, Kamlesh Khunti, Jose Leon,

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Sarah K. Lyons, Mary Lou Perry,

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Priya Prahalad, Richard E. Pratley,
Jane Jeffrie Seley, Robert C. Stanton, and

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Robert A. Gabbay, on behalf of the
American Diabetes Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

6. GLYCEMIC TARGETS
cludes the ADA’s current clinical practice recommendations and is intended to

sA
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
te
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
be

and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
ia

ASSESSMENT OF GLYCEMIC CONTROL


Glycemic control is assessed by the A1C measurement, continuous glucose moni-
nD

toring (CGM) using time in range (TIR) and/or glucose management indicator
(GMI), and blood glucose monitoring (BGM). A1C is the metric used to date in clini-
cal trials demonstrating the benefits of improved glycemic control. Individual glu-
cose monitoring (discussed in detail in Section 7, “Diabetes Technology”) is a useful
ica

tool for diabetes self-management, which includes meals, physical activity, and
medication adjustment, particularly in individuals taking insulin. CGM serves an in-
creasingly important role in the management of the effectiveness and safety of
treatment in many people with type 1 diabetes and in selected people with type 2
er

diabetes. Individuals on a variety of insulin treatment plans can benefit from CGM
with improved glucose control, decreased hypoglycemia, and enhanced self-efficacy
(Section 7, “Diabetes Technology”) (1).
m

Glycemic Assessment
©A

Recommendations
6.1 Assess glycemic status (A1C or other glycemic measurement such as time Disclosure information for each author is
in range or glucose management indicator) at least two times a year in available at https://doi.org/10.2337/dc23-SDIS.
patients who are meeting treatment goals (and who have stable glycemic Suggested citation: ElSayed NA, Aleppo G, Aroda
control). E VR, et al., American Diabetes Association. 6.
6.2 Assess glycemic status at least quarterly and as needed in patients whose Glycemic targets: Standards of Care in Diabetes—
2023. Diabetes Care 2023;46(Suppl. 1):S97–S110
therapy has recently changed and/or who are not meeting glycemic
goals. E © 2022 by the American Diabetes Association.
Readers may use this article as long as the
work is properly cited, the use is educational
and not for profit, and the work is not altered.
A1C reflects average glycemia over approximately 3 months. The performance of the More information is available at https://www.
test is generally excellent for National Glycohemoglobin Standardization Program diabetesjournals.org/journals/pages/license.
S98 Glycemic Targets Diabetes Care Volume 46, Supplement 1, January 2023

(NGSP)-certified assays (ngsp.org). The most assays in use in the U.S. are accu-
Table 6.1—Estimated average glucose
test is the primary tool for assessing gly- rate in individuals who are heterozygous (eAG)
cemic control and has a strong predictive for the most common variants (ngsp.
A1C (%) mg/dL* mmol/L
value for diabetes complications (2–4). org/interf.asp). Other measures of aver-
5 97 (76–120) 5.4 (4.2–6.7)
Thus, A1C testing should be performed age glycemia such as fructosamine and
routinely in all people with diabetes at 1,5-anhydroglucitol are available, but 6 126 (100–152) 7.0 (5.5–8.5)

n
initial assessment and as part of continu- their translation into average glucose 7 154 (123–185) 8.6 (6.8–10.3)

io
ing care. Measurement approximately levels and their prognostic significance 8 183 (147–217) 10.2 (8.1–12.1)
every 3 months determines whether pa- are not as clear as for A1C and CGM.
tients’ glycemic targets have been reached Though some variability in the relation- 9 212 (170–249) 11.8 (9.4–13.9)

t
and maintained. A 14-day CGM assess- ship between average glucose levels 10 240 (193–282) 13.4 (10.7–15.7)

ia
ment of TIR and GMI can serve as a and A1C exists among different individ- 11 269 (217–314) 14.9 (12.0–17.5)
surrogate for A1C for use in clinical uals, in general the association between
12 298 (240–347) 16.5 (13.3–19.3)
management (5–9). The frequency of mean glucose and A1C within an indi-

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A1C testing should depend on the clin- vidual correlates over time (12). Data in parentheses are 95% CI. A calcula-
ical situation, the treatment plan, and A1C does not provide a measure of tor for converting A1C results into eAG, in
glycemic variability or hypoglycemia. For either mg/dL or mmol/L, is available at
the clinician’s judgment. The use of

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professional.diabetes.org/eAG. *These esti-
point-of-care A1C testing or CGM- patients prone to glycemic variability, es- mates are based on ADAG data of 2,700
derived TIR and GMI may provide an pecially people with type 1 diabetes or glucose measurements over 3 months per
opportunity for more timely treatment type 2 diabetes with severe insulin defi- A1C measurement in 507 adults with type 1,

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changes during encounters between pa- ciency, glycemic control is best evaluated type 2, or no diabetes. The correlation be-
tients and health care professionals. by the combination of results from BGM/ tween A1C and average glucose was 0.92
(13,14). Adapted from Nathan et al. (13).
People with type 2 diabetes with stable CGM and A1C. Discordant results be-
glycemia well within target may do well tween BGM/CGM and A1C can be the
te
with A1C testing or other glucose as- result of the conditions outlined above
sessment only twice per year. Unstable or glycemic variability, with BGM miss- has considerable potential for optimizing
or intensively managed patients or people ing the extremes. their glycemic management (13).
be
not at goal with treatment adjustments
may require testing more frequently (every Correlation Between BGM and A1C A1C Differences in Ethnic
3 months with interim assessments as Table 6.1 shows the correlation between Populations and Children
needed for safety) (10). CGM parameters A1C levels and mean glucose levels based In the ADAG study, there were no signifi-
ia

can be tracked in the clinic or via tele- on the international A1C-Derived Average cant differences among racial and ethnic
health to optimize diabetes management. Glucose (ADAG) study, which assessed groups in the regression lines between
A1C and mean glucose, although the
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the correlation between A1C and fre-


A1C Limitations quent BGM and CGM in 507 adults (83% study was underpowered to detect a dif-
The A1C test is an indirect measure of av- non-Hispanic White) with type 1, type 2, ference and there was a trend toward a
erage glycemia and, as such, is subject to and no diabetes (13), and an empirical difference between the African and Afri-
limitations. As with any laboratory test, study of the average blood glucose levels can American and the non-Hispanic White
ica

there is variability in the measurement of at premeal, postmeal, and bedtime asso- cohorts, with higher A1C values observed
A1C. Although A1C variability is lower on ciated with specified A1C levels using in the African and African American co-
an intraindividual basis than that of blood data from the ADAG trial (14). The Amer- horts compared with non-Hispanic White
glucose measurements, clinicians should ican Diabetes Association (ADA) and the cohorts for a given mean glucose. Other
er

exercise judgment when using A1C as American Association for Clinical Chemis- studies have also demonstrated higher A1C
the sole basis for assessing glycemic con- try have determined that the correlation levels in African American participants than
trol, particularly if the result is close to (r = 0.92) in the ADAG trial is strong in White participants at a given mean glu-
m

the threshold that might prompt a enough to justify reporting both the A1C cose concentration (15,16). In contrast, a
change in medication therapy. For exam- result and the estimated average glucose recent report in Afro-Caribbean individu-
als found lower A1C relative to glucose
©A

ple, conditions that affect red blood cell (eAG) result when a clinician orders the
turnover (hemolytic and other anemias, A1C test. Clinicians should note that the values (17). Taken together, A1C and glu-
glucose-6-phosphate dehydrogenase defi- mean plasma glucose numbers in Table cose parameters are essential for the op-
ciency, recent blood transfusion, use of 6.1 are based on 2,700 readings per timal assessment of glycemic status.
drugs that stimulate erythropoiesis, end- A1C measurement in the ADAG trial. In a A1C assays are available that do not
stage kidney disease, and pregnancy) report, mean glucose measured with demonstrate a statistically significant dif-
may result in discrepancies between the CGM versus central laboratory–measured ference in individuals with hemoglobin
A1C result and the patient’s true mean A1C in 387 participants in three random- variants. Other assays have statistically
glycemia (11). Hemoglobin variants must ized trials demonstrated that A1C may significant interference, but the differ-
be considered, particularly when the underestimate or overestimate mean glu- ence is not clinically significant. Use of
A1C result does not correlate with the cose in individuals (12). Thus, as sug- an assay with such statistically significant
patient’s CGM or BGM levels. However, gested, a patient’s BGM or CGM profile interference may explain a report that
diabetesjournals.org/care Glycemic Targets S99

glycemic targets. Major clinical trials of in-


Table 6.2—Standardized CGM metrics for clinical care
sulin-treated patients have included BGM
1. Number of days CGM device is worn (recommend 14 days)
as part of multifactorial interventions to
2. Percentage of time CGM device is active (recommend 70% demonstrate the benefit of intensive gly-
of data from 14 days)
cemic control on diabetes complications
3. Mean glucose (33). BGM is thus an integral component

n
4. Glucose management indicator of effective therapy of patients taking in-

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5. Glycemic variability (%CV) target #36%*
sulin. In recent years, CGM has become a
standard method for glucose monitoring
6. TAR: % of readings and time >250 mg/dL (>13.9 mmol/L) Level 2 hyperglycemia
for most adults with type 1 diabetes (34).

t
7. TAR: % of readings and time 181–250 mg/dL (10.1–13.9 mmol/L) Level 1 hyperglycemia Both approaches to glucose monitor-

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8. TIR: % of readings and time 70–180 mg/dL (3.9–10.0 mmol/L) In range ing allow patients to evaluate individ-
ual responses to therapy and assess
9. TBR: % of readings and time 54–69 mg/dL (3.0–3.8 mmol/L) Level 1 hypoglycemia
whether glycemic targets are being safely

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10. TBR: % of readings and time <54 mg/dL (<3.0 mmol/L) Level 2 hypoglycemia achieved. The international consensus on
CGM, continuous glucose monitoring; CV, coefficient of variation; TAR, time above range; TIR provides guidance on standardized
TBR, time below range; TIR, time in range. *Some studies suggest that lower %CV targets CGM metrics (Table 6.2) and considera-

ss
(<33%) provide additional protection against hypoglycemia for those receiving insulin or sul- tions for clinical interpretation and care
fonylureas. Adapted from Battelino et al. (35). (35). To make these metrics more action-
able, standardized reports with visual

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for any level of mean glycemia, African visual cues, such as the ambula- cues, such as the ambulatory glucose pro-
American individuals heterozygous for tory glucose profile, should be file (Fig 6.1), are recommended (35) and
the common hemoglobin variant HbS considered as a standard summary may help the patient and the health care
had lower A1C by about 0.3 percentage professional better interpret the data to
for all CGM devices. E
te
points when compared with those with- guide treatment decisions (24,27). BGM
6.4 Time in range is associated with
out the trait (18,19). Another genetic and CGM can be useful to guide medical
the risk of microvascular com-
variant, X-linked glucose-6-phosphate de- nutrition therapy and physical activity,
plications and can be used for
be
hydrogenase G202A, carried by 11% of prevent hypoglycemia, and aid medication
African American individuals, was associ- assessment of glycemic control.
management. While A1C is currently the
ated with a decrease in A1C of about Additionally, time below range
primary measure to guide glucose man-
0.8% in hemizygous men and 0.7% in and time above range are use-
agement and a valuable risk marker for
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homozygous women compared with ful parameters for the evaluation


developing diabetes complications, the
those without the trait (20). of the treatment plan (Table
CGM metrics TIR (with time below range
A small study comparing A1C to CGM 6.2). C
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and time above range) and GMI provide


data in children with type 1 diabetes
the insights for a more personalized dia-
found a highly statistically significant cor-
CGM is rapidly improving diabetes man- betes management plan. The incorpora-
relation between A1C and mean blood
agement. As stated in the recommenda- tion of these metrics into clinical practice
glucose, although the correlation (r =
is in evolution, and remote access to
ica

0.7) was significantly lower than that in tions, time in range (TIR) is a useful
metric of glycemic control and glucose these data can be critical for telehealth. A
the ADAG trial (21). Whether there are
clinically meaningful differences in how patterns, and it correlates well with A1C rapid optimization and harmonization of
A1C relates to average glucose in chil- in most studies (24–29). New data sup- CGM terminology and remote access is
occurring to meet patient and health care
er

dren or in different ethnicities is an area port the premise that increased TIR cor-
for further study (15,22,23). Until further relates with the risk of complications. professional needs (36–38). The patient’s
evidence is available, it seems prudent specific needs and goals should dictate
The studies supporting this assertion
BGM frequency and timing and con-
m

to establish A1C goals in these popula- are reviewed in more detail in Section 7,
tions with consideration of individualized sideration of CGM use. Please refer to
“Diabetes Technology”; they include cross-
CGM, BGM, and A1C results. Limitations Section 7, “Diabetes Technology,” for
sectional data and cohort studies (30–32)
©A

in perfect alignment between glycemic a more complete discussion of the use


demonstrating TIR as an acceptable end of BGM and CGM.
measurements do not interfere with the
usefulness of BGM/CGM for insulin dose point for clinical trials moving forward With the advent of new technology,
adjustments. and that it can be used for assessment CGM has evolved rapidly in both accu-
of glycemic control. Additionally, time be- racy and affordability. As such, many pa-
Glucose Assessment by Continuous low range (<70 and <54 mg/dL [3.9 and tients have these data available to assist
Glucose Monitoring 3.0 mmol/L]) and time above range with self-management and their health
Recommendations
(>180 mg/dL [10.0 mmol/L]) are useful care professionals’ assessment of glycemic
6.3 Standardized, single-page glucose parameters for insulin dose adjustments status. Reports can be generated from
reports from continuous glucose and reevaluation of the treatment plan. CGM that will allow the health care
monitoring (CGM) devices with For many people with diabetes, glu- professional and person with diabetes
cose monitoring is key for achieving to determine TIR, calculate GMI, and
S100 Glycemic Targets Diabetes Care Volume 46, Supplement 1, January 2023

AGP Report: Continuous Glucose Monitoring


Time in Ranges Goals for Type 1 and Type 2 Diabetes Test Patient DOB: Jan 1, 1970
Goal: <5% 14 Days: August 8–August 21, 2021
Very High 20%

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Time CGM Active: 100%
44% Goal: <25%

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250

High 24% Glucose Metrics

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180 Average Glucose ........................................... 175 mg/dL

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Goal: <154 mg/dL

mg/dL Target 46% Goal: >70%


Glucose Management Indicator (GMI) ............... 7.5%

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Goal: <7%

70 Low 5%
54
10% Goal: <4% Glucose Variability ............................................ 45.5%

ss
Very Low 5%
Goal: <36%
Goal: <1% Each 1% time in range = ~15 minutes

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AGP is a summary of glucose values from the report period, with median (50%) and other percentiles shown as if they occurred in a single day.
te
350
mg/dL

95%
be
75%
250
50%

25%
ia

180

Target
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Range

70 5%
54
ica

0
12am 3am 6am 9am 12pm 3pm 6pm 9pm 12am
er
m

Sunday Monday Tuesday Wednesday Thursday Friday Saturday


8 9 10 11 12 13 14
mg/dL
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180
70

12pm 12pm 12pm 12pm 12pm 12pm 12pm


15 16 17 18 19 20 21
mg/dL

180
70

Figure 6.1—Key points included in standard ambulatory glucose profile (AGP) report. Reprinted from Holt et al. (34).
diabetesjournals.org/care Glycemic Targets S101

assess hypoglycemia, hyperglycemia, and parallel goal for many nonpreg- glycemic separation between the treat-
glycemic variability. As discussed in a re- nant adults is time in range of ment groups diminished and disap-
cent consensus document, a report for- peared during follow-up.
>70% with time below range
matted as shown in Fig. 6.1 can be <4% and time <54 mg/dL
The Kumamoto Study (44) and UK
generated (35). Published data from two Prospective Diabetes Study (UKPDS)
<1%. For those with frailty or
retrospective studies suggest a strong cor- (45,46) confirmed that intensive gly-

n
at high risk of hypoglycemia, a
relation between TIR and A1C, with a cemic control significantly decreased
target of >50% time in range
goal of 70% TIR aligning with an A1C of rates of microvascular complications

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with <1% time below range
7% (8,26). Note the goals of therapy in people with short-duration type 2
is recommended. (See Fig. 6.1
next to each metric in Fig. 6.1 (e.g., low, diabetes. Long-term follow-up of the
and Table 6.2.) B
<4%; very low, <1%) as values to guide

t
UKPDS cohorts showed enduring ef-
6.6 On the basis of health care

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changes in therapy. fects of early glycemic control on most
professional judgment and pa- microvascular complications (47).
tient preference, achievement Therefore, achieving A1C targets of
GLYCEMIC GOALS

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of lower A1C levels than the <7% (53 mmol/mol) has been shown
For glycemic goals in older adults, please goal of 7% may be acceptable
refer to Section 13, “Older Adults.” For to reduce microvascular complications
and even beneficial if it can be of type 1 and type 2 diabetes when in-
glycemic goals in children, please refer to achieved safely without signifi-

ss
Section 14, “Children and Adolescents.” stituted early in the course of disease
cant hypoglycemia or other ad- (2,48). Findings from the DCCT (33) and
For glycemic goals during pregnancy,
verse effects of treatment. B UKPDS (49) studies demonstrate a curvi-
please refer to Section 15, “Management
6.7 Less stringent A1C goals (such linear relationship between A1C and mi-
of Diabetes in Pregnancy.” Overall, re-

sA
as <8% [64 mmol/mol]) may crovascular complications. Such analyses
gardless of the population being served,
be appropriate for patients with suggest that, on a population level, the
it is critical for the glycemic targets to be
limited life expectancy or where greatest number of complications will
woven into the overall person-centered
strategy. For example, in a very young the harms of treatment are be averted by taking patients from very
te
child, safety and simplicity may outweigh greater than the benefits. Health poor control to fair/good control. These
the need for glycemic stability in the care professionals should con- analyses also suggest that further lower-
sider deintensification of ther- ing of A1C from 7 to 6% (53 mmol/mol
be
short run. Simplification may decrease
parental anxiety and build trust and apy if appropriate to reduce to 42 mmol/mol) is associated with
confidence, which could support fur- the risk of hypoglycemia in pa- further reduction in the risk of micro-
ther strengthening of glycemic targets tients with inappropriate strin- vascular complications, although the
gent A1C targets. B
ia

and self-efficacy. In healthy older adults, absolute risk reductions become much
there is no empiric need to loosen con- 6.8 Reassess glycemic targets based smaller. The implication of these findings
trol; however, less stringent A1C goals on the individualized criteria in is that there is no need to deintensify
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may be appropriate for patients with Fig. 6.2. E therapy for an individual with an A1C
limited life expectancy or where the 6.9 Setting a glycemic goal during between 6 and 7% in the setting of
harms of treatment are greater than consultations is likely to improve low hypoglycemia risk with a long life
the benefits (39,40). patient outcomes. E expectancy. There are now newer agents
ica

However, the health care professional that do not cause hypoglycemia, making
needs to work with an individual and it possible to maintain glucose control
should consider adjusting targets for A1C and Microvascular Complications without the risk of hypoglycemia (see
simplifying the treatment plan if this Hyperglycemia defines diabetes, and gly- Section 9, “Pharmacologic Approaches
change is needed to improve safety and cemic control is fundamental to diabetes
er

to Glycemic Treatment”).
medication-taking behavior. Setting management. The Diabetes Control and
Given the substantially increased risk of
goals by face-to-face or remote consul- Complications Trial (DCCT) (33), a prospec-
hypoglycemia in type 1 diabetes and with
tive randomized controlled trial of inten-
tations has been shown to be more ef-
m

polypharmacy in type 2 diabetes, the risks


sive (mean A1C about 7% [53 mmol/mol])
fective than usual care for glycemic of lower glycemic targets may outweigh
versus standard (mean A1C about 9%
control in type 2 diabetes for fasting the potential benefits on microvascular
[75 mmol/mol]) glycemic control in peo-
©A

plasma glucose and glycated hemoglo- complications. Three landmark trials (Ac-
ple with type 1 diabetes, showed defini-
bin (41). tion to Control Cardiovascular Risk in Dia-
tively that better glycemic control is
associated with 50–76% reductions in betes [ACCORD], Action in Diabetes and
Recommendations rates of development and progression Vascular Disease: Preterax and Diamicron
6.5a An A1C goal for many non- of microvascular (retinopathy, neurop- MR Controlled Evaluation [ADVANCE],
pregnant adults of <7% (53 athy, and diabetic kidney disease) com- and Veterans Affairs Diabetes Trial [VADT])
mmol/mol) without significant plications. Follow-up of the DCCT cohorts were conducted to test the effects of
hypoglycemia is appropriate. A in the Epidemiology of Diabetes Inter- near normalization of blood glucose
6.5b If using ambulatory glucose ventions and Complications (EDIC) study on cardiovascular outcomes in individ-
(42,43) demonstrated persistence of uals with long-standing type 2 diabe-
profile/glucose management in-
these microvascular benefits over two tes and either known cardiovascular
dicator to assess glycemia, a
decades despite the fact that the disease (CVD) or high cardiovascular
S102 Glycemic Targets Diabetes Care Volume 46, Supplement 1, January 2023

Approach to Individualization of Glycemic Targets


of nonfatal myocardial infarction (MI),
stroke, or cardiovascular death com-
Patient / Disease Features More stringent A1C 7% Less stringent
pared with those previously randomized
Risks potentially associated to the standard arm (54). The benefit of
with hypoglycemia and
other drug adverse effects intensive glycemic control in this cohort
low high
with type 1 diabetes has been shown

n
to persist for several decades (55) and
Disease duration
to be associated with a modest reduction

Usually not modifiable

io
newly diagnosed long-standing
in all-cause mortality (56).

t
Life expectancy
Cardiovascular Disease and Type 2 Diabetes

ia
long short
In type 2 diabetes, there is evidence
that more intensive treatment of glyce-
Important comorbidities
mia in newly diagnosed patients may

oc
absent few / mild severe
reduce long-term CVD rates. In addition,
Established vascular data from the Swedish National Diabe-
complications tes Registry (56) and the Joint Asia Dia-
absent few / mild severe

ss
betes Evaluation (JADE) demonstrate
greater proportions of people with dia-

Potentially modifiable
Patient preference betes being diagnosed at <40 years of
highly motivated, excellent preference for less
age and a demonstrably increased bur-

sA
self-care capabilities burdensome therapy
den of heart disease and years of life
Resources and support
system
lost in people diagnosed at a younger
readily available limited age (57–60). Thus, to prevent both mi-
crovascular and macrovascular compli-
te
Figure 6.2—Patient and disease factors used to determine optimal glycemic targets. Character- cations of diabetes, there is a major call
istics and predicaments toward the left justify more stringent efforts to lower A1C; those to-
ward the right suggest less stringent efforts. A1C 7% = 53 mmol/mol. Adapted with permission to overcome therapeutic inertia and
be
from Inzucchi et al. (71). treat to target for an individual patient
(60,61). During the UKPDS, there was a
16% reduction in CVD events (combined
risk. These trials showed that lower higher versus lower A1C; therefore, fatal or nonfatal MI and sudden death)
ia

A1C levels were associated with reduced beyond post hoc analysis of these tri- in the intensive glycemic control arm
onset or progression of some micro- als, we do not have evidence that it is that did not reach statistical significance
vascular complications (50–52). the glucose lowering by these agents that (P = 0.052), and there was no sugges-
nD

The concerning mortality findings confers the CVD and renal benefit (53). tion of benefit on other CVD outcomes
in the ACCORD trial discussed below As such, based on clinician judgment and (e.g., stroke). Similar to the DCCT/EDIC,
and the relatively intense efforts re- patient preferences, select patients, espe- after 10 years of observational follow-
quired to achieve near euglycemia should cially those with little comorbidity and a up, those originally randomized to in-
ica

also be considered when setting gly- long life expectancy, may benefit from tensive glycemic control had significant
cemic targets for individuals with long- adopting more intensive glycemic targets long-term reductions in MI (15% with
standing diabetes, such as those popula- if they can achieve them safely and with- sulfonylurea or insulin as initial pharma-
tions studied in ACCORD, ADVANCE, and out hypoglycemia or significant thera- cotherapy, 33% with metformin as ini-
VADT. Findings from these studies sug- peutic burden.
er

tial pharmacotherapy) and in all-cause


gest caution is needed in treating diabe- mortality (13% and 27%, respectively)
tes to near-normal A1C goals in people A1C and Cardiovascular Disease (47).
with long-standing type 2 diabetes with Outcomes
m

ACCORD, ADVANCE, and VADT sug-


or at significant risk of CVD. Cardiovascular Disease and Type 1 Diabetes gested no significant reduction in CVD
These landmark studies need to be CVD is a more common cause of death outcomes with intensive glycemic control
©A

considered with an important caveat; than microvascular complications in pop- in participants followed for shorter dura-
glucagon-like peptide 1 (GLP-1) receptor ulations with diabetes. There is evidence tions (3.5–5.6 years) and who had more
agonists and sodium–glucose cotrans- for a cardiovascular benefit of intensive advanced type 2 diabetes and CVD risk
porter 2 (SGLT2) inhibitors were not ap- glycemic control after long-term follow- than the UKPDS participants. All three tri-
proved at the time of these trials. As up of cohorts treated early in the course als were conducted in relatively older par-
such, these agents with established car- of type 1 diabetes. In the DCCT, there ticipants with a longer known duration
diovascular and renal benefits appear to was a trend toward lower risk of CVD of diabetes (mean duration 8–11 years)
be safe and beneficial in this group of events with intensive control. In the and either CVD or multiple cardio-
individuals at high risk for cardiorenal 9-year post-DCCT follow-up of the vascular risk factors. The target A1C
complications. Randomized clinical trials EDIC cohort, participants previously among intensive-control participants
examining these agents for cardiovas- randomized to the intensive arm had was <6% (42 mmol/mol) in ACCORD,
cular safety were not designed to test a significant 57% reduction in the risk <6.5% (48 mmol/mol) in ADVANCE,
diabetesjournals.org/care Glycemic Targets S103

and a 1.5% reduction in A1C compared and mortality (69). Therefore, health engage people with type 1 and type 2 di-
with control participants in VADT, care professionals should be vigilant abetes in shared decision-making. More
with achieved A1C of 6.4% vs. 7.5% in preventing hypoglycemia and should aggressive targets may be recommended
(46 mmol/mol vs. 58 mmol/mol) in not aggressively attempt to achieve if they can be achieved safely and
ACCORD, 6.5% vs. 7.3% (48 mmol/mol near-normal A1C levels in people in with an acceptable burden of therapy
vs. 56 mmol/mol) in ADVANCE, and 6.9% whom such targets cannot be safely and if life expectancy is sufficient to

n
vs. 8.4% (52 mmol/mol vs. 68 mmol/mol) and reasonably achieved. As discussed reap the benefits of stringent targets.
in VADT. Details of these studies are in Section 9, “Pharmacologic Approaches Less stringent targets (A1C up to 8%

io
reviewed extensively in the joint ADA to Glycemic Treatment,” addition of spe- [64 mmol/mol]) may be recommended
position statement “Intensive Glycemic cific SGLT2 inhibitors or GLP-1 receptor if the patient’s life expectancy is such

t
Control and the Prevention of Cardio- agonists that have demonstrated CVD that the benefits of an intensive goal

ia
vascular Events: Implications of the benefit is recommended in patients may not be realized, or if the risks and
ACCORD, ADVANCE, and VA Diabetes with established CVD, chronic kidney burdens outweigh the potential bene-
Trials” (61). disease, and heart failure. As outlined in fits. Severe or frequent hypoglycemia

oc
The glycemic control comparison in more detail in Section 9, “Pharmacologic is an absolute indication for the modi-
ACCORD was halted early due to an in- Approaches to Glycemic Treatment,” and fication of treatment plans, including
creased mortality rate in the intensive Section 10, “Cardiovascular Disease and setting higher glycemic goals.

ss
compared with the standard treatment Risk Management,” the cardiovascular Diabetes is a chronic disease that pro-
arm (1.41% vs. 1.14% per year; hazard benefits of SGLT2 inhibitors or GLP-1 re- gresses over decades. Thus, a goal that
ratio 1.22 [95% CI 1.01–1.46]), with a ceptor agonists are not contingent upon might be appropriate for an individual
similar increase in cardiovascular deaths. A1C lowering; therefore, initiation can early in the course of their diabetes may

sA
Analysis of the ACCORD data did not be considered in people with type 2 change over time. Newly diagnosed pa-
identify a clear explanation for the excess diabetes and CVD independent of the tients and/or those without comorbidities
current A1C or A1C goal or metformin that limit life expectancy may benefit
mortality in the intensive treatment arm
therapy. Based on these considera- from intensive control proven to prevent
te
(62).
tions, the following two strategies are microvascular complications. Both DCCT/
Longer-term follow-up has shown no
EDIC and UKPDS demonstrated metabolic
evidence of cardiovascular benefit, or offered (70):
memory, or a legacy effect, in which a fi-
be
harm, in the ADVANCE trial (63). The end- nite period of intensive control yielded
stage renal disease rate was lower in the 1. If already on dual therapy or multi- benefits that extended for decades after
intensive treatment group over follow-up. ple glucose-lowering therapies and that control ended. Thus, a finite period
However, 10-year follow-up of the VADT not on an SGLT2 inhibitor or GLP-1 of intensive control to near-normal A1C
ia

cohort (64) did demonstrate a reduction receptor agonist, consider switching may yield enduring benefits even if con-
in the risk of cardiovascular events (52.7 to one of these agents with proven trol is subsequently deintensified as pa-
cardiovascular benefit. tient characteristics change. Over time,
nD

[control group] vs. 44.1 [intervention


group] events per 1,000 person-years) 2. Introduce SGLT2 inhibitors or GLP-1 comorbidities may emerge, decreasing life
receptor agonists in people with CVD expectancy and thereby decreasing the
with no benefit in cardiovascular or
at A1C goal (independent of met- potential to reap benefits from intensive
overall mortality. Heterogeneity of mor-
formin) for cardiovascular benefit, control. Also, with longer disease dura-
ica

tality effects across studies was noted,


independent of baseline A1C or in- tion, diabetes may become more diffi-
which may reflect differences in glyce- cult to control, with increasing risks and
dividualized A1C target.
mic targets, therapeutic approaches, burdens of therapy. Thus, A1C targets
and, importantly, population characteris- should be reevaluated over time to bal-
Setting and Modifying A1C Goals
tics (65). ance the risks and benefits as patient
er

Numerous factors must be considered


Mortality findings in ACCORD (62) and when setting glycemic targets. The ADA factors change.
subgroup analyses of VADT (66) suggest proposes general targets appropriate Recommended glycemic targets for
that the potential risks of intensive glyce- many nonpregnant adults are shown
m

for many people but emphasizes the


mic control may outweigh its benefits importance of individualization based in Table 6.3. The recommendations in-
in higher-risk individuals. In all three clude blood glucose levels that appear
on key patient characteristics. Glycemic
to correlate with achievement of an
©A

trials, severe hypoglycemia was signifi- targets must be individualized in the


cantly more likely in participants who A1C of <7% (53 mmol/mol). Pregnancy
context of shared decision-making to recommendations are discussed in more
were randomly assigned to the inten- address individual needs and prefer- detail in Section 15, “Management of
sive glycemic control arm. Individuals ences and consider characteristics that Diabetes in Pregnancy.”
with a long duration of diabetes, a known influence risks and benefits of therapy; The issue of preprandial versus post-
history of hypoglycemia, advanced ath- this approach may optimize engagement prandial BGM targets is complex (72,73).
erosclerosis, or advanced age/frailty may and self-efficacy. Elevated postchallenge (2-h oral glucose
benefit from less aggressive targets The factors to consider in individualiz- tolerance test) glucose values have been
(67,68). ing goals are depicted in Fig. 6.2. This fig- associated with increased cardiovascular
As discussed further below, severe ure is not designed to be applied rigidly risk independent of fasting plasma glu-
hypoglycemia is a potent marker of high but to be used as a broad construct to cose in some epidemiologic studies,
absolute risk of cardiovascular events guide clinical decision-making (71) and whereas intervention trials have not
S104 Glycemic Targets Diabetes Care Volume 46, Supplement 1, January 2023

Table 6.3—Summary of glycemic recommendations for many nonpregnant hypoglycemia avoidance educa-
adults with diabetes tion and reevaluation and ad-
A1C <7.0% (53 mmol/mol)*# justment of the treatment plan
Preprandial capillary plasma glucose 80–130 mg/dL* (4.4–7.2 mmol/L) to decrease hypoglycemia. E
6.14 Insulin-treated patients with hy-
Peak postprandial capillary plasma glucose† <180 mg/dL* (10.0 mmol/L)

n
poglycemia unawareness, one
*More or less stringent glycemic goals may be appropriate for individual patients. #CGM level 3 hypoglycemic event, or a
may be used to assess glycemic target as noted in Recommendation 6.5b and Fig. 6.1.

io
pattern of unexplained level 2
Goals should be individualized based on duration of diabetes, age/life expectancy, comorbid
hypoglycemia should be advised
conditions, known CVD or advanced microvascular complications, hypoglycemia unaware-
ness, and individual patient considerations (as per Fig. 6.2). †Postprandial glucose may be to raise their glycemic targets

t
to strictly avoid hypoglycemia

ia
targeted if A1C goals are not met despite reaching preprandial glucose goals. Postprandial
glucose measurements should be made 1–2 h after the beginning of the meal, generally for at least several weeks in or-
peak levels in people with diabetes. der to partially reverse hypogly-

oc
cemia unawareness and reduce
risk of future episodes. A
shown postprandial glucose to be a to 80–130 mg/dL (4.4–7.2 mmol/L) 6.15 Ongoing assessment of cogni-
cardiovascular risk factor independent but did not affect the definition of tive function is suggested with

ss
of A1C. In people with diabetes, surro- hypoglycemia. increased vigilance for hypogly-
gate measures of vascular pathology, cemia by the clinician, patient,
such as endothelial dysfunction, are HYPOGLYCEMIA and caregivers if impaired or

sA
negatively affected by postprandial hy-
perglycemia. It is clear that postprandial declining cognition is found. B
Recommendations
hyperglycemia, like preprandial hyper- 6.10 Occurrence and risk for hypogly-
glycemia, contributes to elevated A1C cemia should be reviewed at ev- Hypoglycemia is the major limiting fac-
levels, with its relative contribution
te
ery encounter and investigated tor in the glycemic management of
being greater at A1C levels that are as indicated. Awareness of hypo- type 1 and type 2 diabetes. Recommen-
closer to 7% (53 mmol/mol). However, glycemia should be considered dations regarding the classification of
outcome studies have shown A1C to
be
using validated tools. C hypoglycemia are outlined in Table 6.4
be the primary predictor of complica- 6.11 Glucose (approximately 15–20 g)
tions, and landmark trials of glycemic (74–83). Level 1 hypoglycemia is defined
is the preferred treatment for as a measurable glucose concentration
control such as the DCCT and UKPDS
the conscious individual with <70 mg/dL (3.9 mmol/L) but $54 mg/dL
ia

relied overwhelmingly on preprandial


BGM. Additionally, a randomized con- blood glucose <70 mg/dL (3.9 (3.0 mmol/L). A blood glucose concentra-
trolled trial in patients with known CVD mmol/L), although any form of tion of 70 mg/dL (3.9 mmol/L) has been
carbohydrate that contains glu-
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found no CVD benefit of insulin treat- recognized as a threshold for neuroendo-


ment plans targeting postprandial glu- cose may be used. Fifteen mi- crine responses to falling glucose in peo-
cose compared with those targeting nutes after treatment, if blood ple without diabetes. Because many
preprandial glucose (73). Therefore, it glucose monitoring (BGM) shows people with diabetes demonstrate im-
is reasonable to check postprandial glu- continued hypoglycemia, the
ica

paired counterregulatory responses to


cose in individuals who have premeal treatment should be repeated. hypoglycemia and/or experience hypo-
glucose values within target but A1C Once the BGM or glucose pat- glycemia unawareness, a measured glu-
values above target. In addition, when tern is trending up, the individ- cose level <70 mg/dL (3.9 mmol/L) is
intensifying insulin therapy, measuring ual should consume a meal or considered clinically important (indepen-
er

postprandial plasma glucose 1–2 h af- snack to prevent recurrence of


ter the start of a meal (using BGM or dent of the severity of acute hypoglyce-
hypoglycemia. B mic symptoms). Level 2 hypoglycemia
CGM) and using treatments aimed at 6.12 Glucagon should be prescribed (defined as a blood glucose concentration
m

reducing postprandial plasma glucose for all individuals at increased


values to <180 mg/dL (10.0 mmol/L) <54 mg/dL [3.0 mmol/L]) is the threshold
risk of level 2 or 3 hypoglyce- at which neuroglycopenic symptoms be-
may help to lower A1C.
mia, so that it is available should
©A

An analysis of data from 470 partici- gin to occur and requires immediate ac-
it be needed. Caregivers, school
pants in the ADAG study (237 with tion to resolve the hypoglycemic event. If
personnel, or family members
type 1 diabetes and 147 with type 2 a patient has level 2 hypoglycemia with-
providing support to these indi-
diabetes) found that the glucose ranges out adrenergic or neuroglycopenic symp-
viduals should know where it is
highlighted in Table 6.1 are adequate toms, they likely have hypoglycemia
and when and how to admin-
to meet targets and decrease hypogly- unawareness (discussed further below).
ister it. Glucagon administra-
cemia (14). These findings support that This clinical scenario warrants investiga-
tion is not limited to health
premeal glucose targets may be relaxed tion and review of the treatment plan
care professionals. E
without undermining overall glycemic (75,79). Use Clarke score, Gold score,
6.13 Hypoglycemia unawareness or
control as measured by A1C. These data or Pedersen-Bjergaard score to assess
one or more episodes of level 3
prompted the revision in the ADA- impaired awareness (76). Lastly, level 3
hypoglycemia should trigger
recommended premeal glucose target hypoglycemia is defined as a severe
diabetesjournals.org/care Glycemic Targets S105

In 2015, the ADA changed its prepran-


Table 6.4—Classification of hypoglycemia
dial glycemic target from 70–130 mg/dL
Glycemic criteria/description
(3.9–7.2 mmol/L) to 80–130 mg/dL
Level 1 Glucose <70 mg/dL (3.9 mmol/L) and $54 mg/dL (3.0 mmol/L) (4.4–7.2 mmol/L). This change reflects
Level 2 Glucose <54 mg/dL (3.0 mmol/L) the results of the ADAG study, which
demonstrated that higher glycemic tar-

n
Level 3 A severe event characterized by altered mental and/or physical status requiring
assistance for treatment of hypoglycemia gets corresponded to A1C goals (14).
An additional goal of raising the lower

io
Reprinted from Agiostratidou et al. (74).
range of the glycemic target was to
limit overtreatment and provide a safety

t
margin in patients titrating glucose-

ia
event characterized by altered mental increased risk of level 3 hypoglycemia lowering drugs such as insulin to gly-
and/or physical functioning that re- (88,89). In addition to age and race, cemic targets.
quires assistance from another person other important risk factors found in

oc
for recovery. a community-based epidemiologic co- Hypoglycemia Treatment
Symptoms of hypoglycemia include, hort of older adults with type 2 diabetes Health care professionals should con-
but are not limited to, shakiness, irrita- include insulin use, poor or moderate tinue to counsel patients to treat hypo-
bility, confusion, tachycardia, and hun- versus good glycemic control, albumin-

ss
glycemia with fast-acting carbohydrates
ger. Hypoglycemia may be inconvenient uria, and poor cognitive function (88). at the hypoglycemia alert value of
or frightening to people with diabetes. Level 3 hypoglycemia was associated 70 mg/dL (3.9 mmol/L) or less. This
Level 3 hypoglycemia may be recognized with mortality in participants in both should be reviewed at each patient

sA
or unrecognized and can progress to loss the standard and the intensive glyce- visit. Hypoglycemia treatment requires
of consciousness, seizure, coma, or death. mia arms of the ACCORD trial, but the ingestion of glucose- or carbohydrate-
Hypoglycemia is reversed by administra- relationships between hypoglycemia, containing foods (98–100). The acute
tion of rapid-acting glucose or glucagon. achieved A1C, and treatment intensity
te
glycemic response correlates better with
Hypoglycemia can cause acute harm to were not straightforward. An associa- the glucose content of food than with
the person with diabetes or others, espe- tion of level 3 hypoglycemia with mor- the carbohydrate content of food. Pure
cially if it causes falls, motor vehicle acci- tality was also found in the ADVANCE
be
glucose is the preferred treatment, but
dents, or other injury. Recurrent level 2 trial (90). An association between self- any form of carbohydrate that contains
hypoglycemia and/or level 3 hypoglycemia reported level 3 hypoglycemia and 5-year glucose will raise blood glucose. Added
is an urgent medical issue and requires in- mortality has also been reported in clinical fat may retard and then prolong the
ia

tervention with medical treatment plan practice (91). Glucose variability is also acute glycemic response. In type 2 dia-
adjustment, behavioral intervention, and, associated with an increased risk for
betes, ingested protein may increase insu-
in some cases, use of technology to assist hypoglycemia (92).
lin response without increasing plasma
nD

with hypoglycemia prevention and identi- Young children with type 1 diabetes
glucose concentrations (101). Therefore,
fication (76,79–82). A large cohort study and the elderly, including those with
carbohydrate sources high in protein should
suggested that among older adults with type 1 and type 2 diabetes (84,93), are
not be used to treat or prevent hypogly-
type 2 diabetes, a history of level 3 hy- noted as particularly vulnerable to hy-
cemia. Ongoing insulin activity or insulin
ica

poglycemia was associated with greater poglycemia because of their reduced


secretagogues may lead to recurrent hy-
risk of dementia (84). Conversely, in a ability to recognize hypoglycemic symp-
poglycemia unless more food is ingested
substudy of the ACCORD trial, cognitive toms and effectively communicate their
after recovery. Once the glucose returns
impairment at baseline or decline in needs. Individualized glucose targets,
to normal, the individual should be coun-
cognitive function during the trial was patient education, nutrition interven-
er

seled to eat a meal or snack to prevent


significantly associated with subsequent tion (e.g., bedtime snack to prevent
recurrent hypoglycemia.
episodes of level 3 hypoglycemia (85). overnight hypoglycemia when specifi-
Evidence from DCCT/EDIC, which in- cally needed to treat low blood glu-
m

Glucagon
volved adolescents and younger adults cose), physical activity management,
The use of glucagon is indicated for the
with type 1 diabetes, found no asso- medication adjustment, glucose moni-
treatment of hypoglycemia in people un-
©A

ciation between frequency of level 3 toring, and routine clinical surveillance able or unwilling to consume carbohy-
hypoglycemia and cognitive decline may improve patient outcomes (94). drates by mouth. Those in close contact
(86). CGM with automated low glucose sus- with, or having custodial care of, people
Studies of rates of level 3 hypoglyce- pend and hybrid closed-loop systems with hypoglycemia-prone diabetes (fam-
mia that rely on claims data for hospi- have been shown to be effective in re- ily members, roommates, school person-
talization, emergency department visits, ducing hypoglycemia in type 1 diabetes nel, childcare professionals, correctional
and ambulance use substantially under- (95). For people with type 1 diabetes institution staff, or coworkers) should be
estimate rates of level 3 hypoglycemia with level 3 hypoglycemia and hypogly- instructed on the use of glucagon, in-
(87) yet reveal a high burden of hypo- cemia unawareness that persists despite cluding where the glucagon product is
glycemia in adults over 60 years of medical treatment, human islet trans- kept and when and how to administer
age in the community (88). African plantation may be an option, but the ap- it. An individual does not need to be
American individuals are at substantially proach remains experimental (96,97). a health care professional to safely
S106 Glycemic Targets Diabetes Care Volume 46, Supplement 1, January 2023

administer glucagon. In addition to tra- diabetes (106). Hence, individuals with insulin dosing can improve A1C with
ditional glucagon injection powder that one or more episodes of clinically signifi- minimal hypoglycemia (133,134).
requires reconstitution prior to injec- cant hypoglycemia may benefit from at
tion, intranasal glucagon and ready-to- least short-term relaxation of glycemic INTERCURRENT ILLNESS
inject glucagon preparations for sub- targets and availability of glucagon (107).
For further information on management
cutaneous injection are available and Any person with recurrent hypoglycemia

n
may be beneficial in view of safety, ef- or hypoglycemia unawareness should of individuals with hyperglycemia in the
ficacy, and ease of use. Care should be have their glucose management treat- hospital, see Section 16, “Diabetes Care

io
taken to ensure that glucagon products ment plan adjusted. in the Hospital.”
are not expired (102). Stressful events (e.g., illness, trauma,
surgery) may worsen glycemic control and

t
Use of CGM Technology in Hypoglycemia
precipitate diabetic ketoacidosis or nonke-

ia
Hypoglycemia Prevention Prevention
Hypoglycemia prevention is a critical With the advent of sensor-augmented totic hyperglycemic hyperosmolar state,
component of diabetes management. CGM and CGM-assisted pump therapy, life-threatening conditions that require im-

oc
BGM and, for some individuals, CGM there has been a promise of alarm-based mediate medical care to prevent complica-
are essential tools to assess therapy prevention of hypoglycemia (108,109). To tions and death. Any condition leading to
and detect incipient hypoglycemia. Peo- date, there have been a number of ran- deterioration in glycemic control necessi-
ple with diabetes should understand sit- domized controlled trials in adults with tates more frequent monitoring of blood

ss
uations that increase their risk of type 1 diabetes and studies in adults and glucose; ketosis-prone patients also re-
hypoglycemia, such as when fasting for children with type 1 diabetes using real- quire urine or blood ketone monitoring. If
laboratory tests or procedures, when time CGM (see Section 7, “Diabetes accompanied by ketosis, vomiting, or al-

sA
meals are delayed, during and after the Technology”). These studies had differ-
consumption of alcohol, during and af- teration in the level of consciousness,
ing A1C at entry and differing primary marked hyperglycemia requires tempo-
ter intense physical activity, and during
end points and thus must be inter- rary adjustment of the treatment plan
sleep. Hypoglycemia may increase the
preted carefully. Real-time CGM studies and immediate interaction with the dia-
te
risk of harm to self or others, such as
can be divided into studies with ele- betes care team. The patient treated with
when driving. Teaching people with dia-
vated A1C with the primary end point
betes to balance insulin use and carbo- noninsulin therapies or medical nutrition
of A1C reduction and studies with A1C
be
hydrate intake and physical activity are therapy alone may require insulin. Ade-
near target with the primary end
necessary, but these strategies are not quate fluid and caloric intake must be
always sufficient for prevention (77, point of reduction in hypoglycemia (98,
ensured. Infection or dehydration are
103–105). Formal training programs to 109–124). In people with type 1 and
more likely to necessitate hospitaliza-
ia

increase awareness of hypoglycemia type 2 diabetes with A1C above target,


CGM improved A1C between 0.3 and tion of individuals with diabetes versus
and to develop strategies to decrease
0.6%. For studies targeting hypoglyce- those without diabetes.
hypoglycemia have been developed, in-
nD

mia, most studies demonstrated a signifi- A clinician with expertise in diabetes


cluding the Blood Glucose Awareness
Training Program, Dose Adjusted for cant reduction in time spent between 54 management should treat the hospital-
Normal Eating (DAFNE), and DAFNE- and 70 mg/dL. A report in people with ized patient. For further information on
plus. Conversely, some individuals with type 1 diabetes over the age of 60 years the management of diabetic ketoacidosis
and the nonketotic hyperglycemic hyper-
ica

type 1 diabetes or type 2 diabetes and revealed a small but statistically signifi-
hypoglycemia who have a fear of hyper- cant decrease in hypoglycemia (125). No osmolar state, please refer to the ADA
glycemia are resistant to relaxation of study to date has reported a decrease in consensus report “Hyperglycemic Crises
glycemic targets (74–83). Regardless of level 3 hypoglycemia. In a single study in Adult Patients With Diabetes” (134).
the factors contributing to hypoglycemia using intermittently scanned CGM, adults
er

and hypoglycemia unawareness, this rep- with type 1 diabetes with A1C near goal References
resents an urgent medical issue requiring and impaired awareness of hypoglycemia 1. Deshmukh H, Wilmot EG, Gregory R, et al.
intervention. Effect of flash glucose monitoring on glycemic
demonstrated no change in A1C and
m

In type 1 diabetes and severely insulin- control, hypoglycemia, diabetes-related distress,


decreased level 2 hypoglycemia (115). For and resource utilization in the Association of
deficient type 2 diabetes, hypoglycemia
people with type 2 diabetes, studies British Clinical Diabetologists (ABCD) nationwide
unawareness (or hypoglycemia-associated
©A

examining the impact of CGM on hy- audit. Diabetes Care 2020;43:2153–2160


autonomic failure) can severely compro- 2. Laiteerapong N, Ham SA, Gao Y, et al. The
poglycemic events are limited; a re-
mise stringent diabetes control and qual- legacy effect in type 2 diabetes: impact of early
ity of life. This syndrome is characterized cent meta-analysis does not reflect a
glycemic control on future complications (the
by deficient counterregulatory hormone significant impact on hypoglycemic events Diabetes & Aging Study). Diabetes Care 2019;42:
release, especially in older adults, and a in type 2 diabetes (126), whereas im- 416–426
diminished autonomic response, which provements in A1C were observed in 3. Stratton IM, Adler AI, Neil HAW, et al.
are both risk factors for and caused by most studies (126–132). Overall, real- Association of glycaemia with macrovascular and
microvascular complications of type 2 diabetes
hypoglycemia. A corollary to this “vicious time CGM appears to be a useful tool
(UKPDS 35): prospective observational study.
cycle” is that several weeks of avoidance for decreasing time spent in a hypo-
BMJ 2000;321:405–412
of hypoglycemia has been demonstrated glycemic range in people with impaired 4. Little RR, Rohlfing CL; National Glycohemoglobin
to improve counterregulation and hypo- awareness. For people with type 2 diabe- Standardization Program (NGSP) Steering Committee.
glycemia awareness in many people with tes, other strategies to assist them with Status of hemoglobin A1c measurement and goals
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for improvement: from chaos to order for improving Cohort Study. Impact of common genetic for the Study of Diabetes (EASD). Diabetes Care
diabetes care. Clin Chem 2011;57:205–214 determinants of hemoglobin A1c on type 2 2021;44:2589–2625
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Diabetes Care Volume 46, Supplement 1, January 2023 S111

7. Diabetes Technology: Standards Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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of Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Diabetes Care 2023;46(Suppl. 1):S111–S127 | https://doi.org/10.2337/dc23-S007 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

7. DIABETES TECHNOLOGY
cludes the ADA’s current clinical practice recommendations and is intended to

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provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
te
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
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and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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Diabetes technology is the term used to describe the hardware, devices, and soft-
ware that people with diabetes use to assist with self-management, ranging from
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lifestyle modifications to glucose monitoring and therapy adjustments. Historically,


diabetes technology has been divided into two main categories: insulin adminis-
tered by syringe, pen, or pump (also called continuous subcutaneous insulin infu-
sion), and glucose as assessed by blood glucose monitoring (BGM) or continuous
ica

glucose monitoring (CGM). Diabetes technology has expanded to include automated


insulin delivery (AID) systems, where CGM-informed algorithms modulate insulin de-
livery, as well as diabetes self-management support software serving as medical devi-
ces. Diabetes technology, when coupled with education, follow-up, and support, can
improve the lives and health of people with diabetes; however, the complexity and
er

rapid evolution of the diabetes technology landscape can also be a barrier to imple-
mentation for both people with diabetes and the health care team.
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GENERAL DEVICE PRINCIPLES

Recommendations
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7.1 The type(s) and selection of devices should be individualized based on a Disclosure information for each author is
available at https://doi.org/10.2337/dc23-SDIS.
person’s specific needs, preferences, and skill level. In the setting of an
individual whose diabetes is partially or wholly managed by someone else Suggested citation: ElSayed NA, Aleppo G,
Aroda VR, et al., American Diabetes Association.
(e.g., a young child or a person with cognitive impairment or dexterity, psy- 7. Diabetes technology: Standards of Care in
chosocial, and/or physical limitations), the caregiver’s skills and preferences Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
are integral to the decision-making process. E S111–S127
7.2 When prescribing a device, ensure that people with diabetes/caregivers © 2022 by the American Diabetes Association.
receive initial and ongoing education and training, either in-person or Readers may use this article as long as the
remotely, and ongoing evaluation of technique, results, and their ability work is properly cited, the use is educational
to utilize data, including uploading/sharing data (if applicable), to moni- and not for profit, and the work is not altered.
tor and adjust therapy. C More information is available at https://www.
diabetesjournals.org/journals/pages/license.
S112 Diabetes Technology Diabetes Care Volume 46, Supplement 1, January 2023

7.3 People with diabetes who have assessed, particularly if outcomes are not snacks, after meals, at bedtime,
been using continuous glucose being met. prior to exercise, when hypo-
monitoring, continuous sub- glycemia is suspected, after
cutaneous insulin infusion, and/ Use in Schools treating low blood glucose
or automated insulin delivery Instructions for device use should be levels until they are normo-
outlined in the student’s diabetes medi-

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for diabetes management should glycemic, when hyperglycemia
have continued access across cal management plan (DMMP). A backup
is suspected, and prior to and
plan should be included in the DMMP

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third-party payers, regardless while performing critical tasks
for potential device failure (e.g., BGM,
of age or A1C levels. E such as driving. B
CGM, and/or insulin delivery devices).
7.4 Students should be supported 7.8 Health care professionals should

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School nurses and designees should
at school in the use of diabetes be aware of the differences in

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complete training to stay up to date on
technology, such as continuous accuracy among blood glucose
diabetes technologies prescribed for use
glucose monitoring systems, meters—only meters approved
in the school setting. Updated resources

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continuous subcutaneous in- to support diabetes care at school, in- by the U.S. Food and Drug
sulin infusion, connected insu- cluding training materials and a DMMP Administration (or comparable
lin pens, and automated insulin template, can be found online at diabetes. regulatory agencies for other
delivery systems, as prescribed geographical locations) with

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org/safeatschool.
by their health care team. E proven accuracy should be used,
7.5 Initiation of continuous glucose Initiation of Device Use with unexpired strips purchased
monitoring, continuous subcu- The use of CGM devices should be con- from a pharmacy or licensed

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taneous insulin infusion, and/or sidered from the outset of the diagnosis distributor. E
automated insulin delivery early of diabetes that requires insulin manage- 7.9 Although blood glucose monitor-
in the treatment of diabetes can ment (3,4). This allows for close tracking ing in individuals on noninsulin
be beneficial depending on a of glucose levels with adjustments of therapies has not consistently
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person’s/caregiver’s needs and insulin dosing and lifestyle modifications shown clinically significant re-
preferences. C and removes the burden of frequent BGM. ductions in A1C, it may be help-
In addition, early CGM initiation after diag- ful when altering nutrition plan,
be

nosis of type 1 diabetes in youth has been physical activity, and/or medi-
Technology is rapidly changing, but there
shown to decrease A1C and is associated cations (particularly medications
is no “one-size-fits-all” approach to tech-
with high parental satisfaction and reliance that can cause hypoglycemia)
nology use in people with diabetes. In-
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on this technology for diabetes manage- in conjunction with a treat-


surance coverage can lag behind device ment (5,6). In appropriate individuals, early ment adjustment program. E
availability, patient interest in devices use of AID systems or insulin pumps may 7.10 Health care professionals should
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and willingness for adoption can vary, be considered. Interruption of access to be aware of medications and
and health care teams may have chal- CGM is associated with a worsening of other factors, such as high-dose
lenges keeping up with newly released outcomes (7,8); therefore, it is important vitamin C and hypoxemia, that
technology. An American Diabetes Asso- for individuals on CGM to have consis- can interfere with glucose meter
ciation resource, which can be accessed
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tent access to devices. accuracy and provide clinical


at consumerguide.diabetes.org, can help
management as indicated. E
health care professionals and people BLOOD GLUCOSE MONITORING
with diabetes make decisions as to the
initial choice of devices. Other sources, Recommendations Major clinical trials of insulin-treated peo-
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including health care professionals and 7.6 People with diabetes should be ple with diabetes have included BGM as
device manufacturers, can help people provided with blood glucose part of multifactorial interventions to dem-
troubleshoot when difficulties arise. monitoring devices as indicated onstrate the benefit of intensive glycemic
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by their circumstances, prefer- management on diabetes complications


Education and Training ences, and treatment. People (9). BGM is thus an integral component of
In general, no device used in diabetes using continuous glucose moni-
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effective therapy of individuals taking insulin.


management works optimally without toring devices must also have In recent years, CGM has emerged as a
education, training, and ongoing support. access to blood glucose moni-
method for the assessment of glucose lev-
There are multiple resources for online toring at all times. A
els (discussed below). Glucose monitoring
tutorials and training videos as well as 7.7 People who are on insulin
allows people with diabetes to evaluate
written material on the use of devices. using blood glucose monitor-
their individual response to therapy and
ing should be encouraged to
People with diabetes vary in comfort level assess whether glycemic targets are being
check their blood glucose lev-
with technology, and some prefer in-person safely achieved. Integrating results into
els when appropriate based
training and support. Those with more edu- diabetes management can be a useful
on their insulin therapy. This
cation regarding device use have better tool for guiding medical nutrition therapy
may include checking when
outcomes (1,2); therefore, the need for and physical activity, preventing hypoglyce-
fasting, prior to meals and
additional education should be periodically mia, or adjusting medications (particularly
diabetesjournals.org/care Diabetes Technology S113

prandial insulin doses). The specific needs Surveillance Program provides information platforms (19). People with diabetes
and goals of the person with diabetes on the performance of devices used for should be taught how to use BGM data
should dictate BGM frequency and timing BGM (diabetestechnology.org/surveillance/). to adjust food intake, physical activity,
or the consideration of CGM use. As rec- In one analysis, 6 of the top 18 glucose or pharmacologic therapy to achieve
ommended by the device manufacturers meters met the accuracy standard (12). specific goals. The ongoing need for and
and the U.S. Food and Drug Administra- In a subsequent analysis with updated frequency of BGM should be reevaluated

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tion (FDA), people with diabetes using glucose meters, 14 of 18 glucose meters at each routine visit to ensure its effec-

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CGM must have access to BGM for mul- met the minimum accuracy requirements tive use (17,20,21).
tiple reasons, including whenever there (13). There are single-meter studies in
is suspicion that the CGM is inaccurate, which benefits have been found with People With Diabetes on Intensive Insulin

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while waiting for warm-up, for calibration individual meter systems, but few studies Therapies

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(some sensors) or if a warning mes- have compared meters head-to-head. BGM is especially important for people
sage appears, and in any clinical set- Certain meter system characteristics, such with diabetes treated with insulin to
ting where glucose levels are changing as the use of lancing devices that are less monitor for and prevent hypoglycemia

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rapidly (>2 mg/dL/min), which could cause painful (14) and the ability to reapply and hyperglycemia. Most individuals on
a discrepancy between CGM and blood blood to a strip with an insufficient initial intensive insulin therapies (multiple daily
glucose. sample, may also be beneficial to people injections [MDI] or insulin pump therapy)

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with diabetes (15) and may make BGM should be encouraged to assess glucose
Meter Standards less burdensome to perform. levels using BGM (and/or CGM) prior to
Glucose meters meeting FDA guidance meals and snacks, at bedtime, occasion-

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for meter accuracy provide the most re- Counterfeit Strips ally postprandially, prior to physical activ-
liable data for diabetes management. People with diabetes should be advised ity, when they suspect hypoglycemia or
There are several current standards for against purchasing or reselling preowned hyperglycemia, after treating hypoglyce-
the accuracy of blood glucose meters, or secondhand test strips, as these may mia until they are normoglycemic, and
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but the two most used are those of the give incorrect results. Only unopened prior to and while performing critical
International Organization for Standardi- and unexpired vials of glucose test strips tasks such as driving. For many individu-
zation (ISO) (ISO 15197:2013) and the should be used to ensure BGM accuracy. als using BGM, this requires checking up
be
FDA. The current ISO and FDA standards to 6–10 times daily, although individual
are compared in Table 7.1. In Europe, Optimizing Blood Glucose needs may vary. A database study of
currently marketed meters must meet Monitoring Device Use almost 27,000 children and adolescents
current ISO standards. In the U.S., cur- Optimal use of BGM devices requires with type 1 diabetes showed that, after
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rently marketed meters must meet the proper review and interpretation of data adjusting for multiple confounders, in-
standard under which they were ap- by both the person with diabetes and creased daily frequency of BGM was
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proved, which may not be the current the health care professional to ensure significantly associated with lower A1C
standard. Moreover, the monitoring of that data are used in an effective and ( 0.2% per additional check per day) and
current accuracy post-marketing is left timely manner. In people with type 1 with fewer acute complications (22).
to the manufacturer and not routinely diabetes, there is a correlation between
checked by an independent source. greater BGM frequency and lower A1C
ica

People With Diabetes Using Basal Insulin


People with diabetes assume their (16). Among those who check their blood and/or Oral Agents and Noninsulin
glucose meter is accurate because it is glucose at least once daily, many report Injectables
FDA cleared, but that may not be the taking no action when results are high or The evidence is insufficient regarding
case. There is substantial variation in the low (17). Some meters now provide ad- when to prescribe BGM and how often
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accuracy of widely used BGM systems vice to the user in real time when moni- monitoring is needed for insulin-treated
(10,11). The Diabetes Technology Soci- toring glucose levels (18), whereas others people with diabetes who do not use in-
ety Blood Glucose Monitoring System can be used as a part of integrated health tensive insulin therapy, such as those
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Table 7.1—Comparison of ISO 15197:2013 and FDA blood glucose meter accuracy standards
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Setting FDA (248,254) ISO 15197:2013 (255)


Home use 95% within 15% for all BG in the usable BG range† 95% within 15% for BG $100 mg/dL
99% within 20% for all BG in the usable BG range† 95% within 15 mg/dL for BG <100 mg/dL
Hospital use 95% within 12% for BG $75 mg/dL 99% in A or B region of consensus error grid‡
95% within 12 mg/dL for BG <75 mg/dL
98% within 15% for BG $75 mg/dL
98% within 15 mg/dL for BG <75 mg/dL
BG, blood glucose; FDA, U.S. Food and Drug Administration; ISO, International Organization for Standardization. To convert mg/dL to mmol/L,
see endmemo.com/medical/unitconvert/Glucose.php. †The range of blood glucose values for which the meter has been proven accurate and
will provide readings (other than low, high, or error). ‡Values outside of the “clinically acceptable” A and B regions are considered “outlier”
readings and may be dangerous to use for therapeutic decisions (256).
S114 Diabetes Technology Diabetes Care Volume 46, Supplement 1, January 2023

with type 2 diabetes taking basal insulin care professionals in intensive care unit
Table 7.2—Interfering substances for
with or without oral agents and/or non- settings need to be particularly aware of glucose meter readings
insulin injectables. However, for those the potential for abnormal meter readings Glucose oxidase monitors
taking basal insulin, assessing fasting glu- during critical illness, and laboratory-based Uric acid
cose with BGM to inform dose adjust- values should be used if there is any Galactose
ments to achieve blood glucose targets doubt. Xylose

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results in lower A1C (23,24). Some meters give error messages if Acetaminophen
L-DOPA
In people with type 2 diabetes not meter readings are likely to be false (33).

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taking insulin, routine glucose monitor- Ascorbic acid
ing may be of limited additional clinical Oxygen. Currently available glucose mon- Glucose dehydrogenase monitors

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benefit. By itself, even when combined itors utilize an enzymatic reaction linked Icodextrin (used in peritoneal dialysis)

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with education, it has shown limited im- to an electrochemical reaction, either
See Table 7.3 for definitions of types of
provement in outcomes (25–28). However, glucose oxidase or glucose dehydrogenase
continuous glucose monitoring devices.
for some individuals, glucose monitoring (34). Glucose oxidase monitors are sensi-

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can provide insight into the impact of tive to the oxygen available and should
nutrition, physical activity, and medication only be used with capillary blood in people
management on glucose levels. Glucose with normal oxygen saturation. Higher oxy- 7.12 Real-time continuous glucose
monitoring A or intermittently

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monitoring may also be useful in assess- gen tensions (i.e., arterial blood or oxygen
ing hypoglycemia, glucose levels during therapy) may result in false low glucose scanned continuous glucose
intercurrent illness, or discrepancies be- readings, and low oxygen tensions (i.e., monitoring C should be offered
tween measured A1C and glucose levels high altitude, hypoxia, or venous blood for diabetes management in

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when there is concern an A1C result may readings) may lead to false high glucose adults with diabetes on basal
not be reliable in specific individuals. It readings. Glucose dehydrogenase–based insulin who are capable of us-
may be useful when coupled with a treat- monitors are not sensitive to oxygen. ing the devices safely (either
ment adjustment program. In a year-long by themselves or with a care-
te
study of insulin-naive people with diabetes Temperature. Because the reaction is sen-
giver). The choice of device
with suboptimal initial glycemic outcomes, sitive to temperature, all monitors have an should be made based on the
individual’s circumstances, pre-
be
a group trained in structured BGM (a acceptable temperature range (34). Most
paper tool was used at least quarterly will show an error if the temperature is ferences, and needs.
to collect and interpret seven-point BGM unacceptable, but a few will provide a 7.13 Real-time continuous glucose
profiles taken on 3 consecutive days) re- reading and a message indicating that monitoring B or intermittently
scanned continuous glucose
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duced their A1C by 0.3% more than the the value may be incorrect. Humidity and
control group (29). A trial of once-daily altitude may also alter glucose readings. monitoring E should be of-
BGM that included enhanced feedback fered for diabetes manage-
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ment in youth with type 1


from people with diabetes through mes- Interfering Substances. There are a few
diabetes on multiple daily in-
saging found no clinically or statistically physiologic and pharmacologic factors that
jections or continuous subcu-
significant change in A1C at 1 year (28). interfere with glucose readings. Most inter-
taneous insulin infusion who
Meta-analyses have suggested that BGM fere only with glucose oxidase systems
are capable of using the devi-
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can reduce A1C by 0.25–0.3% at 6 months (34). They are listed in Table 7.2.
ces safely (either by them-
(30–32), but the effect was attenuated at
selves or with a caregiver).
12 months in one analysis (30). Reduc-
CONTINUOUS GLUCOSE The choice of device should
tions in A1C were greater ( 0.3%) in tri-
MONITORING DEVICES be made based on the indi-
er

als where structured BGM data were


vidual’s circumstances, pref-
used to adjust medications, but A1C was Recommendations
erences, and needs.
not changed significantly without such 7.11 Real-time continuous glucose
7.14 Real-time continuous glucose
monitoring A or intermittently
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structured diabetes therapy adjustment


monitoring or intermittently
(32). A key consideration is that perform- scanned continuous glucose
scanned continuous glucose
ing BGM alone does not lower blood glu- monitoring B should be offered monitoring should be offered
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cose levels. To be useful, the information for diabetes management in for diabetes management in
must be integrated into clinical and self- adults with diabetes on mul- youth with type 2 diabetes
management plans. tiple daily injections or con- on multiple daily injections or
tinuous subcutaneous insulin continuous subcutaneous in-
Glucose Meter Inaccuracy infusion who are capable of us- sulin infusion who are capable
Although many meters function well under ing the devices safely (either by of using the devices safely
various circumstances, health care profes- themselves or with a care- (either by themselves or with
sionals and people with diabetes must be giver). The choice of device a caregiver). The choice of de-
aware of factors impairing meter accuracy. should be made based on the vice should be made based
A meter reading that seems discordant individual’s circumstances, pref- on the individual’s circumstances,
with the clinical picture needs to be re- erences, and needs. preferences, and needs. E
tested or tested in a laboratory. Health
diabetesjournals.org/care Diabetes Technology S115

7.15 In people with diabetes on levels are rising or falling rapidly). There with iCGM designation and FDA approval
multiple daily injections or are two basic types of CGM devices: for use with AID systems.
continuous subcutaneous insulin those that are owned by the user, un-
infusion, real-time continuous blinded, and intended for frequent/con- Benefits of Continuous Glucose
tinuous use, including real-time CGM Monitoring
glucose monitoring devices
(rtCGM) and intermittently scanned CGM Data From Randomized Controlled Trials

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should be used as close to
daily as possible for maximal (isCGM), and professional CGM devices Multiple randomized controlled trials (RCTs)
have been performed using rtCGM devices,

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benefit. A Intermittently scanned that are owned and applied in the clinic,
which provide data that are blinded or and the results have largely been positive
continuous glucose monitor-
unblinded for a discrete period of time. in terms of reducing A1C levels and/or
ing devices should be scanned

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The types of sensors currently available episodes of hypoglycemia as long as
frequently, at a minimum once

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are either disposable (rtCGM and isCGM) participants regularly wore the devices
every 8 h. A People with dia-
betes should have uninter- or implantable (rtCGM). Table 7.3 pro- (35,36,45–67). The initial studies were
vides the definitions for the types of primarily done in adults and youth with

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rupted access to their supplies
CGM devices. For people with type 1 di- type 1 diabetes on insulin pump therapy
to minimize gaps in continuous
abetes using CGM, frequency of sensor and/or MDI (35,36,45–48,51–61). The pri-
glucose monitoring. A
use was an important predictor of A1C mary outcome was met and showed ben-
7.16 When used as an adjunct to

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lowering for all age-groups (35,36). The efit in adults of all ages (35,45,46,51,52,54,
pre- and postprandial blood
frequency of scanning with isCGM devi- 56,57,68–71) including seniors (53,72,73).
glucose monitoring, continu-
ces was also correlated with improved Data in children are less consistent; how-
ous glucose monitoring can

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outcomes (37–40). ever, rtCGM in young children with type 1
help to achieve A1C targets
Some real-time systems require cali- diabetes reduced hypoglycemia; in addi-
in diabetes and pregnancy. B
bration by the user, which varies in tion, behavioral support in parents of
7.17 Periodic use of real-time or
frequency depending on the device. Ad- young children with diabetes using
intermittently scanned contin-
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ditionally, some CGM systems are called rtCGM showed the benefits of reducing
uous glucose monitoring or
use of professional continuous “adjunctive,” meaning the user should hypoglycemia concerns and diabetes dis-
perform BGM for making treatment deci- tress (35,60,74). Similarly, A1C reduction
glucose monitoring can be
be
sions such as dosing insulin or treating was seen in adolescents and young
helpful for diabetes manage-
hypoglycemia. Devices that do not have adults with type 1 diabetes using rtCGM
ment in circumstances where
this requirement outside of certain clinical (59). RCT data on rtCGM use in individu-
continuous use of continuous
situations (see BLOOD GLUCOSE MONITORING als with type 2 diabetes on MDI (63),
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glucose monitoring is not appro-


above) are called “nonadjunctive” (41–43). mixed therapies (64,65), and basal in-
priate, desired, or available. C
One specific isCGM device (FreeStyle sulin (66,75) have consistently shown
7.18 Skin reactions, either due to ir-
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Libre 2 [no generic form available]) and reductions in A1C but not a reduction
ritation or allergy, should be
two specific rtCGM devices (Dexcom G6 in rates of hypoglycemia. The improve-
assessed and addressed to aid
[no generic form available] and FreeStyle ments in type 2 diabetes have largely
in successful use of devices. E
Libre 3 [no generic form available]) have occurred without changes in insulin doses
7.19 Continuous glucose monitoring
ica

been designated as integrated CGM or other diabetes medications. CGM dis-


device users should be edu-
(iCGM) devices (44). This is a higher continuation in individuals with type 2
cated on potential interfering
standard set by the FDA so that these diabetes on basal insulin caused partial
substances and other factors
devices can be integrated with other reversal of A1C reduction and time in
that may affect accuracy. C
digitally connected devices. Presently, range (TIR) improvements, suggesting that
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although the Medtronic Guardian 3 rtCGM continued CGM use achieves the greatest
CGM measures interstitial glucose (which (no generic available) is FDA approved benefits (8).
correlates well with plasma glucose, for use with the 670/770G AID systems, RCT data for isCGM is more limited.
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although at times, it can lag if glucose Dexcom G6 rtCGM is the only system One study was performed in adults with
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Table 7.3—Continuous glucose monitoring devices


Type of CGM Description
rtCGM CGM systems that measure and display glucose levels continuously
isCGM with and without alarms CGM systems that measure glucose levels continuously but require scanning for visualization and storage of
glucose values
Professional CGM CGM devices that are placed on the person with diabetes in the health care professional’s office (or with remote
instruction) and worn for a discrete period of time (generally 7–14 days). Data may be blinded or visible to the
person wearing the device. The data are used to assess glycemic patterns and trends. Unlike rtCGM and isCGM
devices, these devices are clinic-based and not owned by the person with diabetes.

CGM, continuous glucose monitoring; isCGM, intermittently scanned CGM; rtCGM, real-time CGM.
S116 Diabetes Technology Diabetes Care Volume 46, Supplement 1, January 2023

type 1 diabetes and met its primary In an observational study in youth with births, length of stay, and neonatal hypo-
outcome of a reduction in rates of hy- type 1 diabetes, a slight increase in A1C glycemia (97). An observational cohort
poglycemia (49). In adults with type 2 di- and weight was seen, but the device was study that evaluated the glycemic vari-
abetes on insulin, two studies were associated with a high user satisfaction ables reported using rtCGM and isCGM
done; one study did not meet its pri- rate (82). found that lower mean glucose, lower
mary end point of A1C reduction (76) Retrospective data from rtCGM use in standard deviation, and a higher percentage

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but achieved a secondary end point of a Veterans Affairs population (90) with of time in target range were associated
a reduction in hypoglycemia, and the type 1 and type 2 diabetes treated with with lower risk of large-for-gestational-age

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other study met its primary end point insulin showed that the use of rtCGM births and other adverse neonatal out-
of an improvement in Diabetes Treat- significantly lowered A1C and reduced comes (98). Use of the rtCGM-reported

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ment Satisfaction Questionnaire score rates of emergency department visits or mean glucose is superior to use of glu-

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as well as a secondary end point of hospitalizations for hypoglycemia but did cose management indicator (GMI) and
A1C reduction (77). In a study of indi- not significantly lower overall rates of other calculations to estimate A1C given
viduals with type 1 or type 2 diabetes emergency department visits, hospitaliza- the changes to A1C that occur in preg-

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taking insulin, the primary outcome of tions, or hyperglycemia. nancy (99). Two studies employing in-
a reduction in severe hypoglycemia was termittent use of rtCGM showed no
not met (78). One study in youth with Real-time Continuous Glucose Monitoring difference in neonatal outcomes in women

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type 1 diabetes did not show a reduction Compared With Intermittently Scanned with type 1 diabetes (100) or gestational
in A1C (79); however, the device was well Continuous Glucose Monitoring diabetes mellitus (101).
received and was associated with an in- In adults with type 1 diabetes, three RCTs
creased frequency of testing and improved have been done comparing isCGM and Use of Professional and Intermittent

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diabetes treatment satisfaction (79). A re- rtCGM (91–93). In two of the studies, the Continuous Glucose Monitoring
cent randomized trial of adults with type 1 primary outcome was a reduction in Professional CGM devices, which provide
diabetes showed that the use of iCGM time spent in hypoglycemia, and rtCGM retrospective data, either blinded or
with optional alerts and alarms resulted in showed benefit compared with isCGM unblinded, for analysis, can be used to
te
reduction of A1C compared with BGM use (91,92). In the other study, the primary identify patterns of hypoglycemia and
(80). outcome was improved TIR, and rtCGM hyperglycemia (102,103). Professional CGM
also showed benefit compared with
be
can be helpful to evaluate individuals when
Observational and Real-World Studies isCGM (93). A retrospective analysis also either rtCGM or isCGM is not available
isCGM has been widely available in many showed improvement in TIR, comparing to the individual or they prefer a blinded
countries for people with diabetes, and rtCGM with isCGM (94). analysis or a shorter experience with un-
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this allows for the collection of large blinded data. It can be particularly use-
amounts of data across groups of people Data Analysis ful to evaluate periods of hypoglycemia
with diabetes. In adults with diabetes, The abundance of data provided by CGM in individuals on agents that can cause
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these data include results from obser- offers opportunities to analyze data for hypoglycemia in order to make medica-
vational studies, retrospective studies, people with diabetes more granularly tion dose adjustments. It can also be
and analyses of registry and population than previously possible, providing addi- useful to evaluate individuals for peri-
data (81,82). In individuals with type 1 tional information to aid in achieving ods of hyperglycemia.
ica

diabetes wearing isCGM devices, most glycemic targets. A variety of metrics have Some data have shown the benefit of
(40,81,83), but not all (84), studies have been proposed (95) and are discussed in intermittent use of CGM (rtCGM or
shown improvement in A1C levels. Re- Section 6, “Glycemic Targets.” CGM is es- isCGM) in individuals with type 2 diabetes
ductions in acute diabetes complications, sential for creating an ambulatory glucose on noninsulin and/or basal insulin thera-
er

such as diabetic ketoacidosis (DKA), epi- profile and providing data on TIR, percent- pies (64,104). In these RCTs, people with
sodes of severe hypoglycemia or diabetes- age of time spent above and below range, type 2 diabetes not on intensive insulin
related coma, and hospitalizations for and glycemic variability (96). therapy used CGM intermittently com-
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hypoglycemia and hyperglycemia, have pared with those randomized to BGM.


been observed (40,84,85). Some retro- Real-time Continuous Glucose Monitoring Both early (64) and late improvements
spective/observational data have shown Device Use in Pregnancy in A1C were found (64,104).
©A

an improvement in A1C levels for adults One well-designed RCT showed a reduc- Use of professional or intermittent
with type 2 diabetes on MDI (86), basal tion in A1C levels in adult women with CGM should always be coupled with anal-
insulin (87), and basal insulin or noninsulin type 1 diabetes on MDI or insulin pump ysis and interpretation for people with di-
therapies (88). In a retrospective study of therapy who were pregnant and using abetes, along with education as needed
adults with type 2 diabetes taking insulin, rtCGM in addition to standard care, in- to adjust medication and change lifestyle
a reduction in acute diabetes-related events cluding optimization of pre- and post- behaviors (105–107).
and all-cause hospitalizations was seen prandial glucose targets (97). This study
(89). Results of self-reported outcomes demonstrated the value of rtCGM in Side Effects of Continuous Glucose
varied, but where measured, people with pregnancy complicated by type 1 diabe- Monitoring Devices
diabetes had an increase in treatment tes by showing a mild improvement in Contact dermatitis (both irritant and al-
satisfaction when comparing isCGM with A1C without an increase in hypoglycemia lergic) has been reported with all devi-
BGM. and reductions in large-for-gestational-age ces that attach to the skin (108–110). In
diabetesjournals.org/care Diabetes Technology S117

Table 7.4—Continuous glucose monitoring devices interfering substances


Medication Systems affected Effect
Acetaminophen
>4 g/day Dexcom G6 Higher sensor readings than actual glucose
Any dose Medtronic Guardian Higher sensor readings than actual glucose

n
Alcohol Medtronic Guardian Sensor readings may be higher than actual glucose
Ascorbic acid (vitamin C), >500 mg/day

io
FreeStyle Libre Higher sensor readings than actual glucose
Hydroxyurea Dexcom G6, Medtronic Guardian Higher sensor readings than actual glucose

t
Mannitol Senseonics Eversense Sensor bias within therapeutic concentration ranges

ia
Tetracycline Senseonics Eversense Sensor bias within therapeutic concentration ranges

oc
some cases, this has been linked to the syringes may be used for insu- available for purchase as either pens or
presence of isobornyl acrylate, a skin lin delivery considering individ- vials, others may be available in only one
sensitizer that can cause an additional form or the other, and there may be signif-

ss
ual and caregiver preference,
spreading allergic reaction (111–113). insulin type, dosing therapy, icant cost differences between pens and
Patch testing can sometimes identify cost, and self-management vials (see Table 9.4 for a list of insulin
the cause of contact dermatitis (114). capabilities. C product costs with dosage forms). Insulin

sA
Identifying and eliminating tape allergens 7.21 Insulin pens or insulin injection pens may allow people with vision im-
is important to ensure the comfortable pairment or dexterity issues to dose
aids should be considered for
use of devices and promote self-care insulin accurately (145–147), and insulin
people with dexterity issues or
(115–118). In some instances, using an injection aids are also available to
te
vision impairment to facilitate
implanted sensor can help avoid skin reac- help with these issues. (For a helpful
the accurate dosing and ad-
tions in those sensitive to tape (119,120). list of injection aids, see consumerguide.
ministration of insulin. C
diabetes.org/collections/injection-aids). In-
be
7.22 Connected insulin pens can be
Substances and Factors Affecting haled insulin can be useful in people who
helpful for diabetes manage-
Continuous Glucose Monitoring Accuracy have an aversion to injection.
ment and may be used in
Sensor interference due to several medi- The most common syringe sizes are
cations/substances is a known potential people with diabetes using
ia

1 mL, 0.5 mL, and 0.3 mL, allowing doses


source of CGM measurement errors injectable therapy. E
of up to 100 units, 50 units, and 30 units
(Table 7.4). While several of these sub- 7.23 U.S. Food and Drug Adminis-
of U-100 insulin, respectively. In a few
tration–approved insulin dose
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stances have been reported in the various parts of the world, insulin syringes still
CGM brands’ user manuals, additional calculators/decision support sys-
have U-80 and U-40 markings for older
interferences have been discovered after tems may be helpful for titrat-
insulin concentrations and veterinary in-
the market release of these products. Hy- ing insulin doses. C
sulin, and U-500 syringes are available
droxyurea, used for myeloproliferative dis-
ica

for the use of U-500 insulin. Syringes are


orders and hematologic conditions, is one Injecting insulin with a syringe or pen generally used once but may be reused
of the most recently identified interfer- (127–143) is the insulin delivery method by the same individual in resource-limited
ing substances that cause a temporary used by most people with diabetes settings with appropriate storage and
increase in sensor glucose values discrepant cleansing (147).
er

(134,144), although inhaled insulin is


from actual glucose values (121–126). also available. Others use insulin pumps or Insulin pens offer added convenience
Therefore, it is crucial to routinely review AID devices (see INSULIN PUMPS AND AUTOMATED by combining the vial and syringe into a
the medication list of the person with di- single device. Insulin pens, allowing push-
m

INSULIN DELIVERY SYSTEMS). For people with dia-


abetes to identify possible interfering betes who use insulin, insulin syringes button injections, come as disposable
substances and advise them accordingly and pens are both able to deliver insulin pens with prefilled cartridges or reusable
on the need to use additional BGM if sen-
©A

safely and effectively for the achievement insulin pens with replaceable insulin car-
sor values are unreliable due to these of glycemic targets. Individual preferences, tridges. Pens vary with respect to dosing
substances. cost, insulin type, dosing therapy, and increment and minimal dose, ranging
self-management capabilities should be from half-unit doses to 2-unit dose in-
INSULIN DELIVERY considered when choosing among delivery crements. U-500 pens come in 5-unit
Insulin Syringes and Pens systems. Trials with insulin pens generally dose increments. Some reusable pens
Recommendations show equivalence or small improvements include a memory function, which can
7.20 For people with insulin-requiring in glycemic outcomes compared with us- recall dose amounts and timing. Con-
diabetes on multiple daily injec- ing a vial and syringe. Many individuals nected insulin pens are insulin pens with
tions, insulin pens are preferred with diabetes prefer using a pen due to its the capacity to record and/or transmit in-
in most cases. Still, insulin simplicity and convenience. It is important sulin dose data. Insulin pen caps are also
to note that while many insulin types are available and are placed on existing insulin
S118 Diabetes Technology Diabetes Care Volume 46, Supplement 1, January 2023

pens and assist with calculating insulin 7.25 Insulin pump therapy alone with and adults (155). There is no consensus
doses. Some connected insulin pens and or without sensor-augmented to guide choosing which form of insulin
pen caps can be programmed to calculate pump low glucose suspend administration is best for a given individ-
insulin doses and provide downloadable feature and/or automated insu- ual, and research to guide this decision-
data reports. These pens and pen caps lin delivery systems should be making process is needed (155). Thus, the
are useful to people with diabetes for choice of MDI or an insulin pump is often

n
offered for diabetes manage-
real-time insulin dosing and allow clini- based upon the characteristics of the per-
ment to youth and adults on
cians to retrospectively review the insu- son with diabetes and which method is

io
multiple daily injections with
lin delivery times and in some cases most likely to benefit them. DiabetesWise
type 1 diabetes A or other
doses and glucose data in order to (DiabetesWise.org) and the PANTHER
types of insulin-deficient dia-

t
make informed insulin dose adjustments Program (pantherprogram.org) have help-
betes E who are capable of

ia
(148). ful websites to assist health care profes-
Needle thickness (gauge) and length using the device safely (either
sionals and people with diabetes in
are other considerations. Needle gauges by themselves or with a care-
choosing diabetes devices based on

oc
range from 22 to 34, with a higher gauge giver) and are not able to use their individual needs and the features
indicating a thinner needle. A thicker or do not choose an auto- of the devices. Newer systems, such as
needle can give a dose of insulin more mated insulin delivery sys- sensor-augmented pumps and AID sys-
tem. The choice of device

ss
quickly, while a thinner needle may cause tems, are discussed below.
less pain. Needle length ranges from 4 to should be made based on Adoption of pump therapy in the U.S.
12.7 mm, with some evidence suggesting the individual’s circumstances, shows geographical variations, which
shorter needles (4–5 mm) lower the risk preferences, and needs. A may be related to health care profes-

sA
of intramuscular injection and possibly the 7.26 Insulin pump therapy can be sional preference or center characteris-
development of lipohypertrophy. When offered for diabetes manage- tics (157,158) and socioeconomic status,
reused, needles may be duller and, thus, ment to youth and adults on as pump therapy is more common in in-
injection more painful. Proper insulin in- multiple daily injections with dividuals of higher socioeconomic status
te
jection technique is a requisite for receiv- type 2 diabetes who are capa- as reflected by race/ethnicity, private
ing the full dose of insulin with each ble of using the device safely health insurance, family income, and
injection. Concerns with technique and (either by themselves or with
be
education (157,158). Given the additional
use of the proper technique are outlined a caregiver). The choice of de- barriers to optimal diabetes care ob-
in Section 9, “Pharmacologic Approaches vice should be made based served in disadvantaged groups (159),
to Glycemic Treatment.” on the individual’s circumstan- addressing the differences in access to
ia

Bolus calculators have been devel- ces, preferences, and needs. A insulin pumps and other diabetes tech-
oped to aid dosing decisions (149–154). 7.27 Individuals with diabetes who nology may contribute to fewer health
These systems are subject to FDA ap- have been using continuous disparities.
nD

proval to ensure safety and efficacy in subcutaneous insulin infusion Pump therapy can be successfully
terms of algorithms used and subsequent should have continued access started at the time of diagnosis (160,161).
dosing recommendations. People inter- across third-party payers. E Practical aspects of pump therapy initia-
ested in using these systems should be tion include assessment of readiness of
ica

encouraged to use those that are FDA the person with diabetes and their family,
approved. Health care professional input Insulin Pumps if applicable (although there is no consen-
and education can be helpful for setting Insulin pumps have been available in the sus on which factors to consider in adults
the initial dosing calculations with ongo- U.S. for over 40 years. These devices de- [162] or children and adolescents with di-
ing follow-up for adjustments as needed. liver rapid-acting insulin throughout the
er

abetes), selection of pump type and initial


day to help manage blood glucose levels. pump settings, individual/family education
Insulin Pumps and Automated Most insulin pumps use tubing to deliver on potential pump complications (e.g.,
Insulin Delivery Systems insulin through a cannula, while a few at-
m

DKA with infusion set failure), transition


tach directly to the skin without tubing. from MDI, and introduction of advanced
Recommendations
AID systems, which can adjust insulin deliv- pump settings (e.g., temporary basal rates,
7.24 Automated insulin delivery sys-
©A

ery rates based on current sensor glucose extended/square/dual wave bolus).


tems should be offered for
values, are preferred over nonautomated Older individuals with type 1 diabetes
diabetes management to youth
pumps and MDI in people with type 1 benefit from ongoing insulin pump ther-
and adults with type 1 diabetes
diabetes. apy. There are no data to suggest that
A and other types of insulin-
Most studies comparing MDI with insu- measurement of C-peptide levels or anti-
deficient diabetes E who are
lin pump therapy have been relatively bodies predicts success with insulin pump
capable of using the device
small and of short duration. However, therapy (163,164). Additionally, the fre-
safely (either by themselves or
a systematic review and meta-analysis quency of follow-up does not influence
with a caregiver). The choice
concluded that pump therapy has modest outcomes. Access to insulin pump ther-
of device should be made based
advantages for lowering A1C ( 0.30% apy, including AID systems, should be
on the individual’s circumstances,
[95% CI 0.58 to 0.02]) and for reduc- allowed or continued in older adults as
preferences, and needs.
ing severe hypoglycemia rates in children it is in younger people.
diabetesjournals.org/care Diabetes Technology S119

Complications of the pump can be quality of life, and preventing long-term systems eventually may be truly auto-
caused by issues with infusion sets (dis- complications. Based on shared decision- mated, currently used hybrid closed-
lodgement, occlusion), which place indi- making by people with diabetes and loop systems require the manual entry
viduals at risk for ketosis and DKA and health care professionals, insulin pumps of carbohydrates consumed to calcu-
thus must be recognized and managed may be considered in all children and late prandial doses, and adjustments for
early (165). Other pump skin issues adolescents with type 1 diabetes. In partic- physical activity must be announced. Mul-

n
included lipohypertrophy or, less fre- ular, pump therapy may be the preferred tiple studies using various systems with

io
quently, lipoatrophy (166,167) and pump mode of insulin delivery for children under varying algorithms, pumps, and sensors
site infection (168). Discontinuation of 7 years of age (185). Because of a paucity have been performed in adults and chil-
pump therapy is relatively uncommon of data in adolescents and youth with dren (191–200). Evidence suggests AID sys-

t
today; the frequency has decreased over type 2 diabetes, there is insufficient ev- tems may reduce A1C levels and improve

ia
the past few decades, and its causes idence to make recommendations. TIR (201–205). They may also lower the
have changed (168,169). Current reasons Common barriers to pump therapy risk of exercise-related hypoglycemia
for attrition are problems with cost or adoption in children and adolescents are (206) and may have psychosocial benefits

oc
wearability, dislike for the pump, sub- concerns regarding the physical inter- (207–210). The use of AID systems de-
optimal glycemic outcomes, or mood dis- ference of the device, discomfort with pends on the preference of the person
orders (e.g., anxiety or depression) (170). the idea of having a device on the body, with diabetes and the selection of individ-

ss
therapeutic effectiveness, and financial uals (and/or caregivers) who are capa-
Insulin Pumps in Youth burden (175,186). ble of safely and effectively using the
The safety of insulin pumps in youth devices.

sA
has been established for over 15 years Sensor-Augmented Pumps
(171). Studying the effectiveness of in- Sensor-augmented pumps that suspend Insulin Pumps in People With Type 2 and
sulin pump therapy in lowering A1C has insulin when glucose is low or are pre- Other Types of Diabetes
been challenging because of the potential dicted to go low within the next 30 min Traditional insulin pumps can be con-
te
selection bias of observational studies. have been approved by the FDA. The sidered for the treatment of people with
Participants on insulin pump therapy Automation to Simulate Pancreatic Insulin type 2 diabetes who are on MDI as well
may have a higher socioeconomic status Response (ASPIRE) trial of 247 people as those who have other types of dia-
be
that may facilitate better glycemic out- with type 1 diabetes showed that sensor- betes resulting in insulin deficiency, for
comes (172) versus MDI. In addition, the augmented insulin pump therapy with a instance, those who have had a pancre-
fast pace of development of new insulins low glucose suspend function signifi- atectomy and/or individuals with cystic
and technologies quickly renders compar- cantly reduced nocturnal hypoglycemia fibrosis (211–215). Similar to data on in-
ia

isons obsolete. However, RCTs comparing over 3 months without increasing A1C lev- sulin pump use in people with type 1 di-
insulin pumps and MDI with rapid-acting els (55). In a different sensor-augmented abetes, reductions in A1C levels are not
nD

insulin analogs demonstrate a modest im- pump, predictive low glucose suspend re- consistently seen in individuals with type 2
provement in A1C in participants on insu- duced time spent with glucose <70 mg/dL diabetes when compared with MDI, al-
lin pump therapy (173,174). Observational from 3.6% at baseline to 2.6% (3.2% with though this has been seen in some stud-
studies, registry data, and meta-analysis sensor-augmented pump therapy without ies (213,216). Use of insulin pumps in
have also suggested an improvement in predictive low glucose suspend) without insulin-requiring people with any type
ica

glycemic outcomes in participants on insu- rebound hyperglycemia during a 6-week of diabetes may improve patient satis-
lin pump therapy (175–177). Although randomized crossover trial (187). These faction and simplify therapy (164,211).
hypoglycemia was a major adverse effect devices may offer the opportunity to re- For people with diabetes judged to be
of intensified insulin therapy in the Diabe- duce hypoglycemia for those with a history clinically insulin deficient who are treated
er

tes Control and Complications Trial (DCCT) of nocturnal hypoglycemia. Additional with an intensive insulin therapy, the pres-
(178), data suggest that insulin pumps may studies have been performed in adults ence or absence of measurable C-peptide
reduce the rates of severe hypoglycemia and children, showing the benefits of levels does not correlate with response to
m

compared with MDI (177,179–181). this technology (188–190). therapy (164). Alternative pump options in
There is also evidence that insulin pump people with type 2 diabetes may include
©A

therapy may reduce DKA risk (177,182) and Automated Insulin Delivery Systems disposable patch-like devices, which pro-
diabetes complications, particularly reti- AID systems increase and decrease insu- vide either a continuous subcutaneous
nopathy and peripheral neuropathy in lin delivery based on sensor-derived glu- infusion of rapid-acting insulin (basal) with
youth, compared with MDI (162). In addi- cose levels to mimic physiologic insulin bolus insulin in 2-unit increments at the
tion, treatment satisfaction and quality- delivery. These systems consist of three press of a button or bolus insulin only
of-life measures improved on insulin pump components: an insulin pump, a contin- delivered in 2-unit increments used in
therapy compared with MDI (183,184). uous glucose monitoring system, and an conjunction with basal insulin injections
Therefore, insulin pumps can be used algorithm that calculates insulin delivery. (212,214,217,218). Use of an insulin pump
safely and effectively in youth with type 1 All AID systems on the market today ad- as a means of insulin delivery is an individ-
diabetes to assist with achieving targeted just basal delivery in real time, and some ual choice for people with diabetes and
glycemic outcomes while reducing the risk deliver correction doses automatically. should be considered an option in those
of hypoglycemia and DKA, improving While insulin delivery in closed-loop who are capable of safely using the device.
S120 Diabetes Technology Diabetes Care Volume 46, Supplement 1, January 2023

Do-It-Yourself Closed-Loop Systems diabetes clinic have been published (224). programs, which vary in terms of their
Recommendation The FDA approves and monitors clinically effectiveness (236,237). There are lim-
7.28 Individuals with diabetes may validated, digital, and usually online ited RCT data for many of these inter-
be using systems not approved health technologies intended to treat a ventions, and long-term follow-up is
by the U.S. Food and Drug medical or psychological condition; these lacking. However, for an individual with
are known as digital therapeutics or diabetes, opting into one of these pro-

n
Administration, such as do-it-
“digiceuticals” (fda.gov/medical-devices/ grams can be helpful in providing support
yourself closed-loop systems
digital-health-center-excellence/device- and, for many, is an attractive option.

io
and others; health care profes-
software-functions-including-mobile-medical-
sionals cannot prescribe these
applications) (225). Other applications, Inpatient Care
systems but should assist in

t
such as those that assist in displaying or
diabetes management to en- Recommendation

ia
storing data, encourage a healthy life-
sure the safety of people with 7.30 People with diabetes who are
style or provide limited clinical data sup-
diabetes. E port. Therefore, it is possible to find
competent to safely use dia-

oc
apps that have been fully reviewed and betes devices such as insulin
approved by the FDA and others de- pumps and continuous glucose
Some people with type 1 diabetes have
signed and promoted by people with monitoring systems should be
been using “do-it-yourself” (DIY) systems
supported to continue using

ss
that combine an insulin pump and an relatively little skill or knowledge in the
clinical treatment of diabetes. There is them in an inpatient setting
rtCGM with a controller and an algo-
insufficient data to provide recommen- or during outpatient procedures,
rithm designed to automate insulin de-
dations for specific apps for diabetes once competency is estab-

sA
livery (219–223). These systems are not
management, education, and support in lished and proper supervision
approved by the FDA, although efforts
the absence of RCTs and validations of is available. E
are underway to obtain regulatory ap-
proval for some of them. The informa- apps unless they are FDA cleared.
An area of particular importance is
te
tion on how to set up and manage these Individuals who are comfortable using
systems is freely available on the internet, that of online privacy and security. Estab-
their diabetes devices, such as insulin
and there are internet groups where peo- lished cloud-based data aggregator pro-
pumps and CGM, should be allowed to
be
ple inform each other as to how to set up grams, such as Tidepool, Glooko, and
use them in an inpatient setting if they
others, have been developed with appro-
and use them. Although health care pro- are well enough to take care of the de-
priate data security features and are
fessionals cannot prescribe these systems, vices and have brought the necessary
compliant with the U.S. Health Insur-
it is crucial to keep people with diabetes supplies (238–242). People with diabe-
ia

ance Portability and Accountability Act


safe if they are using these methods for tes who are familiar with treating their
of 1996. These programs can help moni-
automated insulin delivery. Part of this own glucose levels can often adjust in-
tor people with diabetes and provide
nD

entails ensuring people have a backup sulin doses more knowledgeably than
access to their health care team (226).
plan in case of pump failure. Addition- inpatient staff who do not personally
Consumers should read the policy re-
ally, in most DIY systems, insulin doses know the individual or their manage-
garding data privacy and sharing before
are adjusted based on the pump settings ment style. However, this should occur
entering data into an application and
for basal rates, carbohydrate ratios, cor-
ica

learn how they can control the way based on the hospital’s policies for dia-
rection doses, and insulin activity. There- betes management and use of diabetes
their data will be used (some programs
fore, these settings can be evaluated and technology, and there should be super-
offer the ability to share more or less in-
modified based on the individual’s insu- vision to ensure that the individual is
formation, such as being part of a regis-
lin requirements. achieving and maintaining glycemic tar-
er

try or data repository or not).


Many online programs offer lifestyle gets during acute illness in a hospitalized
Digital Health Technology counseling to aid with weight loss and setting where factors such as infection,
certain medications, immobility, changes
m

Recommendation increase physical activity (227). Many in-


7.29 Systems that combine technol- clude a health coach and can create in nutrition, and other factors can im-
ogy and online coaching can small groups of similar participants on pact insulin sensitivity and the insulin
©A

be beneficial in treating pre- social networks. Some programs aim to response.


diabetes and diabetes for some treat prediabetes and prevent progres- With the advent of the coronavirus
individuals. B sion to diabetes, often following the disease 2019 pandemic, the FDA exer-
model of the Diabetes Prevention Program cised enforcement discretion by allow-
(228,229). Others assist in improving dia- ing CGM device use temporarily in the
Increasingly, people are turning to the betes outcomes by remotely monitoring hospital for patient monitoring (243).
internet for advice, coaching, connection, clinical data (for instance, wireless monitor- This approach has been used to reduce
and health care. Diabetes, partly because ing of glucose levels, weight, or blood the use of personal protective equip-
it is both common and numeric, lends pressure) and providing feedback and ment and more closely monitor patients
itself to the development of apps and coaching (230–235). There are text mes- so that health care personnel do not
online programs. Recommendations for saging approaches that tie into a variety of have to go into a patient room solely to
developing and implementing a digital different types of lifestyle and treatment measure a glucose level (244–246). Studies
diabetesjournals.org/care Diabetes Technology S121

are underway to assess the effectiveness glycemic outcomes: 7-year follow-up study. unused testing results. Am J Manag Care 2015;
of this approach, which may ultimately Diabetes Care 2022;45:750–753 21:e119–e129
4. Patton SR, Noser AE, Youngkin EM, Majidi S, 18. Katz LB, Stewart L, Guthrie B, Cameron H.
lead to the approved use of CGM for Clements MA. Early initiation of diabetes devices Patient satisfaction with a new, high accuracy
monitoring hospitalized individuals (247– relates to improved glycemic control in children blood glucose meter that provides personalized
253). with recent-onset type 1 diabetes mellitus. Diabetes guidance, insight, and encouragement. J Diabetes
When used in the setting of a clinical Technol Ther 2019;21:379–384 Sci Technol 2020;14:318–323

n
5. Prahalad P, Ding VY, Zaharieva DP, et al. 19. Shaw RJ, Yang Q, Barnes A, et al. Self-
trial or when clinical circumstances (such Teamwork, targets, technology, and tight monitoring diabetes with multiple mobile health

io
as during a shortage of personal protec- control in newly diagnosed type 1 diabetes: the devices. J Am Med Inform Assoc 2020;27:667–
tive equipment) require it, CGM can be Pilot 4T study. J Clin Endocrinol Metab 2022; 676
used to manage hospitalized individuals 107:998–1008 20. Gellad WF, Zhao X, Thorpe CT, Mor MK,

t
6. Tanenbaum ML, Zaharieva DP, Addala A, et al. Good CB, Fine MJ. Dual use of Department of
in conjunction with BGM. Point-of-care ‘I was ready for it at the beginning’: parent

ia
Veterans Affairs and Medicare benefits and use
BGM remains the approved method for experiences with early introduction of continuous of test strips in veterans with type 2 diabetes
glucose monitoring in hospitals, espe- glucose monitoring following their child’s type 1 mellitus. JAMA Intern Med 2015;175:26–34
diabetes diagnosis. Diabet Med 2021;38:e14567 21. Endocrine Society and Choosing Wisely. Five

oc
cially for dosing insulin and treating
7. Addala A, Maahs DM, Scheinker D, Chertow S, things physicians and patients should question.
hypoglycemia. For more information,
Leverenz B, Prahalad P. Uninterrupted continuous Accessed 17 October 2022. Available from https://
see Section 16, “Diabetes Care in the glucose monitoring access is associated with a www.choosingwisely.org/societies/endocrine-society/
Hospital.” decrease in HbA1c in youth with type 1 diabetes 22. Ziegler R, Heidtmann B, Hilgard D, Hofer S,

ss
and public insurance. Pediatr Diabetes 2020;21: Rosenbauer J; DPV-Wiss-Initiative. Frequency
1301–1309 of SMBG correlates with HbA1c and acute
The Future
8. Aleppo G, Beck RW, Bailey R, et al.; MOBILE complications in children and adolescents with
The pace of development in diabetes Study Group; Type 2 Diabetes Basal Insulin Users: type 1 diabetes. Pediatr Diabetes 2011;12:11–17

sA
technology is extremely rapid. New ap- The Mobile Study (MOBILE) Study Group. The 23. Rosenstock J, Davies M, Home PD, Larsen J,
proaches and tools are available each effect of discontinuing continuous glucose moni- Koenen C, Schernthaner G. A randomised, 52-week,
year. It is hard for research to keep up toring in adults with type 2 diabetes treated with treat-to-target trial comparing insulin detemir with
basal insulin. Diabetes Care 2021;44:2729–2737 insulin glargine when administered as add-on to
with these advances because newer ver- 9. Nathan DM, Genuth S, Lachin J, et al.; glucose-lowering drugs in insulin-naive people
te
sions of the devices and digital solutions Diabetes Control and Complications Trial Research with type 2 diabetes. Diabetologia 2008;51:
are already on the market when a study Group. The effect of intensive treatment of 408–416
is completed. The most important com- diabetes on the development and progression 24. Garber AJ. Treat-to-target trials: uses, inter-
be
of long-term complications in insulin-dependent pretation and review of concepts. Diabetes Obes
ponent in all of these systems is the per- Metab 2014;16:193–205
diabetes mellitus. N Engl J Med 1993;329:977–
son with diabetes. Technology selection 986 25. Farmer A, Wade A, Goyder E, et al. Impact
must be appropriate for the individual. 10. King F, Ahn D, Hsiao V, Porco T, Klonoff DC. A of self monitoring of blood glucose in the manage-
ia

Simply having a device or application does review of blood glucose monitor accuracy. Diabetes ment of patients with non-insulin treated diabetes:
Technol Ther 2018;20:843–856 open parallel group randomised trial. BMJ 2007;
not change outcomes unless the human
11. Brazg RL, Klaff LJ, Parkin CG. Performance 335:132
being engages with it to create positive variability of seven commonly used self-monitoring 26. O’Kane MJ, Bunting B, Copeland M; ESMON
nD

health benefits. This underscores the of blood glucose systems: clinical considerations study group. Efficacy of self monitoring of blood
need for the health care team to assist for patients and providers. J Diabetes Sci Technol glucose in patients with newly diagnosed type 2
2013;7:144–152 diabetes (ESMON study): randomised controlled
people with diabetes in device and pro-
12. Klonoff DC, Parkes JL, Kovatchev BP, et al. trial. BMJ 2008;336:1174–1177
gram selection and to support its use Investigation of the accuracy of 18 marketed 27. Simon J, Gray A, Clarke P, Wade A, Neil A;
ica

through ongoing education and train- blood glucose monitors. Diabetes Care 2018;41: Diabetes Glycaemic Education and Monitoring
ing. Expectations must be tempered by 1681–1688 Trial Group. Cost effectiveness of self monitoring
reality—we do not yet have technology 13. Pleus S, Baumstark A, Jendrike N, et al. of blood glucose in patients with non-insulin
System accuracy evaluation of 18 CE-marked treated type 2 diabetes: economic evaluation of
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S128 Diabetes Care Volume 46, Supplement 1, January 2023

8. Obesity and Weight Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Management for the Prevention Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
and Treatment of Type 2 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes: Standards of Care in Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Diabetes—2023 Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Diabetes Care 2023;46(Suppl. 1):S128–S139 | https://doi.org/10.2337/dc23-S008 Association
8. OBESITY AND WEIGHT MANAGEMENT

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
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cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
be

Practice Committee, a multidisciplinary expert committee, are responsible for up-


dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
ia

evidence-grading system for ADA’s clinical practice recommendations and a full


list of Professional Practice Committee members, please refer to Introduction
and Methodology. Readers who wish to comment on the Standards of Care are
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invited to do so at professional.diabetes.org/SOC.
ica

Obesity is a chronic and often progressive disease with numerous medical, physical,
and psychosocial complications, including a substantially increased risk for type 2
diabetes (1). There is strong and consistent evidence that obesity management can
delay the progression from prediabetes to type 2 diabetes (2–6) and is highly bene-
er

ficial in treating type 2 diabetes (7–18). In people with type 2 diabetes and over-
weight or obesity, modest weight loss improves glycemia and reduces the need for
glucose-lowering medications (7–9), and larger weight loss substantially reduces A1C
m

and fasting glucose and has been shown to promote sustained diabetes remission
through at least 2 years (11,19–23). Several modalities, including intensive behavioral
counseling, obesity pharmacotherapy, and bariatric surgery, may aid in achieving and Disclosure information for each author is
©A

available at https://doi.org/10.2337/dc23-SDIS.
maintaining meaningful weight loss and reducing obesity-associated health risks.
Metabolic surgery strongly improves glycemia and often leads to remission of diabe- Suggested citation: ElSayed NA, Aleppo G, Aroda
VR, et al., American Diabetes Association. 8.
tes, improved quality of life, improved cardiovascular outcomes, and reduced mortal- Obesity and weight management for the pre-
ity. The importance of addressing obesity is further heightened by numerous studies vention and treatment of type 2 diabetes:
showing that both obesity and diabetes increase the risk for more severe coronavirus Standards of Care in Diabetes—2023. Diabetes
disease 2019 (COVID-19) infections (24–27). This section aims to provide evidence- Care 2023;46(Suppl. 1):S128–S139
based recommendations for obesity management, including behavioral, pharmaco- © 2022 by the American Diabetes Association.
logic, and surgical interventions, in people with type 2 diabetes and in those at risk. Readers may use this article as long as the
work is properly cited, the use is educational
This section focuses on obesity management in adults; further discussion on obesity
and not for profit, and the work is not altered.
in older individuals and children can be found in Section 13, “Older Adults,” and Sec- More information is available at https://www.
tion 14, “Children and Adolescents,” respectively. diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Obesity and Weight Management for Type 2 Diabetes S129

ASSESSMENT Height and weight should be measured counseling, pharmacologic therapy, medical
to calculate BMI annually or more fre- devices, and metabolic surgery (Table 8.1).
Recommendations
quently when appropriate (20). BMI, calcu- The latter three strategies may be consid-
8.1 Use person-centered, nonjudg- ered for carefully selected individuals as
lated as weight in kilograms divided by the
mental language that fosters
square of height in meters (kg/m2), is calcu- adjuncts to nutrition changes, physical ac-
collaboration between individ- lated automatically by most electronic med- tivity, and behavioral counseling.

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uals and health care professio- ical records. Use BMI to document weight Among people with type 2 diabetes
nals, including person-first lan- status (overweight: BMI 25–29.9 kg/m2; and overweight or obesity who have in-

io
guage (e.g., “person with obesity” obesity class I: BMI 30–34.9 kg/m2; obesity adequate glycemic, blood pressure, and
rather than “obese person”). E class II: BMI 35–39.9 kg/m2; obesity class lipid control and/or other obesity-related
8.2 Measure height and weight

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III: BMI $40 kg/m2) but note that misclassi- medical conditions, modest and sustained

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and calculate BMI at annual fication can occur, particularly in very mus- weight loss improves glycemia, blood
visits or more frequently. As- cular or frail individuals. In some groups, pressure, and lipids and may reduce the
sess weight trajectory to inform notably Asian and Asian American popu- need for medications (7–9,38). Greater

oc
treatment considerations. E lations, the BMI cut points to define over- weight loss may produce even greater
8.3 Based on clinical considera- weight and obesity are lower than those benefits (21,22).
tions, such as the presence of in other populations due to differences in As little as 3–7% weight loss reduces
comorbid heart failure or signif- the risk for diabetes in people at risk and

ss
body composition and cardiometabolic
icant unexplained weight gain risk (Table 8.1) (30,31). Clinical considera- improves glycemia in those with diabetes
or loss, weight may need to be tions, such as the presence of comorbid (2,7,8,39,40). Given the challenge of losing
monitored and evaluated more heart failure or unexplained weight change, weight and maintaining weight loss, aim-

sA
frequently. B If deterioration of may warrant more frequent weight mea- ing for relatively small and attainable
medical status is associated with surement and evaluation (32,33). If weigh- weight loss is often an effective clinical
significant weight gain or loss, ing is questioned or refused, the practitioner strategy, particularly for individuals who
inpatient evaluation should be should be mindful of possible prior stigma- feel overwhelmed by larger weight loss
te
considered, especially focused tizing experiences and query for concerns, targets. Nevertheless, mounting data from
on associations between medi- and the value of weight monitoring should intensive nutrition and behavioral change
cation use, food intake, and gly- interventions, pharmacotherapy, and bar-
be
be explained as a part of the medical eval-
cemic status. E uation process that helps to inform treat- iatric surgery have shown that more sub-
8.4 Accommodations should be stantial weight loss usually confers still
ment decisions (34,35). Accommodations
greater benefits on glycemia and possi-
made to provide privacy dur- should be made to ensure privacy during
bly disease remission as well as other
ia

ing weighing. E weighing, particularly for those individuals


cardiometabolic and quality-of-life out-
8.5 Individuals with diabetes and who report or exhibit a high level of
comes (6,21–23,41–50).
overweight or obesity may weight-related distress or dissatisfaction.
nD

With the increasing availability of more


benefit from modest or larger Scales should be situated in a private area
effective obesity treatments, individuals
magnitudes of weight loss. or room. Weight should be measured and
with diabetes and overweight or obesity
Relatively small weight loss reported nonjudgmentally. Care should be
should be informed of the potential bene-
(approximately 3–7% of base- taken to regard a person’s weight (and
fits of both modest and more substantial
ica

line weight) improves glycemia weight changes) and BMI as sensitive


weight loss and guided in the range of
and other intermediate cardio- health information. In addition to weight
available treatment options, as discussed
vascular risk factors. A Larger, and BMI, assessment of weight distribu- in the sections below. Shared decision-
sustained weight losses (>10%) tion (including propensity for central/ making should be used when counseling
er

usually confer greater benefits, visceral adipose deposition) and weight on behavioral changes, intervention choices,
including disease-modifying ef- gain pattern and trajectory can further and weight management goals.
fects and possible remission of inform risk stratification and treatment
m

type 2 diabetes, and may im- options (36).


NUTRITION, PHYSICAL ACTIVITY,
prove long-term cardiovascular Health care professionals should ad- AND BEHAVIORAL THERAPY
outcomes and mortality. B vise individuals with overweight or obe-
©A

sity and those with increasing weight Recommendations


trajectories that, in general, higher BMIs 8.6 Nutrition, physical activity, and
A person-centered communication style increase the risk of diabetes, cardiovas- behavioral therapy to achieve
that uses inclusive and nonjudgmental lan- cular disease, and all-cause mortality, as and maintain $5% weight loss
guage and active listening to elicit individ- well as other adverse health and quality are recommended for most
ual preferences and beliefs and assesses of life outcomes. Health care professio-
people with type 2 diabetes
potential barriers to care should be used nals should assess readiness to engage
and overweight or obesity.
to optimize health outcomes and health- in behavioral changes for weight loss and
Additional weight loss usually
related quality of life. Use person-first lan- jointly determine behavioral and weight
results in further improve-
guage (e.g., “person with obesity” rather loss goals and individualized intervention
ments in the management of di-
than “obese person”) to avoid defining strategies (37). Strategies may include nutri-
abetes and cardiovascular risk. B
people by their condition (28–30). tion changes, physical activity, behavioral
S130 Obesity and Weight Management for Type 2 Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

Table 8.1—Treatment options for overweight and obesity in type 2 diabetes


BMI category (kg/m2)
Treatment 25.0–26.9 (or 23.0–24.9*) 27.0–29.9 (or 25.0–27.4*) $30.0 (or $27.5*)
Nutrition, physical activity, and behavioral counseling † † †
Pharmacotherapy † †

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Metabolic surgery †

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*Recommended cut points for Asian American individuals (expert opinion). †Treatment may be indicated for select motivated individuals.

t
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8.7 Such interventions should in- practitioners in medical set- sexual function, and health-related quality
clude a high frequency of tings with close monitoring. of life (32). Moreover, several subgroups
counseling ($16 sessions in Long-term, comprehensive had improved cardiovascular outcomes,

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6 months) and focus on nutri- weight maintenance strate- including those who achieved >10%
tion changes, physical activity, gies and counseling should weight loss (41) and those with moder-
and behavioral strategies to be integrated to maintain ately or poorly managed diabetes (A1C
>6.8%) at baseline (42).

ss
achieve a 500–750 kcal/day weight loss. B
energy deficit. A 8.13 There is no clear evidence that
8.8 An individual’s preferences, mo- nutrition supplements are ef- Behavioral Interventions
tivation, and life circumstances fective for weight loss. A Significant weight loss can be attained

sA
should be considered, along with lifestyle programs that achieve
with medical status, when a 500–750 kcal/day energy deficit,
weight loss interventions are For a more detailed discussion of lifestyle which in most cases is approximately
recommended. C 1,200–1,500 kcal/day for women and
te
management approaches and recom-
8.9 Behavioral changes that create mendations, see Section 5, “Facilitating 1,500–1,800 kcal/day for men, ad-
an energy deficit, regardless of Positive Health Behaviors and Well-being justed for the individual’s baseline
body weight. Clinical benefits typically be-
be
macronutrient composition, will to Improve Health Outcomes.” For a de-
result in weight loss. Nutrition tailed discussion of nutrition interven- gin upon achieving 3–5% weight loss
(20,51), and the benefits of weight loss
recommendations should be tions, please also refer to “Nutrition
individualized to the person’s are progressive; more intensive weight
Therapy for Adults With Diabetes or Pre-
loss goals (>5%, >7%, >15%, etc.) may
ia

preferences and nutritional diabetes: A Consensus Report” (127).


needs. A be pursued if needed to achieve further
8.10 Evaluate systemic, structural, health improvements and/or if the individ-
nD

Look AHEAD Trial


and socioeconomic factors that ual is more motivated and more intensive
Although the Action for Health in Diabe-
may impact nutrition patterns goals can be feasibly and safely attained.
tes (Look AHEAD) trial did not show
and food choices, such as food Nutrition interventions may differ
that the intensive lifestyle intervention
insecurity and hunger, access by macronutrient goals and food choices
reduced cardiovascular events in adults
ica

to healthful food options, cul- as long as they create the necessary en-
with type 2 diabetes and overweight or
tural circumstances, and social ergy deficit to promote weight loss
obesity (39), it did confirm the feasibil- (20,52–54). Using meal replacement plans
determinants of health. C ity of achieving and maintaining long-
8.11 For those who achieve weight prescribed by trained practitioners, with
term weight loss in people with type 2
er

loss goals, long-term ($1 year) close monitoring, can be beneficial.


diabetes. In the intensive lifestyle inter- Within the intensive lifestyle interven-
weight maintenance programs vention group, mean weight loss was
are recommended when avail- tion group of the Look AHEAD trial, for
4.7% at 8 years (40). Approximately 50%
m

able. Such programs should, at example, the use of a partial meal re-
of intensive lifestyle intervention partici- placement plan was associated with
minimum, provide monthly pants lost and maintained $5% of their
contact and support, recom- improvements in nutrition quality and
initial body weight, and 27% lost and
©A

mend ongoing monitoring of weight loss (51). The nutrition choice


maintained $10% of their initial body should be based on the individual’s
body weight (weekly or more
weight at 8 years (40). Participants as- health status and preferences, including
frequently) and other self-
signed to the intensive lifestyle group a determination of food availability and
monitoring strategies, and en-
required fewer glucose-, blood pressure–, other cultural circumstances that could
courage regular physical activity
and lipid-lowering medications than those affect nutrition patterns (55).
(200–300 min/week). A
randomly assigned to standard care. Sec- Intensive behavioral interventions should
8.12 Short-term nutrition intervention
using structured, very-low-calorie
ondary analyses of the Look AHEAD trial include $16 sessions during the initial
and other large cardiovascular outcome 6 months and focus on nutrition changes,
meals (800–1,000 kcal/day) may
studies document additional weight loss physical activity, and behavioral strategies
be prescribed for carefully se-
lected individuals by trained benefits in people with type 2 diabetes, to achieve an 500–750 kcal/day energy
including improved mobility, physical and deficit. Interventions should be provided
diabetesjournals.org/care Obesity and Weight Management for Type 2 Diabetes S131

by trained interventionists in either indi- little or no weight loss benefits. In contrast, discontinuation of the medi-
vidual or group sessions (51). Assessing vitamin/mineral (e.g., iron, vitamin B12, vi- cation and evaluate alterna-
an individual’s motivation level, life cir- tamin D) supplementation may be indicated tive medications or treatment
cumstances, and willingness to implement in cases of documented deficiency, and pro- approaches. A
behavioral changes to achieve weight loss tein supplements may be indicated as ad-
should be considered along with medical juncts to medically supervised weight loss

n
status when weight loss interventions are therapies. Glucose-Lowering Therapy
recommended and initiated (37,56). Health disparities adversely affect peo-

io
A meta-analysis of 227 randomized con-
People with type 2 diabetes and over- ple who have systematically experienced trolled trials of glucose-lowering treat-
weight or obesity who have lost weight greater obstacles to health based on their ments in type 2 diabetes found that A1C

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should be offered long-term ($1 year) race or ethnicity, socioeconomic status, changes were not associated with base-

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comprehensive weight loss maintenance gender, disability, or other factors. Over- line BMI, indicating that people with obe-
programs that provide at least monthly whelming research shows that these dis-
sity can benefit from the same types of
contact with trained interventionists and parities may significantly affect health

oc
treatments for diabetes as normal-weight
focus on ongoing monitoring of body outcomes, including increasing the risk for
individuals (66). As numerous effective
weight (weekly or more frequently) and/ obesity, diabetes, and diabetes-related
medications are available when consider-
or other self-monitoring strategies such complications. Health care professionals
ing medication plans, health care profes-
should evaluate systemic, structural, and

ss
as tracking intake, steps, etc.; continued sionals should consider each medication’s
focus on nutrition and behavioral changes; socioeconomic factors that may impact
effect on weight. Agents associated
and participation in high levels of physical food choices, access to healthful foods,
with varying degrees of weight loss in-
activity (200–300 min/week) (57). Some and nutrition patterns; behavioral pat-
clude metformin, a-glucosidase inhibi-

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commercial and proprietary weight loss terns, such as neighborhood safety and
availability of safe outdoor spaces for phys- tors, sodium–glucose cotransporter 2
programs have shown promising weight
ical activity; environmental exposures; ac- inhibitors, glucagon-like peptide 1 re-
loss results. However, most lack evi-
cess to health care; social contexts; and, ceptor agonists, dual glucagon-like pep-
dence of effectiveness, many do not
te
ultimately, diabetes risk and outcomes. For tide 1/glucose–dependent insulinotropic
satisfy guideline recommendations, and
a detailed discussion of social determi- polypeptide receptor agonist (tirzepa-
some promote unscientific and possibly
nants of health, refer to “Social Determi- tide), and amylin mimetics. Dipeptidyl
be
dangerous practices (58,59).
nants of Health: A Scientific Review” (65). peptidase 4 inhibitors are weight neu-
When provided by trained practitioners
tral. In contrast, insulin secretagogues,
in medical settings with ongoing monitor-
PHARMACOTHERAPY thiazolidinediones, and insulin are often as-
ing, short-term (generally up to 3 months)
sociated with weight gain (see Section 9,
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intensive nutrition intervention may be


Recommendations “Pharmacologic Approaches to Glycemic
prescribed for carefully selected individu-
8.14 When choosing glucose-lowering Treatment”).
als, such as those requiring weight loss be-
nD

medications for people with


fore surgery and those needing greater
type 2 diabetes and overweight Concomitant Medications
weight loss and glycemic improvements.
or obesity, consider the medica- Health care professionals should carefully
When integrated with behavioral support
tion’s effect on weight. B review the patient’s concomitant medica-
and counseling, structured very-low-calo-
8.15 Whenever possible, minimize
ica

rie meals, typically 800–1,000 kcal/day, tions and, whenever possible, minimize or
medications for comorbid con-
utilizing high-protein foods and meal re- provide alternatives for medications that
ditions that are associated with
placement products, may increase the promote weight gain. Examples of medica-
weight gain. E
pace and/or magnitude of initial weight tions associated with weight gain include
8.16 Obesity pharmacotherapy is
er

loss and glycemic improvements compared antipsychotics (e.g., clozapine, olanzapine,


effective as an adjunct to nu-
with standard behavioral interventions risperidone), some antidepressants (e.g.,
trition, physical activity, and be-
(21,22). As weight regain is common, such tricyclic antidepressants, some selective
havioral counseling for selected
m

interventions should include long-term,


people with type 2 diabetes serotonin reuptake inhibitors, and mono-
comprehensive weight maintenance strate-
and BMI $27 kg/m2. Potential amine oxidase inhibitors), glucocorticoids,
gies and counseling to maintain weight loss
benefits and risks must be con- injectable progestins, some anticonvul-
©A

and behavioral changes (60,61).


sidered. A sants (e.g., gabapentin, pregabalin), and
Despite widespread marketing and ex-
8.17 If obesity pharmacotherapy possibly sedating antihistamines and anti-
orbitant claims, there is no clear evidence
is effective (typically defined
that nutrition supplements (such as herbs cholinergics (67).
as $5% weight loss after
and botanicals, high-dose vitamins and
3 months’ use), further weight
minerals, amino acids, enzymes, antioxidants, Approved Obesity Pharmacotherapy
loss is likely with continued
etc.) are effective for obesity manage- Options
use. When early response is in-
ment or weight loss (62–64). Several large The U.S. Food and Drug Administration
sufficient (typically <5% weight
systematic reviews show that most trials (FDA) has approved medications for both
loss after 3 months’ use) or
evaluating nutrition supplements for weight short-term and long-term weight manage-
if there are significant safety
loss are of low quality and at high risk for ment as adjuncts to nutrition, physical ac-
or tolerability issues, consider
bias. High-quality published studies show tivity and behavioral therapy. Nearly all
S132 Obesity and Weight Management for Type 2 Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

FDA-approved obesity medications have continue the medication. When early use with BMI 30.0–34.9 kg/m2
been shown to improve glycemia in peo- appears ineffective (typically <5% weight (27.5–32.4 kg/m 2 in Asian
ple with type 2 diabetes and delay pro- loss after 3 months’ use), it is unlikely that American individuals) who do
gression to type 2 diabetes in at-risk continued use will improve weight out- not achieve durable weight loss
individuals (23). Phentermine and other comes; as such, it should be recom-
and improvement in comorbid-
older adrenergic agents are indicated for mended to discontinue the medication

n
ities (including hyperglycemia)
short-term (#12 weeks) treatment (68). and consider other treatment options.
with nonsurgical methods. A
Five medications are FDA approved for

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8.20 Metabolic surgery should
long-term use (>12 weeks) in adults with MEDICAL DEVICES FOR WEIGHT LOSS
BMI $27 kg/m2 with one or more obe- be performed in high-volume
While gastric banding devices have fallen centers with multidisciplinary

t
sity-associated comorbid conditions (e.g.,
out of favor in recent years, since 2015, teams knowledgeable about

ia
type 2 diabetes, hypertension, and/or
several minimally invasive medical devices and experienced in managing
dyslipidemia) who are motivated to lose
have been approved by the FDA for short-
weight (23). (Refer to Section 14, “Children obesity, diabetes, and gastro-
term weight loss, including implanted gas-

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and Adolescents,” for medications ap- intestinal surgery. E
tric balloons, a vagus nerve stimulator, and 8.21 People being considered for
proved for adolescents with obesity.) Med-
gastric aspiration therapy (72). Given the metabolic surgery should be
ications approved by the FDA for the
treatment of obesity, summarized in Table current high cost, limited insurance cover- evaluated for comorbid psycho-

ss
8.2, include orlistat, phentermine/topira- age, and paucity of data in people with
logical conditions and social
mate ER, naltrexone/bupropion ER, liraglu- diabetes, medical devices for weight loss
and situational circumstances
tide 3 mg, and semaglutide 2.4 mg. (In are rarely utilized at this time, and it re-
that have the potential to inter-
mains to be seen how they may be used

sA
addition, setmelanotide, a melanocortin 4 fere with surgery outcomes. B
receptor agonist, is approved for use in in the future (73).
8.22 People who undergo meta-
cases of rare genetic mutations resulting in An oral hydrogel (Plenity) has re-
bolic surgery should receive
severe hyperphagia and extreme obesity, cently been approved for long-term use
long-term medical and behav-
in those with BMI >25 kg/m2 to simu-
te
such as leptin receptor deficiency and ioral support and routine mi-
proopiomelanocortin deficiency.) In princi- late the space-occupying effect of im-
plantable gastric balloons. Taken with cronutrient, nutritional, and
ple, medications help improve adherence
metabolic status monitoring. B
be
to nutrition recommendations, in most water 30 min before meals, the hydro-
gel expands to fill a portion of the stom- 8.23 If postbariatric hypoglycemia is
cases by modulating appetite or satiety.
Health care professionals should be knowl- ach volume to help decrease food intake suspected, clinical evaluation
edgeable about the product label and bal- during meals. Though average weight loss should exclude other potential
ia

ance the potential benefits of successful is relatively small (2–3% greater than pla- disorders contributing to hypo-
weight loss against the potential risks of cebo), the subgroup of participants with glycemia, and management
the medication for each individual. These prediabetes or diabetes at baseline had includes education, medical
nD

medications are contraindicated in individ- improved weight loss outcomes (8.1% nutrition therapy with a dieti-
uals who are pregnant or actively trying to weight loss) compared with the overall tian experienced in postbariatric
conceive and not recommended for use treatment (6.4% weight loss) and placebo hypoglycemia, and medication
in women who are nursing. Individuals of (4.4% weight loss) groups (74). treatment, as needed. A Contin-
ica

reproductive potential should receive uous glucose monitoring should


counseling regarding the use of reliable METABOLIC SURGERY be considered as an important
methods of contraception. Of note, while adjunct to improve safety by
weight loss medications are often used in Recommendations
alerting individuals to hypoglyce-
people with type 1 diabetes, clinical trial 8.18 Metabolic surgery should be a
er

mia, especially for those with


data in this population are limited. recommended option to treat severe hypoglycemia or hypo-
type 2 diabetes in screened glycemia unawareness. E
Assessing Efficacy and Safety surgical candidates with BMI 8.24
m

People who undergo meta-


Upon initiating weight loss medication, as- $40 kg/m2 (BMI $37.5 kg/m2 bolic surgery should routinely
sess efficacy and safety at least monthly in Asian American individuals) be evaluated to assess the
for the first 3 months and at least quar-
©A

and in adults with BMI 35.0– need for ongoing mental health
terly thereafter. Modeling from published 39.9 kg/m2 (32.5–37.4 kg/m2 in services to help with the adjust-
clinical trials consistently shows that early Asian American individuals) who ment to medical and psychoso-
responders have improved long-term out- do not achieve durable weight cial changes after surgery. C
comes (69–71). Unless clinical circumstan- loss and improvement in co-
ces (such as poor tolerability) or other
morbidities (including hyper-
considerations (such as financial expense Surgical procedures for obesity treat-
glycemia) with nonsurgical
or individual preference) suggest other- ment—often referred to interchangeably
methods. A
wise, those who achieve sufficient early as bariatric surgery, weight loss surgery,
8.19 Metabolic surgery may be
weight loss upon starting a chronic weight metabolic surgery, or metabolic/bariatric
considered as an option to
loss medication (typically defined as >5% surgery—can promote significant and du-
treat type 2 diabetes in adults
weight loss after 3 months’ use) should rable weight loss and improve type 2
Table 8.2—Medications approved by the FDA for the treatment of overweight or obesity in adults
1-Year (52- or 56-week)
mean weight loss (% loss from baseline)
National Average
Typical adult Average wholesale Drug Acquisition Weight loss
©A
maintenance price (30-day Cost (30-day (% loss from Common side effects Possible safety concerns/
Medication name dose supply) (128) supply) (129) Treatment arms baseline) (130–134) considerations (130–134)
diabetesjournals.org/care

Short-term treatment (£12 weeks)


m
Sympathomimetic amine anorectic
Phentermine (135) 8–37.5 mg q.d.* $5–$56 (37.5 mg $2–$3 (37.5 mg 15 mg q.d.† 6.1 Dry mouth, insomnia,  Contraindicated for use in
dose) dose) 7.5 mg q.d.† 5.5 dizziness, irritability, combination with monoamine
PBO 1.2 increased blood pressure, oxidase inhibitors
er
elevated heart rate
Long-term treatment (>12 weeks)
Lipase inhibitor
ica
Orlistat (4) 60 mg t.i.d. (OTC) $41$82 NA 120 mg t.i.d.‡ 9.6 Abdominal pain, flatulence,  Potential malabsorption of fat-
120 mg t.i.d. (Rx) $781$904 $722 PBO 5.6 fecal urgency soluble vitamins (A, D, E, K) and
of certain medications (e.g.,
cyclosporine, thyroid hormone,
nD
anticonvulsants, etc.)
 Rare cases of severe liver injury
reported
ia  Cholelithiasis
 Nephrolithiasis
Sympathomimetic amine anorectic/antiepileptic combination
Phentermine/ 7.5 mg/46 mg q.d.§ $223 (7.5 mg/46 mg $179 (7.5 mg/46 mg 15 mg/92 mg q.d.k 9.8 Constipation, paresthesia,  Contraindicated for use in
be
topiramate ER (45) dose) dose) 7.5 mg/46 mg q.d.k 7.8 insomnia, nasopharyngitis, combination with monoamine
PBO 1.2 xerostomia, increased oxidase inhibitors
blood pressure  Birth defects
te
 Cognitive impairment
Opioid antagonist/antidepressant combination  Acute angle-closure glaucoma
Naltrexone/ 16 mg/180 mg b.i.d. $750 $599 16 mg/180 mg b.i.d. 5.0 Constipation, nausea,  Contraindicated in people with
bupropion ER (16) PBO 1.8 headache, xerostomia, unmanaged hypertension and/or
sA
insomnia, elevated heart seizure disorders
rate and blood pressure  Contraindicated for use with
chronic opioid therapy
 Acute angle-closure glaucoma
ss
Black box warning:
 Risk of suicidal behavior/ideation
in people younger than 24 years
old who have depression
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Continued on p. S134
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Obesity and Weight Management for Type 2 Diabetes

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n
S133
S134

©A
Table 8.2—Continued
1-Year (52- or 56-week)
mean weight loss (% loss from baseline)
m
National Average
Typical adult Average wholesale Drug Acquisition Weight loss
maintenance price (30-day Cost (30-day (% loss from Common side effects Possible safety concerns/
Medication name dose supply) (128) supply) (129) Treatment arms baseline) (130–134) considerations (130–134)
er
Glucagon-like peptide 1 receptor agonist
Liraglutide (17)** 3 mg q.d. $1,619 $1,295 3.0 mg q.d. 6.0 Gastrointestinal side effects  Pancreatitis has been reported in
1.8 mg q.d. 4.7 (nausea, vomiting, diarrhea, clinical trials, but causality has not
PBO 2.0 esophageal reflux), injection been established. Discontinue if
ica
site reactions, elevated heart pancreatitis is suspected.
rate, hypoglycemia  Use caution in people with kidney
Obesity and Weight Management for Type 2 Diabetes

disease when initiating or increasing


dose due to potential risk of acute
nD
kidney injury.
 May cause cholelithiasis and gallstone-
related complications.
ia Black box warning:
 Risk of thyroid C-cell tumors in
rodents; human relevance not
determined
be
Semaglutide (46,47) 2.4 mg once weekly $1,619 $1,295 2.4 mg weekly 9.6 Gastrointestinal side effects  Pancreatitis has been reported in
PBO 3.4 (nausea, vomiting, diarrhea, clinical trials, but causality has
esophageal reflux), injection not been established. Discontinue
te
site reactions, elevated heart if pancreatitis is suspected.
rate, hypoglycemia  May cause cholelithiasis and gallstone-
related complications.
Black box warning:
sA
 Risk of thyroid C-cell tumors in
rodents; human relevance not
determined
ss
All medications are contraindicated in individuals who are or may become pregnant. Individuals of reproductive potential must be counseled regarding the use of reliable methods of contraception. Se-
lect safety and side effect information is provided; for a comprehensive discussion of safety considerations, please refer to the prescribing information for each agent. b.i.d., twice daily; ER, extended
release; OTC, over the counter; NA, data not available; PBO, placebo; q.d., daily; Rx, prescription; t.i.d., three times daily. *Use lowest effective dose; maximum appropriate dose is 37.5 mg. †Duration
of treatment was 28 weeks in a general adult population with obesity. ‡Enrolled participants had normal (79%) or impaired (21%) glucose tolerance. §Maximum dose, depending on response, is 15
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mg/92 mg q.d. jjApproximately 68% of enrolled participants had type 2 diabetes or impaired glucose tolerance. **Agent has demonstrated cardiovascular safety in a dedicated cardiovascular outcome
trial (47).
ia
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Diabetes Care Volume 46, Supplement 1, January 2023

n
diabetesjournals.org/care Obesity and Weight Management for Type 2 Diabetes S135

diabetes. Given the magnitude and rapid-


ity of improvement of hyperglycemia and
glucose homeostasis, these procedures
have been suggested as treatments for
type 2 diabetes even in the absence of
severe obesity and will be referred to

n
here as “metabolic surgery.”
A substantial body of evidence, includ-

io
ing data from numerous large cohort
studies and randomized controlled (non-

t
blinded) clinical trials, demonstrates that

ia
metabolic surgery achieves superior gly-
cemic control and reduction of cardio-
vascular risk in people with type 2

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diabetes and obesity compared with Figure 8.1—A: Vertical sleeve gastrectomy. B: Roux-en-Y gastric bypass surgery. Images
nonsurgical intervention (18). In addition reprinted from National Institute of Diabetes and Digestive and Kidney Diseases (92).
to improving glycemia, metabolic surgery

ss
reduces the incidence of microvascular diabetes remission over time (44); at approaches, enhanced training and
disease (75), improves quality of life least 35–50% of patients who initially credentialing, and involvement of multi-
(43,76,77), decreases cancer risk, and achieve remission of diabetes eventually disciplinary teams. Perioperative mortal-
improves cardiovascular disease risk fac-

sA
experience recurrence. Still, the median ity rates are typically 0.1–0.5%, similar to
tors and long-term cardiovascular events disease-free period among such individ- those of common abdominal procedures
(78–89). Cohort studies that match surgi- uals following RYGB is 8.3 years (94,95), such as cholecystectomy or hysterec-
cal and nonsurgical subjects strongly sug- and the majority of those who undergo tomy (104–108). Major complications
gest that metabolic surgery reduces
te
surgery maintain substantial improve- occur in 2–6% of those undergoing met-
all-cause mortality (90,91). ment of glycemia from baseline for at abolic surgery, which compares favor-
The overwhelming majority of proce-
least 5–15 years (43,76,79,80,95–98). ably with the rates for other commonly
be
dures in the U.S. are vertical sleeve gas-
Exceedingly few presurgical predictors performed elective operations (108).
trectomy (VSG) and Roux-en-Y gastric
of success have been identified, but Postsurgical recovery times and morbid-
bypass (RYGB). Both procedures result in
younger age, shorter duration of diabetes ity have also dramatically declined. Minor
an anatomically smaller stomach pouch
(e.g., <8 years) (70), and lesser severity complications and need for operative rein-
ia

and often robust changes in enteroendo-


of diabetes (better glycemic control, non- tervention occur in up to 15% (104–113).
crine hormones. In VSG, 80% of the
use of insulin) are associated with higher Empirical data suggest that the proficiency
stomach is removed, leaving behind a
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rates of diabetes remission (43,79,97,99). of the operating surgeon and surgical


long, thin sleeve-shaped pouch. RYGB
Greater baseline visceral fat area may team is an important factor in determin-
creates a much smaller stomach pouch
also predict improved postoperative out- ing mortality, complications, reoperations,
(roughly the size of a walnut), which is
then attached to the distal small intes- comes, especially among Asian American and readmissions (114). Accordingly, met-
people with type 2 diabetes (100). abolic surgery should be performed in
ica

tine, thereby bypassing the duodenum


and jejunum (Fig. 8.1). Although surgery has been shown to high-volume centers with multidisciplinary
Several organizations recommend low- improve the metabolic profiles of people teams experienced in managing diabetes,
ering the BMI criteria for metabolic surgery with type 1 diabetes, larger and longer- obesity, and gastrointestinal surgery.
to 30 kg/m2 (27.5 kg/m2 for Asian Ameri- term studies are needed to determine Beyond the perioperative period,
er

can individuals) for people with type 2 dia- the role of metabolic surgery in such in- longer-term risks include vitamin and
betes who have not achieved sufficient dividuals (101). mineral deficiencies, anemia, osteopo-
Whereas metabolic surgery has greater rosis, dumping syndrome, and severe
m

weight loss and improved comorbidities


(including hyperglycemia) with reasonable initial costs than nonsurgical obesity hypoglycemia (115). Nutritional and
nonsurgical treatments. Studies have docu- treatments, retrospective analyses and micronutrient deficiencies and related
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mented diabetes remission after 1–5 years modeling studies suggest that surgery complications occur with a variable fre-
in 30–63% of patients with RYGB (18,93). may be cost-effective or even cost- quency depending on the type of proce-
Most notably, the Surgical Treatment saving for individuals with type 2 diabe- dure and require routine monitoring of
and Medications Potentially Eradicate tes. However, these results largely depend micronutrient and nutritional status and
Diabetes Efficiently (STAMPEDE) trial, on assumptions about the long-term ef- lifelong vitamin/nutritional supplemen-
which randomized 150 participants with fectiveness and safety of the procedures tation (115). Dumping syndrome usually
unmanaged diabetes to receive either (102,103). occurs shortly (10–30 min) after a meal
metabolic surgery or medical treatment, and may present with diarrhea, nausea,
found that 29% of those treated with Potential Risks and Complications vomiting, palpitations, and fatigue; hy-
RYGB and 23% treated with VSG achieved The safety of metabolic surgery has im- poglycemia is usually not present at the
A1C of 6.0% or lower after 5 years (43). proved significantly with continued refine- time of symptoms but, in some cases,
Available data suggest an erosion of ment of minimally invasive (laparoscopic) may develop several hours later.
S136 Obesity and Weight Management for Type 2 Diabetes Diabetes Care Volume 46, Supplement 1, January 2023

Postbariatric hypoglycemia (PBH) can mental health conditions until these condi- phentermine and topiramate extended release.
Diabetes Care 2014;37:3309–3316
occur with RYGB, VSG, and other gastro- tions have been sufficiently addressed. In-
15. O’Neil PM, Smith SR, Weissman NJ, et al.
intestinal procedures and may severely dividuals with preoperative or new-onset Randomized placebo-controlled clinical trial of
impact quality of life (116–118). PBH is psychopathology should be assessed regu- lorcaserin for weight loss in type 2 diabetes
driven in part by altered gastric empty- larly following surgery to optimize mental mellitus: the BLOOM-DM study. Obesity (Silver
Spring) 2012;20:1426–1436

n
ing of ingested nutrients, leading to rapid health and postsurgical outcomes. 16. Hollander P, Gupta AK, Plodkowski R, et al.;
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vascular disease outcomes in patients with type 2 impact of morbid obesity and factors affecting Metab Syndr Obes 2020;13:4469–4482
diabetes and severe obesity. JAMA 2018;320: access to obesity surgery. Surg Clin North Am 118. Lee D, Dreyfuss JM, Sheehan A, Puleio A, Mulla
1570–1582 2016;96:669–679 CM, Patti ME. Glycemic patterns are distinct in post-
89. Billeter AT, Scheurlen KM, Probst P, et al. 104. Flum DR, Belle SH, King WC, et al.; bariatric hypoglycemia after gastric bypass (PBH-
Meta-analysis of metabolic surgery versus medical Longitudinal Assessment of Bariatric Surgery RYGB). J Clin Endocrinol Metab 2021;106:2291–2303
treatment for microvascular complications in (LABS) Consortium. Perioperative safety in the 119. Salehi M, Vella A, McLaughlin T, Patti ME.
patients with type 2 diabetes mellitus. Br J Surg longitudinal assessment of bariatric surgery. N Hypoglycemia after gastric bypass surgery: current
2018;105:168–181 Engl J Med 2009;361:445–454 concepts and controversies. J Clin Endocrinol Metab
90. Aminian A, Zajichek A, Arterburn DE, et al. 105. Courcoulas AP, Christian NJ, Belle SH, et al.; 2018;103:2815–2826
Association of metabolic surgery with major adverse Longitudinal Assessment of Bariatric Surgery 120. Conason A, Teixeira J, Hsu CH, Puma L, Knafo
cardiovascular outcomes in patients with type 2 (LABS) Consortium. Weight change and health D, Geliebter A. Substance use following bariatric
diabetes and obesity. JAMA 2019;322:1271–1282 outcomes at 3 years after bariatric surgery weight loss surgery. JAMA Surg 2013;148:145–150
91. Syn NL, Cummings DE, Wang LZ, et al. among individuals with severe obesity. JAMA 121. Bhatti JA, Nathens AB, Thiruchelvam D,
Association of metabolic-bariatric surgery with 2013;310:2416–2425 Grantcharov T, Goldstein BI, Redelmeier DA. Self-harm
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emergencies after bariatric surgery: a population- best practice update. Obesity (Silver Spring) 2009; 131. Nalpropion Pharmaceuticals. Contrave
based cohort study. JAMA Surg 2016;151:226–232 17:880–884 (naltrexone HCl/bupropion HCl) extended-release
122. Peterh€ansel C, Petroff D, Klinitzke G, 127. Evert AB, Dennison M, Gardner CD, et al. tablets. Accessed 17 October 2022. Available at
Kersting A, Wagner B. Risk of completed suicide Nutrition therapy for adults with diabetes or https://contrave.com
after bariatric surgery: a systematic review. Obes prediabetes: a consensus report. Diabetes Care 132. CHEPLAPHARM and H2-Pharma. Xenical
Rev 2013;14:369–382 2019;42:731–754 (orlistat). Accessed 17 October 2022. Available
123. Jakobsen GS, Småstuen MC, Sandbu R, et al. 128. IBM. Micromedex Red Book. Accessed 9 from https://xenical.com

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Association of bariatric surgery vs medical obesity November 2022. Available from https://www. 133. Vivus. Qsymia (phentermine and topiramate
treatment with long-term medical complications and ibm.com/products/micromedex-red-book extended-release) capsules. Accessed 17 October

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obesity-related comorbidities. JAMA 2018;319:291–301 129. Data.Medicaid.gov. NADAC (National Average 2022. Available from https://qsymia.com
124. King WC, Chen JY, Mitchell JE, et al. Prevalence Drug Acquisition Cost). Accessed 4 October 2022. 134. Novo Nordisk. Saxenda (liraglutide injection
of alcohol use disorders before and after bariatric Available from https://data.medicaid.gov/dataset/ 3 mg). Accessed 17 October 2022. Available from

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surgery. JAMA 2012;307:2516–2525 dfa2ab14-06c2-457a-9e36-5cb6d80f8d93 https://www.saxenda.com

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125. Young-Hyman D, Peyrot M. Psychosocial 130. U.S. National Library of Medicine. 135. Aronne LJ, Wadden TA, Peterson C, Winslow
Care for People with Diabetes. 1st ed. Alexandria, Phentermine–phentermine hydrochloride capsule. D, Odeh S, Gadde KM. Evaluation of phentermine
VA, American Diabetes Association, 2012 Accessed 17 October 2022. Available from https:// and topiramate versus phentermine/topiramate
126. Greenberg I, Sogg S, M Perna F. Behavioral dailymed.nlm.nih.gov/dailymed/drugInfo.cfm? extended-release in obese adults. Obesity (Silver

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and psychological care in weight loss surgery: setid=737eef3b-9a6b-4ab3-a25c-49d84d2a0197 Spring) 2013;21:2163–2171

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S140 Diabetes Care Volume 46, Supplement 1, January 2023

9. Pharmacologic Approaches to Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Glycemic Treatment: Standards Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
of Care in Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S140–S157 | https://doi.org/10.2337/dc23-S009 Mary Lou Perry, Priya Prahalad,
9. PHARMACOLOGIC APPROACHES TO GLYCEMIC TREATMENT

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

sA
cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
te
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
be

list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
ia

PHARMACOLOGIC THERAPY FOR ADULTS WITH TYPE 1 DIABETES


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Recommendations
9.1 Most individuals with type 1 diabetes should be treated with multiple daily
injections of prandial and basal insulin, or continuous subcutaneous insulin
ica

infusion. A
9.2 Most individuals with type 1 diabetes should use rapid-acting insulin analogs
to reduce hypoglycemia risk. A
9.3 Individuals with type 1 diabetes should receive education on how to match
mealtime insulin doses to carbohydrate intake, fat and protein content, and
er

anticipated physical activity. B


m

Insulin Therapy
Because the hallmark of type 1 diabetes is absent or near-absent b-cell function,
©A

insulin treatment is essential for individuals with type 1 diabetes. In addition to hy- Disclosure information for each author is
perglycemia, insulinopenia can contribute to other metabolic disturbances like hy- available at https://doi.org/10.2337/dc23-SDIS.
pertriglyceridemia and ketoacidosis as well as tissue catabolism that can be life Suggested citation: ElSayed NA, Aleppo G,
threatening. Severe metabolic decompensation can be, and was, mostly prevented Aroda VR, et al., American Diabetes Association.
with once- or twice-daily injections for the six or seven decades after the discovery 9. Pharmacologic approaches to glycemic treat-
of insulin. However, over the past three decades, evidence has accumulated sup- ment: Standards of Care in Diabetes—2023.
Diabetes Care 2023;46(Suppl. 1):S140–S157
porting more intensive insulin replacement, using multiple daily injections of insulin
or continuous subcutaneous administration through an insulin pump, as providing © 2022 by the American Diabetes Association.
the best combination of effectiveness and safety for people with type 1 diabetes. Readers may use this article as long as the
work is properly cited, the use is educational
The Diabetes Control and Complications Trial (DCCT) demonstrated that intensive and not for profit, and the work is not altered.
therapy with multiple daily injections or continuous subcutaneous insulin infusion More information is available at https://www.
(CSII) reduced A1C and was associated with improved long-term outcomes (1–3). diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Pharmacologic Approaches to Glycemic Treatment S141

The study was carried out with short- to the individual to keep them safe and monitoring should be considered in most
acting (regular) and intermediate-acting out of diabetic ketoacidosis and to avoid individuals with type 1 diabetes. AID sys-
(NPH) human insulins. In this landmark significant hypoglycemia, with every ef- tems may be considered in individuals
trial, lower A1C with intensive control fort made to reach the individual’s gly- with type 1 diabetes who are capable of
(7%) led to 50% reductions in micro- cemic targets. using the device safely (either by them-
vascular complications over 6 years of Most studies comparing multiple daily selves or with a caregiver) in order to

n
treatment. However, intensive therapy injections with CSII have been relatively improve time in range and reduce A1C
small and of short duration. However, a and hypoglycemia (22). See Section 7,

io
was associated with a higher rate of se-
vere hypoglycemia than conventional systematic review and meta-analysis con- “Diabetes Technology,” for a full discus-
treatment (62 compared with 19 epi- cluded that CSII via pump therapy has sion of insulin delivery devices.

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sodes per 100 patient-years of therapy). modest advantages for lowering A1C In general, individuals with type 1 dia-

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Follow-up of subjects from the DCCT ( 0.30% [95% CI 0.58 to 0.02]) and betes require 50% of their daily insulin
more than 10 years after the active treat- for reducing severe hypoglycemia rates as basal and 50% as prandial, but this is
ment component of the study demon- in children and adults (15). However, dependent on a number of factors, in-

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strated fewer macrovascular as well as there is no consensus to guide the choice cluding whether the individual consumes
fewer microvascular complications in the of injection or pump therapy in a given lower or higher carbohydrate meals. To-
group that received intensive treatment individual, and research to guide this deci- tal daily insulin requirements can be esti-

ss
(2,4). sion-making is needed (16). The arrival of mated based on weight, with typical
Insulin replacement regimens typically continuous glucose monitors (CGM) to doses ranging from 0.4 to 1.0 units/kg/
consist of basal insulin, mealtime insulin, clinical practice has proven beneficial in day. Higher amounts are required during
puberty, pregnancy, and medical illness.

sA
and correction insulin (5). Basal insulin people using insulin therapy. Its use is
includes NPH insulin, long-acting insulin now considered standard of care for most The American Diabetes Association/JDRF
analogs, and continuous delivery of rapid- people with type 1 diabetes (5) (see Sec- Type 1 Diabetes Sourcebook notes 0.5 units/
acting insulin via an insulin pump. Basal tion 7, “Diabetes Technology”). Reduction kg/day as a typical starting dose in indi-
viduals with type 1 diabetes who are
te
insulin analogs have longer duration of of nocturnal hypoglycemia in individuals
metabolically stable, with half adminis-
action with flatter, more constant plasma with type 1 diabetes using insulin pumps
tered as prandial insulin given to control
concentrations and activity profiles than with CGM is improved by automatic sus-
be
blood glucose after meals and the other
NPH insulin; rapid-acting analogs (RAA) pension of insulin delivery at a preset glu-
half as basal insulin to control glycemia
have a quicker onset and peak and shorter cose level (16–18). When choosing among
in the periods between meal absorption
duration of action than regular human in- insulin delivery systems, individual pref-
(23); this guideline provides detailed in-
sulin. In people with type 1 diabetes, treat- erences, cost, insulin type and dosing
ia

formation on intensification of therapy


ment with analog insulins is associated regimen, and self-management capabili-
to meet individualized needs. In addi-
with less hypoglycemia and weight gain as ties should be considered (see Section 7,
tion, the American Diabetes Association
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well as lower A1C compared with human “Diabetes Technology”).


(ADA) position statement “Type 1 Diabe-
insulins (6–8). More recently, two inject- The U.S. Food and Drug Administra-
tes Management Through the Life Span”
able insulin formulations with enhanced tion (FDA) has now approved multiple provides a thorough overview of type 1
rapid-action profiles have been introduced. hybrid closed-loop pump systems (also diabetes treatment (24).
Inhaled human insulin has a rapid peak called automated insulin delivery [AID]
ica

Typical multidose regimens for individ-


and shortened duration of action com- systems). The safety and efficacy of hybrid uals with type 1 diabetes combine pre-
pared with RAA and may cause less hypo- closed-loop systems has been supported meal use of shorter-acting insulins with a
glycemia and weight gain (9) (see also in the literature in adolescents and adults longer-acting formulation. The long-acting
subsection ALTERNATIVE INSULIN ROUTES in with type 1 diabetes (19,20), and evi-
er

basal dose is titrated to regulate over-


PHARMACOLOGIC THERAPY FOR ADULTS WITH TYPE 2 dence suggests that a closed-loop system night and fasting glucose. Postprandial
DIABETES), and faster-acting insulin aspart is superior to sensor-augmented pump glucose excursions are best controlled
and insulin lispro-aabc may reduce pran- therapy for glycemic control and reduction
m

by a well-timed injection of prandial in-


dial excursions better than RAA (10–12). of hypoglycemia over 3 months of com- sulin. The optimal time to administer
In addition, longer-acting basal analogs parison in children and adults with type 1 prandial insulin varies, based on the phar-
©A

(U-300 glargine or degludec) may confer diabetes (21). In the International Diabe- macokinetics of the formulation (regular,
a lower hypoglycemia risk compared with tes Closed Loop (iDCL) trial, a 6-month RAA, inhaled), the premeal blood glucose
U-100 glargine in individuals with type 1 trial in people with type 1 diabetes at level, and carbohydrate consumption. Rec-
diabetes (13,14). Despite the advantages least 14 years of age, the use of a closed- ommendations for prandial insulin dose
of insulin analogs in individuals with type 1 loop system was associated with a greater administration should therefore be individ-
diabetes, for some individuals the expense percentage of time spent in the target gly- ualized. Physiologic insulin secretion varies
and/or intensity of treatment required for cemic range, reduced mean glucose and with glycemia, meal size, meal composi-
their use is prohibitive. There are multiple A1C levels, and a lower percentage of time tion, and tissue demands for glucose. To
approaches to insulin treatment, and the spent in hypoglycemia compared with use approach this variability in people using
central precept in the management of of a sensor-augmented pump (22). insulin treatment, strategies have evolved
type 1 diabetes is that some form of insu- Intensive insulin management using a to adjust prandial doses based on pre-
lin be given in a planned regimen tailored version of CSII and continuous glucose dicted needs. Thus, education on how to
S142 Pharmacologic Approaches to Glycemic Treatment Diabetes Care Volume 46, Supplement 1, January 2023

adjust prandial insulin to account for car- the adipogenic actions of insulin at a site SURGICAL TREATMENT FOR TYPE 1
bohydrate intake, premeal glucose levels, of multiple injections. Lipohypertrophy ap- DIABETES
and anticipated activity can be effective pears as soft, smooth raised areas several Pancreas and Islet Transplantation
and should be offered to most individuals centimeters in breadth and can contribute Successful pancreas and islet transplan-
(25,26). For individuals in whom carbohy- to erratic insulin absorption, increased tation can normalize glucose levels and
drate counting is effective, estimates of glycemic variability, and unexplained mitigate microvascular complications of

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the fat and protein content of meals can hypoglycemic episodes. People treated type 1 diabetes. However, people receiving
these treatments require lifelong immuno-

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be incorporated into their prandial dos- with insulin and/or caregivers should
ing for added benefit (27) (see Section 5, receive education about proper injec- suppression to prevent graft rejection and/
“Facilitating Positive Health Behaviors and tion site rotation and how to recognize or recurrence of autoimmune islet destruc-

t
Well-being to Improve Health Outcomes”). and avoid areas of lipohypertrophy. As tion. Given the potential adverse effects

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of immunosuppressive therapy, pancreas
The 2021 ADA/European Association noted in Table 4.1, examination of insu-
transplantation should be reserved for
for the Study of Diabetes (EASD) consen- lin injection sites for the presence of lipo-
people with type 1 diabetes undergoing

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sus report on the management of type 1 hypertrophy, as well as assessment of
simultaneous renal transplantation, fol-
diabetes in adults summarizes different injection device use and injection tech- lowing renal transplantation, or for those
insulin regimens and glucose monitoring nique, are key components of a compre- with recurrent ketoacidosis or severe
strategies in individuals with type 1 dia- hensive diabetes medical evaluation and

ss
hypoglycemia despite intensive glycemic
betes (Fig. 9.1 and Table 9.1) (5). treatment plan. Proper insulin injection management (42).
technique may lead to more effective use The 2021 ADA/EASD consensus report
Insulin Injection Technique of this therapy and, as such, holds the po- on the management of type 1 diabetes

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Ensuring that individuals and/or caregivers tential for improved clinical outcomes. in adults offers a simplified overview
understand correct insulin injection tech- of indications for b-cell replacement
nique is important to optimize glucose Noninsulin Treatments for Type 1 therapy in people with type 1 diabetes
control and insulin use safety. Thus, it is Diabetes (Fig. 9.2) (5).
te
important that insulin be delivered into Injectable and oral glucose-lowering drugs
the proper tissue in the correct way. Rec- have been studied for their efficacy as ad- PHARMACOLOGIC THERAPY FOR
ommendations have been published else- juncts to insulin treatment of type 1 diabe- ADULTS WITH TYPE 2 DIABETES
be

where outlining best practices for insulin tes. Pramlintide is based on the naturally
Recommendations
injection (28). Proper insulin injection tech- occurring b-cell peptide amylin and is ap-
9.4a Healthy lifestyle behaviors, dia-
nique includes injecting into appropriate proved for use in adults with type 1 diabe-
betes self-management educa-
ia

body areas, injection site rotation, appro- tes. Clinical trials have demonstrated a
tion and support, avoidance of
priate care of injection sites to avoid infec- modest reduction in A1C (0.3–0.4%) and
clinical inertia, and social deter-
tion or other complications, and avoidance modest weight loss (1 kg) with pram-
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minants of health should be con-


of intramuscular (IM) insulin delivery. lintide (30–33). Similarly, results have been
sidered in the glucose-lowering
Exogenously delivered insulin should be reported for several agents currently ap- management of type 2 diabetes.
injected into subcutaneous tissue, not in- proved only for the treatment of type 2 di- Pharmacologic therapy should be
tramuscularly. Recommended sites for in- abetes. The addition of metformin in guided by person-centered treat-
ica

sulin injection include the abdomen, thigh, adults with type 1 diabetes caused small ment factors, including comor-
buttock, and upper arm. Insulin absorption reductions in body weight and lipid lev- bidities and treatment goals. A
from IM sites differs from that in subcuta- els but did not improve A1C (34,35). The 9.4b In adults with type 2 diabetes
neous sites and is also influenced by the largest clinical trials of glucagon-like pep- and established/high risk of ath-
er

activity of the muscle. Inadvertent IM in- tide 1 receptor agonists (GLP-1 RAs) in erosclerotic cardiovascular disease,
jection can lead to unpredictable insulin type 1 diabetes have been conducted heart failure, and/or chronic kid-
absorption and variable effects on glucose with liraglutide 1.8 mg daily, showing ney disease, the treatment regi-
m

and is associated with frequent and unex- modest A1C reductions (0.4%), decreases men should include agents that
plained hypoglycemia. Risk for IM insulin in weight (5 kg), and reductions in insulin reduce cardiorenal risk (Fig. 9.3
delivery is increased in younger, leaner doses (36,37). Similarly, sodium–glucose co- and Table 9.2). A
©A

individuals when injecting into the limbs transporter 2 (SGLT2) inhibitors have been 9.4c Pharmacologic approaches that
rather than truncal sites (abdomen and studied in clinical trials in people with type 1 provide adequate efficacy to
buttocks) and when using longer needles. diabetes, showing improvements in A1C, re- achieve and maintain treatment
Recent evidence supports the use of short duced body weight, and improved blood goals should be considered, such
needles (e.g., 4-mm pen needles) as effec- pressure (38–40); however, SGLT2 inhibitor as metformin or other agents,
tive and well tolerated when compared use in type 1 diabetes is associated with an including combination therapy
with longer needles, including a study per- increased rate of diabetic ketoacidosis. The (Fig. 9.3 and Table 9.2). A
risks and benefits of adjunctive agents 9.4d Weight management is an im-
formed in adults with obesity (29).
pactful component of glucose-
Injection site rotation is additionally nec- continue to be evaluated, with consen-
lowering management in type 2
essary to avoid lipohypertrophy, an accu- sus statements providing guidance on
diabetes. The glucose-lowering
mulation of subcutaneous fat in response to patient selection and precautions (41).
diabetesjournals.org/care Pharmacologic Approaches to Glycemic Treatment S143

for details on cardiovascular risk


reduction recommendations). A
9.10 In adults with type 2 diabetes,
a glucagon-like peptide 1 recep-
tor agonist is preferred to insu-
lin when possible. A

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9.11 If insulin is used, combination

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therapy with a glucagon-like pep-
tide 1 receptor agonist is recom-
mended for greater efficacy,

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durability of treatment effect,

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and weight and hypoglycemia
benefit. A

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9.12 Recommendation for treatment
intensification for individuals not
meeting treatment goals should
not be delayed. A

ss
9.13 Medication regimen and med-
ication-taking behavior should
be reevaluated at regular in-

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tervals (every 3–6 months) and
adjusted as needed to incorpo-
rate specific factors that impact
choice of treatment (Fig. 4.1
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Figure 9.1—Choices of insulin regimens in people with type 1 diabetes. Continuous glucose and Table 9.2). E
monitoring improves outcomes with injected or infused insulin and is superior to blood glucose 9.14 Clinicians should be aware of
monitoring. Inhaled insulin may be used in place of injectable prandial insulin in the U.S. the potential for overbasaliza-
be
1
The number of plus signs (1) is an estimate of relative association of the regimen with in-
creased flexibility, lower risk of hypoglycemia, and higher costs between the considered regi-
tion with insulin therapy. Clini-
mens. LAA, long-acting insulin analog; MDI, multiple daily injections; RAA, rapid-acting insulin cal signals that may prompt
analog; URAA, ultra-rapid-acting insulin analog. Reprinted from Holt et al. (5). evaluation of overbasalization
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include basal dose more than


0.5 units/kg/day, high bedtime–
treatment regimen should con- effects on cardiovascular and re- morning or postpreprandial glu-
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sider approaches that support nal comorbidities, efficacy, hypo- cose differential, hypoglycemia
weight management goals (Fig. glycemia risk, impact on weight, (aware or unaware), and high
9.3 and Table 9.2). A cost and access, risk for side ef- glycemic variability. Indication of
9.5 Metformin should be contin- fects, and individual preferences overbasalization should prompt
ica

ued upon initiation of insulin (Fig. 9.3 and Table 9.2). E reevaluation to further individu-
therapy (unless contraindica- 9.9 Among individuals with type 2 alize therapy. E
ted or not tolerated) for on- diabetes who have established
going glycemic and metabolic atherosclerotic cardiovascular
The ADA/EASD consensus report “Manage-
er

benefits. A disease or indicators of high


ment of Hyperglycemia in Type 2 Diabetes,
9.6 Early combination therapy can be cardiovascular risk, established
2022” (43–45) recommends a holistic, mul-
considered in some individuals kidney disease, or heart failure,
tifactorial person-centered approach ac-
m

at treatment initiation to extend a sodium–glucose cotransporter


counting for the lifelong nature of type 2
the time to treatment failure. A 2 inhibitor and/or glucagon-like
diabetes. Person-specific factors that affect
9.7 The early introduction of in- peptide 1 receptor agonist with
©A

choice of treatment include individualized


sulin should be considered if demonstrated cardiovascular dis-
glycemic and weight goals, impact on
there is evidence of ongoing ease benefit (Fig. 9.3, Table 9.2,
weight, hypoglycemia and cardiorenal pro-
catabolism (weight loss), if symp- Table 10.3B, and Table 10.3C)
tection (see Section 10, “Cardiovascular
toms of hyperglycemia are pre- is recommended as part of the
Disease and Risk Management,” and Sec-
sent, or when A1C levels (>10% glucose-lowering regimen and
tion 11 “Chronic Kidney Disease and Risk
[86 mmol/mol]) or blood glucose comprehensive cardiovascular
Management”), underlying physiologic fac-
levels ($300 mg/dL [16.7 mmol/L]) risk reduction, independent of
tors, side effect profiles of medications,
are very high. E A1C and in consideration of
complexity of regimen, regimen choice to
9.8 A person-centered approach person-specific factors (Fig. 9.3)
optimize medication use and reduce treat-
should guide the choice of phar- (see Section 10, “Cardiovascular
ment discontinuation, and access, cost,
macologic agents. Consider the Disease and Risk Management,”
and availability of medication. Lifestyle
S144

Table 9.1—Examples of subcutaneous insulin regimens


Regimen Timing and distribution Advantages Disadvantages Adjusting doses
©A
Regimens that more closely mimic normal insulin secretion
Insulin pump therapy (hybrid
mBasal delivery of URAA or RAA; Can adjust basal rates for varying Most expensive regimen. Mealtime insulin: if carbohydrate
closed-loop, low-glucose generally 40–60% of TDD. insulin sensitivity by time of day, Must continuously wear one or more counting is accurate, change ICR if
suspend, CGM-augmented Mealtime and correction: URAA or for exercise and for sick days. devices. glucose after meal consistently out
open-loop, BGM-augmented RAA by bolus based on ICR and/or Flexibility in meal timing and Risk of rapid development of ketosis of target.
open-loop) ISF and target glucose, with content. or DKA with interruption of insulin Correction insulin: adjust ISF and/or
er
pre-meal insulin 15 min Pump can deliver insulin in delivery. target glucose if correction does
before eating. increments of fractions of units. Potential reactions to adhesives and not consistently bring glucose into
Potential for integration with CGM site infections. range.
for low-glucose suspend or hybrid Most technically complex approach Basal rates: adjust based on
ica
closed-loop. (harder for people with lower overnight, fasting or daytime
Pharmacologic Approaches to Glycemic Treatment

TIR % highest and TBR % lowest numeracy or literacy skills). glucose outside of activity of
with: hybrid closed-loop > low- URAA/RAA bolus.
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glucose suspend > CGM-
augmented open-loop > BGM-
augmented open-loop.
MDI: LAA 1 flexible doses of URAA LAA once daily (insulin detemir or
ia Can use pens for all components. At least four daily injections. Mealtime insulin: if carbohydrate
or RAA at meals insulin glargine may require twice- Flexibility in meal timing and Most costly insulins. counting is accurate, change ICR if
daily dosing); generally 50% of content. Smallest increment of insulin is glucose after meal consistently out
TDD. Insulin analogs cause less 1 unit (0.5 unit with some pens). of target.
be
Mealtime and correction: URAA or hypoglycemia than human insulins. LAAs may not cover strong dawn Correction insulin: adjust ISF and/or
RAA based on ICR and/or ISF and phenomenon (rise in glucose in target glucose if correction does
target glucose. early morning hours) as well as not consistently bring glucose into
te
pump therapy. range.
LAA: based on overnight or fasting
glucose or daytime glucose
outside of activity time course, or
sA
URAA or RAA injections.
MDI regimens with less flexibility
Four injections daily with fixed Pre-breakfast: RAA 20% of TDD. May be feasible if unable to Shorter duration RAA may lead to Pre-breakfast RAA: based on BGM
ss
doses of N and RAA Pre-lunch: RAA 10% of TDD. carbohydrate count. basal deficit during day; may need after breakfast or before lunch.
Pre-dinner: RAA 10% of TDD. All meals have RAA coverage. twice-daily N. Pre-lunch RAA: based on BGM after
Bedtime: N 50% of TDD. N is less expensive than LAAs. Greater risk of nocturnal hypoglycemia lunch or before dinner.
with N. Pre-dinner RAA: based on BGM after
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Requires relatively consistent mealtimes dinner or at bedtime.
and carbohydrate intake. Evening N: based on fasting or
ia overnight BGM.
Continued on p. S145
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Diabetes Care Volume 46, Supplement 1, January 2023

n
Table 9.1—Continued
Regimen Timing and distribution Advantages Disadvantages Adjusting doses
Four injections daily with fixed Pre-breakfast: R 20% of TDD. May be feasible if unable to Greater risk of nocturnal Pre-breakfast R: based on BGM after
doses of N and R Pre-lunch: R 10% of TDD. carbohydrate count. hypoglycemia with N. breakfast or before lunch.
R can be dosed based on ICR and Greater risk of delayed post-meal Pre-lunch R: based on BGM after
©A
Pre-dinner: R 10% of TDD.
Bedtime: N 50% of TDD. correction. hypoglycemia with R. lunch or before dinner.
All meals have R coverage. Requires relatively consistent Pre-dinner R: based on BGM after
diabetesjournals.org/care

m Least expensive insulins. mealtimes and carbohydrate dinner or at bedtime.


intake. Evening N: based on fasting or
R must be injected at least 30 min overnight BGM.
before meal for better effect.
er
Regimens with fewer daily injections
Three injections daily: N1R or Pre-breakfast: 40% N 1 15% R or Morning insulins can be mixed in one Greater risk of nocturnal Morning N: based on pre-dinner
N1RAA RAA. syringe. hypoglycemia with N than LAAs. BGM.
Pre-dinner: 15% R or RAA. May be appropriate for those who Greater risk of delayed post-meal Morning R: based on pre-lunch BGM.
ica
Bedtime: 30% N. cannot take injection in middle of hypoglycemia with R than RAAs. Morning RAA: based on post-
day. Requires relatively consistent breakfast or pre-lunch BGM.
Morning N covers lunch to some mealtimes and carbohydrate Pre-dinner R: based on bedtime
extent. intake. BGM.
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Same advantages of RAAs over R. Coverage of post-lunch glucose often Pre-dinner RAA: based on post-
Least (N1R) or less expensive suboptimal. dinner or bedtime BGM.
insulins than MDI with analogs. R must be injected at least 30 min Evening N: based on fasting BGM.
ia
before meal for better effect.
Twice-daily “split-mixed”: N1R or Pre-breakfast: 40% N 1 15% R or Least number of injections for people Risk of hypoglycemia in afternoon or Morning N: based on pre-dinner
N1RAA RAA. with strong preference for this. middle of night from N. BGM.
be
Pre-dinner: 30% N 1 15% R or Insulins can be mixed in one syringe. Fixed mealtimes and meal content. Morning R: based on pre-lunch BGM.
RAA. Least (N1R) or less (N1RAA) Coverage of post-lunch glucose often Morning RAA: based on post-
expensive insulins vs analogs. suboptimal. breakfast or pre-lunch BGM.
te
Eliminates need for doses during the Difficult to reach targets for blood Evening R: based on bedtime BGM.
day. glucose without hypoglycemia. Evening RAA: based on post-dinner
or bedtime BGM.
Evening N: based on fasting BGM.
sA
BGM, blood glucose monitoring; CGM, continuous glucose monitoring; ICR, insulin-to-carbohydrate ratio; ISF, insulin sensitivity factor; LAA, long-acting analog; MDI, multiple daily injections; N, NPH
insulin; R, short-acting (regular) insulin; RAA, rapid-acting analog; TDD, total daily insulin dose; URAA, ultra-rapid-acting analog. Reprinted from Holt et al. (5).
ss
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Pharmacologic Approaches to Glycemic Treatment

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S146 Pharmacologic Approaches to Glycemic Treatment Diabetes Care Volume 46, Supplement 1, January 2023

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Figure 9.2—Simplified overview of indications for b-cell replacement therapy in people with type 1 diabetes. The two main forms of b-cell replace-
ment therapy are whole-pancreas transplantation or islet cell transplantation. b-Cell replacement therapy can be combined with kidney transplan-
tation if the individual has end-stage renal disease, which may be performed simultaneously or after kidney transplantation. All decisions about
transplantation must balance the surgical risk, metabolic need, and the choice of the individual with diabetes. GFR, glomerular filtration rate. Re-
be

printed from Holt et al. (5).

modifications and health behaviors that cologic approaches that provide the ef- Weight management is an impactful com-
ia

improve health (see Section 5, “Facilitating ficacy to achieve treatment goals should ponent of glucose-lowering management
Positive Health Behaviors and Well-being be considered, such as metformin or other in type 2 diabetes (45,46). The glucose-
to Improve Health Outcomes”) should be agents, including combination therapy, that lowering treatment regimen should con-
nD

emphasized along with any pharmacologic provide adequate efficacy to achieve and sider approaches that support weight
therapy. Section 13, “Older Adults,” and maintain treatment goals (45). In adults management goals, with very high ef-
Section 14, “Children and Adolescents,” with type 2 diabetes and established/high ficacy for weight loss seen with sema-
have recommendations specific for older risk of atherosclerotic cardiovascular disease glutide and tirzepatide (Fig. 9.3 and
ica

adults and for children and adolescents (ASCVD), heart failure (HF), and/or chronic Table 9.2) (45).
with type 2 diabetes, respectively. Sec- kidney disease (CKD), the treatment regi- Metformin is effective and safe, is inex-
tion 10, “Cardiovascular Disease and Risk men should include agents that reduce cardi- pensive, and may reduce risk of cardiovas-
Management,” and Section 11, “Chronic orenal risk (see Fig. 9.3, Table 9.2, Section cular events and death (47). Metformin is
10, “Cardiovascular Disease and Risk
er

Kidney Disease and Risk Management,” available in an immediate-release form for


have recommendations for the use of glucose- Management,” and Section 11, “Chronic twice-daily dosing or as an extended-
lowering drugs in the management of cardio- Kidney Disease and Risk Management”). release form that can be given once daily.
m

vascular and renal disease, respectively. Pharmacologic approaches that provide the Compared with sulfonylureas, metformin
efficacy to achieve treatment goals should as first-line therapy has beneficial effects
Choice of Glucose-Lowering Therapy be considered, specified as metformin or on A1C, weight, and cardiovascular mor-
©A

Healthy lifestyle behaviors, diabetes self- agent(s), including combination therapy, tality (48).
management, education, and support, that provide adequate efficacy to achieve The principal side effects of metfor-
avoidance of clinical inertia, and social and maintain treatment goals (Fig. 9.3 and min are gastrointestinal intolerance due
determinants of health should be consid- Table 9.2). In general, higher-efficacy ap- to bloating, abdominal discomfort, and
ered in the glucose-lowering manage- proaches have greater likelihood of achiev- diarrhea; these can be mitigated by grad-
ment of type 2 diabetes. Pharmacologic ing glycemic goals, with the following ual dose titration. The drug is cleared by
therapy should be guided by person- considered to have very high efficacy for renal filtration, and very high circulating
centered treatment factors, including glucose lowering: the GLP-1 RAs dulaglutide levels (e.g., as a result of overdose or
comorbidities and treatment goals. Phar- (high dose) and semaglutide, the gastric in- acute renal failure) have been associated
macotherapy should be started at the hibitory peptide (GIP) and GLP-1 RA tirze- with lactic acidosis. However, the occur-
time type 2 diabetes is diagnosed unless patide, insulin, combination oral therapy, rence of this complication is now known
there are contraindications. Pharma- and combination injectable therapy. to be very rare, and metformin may be
©A
diabetesjournals.org/care

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Figure 9.3—Use of glucose-lowering medications in the management of type 2 diabetes. ACEi, angiotensin-converting enzyme inhibitor; ACR, albumin-to-creatinine ratio; ARB, angiotensin receptor blocker; ASCVD, atherosclerotic cardio-
vascular disease; CGM, continuous glucose monitoring; CKD, chronic kidney disease; CV, cardiovascular; CVD, cardiovascular disease; CVOT, cardiovascular outcomes trial; DPP-4i, dipeptidyl peptidase 4 inhibitor; eGFR, estimated glomeru-
t
lar filtration rate; GLP-1 RA, glucagon-like peptide 1 receptor agonist; HF, heart failure; HFpEF, heart failure with preserved ejection fraction; HFrEF, heart failure with reduced ejection fraction; HHF, hospitalization for heart failure; MACE,
Pharmacologic Approaches to Glycemic Treatment

major adverse cardiovascular events; MI, myocardial infarction; SDOH, social determinants of health; SGLT2i, sodium-glucose cotransporter 2 inhibitor; T2D, type 2 diabetes; TZD, thiazolidinedione. Adapted from Davies et al. (45).
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S148

Table 9.2—Medications for lowering glucose, summary of characteristics

Hypogly- CV effects Renal effects


Efficacy1 Weight change2 Oral/SQ Cost Clinical considerations
cemia Effect on MACE HF Progression of DKD Dosing/use considerations*
©A
Metformin High No Neutral (potential Potential Neutral Neutral • Contraindicated with eGFR <30 mL/min Oral Low • GI side effects common; to mitigate GI side effects, consider slow dose titration, extended
for modest loss) benefit per 1.73 m2 release formulations, and administration with food
• Potential for vitamin B12 deficiency; monitor at regular intervals
SGLT2 inhibitors Intermediate No
m
Loss Benefit: Benefit: Benefit: • See labels for renal dose considerations Oral High • DKA risk, rare in T2DM: discontinue, evaluate, and treat promptly if suspected; be aware of
to high (intermediate) canagliflozin, canagliflozin, canagliflozin, of individual agents predisposing risk factors and clinical presentation (including euglycemic DKA); discontinue
empagliflozin dapagliflozin, dapagliflozin, • Glucose-lowering effect is lower for before scheduled surgery (e.g., 3–4 days), during critical illness, or during prolonged fasting to
empagliflozin, empagliflozin SGLT2 inhibitors at lower eGFR mitigate potential risk
ertugliflozin • Increased risk of genital mycotic infections
• Necrotizing fasciitis of the perineum (Fournier gangrene), rare reports: institute prompt
er
treatment if suspected
• Attention to volume status, blood pressure; adjust other volume-contracting agents as applicable
GLP-1 RAs High to No Loss Benefit: Neutral Benefit for renal • See labels for renal dose considerations SQ; oral High • Risk of thyroid C-cell tumors in rodents; human relevance not determined (liraglutide,
very high (intermediate to dulaglutide, endpoints in CVOTs, of individual agents (semaglutide) dulaglutide, exenatide extended release, semaglutide)
ica
very high) liraglutide, driven by albuminuria • No dose adjustment for dulaglutide, • Counsel patients on potential for GI side effects and their typically temporary nature; provide
Pharmacologic Approaches to Glycemic Treatment

semaglutide outcomes: liraglutide, semaglutide guidance on dietary modifications to mitigate GI side effects (reduction in meal size, mindful
(SQ) dulaglutide, • Monitor renal function when initiating or eating practices [e.g., stop eating once full], decreasing intake of high-fat or spicy food);
Neutral: liraglutide, escalating doses in patients with renal consider slower dose titration for patients experiencing GI challenges
semaglutide (SQ) impairment reporting severe adverse • Pancreatitis has been reported in clinical trials but causality has not been established.
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exenatide
once weekly, GI reactions Discontinue if pancreatitis is suspected
lixisenatide • Evaluate for gallbladder disease if cholelithiasis or cholecystitis is suspected

GIP and GLP-1 RA Very high No Loss (very high) Under Under Under investigation • See label for renal dose considerations SQ High • Risk of thyroid C-cell tumors in rodents; human relevance not determined
ia
investigation investigation • No dose adjustment • Counsel patients on potential for GI side effects and their typically temporary nature; provide
• Monitor renal function when initiating or guidance on dietary modifications to mitigate GI side effects (reduction in meal size, mindful
escalating doses in patients with renal eating practices [e.g., stop eating once full], decreasing intake of high-fat or spicy food);
impairment reporting severe adverse consider slower dose titration for patients experiencing GI challenges
GI reactions • Pancreatitis has been reported in clinical trials but causality has not been established.
be
Discontinue if pancreatitis is suspected
• Evaluate for gallbladder disease if cholelithiasis or cholecystitis is suspected
DPP-4 inhibitors Intermediate No Neutral Neutral Neutral Neutral • Renal dose adjustment required Oral High • Pancreatitis has been reported in clinical trials but causality has not been established.
te
(potential risk, (sitagliptin, saxagliptin, alogliptin); can Discontinue if pancreatitis is suspected
saxagliptin) be used in renal impairment • Joint pain
• No dose adjustment required for • Bullous pemphigoid (postmarketing): discontinue if suspected
linagliptin
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Thiazolidinediones High No Gain Potential benefit: Increased risk Neutral • No dose adjustment required Oral Low • Congestive HF (pioglitazone, rosiglitazone)
pioglitazone • Generally not recommended in renal • Fluid retention (edema; heart failure)
impairment due to potential for fluid • Benefit in NASH
retention • Risk of bone fractures
• Weight gain: consider lower doses to mitigate weight gain and edema
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Sulfonylureas High Yes Gain Neutral Neutral Neutral • Glyburide: generally not recommended Oral Low • FDA Special Warning on increased risk of CV mortality based on studies of an older sulfonylurea
(2nd generation) in chronic kidney disease (tolbutamide); glimepiride shown to be CV safe (see text)
• Glipizide and glimepiride: initiate • Use with caution in persons at risk for hypoglycemia
conservatively to avoid hypoglycemia
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Insulin Human High to Yes Gain Neutral Neutral Neutral • Lower insulin doses required with a SQ; inhaled Low (SQ) • Injection site reactions
Analogs very high decrease in eGFR; titrate per clinical • Higher risk of hypoglycemia with human insulin (NPH or premixed formulations) vs. analogs
response SQ High
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CV, cardiovascular; CVOT, cardiovascular outcomes trial; DKA, diabetic ketoacidosis; DKD, diabetic kidney disease; DPP-4, dipeptidyl peptidase 4; eGFR, estimated glomerular filtration rate; FDA,
U.S. Food and Drug Administration; GI, gastrointestinal; GIP, gastric inhibitory polypeptide; GLP-1 RA, glucagon-like peptide 1 receptor agonist; HF, heart failure; NASH, nonalcoholic steatohepatitis;
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MACE, major adverse cardiovascular events; SGLT2, sodium–glucose cotransporter 2; SQ, subcutaneous; T2DM, type 2 diabetes mellitus. *For agent-specific dosing recommendations, please refer
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to manufacturers’ prescribing information. 1Tsapas et al. (62). 2Tsapas et al. (114). Reprinted from Davies et al. (45).
Diabetes Care Volume 46, Supplement 1, January 2023

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diabetesjournals.org/care Pharmacologic Approaches to Glycemic Treatment S149

safely used in people with reduced esti- durability of glycemic effect (57). The Table 10.3C, and Section 10, “Cardiovascular
mated glomerular filtration rates (eGFR); VERIFY (Vildagliptin Efficacy in combina- Disease and Risk Management”) is recom-
the FDA has revised the label for metfor- tion with metfoRmln For earlY treatment mended as part of the glucose-lowering
min to reflect its safety in people with of type 2 diabetes) trial demonstrated regimen independent of A1C, independent
eGFR $30 mL/min/1.73 m2 (49). A ran- that initial combination therapy is supe- of metformin use and in consideration of
domized trial confirmed previous obser- rior to sequential addition of medications person-specific factors (Fig. 9.3). For peo-

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vations that metformin use is associated for extending primary and secondary fail- ple without established ASCVD, indica-
ure (58). In the VERIFY trial, participants tors of high ASCVD risk, HF, or CKD,

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with vitamin B12 deficiency and worsen-
ing of symptoms of neuropathy (50). This receiving the initial combination of met- medication choice is guided by efficacy
is compatible with a report from the Di- formin and the dipeptidyl peptidase 4 in support of individualized glycemic and

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abetes Prevention Program Outcomes (DPP-4) inhibitor vildagliptin had a slower weight management goals, avoidance of

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Study (DPPOS) suggesting periodic test- decline of glycemic control compared with side effects (particularly hypoglycemia
ing of vitamin B12 (51) (see Section 3, metformin alone and with vildagliptin and weight gain), cost/access, and indi-
“Prevention or Delay of Type 2 Diabetes added sequentially to metformin. These vidual preferences (61). A systematic re-

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and Associated Comorbidities”). results have not been generalized to oral view and network meta-analysis suggests
When A1C is $1.5% (12.5 mmol/mol) agents other than vildagliptin, but they greatest reductions in A1C level with insu-
above the glycemic target (see Section 6, suggest that more intensive early treat- lin regimens and specific GLP-1 RAs added

ss
“Glycemic Targets,” for appropriate tar- ment has some benefits and should be to metformin-based background ther-
gets), many individuals will require dual- considered through a shared decision- apy (62). In all cases, treatment regimens
combination therapy or a more potent making process, as appropriate. Initial need to be continuously reviewed for effi-
combination therapy should be consid- cacy, side effects, and burden (Table 9.2).

sA
glucose-lowering agent to achieve and
maintain their target A1C level (45,52) ered in people presenting with A1C levels In some instances, the individual will re-
(Fig. 9.3 and Table 9.2). Insulin has the 1.5–2.0% above target. Finally, incorpora- quire medication reduction or discontinu-
advantage of being effective where other tion of high-glycemic-efficacy therapies or ation. Common reasons for this include
therapies for cardiovascular/renal risk re- ineffectiveness, intolerable side effects,
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agents are not and should be considered
duction (e.g., GLP-1 RAs, SGLT2 inhibitors) expense, or a change in glycemic goals (e.g.,
as part of any combination regimen
may allow for weaning of the current in response to development of comor-
when hyperglycemia is severe, espe-
be
regimen, particularly of agents that may bidities or changes in treatment goals).
cially if catabolic features (weight loss,
increase the risk of hypoglycemia. Thus, Section 13, “Older Adults,” has a full dis-
hypertriglyceridemia, ketosis) are pre-
treatment intensification may not neces- cussion of treatment considerations in
sent. It is common practice to initiate in-
sarily follow a pure sequential addition older adults, in whom changes of glyce-
sulin therapy for people who present
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of therapy but instead reflect a tailoring mic goals and de-escalation of therapy
with blood glucose levels $300 mg/dL
of the regimen in alignment with person- are common.
(16.7mmol/L)orA1C>10% (86mmol/mol)
centered treatment goals (Fig. 9.3). The need for the greater potency of
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or if the individual has symptoms of hy-


Recommendations for treatment in- injectable medications is common, par-
perglycemia (i.e., polyuria or polydipsia) tensification for people not meeting ticularly in people with a longer dura-
or evidence of catabolism (weight loss) treatment goals should not be delayed. tion of diabetes. The addition of basal
(Fig. 9.4). As glucose toxicity resolves, sim- Shared decision-making is important in insulin, either human NPH or one of the
plifying the regimen and/or changing to
ica

discussions regarding treatment intensi- long-acting insulin analogs, to oral agent


noninsulin agents is often possible. How- fication. The choice of medication added regimens is a well-established approach
ever, there is evidence that people with un- to initial therapy is based on the clinical that is effective for many individuals. In
controlled hyperglycemia associated with characteristics of the individual and their addition, evidence supports the utility
type 2 diabetes can also be effectively
er

preferences. Important clinical character- of GLP-1 RAs in people not at glycemic


treated with a sulfonylurea (53). istics include the presence of established goal. While most GLP-1 RAs are inject-
ASCVD or indicators of high ASCVD risk, able, an oral formulation of semaglutide
Combination Therapy
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HF, CKD, obesity, nonalcoholic fatty liver is commercially available (63). In trials
Because type 2 diabetes is a progressive disease or nonalcoholic steatohepatitis, comparing the addition of an injectable
disease in many individuals, maintenance and risk for specific adverse drug effects, GLP-1 RA or insulin in people needing
©A

of glycemic targets often requires com- as well as safety, tolerability, and cost. further glucose lowering, glycemic effi-
bination therapy. Traditional recommen- Results from comparative effectiveness cacy of injectable GLP-1 RA was similar
dations have been to use stepwise addition meta-analyses suggest that each new or greater than that of basal insulin
of medications to metformin to maintain class of noninsulin agents added to initial (64–70). GLP-1 RAs in these trials had
A1C at target. The advantage of this is to therapy with metformin generally lowers a lower risk of hypoglycemia and ben-
provide a clear assessment of the positive A1C approximately 0.7–1.0% (59,60) eficial effects on body weight com-
and negative effects of new drugs and re- (Fig. 9.3 and Table 9.2). pared with insulin, albeit with greater
duce potential side effects and expense For people with type 2 diabetes and es- gastrointestinal side effects. Thus, trial
(54). However, there are data to support tablished ASCVD or indicators of high results support GLP-1 RAs as the pre-
initial combination therapy for more rapid ASCVD risk, HF, or CKD, an SGLT2 inhibitor ferred option for individuals requiring
attainment of glycemic goals (55,56) and and/or GLP-1 RA with demonstrated the potency of an injectable therapy for
later combination therapy for longer CVD benefit (see Table 9.2, Table 10.3B, glucose control (Fig. 9.4). In individuals
S150 Pharmacologic Approaches to Glycemic Treatment Diabetes Care Volume 46, Supplement 1, January 2023

TO AVOID
THERAPEUTIC
Use principles in Figure 9.3, including reinforcement of behavioral INERTIA
REASSESS AND
interventions (weight management and physical activity) and provision MODIFY TREATMENT
of DSMES, to meet individualized treatment goals REGULARLY
(3–6 MONTHS)

If injectable therapy is needed to reduce A1C1

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Consider GLP-1 RA or GIP/GLP-1 RA in most individuals prior to insulin2 If already on GLP-1 RA or dual GIP
INITIATION: Initiate appropriate starting dose for agent selected (varies within class) and GLP-1 RA or if these are not
TITRATION: Titrate to maintenance dose (varies within class) appropriate OR insulin is preferred

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If above A1C target

Add basal insulin3

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Choice of basal insulin should be based on person-specific considerations, including cost.
Refer to Table 9.4 for insulin cost information. Consider prescription of glucagon for
emergent hypoglycemia.

Add basal analog or bedtime NPH insulin4

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INITIATION: Start 10 units per day OR 0.1–0.2 units/kg per day
TITRATION:
ƒ Set FPG target (see Section 6, “Glycemic Targets”)
ƒ Choose evidence-based titration algorithm, e.g., increase 2 units every 3 days to
reach FPG target without hypoglycemia

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ƒ For hypoglycemia determine cause, if no clear reason lower dose by 10–20%

Assess adequacy of basal insulin dose


Consider clinical signals to evaluate for overbasalization and need to consider
adjunctive therapies (e.g., basal dose more than ~0.5 units/kg/day, elevated
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bedtime–morning and/or post–preprandial differential, hypoglycemia [aware or
unaware], high variability)

ƒ If above A1C target and not already on a GLP-1 RA or dual GIP and GLP-1 RA,
be
consider these classes, either in free combination or fixed-ratio combination, with insulin.
ƒ If A1C remains above target:

If on bedtime NPH, consider converting


to twice-daily NPH regimen
Add prandial insulin5
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Conversion based on individual needs and current


Usually one dose with the largest meal or meal with greatest PPG excursion; prandial glycemic control. The following is one possible
insulin can be dosed individually or mixed with NPH as appropriate approach:
INITIATION: TITRATION:
INITIATION:
ƒ 4 units per day or 10% of basal ƒ Increase dose by 1–2 units
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insulin dose or 10–15% twice weekly


ƒ Total dose = 80% of current bedtime NPH dose
ƒ If A1C <8% (64 mmol/mol) consider ƒ For hypoglycemia determine ƒ 2/3 given in the morning
lowering the basal dose by 4 units per cause, if no clear reason lower ƒ 1/3 given at bedtime
day or 10% of basal dose corresponding dose by 10–20% TITRATION:
ƒ Titrate based on individualized needs
ica

If above A1C target


If above A1C target

Stepwise additional Consider self-mixed/split insulin regimen Consider twice-daily


injections of premixed insulin regimen
Can adjust NPH and short/rapid-acting insulins
er

prandial insulin separately INITIATION:


(i.e., two, then three
additional INITIATION: ƒ Usually unit per unit
injections) ƒ Total NPH dose = 80% of current NPH dose at the same total
insulin dose, but may
ƒ 2/3 given before breakfast
m

require adjustment to
ƒ 1/3 given before dinner individual needs
Proceed to full ƒ Add 4 units of short/rapid-acting insulin to TITRATION:
each injection or 10% of reduced NPH dose
basal-bolus regimen ƒ Titrate based on
(i.e., basal insulin and TITRATION: individualized needs
©A

prandial insulin with


each meal) ƒ Titrate each component of the regimen
based on individualized needs

1. Consider insulin as the first injectable if evidence of ongoing catabolism, symptoms of hyperglycemia are present, when A1C levels (>10% [86 mmol/mol]) or blood glucose levels
( 300 mg/dL [16.7 mmol/L]) are very high, or a diagnosis of type 1 diabetes is a possibility.
2. When selecting GLP-1 RA, consider individual preference, A1C lowering, weight-lowering effect, or fequency of injection. If CVD is present, consider GLP-1 RA with proven CVD benefit. Oral or
injectable GLP-1 RA are appropriate.
3. For people on GLP-1 RA and basal insulin combination, consider use of a fixed-ratio combination product (IDegLira or iGlarLixi).
4. Consider switching from evening NPH to a basal analog if the individual develops hypoglycemia and/or frequently forgets to administer NPH in the evening and would be better managed
with an A.M. dose of a long-acting basal insulin.
5. If adding prandial insulin to NPH, consider initiation of a self-mixed or premixed insulin regimen to decrease the number of injections required.

Figure 9.4—Intensifying to injectable therapies in type 2 diabetes. DSMES, diabetes self-management education and support; FPG, fasting plasma
glucose; GLP-1 RA, glucagon-like peptide 1 receptor agonist; max, maximum; PPG, postprandial glucose. Adapted from Davies et al. (43).
diabetesjournals.org/care Pharmacologic Approaches to Glycemic Treatment S151

who are intensified to insulin therapy, provide the complementary outcomes analogs (U-100 glargine or detemir) have
combination therapy with a GLP-1 RA benefits associated with these classes been demonstrated to reduce the risk of
has been shown to have greater efficacy of medication (76). In cardiovascular symptomatic and nocturnal hypoglycemia
and durability of glycemic treatment ef- outcomes trials, empagliflozin, canagli- compared with NPH insulin (80–85), al-
fect, as well as weight and hypoglycemia flozin, dapagliflozin, liraglutide, semaglu- though these advantages are modest and
benefit, than treatment intensification tide, and dulaglutide all had beneficial may not persist (86). Longer-acting basal

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with insulin alone (45). However, cost effects on indices of CKD, while dedicated analogs (U-300 glargine or degludec) may
convey a lower hypoglycemia risk com-

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and tolerability issues are important renal outcomes studies have demonstrated
considerations in GLP-1 RA use. benefit of specific SGLT2 inhibitors. See pared with U-100 glargine when used in
Costs for diabetes medications have Section 11, “Chronic Kidney Disease and combination with oral agents (87–93).

t
increased dramatically over the past two Risk Management,” for discussion of how Clinicians should be aware of the poten-

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decades, and an increasing proportion is tial for overbasalization with insulin ther-
CKD may impact treatment choices. Ad-
now passed on to patients and their fami- apy. Clinical signals that may prompt
ditional large randomized trials of other
lies (71). Table 9.3 provides cost informa- evaluation of overbasalization include

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agents in these classes are ongoing.
tion for currently approved noninsulin basal dose greater than 0.5 units/kg,
therapies. Of note, prices listed are average high bedtime–morning or postprepran-
Insulin Therapy
wholesale prices (AWP) (72) and National dial glucose differential (e.g., bedtime–
Many adults with type 2 diabetes even-
morning glucose differential $50 mg/dL),

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Average Drug Acquisition Costs (NADAC) tually require and benefit from insulin
(73), separate measures to allow for a hypoglycemia (aware or unaware), and
therapy (Fig. 9.4). See the section INSULIN high variability. Indication of overbasali-
comparison of drug prices, but do not ac- INJECTION TECHNIQUE, above, for guidance on
zation should prompt reevaluation to

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count for discounts, rebates, or other price how to administer insulin safely and ef-
adjustments often involved in prescription further individualize therapy (94).
fectively. The progressive nature of type 2 The cost of insulin has been rising
sales that affect the actual cost incurred by diabetes should be regularly and objec-
the patient. Medication costs can be a ma- steadily over the past two decades, at a
tively explained to patients, and clinicians pace severalfold that of other medical ex-
te
jor source of stress for people with diabetes
should avoid using insulin as a threat or penditures (95). This expense contributes
and contribute to worse medication-taking
describing it as a sign of personal failure significant burden to patients as insulin
behavior (74); cost-reducing strategies
or punishment. Rather, the utility and im- has become a growing “out-of-pocket”
be
may improve medication-taking behavior
portance of insulin to maintain glycemic cost for people with diabetes, and direct
in some cases (75).
control once progression of the disease patient costs contribute to decrease in
overcomes the effect of other agents medication-taking behavior (95). There-
Cardiovascular Outcomes Trials
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should be emphasized. Educating and fore, consideration of cost is an impor-


There are now multiple large randomized
involving patients in insulin management tant component of effective management.
controlled trials reporting statistically signif-
is beneficial. For example, instruction of For many individuals with type 2 diabetes
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icant reductions in cardiovascular events in


individuals with type 2 diabetes initiating (e.g., individuals with relaxed A1C goals,
adults with type 2 diabetes treated with
insulin in self-titration of insulin doses low rates of hypoglycemia, and promi-
an SGLT2 inhibitor or GLP-1 RA; see Sec- nent insulin resistance, as well as those
tion 10, “Cardiovascular Disease and Risk based on glucose monitoring improves gly-
cemic control (77). Comprehensive educa- with cost concerns), human insulin (NPH
Management” for details. Participants
ica

tion regarding blood glucose monitoring, and regular) may be the appropriate
enrolled in many of the cardiovascular choice of therapy, and clinicians should
outcomes trials had A1C $6.5%, with nutrition, and the avoidance and appro-
be familiar with its use (96). Human regu-
more than 70% taking metformin at base- priate treatment of hypoglycemia are
lar insulin, NPH, and 70/30 NPH/regular
line, with analyses indicating benefit with critically important in any individual using
er

products can be purchased for consider-


or without metformin (45). Thus, a practi- insulin.
ably less than the AWP and NADAC prices
cal extension of these results to clinical listed in Table 9.4 at select pharmacies. Ad-
practice is to use these medications prefer- Basal Insulin
m

ditionally, approval of follow-on biologics


entially in people with type 2 diabetes and Basal insulin alone is the most convenient
for insulin glargine, the first interchange-
established ASCVD or indicators of high initial insulin treatment and can be added
able insulin glargine product, and generic
to metformin and other noninsulin inject-
©A

ASCVD risk. For these individuals, incorpo- versions of analog insulins may expand
rating one of the SGLT2 inhibitors and/or ables. Starting doses can be estimated based cost-effective options.
GLP-1 RAs that have been demonstrated on body weight (0.1–0.2 units/kg/day)
to have cardiovascular disease benefit is and the degree of hyperglycemia, with Prandial Insulin
recommended (see Fig. 9.3, Table 9.2, and individualized titration over days to weeks Many individuals with type 2 diabetes
Section 10, “Cardiovascular Disease and as needed. The principal action of basal require doses of insulin before meals, in
Risk Management”). Emerging data sug- insulin is to restrain hepatic glucose pro- addition to basal insulin, to reach glyce-
gest that use of both classes of drugs will duction and limit hyperglycemia overnight mic targets. If the individual is not al-
provide additional cardiovascular and and between meals (78,79). Control of ready being treated with a GLP-1 RA, a
kidney outcomes benefit; thus, combi- fasting glucose can be achieved with hu- GLP-1 RA (either in free combination or
nation therapy with an SGLT2 inhibitor man NPH insulin or a long-acting insulin fixed-ratio combination) should be consid-
and a GLP-1 RA may be considered to analog. In clinical trials, long-acting basal ered prior to prandial insulin to further
S152 Pharmacologic Approaches to Glycemic Treatment Diabetes Care Volume 46, Supplement 1, January 2023

Table 9.3—Median monthly (30-day) AWP and NADAC of maximum approved daily dose of noninsulin glucose-lowering
agents in the U.S.
Dosage strength/ Median AWP Median NADAC Maximum approved
Class Compound(s) product (if applicable) (min, max)† (min, max)† daily dose*
Biguanides  Metformin 850 mg (IR) $106 ($5, $189) $2 2,550 mg

n
1,000 mg (IR) $87 ($3, $144) $2 2,000 mg
1,000 mg (ER) $242 ($242, $7,214) $32 ($32, $160) 2,000 mg

io
Sulfonylureas (2nd  Glimepiride 4 mg $74 ($71, $198) $3 8 mg
generation)  Glipizide 10 mg (IR) $70 ($67, $91) $6 40 mg
10 mg (XL/ER) $48 ($46, $48) $11 20 mg

t
 Glyburide 6 mg (micronized) $52 ($48, $71) $12 12 mg

ia
5 mg $79 ($63, $93) $9 20 mg
Thiazolidinedione  Pioglitazone 45 mg $345 ($7, $349) $4 45 mg
a-Glucosidase inhibitors  Acarbose 100 mg $106 ($104, $106) $29 300 mg

oc
 Miglitol 100 mg $241 ($241, $346) NA 300 mg
Meglitinides  Nateglinide 120 mg $155 $27 360 mg
 Repaglinide 2 mg $878 ($58, $897) $31 16 mg

ss
DPP-4 inhibitors  Alogliptin 25 mg $234 $154 25 mg
 Saxagliptin 5 mg $565 $452 5 mg
 Linagliptin 5 mg $606 $485 5 mg
 Sitagliptin 100 mg $626 $500 100 mg

sA
SGLT2 inhibitors  Ertugliflozin 15 mg $390 $312 15 mg
 Dapagliflozin 10 mg $659 $527 10 mg
 Canagliflozin 300 mg $684 $548 300 mg
 Empagliflozin 25 mg $685 $547 25 mg
te
GLP-1 RAs  Exenatide 2 mg powder for $936 $726 2 mg**
(extended release) suspension or pen
 Exenatide 10 mg pen $961 $770 20 mg
be
 Dulaglutide 4.5 mg mL pen $1,064 $852 4.5 mg**
 Semaglutide 1 mg pen $1,070 $858 2 mg**
14 mg (tablet) $1,070 $858 14 mg
 Liraglutide 1.8 mg pen $1,278 $1,022 1.8 mg
 Lixisenatide 20 mg pen 20 mg
ia

$814 NA
GLP-1/GIP dual agonist  Tirzepatide 15 mg pen $1,169 $935 15 mg**
Bile acid sequestrant  Colesevelam 625 mg tabs $711 ($674, $712) $83 3.75 g
nD

3.75 g suspension $674 ($673, $675) $177 3.75 g


Dopamine-2 agonist  Bromocriptine 0.8 mg $1,118 $899 4.8 mg
Amylin mimetic  Pramlintide 120 mg pen $2,783 NA 120 mg/injection††
ica

AWP, average wholesale price; DPP-4, dipeptidyl peptidase 4; ER and XL, extended release; GIP, glucose-dependent insulinotropic polypeptide; GLP-1 RA,
glucagon-like peptide 1 receptor agonist; IR, immediate release; max, maximum; min, minimum; NA, data not available; NADAC, National Average Drug
Acquisition Cost; SGLT2, sodium-glucose cotransporter 2. †Calculated for 30-day supply (AWP [72] or NADAC [73] unit price × number of doses re-
quired to provide maximum approved daily dose × 30 days); median AWP or NADAC listed alone when only one product and/or price.
*Utilized to calculate median AWP and NADAC (min, max); generic prices used, if available commercially. **Administered once weekly. ††AWP and
er

NADAC calculated based on 120 mg three times daily.


m

address prandial control and to minimize with type 1 diabetes, require higher Concentrated Insulins
Several concentrated insulin preparations
©A

the risks of hypoglycemia and weight gain daily doses (1 unit/kg), and have lower
associated with insulin therapy (45). For rates of hypoglycemia (97). Titration can are currently available. U-500 regular
individuals who advance to prandial in- be based on home glucose monitoring or insulin is, by definition, five times more
sulin, a prandial insulin dose of 4 units or A1C. With significant additions to the pran- concentrated than U-100 regular insulin.
10% of the amount of basal insulin at the dial insulin dose, particularly with the eve- U-500 regular insulin has distinct phar-
largest meal or the meal with the great- ning meal, consideration should be macokinetics with delayed onset and
est postprandial excursion is a safe esti- given to decreasing basal insulin. Meta- longer duration of action, has charac-
mate for initiating therapy. The prandial analyses of trials comparing rapid-acting teristics more like an intermediate-acting
insulin regimen can then be intensified insulin analogs with human regular insu- (NPH) insulin, and can be used as two or
based on individual needs (Fig. 9.4). In- lin in type 2 diabetes have not reported three daily injections (100). U-300 glar-
dividuals with type 2 diabetes are gen- important differences in A1C or hypogly- gine and U-200 degludec are three and
erally more insulin resistant than those cemia (98,99). two times as concentrated as their U-100
diabetesjournals.org/care Pharmacologic Approaches to Glycemic Treatment S153

Table 9.4—Median cost of insulin products in the U.S. calculated as AWP (72) and NADAC (73) per 1,000 units of specified
dosage form/product
Median AWP Median
Insulins Compounds Dosage form/product (min, max)* NADAC*
Rapid-acting  Lispro follow-on product U-100 vial $118 ($118, $157) $94

n
U-100 prefilled pen $151 $121
 Lispro U-100 vial $99† $79†
U-100 cartridge $408 $326

io
U-100 prefilled pen $127† $102†
U-200 prefilled pen $424 $339
 Lispro-aabc U-100 vial $330 $261

t
U-100 prefilled pen $424 $339

ia
U-200 prefilled pen $424 NA
 Glulisine U-100 vial $341 $272
U-100 prefilled pen $439 $351
 Aspart

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U-100 vial $174† $140†
U-100 cartridge $215† $172†
U-100 prefilled pen $224† $180†
 Aspart (“faster acting product”) U-100 vial $347 $277
U-100 cartridge $430 $344

ss
U-100 prefilled pen $447 $357
 Inhaled insulin Inhalation cartridges $1,418 NA
Short-acting  Human regular U-100 vial $165†† $132††
U-100 prefilled pen $208 $166

sA
Intermediate-acting  Human NPH U-100 vial $165†† $132††
U-100 prefilled pen $208 $168
Concentrated human regular  U-500 human regular insulin U-500 vial $178 $142
te
insulin U-500 prefilled pen $230 $184
Long-acting  Glargine follow-on products U-100 prefilled pen $261 ($118, $323) $209 ($209, $258)
U-100 vial $118 ($118, $323) $95
be
 Glargine U-100 vial; U-100 prefilled pen $136† $109†
U-300 prefilled pen $346 $277
 Detemir U-100 vial; U-100 prefilled pen $370 $296
 Degludec U-100 vial; U-100 prefilled pen; $407 $326
U-200 prefilled pen
ia

Premixed insulin products  NPH/regular 70/30 U-100 vial $165†† $133††


U-100 prefilled pen $208 $167
 Lispro 50/50 U-100 vial $342 $274
nD

U-100 prefilled pen $424 $339


 Lispro 75/25 U-100 vial $342 $273
U-100 prefilled pen $127† $103†
 Aspart 70/30 U-100 vial $180† $146†
U-100 prefilled pen $224† $178†
ica

Premixed insulin/GLP-1 RA  Glargine/Lixisenatide 100/33 mg prefilled pen $646 $517


products  Degludec/Liraglutide 100/3.6 mg prefilled pen $944 $760
AWP, average wholesale price; GLP-1 RA, glucagon-like peptide 1 receptor agonist; NA, data not available; NADAC, National Average Drug Acquisition
Cost. *AWP or NADAC calculated as in Table 9.3. †Generic prices used when available. ††AWP and NADAC data presented do not include vials
er

of regular human insulin and NPH available at Walmart for approximately $25/vial; median listed alone when only one product and/or price.
m

formulations, respectively, and allow who require large doses of insulin. While pharmacokinetics (8). Studies comparing
higher doses of basal insulin adminis- U-500 regular insulin is available in both inhaled insulin with injectable insulin
©A

tration per volume used. U-300 glargine prefilled pens and vials, other concen- have demonstrated its faster onset and
has a longer duration of action than trated insulins are available only in pre- shorter duration compared with rapid-
U-100 glargine but modestly lower efficacy filled pens to minimize the risk of dosing acting insulin lispro as well as clinically
per unit administered (101,102). The errors. meaningful A1C reductions and weight
FDA has also approved a concentrated reductions compared with insulin aspart
formulation of rapid-acting insulin lispro, Alternative Insulin Routes over 24 weeks (103–105). Use of in-
U-200 (200 units/mL), and insulin lispro- Insulins with different routes of admin- haled insulin may result in a decline in
aabc (U-200). These concentrated prepa- istration (inhaled, bolus-only insulin de- lung function (reduced forced expiratory
rations may be more convenient and livery patch pump) are also available volume in 1 s [FEV1]). Inhaled insulin is
comfortable for individuals to inject and (45). Inhaled insulin is available as a contraindicated in individuals with chronic
may improve treatment plan engage- rapid-acting insulin; studies in individu- lung disease, such as asthma and chronic
ment in those with insulin resistance als with type 1 diabetes suggest rapid obstructive pulmonary disease, and is not
S154 Pharmacologic Approaches to Glycemic Treatment Diabetes Care Volume 46, Supplement 1, January 2023

recommended in individuals who smoke options as well as recommendations for fur- 7. Bartley PC, Bogoev M, Larsen J, Philotheou A.
or who recently stopped smoking. All ther intensification, if needed, to achieve Long-term efficacy and safety of insulin detemir
compared to neutral protamine Hagedorn insulin
individuals require spirometry (FEV1) glycemic goals. When initiating combination in patients with type 1 diabetes using a treat-
testing to identify potential lung disease injectable therapy, metformin therapy to-target basal-bolus regimen with insulin aspart
prior to and after starting inhaled insulin should be maintained, while sulfonylureas at meals: a 2-year, randomized, controlled trial.
therapy. and DPP-4 inhibitors are typically weaned Diabet Med 2008;25:442–449

n
8. DeWitt DE, Hirsch IB. Outpatient insulin
or discontinued. In individuals with sub- therapy in type 1 and type 2 diabetes mellitus:

io
Combination Injectable Therapy optimal blood glucose control, especially scientific review. JAMA 2003;289:2254–2264
If basal insulin has been titrated to an those requiring large insulin doses, ad- 9. Bode BW, McGill JB, Lorber DL, Gross JL, Chang
acceptable fasting blood glucose level junctive use of a thiazolidinedione or an PC; Affinity 1 Study Group. Inhaled technosphere

t
(or if the dose is >0.5 units/kg/day with SGLT2 inhibitor may help to improve con- insulin compared with injected prandial insulin

ia
in type 1 diabetes: a randomized 24-week trial.
indications of need for other therapy) trol and reduce the amount of insulin Diabetes Care 2015;38:2266–2273
and A1C remains above target, consider needed, though potential side effects should 10. Russell-Jones D, Bode BW, De Block C, et al.
advancing to combination injectable Fast-acting insulin aspart improves glycemic control

oc
be considered. Once a basal-bolus insulin
therapy (Fig. 9.4). This approach can use regimen is initiated, dose titration is im- in basal-bolus treatment for type 1 diabetes:
results of a 26-week multicenter, active-controlled,
a GLP-1 RA or dual GIP and GLP-1 RA portant, with adjustments made in both treat-to-target, randomized, parallel-group trial
added to basal insulin or multiple doses mealtime and basal insulins based on the (onset 1). Diabetes Care 2017;40:943–950

ss
of insulin. The combination of basal insu- blood glucose levels and an understand- 11. Klaff L, Cao D, Dellva MA, et al. Ultra rapid
lin and GLP-1 RA has potent glucose- ing of the pharmacodynamic profile of lispro improves postprandial glucose control
lowering actions and less weight gain compared with lispro in patients with type 1
each formulation (also known as pattern diabetes: Results from the 26-week PRONTO-T1D

sA
and hypoglycemia compared with inten- control or pattern management). As peo- study. Diabetes Obes Metab 2020;22:1799–1807
sified insulin regimens (106–111). The ple with type 2 diabetes get older, it may 12. Blevins T, Zhang Q, Frias JP, Jinnouchi H;
DUAL VIII (Durability of Insulin Degludec become necessary to simplify complex in- PRONTO-T2D Investigators. Randomized double-
Plus Liraglutide Versus Insulin Glargine blind clinical trial comparing ultra rapid lispro
sulin regimens because of a decline in with lispro in a basal-bolus regimen in patients
te
U100 as Initial Injectable Therapy in Type 2 self-management ability (see Section 13, with type 2 diabetes: PRONTO-T2D. Diabetes Care
Diabetes) randomized controlled trial dem- “Older Adults”). 2020;43:2991–2998
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©A

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randomized controlled trial. Diabet Med 2004; 2008;359:1577–1589 for type 2 diabetes: comparison of treatment
21:1204–1212 48. Maruthur NM, Tseng E, Hutfless S, et al. effects at therapeutic doses. Clin Pharmacol Ther
34. Meng H, Zhang A, Liang Y, Hao J, Zhang X, Lu Diabetes medications as monotherapy or metformin- 2019;105:1213–1223
J. Effect of metformin on glycaemic control in based combination therapy for type 2 diabetes: a 61. Vijan S, Sussman JB, Yudkin JS, Hayward RA.
patients with type 1 diabetes: a meta-analysis of systematic review and meta-analysis. Ann Intern Effect of patients’ risks and preferences on health
randomized controlled trials. Diabetes Metab Res Med 2016;164:740–751 gains with plasma glucose level lowering in type 2
Rev 2018;34:e2983 49. U.S. Food and Drug Administration. FDA Drug diabetes mellitus. JAMA Intern Med 2014;174:
35. Petrie JR, Chaturvedi N, Ford I, et al.; REMOVAL Safety Communication: FDA revises warnings 1227–1234
Study Group. Cardiovascular and metabolic effects regarding use of the diabetes medicine metformin 62. Tsapas A, Avgerinos I, Karagiannis T, et al.
of metformin in patients with type 1 diabetes in certain patients with reduced kidney function. Comparative effectiveness of glucose-lowering
(REMOVAL): a double-blind, randomised, placebo- Accessed 18 October 2022. Available from https:// drugs for type 2 diabetes: a systematic review
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and network meta-analysis. Ann Intern Med 77. Blonde L, Merilainen M, Karwe V; TITRATE 90. Marso SP, McGuire DK, Zinman B, et al.;
2020;173:278–286 Study Group. Patient-directed titration for achieving DEVOTE Study Group. Efficacy and safety of
63. Pratley R, Amod A, Hoff ST, et al.; PIONEER 4 glycaemic goals using a once-daily basal insulin degludec versus glargine in type 2 diabetes. N
investigators. Oral semaglutide versus subcutaneous analogue: an assessment of two different fasting Engl J Med 2017;377:723–732
liraglutide and placebo in type 2 diabetes (PIONEER plasma glucose targets–the TITRATE study. Diabetes 91. Rodbard HW, Cariou B, Zinman B, et al.; BEGIN
4): a randomised, double-blind, phase 3a trial. Lancet Obes Metab 2009;11:623–631 Once Long Trial Investigators. Comparison of insulin
2019;394:39–50 78. Porcellati F, Lucidi P, Cioli P, et al. Pharma- degludec with insulin glargine in insulin-naive

n
64. Singh S, Wright EE Jr, Kwan AYM, et al. cokinetics and pharmacodynamics of insulin subjects with type 2 diabetes: a 2-year randomized,
Glucagon-like peptide-1 receptor agonists compared glargine given in the evening as compared with treat-to-target trial. Diabet Med 2013;30:1298–

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with basal insulins for the treatment of type 2 in the morning in type 2 diabetes. Diabetes Care 1304
diabetes mellitus: a systematic review and meta- 2015;38:503–512 92. Wysham C, Bhargava A, Chaykin L, et al. Effect
analysis. Diabetes Obes Metab 2017;19:228–238 79. Wang Z, Hedrington MS, Gogitidze Joy N, et al. of insulin degludec vs insulin glargine u100 on

t
65. Levin PA, Nguyen H, Wittbrodt ET, Kim SC. Dose-response effects of insulin glargine in type 2 hypoglycemia in patients with type 2 diabetes: the

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Glucagon-like peptide-1 receptor agonists: a diabetes. Diabetes Care 2010;33:1555–1560 SWITCH 2 randomized clinical trial. JAMA 2017;
systematic review of comparative effectiveness 80. Singh SR, Ahmad F, Lal A, Yu C, Bai Z, Bennett 318:45–56
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management of diabetes mellitus: a meta-analysis. NN1250-3579 (BEGIN Once Long) Trial Investigators.
66. Abd El Aziz MS, Kahle M, Meier JJ, Nauck CMAJ 2009;180:385–397 Insulin degludec versus insulin glargine in insulin-
MA. A meta-analysis comparing clinical effects 81. Horvath K, Jeitler K, Berghold A, et al. Long- naive patients with type 2 diabetes: a 1-year,
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studies in type 2 diabetic patients. Diabetes Cochrane Database Syst Rev 2007 2:CD005613 94. Cowart K. Overbasalization: addressing hesitancy
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67. Giorgino F, Benroubi M, Sun JH, Zimmermann acting insulin analogues versus NPH human insulin Clin Diabetes 2020;38:304–310
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dulaglutide versus insulin glargine in patients with Clin Pract 2008;81:184–189 Insulin Access and Affordability Working Group.
type 2 diabetes on metformin and glimepiride 83. Owens DR, Traylor L, Mullins P, Landgraf Conclusions and recommendations. Diabetes Care
(AWARD-2). Diabetes Care 2015;38:2241–2249 W. Patient-level meta-analysis of efficacy and 2018;41:1299–1311
68. Aroda VR, Bain SC, Cariou B, et al. Efficacy and hypoglycaemia in people with type 2 diabetes 96. Lipska KJ, Parker MM, Moffet HH, Huang ES,
safety of once-weekly semaglutide versus once-
te
initiating insulin glargine 100U/mL or neutral Karter AJ. Association of initiation of basal insulin
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concomitant oral antidiabetes therapy. Diabetes with hypoglycemia-related emergency department
with type 2 diabetes (SUSTAIN 4): a randomised,
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84. Riddle MC, Rosenstock J; Insulin Glargine control in patients with type 2 diabetes. JAMA
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weekly exenatide versus once- or twice-daily


Diabetes Care 2003;26:3080–3086 98. Mannucci E, Monami M, Marchionni N.
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85. Hermansen K, Davies M, Derezinski T, Short-acting insulin analogues vs. regular human
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titrated to target in patients with type 2 diabetes 29:1269–1274 the treatment of diabetes mellitus. J Diabetes
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2018;41:929–932 87. Bolli GB, Riddle MC, Bergenstal RM, et al.; on titration regimens of human regular U500 insulin
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72. IBM. Micromedex Red Book. Accessed behalf of the EDITION 3 Study Investigators. New in severely insulin-resistant patients with type 2
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ibm.com/products/micromedex-red-book 100 U/ml in insulin-naïve people with type 2 101. Riddle MC, Yki-J€arvinen H, Bolli GB, et al.
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Drug Acquisition Cost). Accessed 23 October 2022. randomized controlled trial (EDITION 3). Diabetes hypoglycaemia with new insulin glargine 300 U/ml
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74. Kang H, Lobo JM, Kim S, Sohn MW. Cost- insulin glargine 300 U/ml versus glargine 100 U/ml EDITION 1 12-month randomized trial, including
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adults with diabetes. Diabetes Res Clin Pract basal insulin and oral antihyperglycaemic drugs: 17:835–842
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75. Patel MR, Piette JD, Resnicow K, Kowalski- controlled trial (EDITION JP 2). Diabetes Obes EDITION 2 Study Investigators. New insulin glargine
Dobson T, Heisler M. Social determinants of health, Metab 2016;18:366–374 300 units/mL versus glargine 100 units/mL in
cost-related nonadherence, and cost-reducing behaviors 89. Yki-J€arvinen H, Bergenstal RM, Bolli GB, et al. people with type 2 diabetes using oral agents and
among adults with diabetes: findings from the Glycaemic control and hypoglycaemia with new basal insulin: glucose control and hypoglycemia in a
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injections: the STAT study. Diabetes Technol Ther 108. Maiorino MI, Chiodini P, Bellastella G, Capuano to titrated insulin glargine on glycemic control in
2018;20:639–647 A, Esposito K, Giugliano D. Insulin and glucagon-like patients with type 2 diabetes: the SURPASS-5
104. Hoogwerf BJ, Pantalone KM, Basina M, Jones peptide 1 receptor agonist combination therapy in randomized clinical trial. JAMA 2022;327:534–
MC, Grant M, Kendall DM. Results of a 24-week type 2 diabetes: a systematic review and meta- 545
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o M, Gyimesi A,
type 2 diabetes. Endocr Pract 2021;27:38–43 Care 2017;40:614–624 Varkonyi T. Simplifying complex insulin regimens
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of pharmacokinetics and pharmacodynamics of LixiLan-L Trial Investigators. Efficacy and safety of diabetes. Diabetes Ther 2019;10:1869–1878
inhaled technosphere insulin and subcutaneous LixiLan, a titratable fixed-ratio combination of 113. Rodbard HW, Visco VE, Andersen H, Hiort LC,

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insulin lispro in the treatment of type 1 diabetes insulin glargine plus lixisenatide in type 2 diabetes Shu DHW. Treatment intensification with
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4B Study Group. Glucagon-like peptide 1 receptor 39:1972–1980 (FullSTEP Study): a randomised, treat-to-target
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agonist or bolus insulin with optimized basal clinical trial. Lancet Diabetes Endocrinol 2014;2:
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107. Eng C, Kramer CK, Zinman B, Retnakaran R. on glycated hemoglobin levels in patients with Comparative efficacy of glucose-lowering medications

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Glucagon-like peptide-1 receptor agonist and basal uncontrolled type 2 diabetes: the DUAL V randomized on body weight and blood pressure in patients with
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analysis. Lancet 2014;384:2228–2234 of subcutaneous tirzepatide vs placebo added 2116–2124

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S158 Diabetes Care Volume 46, Supplement 1, January 2023

10. Cardiovascular Disease and Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

n
Risk Management: Standards of Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Sandeep R. Das,
Care in Diabetes—2023 Marisa E. Hilliard, Diana Isaacs,
Eric L. Johnson, Scott Kahan,

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Diabetes Care 2023;46(Suppl. 1):S158–S190 | https://doi.org/10.2337/dc23-S010 Kamlesh Khunti, Mikhail Kosiborod,

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Jose Leon, Sarah K. Lyons, Mary Lou Perry,
Priya Prahalad, Richard E. Pratley,

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10. CARDIOVASCULAR DISEASE AND RISK MANAGEMENT

Jane Jeffrie Seley, Robert C. Stanton, and


Robert A. Gabbay, on behalf of the
American Diabetes Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

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cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
te
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
be

list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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For prevention and management of diabetes complications in children and adoles-


cents, please refer to Section 14, “Children and Adolescents.”
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Atherosclerotic cardiovascular disease (ASCVD)—defined as coronary heart disease


(CHD), cerebrovascular disease, or peripheral arterial disease presumed to be of ath-
erosclerotic origin—is the leading cause of morbidity and mortality for individuals
ica

with diabetes and results in an estimated $37.3 billion in cardiovascular-related


spending per year associated with diabetes (1). Common conditions coexisting with
type 2 diabetes (e.g., hypertension and dyslipidemia) are clear risk factors for ASCVD,
and diabetes itself confers independent risk. Numerous studies have shown the effi-
er

cacy of controlling individual cardiovascular risk factors in preventing or slowing


ASCVD in people with diabetes. Furthermore, large benefits are seen when multiple
cardiovascular risk factors are addressed simultaneously. Under the current paradigm
m

of aggressive risk factor modification in people with diabetes, there is evidence that
measures of 10-year CHD risk among U.S. adults with diabetes have improved signifi- Disclosure information for each author is
available at https://doi.org/10.2337/dc23-SDIS.
cantly over the past decade (2) and that ASCVD morbidity and mortality have de-
©A

This section has received endorsement from the


creased (3,4).
American College of Cardiology.
Heart failure is another major cause of morbidity and mortality from cardiovas-
Suggested citation: ElSayed NA, Aleppo G,
cular disease. Recent studies have found that rates of incident heart failure hospi- Aroda VR, et al., American Diabetes Association.
talization (adjusted for age and sex) were twofold higher in people with diabetes 10. Cardiovascular disease and risk manage-
compared with those without (5,6). People with diabetes may have heart failure ment: Standards of Care in Diabetes—2023.
with preserved ejection fraction (HFpEF) or with reduced ejection fraction (HFrEF). Diabetes Care 2023;46(Suppl. 1):S158–S190
Hypertension is often a precursor of heart failure of either type, and ASCVD can co- © 2022 by the American Diabetes Association.
exist with either type (7), whereas prior myocardial infarction (MI) is often a major Readers may use this article as long as the
work is properly cited, the use is educational
factor in HFrEF. Rates of heart failure hospitalization have been improved in recent
and not for profit, and the work is not altered.
trials including people with type 2 diabetes, most of whom also had ASCVD, with More information is available at https://www.
sodium–glucose cotransporter 2 (SGLT2) inhibitors (8–11). diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Cardiovascular Disease and Risk Management S159

A recent meta-analysis indicated that and are similar to those for people with such as albuminuria. Although some vari-
SGLT2 inhibitors reduce the risk of heart type 2 diabetes. ability in calibration exists in various sub-
failure hospitalization, cardiovascular mor- As depicted in Fig. 10.1, a comprehen- groups, including by sex, race, and diabetes,
tality, and all-cause mortality in people sive approach to the reduction in risk of the overall risk prediction does not differ
with (secondary prevention) and without diabetes-related complications is recom- in those with or without diabetes (13–16),
(primary prevention) cardiovascular dis- mended. Therapy that includes multiple, validating the use of risk calculators in

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ease (12). concurrent evidence-based approaches to people with diabetes. The 10-year risk of
a first ASCVD event should be assessed to

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For prevention and management of care will provide complementary reduc-
both ASCVD and heart failure, cardio- tion in the risks of microvascular, kidney, better stratify ASCVD risk and help guide
vascular risk factors should be systemat- neurologic, and cardiovascular complica- therapy, as described below.

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ically assessed at least annually in all tions. Management of glycemia, blood Recently, risk scores and other cardio-

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people with diabetes. These risk factors pressure, and lipids and the incorpora- vascular biomarkers have been devel-
include duration of diabetes, obesity/ tion of specific therapies with cardiovas- oped for risk stratification of secondary
cular and kidney outcomes benefit (as prevention patients (i.e., those who are

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overweight, hypertension, dyslipidemia,
smoking, a family history of premature individually appropriate) are considered already high risk because they have
fundamental elements of global risk re- ASCVD) but are not yet in widespread
coronary disease, chronic kidney disease
duction in diabetes. use (17,18). With newer, more expen-
(CKD), and the presence of albuminuria.

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sive lipid-lowering therapies now avail-
Modifiable abnormal risk factors should
able, use of these risk assessments may
be treated as described in these guide- THE RISK CALCULATOR
help target these new therapies to “higher
lines. Notably, the majority of evidence The American College of Cardiology/American risk” ASCVD patients in the future.

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supporting interventions to reduce car- Heart Association ASCVD risk calculator
diovascular risk in diabetes comes from (Risk Estimator Plus) is generally a useful HYPERTENSION/BLOOD PRESSURE
trials of people with type 2 diabetes. No tool to estimate 10-year risk of a first CONTROL
randomized trials have been specifically ASCVD event (available online at tools.
te
Hypertension is defined as a systolic
designed to assess the impact of cardio- acc.org/ASCVD-Risk-Estimator-Plus). The
blood pressure $130 mmHg or a dia-
vascular risk reduction strategies in peo- calculator includes diabetes as a risk fac-
stolic blood pressure $80 mmHg (19).
ple with type 1 diabetes. Therefore, the tor, since diabetes itself confers increased
be
This is in agreement with the defini-
recommendations for cardiovascular risk risk for ASCVD, although it should be ac-
tion of hypertension by the American
factor modification for people with type 1 knowledged that these risk calculators do
College of Cardiology and American
diabetes are extrapolated from data ob- not account for the duration of diabetes Heart Association (19). Hypertension
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tained in people with type 2 diabetes or the presence of diabetes complications, is common among people with either
type 1 or type 2 diabetes. Hypertension
is a major risk factor for both ASCVD
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and microvascular complications. More-


over, numerous studies have shown that
antihypertensive therapy reduces ASCVD
events, heart failure, and microvascular
ica

complications. Please refer to the Ameri-


can Diabetes Association position state-
ment “Diabetes and Hypertension” for
a detailed review of the epidemiology,
er

diagnosis, and treatment of hypertension


(20) and recent updated hypertension
guideline recommendations (19,21,22).
m

Screening and Diagnosis


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Recommendations
10.1 Blood pressure should be
measured at every routine
clinical visit. When possible,
individuals found to have ele-
vated blood pressure (systolic
blood pressure 120–129 mmHg
and diastolic <80 mmHg)
should have blood pressure
confirmed using multiple read-
Figure 10.1—Multifactorial approach to reduction in risk of diabetes complications. *Risk re- ings, including measurements
duction interventions to be applied as individually appropriate.
S160 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

on a separate day, to diag- targets should be individual- of <130/80 mmHg derives primarily from
nose hypertension. A Hyper- ized through a shared decision- the collective evidence of the following
tension is defined as a systolic making process that addresses randomized controlled trials. The Systolic
blood pressure $130 mmHg cardiovascular risk, potential ad- Blood Pressure Intervention Trial (SPRINT)
or a diastolic blood pressure verse effects of antihypertensive demonstrated that treatment to a target
$80 mmHg based on an systolic blood pressure of <120 mmHg

n
medications, and patient prefer-
average of $2 measurements ences. B decreases cardiovascular event rates
obtained on $2 occasions. A

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10.4 People with diabetes and by 25% in high-risk patients, although
Individuals with blood pres- hypertension qualify for anti- people with diabetes were excluded from
sure $180/110 mmHg and hypertensive drug therapy when this trial (33). The recently completed

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cardiovascular disease could the blood pressure is persistently Strategy of Blood Pressure Intervention in

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be diagnosed with hyperten- elevated $130/80 mmHg. The the Elderly Hypertensive Patients (STEP)
sion at a single visit. E on-treatment target blood pres- trial included nearly 20% of people with
10.2 diabetes and noted decreased cardiovas-

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All people with hypertension sure goal is <130/80 mmHg, if
and diabetes should monitor it can be safely attained. B cular events with treatment of hyper-
their blood pressure at home. A 10.5 In pregnant individuals with dia- tension to a blood pressure target of
betes and chronic hypertension, <130 mmHg (34). While the ACCORD

ss
a blood pressure threshold of (Action to Control Cardiovascular Risk in
Blood pressure should be measured at ev- Diabetes) blood pressure trial (ACCORD
ery routine clinical visit by a trained indi- 140/90 mmHg for initiation
or titration of therapy is asso- BP) did not confirm that targeting a sys-
vidual and should follow the guidelines
tolic blood pressure of <120 mmHg in

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established for the general population: ciated with better pregnancy
outcomes than reserving treat- people with diabetes results in decreased
measurement in the seated position, with
cardiovascular event rates, the prespeci-
feet on the floor and arm supported at ment for severe hypertension,
heart level, after 5 min of rest. Cuff size with no increase in risk of fied secondary outcome of stroke was re-
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should be appropriate for the upper-arm small-for-gestational age birth duced by 41% with intensive treatment
circumference. Elevated values should weight. A There are limited (35). The Action in Diabetes and Vascular
preferably be confirmed on a separate data on the optimal lower Disease: Preterax and Diamicron MR
be

day; however, in individuals with cardio- limit, but therapy should be Controlled Evaluation (ADVANCE) trial
vascular disease and blood pressure lessened for blood pressure revealed that treatment with perindo-
$180/110 mmHg, it is reasonable to diag- <90/60 mmHg. E A blood pril/indapamide to an achieved systolic
nose hypertension at a single visit (21). blood pressure of 135 mmHg signifi-
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pressure target of 110–135/


Postural changes in blood pressure and 85 mmHg is suggested in the cantly decreased cardiovascular event
pulse may be evidence of autonomic neu- interest of reducing the risk rates compared with a placebo treat-
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ropathy and therefore require adjustment for accelerated maternal hyper- ment with an achieved blood pressure
of blood pressure targets. Orthostatic tension. A of 140 mmHg (36). Therefore, it is rec-
blood pressure measurements should be ommended that people with diabetes
checked on initial visit and as indicated. who have hypertension should be
Home blood pressure self-monitoring
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Randomized clinical trials have demon- treated to blood pressure targets of


and 24-h ambulatory blood pressure mon- strated unequivocally that treatment of hy- <130/80 mmHg. Notably, there is an
itoring may provide evidence of white pertension reduces cardiovascular events absence of high-quality data available
coat hypertension, masked hypertension, as well as microvascular complications to guide blood pressure targets in peo-
or other discrepancies between office and (26–32). There has been controversy on ple with type 1 diabetes, but a similar
er

“true” blood pressure (23,24). In addition the recommendation of a specific blood blood pressure target of <130/80 mmHg
to confirming or refuting a diagnosis of pressure goal in people with diabetes. is recommended in people with type 1
hypertension, home blood pressure assess- The committee recognizes that there has diabetes. As discussed below, treat-
m

ment may be useful to monitor antihyper- been no randomized controlled trial to ment should be individualized and
tensive treatment. Studies of individuals specifically demonstrate a decreased inci- treatment should not be targeted to
without diabetes found that home meas-
<120/80 mmHg, as a mean achieved
©A

dence of cardiovascular events in people


urements may better correlate with ASCVD with diabetes by targeting a blood pres- blood pressure of <120/80 mmHg is
risk than office measurements (23,24).
sure <130/80 mmHg. The recommenda- associated with adverse events.
Moreover, home blood pressure monitoring
tion to support a blood pressure goal of
may improve patient medication taking and
<130/80 mmHg in people with diabetes Randomized Controlled Trials of Intensive
thus help reduce cardiovascular risk (25).
is consistent with guidelines from the Versus Standard Blood Pressure Control
American College of Cardiology and SPRINT provides the strongest evidence
Treatment Goals
American Heart Association (20), the In- to support lower blood pressure goals in
Recommendations ternational Society of Hypertension (21), patients at increased cardiovascular risk,
10.3 For people with diabetes and and the European Society of Cardiol- although this trial excluded people with
hypertension, blood pressure ogy (22). The committee’s recommen- diabetes (33). The trial enrolled 9,361 pa-
dation for the blood pressure target tients with a systolic blood pressure of
diabetesjournals.org/care Cardiovascular Disease and Risk Management S161

$130 mmHg and increased cardiovascu- hypertension to a systolic blood pres- significantly reduced the risk of stroke by
lar risk and treated to a systolic blood sure target of 110 to <130 mmHg (in- 31% but did not reduce the risk of MI
pressure target of <120 mmHg (in- tensive treatment) or a target of 130 to (38). Another meta-analysis of 19 trials in-
tensive treatment) versus a target of <150 mmHg (34). In this trial, the pri- cluding 44,989 patients showed that a
<140 mmHg (standard treatment). The mary composite outcome of stroke, mean blood pressure of 133/76 mmHg is
primary composite outcome of myocar- acute coronary syndrome, acute decom- associated with a 14% risk reduction for

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dial infarction (MI), coronary syndromes, pensated heart failure, coronary revas- major cardiovascular events compared with
stroke, heart failure, or death from cardio- cularization, atrial fibrillation, or death a mean blood pressure of 140/81 mmHg

io
vascular causes was reduced by 25% in from cardiovascular causes was reduced (32). This benefit was greatest in people
the intensive treatment group. The by 26% in the intensive treatment with diabetes. An analysis of trials includ-

t
achieved systolic blood pressures in the group. In this trial, 18.9% of patients in ing people with type 2 diabetes and im-

ia
trial were 121 mmHg and 136 mmHg in the intensive treatment arm and 19.4% paired glucose tolerance with achieved
the intensive versus standard treatment in the standard treatment arm had a di- systolic blood pressures of <135 mmHg
group, respectively. Adverse outcomes, agnosis of type 2 diabetes. Hypotension in the intensive blood pressure treatment

oc
including hypotension, syncope, electro- occurred more frequently in the inten- group and <140 mmHg in the standard
lyte abnormality, and acute kidney injury sive treatment group (3.4%) compared treatment group revealed a 10% reduc-
were more common in the intensive with the standard treatment group tion in all-cause mortality and a 17% re-

ss
treatment arm; risk of adverse outcomes (2.6%), without significant differences duction in stroke (30). More intensive
needs to be weighed against the cardio- in other adverse events, including dizzi- reduction to <130 mmHg was associated
vascular benefit of more intensive blood ness, syncope, or fractures. with a further reduction in stroke but not
pressure lowering. other cardiovascular events.

sA
In ADVANCE, 11,140 people with type 2
ACCORD BP provides the strongest di- diabetes were randomized to receive ei- Several meta-analyses stratified clinical
rect assessment of the benefits and risks ther treatment with fixed combination trials by mean baseline blood pressure or
of intensive blood pressure control in peo- mean blood pressure attained in the in-
perindopril/indapamide or matching pla-
ple with type 2 diabetes (35). In the study, tervention (or intensive treatment) arm.
te
cebo (36). The primary end point, a com-
a total of 4,733 with type 2 diabetes were Based on these analyses, antihyperten-
posite of cardiovascular death, nonfatal
assigned to intensive therapy (targeting a sive treatment appears to be most bene-
stroke infarction, or worsening renal or
systolic blood pressure <120 mmHg) or ficial when mean baseline blood pressure
be
diabetic eye disease, was reduced by 9%
standard therapy (targeting a systolic is $140/90 mmHg (19,26,27,29–31).
in the combination treatment. The achieved
blood pressure <140 mmHg). The mean Among trials with lower baseline or at-
systolic blood pressure was 135 mmHg in
achieved systolic blood pressures were tained blood pressure, antihypertensive
the treatment group and 140 mmHg in the
ia

119 mmHg and 133 mmHg in the inten- treatment reduced the risk of stroke, reti-
placebo group.
sive versus standard group, respectively. nopathy, and albuminuria, but effects on
The Hypertension Optimal Treatment
The primary composite outcome of non- other ASCVD outcomes and heart failure
nD

(HOT) trial enrolled 18,790 patients and tar-


fatal MI, nonfatal stroke, or death from were not evident.
cardiovascular causes was not significantly geted diastolic blood pressure <90 mmHg,
reduced in the intensive treatment group. <85 mmHg, or <80 mmHg (37). The car- Individualization of Treatment Targets
The prespecified secondary outcome of diovascular event rates, defined as fatal or Patients and clinicians should engage in
ica

stroke was significantly reduced by 41% in nonfatal MI, fatal and nonfatal strokes, and a shared decision-making process to de-
the intensive treatment group. Adverse all other cardiovascular events, were not termine individual blood pressure tar-
events attributed to blood pressure treat- significantly different between diastolic gets (19). This approach acknowledges
ment, including hypotension, syncope, blood pressure targets (#90 mmHg, that the benefits and risks of intensive
#85 mmHg, and #80 mmHg), although
er

bradycardia, hyperkalemia, and eleva- blood pressure targets are uncertain


tions in serum creatinine occurred more the lowest incidence of cardiovascular and may vary across patients and is con-
frequently in the intensive treatment arm events occurred with an achieved dia- sistent with a patient-focused approach
stolic blood pressure of 82 mmHg. How-
m

than in the standard therapy arm (Table to care that values patient priorities and
10.1). ever, in people with diabetes, there was a health care professional judgment (39).
Of note, the ACCORD BP and SPRINT significant 51% reduction in the treatment Secondary analyses of ACCORD BP and
©A

trials targeted a similar systolic blood group with a target diastolic blood pressure SPRINT suggest that clinical factors can
pressure <120 mmHg, but in contrast to of <80 mmHg compared with a target dia- help determine individuals more likely to
SPRINT, the primary composite cardio- stolic blood pressure of <90 mmHg. benefit and less likely to be harmed by in-
vascular end point was nonsignificantly tensive blood pressure control (40,41).
reduced in ACCORD BP. The results have Meta-analyses of Trials Absolute benefit from blood pressure
been interpreted to be generally consis- To clarify optimal blood pressure targets reduction correlated with absolute base-
tent between both trials, but ACCORD in people with diabetes, multiple meta- line cardiovascular risk in SPRINT and in
BP was viewed as underpowered due to analyses have been performed. One of earlier clinical trials conducted at higher
the composite primary end point being less the largest meta-analyses included 73,913 baseline blood pressure levels (13,41).
sensitive to blood pressure regulation (33). people with diabetes. Compared with a Extrapolation of these studies suggests
The more recent STEP trial assigned less tight blood pressure control, alloca- that people with diabetes may also be
8,511 patients aged 60–80 years with tion to a tighter blood pressure control more likely to benefit from intensive blood
S162 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

Table 10.1—Randomized controlled trials of intensive versus standard hypertension treatment strategies
Clinical trial Population Intensive Standard Outcomes
ACCORD BP (35) 4,733 participants with SBP target: SBP target:  No benefit in primary end point:
T2D aged 40–79 <120 mmHg 130–140 mmHg composite of nonfatal MI, nonfatal
years with prior Achieved (mean) Achieved (mean) stroke, and CVD death

n
evidence of CVD or SBP/DBP: SBP/DBP:  Stroke risk reduced 41% with
multiple 119.3/64.4 mmHg 135/70.5 mmHg intensive control, not sustained

io
cardiovascular risk through follow-up beyond the
factors period of active treatment
 Adverse events more common in

t
intensive group, particularly

ia
elevated serum creatinine and
electrolyte abnormalities
ADVANCE (36) 11,140 participants Intervention: a single- Control: placebo  Intervention reduced risk of primary

oc
with T2D aged pill, fixed-dose Achieved (mean) composite end point of major
$55 years with combination of SBP/DBP: macrovascular and microvascular
prior evidence of perindopril and 141.6/75.2 mmHg events (9%), death from any cause
CVD or multiple indapamide (14%), and death from CVD (18%)

ss
cardiovascular risk Achieved (mean)  6-year observational follow-up
factors SBP/DBP: found reduction in risk of death in
136/73 mmHg intervention group attenuated but
still significant (242)

sA
HOT (37) 18,790 participants, DBP target: DBP target:  In the overall trial, there was no
including 1,501 with #80 mmHg #90 mmHg cardiovascular benefit with more
diabetes Achieved (mean): intensive targets
81.1 mmHg, #80  In the subpopulation with diabetes,
te
group; 85.2 mmHg, an intensive DBP target was
#90 group associated with a significantly
reduced risk (51%) of CVD events
be
SPRINT (43) 9,361 participants SBP target: SBP target:  Intensive SBP target lowered risk of
without diabetes <120 mmHg <140 mmHg the primary composite outcome
Achieved (mean): Achieved (mean): 25% (MI, ACS, stroke, heart failure,
121.4 mmHg 136.2 mmHg and death due to CVD)
ia

 Intensive target reduced risk of


death 27%
 Intensive therapy increased risks of
nD

electrolyte abnormalities and AKI


STEP (34) 8,511 participants aged SBP target: SBP target:  Intensive SBP target lowered risk of
60–80 years, <130 mmHg <150 mmHg the primary composite outcome
including 1,627 with Achieved (mean): Achieved (mean): 26% (stroke, ACS [acute MI and
diabetes 127.5 mmHg 135.3 mmHg hospitalization for unstable angina],
ica

acute decompensated heart failure,


coronary revascularization, atrial
fibrillation, or death from
cardiovascular causes)
 Intensive target reduced risk of
er

cardiovascular death 28%


 Intensive therapy increased risks of
hypotension
m

ACCORD BP, Action to Control Cardiovascular Risk in Diabetes Blood Pressure trial; ACS, acute coronary syndrome; ADVANCE, Action in Diabe-
tes and Vascular Disease: Preterax and Diamicron MR Controlled Evaluation; AKI, acute kidney injury; CVD, cardiovascular disease; DBP, dia-
stolic blood pressure; HOT, Hypertension Optimal Treatment trial; MI, myocardial infarction; SBP, systolic blood pressure; SPRINT, Systolic
©A

Blood Pressure Intervention Trial; STEP, Strategy of Blood Pressure Intervention in the Elderly Hypertensive Patients; T2D, type 2 diabetes.

pressure control when they have high ab- Potential adverse effects of antihyper- pressure control (43). In addition, individ-
solute cardiovascular risk. This approach is tensive therapy (e.g., hypotension, syn- uals with orthostatic hypotension, sub-
consistent with guidelines from the Ameri- cope, falls, acute kidney injury, and stantial comorbidity, functional limitations,
can College of Cardiology and Ameri- electrolyte abnormalities) should also or polypharmacy may be at high risk of
can Heart Association, which also advocate be taken into account (33,35,42,43). adverse effects, and some patients may
a blood pressure target of <130/80 mmHg Individuals with older age, CKD, and frailty prefer higher blood pressure targets
for all people, with or without diabetes have been shown to be at higher risk to enhance quality of life. However, in
(20). of adverse effects of intensive blood ACCORD BP, it was found that intensive
diabetesjournals.org/care Cardiovascular Disease and Risk Management S163

blood pressure lowering decreased the medically indicated preterm birth at increasing potassium intake,
risk of cardiovascular events irrespective <35 weeks of gestation, placental abrup- moderation of alcohol in-
of baseline diastolic blood pressure in tion, or fetal/neonatal death, occurred in take, and increased physi-
patients who also received standard gly- 30.2% of female participants in the ac- cal activity. A
cemic control (44). Therefore, the pres- tive treatment group vs. 37.0% in the
ence of low diastolic blood pressure is control group (P < 0.001). The mean

n
not necessarily a contraindication to systolic blood pressure between ran- Lifestyle management is an important
domization and delivery was 129.5 mmHg

io
more intensive blood pressure man- component of hypertension treatment
agement in the context of otherwise in the active treatment group and because it lowers blood pressure, enhan-
standard care. 132.6 mmHg in the control group. ces the effectiveness of some antihyper-

t
Current evidence supports controlling tensive medications, promotes other

ia
Pregnancy and Antihypertensive Medications blood pressure to 110–135/85 mmHg to aspects of metabolic and vascular health,
There are few randomized controlled trials reduce the risk of accelerated maternal and generally leads to few adverse ef-
of antihypertensive therapy in pregnant hypertension but also to minimize impair- fects. Lifestyle therapy consists of reduc-

oc
individuals with diabetes. A 2014 Co- ment of fetal growth. During pregnancy, ing excess body weight through caloric
chrane systematic review of antihyperten- treatment with ACE inhibitors, angioten- restriction (see Section 8, “Obesity and
sin receptor blockers (ARBs), and spirono- Weight Management for the Prevention
sive therapy for mild to moderate chronic
lactone are contraindicated as they may

ss
hypertension that included 49 trials and and Treatment of Type 2 Diabetes”), at
cause fetal damage. Special consider-
over 4,700 women did not find any con- least 150 min of moderate-intensity aer-
ation should be taken for individuals obic activity per week (see Section 3,
clusive evidence for or against blood pres-
of childbearing potential, and people “Prevention or Delay of Type 2 Diabetes

sA
sure treatment to reduce the risk of
intending to become pregnant should
preeclampsia for the mother or effects on and Associated Comorbidities”), restricting
switch from an ACE inhibitor/ARB or
perinatal outcomes such as preterm birth, sodium intake (<2,300 mg/day), increasing
spironolactone to an alternative anti-
small-for-gestational-age infants, or fetal consumption of fruits and vegetables (8–10
hypertensive medication approved dur-
servings per day) and low-fat dairy
te
death (45). The Control of Hypertension ing pregnancy. Antihypertensive drugs
in Pregnancy Study (CHIPS) (46) enrolled products (2–3 servings per day), avoiding
known to be effective and safe in preg-
mostly women with chronic hyperten- excessive alcohol consumption (no more
nancy include methyldopa, labetalol, and
be
sion. In CHIPS, targeting a diastolic blood than 2 servings per day in men and no
long-acting nifedipine, while hydralzine
pressure of 85 mmHg during pregnancy more than 1 serving per day in women)
may be considered in the acute manage-
was associated with reduced likelihood (52), and increasing activity levels (53)
ment of hypertension in pregnancy or
of developing accelerated maternal hy- (see Section 5, “Facilitating Positive Health
severe preeclampsia (49). Diuretics are
ia

pertension and no demonstrable ad- Behaviors and Well-being to Improve


not recommended for blood pressure
verse outcome for infants compared Health Outcomes”).
control in pregnancy but may be used
These lifestyle interventions are rea-
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with targeting a higher diastolic blood during late-stage pregnancy if needed


for volume control (49,50). The American sonable for individuals with diabetes and
pressure. The mean systolic blood pressure
College of Obstetricians and Gynecolo- mildly elevated blood pressure (systolic
achieved in the more intensively treated
gists also recommends that postpartum >120 mmHg or diastolic >80 mmHg)
group was 133.1 ± 0.5 mmHg, and the
individuals with gestational hypertension, and should be initiated along with phar-
mean diastolic blood pressure achieved in
ica

preeclampsia, and superimposed pre- macologic therapy when hypertension is


that group was 85.3 ± 0.3 mmHg. A similar
eclampsia have their blood pressures diagnosed (Fig. 10.2) (53). A lifestyle
approach is supported by the International
observed for 72 h in the hospital and therapy plan should be developed in
Society for the Study of Hypertension in
for 7–10 days postpartum. Long-term collaboration with the patient and
Pregnancy, which specifically recommends
er

follow-up is recommended for these discussed as part of diabetes man-


use of antihypertensive therapy to main-
individuals as they have increased life- agement. Use of internet or mobile-
tain systolic blood pressure between 110 based digital platforms to reinforce
and 140 mmHg and diastolic blood pres- time cardiovascular risk (51). See Sec-
m

tion 15, “Management of Diabetes in healthy behaviors may be considered


sure between 80 and 85 mmHg (47). as a component of care, as these in-
The more recent Chronic Hyperten- Pregnancy,” for additional information.
terventions have been found to en-
©A

sion and Pregnancy (CHAP) trial assigned hance the efficacy of medical therapy
pregnant individuals with mild chronic Treatment Strategies
Lifestyle Intervention
for hypertension (54,55).
hypertension to antihypertensive medi-
cations to target a blood pressure goal
Recommendation Pharmacologic Interventions
of <140/90 mmHg (active treatment
10.6 For people with blood pressure
group) or to control treatment, in which
>120/80 mmHg, lifestyle inter- Recommendations
antihypertensive therapy was withheld
vention consists of weight loss 10.7 Individuals with confirmed
unless severe hypertension (systolic pres- office-based blood pressure
when indicated, a Dietary Ap-
sure $160 mmHg or diastolic pressure $130/80 mmHg qualify for
proaches to Stop Hypertension
$105 mmHg) developed (control group) initiation and titration of phar-
(DASH)-style eating pattern in-
(48). The primary outcome, a composite macologic therapy to achieve
cluding reducing sodium and
of preeclampsia with severe features,
S164 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

Recommendations for the Treatment of REASSESS

Confirmed Hypertension in People With Diabetes REGULARLY


(3-6 MONTHS)

n
Initial BP ≥140/90 and
Initial BP ≥160/100 mmHg
<160/100 mmHg

t io
Start one agent Lifestyle management Start two agents

ia
Albuminuria or CAD* Albuminuria or CAD*

oc
No Yes No Yes

ss
Start one drug: Start Start drug from Start:
 ƒACEi or ARB  ƒ
ACEi or ARB 2 of 3 options: ƒ ACEi or ARB
 ƒCCB***  ƒ ACEi or ARB and
 ƒ CCB*** ƒ CCB*** or Diuretic**

sA
 ƒDiuretic**
 ƒ Diuretic**
te
Assess BP Control and Adverse Effects

Treatment tolerated Not meeting target Adverse effects


be
and target achieved

Add agent from Consider change to


Continue therapy complementary drug class: alternative medication:
 ƒACEi or ARB  ƒACEi or ARB
ia

 ƒCCB***  ƒCCB***
 ƒDiuretic**  ƒDiuretic**
nD

Not meeting target Adverse


on two agents effects
Assess BP Control and Adverse Effects
ica

Not meeting target or


Treatment tolerated adverse effects using a drug
and target achieved from each of three classes
er

Continue therapy Consider Addition of Mineralocorticoid Receptor Antagonist;


Refer to Specialist With Expertise in BP Management
m

Figure 10.2—Recommendations for the treatment of confirmed hypertension in people with diabetes. *An ACE inhibitor (ACEi) or angiotensin receptor
blocker (ARB) is suggested to treat hypertension for people with coronary artery disease (CAD) or urine albumin-to-creatinine ratio 30–299 mg/g creati-
nine and strongly recommended for individuals with urine albumin-to-creatinine ratio $300 mg/g creatinine. **Thiazide-like diuretic; long-acting agents
©A

shown to reduce cardiovascular events, such as chlorthalidone and indapamide, are preferred. ***Dihydropyridine calcium channel blocker (CCB). BP,
blood pressure. Adapted from de Boer et al. (20).

the recommended blood pres- or a single-pill combination with diabetes. A ACE inhibi-
sure goal of <130/80 mmHg. A of drugs demonstrated to re- tors or angiotensin receptor
10.8 Individuals with confirmed duce cardiovascular events in blockers are recommended
office-based blood pressure people with diabetes. A first-line therapy for hyperten-
$160/100 mmHg should, in 10.9 Treatment for hypertension sion in people with diabetes
addition to lifestyle therapy, should include drug classes and coronary artery disease. A
have prompt initiation and demonstrated to reduce car- 10.10 Multiple-drug therapy is gener-
timely titration of two drugs diovascular events in people ally required to achieve blood
diabetesjournals.org/care Cardiovascular Disease and Risk Management S165

pressure targets. However, reduce the risk of progressive kidney dis- among patients with reduced glomerular
combinations of ACE inhibi- ease (20) (Fig. 10.2). In patients receiving filtration who are at increased risk of hy-
tors and angiotensin receptor ACE inhibitor or ARB therapy, continua- perkalemia and AKI (77,78,80).
blockers and combinations of tion of those medications as kidney func-
tion declines to estimated glomerular Resistant Hypertension
ACE inhibitors or angiotensin
filtration rate (eGFR) <30 mL/min/1.73 m2

n
receptor blockers with direct Recommendation
renin inhibitors should not be may provide cardiovascular benefit with-
10.13 Individuals with hypertension
out significantly increasing the risk of

io
used. A who are not meeting blood
10.11 An ACE inhibitor or angiotensin end-stage kidney disease (67). In the ab-
sence of albuminuria, risk of progressive pressure targets on three clas-
receptor blocker, at the ses of antihypertensive medi-

t
maximum tolerated dose in- kidney disease is low, and ACE inhibitors

ia
and ARBs have not been found to afford cations (including a diuretic)
dicated for blood pressure should be considered for min-
treatment, is the recom- superior cardioprotection when compared
with thiazide-like diuretics or dihydro- eralocorticoid receptor antago-
mended first-line treatment

oc
pyridine calcium channel blockers (68). nist therapy. A
for hypertension in people
with diabetes and urinary b-Blockers are indicated in the setting
albumin-to-creatinine ratio of prior MI, active angina, or HfrEF but Resistant hypertension is defined as

ss
$300 mg/g creatinine A or have not been shown to reduce mortality blood pressure $140/90 mmHg despite
30–299 mg/g creatinine. B If as blood pressure-lowering agents in the a therapeutic strategy that includes ap-
one class is not tolerated, the absence of these conditions (28,69,70). propriate lifestyle management plus a

sA
other should be substituted. B diuretic and two other antihypertensive
Multiple-Drug Therapy. Multiple-drug ther-
10.12 For patients treated with drugs with complementary mechanisms
apy is often required to achieve blood of action at adequate doses. Prior to
an ACE inhibitor, angiotensin
pressure targets (Fig. 10.2), particularly diagnosing resistant hypertension, a
receptor blocker, or diuretic,
in the setting of diabetic kidney disease.
te
serum creatinine/estimated number of other conditions should be
However, the use of both ACE inhibitors
glomerular filtration rate and excluded, including missed doses of anti-
and ARBs in combination, or the combi- hypertensive medications, white coat hy-
serum potassium levels should
be
nation of an ACE inhibitor or ARB and a pertension, and secondary hypertension.
be monitored at least annually. B
direct renin inhibitor, is contraindicated In general, barriers to medication taking
given the lack of added ASCVD benefit (such as cost and side effects) should
Initial Number of Antihypertensive Medi- and increased rate of adverse events— be identified and addressed (Fig. 10.2).
ia

cations. Initial treatment for people with namely, hyperkalemia, syncope, and acute Mineralocorticoid receptor antagonists,
diabetes depends on the severity of hy- kidney injury (AKI) (71–73). Titration of including spironolactone and eplere-
pertension (Fig. 10.2). Those with blood and/or addition of further blood pressure none, are effective for management of
nD

pressure between 130/80 mmHg and medications should be made in a timely resistant hypertension in people with
160/100 mmHg may begin with a single fashion to overcome therapeutic inertia type 2 diabetes when added to exist-
drug. For patients with blood pressure in achieving blood pressure targets. ing treatment with an ACE inhibitor or
$160/100 mmHg, initial pharmacologic ARB, thiazide-like diuretic, or dihydro-
ica

treatment with two antihypertensive Bedtime Dosing. Although prior analyses pyridine calcium channel blocker (81).
medications is recommended in order to of randomized clinical trials found a ben- In addition, mineralocorticoid receptor
more effectively achieve adequate blood efit to evening versus morning dosing antagonists reduce albuminuria in peo-
pressure control (56–58). Single-pill anti- of antihypertensive medications (74,75), ple with diabetic nephropathy (82–84).
er

hypertensive combinations may improve these results have not been reproduced However, adding a mineralocorticoid re-
medication taking in some patients (59). in subsequent trials. Therefore, preferen- ceptor antagonist to a regimen including
tial use of antihypertensives at bedtime an ACE inhibitor or ARB may increase
m

Classes of Antihypertensive Medications. is not recommended (76). the risk for hyperkalemia, emphasizing
Initial treatment for hypertension should the importance of regular monitoring for
include any of the drug classes demon- Hyperkalemia and Acute Kidney Injury. serum creatinine and potassium in these
©A

strated to reduce cardiovascular events Treatment with ACE inhibitors or ARBs patients, and long-term outcome studies
in people with diabetes: ACE inhibitors can cause AKI and hyperkalemia, while are needed to better evaluate the role
(60,61), ARBs (60,61), thiazide-like diu- diuretics can cause AKI and either hypo- of mineralocorticoid receptor antagonists
retics (62), or dihydropyridine calcium kalemia or hyperkalemia (depending on in blood pressure management.
channel blockers (63). In people with dia- mechanism of action) (77,78). Detection
betes and established coronary artery and management of these abnormalities LIPID MANAGEMENT
disease, ACE inhibitors or ARBs are is important because AKI and hyperkale-
Lifestyle Intervention
recommended first-line therapy for mia each increase the risks of cardiovas-
hypertension (64–66). For patients with cular events and death (79). Therefore, Recommendations
albuminuria (urine albumin-to-creatinine serum creatinine and potassium should 10.14 Lifestyle modification focusing
ratio [UACR] $30 mg/g), initial treatment be monitored during treatment with an on weight loss (if indicated);
should include an ACE inhibitor or ARB to ACE inhibitor, ARB, or diuretic, particularly
S166 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

application of a Mediterranean 40 years, or more frequently 10.20 For people with diabetes aged
or Dietary Approaches to Stop if indicated. E 40–75 at higher cardiovascular
Hypertension (DASH) eating 10.17 Obtain a lipid profile at initia- risk, including those with one or
pattern; reduction of saturated tion of statins or other lipid- more atherosclerotic cardiovas-
fat and trans fat; increase of di- lowering therapy, 4–12 weeks cular disease risk factors, it is
etary n-3 fatty acids, viscous fi-

n
after initiation or a change in recommended to use high-
ber, and plant stanols/sterols dose, and annually thereafter intensity statin therapy to reduce

io
intake; and increased physical as it may help to monitor the LDL cholesterol by $50% of
activity should be recom- response to therapy and in- baseline and to target an LDL
mended to improve the lipid form medication taking. E cholesterol goal of <70 mg/dL. B

t
profile and reduce the risk of 10.21 For people with diabetes aged

ia
developing atherosclerotic car- 40–75 years at higher cardio-
diovascular disease in people In adults with diabetes, it is reasonable vascular risk, especially those
with diabetes. A to obtain a lipid profile (total choles-

oc
with multiple atherosclerotic
10.15 Intensify lifestyle therapy and op- terol, LDL cholesterol, HDL cholesterol, cardiovascular disease risk fac-
timize glycemic control for pa- and triglycerides) at the time of diagno- tors and an LDL cholesterol
tients with elevated triglyceride sis, at the initial medical evaluation, and $70 mg/dL, it may be rea-

ss
levels($150mg/dL[1.7mmol/L]) at least every 5 years thereafter in pa- sonable to add ezetimibe or a
and/or low HDL cholesterol tients <40 years of age. In younger peo- PCSK9 inhibitor to maximum
(<40 mg/dL [1.0 mmol/L] for ple with longer duration of disease (such tolerated statin therapy. C
men, <50 mg/dL [1.3 mmol/L] as those with youth-onset type 1 diabe-

sA
10.22 In adults with diabetes aged
for women). C tes), more frequent lipid profiles may be >75 years already on statin
reasonable. A lipid panel should also be therapy, it is reasonable to
obtained immediately before initiating continue statin treatment. B
Lifestyle intervention, including weight statin therapy. Once a patient is taking a
te
loss in people with overweight or obe- 10.23 In adults with diabetes aged
statin, LDL cholesterol levels should be >75 years, it may be reasonable
sity (when appropriate) (85), increased assessed 4–12 weeks after initiation of
physical activity, and medical nutrition to initiate moderate-intensity
be
statin therapy, after any change in dose, statin therapy after discussion
therapy, allows some patients to reduce and on an individual basis (e.g., to moni-
ASCVD risk factors. Nutrition interven- of potential benefits and risks. C
tor for medication taking and efficacy). If 10.24 Statin therapy is contraindi-
tion should be tailored according to each LDL cholesterol levels are not responding cated in pregnancy. B
ia

patient’s age, pharmacologic treatment, in spite of medication taking, clinical


lipid levels, and medical conditions. judgment is recommended to determine
Recommendations should focus on ap- the need for and timing of lipid panels. Secondary Prevention
nD

plication of a Mediterranean (83) or Die- In individual patients, the highly variable


tary Approaches to Stop Hypertension Recommendations
LDL cholesterol–lowering response seen
(DASH) eating pattern, reducing saturated 10.25 For people of all ages with
with statins is poorly understood (88).
and trans fat intake and increasing plant
Clinicians should attempt to find a dose diabetes and atherosclerotic
ica

stanols/sterols, n-3 fatty acids, and viscous cardiovascular disease, high-


or alternative statin that is tolerable if
fiber (such as in oats, legumes, and citrus) intensity statin therapy should
side effects occur. There is evidence for
intake (86,87). Glycemic control may also be added to lifestyle therapy. A
benefit from even extremely low, less
beneficially modify plasma lipid levels,
than daily statin doses (89). 10.26 For people with diabetes and
particularly in patients with very high tri-
er

atherosclerotic cardiovascular
glycerides and poor glycemic control. See
STATIN TREATMENT disease, treatment with high-
Section 5, “Facilitating Positive Health
Primary Prevention intensity statin therapy is rec-
Behaviors and Well-being to Improve
m

ommended to target an LDL


Health Outcomes,” for additional nutri-
Recommendations cholesterol reduction of $50%
tion information.
10.18 For people with diabetes aged from baseline and an LDL cho-
©A

40–75 years without atheroscle- lesterol goal of <55 mg/dL.


Ongoing Therapy and Monitoring
With Lipid Panel rotic cardiovascular disease, use Addition of ezetimibe or a
moderate-intensity statin therapy PCSK9 inhibitor with proven
Recommendations in addition to lifestyle therapy. A benefit in this population is
10.16 In adults not taking statins or 10.19 For people with diabetes aged recommended if this goal is
other lipid-lowering therapy, it 20–39 years with additional not achieved on maximum tol-
is reasonable to obtain a lipid atherosclerotic cardiovascular erated statin therapy. B
profile at the time of diabetes disease risk factors, it may be 10.27 For individuals who do not
diagnosis, at an initial medical reasonable to initiate statin tolerate the intended inten-
evaluation, and every 5 years therapy in addition to lifestyle sity, the maximum tolerated
thereafter if under the age of therapy. C statin dose should be used. E
diabetesjournals.org/care Cardiovascular Disease and Risk Management S167

The evidence is lower for patients aged


Table 10.2—High-intensity and moderate-intensity statin therapy*
>75 years; relatively few older people
High-intensity statin therapy Moderate-intensity statin therapy
(lowers LDL cholesterol by $50%) (lowers LDL cholesterol by 30–49%)
with diabetes have been enrolled in
primary prevention trials. However, het-
Atorvastatin 40–80 mg Atorvastatin 10–20 mg
erogeneity by age has not been seen in
Rosuvastatin 20–40 mg Rosuvastatin 5–10 mg
the relative benefit of lipid-lowering ther-

n
Simvastatin 20–40 mg
Pravastatin 40–80 mg apy in trials that included older partici-
pants (91,98,99), and because older age

io
Lovastatin 40 mg
Fluvastatin XL 80 mg confers higher risk, the absolute benefits
Pitavastatin 1–4 mg are actually greater (91,105). Moderate-

t
*Once-daily dosing. XL, extended release. intensity statin therapy is recommended

ia
in people with diabetes who are $75 years
of age. However, the risk-benefit pro-
Initiating Statin Therapy Based on Risk (known ASCVD and/or very high LDL file should be routinely evaluated in

oc
People with type 2 diabetes have an in- cholesterol levels), but the overall bene- this population, with downward titra-
creased prevalence of lipid abnormali- fits of statin therapy in people with dia- tion of dose performed as needed. See
ties, contributing to their high risk of betes at moderate or even low risk for Section 13, “Older Adults,” for more de-

ss
ASCVD. Multiple clinical trials have dem- ASCVD are convincing (100,101). The rela- tails on clinical considerations for this
onstrated the beneficial effects of statin tive benefit of lipid-lowering therapy has population.
therapy on ASCVD outcomes in subjects been uniform across most subgroups tested
with and without CHD (90,91). Sub- (91,99), including subgroups that varied Age <40 Years and/or Type 1 Diabetes. Very

sA
group analyses of people with diabetes with respect to age and other risk factors. little clinical trial evidence exists for
in larger trials (92–96) and trials in peo- people with type 2 diabetes under the
ple with diabetes (97,98) showed signifi- Primary Prevention (People Without ASCVD) age of 40 years or for people with type
cant primary and secondary prevention For primary prevention, moderate-dose diabetes of any age. For pediatric rec-
te
of ASCVD events and CHD death in peo- statin therapy is recommended for those ommendations, see Section 14, “Children
ple with diabetes. Meta-analyses, includ- aged $40 years (93,100,101), although and Adolescents.” In the Heart Protec-
ing data from over 18,000 people with
be
high-intensity therapy should be consid- tion Study (lower age limit 40 years), the
diabetes from 14 randomized trials of ered in the context of additional ASCVD subgroup of 600 people with type 1
statin therapy (mean follow-up 4.3 years), risk factors. The evidence is strong for diabetes had a proportionately similar,
demonstrate a 9% proportional reduction people with diabetes aged 40–75 years, although not statistically significant, re-
ia

in all-cause mortality and 13% reduction an age-group well represented in statin duction in risk to that in people with
in vascular mortality for each 1 mmol/L trials showing benefit. Since cardiovascu- type 2 diabetes (93). Even though the
(39 mg/dL) reduction in LDL cholesterol lar risk is enhanced in people with diabe- data are not definitive, similar statin
nD

(99). The cardiovascular benefit in this tes, as noted above, patients who also treatment approaches should be consid-
large meta-analysis did not depend on have multiple other coronary risk factors ered for people with type 1 or type 2
baseline LDL cholesterol levels and was have increased risk, equivalent to that diabetes, particularly in the presence of
linearly related to the LDL cholesterol re- of those with ASCVD. Therefore, current other cardiovascular risk factors. Pa-
ica

duction without a low threshold beyond guidelines recommend that in people tients <40 years of age have lower risk
which there was no benefit observed (99). with diabetes who are at higher cardio- of developing a cardiovascular event
Accordingly, statins are the drugs of vascular risk, especially those with one or over a 10-year horizon; however, their
choice for LDL cholesterol lowering and more ASCVD risk factors, high-intensity lifetime risk of developing cardiovascu-
cardioprotection. Table 10.2 shows the
er

statin therapy should be prescribed to re- lar disease and suffering an MI, stroke,
two statin dosing intensities that are rec- duce LDL cholesterol by $50% from or cardiovascular death is high. For peo-
ommended for use in clinical practice: baseline and to target an LDL cholesterol ple who are <40 years of age and/or
of <70 mg/dL (102–104). Since in clinical
m

high-intensity statin therapy will achieve have type 1 diabetes with other ASCVD
approximately a $50% reduction in LDL practice it is frequently difficult to ascer- risk factors, it is recommended that the
cholesterol, and moderate-intensity statin tain the baseline LDL cholesterol level patient and health care professional dis-
©A

regimens achieve 30–49% reductions in prior to statin therapy initiation, in those cuss the relative benefits and risks and
LDL cholesterol. Low-dose statin therapy individuals, a focus on an LDL cholesterol consider the use of moderate-intensity
is generally not recommended in people target level of <70 mg/dL rather than statin therapy. Please refer to “Type 1
with diabetes but is sometimes the only the percent reduction in LDL cholesterol Diabetes Mellitus and Cardiovascular
dose of statin that a patient can tolerate. is recommended. In those individuals, it Disease: A Scientific Statement From
For patients who do not tolerate the in- may also be reasonable to add ezetimibe the American Heart Association and
tended intensity of statin, the maximum or proprotein convertase subtilisin/kexin American Diabetes Association” (106)
tolerated statin dose should be used. type 9 (PCSK9) inhibitor therapy to maxi- for additional discussion.
As in those without diabetes, abso- mum tolerated statin therapy if needed
lute reductions in ASCVD outcomes (CHD to reduce LDL cholesterol levels by $50% Secondary Prevention (People With ASCVD)
death and nonfatal MI) are greatest and to achieve the recommended LDL Because cardiovascular event rates are
in people with high baseline ASCVD risk cholesterol target of <70 mg/dL (14). increased in people with diabetes and
S168 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

established ASCVD, intensive therapy is therapy versus simvastatin alone (105). preference) versus placebo. Evolocumab
indicated and has been shown to be of Individuals were $50 years of age, had reduced LDL cholesterol by 59% from a
benefit in multiple large meta-analyses experienced a recent acute coronary syn- median of 92 to 30 mg/dL in the treat-
and randomized cardiovascular out- drome (ACS) and were treated for an av- ment arm.
comes trials (91,99,105,107,108). High- erage of 6 years. Overall, the addition of During the median follow-up of 2.2 years,
intensity statin therapy is recommended ezetimibe led to a 6.4% relative benefit the composite outcome of cardiovascu-

n
for all people with diabetes and ASCVD and a 2% absolute reduction in major ad- lar death, MI, stroke, hospitalization for
to target an LDL cholesterol reduction of verse cardiovascular events (atheroscle- angina, or revascularization occurred in

io
$50% from baseline and an LDL choles- rotic cardiovascular events), with the 11.3% vs. 9.8% of the placebo and evo-
terol goal of <55 mg/dL. Based on the degree of benefit being directly propor- locumab groups, respectively, represent-

t
evidence discussed below, addition of tional to the change in LDL cholesterol, ing a 15% relative risk reduction (P <

ia
ezetimibe or a PCSK9 inhibitor is recom- which was 70 mg/dL in the statin group 0.001). The combined end point of car-
mended if this goal is not achieved on on average and 54 mg/dL in the combi- diovascular death, MI, or stroke was re-
maximum tolerated statin therapy. These nation group (105). In those with diabetes duced by 20%, from 7.4 to 5.9% (P <

oc
recommendations are based on the ob- (27% of participants), the combination of 0.001). Evolocumab therapy also signifi-
servation that high-intensity versus mod- moderate-intensity simvastatin (40 mg) cantly reduced all strokes (1.5% vs.
erate-intensity statin therapy reduces and ezetimibe (10 mg) showed a signifi- 1.9%; HR 0.79 [95% CI 0.66–0.95]; P =

ss
cardiovascular event rates in high-risk in- cant reduction of major adverse cardio- 0.01) and ischemic stroke (1.2% vs.
dividuals with established cardiovascular vascular events with an absolute risk 1.6%; HR 0.75 [95% CI 0.62–0.92]; P =
disease in randomized trials (95,107). In reduction of 5% (40% vs. 45% cumula- 0.005) in the total population, with find-
addition, the Cholesterol Treatment Tria- tive incidence at 7 years) and a relative

sA
ings being consistent in individuals with
lists’ Collaboration involving 26 statin tri- risk reduction of 14% (hazard ratio [HR] or without a history of ischemic stroke
als, of which 5 compared high-intensity 0.86 [95% CI 0.78–0.94]) over moderate- at baseline (115). Importantly, similar
versus moderate-intensity statins (99), intensity simvastatin (40 mg) alone (109). benefits were seen in a prespecified
showed a 21% reduction in major cardio-
te
subgroup of people with diabetes, com-
vascular events in people with diabetes Statins and PCSK9 Inhibitors
prising 11,031 patients (40% of the trial)
for every 39 mg/dL of LDL cholesterol Placebo-controlled trials evaluating the
(112).
be
lowering, irrespective of baseline LDL addition of the PCSK9 inhibitors evolo-
In the ODYSSEY OUTCOMES trial (Evalu-
cholesterol or patient characteristics (99). cumab and alirocumab to maximum
ation of Cardiovascular Outcomes After an
However, the best evidence to support tolerated doses of statin therapy in par-
Acute Coronary Syndrome During Treat-
lower LDL cholesterol targets in people ticipants who were at high risk for
ment With Alirocumab), 18,924 patients
ia

with diabetes and established cardiovas- ASCVD demonstrated an average reduc-


(28.8% of whom had diabetes) with recent
cular disease derives from multiple large tion in LDL cholesterol ranging from 36
acute coronary syndrome were random-
randomized trials investigating the bene- to 59%. These agents have been approved
nD

ized to the PCSK9 inhibitor alirocumab or


fits of adding nonstatin agents to statin as adjunctive therapy for individuals with
placebo every 2 weeks in addition to max-
therapy. As discussed in detail below, ASCVD or familial hypercholesterolemia
these include combination treatment who are receiving maximum tolerated imum tolerated statin therapy, with aliro-
with statins and ezetimibe (105,109) or statin therapy but require additional cumab dosing titrated between 75 and
150 mg to achieve LDL cholesterol levels
ica

PCSK9 inhibitors (108,110–112). Each trial lowering of LDL cholesterol (113,114).


found a significant benefit in the reduc- No cardiovascular outcome trials have between 25 and 50 mg/dL (110). Over a
tion of ASCVD events that was directly been performed to assess whether PCSK9 median follow-up of 2.8 years, a compos-
related to the degree of further LDL inhibitor therapy reduces ASCVD event ite primary end point (comprising death
from CHD, nonfatal MI, fatal or nonfatal
er

cholesterol lowering. These large trials rates in individuals without established car-
included a significant number of partici- diovascular disease (primary prevention). ischemic stroke, or unstable angina re-
pants with diabetes and prespecified anal- The effects of PCSK9 inhibition on quiring hospital admission) occurred in
903 patients (9.5%) in the alirocumab
m

yses on cardiovascular outcomes in people ASCVD outcomes was investigated in


with and without diabetes (109,111,112). the Further Cardiovascular Outcomes group and in 1,052 patients (11.1%) in
The decision to add a nonstatin agent Research With PCSK9 Inhibition in Sub- the placebo group (HR 0.85 [95% CI
0.78–0.93]; P < 0.001). Combination ther-
©A

should be made following a clinician- jects With Elevated Risk (FOURIER) trial,
patient discussion about the net benefit, which enrolled 27,564 individuals with apy with alirocumab plus statin therapy
safety, and cost of combination therapy. prior ASCVD and an additional high-risk resulted in a greater absolute reduction
feature who were receiving their maxi- in the incidence of the primary end point
Combination Therapy for LDL mum tolerated statin therapy (two- in people with diabetes (2.3% [95% CI
Cholesterol Lowering thirds were on high-intensity statin) but 0.4–4.2]) than in those with prediabetes
Statins and Ezetimibe who still had LDL cholesterol $70 mg/dL (1.2% [0.0–2.4]) or normoglycemia (1.2%
The IMProved Reduction of Out- or non-HDL cholesterol $100 mg/dL [–0.3 to 2.7]) (111).
comes: Vytorin Efficacy International Trial (108). Patients were randomized to re- In addition to monoclonal antibodies
(IMPROVE-IT) was a randomized con- ceive subcutaneous injections of evolo- targeting PCSK9, the siRNA inclisiran has
trolled trial in 18,144 patients comparing cumab (either 140 mg every 2 weeks or been developed and has recently become
the addition of ezetimibe to simvastatin 420 mg every month based on patient available in the U.S. In the Inclisiran for
diabetesjournals.org/care Cardiovascular Disease and Risk Management S169

Participants With Atherosclerotic Cardio- Treatment of Other Lipoprotein factor (primary prevention cohort) (121).
vascular Disease and Elevated Low-density Fractions or Targets Patients were randomized to icosapent
Lipoprotein Cholesterol (ORION-10) and ethyl 4 g/day (2 g twice daily with food)
Recommendations
Inclisiran for Subjects With ASCVD or versus placebo. The trial met its primary
ASCVD-Risk Equivalents and Elevated 10.28 For individuals with fasting tri- end point, demonstrating a 25% relative
Low-density Lipoprotein Cholesterol glyceride levels $500 mg/dL, risk reduction (P < 0.001) for the primary

n
(ORION-11) trials (116), individuals with evaluate for secondary causes end point composite of cardiovascular
established cardiovascular disease or of hypertriglyceridemia and death, nonfatal MI, nonfatal stroke, coro-

io
ASCVD risk equivalent were random- consider medical therapy to re- nary revascularization, or unstable angina.
ized to receive inclisiran or placebo. Incli- duce the risk of pancreatitis. C This reduction in risk was seen in people
10.29 In adults with moderate hyper-

t
siran allows less frequent administration with or without diabetes at baseline. The

ia
compared with monoclonal antibodies triglyceridemia (fasting or non- composite of cardiovascular death, nonfa-
and was administered on day 1, on fasting triglycerides 175–499 tal MI, or nonfatal stroke was reduced by
day 90, and every 6 months in these mg/dL), clinicians should ad- 26% (P < 0.001). Additional ischemic end

oc
trials. In the ORION-10 trial, 47.5% of dress and treat lifestyle fac- points were significantly lower in the ico-
patients in the inclisiran group and tors (obesity and metabolic sapent ethyl group than in the placebo
42.4% in the placebo group had diabe- syndrome), secondary factors group, including cardiovascular death,
which was reduced by 20% (P = 0.03).

ss
tes; in the ORION-11 trial, 36.5% of (diabetes, chronic liver or kid-
patients in the inclisiran group and ney disease and/or nephrotic The proportions of patients experiencing
33.7% in the placebo group had diabe- syndrome, hypothyroidism), adverse events and serious adverse
tes. The coprimary end point of placebo- and medications that raise events were similar between the active

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corrected percentage change in LDL triglycerides. C and placebo treatment groups. It should
cholesterol level from baseline to day 10.30 In individuals with atheroscle- be noted that data are lacking with
510 was 52.3% in the ORION-10 trial rotic cardiovascular disease or other n-3 fatty acids, and results of
and 49.9% in the ORION-11 trial. In an other cardiovascular risk fac- the REDUCE-IT trial should not be ex-
te
exploratory analysis, the prespecified tors on a statin with controlled trapolated to other products (121). As
cardiovascular end point, defined as a LDL cholesterol but elevated an example, the addition of 4 g per day
of a carboxylic acid formulation of the
be
cardiovascular basket of nonadjudicated triglycerides (135–499 mg/dL),
terms, including those classified within n-3 fatty acids eicosapentaenoic acid
the addition of icosapent ethyl
cardiac death, and any signs or symp- (EPA) and docosahexaenoic acid (DHA)
can be considered to reduce
(n-3 carboxylic acid) to statin therapy
toms of cardiac arrest, nonfatal MI, or cardiovascular risk. A
in patients with atherogenic dyslipide-
ia

stroke, occurred in 7.4% of the inclisiran


group and 10.2% of the placebo group mia and high cardiovascular risk, 70%
in the ORION-10 trial and in 7.8% of the Hypertriglyceridemia should be addressed of whom had diabetes, did not reduce
nD

with dietary and lifestyle changes includ- the risk of major adverse cardiovascular
inclisiran group and 10.3% of the pla-
ing weight loss and abstinence from alco- events compared with the inert com-
cebo group in the ORION-11 trial. A car-
hol (120). Severe hypertriglyceridemia parator of corn oil (122).
diovascular outcome trial using inclisiran
in people with established cardiovascular (fasting triglycerides $500 mg/dL and Low levels of HDL cholesterol, often as-
especially >1,000 mg/dL) may warrant sociated with elevated triglyceride levels,
ica

disease is currently ongoing (117).


pharmacologic therapy (fibric acid de- are the most prevalent pattern of dyslipi-
rivatives and/or fish oil) and reduction demia in people with type 2 diabetes.
Statins and Bempedoic Acid
in dietary fat to reduce the risk of acute However, the evidence for the use of
Bempedoic acid is a novel LDL cholesterol–
pancreatitis. Moderate- or high-intensity drugs that target these lipid fractions
er

lowering agent that is indicated as an


statin therapy should also be used as in- is substantially less robust than that
adjunct to diet and maximum tolerated
dicated to reduce risk of cardiovascular for statin therapy (123). In a large trial
statin therapy for the treatment of adults
events (see statin treatment). In people in people with diabetes, fenofibrate
m

with heterozygous familial hypercholester-


failed to reduce overall cardiovascular
olemia or established ASCVD who require with moderate hypertriglyceridemia,
outcomes (124).
additional lowering of LDL cholesterol. A lifestyle interventions, treatment of
©A

pooled analysis suggests that bempedoic secondary factors, and avoidance of


Other Combination Therapy
acid therapy lowers LDL cholesterol levels medications that might raise triglycer-
by about 23% compared with placebo ides are recommended. Recommendations
(118). At this time, there are no com- The Reduction of Cardiovascular Events 10.31 Statin plus fibrate combination
pleted trials demonstrating a cardiovas- with Icosapent Ethyl-Intervention Trial therapy has not been shown
cular outcomes benefit to use of this (REDUCE-IT) enrolled 8,179 adults receiv-
to improve atherosclerotic car-
medication; however, this agent may be ing statin therapy with moderately el-
diovascular disease outcomes
considered for patients who cannot use evated triglycerides (135–499 mg/dL,
and is generally not recom-
or tolerate other evidence-based LDL median baseline of 216 mg/dL) who had
mended. A
cholesterol-lowering approaches, or for either established cardiovascular disease
10.32 Statin plus niacin combination
whom those other therapies are inade- (secondary prevention cohort) or diabetes
therapy has not been shown
quately effective (119). plus at least one other cardiovascular risk
S170 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

to provide additional cardio- therapy (128). A total of 25,673 individ- several lines of evidence point against
vascular benefit above statin uals with prior vascular disease were this association, as detailed in a 2018
therapy alone, may increase randomized to receive 2 g of extended- European Atherosclerosis Society Consensus
the risk of stroke with addi- release niacin and 40 mg of laropiprant Panel statement (132). First, there are three
tional side effects, and is gen- (an antagonist of the prostaglandin D2 large randomized trials of statin versus pla-
erally not recommended. A receptor DP1 that has been shown to cebo where specific cognitive tests were

n
improve participation in niacin therapy) performed, and no differences were seen
versus a matching placebo daily and fol- between statin and placebo (133–136). In

io
Statin and Fibrate Combination Therapy lowed for a median follow-up period of addition, no change in cognitive function
Combination therapy (statin and fibrate) 3.9 years. There was no significant dif- has been reported in studies with the addi-

t
is associated with an increased risk for ference in the rate of coronary death, tion of ezetimibe (105) or PCSK9 inhibitors

ia
abnormal transaminase levels, myositis, MI, stroke, or coronary revascularization (108,137) to statin therapy, including
and rhabdomyolysis. The risk of rhabdo- with the addition of niacin–laropiprant among patients treated to very low
versus placebo (13.2% vs. 13.7%; rate LDL cholesterol levels. In addition, the

oc
myolysis is more common with higher
doses of statins and renal insufficiency ratio 0.96; P = 0.29). Niacin–laropi- most recent systematic review of the
and appears to be higher when statins prant was associated with an increased U.S. Food and Drug Administration’s
are combined with gemfibrozil (com- incidence of new-onset diabetes (abso- (FDA’s) postmarketing surveillance data-
lute excess, 1.3 percentage points; P <

ss
pared with fenofibrate) (125). bases, randomized controlled trials, and
In the ACCORD study, in people with 0.001) and disturbances in diabetes cohort, case-control, and cross-sectional
management among those with diabe- studies evaluating cognition in patients
type 2 diabetes who were at high risk
tes. In addition, there was an increase in receiving statins found that published

sA
for ASCVD, the combination of fenofi-
serious adverse events associated with data do not reveal an adverse effect of
brate and simvastatin did not reduce the
the gastrointestinal system, musculoskele- statins on cognition (138). Therefore, a
rate of fatal cardiovascular events, non-
tal system, skin, and, unexpectedly, in- concern that statins or other lipid-lowering
fatal MI, or nonfatal stroke compared
fection and bleeding. agents might cause cognitive dysfunction
te
with simvastatin alone. Prespecified sub-
Therefore, combination therapy with a or dementia is not currently supported
group analyses suggested heterogeneity
statin and niacin is not recommended by evidence and should not deter their
in treatment effects with possible bene-
be
given the lack of efficacy on major ASCVD use in individuals with diabetes at high
fit for men with both a triglyceride level
outcomes and increased side effects. risk for ASCVD (138).
$204 mg/dL (2.3 mmol/L) and an HDL
cholesterol level #34 mg/dL (0.9 mmol/L)
Diabetes Risk With Statin Use ANTIPLATELET AGENTS
(126).
ia

Several studies have reported a mod-


estly increased risk of incident diabetes Recommendations
Statin and Niacin Combination Therapy
with statin use (129,130), which may be 10.33 Use aspirin therapy (75–162
nD

The Atherothrombosis Intervention in


limited to those with diabetes risk fac- mg/day) as a secondary pre-
Metabolic Syndrome With Low HDL/High
tors. An analysis of one of the initial vention strategy in those with
Triglycerides: Impact on Global Health Out-
studies suggested that although statin diabetes and a history of
comes (AIM-HIGH) trial randomized over use was associated with diabetes risk, atherosclerotic cardiovascular
ica

3,000 people (about one-third with diabe- the cardiovascular event rate reduction disease. A
tes) with established ASCVD, LDL choles- with statins far outweighed the risk of 10.34 For individuals with atheroscle-
terol levels <180 mg/dL [4.7 mmol/L], low incident diabetes even for patients at rotic cardiovascular disease and
HDL cholesterol levels (men <40 mg/dL highest risk for diabetes (131). The ab- documented aspirin allergy, clo-
[1.0 mmol/L] and women <50 mg/dL
er

solute risk increase was small (over pidogrel (75 mg/day) should be
[1.3 mmol/L]), and triglyceride levels of 5 years of follow-up, 1.2% of participants used. B
150–400 mg/dL (1.7–4.5 mmol/L) to on placebo developed diabetes and 1.5% 10.35 Dual antiplatelet therapy (with
statin therapy plus extended-release nia-
m

on rosuvastatin developed diabetes) (131). low-dose aspirin and a P2Y12


cin or placebo. The trial was halted early A meta-analysis of 13 randomized statin inhibitor) is reasonable for a
due to lack of efficacy on the primary trials with 91,140 participants showed an year after an acute coronary
©A

ASCVD outcome (first event of the com- odds ratio of 1.09 for a new diagnosis of syndrome and may have bene-
posite of death from CHD, nonfatal MI, is- diabetes, so that (on average) treatment fits beyond this period. A
chemic stroke, hospitalization for an ACS, of 255 patients with statins for 4 years re- 10.36 Long-term treatment with dual
or symptom-driven coronary or cerebral sulted in one additional case of diabetes antiplatelet therapy should be
revascularization) and a possible increase while simultaneously preventing 5.4 vascu- considered for individuals with
in ischemic stroke in those on combina- lar events among those 255 patients (130). prior coronary intervention, high
tion therapy (127). ischemic risk, and low bleeding
The much larger Heart Protection Lipid-Lowering Agents and Cognitive risk to prevent major adverse
Study 2–Treatment of HDL to Reduce Function cardiovascular events. A
the Incidence of Vascular Events (HPS2- Although concerns regarding a potential 10.37 Combination therapy with as-
THRIVE) trial also failed to show a bene- adverse impact of lipid-lowering agents pirin plus low-dose rivaroxaban
fit of adding niacin to background statin on cognitive function have been raised,
diabetesjournals.org/care Cardiovascular Disease and Risk Management S171

should be considered for indi- bleeding, or other serious bleeding). factor (family history of premature
viduals with stable coronary During a mean follow-up of 7.4 years, ASCVD, hypertension, dyslipidemia, smok-
and/or peripheral artery dis- there was a significant 12% reduction ing, or CKD/albuminuria) who are not at
ease and low bleeding risk to in the primary efficacy end point (8.5% increased risk of bleeding (e.g., older age,
prevent major adverse limb vs. 9.6%; P = 0.01). In contrast, major anemia, renal disease) (148–151). Nonin-
and cardiovascular events. A bleeding was significantly increased from vasive imaging techniques such as coro-

n
10.38 Aspirin therapy (75–162 mg/day) 3.2 to 4.1% in the aspirin group (rate ra- nary calcium scoring may potentially help
tio 1.29; P = 0.003), with most of the ex- further tailor aspirin therapy, particularly

io
may be considered as a primary
prevention strategy in those cess being gastrointestinal bleeding and in those at low risk (152,153). For people
with diabetes who are at in- other extracranial bleeding. There were >70 years of age (with or without diabe-

t
creased cardiovascular risk, af- no significant differences by sex, weight, tes), the balance appears to have greater

ia
ter a comprehensive discussion or duration of diabetes or other baseline risk than benefit (144,146). Thus, for pri-
with the patient on the bene- factors including ASCVD risk score. mary prevention, the use of aspirin needs
fits versus the comparable in- Two other large, randomized trials of to be carefully considered and may gener-

oc
creased risk of bleeding. A aspirin for primary prevention, in people ally not be recommended. Aspirin may
without diabetes (ARRIVE [Aspirin to Re- be considered in the context of high car-
duce Risk of Initial Vascular Events]) diovascular risk with low bleeding risk,

ss
Risk Reduction (145) and in the elderly (ASPREE [Aspirin but generally not in older adults. Aspirin
Aspirin has been shown to be effective in Reducing Events in the Elderly]) (146), therapy for primary prevention may be
in reducing cardiovascular morbidity and which included 11% with diabetes, found considered in the context of shared deci-
mortality in high-risk patients with previ- no benefit of aspirin on the primary effi- sion-making, which carefully weighs the

sA
ous MI or stroke (secondary prevention) cacy end point and an increased risk of cardiovascular benefits with the fairly
and is strongly recommended. In pri- bleeding. In ARRIVE, with 12,546 patients comparable increase in risk of bleeding.
mary prevention, however, among pa- over a period of 60 months follow-up, For people with documented ASCVD,
tients with no previous cardiovascular the primary end point occurred in 4.29% use of aspirin for secondary prevention has
te
events, its net benefit is more contro- vs. 4.48% of patients in the aspirin ver- far greater benefit than risk; for this indica-
versial (129,140). sus placebo groups (HR 0.96 [95% CI tion, aspirin is still recommended (139).
be
Previous randomized controlled trials 0.81–1.13]; P = 0.60). Gastrointestinal
of aspirin specifically in people with dia- bleeding events (characterized as mild) Aspirin Use in People <50 Years of
betes failed to consistently show a signifi- occurred in 0.97% of patients in the aspi- Age
cant reduction in overall ASCVD end rin group vs. 0.46% in the placebo group Aspirin is not recommended for those
ia

points, raising questions about the effi- (HR 2.11 [95% CI 1.36–3.28]; P = at low risk of ASCVD (such as men and
cacy of aspirin for primary prevention in 0.0007). In ASPREE, including 19,114 in- women aged <50 years with diabetes
people with diabetes, although some sex dividuals, for cardiovascular disease (fatal with no other major ASCVD risk factors)
nD

differences were suggested (141–143). CHD, MI, stroke, or hospitalization for as the low benefit is likely to be out-
The Antithrombotic Trialists’ Collabo- heart failure) after a median of 4.7 years weighed by the risks of bleeding. Clini-
ration published an individual patient– of follow-up, the rates per 1,000 person- cal judgment should be used for those
level meta-analysis (139) of the six large years were 10.7 vs. 11.3 events in aspirin at intermediate risk (younger patients
ica

trials of aspirin for primary prevention vs. placebo groups (HR 0.95 [95% CI with one or more risk factors or older
in the general population. These trials 0.83–1.08]). The rate of major hemor- patients with no risk factors) until fur-
collectively enrolled over 95,000 partici- rhage per 1,000 person-years was 8.6 ther research is available. Patients’ will-
pants, including almost 4,000 with dia- events vs. 6.2 events, respectively (HR ingness to undergo long-term aspirin
1.38 [95% CI 1.18–1.62]; P < 0.001). therapy should also be considered (154).
er

betes. Overall, they found that aspirin


reduced the risk of serious vascular Thus, aspirin appears to have a modest Aspirin use in patients aged <21 years is
events by 12% (relative risk 0.88 [95% effect on ischemic vascular events, with generally contraindicated due to the asso-
ciated risk of Reye syndrome.
m

CI 0.82–0.94]). The largest reduction the absolute decrease in events depending


was for nonfatal MI, with little effect on on the underlying ASCVD risk. The main ad-
CHD death (relative risk 0.95 [95% CI verse effect is an increased risk of gastroin- Aspirin Dosing
©A

0.78–1.15]) or total stroke. testinal bleeding. The excess risk may be as Average daily dosages used in most clin-
Most recently, the ASCEND (A Study high as 5 per 1,000 per year in real-world ical trials involving people with diabetes
of Cardiovascular Events iN Diabetes) settings. However, for adults with ASCVD ranged from 50 mg to 650 mg but were
trial randomized 15,480 people with di- risk >1% per year, the number of ASCVD mostly in the range of 100–325 mg/day.
abetes but no evident cardiovascular events prevented will be similar to the There is little evidence to support any
disease to aspirin 100 mg daily or pla- number of episodes of bleeding induced, specific dose but using the lowest possi-
cebo (144). The primary efficacy end although these complications do not have ble dose may help to reduce side ef-
point was vascular death, MI, or stroke equal effects on long-term health (147). fects (155). In the ADAPTABLE (Aspirin
or transient ischemic attack. The primary Recommendations for using aspirin as Dosing: A Patient-Centric Trial Assessing
safety outcome was major bleeding (i.e., primary prevention include both men and Benefits and Long-term Effectiveness)
intracranial hemorrhage, sight-threatening women aged $50 years with diabetes trial of individuals with established car-
bleeding in the eye, gastrointestinal and at least one additional major risk diovascular disease, 38% of whom had
S172 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

diabetes, there were no significant dif- including intracranial hemorrhage, was with rivaroxaban added to aspirin treatment
ferences in cardiovascular events or ma- noted with dual antiplatelet therapy. in both COMPASS and VOYAGER PAD.
jor bleeding between patients assigned The net clinical benefit (ischemic benefit The risks and benefits of dual antiplate-
to 81 mg and those assigned to 325 mg vs. bleeding risk) was improved with ti- let or antiplatelet plus anticoagulant treat-
of aspirin daily (156). In the U.S., the cagrelor therapy in the large prespeci- ment strategies should be thoroughly
most common low-dose tablet is 81 mg. fied subgroup of patients with history discussed with eligible patients, and

n
Although platelets from people with di- of percutaneous coronary intervention, shared decision-making should be used
abetes have altered function, it is un- to determine an individually appropriate

io
while no net benefit was seen in pa-
clear what, if any, effect that finding has tients without prior percutaneous coro- treatment approach. This field of cardio-
on the required dose of aspirin for car- nary intervention (165). However, early vascular risk reduction is evolving rapidly,

t
dioprotective effects in people with dia- aspirin discontinuation compared with as are the definitions of optimal care for

ia
betes. Many alternate pathways for continued dual antiplatelet therapy af- patients with differing types and circum-
platelet activation exist that are inde- ter coronary stenting may reduce the stances of cardiovascular complications.
pendent of thromboxane A2 and thus are risk of bleeding without a corresponding

oc
not sensitive to the effects of aspirin (157). increase in the risks of mortality and is- CARDIOVASCULAR DISEASE
“Aspirin resistance” has been described in chemic events, as shown in a prespeci- Screening
people with diabetes when measured by a fied analysis of people with diabetes

ss
variety of ex vivo and in vitro methods enrolled in the TWILIGHT (Ticagrelor With Recommendations
(platelet aggregometry, measurement of Aspirin or Alone in High-Risk Patients Af- 10.39 In asymptomatic individuals,
thromboxane B2) (158), but other studies ter Coronary Intervention) trial and a re- routine screening for coro-
suggest no impairment in aspirin response nary artery disease is not rec-

sA
cent meta-analysis (166,167).
among people with diabetes (159). A trial ommended as it does not
suggested that more frequent dosing regi- improve outcomes as long as
Combination Antiplatelet and
mens of aspirin may reduce platelet reac- Anticoagulation Therapy atherosclerotic cardiovascu-
tivity in individuals with diabetes (160);
te
Combination therapy with aspirin plus lar disease risk factors are
however, these observations alone are in- low dose rivaroxaban may be consid- treated. A
sufficient to empirically recommend that ered for people with stable coronary 10.40 Consider investigations for cor-
be
higher doses of aspirin be used in this and/or peripheral artery disease to pre- onary artery disease in the
group at this time. Another meta-analysis vent major adverse limb and cardiovas- presence of any of the follow-
raised the hypothesis that low-dose aspi- ing: atypical cardiac symptoms
cular complications. In the COMPASS
rin efficacy is reduced in those weighing (e.g., unexplained dyspnea,
(Cardiovascular Outcomes for People Us-
ia

>70 kg (161); however, the ASCEND trial chest discomfort); signs or


ing Anticoagulation Strategies) trial of
found benefit of low-dose aspirin in those symptoms of associated vas-
27,395 individuals with established coro-
in this weight range, which would thus cular disease including carotid
nD

nary artery disease and/or peripheral


not validate this suggested hypothesis bruits, transient ischemic at-
artery disease, aspirin plus rivaroxaban
(144). It appears that 75–162 mg/day is tack, stroke, claudication, or
2.5 mg twice daily was superior to aspirin
optimal. peripheral arterial disease; or
plus placebo in the reduction of cardio-
vascular ischemic events including major electrocardiogram abnormali-
ica

Indications for P2Y12 Receptor


adverse limb events. The absolute bene- ties (e.g., Q waves). E
Antagonist Use
A P2Y12 receptor antagonist in combina- fits of combination therapy appeared
tion with aspirin is reasonable for at least larger in people with diabetes, who Treatment
comprised 10,341 of the trial partici-
er

1 year in patients following an ACS and


may have benefits beyond this period. Ev- pants (168,169). A similar treatment Recommendations
idence supports use of either ticagrelor or strategy was evaluated in the Vascular 10.41 Among people with type 2
Outcomes Study of ASA (acetylsalicylic
m

clopidogrel if no percutaneous coronary diabetes who have estab-


intervention was performed and clopidog- acid) Along with Rivaroxaban in Endovas- lished atherosclerotic cardio-
rel, ticagrelor, or prasugrel if a percutane- cular or Surgical Limb Revascularization vascular disease or established
©A

ous coronary intervention was performed for Peripheral Artery Disease (VOYAGER kidney disease, a sodium–
(162). In people with diabetes and prior PAD) trial (170), in which 6,564 individu- glucose cotransporter 2 in-
MI (1–3 years before), adding ticagrelor als with peripheral artery disease who hibitor or glucagon-like pep-
to aspirin significantly reduces the risk of had undergone revascularization were ran- tide 1 receptor agonist with
recurrent ischemic events including car- domly assigned to receive rivaroxaban demonstrated cardiovascular
diovascular and CHD death (163). Simi- 2.5 mg twice daily plus aspirin or placebo disease benefit (Table 10.3B
larly, the addition of ticagrelor to aspirin plus aspirin. Rivaroxaban treatment in and Table 10.3C) is recom-
reduced the risk of ischemic cardiovascu- this group of patients was also associ- mended as part of the com-
lar events compared with aspirin alone in ated with a significantly lower incidence of prehensive cardiovascular
people with diabetes and stable coronary ischemic cardiovascular events, including risk reduction and/or glucose-
artery disease (164,165). However, a major adverse limb events. However, an in- lowering regimens. A
higher incidence of major bleeding, creased risk of major bleeding was noted
diabetesjournals.org/care Cardiovascular Disease and Risk Management S173

Table 10.3A—Cardiovascular and cardiorenal outcomes trials of available antihyperglycemic medications completed after
the issuance of the FDA 2008 guidelines: DPP-4 inhibitors
SAVOR-TIMI 53 (224) EXAMINE (235) TECOS (226) CARMELINA (193,236) CAROLINA (193,237)
(n = 16,492) (n = 5,380) (n = 14,671) (n = 6,979) (n = 6,042)
Intervention Saxagliptin/placebo Alogliptin/placebo Sitagliptin/placebo Linagliptin/placebo Linagliptin/

n
glimepiride
Main inclusion Type 2 diabetes and Type 2 diabetes and Type 2 diabetes and Type 2 diabetes and Type 2 diabetes and

io
criteria history of or ACS within 15–90 preexisting CVD high CV and renal high CV risk
multiple risk days before risk
factors for CVD randomization

t
$6.5

ia
A1C inclusion 6.5–11.0 6.5–8.0 6.5–10.0 6.5–8.5
criteria (%)
Age (years)† 65.1 61.0 65.4 65.8 64.0

oc
Race (% White) 75.2 72.7 67.9 80.2 73.0
Sex (% male) 66.9 67.9 70.7 62.9 60.0
Diabetes duration 10.3 7.1 11.6 14.7 6.2

ss
(years)†
Median follow-up 2.1 1.5 3.0 2.2 6.3
(years)

sA
Statin use (%) 78 91 80 71.8 64.1
Metformin use (%) 70 66 82 54.8 82.5
Prior CVD/CHF (%) 78/13 100/28 74/18 57/26.8 34.5/4.5
te
Mean baseline 8.0 8.0 7.2 7.9 7.2
A1C (%)
be
Mean difference in 0.3‡ 0.3‡ 0.3‡ 0.36‡ 0
A1C between
groups at end of
treatment (%)
ia

Year started/ 2010/2013 2009/2013 2008/2015 2013/2018 2010/2019


reported
Primary outcome§ 3-point MACE 1.00 3-point MACE 0.96 4-point MACE 0.98 3-point MACE 1.02 3-point MACE 0.98
nD

(0.89–1.12) (95% UL #1.16) (0.89–1.08) (0.89–1.17) (0.84–1.14)


Key secondary Expanded MACE 1.02 4-point MACE 0.95 3-point MACE 0.99 Kidney composite 4-point MACE 0.99
outcome§ (0.94–1.11) (95% UL #1.14) (0.89–1.10) (ESRD, sustained (0.86–1.14)
$40% decrease in
ica

eGFR, or renal
death) 1.04
(0.89–1.22)
Cardiovascular 1.03 (0.87–1.22) 0.85 (0.66–1.10) 1.03 (0.89–1.19) 0.96 (0.81–1.14) 1.00 (0.81–1.24)
er

death§
MI§ 0.95 (0.80–1.12) 1.08 (0.88–1.33) 0.95 (0.81–1.11) 1.12 (0.90–1.40) 1.03 (0.82–1.29)
Stroke§ 1.11 (0.88–1.39) 0.91 (0.55–1.50) 0.97 (0.79–1.19) 0.91 (0.67–1.23) 0.86 (0.66–1.12)
m

HF hospitalization§ 1.27 (1.07–1.51) 1.19 (0.90–1.58) 1.00 (0.83–1.20) 0.90 (0.74–1.08) 1.21 (0.92–1.59)
Unstable angina 1.19 (0.89–1.60) 0.90 (0.60–1.37) 0.90 (0.70–1.16) 0.87 (0.57–1.31) 1.07 (0.74–1.54)
©A

hospitalization§
All-cause mortality§ 1.11 (0.96–1.27) 0.88 (0.71–1.09) 1.01 (0.90–1.14) 0.98 (0.84–1.13) 0.91 (0.78–1.06)
Worsening 1.08 (0.88–1.32) — — Kidney composite —
nephropathy§jj (see above)

—, not assessed/reported; ACS, acute coronary syndrome; CHF, congestive heart failure; CV, cardiovascular; CVD, cardiovascular disease;
DPP-4, dipeptidyl peptidase 4; eGFR, estimated glomerular filtration rate; ESRD, end-stage renal disease; GLP-1, glucagon-like peptide 1; HF,
heart failure; MACE, major adverse cardiovascular event; MI, myocardial infarction; UL, upper limit. Data from this table was adapted from
Cefalu et al. (238) in the January 2018 issue of Diabetes Care. †Age was reported as means in all trials except EXAMINE, which reported me-
dians; diabetes duration was reported as means in all trials except SAVOR-TIMI 53 and EXAMINE, which reported medians. ‡Significant differ-
ence in A1C between groups (P < 0.05). §Outcomes reported as hazard ratio (95% CI). jjWorsening nephropathy is defined as a doubling of
creatinine level, initiation of dialysis, renal transplantation, or creatinine >6.0 mg/dL (530 mmol/L) in SAVOR-TIMI 53. Worsening nephropathy
was a prespecified exploratory adjudicated outcome in SAVOR-TIMI 53.
S174

©A
Table 10.3B—Cardiovascular and cardiorenal outcomes trials of available antihyperglycemic medications completed after the issuance of the FDA 2008 guidelines: GLP-1
receptor agonists
m
ELIXA (208) LEADER (203) SUSTAIN-6 (204)* EXSCEL (209) REWIND (207) PIONEER-6 (205)
(n = 6,068) (n = 9,340) (n = 3,297) (n = 14,752) (n = 9,901) (n = 3,183)
Intervention Lixisenatide/placebo Liraglutide/placebo Semaglutide s.c. Exenatide QW/ Dulaglutide/ Semaglutide oral/
er
injection/placebo placebo placebo placebo
Main inclusion criteria Type 2 diabetes and Type 2 diabetes and Type 2 diabetes and Type 2 diabetes Type 2 diabetes and Type 2 diabetes and high
history of ACS preexisting CVD, preexisting CVD, with or without prior ASCVD CV risk (age of $50
Cardiovascular Disease and Risk Management

ica
(<180 days) CKD, or HF at HF, or CKD at preexisting CVD event or risk years with established
$50 years of age $50 years of age factors for ASCVD CVD or CKD, or age of
or CV risk at $60 or CV risk at $60 $60 years with CV
years of age years of age risk factors only)
nD
A1C inclusion criteria (%) 5.5–11.0 $7.0 $7.0 6.5–10.0 #9.5 None
Age (years)† 60.3 64.3 64.6 62 66.2 66
ia
Race (% White) 75.2 77.5 83.0 75.8 75.7 72.3
Sex (% male) 69.3 64.3 60.7 62 53.7 68.4
Diabetes duration (years)† 9.3 12.8 13.9 12 10.5 14.9
be
Median follow-up (years) 2.1 3.8 2.1 3.2 5.4 1.3
Statin use (%) 93 72 73 74 66 85.2 (all lipid-lowering)
te
Metformin use (%) 66 76 73 77 81 77.4
Prior CVD/CHF (%) 100/22 81/18 60/24 73.1/16.2 32/9 84.7/12.2
sA
Mean baseline A1C (%) 7.7 8.7 8.7 8.0 7.4 8.2
Mean difference in A1C 0.3‡^ 0.4‡ 0.7 or 1.0^ 0.53‡^ 0.61‡ 0.7
between groups at end of
ss
treatment (%)
Year started/reported 2010/2015 2010/2016 2013/2016 2010/2017 2011/2019 2017/2019
Primary outcome§ 4-point MACE 1.02 3-point MACE 0.87 3-point MACE 0.74 3-point MACE 0.91 3-point MACE 0.88 3-point MACE 0.79
oc
(0.89–1.17) (0.78–0.97) (0.58–0.95) (0.83–1.00) (0.79–0.99) (0.57–1.11)
Continued on p. S175
ia
t io
Diabetes Care Volume 46, Supplement 1, January 2023

n
Table 10.3B—Continued
ELIXA (208) LEADER (203) SUSTAIN-6 (204)* EXSCEL (209) REWIND (207) PIONEER-6 (205)
(n = 6,068) (n = 9,340) (n = 3,297) (n = 14,752) (n = 9,901) (n = 3,183)
Key secondary outcome§ Expanded MACE Expanded MACE Expanded MACE Individual Composite Expanded MACE or HF
©A
1.02 (0.90–1.11) 0.88 (0.81–0.96) 0.74 (0.62–0.89) components of microvascular hospitalization 0.82
MACE (see outcome (eye or (0.61–1.10)
below) renal outcome)
diabetesjournals.org/care

m 0.87 (0.79–0.95)
Cardiovascular death§ 0.98 (0.78–1.22) 0.78 (0.66–0.93) 0.98 (0.65–1.48) 0.88 (0.76–1.02) 0.91 (0.78–1.06) 0.49 (0.27–0.92)
Ml§ 1.03 (0.87–1.22) 0.86 (0.73–1.00) 0.74 (0.51–1.08) 0.97 (0.85–1.10) 0.96 (0.79–1.15) 1.18 (0.73–1.90)
er
Stroke§ 1.12 (0.79–1.58) 0.86 (0.71–1.06) 0.61 (0.38–0.99) 0.85 (0.70–1.03) 0.76 (0.61–0.95) 0.74 (0.35–1.57)
HF hospitalization§ 0.96 (0.75–1.23) 0.87 (0.73–1.05) 1.11 (0.77–1.61) 0.94 (0.78–1.13) 0.93 (0.77–1.12) 0.86 (0.48–1.55)
Unstable angina hospitalization§ 1.11 (0.47–2.62) 0.98 (0.76–1.26) 0.82 (0.47–1.44) 1.05 (0.94–1.18) 1.14 (0.84–1.54) 1.56 (0.60–4.01)
ica
All-cause mortality§ 0.94 (0.78–1.13) 0.85 (0.74–0.97) 1.05 (0.74–1.50) 0.86 (0.77–0.97) 0.90 (0.80–1.01) 0.51 (0.31–0.84)
Worsening nephropathy§jj — 0.78 (0.67–0.92) 0.64 (0.46–0.88) — 0.85 (0.77–0.93) —

—, not assessed/reported; ACS, acute coronary syndrome; ASCVD, atherosclerotic cardiovascular disease; CHF, congestive heart failure; CKD, chronic kidney disease; CV, cardiovascular; CVD, cardiovas-
nD
cular disease; GLP-1, glucagon-like peptide 1; HF, heart failure; MACE, major adverse cardiovascular event; Ml, myocardial infarction. Data from this table was adapted from Cefalu et al. (238) in the
January 2018 issue of Diabetes Care. *Powered to rule out a hazard ratio of 1.8; superiority hypothesis not prespecified. †Age was reported as means in all trials; diabetes duration was reported as
means in all trials except EXSCEL, which reported medians. ‡Significant difference in A1C between groups (P < 0.05). ^AIC change of 0.66% with 0.5 mg and 1.05% with 1 mg dose of semaglutide.
ia
§Outcomes reported as hazard ratio (95% Cl). jjWorsening nephropathy is defined as the new onset of urine albumin-to-creatinine ratio >300 mg/g creatinine or a doubling of the serum creatinine
level and an estimated glomerular filtration rate of <45 mL/min/1.73 m2, the need for continuous renal replacement therapy, or death from renal disease in LEADER and SUSTAIN-6 and as new macro-
albuminuria, a sustained decline in estimated glomerular filtration rate of 30% or more from baseline, or chronic renal replacement therapy in REWIND. Worsening nephropathy was a prespecified ex-
ploratory adjudicated outcome in LEADER, SUSTAIN-6, and REWIND.
be
te
sA
ss
lar events. A

oc

cular death. A
hospitalization. A

kidney events. A
ia
t
Cardiovascular Disease and Risk Management

ure with either preserved or


tes and established heart fail-

fit in this patient population


ure with either preserved or
tes and established heart fail-

reduce risk of worsening

is recommended to improve
sodium–glucose cotransporter
ple risk factors for atheroscle-
of major adverse cardiovascu-
glucagon-like peptide 1 recep-
tiple risk factors for atheroscle-
cardiovascular disease or mul-

2 inhibitor with proven bene-


2 inhibitor with proven

sodium–glucose cotransporter
reduced ejection fraction, a
10.42b In people with type 2 diabe-
heart failure and cardiovas-
ulation is recommended to
benefit in this patient pop-
adverse cardiovascular and
and established atherosclerotic
10.41c In people with type 2 diabetes
and established atherosclerotic
10.41b In people with type 2 diabetes
of major adverse cardiovascu-
sodium–glucose cotransporter
multiple atherosclerotic car-
and established atheroscle-

sodium–glucose cotransporter
reduced ejection fraction, a
strated cardiovascular benefit
2 inhibitor with demonstrated

10.42a In people with type 2 diabe-


tive reduction in the risk of
cardiovascular disease or multi-
ommended to reduce the risk
tor agonist with demonstrated
lar events and/or heart failure
10.41a In people with type 2 diabetes

may be considered for addi-


tor agonist with demon-
glucagon-like peptide 1 recep-
cardiovascular benefit and a
rotic cardiovascular disease,
combined therapy with a
cardiovascular benefit is rec-
rotic cardiovascular disease, a
ommended to reduce the risk
2 inhibitor with demonstrated
diovascular disease risk factors,
rotic cardiovascular disease,

cardiovascular benefit is rec-


or diabetic kidney disease, a

io
n
S175
S176 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

symptoms, physical limita- testing and are unable to exercise should cardiovascular risk assessment in people
tions, and quality of life. A undergo pharmacologic stress echocardi- with type 2 diabetes (183), their routine
10.43 For people with type 2 diabe- ography or nuclear imaging. use leads to radiation exposure and may
tes and chronic kidney disease result in unnecessary invasive testing such
with albuminuria treated with Screening Asymptomatic Patients as coronary angiography and revasculariza-
The screening of asymptomatic patients tion procedures. The ultimate balance of

n
maximum tolerated doses of
ACE inhibitor or angiotensin with high ASCVD risk is not recom- benefit, cost, and risks of such an ap-
mended (171), in part because these proach in asymptomatic patients re-

io
receptor blocker, addition of
finerenone is recommended high-risk patients should already be re- mains controversial, particularly in the
to improve cardiovascular out- ceiving intensive medical therapy—an modern setting of aggressive ASCVD

t
comes and reduce the risk of approach that provides benefit similar risk factor control.

ia
chronic kidney disease pro- to invasive revascularization (172,173).
gression. A There is also some evidence that silent Lifestyle and Pharmacologic
Interventions
10.44 ischemia may reverse over time, adding

oc
In people with known athero-
sclerotic cardiovascular disease, to the controversy concerning aggres- Intensive lifestyle intervention focusing
particularly coronary artery dis- sive screening strategies (174). In pro- on weight loss through decreased calo-
spective studies, coronary artery calcium ric intake and increased physical activity
ease, ACE inhibitor or angioten-

ss
has been established as an independent as performed in the Action for Health in
sin receptor blocker therapy is
predictor of future ASCVD events in peo- Diabetes (Look AHEAD) trial may be
recommended to reduce the
considered for improving glucose con-
risk of cardiovascular events. A ple with diabetes and is consistently supe-
trol, fitness, and some ASCVD risk fac-
10.45

sA
In people with prior myocardial rior to both the UK Prospective Diabetes
tors (184). Patients at increased ASCVD
infarction, b-blockers should Study (UKPDS) risk engine and the Fra-
mingham Risk Score in predicting risk in risk should receive statin, ACE inhibitor,
be continued for 3 years after
or ARB therapy if the patient has hyper-
the event. B this population (175–177). However, a
tension, and possibly aspirin, unless there
te
10.46 Treatment of individuals with randomized observational trial demon-
are contraindications to a particular drug
heart failure with reduced strated no clinical benefit to routine
class. Clear benefit exists for ACE inhibitor
ejection fraction should screening of asymptomatic people with
be
or ARB therapy in people with diabetic
include a b-blocker with type 2 diabetes and normal ECGs (178).
kidney disease or hypertension, and these
proven cardiovascular out- Despite abnormal myocardial perfusion
agents are recommended for hypertension
comes benefit, unless oth- imaging in more than one in five pa-
management in people with known
erwise contraindicated. A tients, cardiac outcomes were essentially
ia

ASCVD (particularly coronary artery dis-


10.47 In people with type 2 diabe- equal (and very low) in screened versus
ease) (65,66,185). People with type 2
tes with stable heart failure, unscreened patients. Accordingly, indis-
diabetes and CKD should be considered
nD

metformin may be continued criminate screening is not considered


for treatment with finerenone to reduce
for glucose lowering if esti- cost-effective. Studies have found that a cardiovascular outcomes and the risk of
mated glomerular filtration risk factor-based approach to the initial CKD progression (186–189). b-Blockers
rate remains >30 mL/min/ diagnostic evaluation and subsequent should be used in individuals with active
1.73 m2 but should be avoided
ica

follow-up for coronary artery disease angina or HFrEF and for 3 years after Ml
in unstable or hospitalized indi- fails to identify which people with type 2 in those with preserved left ventricular
viduals with heart failure. B diabetes will have silent ischemia on function (190,191).
screening tests (179,180).
Any benefit of newer noninvasive coro-
er

Cardiac Testing Glucose-Lowering Therapies and


nary artery disease screening methods, Cardiovascular Outcomes
Candidates for advanced or invasive car- such as computed tomography calcium In 2008, the FDA issued a guidance for
diac testing include those with 1) typical scoring and computed tomography angi-
m

industry to perform cardiovascular out-


or atypical cardiac symptoms and 2) an ography, to identify patient subgroups for comes trials for all new medications for
abnormal resting electrocardiogram (ECG). different treatment strategies remains un- the treatment for type 2 diabetes amid
Exercise ECG testing without or with echo-
©A

proven in asymptomatic people with dia- concerns of increased cardiovascular


cardiography may be used as the initial betes, though research is ongoing. Since risk (192). Previously approved diabetes
test. In adults with diabetes $40 years asymptomatic people with diabetes with medications were not subject to the
of age, measurement of coronary artery higher coronary disease burden have guidance. Recently published cardiovas-
calcium is also reasonable for cardiovascular more future cardiac events (175,181,182), cular outcomes trials have provided addi-
risk assessment. Pharmacologic stress echo- these additional imaging tests may pro- tional data on cardiovascular and renal
cardiography or nuclear imaging should be vide reasoning for treatment intensifi- outcomes in people with type 2 diabetes
considered in individuals with diabetes in cation and/or guide informed patient with cardiovascular disease or at high
whom resting ECG abnormalities preclude decision-making and willingness for risk for cardiovascular disease (Table
exercise stress testing (e.g., left bundle medication initiation and participation. 10.3A, Table 10.3B, and Table 10.3C).
branch block or ST-T abnormalities). In While coronary artery screening meth- An expanded review of the effects of
addition, individuals who require stress ods, such as calcium scoring, may improve glucose-lowering and other therapies
diabetesjournals.org/care Cardiovascular Disease and Risk Management S177

in people with CKD is included in trials, 10,142 participants with type 2 dia- in the canagliflozin and placebo groups, re-
Section 11, “Chronic Kidney Disease betes were randomized to canagliflozin or spectively (HR 10.80 [95% CI 1.39–83.65])
and Risk Management.” placebo and were followed for an average (194).
Cardiovascular outcomes trials of di- 3.6 years. The mean age of patients was The Dapagliflozin Effect on Cardiovas-
peptidyl peptidase 4 (DPP-4) inhibitors 63 years, and 66% had a history of cardio- cular Events-Thrombosis in Myocardial In-
have all, so far, not shown cardiovascular vascular disease. The combined analysis of farction 58 (DECLARE-TIMI 58) trial was

n
benefits relative to placebo. In addition, the two trials found that canagliflozin sig- another randomized, double-blind trial
the CAROLINA (Cardiovascular Outcome nificantly reduced the composite outcome that assessed the effects of dapagliflozin

io
Study of Linagliptin Versus Glimepiride in of cardiovascular death, MI, or stroke ver- versus placebo on cardiovascular and
Type 2 Diabetes) study demonstrated sus placebo (occurring in 26.9 vs. 31.5 par- renal outcomes in 17,160 people with

t
noninferiority between a DPP-4 inhibitor, ticipants per 1,000 patient-years; HR 0.86 type 2 diabetes and established ASCVD

ia
linagliptin, and a sulfonylurea, glimepir- [95% CI 0.75–0.97]). The specific estimates or multiple risk factors for ASCVD (196).
ide, on cardiovascular outcomes despite for canagliflozin versus placebo on the pri- Study participants had a mean age of
lower rates of hypoglycemia in the lina- mary composite cardiovascular outcome 64 years, with 40% of study partici-

oc
gliptin treatment group (193). However, were HR 0.88 (95% CI 0.75–1.03) for the pants having established ASCVD at
results from other new agents have pro- CANVAS trial and 0.82 (0.66–1.01) for baseline—a characteristic of this trial
vided a mix of results. CANVAS-R, with no heterogeneity found that differs from other large cardiovascu-

ss
between trials. Of note, there was an in- lar trials where a majority of participants
SGLT2 Inhibitor Trials creased risk of lower-limb amputation had established cardiovascular disease.
The Bl 10773 (Empagliflozin) Cardio- with canagliflozin (6.3 vs. 3.4 participants DECLARE-TIMI 58 met the prespecified
vascular Outcome Event Trial in Type 2 per 1,000 patient-years; HR 1.97 [95% CI criteria for noninferiority to placebo

sA
Diabetes Mellitus Patients (EMPA-REG 1.41–2.75]) (9). Second, the Canagliflozin with respect to major adverse cardio-
OUTCOME) was a randomized, double- and Renal Events in Diabetes with Es- vascular events but did not show a
blind trial that assessed the effect of tablished Nephropathy Clinical Evaluation lower rate of major adverse cardiovas-
empagliflozin, an SGLT2 inhibitor, versus (CREDENCE) trial randomized 4,401 people cular events when compared with pla-
te
placebo on cardiovascular outcomes in with type 2 diabetes and chronic diabetes- cebo (8.8% in the dapagliflozin group
7,020 people with type 2 diabetes and ex- related kidney disease (UACR >300 mg/g and 9.4% in the placebo group; HR 0.93
and eGFR 30 to <90 mL/min/1.73 m2) to
be
isting cardiovascular disease. Study partic- [95% CI 0.84–1.03]; P = 0.17). A lower
ipants had a mean age of 63 years, 57% canagliflozin 100 mg daily or placebo rate of cardiovascular death or hospitali-
had diabetes for more than 10 years, and (194). The primary outcome was a com- zation for heart failure was noted (4.9%
99% had established cardiovascular dis- posite of end-stage kidney disease, dou- vs. 5.8%; HR 0.83 [95% CI 0.73–0.95];
ia

ease. EMPA-REG OUTCOME showed that bling of serum creatinine, or death from P = 0.005), which reflected a lower rate
over a median follow-up of 3.1 years, renal or cardiovascular causes. The trial of hospitalization for heart failure (HR
treatment reduced the composite out- was stopped early due to conclusive 0.73 [95% CI 0.61–0.88]). No difference
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come of MI, stroke, and cardiovascular evidence of efficacy identified during a was seen in cardiovascular death be-
death by 14% (absolute rate 10.5% vs. prespecified interim analysis with no tween groups.
12.1% in the placebo group, HR in the em- unexpected safety signals. The risk of In the Dapagliflozin and Prevention of
pagliflozin group 0.86 [95% CI 0.74–0.99]; the primary composite outcome was Adverse Outcomes in Chronic Kidney Dis-
ica

P = 0.04 for superiority) and cardiovascular 30% lower with canagliflozin treatment ease (DAPA-CKD) trial (197), 4,304 indi-
death by 38% (absolute rate 3.7% vs. when compared with placebo (HR 0.70 viduals with CKD (UACR 200–5,000 mg/g
5.9%, HR 0.62 [95% CI 0.49–0.77]; P < [95% CI 0.59–0.82]). Moreover, it re- and eGFR 25–75 mL/min/1.73 m2), with
0.001) (8). duced the prespecified end point of or without diabetes, were randomized
er

Two large outcomes trials of the SGLT2 end-stage kidney disease alone by 32% to dapagliflozin 10 mg daily or placebo.
inhibitor canagliflozin have been con- (HR 0.68 [95% CI 0.54–0.86]). Canagliflo- The primary outcome was a composite
ducted that separately assessed 1) the zin was additionally found to have a of sustained decline in eGFR of at least
m

cardiovascular effects of treatment in pa- lower risk of the composite of cardio- 50%, end-stage kidney disease, or death
tients at high risk for major adverse car- vascular death, MI, or stroke (HR 0.80 from renal or cardiovascular causes. Over
diovascular events (9) and 2) the impact [95% CI 0.67–0.95]), as well as lower a median follow-up period of 2.4 years, a
©A

of canagliflozin therapy on cardiorenal risk of hospitalizations for heart failure primary outcome event occurred in 9.2%
outcomes in people with diabetes-related (HR 0.61 [95% CI 0.47–0.80]) and of the of participants in the dapagliflozin group
CKD (194). First, the Canagliflozin Cardio- composite of cardiovascular death or and 14.5% of those in the placebo group.
vascular Assessment Study (CANVAS) Pro- hospitalization for heart failure (HR 0.69 The risk of the primary composite out-
gram integrated data from two trials. The [95% CI 0.57–0.83]). In terms of safety, come was significantly lower with dapa-
CANVAS trial that started in 2009 was no significant increase in lower-limb am- gliflozin therapy compared with placebo
partially unblinded prior to completion putations, fractures, acute kidney injury, (HR 0.61 [95% CI 0.51–0.72]), as were the
because of the need to file interim car- or hyperkalemia was noted for canagli- risks for a renal composite outcome of
diovascular outcomes data for regulatory flozin relative to placebo in CREDENCE. sustained decline in eGFR of at least 50%,
approval of the drug (195). Thereafter, the An increased risk for diabetic ketoacido- endstage kidney disease, or death from
post approval CANVAS-Renal (CANVAS-R) sis was noted, however, with 2.2 and renal causes (HR 0.56 [95% CI 0.45–0.68]),
trial was started in 2014. Combining both 0.2 events per 1,000 patient-years noted and a composite of cardiovascular death
S178

Table 10.3C—Cardiovascular and cardiorenal outcomes trials of available antihyperglycemic medications completed after the issuance of the FDA 2008 guidelines: SGLT2
©A
inhibitors
DAPA-CKD EMPEROR-Reduced EMPEROR-Preserved
EMPA-REG
m CANVAS DECLARE-TIMI 58 (197,239) DAPA-HF (11) (200) (189,241) DELIVER (199)
OUTCOME (8) Program (9) (196) CREDENCE (194) (n = 4,304; 2,906 VERTIS CV (201,240) (n = 4,744; 1,983 (n = 3,730; 1,856 (n = 5,988; 2,938 with (n = 6,263; 2,807
(n = 7,020) (n = 10,142) (n = 17,160) (n = 4,401) with diabetes) (n = 8,246) with diabetes) with diabetes) diabetes) with diabetes)

Intervention Empagliflozin/placebo Canagliflozin/placebo Dapagliflozin/placebo Canagliflozin/placebo Dapagliflozin/placebo Ertugliflozin/placebo Dapagliflozin/placebo Empagliflozin/placebo* Empagliflozin/placebo Dapagliflozin/placebo

Main inclusion Type 2 diabetes and Type 2 diabetes and Type 2 diabetes and Type 2 diabetes Albuminuric kidney Type 2 diabetes and NYHA class II, III, or NYHA class II, III, or NYHA class II, III, or IV NYHA class II, III, or IV
er
criteria preexisting CVD preexisting CVD at established ASCVD and albuminuric disease, with or ASCVD IV heart failure IV heart failure heart failure and an heart failure and an
$30 years of age or multiple risk kidney disease without diabetes and an ejection and an ejection ejection fraction ejection fraction
or $2 CV risk factors for ASCVD fraction #40%, fraction #40%, >40% >40% with or
Cardiovascular Disease and Risk Management

ica
factors at $50 with or without with or without without diabetes
years of age diabetes diabetes

A1C inclusion 7.0–10.0 7.0–10.5 $6.5 6.5–12 — 7.0–10.5 — — — —


criteria (%)
nD
Age (years)† 63.1 63.3 64.0 63 61.8 64.4 66 67.2, 66.5 71.8, 71.9 71.7

Race (% White) 72.4 78.3 79.6 66.6 53.2 87.8 70.3 71.1, 69.8 76.3, 75.4 71.2
ia
Sex (% male) 71.5 64.2 62.6 66.1 66.9 70 76.6 76.5, 75.6 55.4, 55.3 56.1

Diabetes duration 57% >10 13.5 11.0 15.8 12.9


(years)†
be
Median follow-up 3.1 3.6 4.2 2.6 2.4 3.5 1.5 1.3 2.2 2.3
(years)
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Statin use (%) 77 75 75 (statin or 69 64.9 — — — 68.1, 68.8 —
ezetimibe use)

Metformin use (%) 74 77 82 57.8 29 51.2% (of people — — —


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with diabetes)

Prior CVD/CHF (%) 99/10 65.6/14.4 40/10 50.4/14.8 37.4/10.9 99.9/23.1 100% with CHF 100% with CHF 100% with CHF 100% with CHF

Mean baseline 8.1 8.2 8.3 8.3 7.1% (7.8% in those 8.2 — — — 6.6
ss
A1C (%) with diabetes)

Mean difference in 0.3^ 0.58‡ 0.43‡ 0.31 — 0.48 to 0.5 — — — —


A1C between
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groups at end of
treatment (%)
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Year started/reported 2010/2015 2009/2017 2013/2018 2017/2019 2017/2020 2013/2020 2017/2019 2017/2020 2017/2020 2018/2022

Continued on p. S179
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Diabetes Care Volume 46, Supplement 1, January 2023

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Table 10.3C—Continued
DAPA-CKD EMPEROR-Reduced EMPEROR-Preserved
EMPA-REG CANVAS DECLARE-TIMI 58 (197,239) DAPA-HF (11) (200) (189,241) DELIVER (199)
OUTCOME (8) Program (9) (196) CREDENCE (194) (n = 4,304; 2,906 VERTIS CV (201,240) (n = 4,744; 1,983 (n = 3,730; 1,856 (n = 5,988; 2,938 with (n = 6,263; 2,807
(n = 7,020) (n = 10,142) (n = 17,160) (n = 4,401) with diabetes) (n = 8,246) with diabetes) with diabetes) diabetes) with diabetes)
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Primary outcome§ 3-point MACE 0.86 3-point MACE 0.86 3-point MACE 0.93 ESRD, doubling of $50% decline in 3-point MACE 0.97 Worsening heart CV death or HF CV death or HF Worsening HF or CV
(0.74–0.99) (0.75–0.97) (0.84–1.03) creatinine, or eGFR, ESKD, or (0.85–1.11) failure or death hospitalization hospitalization 0.79 death 0.82
diabetesjournals.org/care

m CV death or HF death from renal death from renal from CV causes 0.75 (0.65–0.86) (0.69–0.90) (0.73–0.92)
hospitalization or CV cause 0.70 or CV cause 0.61 0.74 (0.65–0.85)
0.83 (0.73–0.95) (0.59–0.82) (0.51–0.72) Results did not differ
by diabetes status

Key secondary 4-point MACE 0.89 All-cause and CV Death from any cause CV death or HF $50% decline in CV death or HF CV death or HF Total HF All HF hospitalizations Total number
er
outcome§ (0.78–1.01) mortality (see 0.93 (0.82–1.04) hospitalization eGFR, ESKD, or hospitalization hospitalization hospitalizations (first and recurrent) worsening HF and
below) Renal composite 0.69 (0.57–0.83) death from renal 0.88 (0.75–1.03) 0.75 (0.65–0.85) 0.70 (0.58–0.85) 0.73 (0.61–0.88) CV deaths 0.77
($40% decrease in 3-point MACE 0.80 cause 0.56 CV death 0.92 Mean slope of Rate of decline in eGFR (0.67–0.89)
ica
eGFR rate to <60 (0.67–0.95) (0.45–0.68) (0.77–1.11) change in eGFR (1.25 vs. 2.62 Change in KCCQ TSS
mL/min/1.73 m2, CV death or HF Renal death, renal 1.73 (1.10–2.37) mL/min/1.73 m2; at month 8 1.11
new ESRD, or hospitalization replacement P < 0.001) (1.03–1.21)
death from renal 0.71 (0.55–0.92) therapy, or Mean change in
nD
or CV causes 0.76 Death from any doubling of KCCQ TSS 2.4
(0.67–0.87) cause 0.69 creatinine 0.81 (1.5–3.4)
(0.53–0.88) (0.63–1.04) All-cause mortality
0.94 (0.83–1.07)
ia
Cardiovascular death§ 0.62 (0.49–0.77) 0.87 (0.72–1.06) 0.98 (0.82–1.17) 0.78 (0.61–1.00) 0.81 (0.58–1.12) 0.92 (0.77–1.11) 0.82 (0.69–0.98) 0.92 (0.75–1.12) 0.91 (0.76–1.09) 0.88 (0.74–1.05)

MI§ 0.87 (0.70–1.09) 0.89 (0.73–1.09) 0.89 (0.77–1.01) — — 1.04 (0.86–1.26) — — — —


be
Stroke§ 1.18 (0.89–1.56) 87 (0.69–1.09) 1.01 (0.84–1.21) — — 1.06 (0.82–1.37) — — — —

HF hospitalization§ 0.65 (0.50–0.85) 67 (0.52–0.87) 0.73 (0.61–0.88) 0.61 (0.47–0.80) — 0.70 (0.54–0.90) 0.70 (0.59–0.83) 0.69 (0.59–0.81) 0.73 (0.61–0.88) 0.77 (0.67–0.89)
te
Unstable angina 0.99 (0.74–1.34) — — — — — — — — —
hospitalization§

All-cause mortality§ 0.68 (0.57–0.82) 87 (0.74–1.01) 0.93 (0.82–1.04) 0.83 (0.68–1.02) 0.69 (0.53–0.88) 0.93 (0.80–1.08) 0.83 (0.71–0.97) 0.92 (0.77–1.10) 1.00 (0.87–1.15) 0.94 (0.83–1.07)
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Worsening 0.61 (0.53–0.70) 0.60 (0.47–0.77) 0.53 (0.43–0.66) (See primary (See primary (See secondary 0.71 (0.44–1.16) Composite renal Composite renal —
nephropathy§jj outcome) outcome) outcomes) outcome 0.50 outcome** 0.95
(0.32–0.77) (0.73–1.24)
ss
—, not assessed/reported; CHF, congestive heart failure; CV, cardiovascular; CVD, cardiovascular disease; eGFR, estimated glomerular filtration rate; ESRD, end-stage renal disease; HF, heart failure;
KCCQ TSS, Kansas City Cardiomyopathy Questionnaire Total Symptom Score; MACE, major adverse cardiovascular event; Ml, myocardial infarction; SGLT2, sodium–glucose cotransporter 2; NYFIA, New
York Fleart Association. Data from this table was adapted from Cefalu et al. (238) in the January 2018 issue of Diabetes Care. *Baseline characteristics for EMPEROR-Reduced displayed as empagliflozin,
oc
placebo. †Age was reported as means in all trials; diabetes duration was reported as means in all trials except EMPA-REG OUTCOME, which reported as percentage of population with diabetes duration
>10 years, and DECLARE-TIMI 58, which reported median. ‡Significant difference in A1C between groups (P < 0.05). ^AIC change of 0.30 in EMPA-REG OUTCOME is based on pooled results for both
doses (i.e., 0.24% for 10 mg and 0.36% for 25 mg of empagliflozin). §Outcomes reported as hazard ratio (95% Cl). jjDefinitions of worsening nephropathy differed between trials. **Composite outcome
ia
in EMPEROR-Preserved: time to first occurrence of chronic dialysis, renal transplantation; sustained reduction of $40% in eGFR, sustained eGFR <15 mL/min/1.73 m2 for individuals with baseline eGFR
$30 mL/min/1.73 m2.
t
Cardiovascular Disease and Risk Management

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n
S179
S180 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

or hospitalization for heart failure (HR Sotagliflozin, an SGLT1 and SGLT2 in- people with type 2 diabetes at high risk
0.71 [95% CI 0.55–0.92]). The effects of hibitor not currently approved by the for cardiovascular disease or with cardio-
dapagliflozin therapy were similar in FDA in the U.S., lowers glucose via de- vascular disease (203). Study participants
individuals with and without type 2 layed glucose absorption in the gut in had a mean age of 64 years and a mean
diabetes. addition to increasing urinary glucose duration of diabetes of nearly 13 years.
Results of the Dapagliflozin and Pre- excretion and has been evaluated in the Over 80% of study participants had estab-

n
vention of Adverse Outcomes in Heart Effect of Sotagliflozin on Cardiovascular lished cardiovascular disease. After a
Failure (DAPA-HF) trial, the Empagliflozin and Renal Events in Patients With

io
median follow-up of 3.8 years, LEADER
Outcome Trial in Patients With Chronic Type 2 Diabetes and Moderate Renal Im- showed that the primary composite out-
Heart Failure and a Reduced Ejection pairment Who Are at Cardiovascular Risk come (MI, stroke, or cardiovascular death)

t
Fraction (EMPEROR-Reduced), Empagli- (SCORED) trial (202). A total of 10,584 occurred in fewer participants in the

ia
flozin Outcome Trial in Patients With people with type 2 diabetes, CKD, and ad- treatment group (13.0%) when com-
Chronic Heart Failure With Preserved ditional cardiovascular risk were enrolled pared with the placebo group (14.9%)
Ejection Fraction (EMPEROR-Preserved), in SCORED and randomized to sotagliflo- (HR 0.87 [95% CI 0.78–0.97]; P < 0.001

oc
Effects of Dapagliflozin on Biomarkers, zin 200 mg once daily (uptitrated to for noninferiority; P = 0.01 for superior-
Symptoms and Functional Status in Pa- 400 mg once daily if tolerated) or pla- ity). Deaths from cardiovascular causes
tients With PRESERVED Ejection Frac- cebo. SCORED ended early due to a lack were significantly reduced in the liraglu-

ss
tion Heart Failure (PRESERVED-HF), and of funding; thus, changes to the prespe- tide group (4.7%) compared with the
Dapagliflozin Evaluation to Improve the cified primary end points were made placebo group (6.0%) (HR 0.78 [95% CI
Lives of Patients with Preserved Ejection prior to unblinding to accommodate a 0.66–0.93]; P = 0.007) (203).
Fraction Heart Failure (DELIVER), which lower than anticipated number of end

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Results from a moderate-sized trial of
assessed the effects of dapagliflozin and point events. The primary end point of another GLP-1 receptor agonist, semaglu-
empagliflozin in individuals with estab- the trial was the total number of deaths tide, were consistent with the LEADER
lished heart failure (11,189,198,199,200), from cardiovascular causes, hospitaliza- trial (204). Semaglutide is a once-weekly
are described below in GLUCOSE-LOWERING tions for heart failure, and urgent visits for
te
GLP-1 receptor agonist approved by the
THERAPIES AND HEART FAILURE. heart failure. After a median of 16 months
FDA for the treatment of type 2 diabetes.
The Evaluation of Ertugliflozin Efficacy of follow-up, the rate of primary end point
The Trial to Evaluate Cardiovascular and
be
and Safety Cardiovascular Outcomes Trial events was reduced with sotagliflozin (5.6
Other Long-term Outcomes With Sema-
(VERTIS CV) (201) was a randomized, dou- events per 100 patient-years in the sota-
glutide in Subjects With Type 2 Diabetes
ble-blind trial that established the effects gliflozin group and 7.5 events per 100
(SUSTAIN-6) was the initial randomized
of ertugliflozin versus placebo on cardio- patient-years in the placebo group [HR
trial powered to test noninferiority of
ia

vascular outcomes in 8,246 people with 0.74 (95% CI 0.63–0.88); P < 0.001]).
semaglutide for the purpose of regulatory
type 2 diabetes and established ASCVD. Sotagliflozin also reduced the risk of the
approval (204). In this study, 3,297 people
Participants were assigned to the addition secondary end point of total number of
nD

with type 2 diabetes were randomized to


of 5 mg or 15 mg of ertugliflozin or to hospitalizations for heart failure and ur-
receive once-weekly semaglutide (0.5 mg
placebo once daily to background stan- gent visits for heart failure (3.5% in the
dard care. Study participants had a mean sotagliflozin group and 5.1% in the pla- or 1.0 mg) or placebo for 2 years. The pri-
age of 64.4 years and a mean duration cebo group; HR 0.67 [95% CI 0.55–0.82]; mary outcome (the first occurrence of
cardiovascular death, nonfatal MI, or
ica

of diabetes of 13 years at baseline and P < 0.001) but not the secondary end
were followed for a median of 3.0 years. point of deaths from cardiovascular causes. nonfatal stroke) occurred in 108 patients
VERTIS CV met the prespecified criteria No significant between-group differences (6.6%) in the semaglutide group vs.
for noninferiority of ertugliflozin to pla- were found for the outcome of all-cause 146 patients (8.9%) in the placebo group
(HR 0.74 [95% CI 0.58–0.95]; P < 0.001).
er

cebo with respect to the primary out- mortality or for a composite renal out-
come of major adverse cardiovascular come comprising the first occurrence of More patients discontinued treatment in
events (11.9% in the pooled ertugliflozin long-term dialysis, renal transplantation, the semaglutide group because of ad-
verse events, mainly gastrointestinal. The
m

group and 11.9% in the placebo group; or a sustained reduction in eGFR. In gen-
HR 0.97 [95% CI 0.85–1.11]; P < 0.001). eral, the adverse effects of sotagliflozin cardiovascular effects of the oral formu-
Ertugliflozin was not superior to placebo were similar to those seen with use of lation of semaglutide compared with pla-
©A

for the key secondary outcomes of death SGLT2 inhibitors, but they also included cebo have been assessed in Peptide
from cardiovascular causes or hospitali- an increased rate of diarrhea potentially Innovation for Early Diabetes Treatment
zation for heart failure; death from car- related to the inhibition of SGLT1. (PIONEER) 6, a preapproval trial designed
diovascular causes; or the composite of to rule out an unacceptable increase in
death from renal causes, renal replace- GLP-1 Receptor Agonist Trials cardiovascular risk (205). In this trial of
ment therapy, or doubling of the serum The Liraglutide Effect and Action in Diabe- 3,183 people with type 2 diabetes and
creatinine level. The HR for a secondary tes: Evaluation of Cardiovascular Outcome high cardiovascular risk followed for a
outcome of hospitalization for heart fail- Results (LEADER) trial was a randomized, median of 15.9 months, oral semaglutide
ure (ertugliflozin vs. placebo) was 0.70 double-blind trial that assessed the effect was noninferior to placebo for the pri-
[95% CI 0.54–0.90], consistent with find- of liraglutide, a glucagon-like peptide 1 mary composite outcome of cardiovascu-
ings from other SGLT2 inhibitor cardio- (GLP-1) receptor agonist, versus placebo lar death, nonfatal MI, or nonfatal stroke
vascular outcomes trials. on cardiovascular outcomes in 9,340 (HR 0.79 [95% CI 0.57–1.11]; P < 0.001
diabetesjournals.org/care Cardiovascular Disease and Risk Management S181

for noninferiority) (205). The cardiovascu- outcome of cardiovascular death, MI, diabetes and established ASCVD (210,211).
lar effects of this formulation of sema- stroke, or hospitalization for unstable SGLT2 inhibitors also reduce risk of heart
glutide will be further tested in a large, angina occurred in 406 patients (13.4%) failure hospitalization and progression of
longer-term outcomes trial. in the lixisenatide group vs. 399 (13.2%) kidney disease in people with established
The Harmony Outcomes trial random- in the placebo group (HR 1.2 [95% CI ASCVD, multiple risk factors for ASCVD, or
ized 9,463 people with type 2 diabetes 0.89–1.17]), which demonstrated the albuminuric kidney disease (212,213). In

n
and cardiovascular disease to once-weekly noninferiority of lixisenatide to placebo people with type 2 diabetes and estab-
subcutaneous albiglutide or matching pla- (P < 0.001) but did not show superior- lished ASCVD, multiple ASCVD risk factors,

io
cebo, in addition to their standard care ity (P = 0.81). or diabetic kidney disease, an SGLT2 inhibi-
(206). Over a median duration of 1.6 The Exenatide Study of Cardiovascular tor with demonstrated cardiovascular ben-

t
years, the GLP-1 receptor agonist reduced Event Lowering (EXSCEL) trial also reported efit is recommended to reduce the risk of

ia
the risk of cardiovascular death, MI, or results with the once-weekly GLP-1 recep- major adverse cardiovascular events and/
stroke to an incidence rate of 4.6 events tor agonist extended-release exenatide or heart failure hospitalization. In people
per 100 person-years in the albiglutide and found that major adverse cardiovas- with type 2 diabetes and established

oc
group vs. 5.9 events in the placebo group cular events were numerically lower ASCVD or multiple risk factors for ASCVD,
(HR ratio 0.78, P = 0.0006 for superiority) with use of extended-release exenatide a glucagon-like peptide 1 receptor agonist
(206). This agent is not currently available compared with placebo, although this with demonstrated cardiovascular benefit

ss
for clinical use. difference was not statistically significant is recommended to reduce the risk of ma-
The Researching Cardiovascular Events (209). A total of 14,752 people with type 2 jor adverse cardiovascular events. For
With a Weekly Incretin in Diabetes diabetes (of whom 10,782 [73.1%] had many patients, use of either an SGLT2
(REWIND) trial was a randomized, previous cardiovascular disease) were ran- inhibitor or a GLP-1 receptor agonist to

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double-blind, placebo-controlled trial that domized to receive extended-release exe- reduce cardiovascular risk is appropri-
assessed the effect of the once-weekly natide 2 mg or placebo and followed for ate. Emerging data suggest that use of
GLP-1 receptor agonist dulaglutide versus a median of 3.2 years. The primary end both classes of drugs will provide an addi-
placebo on major adverse cardiovascular point of cardiovascular death, MI, or tive cardiovascular and kidney outcomes
te
events in 9,990 people with type 2 dia- stroke occurred in 839 patients (11.4%; benefit; thus, combination therapy with
betes at risk for cardiovascular events or 3.7 events per 100 person-years) in the an SGLT2 inhibitor and a GLP-1 receptor
be
with a history of cardiovascular disease exenatide group and in 905 patients agonist may be considered to provide the
(207). Study participants had a mean age (12.2%; 4.0 events per 100 person-years) complementary outcomes benefits asso-
of 66 years and a mean duration of dia- in the placebo group (HR 0.91 [95% CI ciated with these classes of medication.
betes of 10 years. Approximately 32% 0.83–1.00]; P < 0.001 for noninferiority), Evidence to support such an approach
ia

of participants had history of atheroscle- but exenatide was not superior to pla- includes findings from AMPLITUDE-O
rotic cardiovascular events at baseline. Af- cebo with respect to the primary end (Effect of Efpeglenatide on Cardiovas-
ter a median follow-up of 5.4 years, the point (P = 0.06 for superiority). However, cular Outcomes), an outcomes trial of
nD

primary composite outcome of nonfatal all-cause mortality was lower in the exena- people with type 2 diabetes and ei-
MI, nonfatal stroke, or death from cardio- tide group (HR 0.86 [95% CI 0.77–0.97]). ther cardiovascular or kidney disease
vascular causes occurred in 12.0% and The incidence of acute pancreatitis, pancre- plus at least one other risk factor ran-
13.4% of participants in the dulaglutide atic cancer, medullary thyroid carcinoma, domized to the investigational GLP-1
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and placebo treatment groups, respec- and serious adverse events did not differ receptor agonist efpeglenatide or pla-
tively (HR 0.88 [95% CI 0.79–0.99]; P = significantly between the two groups. cebo (214). Randomization was stratified
0.026). These findings equated to inci- In summary, there are now numerous by current or potential use of SGLT2 inhib-
dence rates of 2.4 and 2.7 events per large randomized controlled trials re- itor therapy, a class ultimately used by
>15% of the trial participants. Over a me-
er

100 person-years, respectively. The re- porting statistically significant reduc-


sults were consistent across the sub- tions in cardiovascular events for three dian follow-up of 1.8 years, efpeglenatide
groups of patients with and without of the FDA-approved SGLT2 inhibitors therapy reduced the risk of incident major
m

history of CV events. Allcause mortality did (empagliflozin, canagliflozin, dapagliflo- adverse cardiovascular events by 27% and
not differ between groups (P = 0.067). zin, with lesser benefits seen with ertu- of a composite renal outcome event by
The Evaluation of Lixisenatide in Acute gliflozin) and four FDA-approved GLP-1 32%. Importantly, the effects of efpeglena-
©A

Coronary Syndrome (ELIXA) trial studied receptor agonists (liraglutide, albiglutide tide did not vary by use of SGLT2 inhibi-
the once-daily GLP-1 receptor agonist lixi- [although that agent was removed from tors, suggesting that the beneficial effects
senatide on cardiovascular outcomes in the market for business reasons], sema- of the GLP-1 receptor agonist were inde-
people with type 2 diabetes who had had glutide [lower risk of cardiovascular events pendent of those provided by SGLT2
a recent acute coronary event (208). A in a moderate-sized clinical trial but one inhibitor therapy (215). Efpeglenatide
total of 6,068 people with type 2 diabe- not powered as a cardiovascular outcomes is currently not approved by the FDA
tes with a recent hospitalization for MI trial], and dulaglutide). Meta-analyses of for use in the U.S.
or unstable angina within the previous the trials reported to date suggest that
180 days were randomized to receive GLP-1 receptor agonists and SGLT2 inhibi- Glucose-Lowering Therapies and Heart Failure
lixisenatide or placebo in addition to tors reduce risk of atherosclerotic major As many as 50% of people with type 2
standard care and were followed for adverse cardiovascular events to a com- diabetes may develop heart failure
a median of 2.1 years. The primary parable degree in people with type 2 (216). These conditions, which are each
S182 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

associated with increased morbidity and agonists lixisenatide, liraglutide, sema- placebo on a primary composite outcome
mortality, commonly coincide, and inde- glutide, exenatide once-weekly, albi- of cardiovascular death or hospitalization
pendently contribute to adverse out- glutide, or dulaglutide compared with for worsening heart failure in a population
comes (217). Strategies to mitigate these placebo (Table 10.3B) (203,204,207–209). of 3,730 patients with NYHA class II, III, or
risks are needed, and the heart failure- Reduced incidence of heart failure IV heart failure and an ejection fraction of
related risks and benefits of glucose- has been observed with the use of 40% or less (200). At baseline, 49.8% of

n
lowering medications should be considered SGLT2 inhibitors (8,194,196). In EMPA- participants had a history of diabetes.
carefully when determining a regimen of REG OUTCOME, the addition of empagli- Over a median follow-up of 16 months,

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care for people with diabetes and either flozin to standard care led to a signifi- those in the empagliflozin-treated group
established heart failure or high risk for cant 35% reduction in hospitalization for had a reduced risk of the primary outcome

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the development of heart failure. heart failure compared with placebo (8). (HR 0.75 [95% CI 0.65–0.86]; P < 0.001)

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Data on the effects of glucose-lowering Although the majority of patients in the and fewer total hospitalizations for heart
agents on heart failure outcomes have study did not have heart failure at base- failure (HR 0.70 [95% CI 0.58–0.85]; P <
demonstrated that thiazolidinediones line, this benefit was consistent in pa- 0.001). The effect of empagliflozin on the

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have a strong and consistent relation- tients with and without a history of primary outcome was consistent irrespec-
ship with increased risk of heart failure heart failure (10). Similarly, in CANVAS tive of diabetes diagnosis at baseline. The
(218–220). Therefore, thiazolidinedione and DECLARE-TIMI 58, there were 33% risk of a prespecified renal composite out-

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use should be avoided in people with and 27% reductions in hospitalization for come (chronic dialysis, renal transplantation,
symptomatic heart failure. Restrictions heart failure, respectively, with SGLT2 in- or a sustained reduction in eGFR) was
to use of metformin in people with hibitor use versus placebo (9,196). Addi- lower in the empagliflozin group than in
medically treated heart failure were re- tional data from the CREDENCE trial with the placebo group (1.6% in the empagli-

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moved by the FDA in 2006 (221). Obser- canagliflozin showed a 39% reduction in flozin group vs. 3.1% in the placebo
vational studies of people with type 2 hospitalization for heart failure, and 31% group; HR 0.50 [95% CI 0.32–0.77]).
diabetes and heart failure suggest that reduction in the composite of cardiovas- EMPEROR-Preserved, a randomized
metformin users have better outcomes cular death or hospitalization for heart double-blinded placebo-controlled trial of
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than individuals treated with other anti- failure, in a diabetic kidney disease popu- 5,988 adults with NYHA functional class
hyperglycemic agents (222); however, lation with albuminuria (UACR >300 to I–IV chronic HFpEF (left ventricular ejec-
no randomized trial of metformin ther- 5,000 mg/g) (194). These combined findings tion fraction >40%), evaluated the effi-
be

apy has been conducted in people with from four large outcomes trials of three dif- cacy of empagliflozin 10 mg daily versus
heart failure. Metformin may be used ferent SGLT2 inhibitors are highly consistent placebo on top of standard of care on
for the management of hyperglycemia and clearly indicate robust benefits of the primary outcome of composite car-
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in people with stable heart failure as SGLT2 inhibitors in the prevention of heart diovascular death or hospitalization for
long as kidney function remains within failure hospitalizations. The EMPA-REG heart failure (189). Approximately 50% of
the recommended range for use (223). OUTCOME, CANVAS, DECLARE-TIMI 58, subjects had type 2 diabetes at baseline.
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Recent studies examining the rela- and CREDENCE trials suggested, but did Over a median of 26.2 months, there was
tionship between DPP-4 inhibitors and not prove, that SGLT2 inhibitors would be a 21% reduction (HR 0.79 [95% CI
heart failure have had mixed results. beneficial in the treatment of people with 0.69–0.90]; P < 0.001) of the primary
The Saxagliptin Assessment of Vascular established heart failure. More recently, outcome. The effects of empagliflozin
ica

Outcomes Recorded in Patients with Di- the placebo-controlled DAPA-HF trial eval- were consistent in people with or with-
abetes Mellitus – Thrombolysis in Myo- uated the effects of dapagliflozin on the out diabetes (189).
cardial Infarction 53 (SAVOR-TIMI 53) primary outcome of a composite of wors- In the DELIVER trial, 6,263 individuals
study showed that patients treated with ening heart failure or cardiovascular death with heart failure and an ejection frac-
tion >40% were randomized to receive
er

the DPP-4 inhibitor saxagliptin were in patients with New York Heart Associa-
more likely to be hospitalized for heart tion (NYHA) class II, III, or IV heart failure either dapagliflozin or placebo (199). The
failure than those given placebo (3.5% and an ejection fraction of 40% or less. Of primary outcome of a composite of wors-
m

vs. 2.8%, respectively) (224). However, the 4,744 trial participants, 45% had a his- ening heart failure, defined as hospitaliza-
three other cardiovascular outcomes tri- tory of type 2 diabetes. Over a median of tion or urgent visit for heart failure, or
als—Examination of Cardiovascular Out- 18.2 months, the group assigned to dapa- cardiovascular death was reduced by 18%
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comes with Alogliptin versus Standard gliflozin treatment had a lower risk of the in patients treated with dapagliflozin com-
of Care (EXAMINE) (225), Trial Evaluating primary outcome (HR 0.74 [95% CI pared with placebo (HR 0.82 [95% CI
Cardiovascular Outcomes with Sitagliptin 0.65–0.85]), lower risk of first worsening 0.73–0.92]; P < 0.001). Approximately 44%
(TECOS) (226), and the Cardiovascular and heart failure event (HR 0.70 [95% CI of patients randomized to either dapagli-
Renal Microvascular Outcome Study With 0.59–0.83]), and lower risk of cardiovascu- flozin or placebo had type 2 diabetes,
Linagliptin (CARMELINA) (193)—did not lar death (HR 0.82 [95% CI 0.69–0.98]) and results were consistent regardless
find a significant increase in risk of heart compared with placebo. The effect of da- of the presence of type 2 diabetes.
failure hospitalization with DPP-4 inhibitor pagliflozin on the primary outcome was A large recent meta-analysis (227) in-
use compared with placebo. No increased consistent regardless of the presence or cluding data from EMPEROR-Reduced,
risk of heart failure hospitalization has absence of type 2 diabetes (11). EMPEROR-Preserved, DAPA-HF, DELIVER,
been identified in the cardiovascular EMPEROR-Reduced assessed the effects and Effect of Sotagliflozin on Cardiovascu-
outcomes trials of the GLP-1 receptor of empagliflozin 10 mg once daily versus lar Events in Patients With Type 2 Diabetes
diabetesjournals.org/care Cardiovascular Disease and Risk Management S183

Post Worsening Heart Failure (SOLOIST- vs. 3.4%) and severe hypoglycemia of worsening heart failure and cardiovas-
WHF) included 21,947 patients and dem- (1.5% vs. 0.3%) were more common cular death. In addition, an SGLT2 inhibitor
onstrated reduced risk for the composite with sotagliflozin than with placebo. The is recommended in this patient population
of cardiovascular death or hospitalization trial was originally also intended to to improve symptoms, physical limitations,
for heart failure, cardiovascular death, first evaluate the effects of SGLT inhibition and quality of life. The benefits seen in
hospitalization for heart failure, and all- in people with HFpEF, and ultimately no this patient population likely represent a

n
cause mortality. The findings on the stud- evidence of heterogeneity of treatment class effect, and they appear unrelated to
ied end points were consistent in both tri- effect by ejection fraction was noted. glucose lowering given comparable out-

io
als of heart failure with mildly reduced or However, the relatively small percent- comes in people with heart failure with
preserved ejection fraction and in all five age of such patients enrolled (only 21% and without diabetes.

t
trials combined. Collectively, these studies of participants had ejection fraction

ia
indicate that SGLT2 inhibitors reduce the >50%) and the early termination of the Finerenone in People With Type 2 Diabetes
risk for heart failure hospitalization and trial limited the ability to determine the and Chronic Kidney Disease
cardiovascular death in a wide range of effects of sotagliflozin in HFpEF specifically. As discussed in detail in Section 11, “Chronic

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people with heart failure. In addition to the hospitalization and Kidney Disease and Risk Management,” peo-
Additional data are accumulating regard- mortality benefit in people with heart fail- ple with diabetes are at an increased risk
ing the effects of SGLT inhibition in people ure, several recent analyses have ad- for CKD, which increases cardiovascular

ss
hospitalized for acute decompensated heart dressed whether SGLT2 inhibitor treatment risk (232). Finerenone, a selective non-
failure and in people with heart failure and improves clinical stability and functional steroidal mineralocorticoid antagonist,
HFpEF. As an example, the investigational status in individuals with heart failure. In has been shown in the Finerenone in
SGLT1 and SGLT2 inhibitor sotagliflozin 3,730 patients with NYHA class II–IV heart Reducing Kidney Failure and Disease

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has also been studied in the SOLOIST- failure with an ejection fraction of #40%, Progression in Diabetic Kidney Disease
WHF trial (228). In SOLOIST-WHF, 1,222 treatment with empagliflozin reduced the (FIDELIO-DKD) trial to improve CKD
people with type 2 diabetes who were re- combined risk of death, hospitalization for outcomes in people with type 2 diabetes
cently hospitalized for worsening heart heart failure, or an emergent/urgent heart with stage 3 or 4 CKD and severe albumin-
te
failure were randomized to sotagliflozin failure visit requiring intravenous treatment uria (233). In the Finerenone in Reducing
200 mg once daily (with uptitration to and reduced the total number of hospital- Cardiovascular Mortality and Morbidity in
Diabetic Kidney Disease (FIGARO-DKD) trial,
be
400 mg once daily if tolerated) or placebo izations for heart failure requiring intensive
either before or within 3 days after hospi- care, a vasopressor or positive inotropic 7,437 patients with UACR 30–300 mg/g
tal discharge. Patients were eligible if hos- drug, or mechanical or surgical intervention and eGFR 25–90 mL/min/1.73 m2 or
pitalized for signs and symptoms of heart (229). In addition, patients treated with UACR 300–5,000 and eGFR $60 mL/min/
ia

failure (including elevated natriuretic pep- empagliflozin were more likely to experi- 1.73 m2 on maximum dose of renin-
tide levels) requiring treatment with intra- ence an improvement in NYHA functional angiotensin system blockade were ran-
venous diuretic therapy. Exclusion criteria class (229). In people hospitalized for acute domized to receive finerenone or placebo
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included end-stage heart failure or recent de novo or decompensated chronic heart (186). The HR of the primary outcome of
acute coronary syndrome or intervention, failure, initiation of empagliflozin treatment cardiovascular death, nonfatal MI, nonfatal
or an eGFR <30 mL/min/1.73 m2). Pa- during hospitalization reduced the primary stroke, or hospitalization from heart failure
tients were required to be clinically stable outcome of a composite of death from was reduced by 13% in patients treated
ica

prior to randomization, defined as no use any cause, number of heart failure events with finerenone. A prespecified subgroup
of supplemental oxygen, a systolic blood and time to first heart failure event, or a analysis from FIGARO-DKD further revealed
pressure $100 mmHg, and no need 5-point or greater difference in change that in patients without symptomatic HFrEF,
for intravenous inotropic or vasodilator from baseline in the Kansas City Cardiomy- finerenone reduces the risk for new-onset
er

therapy other than nitrates. Similar to opathy Questionnaire Total Symptom Score heart failure and improves heart failure
SCORED, SOLOIST-WHF ended early due (230). Furthermore, PRESERVED-HF, a mul- outcomes in people with type 2 diabetes
to a lack of funding, resulting in a ticenter study (26 sites in the U.S.) showed and CKD (187). Finally, in the pooled analy-
m

change to the prespecified primary end that dapagliflozin treatment leads to signifi- sis of 13,026 people with type 2 diabetes
point prior to unblinding to accommo- cant improvement in both symptoms and and CKD from both FIDELIO-DKD and
date a lower than anticipated number physical limitation, as well as objective FIGARO-DKD, the HRs for the composite of
©A

of end point events. At a median measures of exercise function in people cardiovascular death, nonfatal MI, nonfatal
follow-up of 9 months, the rate of with chronic HFpEF, regardless of diabetes stroke, or hospitalization for heart failure
primary end point events (the total status (198). Finally, canagliflozin improved as well as a composite of kidney failure, a
number of cardiovascular deaths and heart failure symptoms assessed using sustained $57% decrease in eGFR from
hospitalizations and urgent visits for the Kansas City Cardiomyopathy Ques- baseline over $4 weeks, or renal death
heart failure) was lower in the sotagli- tionnaire Total Symptom Score, irrespec- were 0.86 and 0.77, respectively (188).
flozin group than in the placebo group tive of left ventricular ejection fraction or These collective studies indicate that finere-
(51.0 vs. 76.3; HR 0.67 [95% CI the presence of diabetes (231). Therefore, none improves cardiovascular and renal
0.52–0.85]; P < 0.001). No significant in people with type 2 diabetes and estab- outcomes in people with type 2 diabetes.
between-group differences were found lished HFpEF or HFrEF, an SGLT2 inhibitor Therefore, in people with type 2 diabe-
in the rates of cardiovascular death or with proven benefit in this patient popu- tes and CKD with albuminuria treated
all-cause mortality. Both diarrhea (6.1% lation is recommended to reduce the risk with maximum tolerated doses of ACE
S184 Cardiovascular Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

n
t io
ia
oc
ss
sA
te
be
ia
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Figure 10.3—Approach to risk reduction with SGLT2 inhibitor or GLP-1 receptor agonist therapy in conjunction with other traditional, guideline-based
preventive medical therapies for blood pressure, lipids, and glycemia and antiplatelet therapy. Reprinted with permission from Das et al. (234).

inhibitor or ARB, addition of finernone College of Cardiology “2020 Expert Con- individuals with more long-standing dia-
ica

should be considered to improve car- sensus Decision Pathway on Novel betes may be more challenging, particu-
diovascular outcomes and reduce the Therapies for Cardiovascular Risk Re- larly if patients are using an already
risk of CKD progression. duction in Patients With Type 2 Dia- complex glucose-lowering regimen. In
betes” (234). Figure 10.3, reproduced such patients, SGLT2 inhibitor or GLP-1
er

Clinical Approach from that decision pathway, outlines receptor agonist therapy may need to
As has been carefully outlined in Fig. 9.3 the approach to risk reduction with replace some or all of their existing med-
in the preceding Section 9, “Pharmacologic SGLT2 inhibitor or GLP-1 receptor ago- ications to minimize risks of hypoglyce-
m

Approaches to Glycemic Treatment,” peo- nist therapy in conjunction with other mia and adverse side effects, and
ple with type 2 diabetes with or at high traditional, guideline-based preventive potentially to minimize medication
risk for ASCVD, heart failure, or CKD medical therapies for blood pressure, costs. Close collaboration between pri-
©A

should be treated with a cardioprotective lipids, and glycemia and antiplatelet mary and specialty care professionals
SGLT2 inhibitor and/or GLP-1 receptor ago- therapy. can help to facilitate these transitions in
nist as part of the comprehensive ap- Adoption of these agents should be clinical care and, in turn, improve out-
proach to cardiovascular and kidney risk reasonably straightforward in people with comes for highrisk people with type 2
reduction. Importantly, these agents established cardiovascular or kidney dis- diabetes.
should be included in the regimen of care ease who are later diagnosed with dia-
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2D Study Group. A randomized trial of therapies chronic kidney disease and type 2 diabetes: 198. Nassif ME, Windsor SL, Borlaug BA, et al.
for type 2 diabetes and coronary artery disease. The SGLT2 inhibitor dapagliflozin in heart failure

oc
analyses from the FIGARO-DKD trial. Circulation
N Engl J Med 2009;360:2503–2515 2022;145:437–447 with preserved ejection fraction: a multicenter
174. Wackers FJT, Chyun DA, Young LH, et al.; 188. Agarwal R, Filippatos G, Pitt B, et al.; FIDELIO- randomized trial. Nat Med 2021;27:1954–1960
Detection of Ischemia in Asymptomatic Diabetics DKD and FIGARO-DKD investigators. Cardiovascular 199. Solomon SD, McMurray JJV, Claggett B,
(DIAD) Investigators. Resolution of asymptomatic and kidney outcomes with finerenone in patients et al.; DELIVER Trial Committees and Investigators.

ss
myocardial ischemia in patients with type 2 with type 2 diabetes and chronic kidney disease: Dapagliflozin in heart failure with mildly reduced
diabetes in the Detection of Ischemia in the FIDELITY pooled analysis. Eur Heart J 2022; or preserved ejection fraction. N Engl J Med
Asymptomatic Diabetics (DIAD) study. Diabetes 43:474–484 2022;387:1089–1098
Care 2007;30:2892–2898 189. Anker SD, Butler J, Filippatos G, et al.; 200. Packer M, Anker SD, Butler J, et al.; EMPEROR

sA
175. Elkeles RS, Godsland IF, Feher MD, EMPEROR-Preserved Trial Investigators. Empagliflozin Reduced Trial Investigators. Cardiovascular and renal
et al.; PREDICT Study Group. Coronary in heart failure with a preserved ejection fraction. N outcomes with empagliflozin in heart failure. N Engl
calcium measurement improves prediction Engl J Med 2021;385:1451–1461 J Med 2020;383:1413–1424
of cardiovascular events in asymptomatic 190. Kezerashvili A, Marzo K, De Leon J. Beta 201. Cannon CP, Pratley R, Dagogo-Jack S, et al.;
patients with type 2 diabetes: the PREDICT VERTIS CV Investigators. Cardiovascular outcomes
te
blocker use after acute myocardial infarction in
study. Eur Heart J 2008;29:2244–2251 the patient with normal systolic function: when is with ertugliflozin in type 2 diabetes. N Engl J Med
176. Raggi P, Shaw LJ, Berman DS, Callister TQ. it “ok” to discontinue? Curr Cardiol Rev 2012; 2020;383:1425–1435
Prognostic value of coronary artery calcium 202. Bhatt DL, Szarek M, Pitt B, et al.; SCORED
8:77–84
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screening in subjects with and without diabetes. J 191. Fihn SD, Gardin JM, Abrams J, et al.; Investigators. Sotagliflozin in patients with
Am Coll Cardiol 2004;43:1663–1669 diabetes and chronic kidney disease. N Engl J
American College of Cardiology Foundation;
177. Anand DV, Lim E, Hopkins D, et al. Risk Med 2021;384:129–139
American Heart Association Task Force on
stratification in uncomplicated type 2 diabetes: 203. Marso SP, Daniels GH, Brown-Frandsen K,
Practice Guidelines; American College of
ia

prospective evaluation of the combined use of et al.; LEADER Steering Committee; LEADER Trial
Physicians; American Association for Thoracic
coronary artery calcium imaging and selective Investigators. Liraglutide and cardiovascular
Surgery; Preventive Cardiovascular Nurses
myocardial perfusion scintigraphy. Eur Heart J outcomes in type 2 diabetes. N Engl J Med 2016;
Association; Society for Cardiovascular Angio-
2006;27:713–721 375:311–322
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graphy and Interventions; Society of Thoracic


178. Young LH, Wackers FJT, Chyun DA, et al.; 204. Marso SP, Bain SC, Consoli A, et al.;
Surgeons. 2012 ACCF/AHA/ACP/AATS/PCNA/
DIAD Investigators. Cardiac outcomes after SUSTAIN-6 Investigators. Semaglutide and
SCAI/STS Guideline for the diagnosis and
screening for asymptomatic coronary artery cardiovascular outcomes in patients with type 2
disease in patients with type 2 diabetes: the DIAD management of patients with stable ischemic
diabetes. N Engl J Med 2016;375:1834–1844
study: a randomized controlled trial. JAMA 2009; heart disease: a report of the American College of 205. Husain M, Birkenfeld AL, Donsmark M,
ica

301:1547–1555 Cardiology Foundation/American Heart Association et al. Oral semaglutide and cardiovascular
179. Wackers FJT, Young LH, Inzucchi SE, et al.; Task Force on Practice Guidelines, and the American outcomes in patients with type 2 diabetes. N
Detection of Ischemia in Asymptomatic Diabetics College of Physicians, American Association for Engl J Med 2019;381:841–851
Investigators. Detection of silent myocardial Thoracic Surgery, Preventive Cardiovascular Nurses 206. Hernandez AF, Green JB, Janmohamed S,
ischemia in asymptomatic diabetic subjects: the Association, Society for Cardiovascular Angiography et al.; Harmony Outcomes committees and
er

DIAD study. Diabetes Care 2004;27:1954–1961 and Interventions, and Society of Thoracic Surgeons. investigators. Albiglutide and cardiovascular
180. Scognamiglio R, Negut C, Ramondo A, J Am Coll Cardiol 2012;60:e44–e164 outcomes in patients with type 2 diabetes
Tiengo A, Avogaro A. Detection of coronary artery 192. U.S. Food and Drug Administration. and cardiovascular disease (Harmony Outcomes):
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diabetes mellitus. J Am Coll Cardiol 2006;47:65–71 evaluating cardiovascular risk in new antidiabetic trial. Lancet 2018;392:1519–1529
181. Hadamitzky M, Hein F, Meyer T, et al. therapies to treat type 2 diabetes. Silver Spring, 207. Gerstein HC, Colhoun HM, Dagenais GR,
Prognostic value of coronary computed tomographic MD, 2008. Accessed 21 October 2022. Available et al.; REWIND Investigators. Dulaglutide and
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angiography in diabetic patients without known from https://www.federalregister.gov/documents/ cardiovascular outcomes in type 2 diabetes
coronary artery disease. Diabetes Care 2010; 2008/12/19/E8-30086/guidance-for-industry-on- (REWIND): a double-blind, randomised placebo-
33:1358–1363 diabetes-mellitus-evaluating-cardiovascular-risk-in- controlled trial. Lancet 2019;394:121–130
182. Choi EK, Chun EJ, Choi SI, et al. Assessment of new-antidiabetic 208. Pfeffer MA, Claggett B, Diaz R, et al.; ELIXA
subclinical coronary atherosclerosis in asymptomatic 193. Rosenstock J, Perkovic V, Johansen OE, et al.; Investigators. Lixisenatide in patients with type 2
patients with type 2 diabetes mellitus with single CARMELINA Investigators. Effect of linagliptin vs diabetes and acute coronary syndrome. N Engl J
photon emission computed tomography and placebo on major cardiovascular events in adults Med 2015;373:2247–2257
coronary computed tomography angiography. with type 2 diabetes and high cardiovascular and 209. Holman RR, Bethel MA, Mentz RJ, et al.;
Am J Cardiol 2009;104:890–896 renal risk: the CARMELINA randomized clinical EXSCEL Study Group. Effects of once-weekly
183. Malik S, Zhao Y, Budoff M, et al. Coronary trial. JAMA 2019;321:69–79 exenatide on cardiovascular outcomes in type 2
artery calcium score for long-term risk classification 194. Perkovic V, Jardine MJ, Neal B, et al.; diabetes. N Engl J Med 2017;377:1228–1239
in individuals with type 2 diabetes and metabolic CREDENCE Trial Investigators. Canagliflozin and 210. Zelniker TA, Wiviott SD, Raz I, et al.
syndrome from the Multi-Ethnic Study of renal outcomes in type 2 diabetes and Comparison of the effects of glucagon-like peptide
Atherosclerosis. JAMA Cardiol 2017;2:1332–1340 nephropathy. N Engl J Med 2019;380:2295–2306 receptor agonists and sodium-glucose cotransporter
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2 inhibitors for prevention of major adverse 221. Inzucchi SE, Masoudi FA, McGuire DK. risk: epidemiology, mechanisms, and prevention.
cardiovascular and renal outcomes in type 2 Metformin in heart failure. Diabetes Care 2007; Lancet 2013;382:339–352
diabetes mellitus. Circulation 2019;139:2022–2031 30:e129–e129 233. Bakris GL, Agarwal R, Anker SD, et al.;
211. Palmer SC, Tendal B, Mustafa RA, et al. 222. Eurich DT, Majumdar SR, McAlister FA, FIDELIO-DKD Investigators. Effect of finerenone
Sodium-glucose cotransporter protein-2 (SGLT-2) Tsuyuki RT, Johnson JA. Improved clinical on chronic kidney disease outcomes in type 2
inhibitors and glucagon-like peptide-1 (GLP-1) outcomes associated with metformin in patients diabetes. N Engl J Med 2020;383:2219–2229
receptor agonists for type 2 diabetes: systematic with diabetes and heart failure. Diabetes Care 234. Das SR, Everett BM, Birtcher KK, et al. 2020

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review and network meta-analysis of randomised 2005;28:2345–2351 expert consensus decision pathway on novel
controlled trials. BMJ 2021;372:m4573 223. U.S. Food and Drug Administration. FDA therapies for cardiovascular risk reduction in

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212. Zelniker TA, Wiviott SD, Raz I, et al. SGLT2 drug safety communication: FDA revises warnings patients with type 2 diabetes: a report of the
inhibitors for primary and secondary prevention regarding use of the diabetes medicine metformin American College of Cardiology Solution Set
of cardiovascular and renal outcomes in type 2 in certain patients with reduced kidney function, Oversight Committee. J Am Coll Cardiol 2020;76:

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diabetes: a systematic review and meta-analysis 2016. Accessed 21 October 2022. Available from 1117–1145

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of cardiovascular outcome trials. Lancet 2019; https://www.fda.gov/drugs/drug-safety-and- 235. White WB, Cannon CP, Heller SR, et al.;
393:31–39 availability/fda-drug-safety-communication- EXAMINE Investigators. Alogliptin after acute
213. McGuire DK, Shih WJ, Cosentino F, et al. fda-revises-warnings-regarding-use-diabetes- coronary syndrome in patients with type 2
Association of SGLT2 inhibitors with cardiovascular diabetes. N Engl J Med 2013;369:1327–1335

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medicine-metformin-certain
and kidney outcomes in patients with type 2 224. Scirica BM, Bhatt DL, Braunwald E, et al.; 236. Rosenstock J, Perkovic V, Alexander JH,
diabetes: a meta-analysis. JAMA Cardiol 2021;6: SAVOR-TIMI 53 Steering Committee and et al.; CARMELINA investigators. Rationale,
148–158 Investigators. Saxagliptin and cardiovascular design, and baseline characteristics of the
214. Gerstein HC, Sattar N, Rosenstock J, et al. outcomes in patients with type 2 diabetes CArdiovascular safety and Renal Microvascular

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efpeglenatide in type 2 diabetes. N Engl J 225. Zannad F, Cannon CP, Cushman WC, randomized, double-blind, placebo-controlled
Med 2021;385:896–907 clinical trial in patients with type 2 diabetes and
et al.; EXAMINE Investigators. Heart failure
215. Lam CSP, Ramasundarahettige C, Branch high cardio-renal risk. Cardiovasc Diabetol 2018;
and mortality outcomes in patients with type 2

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KRH, et al. Efpeglenatide and clinical outcomes 17:39
diabetes taking alogliptin versus placebo in
with and without concomitant sodium-glucose 237. Marx N, Rosenstock J, Kahn SE, et al. Design
EXAMINE: a multicentre, randomised, double-
cotransporter-2 inhibition use in type 2 diabetes: and baseline characteristics of the CARdiovascular
blind trial. Lancet 2015;385:2067–2076
exploratory analysis of the AMPLITUDE-O Trial. Outcome Trial of LINAgliptin Versus Glimepiride in
226. Green JB, Bethel MA, Armstrong PW, et al.;
Circulation 2022;145:565–574 Type 2 Diabetes (CAROLINAV R ). Diab Vasc Dis Res
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216. Kannel WB, Hjortland M, Castelli WP. Role 2015;12:164–174
cardiovascular outcomes in type 2 diabetes. N
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Framingham study. Am J Cardiol 1974;34:29–34 Engl J Med 2015;373:232–242 Cardiovascular outcomes trials in type 2
227. Vaduganathan M, Docherty KF, Claggett BL,
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217. Dunlay SM, Givertz MM, Aguilar D, et al.; diabetes: where do we go from here? Reflections
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Transplantation Committee of the Council on failure: a comprehensive meta-analysis of five Diabetes Care 2018;41:14–31
Clinical Cardiology; Council on Cardiovascular and randomised controlled trials. Lancet 2022;400: 239. Wheeler DC, Stefansson BV, Batiushin M,
Stroke Nursing; Heart Failure Society of America. 757–767 et al. The dapagliflozin and prevention of adverse
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Type 2 diabetes mellitus and heart failure, a 228. Bhatt DL, Szarek M, Steg PG, et al.; outcomes in chronic kidney disease (DAPA-CKD)
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218. Dormandy JA, Charbonnel B, Eckland DJA, 229. Packer M, Anker SD, Butler J, et al. Effect of VERTIS-CV Investigators. Design and baseline
et al.; PROactive Investigators. Secondary prevention empagliflozin on the clinical stability of patients characteristics of the eValuation of ERTugliflozin
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pioglitAzone Clinical Trial In macroVascular Events): a 2021;143:326–336 241. Anker SD, Butler J, Filippatos G, et al.;
randomised controlled trial. Lancet 2005;366:1279– 230. Voors AA, Angermann CE, Teerlink JR, et al. EMPEROR-Preserved Trial Committees and
1289 The SGLT2 inhibitor empagliflozin in patients Investigators. Baseline characteristics of patients
219. Singh S, Loke YK, Furberg CD. Long-term hospitalized for acute heart failure: a multinational with heart failure with preserved ejection
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meta-analysis. JAMA 2007;298:1189–1195 231. Spertus JA, Birmingham MC, Nassif M, J Heart Fail 2020;22:2383–2392
220. Lincoff AM, Wolski K, Nicholls SJ, Nissen SE. et al. The SGLT2 inhibitor canagliflozin in heart 242. Zoungas S, Chalmers J, Neal B, et al.;
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analysis of randomized trials. JAMA 2007;298: 232. Gansevoort RT, Correa-Rotter R, Hemmelgarn in type 2 diabetes. N Engl J Med 2014;371:1392–
1180–1188 BR, et al. Chronic kidney disease and cardiovascular 1406
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Diabetes Care Volume 46, Supplement 1, January 2023 S191

11. Chronic Kidney Disease and Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

n
Risk Management: Standards of Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Care in Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S191–S202 | https://doi.org/10.2337/dc23-S011 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

11. CHRONIC KIDNEY DISEASE AND RISK MANAGEMENT


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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

sA
cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
te
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
be

list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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For prevention and management of diabetes complications in children and adoles-


cents, please refer to Section 14, “Children and Adolescents.”
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CHRONIC KIDNEY DISEASE


Screening
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Recommendations
11.1a At least annually, urinary albumin (e.g., spot urinary albumin-to-creatinine
ratio) and estimated glomerular filtration rate should be assessed in peo-
ple with type 1 diabetes with duration of $5 years and in all people with
type 2 diabetes regardless of treatment. B
er

11.1b In people with established diabetic kidney disease, urinary albumin


(e.g., spot urinary albumin-to-creatinine ratio) and estimated glomeru-
lar filtration rate should be monitored 1–4 times per year depending
m

on the stage of the disease (Fig. 11.1). B


©A

Disclosure information for each author is


Treatment available at https://doi.org/10.2337/dc23-SDIS.
Recommendations Suggested citation: ElSayed NA, Aleppo G, Aroda
11.2 Optimize glucose control to reduce the risk or slow the progression of VR, et al., American Diabetes Association. 11.
chronic kidney disease. A Chronic kidney disease and risk management:
Standards of Care in Diabetes—2023. Diabetes
11.3 Optimize blood pressure control and reduce blood pressure variability Care 2023;46(Suppl. 1):S191–S202
to reduce the risk or slow the progression of chronic kidney disease. A
11.4a In nonpregnant people with diabetes and hypertension, either an ACE in- © 2022 by the American Diabetes Association.
Readers may use this article as long as the
hibitor or an angiotensin receptor blocker is recommended for those work is properly cited, the use is educational
with moderately increased albuminuria (urinary albumin-to-creatinine ra- and not for profit, and the work is not altered.
tio 30–299 mg/g creatinine) B and is strongly recommended for those More information is available at https://www.
diabetesjournals.org/journals/pages/license.
S192 Chronic Kidney Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

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Figure 11.1—Risk of chronic kidney disease (CKD) progression, frequency of visits, and referral to a nephrologist according to glomerular filtration
be

rate (GFR) and albuminuria. The GFR and albuminuria grid depicts the risk of progression, morbidity, and mortality by color, from best to worst
(green, yellow, orange, red, dark red). The numbers in the boxes are a guide to the frequency of visits (number of times per year). Green can reflect
CKD with normal estimated GFR and albumin-to-creatinine ratio only in the presence of other markers of kidney damage, such as imaging showing
polycystic kidney disease or kidney biopsy abnormalities, with follow-up measurements annually; yellow requires caution and measurements at
ia

least once per year; orange requires measurements twice per year; red requires measurements three times per year; and dark red requires meas-
urements four times per year. These are general parameters only, based on expert opinion, and underlying comorbid conditions and disease state,
as well as the likelihood of impacting a change in management for any individual patient, must be taken into account. “Refer” indicates that ne-
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phrology services are recommended. *Referring clinicians may wish to discuss with their nephrology service, depending on local arrangements re-
garding treating or referring. Reprinted with permission from Vassalotti et al. (121).

with severely increased al- normal urinary albumin-to- 11.5b For people with type 2 diabe-
ica

buminuria (urinary albumin- creatinine ratio (<30 mg/g tes and diabetic kidney dis-
to-creatinine ratio $300 mg/g creatinine), and normal esti- ease, use of a sodium–glucose
creatinine) and/or estimated mated glomerular filtration cotransporter 2 inhibitor is rec-
glomerular filtration rate rate. A ommended to reduce chronic
er

<60 mL/min/1.73 m2 . A 11.4d Do not discontinue renin- kidney disease progression


11.4b Periodically monitor serum cre- angiotensin system blockade and cardiovascular events in
atinine and potassium levels for increases in serum creati- patients with an estimated
m

for the development of in- nine (#30%) in the absence glomerular filtration rate $20
creased creatinine and hyper- of volume depletion. A mL/min/1.73 m2 and urinary
kalemia when ACE inhibitors, 11.5a For people with type 2 diabe- albumin ranging from normal
©A

angiotensin receptor blockers, tes and diabetic kidney dis- to 200 mg/g creatinine. B
and mineralocorticoid receptor ease, use of a sodium–glucose 11.5c In people with type 2 diabetes
antagonists are used, or hypo- cotransporter 2 inhibitor is rec- and diabetic kidney disease,
kalemia when diuretics are ommended to reduce chronic consider use of sodium–glucose
used. B kidney disease progression cotransporter 2 inhibitors (if
11.4c An ACE inhibitor or an angio- and cardiovascular events in estimated glomerular filtration
tensin receptor blocker is not patients with an estimated rate is $20 mL/min/1.73 m2),
recommended for the primary glomerular filtration rate a glucagon-like peptide 1 ago-
prevention of chronic kidney $20 mL/min/1.73 m2 and nist, or a nonsteroidal mineralo-
disease in people with diabetes urinary albumin $200 mg/g corticoid receptor antagonist
who have normal blood pressure, creatinine. A (if estimated glomerular filtration
diabetesjournals.org/care Chronic Kidney Disease and Risk Management S193

rate is $25 mL/min/1.73 m2) (diabetic kidney disease) in adults, >20% between measurements in uri-
additionally for cardiovascular which occurs in 20–40% of people with nary albumin excretion, two of three
risk reduction. A diabetes (1,3–5). Diabetic kidney disease specimens of UACR collected within a
11.5d In people with chronic kidney typically develops after a diabetes dura- 3- to 6-month period should be abnormal
disease and albuminuria who tion of 10 years in type 1 diabetes (the before considering a patient to have
most common presentation is 5–15 years moderately or severely elevated albu-

n
are at increased risk for cardio-
vascular events or chronic kidney after the diagnosis of type 1 diabetes) minuria (1,2,13,14). Exercise within 24 h,
but may be present at diagnosis of type 2 infection, fever, congestive heart failure,

io
disease progression, a nonsteroi-
dal mineralocorticoid receptor diabetes. CKD can progress to end-stage marked hyperglycemia, menstruation,
antagonist shown to be effective renal disease (ESRD) requiring dialysis or and marked hypertension may elevate

t
kidney transplantation and is the leading UACR independently of kidney damage
in clinical trials is recommended

ia
cause of ESRD in the U.S. (6). In addition, (15).
to reduce chronic kidney disease
among people with type 1 or type 2 dia- Traditionally, eGFR is calculated from
progression and cardiovascular
betes, the presence of CKD markedly in- serum creatinine using a validated formula
events. A

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creases cardiovascular risk and health (16). The Chronic Kidney Disease Epidemi-
11.6 In people with chronic kidney
care costs (7). For details on the manage- ology Collaboration (CKD-EPI) equation is
disease who have $300 mg/g
ment of diabetic kidney disease in chil- preferred (2). eGFR is routinely reported
urinary albumin, a reduction of

ss
30% or greater in mg/g urinary dren, please see section 14, “Children by laboratories along with serum creati-
and Adolescents.” nine, and eGFR calculators are available
albumin is recommended to
online at nkdep.nih.gov. An eGFR persis-
slow chronic kidney disease
tently <60 mL/min/1.73 m2 in concert

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progression. B ASSESSMENT OF ALBUMINURIA
AND ESTIMATED GLOMERULAR with a urinary albumin value of >30 mg/g
11.7 For people with non–dialysis-
FILTRATION RATE creatinine is considered abnormal, though
dependent stage 3 or higher
optimal thresholds for clinical diagnosis are
chronic kidney disease, dietary Screening for albuminuria can be most
debated in older adults over age 70 years
te
protein intake should be aimed easily performed by urinary albumin-
(2,17). Historically, a correction factor for
to a target level of 0.8 g/kg to-creatinine ratio (UACR) in a random spot
muscle mass was included in a modified
body weight per day. A For pa- urine collection (1,2). Timed or 24-h col-
be
equation for African American people;
tients on dialysis, higher levels lections are more burdensome and add
however, race is a social and not a biologic
of dietary protein intake should little to prediction or accuracy. Measure-
construct, making it problematic to apply
be considered since protein en- ment of a spot urine sample for albumin
race to clinical algorithms, and the need to
alone (whether by immunoassay or by
ia

ergy wasting is a major prob- advance health equity and social justice is
lem in some individuals on using a sensitive dipstick test specific
clear. Thus, it was decided that the equa-
dialysis. B for albuminuria) without simultaneously
tion should be altered such that it applies
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11.8 Patients should be referred measuring urine creatinine is less ex-


to all (16). Hence, a committee was con-
for evaluation by a nephrolo- pensive but susceptible to false-negative vened, resulting in the recommendation
gist if they have continuously and false-positive determinations as a re- for immediate implementation of the
increasing urinary albumin levels sult of variation in urine concentration CKD-EPI creatinine equation refit without
ica

and/or continuously decreasing due to hydration (8). Thus, to be useful the race variable in all laboratories in the
estimated glomerular filtra- for patient screening, semiquantita- U.S. Additionally, increased use of cystatin
tion rate and if the estimated tive or qualitative (dipstick) screening C (another marker of eGFR) is suggested in
glomerular filtration rate is tests should be >85% positive in those combination with the serum creatinine be-
<30 mL/min/1.73 m2. A with moderately increased albuminuria cause combining filtration markers (creati-
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11.9 Promptly refer to a nephrolo- ($30 mg/g) and confirmed by albumin- nine and cystatin C) is more accurate and
gist for uncertainty about the to-creatinine values in an accredited lab- would support better clinical decisions
etiology of kidney disease, oratory (9,10). Hence, it is better to
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than either marker alone.


difficult management issues, simply collect a spot urine sample for
and rapidly progressing kid- albumin-to-creatinine ratio because it DIAGNOSIS OF DIABETIC KIDNEY
©A

ney disease. A will ultimately need to be done. DISEASE


Normal albuminuria is defined as
Diabetic kidney disease is usually a clini-
<30 mg/g creatinine, moderately elevated
cal diagnosis made based on the pres-
EPIDEMIOLOGY OF DIABETES AND albuminuria is defined as $30–300 mg/g
CHRONIC KIDNEY DISEASE ence of albuminuria and/or reduced
creatinine, and severely elevated albu- eGFR in the absence of signs or symp-
Chronic kidney disease (CKD) is diag- minuria is defined as $300 mg/g creati- toms of other primary causes of kidney
nosed by the persistent elevation of nine. However, UACR is a continuous damage. The typical presentation of
urinary albumin excretion (albuminuria), measurement, and differences within diabetic kidney disease is considered to
low estimated glomerular filtration the normal and abnormal ranges are include a long-standing duration of dia-
rate (eGFR), or other manifestations of associated with renal and cardiovascular betes, retinopathy, albuminuria without
kidney damage (1,2). In this section, the outcomes (7,11,12). Furthermore, be- gross hematuria, and gradually progres-
focus is on CKD attributed to diabetes cause of high biological variability of sive loss of eGFR. However, signs of
S194 Chronic Kidney Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

diabetic kidney disease may be present possible causes other than diabetes) Lastly, it should be noted that ACE
at diagnosis or without retinopathy in may also affect these decisions (24). inhibitors and ARBs are commonly not
type 2 diabetes. Reduced eGFR without dosed at maximum tolerated doses
albuminuria has been frequently re- ACUTE KIDNEY INJURY because of fear that serum creatinine
ported in type 1 and type 2 diabetes will rise. As noted above, this is an error.
Acute kidney injury (AKI) is diagnosed by
and is becoming more common over Note that in all clinical trials demonstrat-

n
time as the prevalence of diabetes in- a 50% or greater sustained increase in se-
rum creatinine over a short period of ing efficacy of ACE inhibitors and ARBs in
creases in the U.S. (3,4,18,19). slowing kidney disease progression, the

io
An active urinary sediment (containing time, which is also reflected as a rapid
decrease in eGFR (25,26). People with di- maximum tolerated doses were used—
red or white blood cells or cellular casts), not very low doses that do not provide
rapidly increasing albuminuria or total abetes are at higher risk of AKI than

t
benefit. Moreover, there are now studies
those without diabetes (27). Other risk

ia
proteinuria, the presence of nephrotic demonstrating outcome benefits on both
syndrome, rapidly decreasing eGFR, or factors for AKI include preexisting CKD,
mortality and slowed CKD progression in
the absence of retinopathy (in type 1 di- the use of medications that cause kidney
people with diabetes who have an eGFR

oc
abetes) suggests alternative or additional injury (e.g., nonsteroidal anti-inflammatory
<30 mL/min/1.73 m2 (38). Addition-
causes of kidney disease. For patients drugs), and the use of medications that
ally, when increases in serum creati-
with these features, referral to a ne- alter renal blood flow and intrarenal he-
nine reach 30% without associated
phrologist for further diagnosis, including modynamics. In particular, many antihy-

ss
hyperkalemia, RAS blockade should be
the possibility of kidney biopsy, should pertensive medications (e.g., diuretics,
continued (36,39).
be considered. It is rare for people with ACE inhibitors, and angiotensin receptor
type 1 diabetes to develop kidney dis- blockers [ARBs]) can reduce intravascular
SURVEILLANCE

sA
ease without retinopathy. In type 2 dia- volume, renal blood flow, and/or glo-
betes, retinopathy is only moderately merular filtration. There was concern Both albuminuria and eGFR should be
sensitive and specific for CKD caused by that sodium–glucose cotransporter 2 monitored annually to enable timely di-
diabetes, as confirmed by kidney biopsy (SGLT2) inhibitors may promote AKI agnosis of CKD, monitor progression of
te
(20). through volume depletion, particularly CKD, detect superimposed kidney dis-
when combined with diuretics or other eases including AKI, assess risk of CKD
STAGING OF CHRONIC KIDNEY medications that reduce glomerular fil- complications, dose drugs appropriately,
be

DISEASE tration; however, this has not been and determine whether nephrology re-
Stage 1 and stage 2 CKD are defined by found to be true in randomized clinical ferral is needed. Among people with ex-
evidence of high albuminuria with eGFR outcome trials of advanced kidney dis- isting kidney disease, albuminuria and
ease (28) or high CVD risk with normal
ia

$60 mL/min/1.73 m2, and stages 3–5 eGFR may change due to progression of
CKD are defined by progressively lower kidney function (29–31). It is also note- CKD, development of a separate super-
ranges of eGFR (21) (Fig. 11.1). At any worthy that the nonsteroidal mineralocor- imposed cause of kidney disease, AKI,
nD

eGFR, the degree of albuminuria is asso- ticoid receptor antagonists (MRAs) do not or other effects of medications, as
ciated with risk of cardiovascular disease increase the risk of AKI when used to noted above. Serum potassium should
(CVD), CKD progression, and mortality slow kidney disease progression (32). also be monitored in patients treated
(7). Therefore, Kidney Disease: Improving Timely identification and treatment of with diuretics because these medica-
ica

Global Outcomes (KDIGO) recommends AKI is important because AKI is associated tions can cause hypokalemia, which is
a more comprehensive CKD staging that with increased risks of progressive CKD associated with cardiovascular risk and
incorporates albuminuria at all stages of and other poor health outcomes (33). mortality (40–42). Patients with eGFR
eGFR; this system is more closely associ- Elevations in serum creatinine (up to <60 mL/min/1.73 m2 receiving ACE in-
30% from baseline) with renin-angioten-
er

ated with risk but is also more complex hibitors, ARBs, or MRAs should have se-
and does not translate directly to treat- sin system (RAS) blockers (such as ACE in-
rum potassium measured periodically.
ment decisions (2). Thus, based on the hibitors and ARBs) must not be confused
Additionally, people with this lower
with AKI (34). An analysis of the Action to
m

current classification system, both eGFR range of eGFR should have their medi-
and albuminuria must be quantified to Control Cardiovascular Risk in Diabetes
cation dosing verified, their exposure to
guide treatment decisions. This is also im- Blood Pressure (ACCORD BP) trial demon-
nephrotoxins (e.g., nonsteroidal anti-
©A

portant because eGFR levels are essential strates that participants randomized to in-
tensive blood pressure lowering with up inflammatory drugs and iodinated con-
for modifications of drug dosages or re-
trast) should be minimized, and they
strictions of use (Fig. 11.1) (22,23). The to a 30% increase in serum creatinine did
not have any increase in mortality or pro- should be evaluated for potential CKD
degree of albuminuria should influence
the choice of antihypertensive medica- gressive kidney disease (35–38). More- complications (Table 11.1).
tions (see Section 10, “Cardiovascular over, a measure of markers for AKI There is a clear need for annual quanti-
Disease and Risk Management”) or gluco- showed no significant increase of any tative assessment of urinary albumin
se-lowering medications (see below). Ob- markers with increased creatinine (37). excretion. This is especially true after a di-
served history of eGFR loss (which is also Accordingly, ACE inhibitors and ARBs agnosis of albuminuria, institution of ACE
associated with risk of CKD progression should not be discontinued for increases inhibitors or ARB therapy to maximum
and other adverse health outcomes) and in serum creatinine (<30%) in the ab- tolerated doses, and achievement of
cause of kidney damage (including sence of volume depletion. blood pressure targets. Early changes in
diabetesjournals.org/care Chronic Kidney Disease and Risk Management S195

pressure and reduce cardiovascular risk


Table 11.1—Selected complications of chronic kidney disease
(48,49), and individualization of die-
Complication Physical and laboratory evaluation
tary potassium may be necessary to con-
Blood pressure >130/80 mmHg Blood pressure, weight trol serum potassium concentrations
Volume overload History, physical examination, weight (27,40–42). These interventions may
be most important for individuals with

n
Electrolyte abnormalities Serum electrolytes
reduced eGFR, for whom urinary excre-
Metabolic acidosis Serum electrolytes

io
tion of sodium and potassium may be
Anemia Hemoglobin; iron testing if indicated impaired. For patients on dialysis, higher
Metabolic bone disease Serum calcium, phosphate, PTH, vitamin 25(OH)D levels of dietary protein intake should be

t
considered since malnutrition is a major

ia
Complications of chronic kidney disease (CKD) generally become prevalent when estimated
glomerular filtration rate falls below 60 mL/min/1.73 m2 (stage 3 CKD or greater) and be- problem for some patients on dialysis
come more common and severe as CKD progresses. Evaluation of elevated blood pressure (50). Recommendations for dietary so-

oc
and volume overload should occur at every clinical contact possible; laboratory evaluations dium and potassium intake should be
are generally indicated every 6–12 months for stage 3 CKD, every 3–5 months for stage 4 individualized based on comorbid condi-
CKD, and every 1–3 months for stage 5 CKD, or as indicated to evaluate symptoms or
changes in therapy. PTH, parathyroid hormone; 25(OH)D, 25-hydroxyvitamin D.
tions, medication use, blood pressure,
and laboratory data.

ss
kidney function may be detected by in- Assessment of Comorbidities,” for further Glycemic Targets
information on immunization). Intensive lowering of blood glucose with
creases in albuminuria before changes

sA
the goal of achieving near-normoglycemia
in eGFR (43), and this also significantly
Prevention has been shown in large randomized
affects cardiovascular risk. Moreover, an
The only proven primary prevention inter- studies to delay the onset and pro-
initial reduction of >30% from baseline,
ventions for CKD are blood glucose and gression of albuminuria and reduce
te
subsequently maintained over at least 2 eGFR in people with type 1 diabetes
blood pressure control. There is no evi-
years, is considered a valid surrogate for (51,52) and type 2 diabetes (1,53–58).
dence that renin-angiotensin-aldosterone
renal benefit by the Division of Cardiology Insulin alone was used to lower blood
be
system (RAAS) inhibitors or any other
and Nephrology of the U.S. Food and glucose in the Diabetes Control and
interventions prevent the development
Drug Administration (FDA) (10). Contin- of diabetic kidney disease. Thus, the Complications Trial (DCCT)/Epidemiology
ued surveillance can assess both response American Diabetes Association does of Diabetes Interventions and Complica-
ia

to therapy and disease progression and not recommend routine use of these tions (EDIC) study of type 1 diabetes,
may aid in assessing participation in ACE medications solely for the purpose of while a variety of agents were used
inhibitor or ARB therapy. In addition, in prevention of the development of di- in clinical trials of type 2 diabetes,
nD

clinical trials of ACE inhibitors or ARB abetic kidney disease. supporting the conclusion that lower-
therapy in type 2 diabetes, reducing albu- ing blood glucose itself helps prevent
minuria to levels <300 mg/g creatinine INTERVENTIONS CKD and its progression. The effects
or by >30% from baseline has been asso- Nutrition of glucose-lowering therapies on CKD
ica

ciated with improved renal and cardiovas- For people with non-dialysis-dependent have helped define A1C targets (see
CKD, dietary protein intake should be Table 6.2).
cular outcomes, leading some to suggest
0.8 g/kg body weight per day (the rec- The presence of CKD affects the risks
that medications should be titrated to
ommended daily allowance) (1). Com- and benefits of intensive lowering of
er

maximize reduction in UACR. Data from


pared with higher levels of dietary protein blood glucose and a number of specific
post hoc analyses demonstrate less ben- glucose-lowering medications. In the Ac-
intake, this level slowed GFR decline with
efit on cardiorenal outcomes at half tion to Control Cardiovascular Risk in Dia-
evidence of a greater effect over time.
m

doses of RAS blockade (44). In type 1 di- betes (ACCORD) trial of type 2 diabetes,
Higher levels of dietary protein intake
abetes, remission of albuminuria may (>20% of daily calories from protein or adverse effects of intensive management
occur spontaneously, and cohort studies >1.3 g/kg/day) have been associated of blood glucose levels (hypoglycemia
©A

evaluating associations of change in al- with increased albuminuria, more rapid and mortality) were increased among
buminuria with clinical outcomes have kidney function loss, and CVD mortality people with kidney disease at baseline
reported inconsistent results (45,46). and therefore should be avoided. Reduc- (59,60). Moreover, there is a lag time
The prevalence of CKD complications ing the amount of dietary protein below of at least 2 years in type 2 diabetes to
correlates with eGFR (42). When eGFR is the recommended daily allowance of over 10 years in type 1 diabetes for the
<60 mL/min/1.73 m2, screening for 0.8 g/kg/day is not recommended be- effects of intensive glucose control to
complications of CKD is indicated (Table cause it does not alter blood glucose manifest as improved eGFR outcomes
11.1). Early vaccination against hepatitis levels, cardiovascular risk measures, or (56,60,61). Therefore, in some people
B virus is indicated in individuals likely the course of GFR decline (47). with prevalent CKD and substantial co-
to progress to ESRD (see Section 4, Restriction of dietary sodium (to <2,300 morbidity, target A1C levels may be less
“Comprehensive Medical Evaluation and mg/day) may be useful to control blood intensive (1,62).
S196 Chronic Kidney Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

Blood Pressure and Use of RAAS moderately increased albuminuria with- selecting antihyperglycemia agents (see
Inhibitors out hypertension, outcome trials have Section 9, “Pharmacologic Approaches to
RAAS inhibition remains a mainstay of not been performed in this setting to Glycemic Treatment”).
management for people with diabetic determine whether they improve renal
kidney disease with albuminuria and for outcomes. Moreover, two long-term, dou- Selection of Glucose-Lowering
the treatment of hypertension in people ble-blind studies demonstrated no reno- Medications for People With Chronic

n
with diabetes (with or without diabetic protective effect of either ACE inhibitors Kidney Disease
kidney disease). Indeed, all the trials or ARBs in type 1 and type 2 diabetes For people with type 2 diabetes and es-

io
that evaluated the benefits of SGLT2 in- among those who were normotensive tablished CKD, special considerations for
hibition or nonsteroidal mineralocorti- with or without high albuminuria (for- the selection of glucose-lowering medica-

t
coid receptor antagonist effects were merly microalbuminuria) (78,79). tions include limitations to available med-

ia
done in individuals who were being Absent kidney disease, ACE inhibitors ications when eGFR is diminished and a
treated with an ACE inhibitor or ARB, in or ARBs are useful to manage blood desire to mitigate risks of CKD progres-
some trials up to maximum tolerated pressure but have not proven superior sion, CVD, and hypoglycemia (96,97).

oc
doses. to alternative classes of antihypertensive Drug dosing may require modification
Hypertension is a strong risk factor therapy, including thiazide-like diuretics with eGFR <60 mL/min/1.73 m2 (1).
for the development and progression and dihydropyridine calcium channel The FDA revised its guidance for the
of CKD (63). Antihypertensive ther-

ss
blockers (80). In a trial of people with use of metformin in CKD in 2016 (98),
apy reduces the risk of albuminuria type 2 diabetes and normal urinary albu- recommending use of eGFR instead of
(64–67), and among people with min excretion, an ARB reduced or sup- serum creatinine to guide treatment and
type 1 or 2 diabetes with established pressed the development of albuminuria expanding the pool of people with kidney

sA
CKD (eGFR <60 mL/min/1.73 m2 and but increased the rate of cardiovascular disease for whom metformin treatment
UACR $300 mg/g creatinine), ACE in- events (81). In a trial of people with should be considered. The revised FDA
hibitor or ARB therapy reduces the risk type 1 diabetes exhibiting neither albu- guidance states that 1) metformin is
of progression to ESRD (68–70,74–80). minuria nor hypertension, ACE inhibitors
te
contraindicated in patients with an eGFR
Moreover, antihypertensive therapy re- or ARBs did not prevent the development <30 mL/min/1.73 m2, 2) eGFR should
duces the risk of cardiovascular events of diabetic glomerulopathy assessed by be monitored while taking metformin,
(64).
be
kidney biopsy (78). This was further sup-
3) the benefits and risks of continuing
A blood pressure level <130/80 mmHg ported by a similar trial in people with
is recommended to reduce CVD mortality treatment should be reassessed when
type 2 diabetes (79).
and slow CKD progression among all eGFR falls to <45 mL/min/1.73 m2
Two clinical trials studied the combina-
(99,100), 4) metformin should not
ia

people with diabetes. Lower blood pres- tions of ACE inhibitors and ARBs and found
sure targets (e.g., <130/80 mmHg) no benefits on CVD or CKD, and the drug be initiated for patients with an eGFR
should be considered for patients based combination had higher adverse event <45 mL/min/1.73 m2, and 5) metformin
nD

on individual anticipated benefits and rates (hyperkalemia and/or AKI) (82,83). should be temporarily discontinued at
risks. People with CKD are at increased Therefore, the combined use of ACE inhibi- the time of or before iodinated contrast
risk of CKD progression (particularly tors and ARBs should be avoided. imaging procedures in patients with
those with albuminuria) and CVD; there- eGFR 30–60 mL/min/1.73 m2.
ica

fore, lower blood pressure targets may Direct Renal Effects of Glucose- A number of recent studies have
be suitable in some cases, especially in Lowering Medications shown cardiovascular protection from
individuals with severely elevated albu- Some glucose-lowering medications also SGLT2 inhibitors and GLP-1 RAs as
minuria ($300 mg/g creatinine). have effects on the kidney that are di- well as renal protection from SGLT2 in-
ACE inhibitors or ARBs are the preferred hibitors and possibly from GLP-1 RAs.
er

rect, i.e., not mediated through glycemia.


first-line agents for blood pressure treat- For example, SGLT2 inhibitors reduce re- Selection of which glucose-lowering medi-
ment among people with diabetes, hyper- nal tubular glucose reabsorption, weight, cations to use should be based on the
tension, eGFR <60 mL/min/1.73 m2, and usual criteria of an individual patient’s
m

systemic blood pressure, intraglomerular


UACR $300 mg/g creatinine because of pressure, and albuminuria and slow GFR risks (cardiovascular and renal in addition
their proven benefits for prevention of loss through mechanisms that appear in- to glucose control) as well as convenience
©A

CKD progression (68,69,74). ACE inhibitors dependent of glycemia (30,84–87). More- and cost.
and ARBs are considered to have similar over, recent data support the notion that SGLT2 inhibitors are recommended
benefits (75,76) and risks. In the setting of SGLT2 inhibitors reduce oxidative stress for people with stage 3 CKD or higher
lower levels of albuminuria (30–299 mg/g in the kidney by >50% and blunt in- and type 2 diabetes, as they slow CKD
creatinine), ACE inhibitor or ARB therapy creases in angiotensinogen as well as progression and reduce heart failure
at maximum tolerated doses in trials has reduce NLRP3 inflammasome activity risk independent of glucose manage-
reduced progression to more advanced (88–90). Glucagon-like peptide 1 recep- ment (101). GLP-1 RAs are suggested
albuminuria ($300 mg/g creatinine), tor agonists (GLP-1 RAs) also have direct for cardiovascular risk reduction if such
slowed CKD progression, and reduced car- effects on the kidney and have been risk is a predominant problem, as they
diovascular events but has not reduced reported to improve renal outcomes reduce risks of CVD events and hypogly-
progression to ESRD (74,77). While ACE compared with placebo (91–95). Renal cemia and appear to possibly slow CKD
inhibitors or ARBs are often prescribed for effects should be considered when progression (102–105).
diabetesjournals.org/care Chronic Kidney Disease and Risk Management S197

A number of large cardiovascular out- (28). Additionally, the development of 0.55–0.92; P 5 0.009). Finally, all-cause
comes trials in people with type 2 dia- the primary end point, which included mortality was decreased in the dapagli-
betes at high risk for CVD or with chronic dialysis for $30 days, kidney flozin group compared with the placebo
existing CVD examined kidney effects as transplantation or eGFR <15 mL/min/ group (P < 0.004).
secondary outcomes. These trials in- 1.73 m2 sustained for $30 days by cen- In addition to renal effects, while
clude EMPA-REG OUTCOME [BI 10773 tral laboratory assessment, doubling SGLT2 inhibitors demonstrated reduced

n
(Empagliflozin) Cardiovascular Outcome from the baseline serum creatinine aver- risk of heart failure hospitalizations,
Event Trial in Type 2 Diabetes Mellitus age sustained for $30 days by central some also demonstrated cardiovascular

io
Patients], CANVAS (Canagliflozin Cardio- laboratory assessment, or renal death or risk reduction. GLP-1 RAs clearly demon-
vascular Assessment Study), LEADER (Lira- cardiovascular death, was reduced by strated cardiovascular benefits. Namely,

t
glutide Effect and Action in Diabetes: 30%. This benefit was on background in the EMPA-REG OUTCOME, CANVAS,

ia
Evaluation of Cardiovascular Outcome Re- ACE inhibitor or ARB therapy in >99% of Dapagliflozin Effect on Cardiovascular
sults), and SUSTAIN-6 (Trial to Evaluate the patients (28). Moreover, in this ad- Events–Thrombolysis in Myocardial In-
Cardiovascular and Other Long-term Out- vanced CKD group, there were clear farction 58 (DECLARE-TIMI 58), LEADER,

oc
comes With Semaglutide in Subjects With benefits on cardiovascular outcomes dem- and SUSTAIN-6 trials, empagliflozin, can-
Type 2 Diabetes) (71,86,91,94,102). Spe- onstrating a 31% reduction in cardiovascu- agliflozin, dapagliflozin, liraglutide, and
cifically, compared with placebo, empagli- lar death or heart failure hospitalization semaglutide, respectively, each reduced
flozin reduced the risk of incident or

ss
and a 20% reduction in cardiovascular cardiovascular events, evaluated as pri-
worsening nephropathy (a composite of death, nonfatal myocardial infarction, or mary outcomes, compared with placebo
progression to UACR >300 mg/g creati- nonfatal stroke (28,73,105). (see Section 10, “Cardiovascular Disease
nine, doubling of serum creatinine, ESRD, A second trial in advanced diabetic and Risk Management,” for further discus-

sA
or death from ESRD) by 39% and the risk kidney disease was the Dapagliflozin and sion). While the glucose-lowering effects
of doubling of serum creatinine accompa- Prevention of Adverse Outcomes in Chro- of SGLT2 inhibitors are blunted with eGFR
nied by eGFR #45 mL/min/1.73 m2 by nic Kidney Disease (DAPA-CKD) study <45 mL/min/1.73 m2, the renal and car-
44%; canagliflozin reduced the risk of pro- (106). This trial examined a cohort similar diovascular benefits were still seen at
te
gression of albuminuria by 27% and the to that in CREDENCE except 67.5% of the eGFR levels of 25 mL/min/1.73 m2 with
risk of reduction in eGFR, ESRD, or death participants had type 2 diabetes and CKD no significant change in glucose (28,30,
be
from ESRD by 40%; liraglutide reduced (the other one-third had CKD without 51,62,71,94,106,107). Most participants
the risk of new or worsening nephropa- type 2 diabetes), and the end points with CKD in these trials also had diag-
thy (a composite of persistent macroal- were slightly different. The primary out- nosed atherosclerotic cardiovascular dis-
buminuria, doubling of serum creatinine, come was time to the first occurrence of ease (ASCVD) at baseline, although 28%
ia

ESRD, or death from ESRD) by 22%; and any of the components of the composite, of CANVAS participants with CKD did not
semaglutide reduced the risk of new or including $50% sustained decline in have diagnosed ASCVD (31).
worsening nephropathy (a composite of eGFR or reaching ESRD or cardiovascular Based on evidence from the CREDENCE
nD

persistent UACR >300 mg/g creatinine, death, or renal death. Secondary out- and DAPA-CKD trials, as well as secondary
doubling of serum creatinine, or ESRD) come measures included time to the first analyses of cardiovascular outcomes trials
by 36% (each P < 0.01). These analyses occurrence of any of the components of with SGLT2 inhibitors, cardio-vascular and
were limited by evaluation of study pop- the composite kidney outcome ($50% renal events are reduced with SGLT2 in-
ica

ulations not selected primarily for CKD sustained decline in eGFR or reaching hibitor use in patients with an eGFR of
and examination of renal effects as sec- ESRD or renal death), time to the first oc- 20 mL/min/1.73 m2, independent of glu-
ondary outcomes. currence of either of the components of cose-lowering effects (73,105).
Some large clinical trials of SGLT2 inhibi- the cardiovascular composite (cardiovas- While there is clear cardiovascular
er

tors have focused on people with ad- cular death or hospitalization for heart risk reduction associated with GLP-1 RA
vanced CKD, and assessment of primary failure), and time to death from any use in people with type 2 diabetes and
renal outcomes is either completed or on- cause. The trial had 4,304 participants CKD, the proof of benefit on renal out-
m

going. Canagliflozin and Renal Events in Di- with a mean eGFR at baseline of 43.1 ± comes will come with the results of the
abetes with Established Nephropathy 12.4 mL/min/1.73 m2 (range 25–75 mL/min/ ongoing FLOW (A Research Study to See
Clinical Evaluation (CREDENCE), a placebo- 1.73 m2) and a median UACR of 949 mg/g How Semaglutide Works Compared
©A

controlled trial of canagliflozin among (range 200–5,000 mg/g). There was a with Placebo in People With Type 2 Dia-
4,401 adults with type 2 diabetes, UACR significant benefit by dapagliflozin for betes and Chronic Kidney Disease) trial
$300–5,000 mg/g creatinine, and eGFR the primary end point (hazard ratio with injectable semaglutide (108). As
range 30–90 mL/min/1.73 m2 (mean [HR] 0.61 [95% CI 0.51–0.72]; P < noted above, published data address
eGFR 56 mL/min/1.73 m2 with a mean 0.001) (106). a limited group of people with CKD,
albuminuria level of >900 mg/day), The HR for the kidney composite of a mostly with coexisting ASCVD. Renal
had a primary composite end point of sustained decline in eGFR of $50%, events, however, have been examined
ESRD, doubling of serum creatinine, or ESRD, or death from renal causes was as both primary and secondary out-
renal or cardiovascular death (28,72). It 0.56 (95% CI 0.45–0.68; P < 0.001). The comes in large published trials. Adverse
was stopped early due to positive effi- HR for the composite of death from event profiles of these agents also must
cacy and showed a 32% risk reduction cardiovascular causes or hospitalization be considered. Please refer to Table 9.2
for development of ESRD over control for heart failure was 0.71 (95% CI for drug-specific factors, including adverse
S198 Chronic Kidney Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

event information, for these agents. Addi- in people with an eGFR $20 mL/min/ and the mean albuminuria was 852 mg/g
tional clinical trials focusing on CKD and 1.73 m2. (interquartile range 446–1,634 mg/g).
cardiovascular outcomes in people with Of note, GLP-1 RAs may also be used The primary end point was reduced
CKD are ongoing and will be reported in at low eGFR for cardiovascular protection with finerenone compared with pla-
the next few years. but may require dose adjustment (113). cebo (HR 0.82 [95% CI 0.73–0.93]; P 5
For people with type 2 diabetes and 0.001), as was the key secondary com-

n
CKD, the selection of specific agents may Renal and Cardiovascular Outcomes posite of cardiovascular outcome (HR
depend on comorbidity and CKD stage. of Mineralocorticoid Receptor 0.86 [95% CI 0.75–0.99]; P 5 0.03).

io
SGLT2 inhibitors may be more useful for Antagonists in Chronic Kidney Hyperkalemia resulted in 2.3% discontin-
individuals at high risk of CKD progres- Disease uation in the study group compared

t
sion (i.e., with albuminuria or a history of MRAs historically have not been well with 0.9% in the placebo group. How-

ia
documented eGFR loss) (Fig. 9.3) due to studied in diabetic kidney disease ever, the study was completed, and
an apparent large beneficial effect on because of the risk of hyperkalemia there were no deaths related to hy-
CKD incidence. However, for people with (114,115). However, data that do exist perkalemia. Of note, 4.5% of the total

oc
type 2 diabetes and diabetic kidney dis- suggest sustained benefit on albumin- group were being treated with SGLT2
ease, use of an SGLT2 inhibitor in individ- uria reduction. There are two different inhibitors.
uals with eGFR $20 mL/min/1.73 m2 classes of MRAs, steroidal and nonste- The Finerenone in Reducing Cardio-

ss
and UACR $200 mg/g creatinine is rec- roidal, with one group not extrapolat- vascular Mortality and Morbidity in Di-
ommended to reduce CKD progression able to the other (116). Late in 2020, abetic Kidney Disease (FIGARO-DKD)
and cardiovascular events. This is a the results of the first of two trials, the trial assessed the safety and efficacy of
Finerenone in Reducing Kidney Failure finerenone in reducing cardiovascular

sA
change in eGFR from previous recom-
mendations that suggested an eGFR level and Disease Progression in Diabetic Kid- events among people with type 2
>25 mL/min/1.73 m2. The reason for the ney Disease (FIDELIO-DKD) trial, which ex- diabetes and CKD with elevated UACR
lower limit of eGFR is as follows. The ma- amined the renal effects of finerenone, (30 to <300 mg/g creatinine) and eGFR
25–90 mL/min/1.73 m2 (118). The study
te
jor clinical trials for SGLT2 inhibitors that demonstrated a significant reduction in
diabetic kidney disease progression and randomized eligible subjects to either fi-
showed benefit for people with dia-
cardiovascular events in people with ad- nerenone (n 5 3,686) or placebo (n 5
betic kidney disease are CREDENCE and
be
vanced diabetic kidney disease (32,117). 3,666). Participants with an eGFR of
DAPA-CKD (28,105). CREDENCE enrollment
25–60 mL/min/1.73 m2 at the screening
criteria included an eGFR >30 mL/min/ This trial had a primary end point of time
to first occurrence of the composite end visit received an initial dose at baseline
1.73 m2 and UACR >300 mg/g (28,105).
point of onset of kidney failure, a sus- of 10 mg once daily, and if eGFR at
DAPA-CKD enrolled individuals with
ia

tained decrease of eGFR >40% from screening was $60 mL/min/1.73 m2,
eGFR >25 mL/min/1.73 m2 and UACR
the initial dose was 20 mg once daily. An
>200 mg/g. Subgroup analyses from baseline over at least 4 weeks, or renal
increase in the dose from 10 to 20 mg
nD

DAPA-CKD (109) and analyses from the death. A prespecified secondary outcome
once daily was encouraged after 1 month,
EMPEROR heart failure trials suggest was time to first occurrence of the com-
provided the serum potassium level was
that SGLT2 inhibitors are safe and effec- posite end point cardiovascular death or
#4.8 mmol/L and eGFR was stable. The
tive at eGFR levels of >20 mL/min/1.73 m2. nonfatal cardiovascular events (myocar-
mean age of participants was 64.1 years
The Empagliflozin Outcome Trial in Pa- dial infarction, stroke, or hospitalization
ica

(31% were female), and the median follow-


tients With Chronic Heart Failure With for heart failure). Other secondary out-
up duration was 3.4 years. The median A1C
Preserved Ejection Fraction (EMPEROR- comes included all-cause mortality, time
was 7.7%, the mean systolic blood pres-
Preserved) enrolled 5,998 participants to all-cause hospitalizations, and change sure was 136 mmHg, and the mean
(110), and the Empagliflozin Outcome in UACR from baseline to month 4, and GFR was 67.8 mL/min/1.73 m2. People
er

Trial in Patients With Chronic Heart time to first occurrence of the following with heart failure with a reduced ejection
Failure and a Reduced Ejection Fraction composite end point: onset of kidney fraction and uncontrolled hypertension
(EMPEROR-Reduced) enrolled 3,730 par- failure, a sustained decrease in eGFR
m

were excluded.
ticipants (111); enrollment criteria in- of $57% from baseline over at least The primary composite outcome was
cluded eGFR >60 mL/min/1.73 m2, but 4 weeks, or renal death. cardiovascular death, myocardial infarc-
efficacy was seen at eGFR >20 mL/min/ The double-blind, placebo-controlled
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tion, stroke, and hospitalization for heart


1.73 m2 in people with heart failure. trial randomized 5,734 people with CKD failure. The finerenone group showed
Hence, the new recommendation is to and type 2 diabetes to receive finere- a 13% reduction in the primary end point
use SGLT2 inhibitors in individuals with none, a novel nonsteroidal MRA, or pla- compared with the placebo group (12.4%
eGFR as low as 20 mL/min/1.73 m2. In cebo. Eligible participants had a UACR vs. 14.2%; HR 0.87 [95% CI 0.76–0.98];
addition, the DECLARE-TIMI 58 trial sug- of 30 to <300 mg/g, an eGFR of 25 to P 5 0.03). This benefit was primarily
gested effectiveness in participants with <60 mL/min/1.73 m2, and diabetic reti- driven by a reduction in heart failure hos-
normal urinary albumin levels (112). In nopathy, or a UACR of 300–5,000 mg/g pitalizations: 3.2% vs. 4.4% in the placebo
sum, for people with type 2 diabetes and and an eGFR of 25 to <75 mL/min/ group (HR 0.71 [95% CI 0.56–0.90]).
diabetic kidney disease, use of an SGLT2 1.73 m2. The mean age of participants Of the secondary outcomes, the most
inhibitor is recommended to reduce CKD was 65.6 years, and 30% were female. noteworthy was a 36% reduction in end-
progression and cardiovascular events The mean eGFR was 44.3 mL/min/1.73 m2, stage kidney disease: 0.9% vs. 1.3% in
diabetesjournals.org/care Chronic Kidney Disease and Risk Management S199

the placebo group (HR 0.64 [95% CI found to reduce cost, improve quality of 13. Gomes MB, Gonçalves MF. Is there a
0.41–0.995]). There was a higher inci- care, and delay dialysis (120). However, physiological variability for albumin excretion
rate? Study in patients with diabetes type 1 and
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group, 10.8% vs. 5.3%, although only 1.2% nals should also educate their patients 117–123
of the 3,686 individuals on finerenone about the progressive nature of CKD, the 14. Naresh CN, Hayen A, Weening A, Craig JC,
stopped the study due to hyperkalemia kidney preservation benefits of proactive Chadban SJ. Day-to-day variability in spot urine

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The FIDELITY prespecified pooled effi- glucose, and the potential need for renal

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85. Heerspink HJL, Desai M, Jardine M, Balis D, revises-warnings-regarding-use-diabetes-medicine- 113. Romera I, Cebrin-Cuenca A, A  lvarez-
Meininger G, Perkovic V. Canagliflozin slows metformin-certain Guisasola F, Gomez-Peralta F, Reviriego J. A
progression of renal function decline inde- 99. Lalau JD, Kajbaf F, Bennis Y, Hurtel-Lemaire review of practical issues on the use of glucagon-like
pendently of glycemic effects. J Am Soc Nephrol AS, Belpaire F, De Broe ME. Metformin treatment peptide-1 receptor agonists for the management of
2017;28:368–375 in patients with type 2 diabetes and chronic type 2 diabetes. Diabetes Ther 2019;10:5–19
S202 Chronic Kidney Disease and Risk Management Diabetes Care Volume 46, Supplement 1, January 2023

114. Bomback AS, Kshirsagar AV, Amamoo MA, receptor antagonists in cardiorenal medicine. Eur finerenone in patients with type 2 diabetes
Klemmer PJ. Change in proteinuria after adding Heart J 2021;42:152–161 and chronic kidney disease: the FIDELITY
aldosterone blockers to ACE inhibitors or 117. Filippatos G, Anker SD, Agarwal R, et al.; pooled analysis. Eur Heart J 2022;43:474–484
angiotensin receptor blockers in CKD: a systematic FIDELIO-DKD Investigators. Finerenone and 120. Smart NA, Dieberg G, Ladhani M, Titus T.
review. Am J Kidney Dis 2008;51:199–211 cardiovascular outcomes in patients with chronic Early referral to specialist nephrology services
115. Sarafidis P, Papadopoulos CE, Kamperidis kidney disease and type 2 diabetes. Circulation for preventing the progression to end-stage
V, Giannakoulas G, Doumas M. Cardiovascular 2021;143:540–552 kidney disease. Cochrane Database Syst Rev

n
protection with sodium-glucose cotransporter- 118. Pitt B, Filippatos G, Agarwal R, et al.; 2014;6:CD007333
2 inhibitors and mineralocorticoid receptor FIGARO-DKD Investigators. Cardiovascular events 121. Vassalotti JA, Centor R, Turner BJ, Greer RC,

io
an-tagonists in chronic kidney disease: a with finerenone in kidney disease and type 2 Choi M; National Kidney Foundation Kidney
milestone achieved. Hypertension 2021;77: diabetes. N Engl J Med 2021;385:2252–2263 Disease Outcomes Quality Initiative. Practical
1442–1455 119. Agarwal R, Filippatos G, Pitt B, et al.; approach to detection and management of

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116. Agarwal R, Kolkhof P, Bakris G, et al. FIDELIO-DKD and FIGARO-DKD investigators. chronic kidney disease for the primary care

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Steroidal and non-steroidal mineralocorticoid Cardiovascular and kidney outcomes with clinician. Am J Med 2016;129:153–162.e7

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Diabetes Care Volume 46, Supplement 1, January 2023 S203

12. Retinopathy, Neuropathy, and Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

n
Foot Care: Standards of Care in Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Christopher H. Gibbons,
Diabetes—2023 John M. Giurini, Marisa E. Hilliard,
Diana Isaacs, Eric L. Johnson, Scott Kahan,

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Diabetes Care 2023;46(Suppl. 1):S203–S215 | https://doi.org/10.2337/dc23-S012 Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Mary Lou Perry, Priya Prahalad,
Richard E. Pratley, Jane Jeffrie Seley,

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Robert C. Stanton, Jennifer K. Sun, and
Robert A. Gabbay, on behalf of the

12. RETINOPATHY, NEUROPATHY, AND FOOT CARE


American Diabetes Association

ss
The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-

sA
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
te
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
be
and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.

For prevention and management of diabetes complications in children and adoles-


ia

cents, please refer to Section 14, “Children and Adolescents.”


nD

DIABETIC RETINOPATHY

Recommendations
12.1 Optimize glycemic control to reduce the risk or slow the progression of
diabetic retinopathy. A
ica

12.2 Optimize blood pressure and serum lipid control to reduce the risk or
slow the progression of diabetic retinopathy. A
er

Diabetic retinopathy is a highly specific vascular complication of both type 1 and


type 2 diabetes, with prevalence strongly related to both the duration of diabetes
and the level of glycemic control (1). Diabetic retinopathy is the most frequent cause
m

of new cases of blindness among adults aged 20–74 years in developed countries.
Glaucoma, cataracts, and other eye disorders occur earlier and more frequently in
people with diabetes.
©A

Disclosure information for each author is


In addition to diabetes duration, factors that increase the risk of, or are associ-
available at https://doi.org/10.2337/dc23-SDIS.
ated with, retinopathy include chronic hyperglycemia (2,3), nephropathy (4), hyper-
Suggested citation: ElSayed NA, Aleppo G, Aroda
tension (5), and dyslipidemia (6). Intensive diabetes management with the goal of VR, et al., American Diabetes Association. 12.
achieving near-normoglycemia has been shown in large prospective randomized Retinopathy, neuropathy, and foot care: Standards
studies to prevent and/or delay the onset and progression of diabetic retinopathy, of Care in Diabetes—2023. Diabetes Care 2023;
reduce the need for future ocular surgical procedures, and potentially improve 46(Suppl. 1):S203–S215
patient-reported visual function (2,7–10). A meta-analysis of data from cardiovascular © 2022 by the American Diabetes Association.
outcomes studies showed no association between glucagon-like peptide 1 receptor Readers may use this article as long as the
work is properly cited, the use is educational
agonist (GLP-1 RA) treatment and retinopathy per se, except through the association
and not for profit, and the work is not altered.
between retinopathy and average A1C reduction at the 3-month and 1-year follow- More information is available at https://www.
up. Long-term impact of improved glycemic control on retinopathy was not studied diabetesjournals.org/journals/pages/license.
S204 Retinopathy, Neuropathy, and Foot Care Diabetes Care Volume 46, Supplement 1, January 2023

in these trials. Retinopathy status should trimester and should be moni- photography may also enhance efficiency
be assessed when intensifying glucose- tored every trimester and for and reduce costs when the expertise of
lowering therapies such as those using 1 year postpartum as indicated ophthalmologists can be used for more
GLP-1 RAs, since rapid reductions in A1C by the degree of retinopathy. B complex examinations and for therapy
can be associated with initial worsening (15,18,19). In-person exams are still nec-
of retinopathy (11). essary when the retinal photos are of

n
The preventive effects of therapy and unacceptable quality and for follow-up if
Screening abnormalities are detected. Retinal pho-

io
the fact that individuals with prolifera-
Recommendations tive diabetic retinopathy (PDR) or macu- tos are not a substitute for dilated com-
12.3 Adults with type 1 diabetes lar edema may be asymptomatic provide prehensive eye exams, which should be

t
should have an initial dilated strong support for screening to detect performed at least initially and at yearly

ia
diabetic retinopathy. Prompt diagnosis intervals thereafter or more frequently
and comprehensive eye exami-
nation by an ophthalmologist allows triage of patients and timely in- as recommended by an eye care profes-
sional. Artificial intelligence systems that

oc
or optometrist within 5 years tervention that may prevent vision loss
detect more than mild diabetic retinopa-
after the onset of diabetes. B in individuals who are asymptomatic
thy and diabetic macular edema, autho-
12.4 People with type 2 diabetes despite advanced diabetic eye disease.
Diabetic retinopathy screening should rized for use by the U.S. Food and Drug
should have an initial dilated

ss
be performed using validated approaches Administration (FDA), represent an alter-
and comprehensive eye exami-
and methodologies. Youth with type 1 or native to traditional screening approaches
nation by an ophthalmologist
type 2 diabetes are also at risk for compli- (20). However, the benefits and optimal
or optometrist at the time of
utilization of this type of screening have
the diabetes diagnosis. B

sA
cations and need to be screened for dia-
yet to be fully determined. Results of all
12.5 If there is no evidence of reti- betic retinopathy (12) (see Section 14,
screening eye examinations should be
nopathy for one or more an- “Children and Adolescents”). If diabetic
documented and transmitted to the refer-
nual eye exams and glycemia retinopathy is evident on screening, prompt
ring health care professional.
te
is well controlled, then screen- referral to an ophthalmologist is recom-
ing every 1–2 years may be mended. Subsequent examinations for
Type 1 Diabetes
considered. If any level of di- individuals with type 1 or type 2 diabe-
be
Because retinopathy is estimated to take
abetic retinopathy is present, tes are generally repeated annually for
at least 5 years to develop after the on-
subsequent dilated retinal ex- individuals with minimal to no retinop-
set of hyperglycemia, people with
aminations should be repeated athy. Exams every 1–2 years may be
type 1 diabetes should have an initial
at least annually by an oph- cost-effective after one or more normal
ia

dilated and comprehensive eye exami-


thalmologist or optometrist. If eye exams. In a population with well- nation within 5 years after the diagnosis
retinopathy is progressing or controlled type 2 diabetes, there was of diabetes (21).
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sight-threatening, then exami- little risk of development of significant


nations will be required more retinopathy within a 3-year interval af- Type 2 Diabetes
frequently. B ter a normal examination (13), and less People with type 2 diabetes who may
12.6 Programs that use retinal pho- frequent intervals have been found in have had years of undiagnosed diabetes
tography (with remote reading
ica

simulated modeling to be potentially ef- and have a significant risk of prevalent


or use of a validated assess- fective in screening for diabetic retinop- diabetic retinopathy at the time of diag-
ment tool) to improve access athy in individuals without diabetic nosis should have an initial dilated and
to diabetic retinopathy screen- retinopathy (14). However, it is impor- comprehensive eye examination at the
ing can be appropriate screen- tant to adjust screening intervals based
er

time of diagnosis.
ing strategies for diabetic retino- on the presence of specific risk factors
pathy. Such programs need to for retinopathy onset and worsening Pregnancy
provide pathways for timely re- retinopathy. More frequent examina-
m

Individuals who develop gestational dia-


ferral for a comprehensive eye tions by the ophthalmologist will be re- betes mellitus do not require eye ex-
examination when indicated. B quired if retinopathy is progressing or risk aminations during pregnancy since they
12.7 Individuals of childbearing po-
©A

factors such as uncontrolled hyperglyce- do not appear to be at increased risk of


tential with preexisting type 1 mia, advanced baseline retinopathy, or developing diabetic retinopathy during
or type 2 diabetes who are diabetic macular edema are present. pregnancy (22). However, individuals of
planning pregnancy or who are Retinal photography with remote read- childbearing potential with preexisting
pregnant should be counseled
ing by experts has great potential to pro- type 1 or type 2 diabetes who are plan-
on the risk of development
vide screening services in areas where ning pregnancy or who have become
and/or progression of diabetic
qualified eye care professionals are not pregnant should be counseled on the
retinopathy. B
readily available (15–17). High-quality fun- baseline prevalence and risk of devel-
12.8 Individuals with preexisting
dus photographs can detect most clinically opment and/or progression of diabetic
type 1 or type 2 diabetes should
significant diabetic retinopathy. Interpreta- retinopathy. In a systematic review and
receive an eye exam before
tion of the images should be performed meta-analysis of 18 observational studies
pregnancy and in the first
by a trained eye care professional. Retinal of pregnant individuals with preexisting
diabetesjournals.org/care Retinopathy, Neuropathy, and Foot Care S205

type 1 or type 2 diabetes, the prevalence 12.11 Intravitreous injections of anti– nonproliferative diabetic retinopathy
of any diabetic retinopathy and PDR in vascular endothelial growth or less-than-high-risk PDR. Panretinal
early pregnancy was 52.3% and 6.1%, re- factor are a reasonable alter- laser photocoagulation is still commonly
spectively. The pooled progression rate per native to traditional panretinal used to manage complications of dia-
100 pregnancies for new diabetic reti- betic retinopathy that involve retinal
laser photocoagulation for
nopathy development was 15.0 (95% CI neovascularization and its complications.

n
some individuals with prolifer-
9.9–20.8), worsened nonproliferative A more gentle, macular focal/grid laser
ative diabetic retinopathy and
diabetic retinopathy was 31.0 (95% CI

io
also reduce the risk of vision photocoagulation technique was shown
23.2–39.2), pooled sight-threatening pro- in the ETDRS to be effective in treating
loss in these individuals. A
gression rate from nonproliferative dia- eyes with clinically significant macular
12.12 Intravitreous injections of anti–

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betic retinopathy to PDR was 6.3 (95% CI edema from diabetes (26), but this is
vascular endothelial growth

ia
3.3–10.0), and worsened PDR was 37.0 now largely considered to be second-line
(95% CI 21.2–54.0), demonstrating that factor are indicated as first-
line treatment for most eyes treatment for diabetic macular edema.
close follow-up should be maintained

oc
during pregnancy to prevent vision loss with diabetic macular edema
Anti–Vascular Endothelial Growth Factor
(23). In addition, rapid implementation that involves the foveal center
Treatment
of intensive glycemic management in and impairs vision acuity. A
Data from the DRCR Retina Network
12.13 Macular focal/grid photo-

ss
the setting of retinopathy is associ- (formerly the Diabetic Retinopathy Clini-
ated with early worsening of retinop- coagulation and intravitreal
cal Research Network) and others dem-
athy (24). injections of corticosteroid are
onstrate that intravitreal injections of
A systematic review and meta-analysis reasonable treatments in eyes

sA
anti-VEGF agents are effective at re-
and a controlled prospective study dem- with persistent diabetic macu-
gressing proliferative disease and lead
onstrate that pregnancy in individuals lar edema despite previous
to noninferior or superior visual acuity
with type 1 diabetes may aggravate reti- anti–vascular endothelial growth
outcomes compared with panretinal la-
nopathy and threaten vision, especially factor therapy or eyes that
te
ser over 2 years of follow-up (27,28). In
when glycemic control is poor or retinop- are not candidates for this
addition, it was observed that individuals
athy severity is advanced at the time of first-line approach. A
treated with ranibizumab tended to have
conception (23,24). Laser photocoagu- 12.14 The presence of retinopathy
be
less peripheral visual field loss, fewer
lation surgery can minimize the risk of is not a contraindication to
vitrectomy surgeries for secondary com-
vision loss during pregnancy for individ- aspirin therapy for cardiopro-
plications from their proliferative dis-
uals with high-risk PDR or center-involved tection, as aspirin does not
ease, and a lower risk of developing
ia

diabetic macular edema (24). Anti–vascular increase the risk of retinal


diabetic macular edema. However, a
endothelial growth factor (anti-VEGF) med- hemorrhage. A
ications should not be used in pregnant potential drawback in using anti-VEGF
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individuals with diabetes because of the- therapy to manage proliferative disease


oretical risks to the vasculature of the Two of the main motivations for screen- is that patients were required to have a
developing fetus. ing for diabetic retinopathy are to pre- greater number of visits and received a
vent loss of vision and to intervene with greater number of treatments than is
typically required for management with
ica

Treatment treatment when vision loss can be pre-


vented or reversed. panretinal laser, which may not be opti-
Recommendations
mal for some individuals. The FDA has
12.9 Promptly refer individuals with approved aflibercept and ranibizumab
Photocoagulation Surgery
any level of diabetic macular Two large trials, the Diabetic Retinopa- for the treatment of eyes with diabetic
er

edema, moderate or worse thy Study (DRS) in individuals with PDR retinopathy. Other emerging therapies
nonproliferative diabetic reti- for retinopathy that may use sustained
and the Early Treatment Diabetic Reti-
nopathy (a precursor of pro- intravitreal delivery of pharmacologic
nopathy Study (ETDRS) in individuals with
m

liferative diabetic retinopathy),


macular edema, provide the strongest agents are currently under investigation.
or any proliferative diabetic
support for the therapeutic benefits of Anti-VEGF treatment of eyes with non-
retinopathy to an ophthalmol-
©A

photocoagulation surgery. The DRS (25) proliferative diabetic retinopathy has


ogist who is knowledgeable and
showed in 1978 that panretinal photo- been demonstrated to reduce subse-
experienced in the management
coagulation surgery reduced the risk of quent development of retinal neovascu-
of diabetic retinopathy. A
severe vision loss from PDR from 15.9% larization and diabetic macular edema
12.10 Panretinal laser photocoagu-
in untreated eyes to 6.4% in treated but has not been shown to improve
lation therapy is indicated to
eyes with the greatest benefit ratio in visual outcomes over 2 years of therapy
reduce the risk of vision loss
those with more advanced baseline and therefore is not routinely recom-
in individuals with high-risk
disease (disc neovascularization or vitre- mended for this indication (29).
proliferative diabetic retinop-
ous hemorrhage). In 1985, the ETDRS While the ETDRS (26) established the
athy and, in some cases, se-
also verified the benefits of panretinal benefit of focal laser photocoagulation
vere nonproliferative diabetic
photocoagulation for high-risk PDR and surgery in eyes with clinically significant
retinopathy. A
in older-onset individuals with severe macular edema (defined as retinal edema
S206 Retinopathy, Neuropathy, and Foot Care Diabetes Care Volume 46, Supplement 1, January 2023

located at or threatening the macular and 5 years after the diagnosis symptoms, reduce sequelae, and im-
center), current data from well-designed of type 1 diabetes and at least prove quality of life.
clinical trials demonstrate that intravi- annually thereafter. B
treal anti-VEGF agents provide a more 12.16 Assessment for distal symmet- Specific treatment to reverse the un-
effective treatment plan for center- ric polyneuropathy should in- derlying nerve damage is currently not
involved diabetic macular edema than available. Glycemic control can effec-

n
clude a careful history and
monotherapy with laser (30,31). Most tively prevent diabetic peripheral neu-
assessment of either tem-
patients require near-monthly adminis-

io
perature or pinprick sensation ropathy (DPN) and cardiac autonomic
tration of intravitreal therapy with anti- neuropathy (CAN) in type 1 diabetes
(small-fiber function) and vibra-
VEGF agents during the first 12 months (36,37) and may modestly slow their
tion sensation using a 128-Hz

t
of treatment, with fewer injections needed progression in type 2 diabetes (38), but
tuning fork (for large-fiber func-

ia
in subsequent years to maintain remission
tion). All people with diabetes it does not reverse neuronal loss. Treat-
from central-involved diabetic macular
should have annual 10-g mono- ments of other modifiable risk factors
edema. There are currently three anti-
filament testing to identify

oc
(including lipids and blood pressure) can
VEGF agents commonly used to treat eyes
with central-involved diabetic macular feet at risk for ulceration and aid in prevention of DPN progression in
edema—bevacizumab, ranibizumab, and amputation. B type 2 diabetes and may reduce disease
aflibercept (1)—and a comparative effec- 12.17 Symptoms and signs of auto- progression in type 1 diabetes (39–41).

ss
tiveness study demonstrated that afliber- nomic neuropathy should be Therapeutic strategies (pharmacologic and
cept provides vision outcomes superior assessed in people with diabe- nonpharmacologic) for the relief of painful
to those of bevacizumab when eyes have tes starting at diagnosis of DPN and symptoms of autonomic neurop-

sA
moderate visual impairment (vision of type 2 diabetes and 5 years athy can potentially reduce pain (42) and
20/50 or worse) from diabetic macular after the diagnosis of type 1 improve quality of life.
edema (32). For eyes that have good diabetes and at least annu-
vision (20/25 or better) despite diabetic ally thereafter and with evi- Diagnosis
te
macular edema, close monitoring with dence of other microvascular Diabetic Peripheral Neuropathy
initiation of anti-VEGF therapy if vision complications, particularly kid- Individuals with a type 1 diabetes dura-
worsens provides similar 2-year vision ney disease and diabetic pe- tion $5 years and all individuals with
be

outcomes compared with immediate initi- ripheral neuropathy. Screening type 2 diabetes should be assessed an-
ation of anti-VEGF therapy (33). can include asking about or- nually for DPN using the medical history
Eyes that have persistent diabetic macu- thostatic dizziness, syncope, or and simple clinical tests (42). Symptoms
ia

lar edema despite anti-VEGF treatment dry cracked skin in the ex- vary according to the class of sensory fi-
may benefit from macular laser photo- tremities. Signs of autonomic bers involved. The most common early
coagulation or intravitreal therapy with neuropathy include orthostatic symptoms are induced by the involve-
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corticosteroids. Both of these therapies hypotension, a resting tachy- ment of small fibers and include pain
are also reasonable first-line approaches cardia, or evidence of pe-
and dysesthesia (unpleasant sensations
for individuals who are not candidates ripheral dryness or cracking
of burning and tingling). The involve-
for anti-VEGF treatment due to systemic of skin. E
ment of large fibers may cause numb-
ica

considerations such as pregnancy.


ness and loss of protective sensation
Adjunctive Therapy Diabetic neuropathies are a heteroge- (LOPS). LOPS indicates the presence of
Lowering blood pressure has been shown neous group of disorders with diverse distal sensorimotor polyneuropathy and
to decrease retinopathy progression, clinical manifestations. The early rec- is a risk factor for diabetic foot ulceration.
er

although tight targets (systolic blood ognition and appropriate management The following clinical tests may be used
pressure <120 mmHg) do not impart of neuropathy in people with diabetes to assess small- and large-fiber func-
additional benefit (8). In individuals with is important. Points to be aware of in- tion and protective sensation:
m

dyslipidemia, retinopathy progression clude the following:


may be slowed by the addition of feno- 1. Small-fiber function: pinprick and
fibrate, particularly with very mild non- 1. Diabetic neuropathy is a diagnosis temperature sensation.
©A

proliferative diabetic retinopathy at of exclusion. Nondiabetic neuropa- 2. Large-fiber function: lower-extremity


baseline (34,35). thies may be present in people with reflexes, vibration perception, and
diabetes and may be treatable. 10-g monofilament.
NEUROPATHY 2. Up to 50% of diabetic peripheral neu- 3. Protective sensation: 10-g mono-
Screening ropathy may be asymptomatic. If not filament.
Recommendations
recognized and if preventive foot care
is not implemented, people with dia- These tests not only screen for the
12.15 All people with diabetes should
be assessed for diabetic pe- betes are at risk for injuries as well as presence of dysfunction but also predict
ripheral neuropathy starting at diabetic foot ulcers and amputations. future risk of complications. Electrophysi-
diagnosis of type 2 diabetes 3. Recognition and treatment of au- ological testing or referral to a neurolo-
tonomic neuropathy may improve gist is rarely needed, except in situations
diabetesjournals.org/care Retinopathy, Neuropathy, and Foot Care S207

where the clinical features are atypical pressure by >20 mmHg or >10 mmHg, neuropathy in people with
or the diagnosis is unclear. respectively, upon standing without an type 2 diabetes. C Optimize
In all people with diabetes and appropriate increase in heart rate). CAN blood pressure and serum lipid
DPN, causes of neuropathy other than treatment is generally focused on allevi- control to reduce the risk or
diabetes should be considered, including ating symptoms.
slow the progression of dia-
toxins (e.g., alcohol), neurotoxic medica-
betic neuropathy. B

n
tions (e.g., chemotherapy), vitamin B12 Gastrointestinal Neuropathies. Gastrointes-
12.19 Assess and treat pain related
deficiency, hypothyroidism, renal disease, tinal neuropathies may involve any por-

io
to diabetic peripheral neu-
malignancies (e.g., multiple myeloma, tion of the gastrointestinal tract, with
ropathy B and symptoms of
bronchogenic carcinoma), infections (e.g., manifestations including esophageal
autonomic neuropathy to im-

t
HIV), chronic inflammatory demyelinating dysmotility, gastroparesis, constipation,
prove quality of life. E

ia
neuropathy, inherited neuropathies, and diarrhea, and fecal incontinence. Gastro-
paresis should be suspected in individu- 12.20 Gabapentinoids, serotonin-
vasculitis (43). See the American Diabetes
Association position statement “Diabetic als with erratic glycemic control or with norepinephrine reuptake inhib-

oc
Neuropathy” for more details (42). upper gastrointestinal symptoms with- itors, tricyclic antidepressants,
out another identified cause. Exclusion of and sodium channel blockers
Diabetic Autonomic Neuropathy reversible/iatrogenic causes such as medi- are recommended as initial
pharmacologic treatments for

ss
Individuals who have had type 1 diabe- cations or organic causes of gastric outlet
tes for $5 years and all individuals with obstruction or peptic ulcer disease (with neuropathic pain in diabetes.
type 2 diabetes should be assessed an- esophagogastroduodenoscopy or a barium A Refer to neurologist or pain
nually for autonomic neuropathy (42). study of the stomach) is needed before specialist when pain control

sA
The symptoms and signs of autonomic considering a diagnosis of or specialized is not achieved within the scope
neuropathy should be elicited carefully testing for gastroparesis. The diagnostic of practice of the treating
during the history and physical examina- gold standard for gastroparesis is the physician. E
tion. Major clinical manifestations of measurement of gastric emptying with
te
diabetic autonomic neuropathy include scintigraphy of digestible solids at 15-min
Glycemic Control
resting tachycardia, orthostatic hypoten- intervals for 4 h after food intake. The use
of 13C octanoic acid breath test is an ap- Near-normal glycemic control, imple-
be
sion, gastroparesis, constipation, diarrhea,
proved alternative. mented early in the course of diabetes,
fecal incontinence, erectile dysfunction,
has been shown to effectively delay or
neurogenic bladder, and sudomotor
Diabetic auto- prevent the development of DPN and
dysfunction with either increased or Genitourinary Disturbances.
CAN in people with type 1 diabetes
ia

decreased sweating. Screening for symp- nomic neuropathy may also cause geni-
toms of autonomic neuropathy includes tourinary disturbances, including sexual (47–50). Although the evidence for the
asking about symptoms of orthostatic in- dysfunction and bladder dysfunction. benefit of near-normal glycemic control
nD

tolerance (dizziness, lightheadedness, or In men, diabetic autonomic neuropathy is not as strong that for type 2 diabetes,
weakness with standing), syncope, exer- may cause erectile dysfunction and/or some studies have demonstrated a mod-
cise intolerance, constipation, diarrhea, retrograde ejaculation (42). Female sex- est slowing of progression without rever-
urinary retention, urinary incontinence, ual dysfunction occurs more frequently sal of neuronal loss (38,51). Specific
ica

or changes in sweat function. Further in those with diabetes and presents as glucose-lowering strategies may have dif-
testing can be considered if symptoms decreased sexual desire, increased pain ferent effects. In a post hoc analysis, par-
are present and will depend on the end during intercourse, decreased sexual ticipants, particularly men, in the Bypass
organ involved but might include cardio- arousal, and inadequate lubrication (46). Angioplasty Revascularization Investigation
Lower urinary tract symptoms manifest in Type 2 Diabetes (BARI 2D) trial treated
er

vascular autonomic testing, sweat testing,


urodynamic studies, gastric emptying, or as urinary incontinence and bladder dys- with insulin sensitizers had a lower inci-
endoscopy/colonoscopy. Impaired coun- function (nocturia, frequent urination, dence of distal symmetric polyneuropathy
urination urgency, and weak urinary over 4 years than those treated with insu-
m

terregulatory responses to hypoglycemia


in type 1 and type 2 diabetes can lead to stream). Evaluation of bladder func- lin/sulfonylurea (52). Additionally, recent
hypoglycemia unawareness but are not tion should be performed for individuals evidence from the Action to Control Car-
©A

directly linked to autonomic neuropathy. with diabetes who have recurrent uri- diovascular Risk in Diabetes (ACCORD) trial
nary tract infections, pyelonephritis, in- showed clear benefit of intensive glucose
Cardiovascular Autonomic Neuropathy. CAN continence, or a palpable bladder. and blood pressure control on the preven-
is associated with mortality independently tion of CAN in type 2 diabetes (53).
of other cardiovascular risk factors (44,45). Treatment
In its early stages, CAN may be completely Recommendations Lipid Control
asymptomatic and detected only by 12.18 Optimize glucose control to Dyslipidemia is a key factor in the
decreased heart rate variability with prevent or delay the develop- development of neuropathy in people
deep breathing. Advanced disease may ment of neuropathy in people with type 2 diabetes and may contrib-
be associated with resting tachycardia with type 1 diabetes A and ute to neuropathy risk in people with
(>100 bpm) and orthostatic hypoten- to slow the progression of type 1 diabetes (54,55). Although the ev-
sion (a fall in systolic or diastolic blood idence for a relationship between lipids
S208 Retinopathy, Neuropathy, and Foot Care Diabetes Care Volume 46, Supplement 1, January 2023

and neuropathy development has be- some areas of disagreement exist, particu- of sodium channel blockers in treating
come increasingly clear in type 2 diabe- larly around SNRI/opioid dual-mechanism pain in DPN (60).
tes, the optimal therapeutic intervention agents (61). A recent head-to-head trial Capsaicin. Capsaicin has received FDA ap-
has not been identified. Positive effects suggested therapeutic equivalency for proval for treatment of pain in DPN using
of physical activity, weight loss, and bar- TCAs, SNRIs, and gabapentinoids in the an 8% patch, with one high-quality study
iatric surgery have been reported in indi- treatment of pain in DPN (62). The trial reported. One medium-quality study of

n
viduals with DPN, but use of conventional also supported the role of combination 0.075% capsaicin cream has been re-
lipid-lowering pharmacotherapy (such as therapy over monotherapy for the treat- ported. In patients with contraindica-

io
statins or fenofibrates) does not appear ment of pain in DPN. tions to oral pharmacotherapy or who
to be effective in treating or preventing Gabapentinoids. Gabapentinoids include prefer topical treatments, the use of

t
DPN development (56). several calcium channel a2-d subunit li- topical capsaicin can be considered.

ia
gands. Eight high-quality studies and seven Carbamazepine and a-Lipoic Acid. Carba-
Blood Pressure Control medium-quality studies support the role of mazepine and a-lipoic acid, although not
There are multiple reasons for blood pregabalin in treatment of pain in DPN. approved for the treatment of painful

oc
pressure control in people with diabetes, One high-quality study and many small DPN, may be effective and considered for
but neuropathy progression (especially studies support the role of gabapentin the treatment of painful DPN (41,54,56).
in type 2 diabetes) has now been added in the treatment of pain in DPN. Two

ss
to this list. Although data from many medium-quality studies suggest that micro- Orthostatic Hypotension
studies have supported the role of hy- gabalin has a small effect on pain in DPN Treating orthostatic hypotension is chal-
pertension in risk of neuropathy devel- (60). Adverse effects may be more severe lenging. The therapeutic goal is to mini-
opment, a recent meta-analysis of data in older individuals (63) and may be at- mize postural symptoms rather than to

sA
from 14 countries in the International tenuated by lower starting doses and restore normotension. Most patients re-
Prevalence and Treatment of Diabetes more gradual titration. quire both nonpharmacologic measures
and Depression (INTERPRET-DD) study re- SNRIs. SNRIs include duloxetine, venla- (e.g., ensuring adequate salt intake, avoid-
vealed hypertension as an independent faxine, and desvenlafaxine, all selective ing medications that aggravate hypoten-
te
risk of DPN development with an odds SNRIs. Two high-quality studies and five sion, or using compressive garments over
ratio of 1.58 (57). In the ACCORD trial, medium-quality studies support the role the legs and abdomen) and pharmaco-
be
intensive blood pressure intervention of duloxetine in the treatment of pain in logic measures. Physical activity and ex-
decreased CAN risk by 25% (53). DPN. A high-quality study supports the role ercise should be encouraged to avoid
of venlafaxine in the treatment of pain in deconditioning, which is known to ex-
Neuropathic Pain DPN. Only one medium-quality study sup- acerbate orthostatic intolerance, and
ia

Neuropathic pain can be severe and can ports a possible role for desvenlafaxine for volume repletion with fluids and salt
impact quality of life, limit mobility, and treatment of pain in DPN (60). Adverse is critical. There have been clinical studies
contribute to depression and social dys- events may be more severe in older peo- that assessed the impact of an approach
nD

function (58). No compelling evidence ple but may be attenuated with lower incorporating the aforementioned non-
exists in support of glycemic control or doses and slower titration of duloxetine. pharmacologic measures. Additionally,
lifestyle management as therapies for Tapentadol and Tramadol. Tapentadol and supine blood pressure tends to be much
neuropathic pain in diabetes or predia- tramadol are centrally acting opioid anal- higher in these individuals, often requir-
ica

betes, which leaves only pharmaceutical gesics that exert their analgesic effects ing treatment of blood pressure at bed-
interventions (59). A recent guideline by through both m-opioid receptor agonism time with shorter-acting drugs that also
the American Academy of Neurology rec- and norepinephrine and serotonin reuptake affect baroreceptor activity such as guan-
ommends that the initial treatment of inhibition. SNRI/opioid agents are probably facine or clonidine, shorter-acting calcium
er

pain should also focus on the concurrent effective in the treatment of pain in DPN. blockers (e.g., isradipine), or shorter-
treatment of both sleep and mood dis- However, the use of any opioids for man- acting b-blockers such as atenolol or
orders because of increased frequency agement of chronic neuropathic pain carries metoprolol tartrate. Alternatives can in-
m

of these problems in individuals with the risk of addiction and should be avoided. clude enalapril if an individual is unable
DPN (60). Tricyclic Antidepressants. Tricyclic anti- to tolerate preferred agents (64–66).
A number of pharmacologic therapies depressants have been studied for treat- Midodrine and droxidopa are approved
©A

exist for treatment of pain in diabetes. ment of pain, and most of the relevant by the FDA for the treatment of ortho-
The American Academy of Neurology data was acquired from trials of ami- static hypotension.
update suggested that gabapentinoids, triptyline and include two high-quality
serotonin-norepinephrine reuptake inhibi- studies and two medium-quality stud- Gastroparesis
tors (SNRIs), sodium channel blockers, ies supporting the treatment of pain in Treatment for diabetic gastroparesis may
tricyclic antidepressants (TCAs), and SNRI/ DPN (60,62). Anticholinergic side effects be very challenging. A low-fiber, low-fat
opioid dual-mechanism agents could all may be dose limiting and restrict use in eating plan provided in small frequent
be considered in the treatment of pain in individuals $65 years of age. meals with a greater proportion of liquid
DPN (60). These American Academy of Sodium Channel Blockers. Sodium channel calories may be useful (67–69). In addi-
Neurology recommendations offer a sup- blockers include lamotrigine, lacosamide, tion, foods with small particle size may
plement to a recent American Diabetes oxcarbazepine, and valproic acid. Five improve key symptoms (70). With-
Association pain monograph, although medium-quality studies support the role drawing drugs with adverse effects on
diabetesjournals.org/care Retinopathy, Neuropathy, and Foot Care S209

gastrointestinal motility, including opioids, pinprick, temperature, vibra- 12.29 The use of specialized ther-
anticholinergics, tricyclic antidepressants, tion), and vascular assess- apeutic footwear is recom-
GLP-1 RAs, and pramlintide, may also ment, including pulses in the mended for people with
improve intestinal motility (67,71). How- legs and feet. B diabetes at high risk for ul-
ever, the risk of removal of GLP-1 RAs 12.23 Individuals with evidence of ceration, including those with
should be balanced against their potential

n
sensory loss or prior ulceration loss of protective sensation,
benefits. In cases of severe gastroparesis, or amputation should have foot deformities, ulcers, cal-
pharmacologic interventions are needed.

io
their feet inspected at every lous formation, poor periph-
Only metoclopramide, a prokinetic agent, visit. A
is approved by the FDA for the treatment eral circulation, or history of
12.24 Obtain a prior history of ul- amputation. B

t
of gastroparesis. However, the level of
ceration, amputation, Charcot 12.30 For chronic diabetic foot ul-

ia
evidence regarding the benefits of meto-
foot, angioplasty or vascular cers that have failed to heal
clopramide for the management of gas-
surgery, cigarette smoking, with optimal standard care
troparesis is weak, and given the risk for

oc
retinopathy, and renal disease alone, adjunctive treatment
serious adverse effects (extrapyramidal
and assess current symptoms with randomized controlled
signs such as acute dystonic reactions,
of neuropathy (pain, burning, trial–proven advanced agents
drug-induced parkinsonism, akathisia, and
numbness) and vascular disease should be considered. Con-
tardive dyskinesia), its use in the treat-

ss
(leg fatigue, claudication). B
ment of gastroparesis beyond 12 weeks siderations might include
12.25 Initial screening for peripheral
is no longer recommended by the FDA. negative-pressure wound ther-
arterial disease should include
It should be reserved for severe cases apy, placental membranes, bi-

sA
assessment of lower-extremity
that are unresponsive to other thera- oengineered skin substitutes,
pulses, capillary refill time, ru-
pies (71). Other treatment options in- several acellular matrices, au-
bor on dependency, pallor on
clude domperidone (available outside tologous fibrin and leukocyte
the U.S.) and erythromycin, which is only elevation, and venous filling
platelet patches, and topical
te
effective for short-term use due to tachy- time. Individuals with a his-
tory of leg fatigue, claudica- oxygen therapy. A
phylaxis (72,73). Gastric electrical stimula-
tion using a surgically implantable device tion, and rest pain relieved
be

has received approval from the FDA, with dependency or decreased Foot ulcerations and amputations are
although its efficacy is variable and use is or absent pedal pulses should common complications associated with
limited to individuals with severe symp- be referred for ankle–brachial diabetes. These may be the consequences
toms that are refractory to other treat- index and for further vascular of several factors, including peripheral
ia

ments (74). assessment as appropriate. B neuropathy, peripheral arterial disease


12.26 A multidisciplinary approach is (PAD), and foot deformities. They rep-
nD

Erectile Dysfunction recommended for individuals resent major causes of morbidity and
In addition to treatment of hypogonadism with foot ulcers and high-risk mortality in people with diabetes. Early
if present, treatments for erectile dys- feet (e.g., those on dialysis, recognition of at-risk feet, preulcerative
function may include phosphodiester- those with Charcot foot, those lesions, and prompt treatment of ulcer-
ase type 5 inhibitors, intracorporeal or with a history of prior ulcers
ica

ations and other lower-extremity com-


intraurethral prostaglandins, vacuum or amputation, and those with plications can delay or prevent adverse
devices, or penile prostheses. As with peripheral arterial disease). B
outcomes.
DPN treatments, these interventions 12.27 Refer individuals who smoke
Early recognition requires an under-
do not change the underlying pathol- and have a history of prior
standing of those factors that put peo-
er

ogy and natural history of the disease lower-extremity complications,


ple with diabetes at increased risk for
process but may improve a person’s qual- loss of protective sensation,
ulcerations and amputations. Factors
ity of life. structural abnormalities, or
that are associated with the at-risk foot
m

peripheral arterial disease to


include the following:
FOOT CARE foot care specialists for on-
going preventive care and

©A

Poor glycemic control


Recommendations lifelong surveillance. B
12.21 Perform a comprehensive foot • Peripheral neuropathy/LOPS
12.28 Provide general preventive foot
evaluation at least annually to • PAD
self-care education to all peo-
identify risk factors for ulcers • Foot deformities (bunions, hammer-
ple with diabetes, including
and amputations. A toes, Charcot joint, etc.)
those with loss of protective
12.22 The examination should in- • Preulcerative corns or calluses
sensation, on appropriate ways
clude inspection of the skin, • Prior ulceration
to examine their feet (palpa-
• Prior amputation
assessment of foot deformi- tion or visual inspection with
• Smoking
ties, neurological assessment an unbreakable mirror) for
• Retinopathy
(10-g monofilament testing with daily surveillance of early foot
• Nephropathy (particularly individuals
at least one other assessment: problems. B
on dialysis or posttransplant)
S210 Retinopathy, Neuropathy, and Foot Care Diabetes Care Volume 46, Supplement 1, January 2023

Identifying the at-risk foot begins with more frequently for those in higher-risk noncompressible vessels. Toe systolic blood
a detailed history documenting diabetes categories (75,76). pressure tends to be more accurate. Toe
control, smoking history, exercise toler- LOPS is vital to risk assessment. One systolic blood pressures <30 mmHg are
ance, history of claudication or rest pain, of the most useful tests to determine suggestive of PAD and an inability to
and prior ulcerations or amputations. A LOPS is the 10-g monofilament test. heal foot ulcerations (80). Individuals with
thorough examination of the feet should Studies have shown that clinical exami- abnormal pulse volume recording tracings

n
be performed annually in all people with nation and the 10-g monofilament test and toe pressures <30 mmHg with foot

io
diabetes and more frequently in at-risk are the two most sensitive tests in iden- ulcers should be referred for immediate
individuals (75). The examination should tifying the foot at risk for ulceration vascular evaluation. Due to the high
include assessment of skin integrity, as- (78). The monofilament test should be prevalence of PAD in people with dia-

t
sessment for LOPS using the 10-g mono- performed with at least one other neu- betes, it has been recommended by the

ia
filament along with at least one other rologic assessment tool (e.g., pinprick, Society for Vascular Surgery and the
neurological assessment tool, pulse ex- temperature perception, ankle reflexes, American Podiatric Medical Associa-
or vibratory perception with a 128-Hz tion in their 2016 guidelines that all

oc
amination of the dorsalis pedis and pos-
terior tibial arteries, and assessment for tuning fork or similar device). Absent people with diabetes >50 years of age
foot deformities such as bunions, ham- monofilament sensation and one other should undergo screening via noninva-
mertoes, and prominent metatarsals, abnormal test confirms the presence of sive arterial studies (79,81). If nor-

ss
which increase plantar foot pressures LOPS. Further neurological testing, such mal, these should be repeated every
and increase risk for ulcerations. At-risk as nerve conduction, electromyography, 5 years (79).
individuals should be assessed at each nerve biopsy, or intraepidermal nerve fi-

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visit and should be referred to foot care ber density biopsies, are rarely indicated Patient Education
for the diagnosis of peripheral sensory All people with diabetes (and their
specialists for ongoing preventive care
neuropathy (42). families), particularly those with the
and surveillance. The physical examina-
aforementioned high-risk conditions,
tion can stratify patients into different
te
Evaluation for Peripheral Arterial should receive general foot care edu-
categories and determine the frequency
Disease cation, including appropriate manage-
of these visits (76) (Table 12.1).
Initial screening for PAD should include ment strategies (82–84). This education
be
a history of leg fatigue, claudication, should be provided to all newly diag-
Evaluation for Loss of Protective and rest pain relieved with dependency. nosed people with diabetes as part of an
Sensation Physical examination for PAD should annual comprehensive examination and
The presence of peripheral sensory neu- include assessment of lower-extremity to individuals with high-risk conditions at
ia

ropathy is the single most common com- pulses, capillary refill time, rubor on every visit. Recent studies have shown
ponent cause for foot ulceration. In a dependency, pallor on elevation, and ve- that while education improves knowl-
nD

multicenter trial, peripheral neuropathy nous filling time (75,79). Any patient ex- edge of diabetic foot problems and self-
was found to be a component cause in hibiting signs and symptoms of PAD care of the foot, it does not improve
78% of people with diabetes with ulcer- should be referred for noninvasive arte- behaviors associated with active participa-
ations and that the triad of peripheral rial studies in the form of Doppler ultra- tion in their overall diabetes care and to
ica

sensory neuropathy, minor trauma, and sound with pulse volume recordings. achieve personal health goals (85). Evi-
foot deformity was present in >63% While ankle–brachial indices will be dence also suggests that while patient
of participants (77). All people with dia- calculated, they should be interpreted and family education are important, the
betes should undergo a comprehensive carefully, as they are known to be inac- knowledge is quickly forgotten and needs
foot examination at least annually, or curate in people with diabetes due to to be reinforced regularly (86).
er

Table 12.1—International Working Group on the Diabetic Foot risk stratification system and corresponding foot screening
m

frequency
Category Ulcer risk Characteristics Examination frequency*
©A

0 Very low No LOPS and No PAD Annually


1 Low LOPS or PAD Every 6–12 months
2 Moderate LOPS 1 PAD, or Every 3–6 months
LOPS 1 foot deformity, or
PAD 1 foot deformity
3 High LOPS or PAD and one or more of the following: Every 1–3 months
 History of foot ulcer
 Amputation (minor or major)
 End-stage renal disease

Adapted with permission from Schaper et al. (76). LOPS, loss of protective sensation; PAD, peripheral artery disease. *Examination frequency
suggestions are based on expert opinion and patient-centered requirements.
diabetesjournals.org/care Retinopathy, Neuropathy, and Foot Care S211

Individuals considered at risk should education and self-care. People in the include the following five basic prin-
understand the implications of foot de- moderate- to high-risk category should ciples of ulcer treatment:
formities, LOPS, and PAD; the proper be referred to foot care specialists for
care of the foot, including nail and skin further evaluation and regular surveil- • Offloading of plantar ulcerations
care; and the importance of foot inspec- lance as outlined in Table 12.1. This in- • Debridement of necrotic, nonviable
tions on a daily basis. Individuals with cludes individuals with LOPS, PAD, and/ tissue

n
LOPS should be educated on appropriate or structural foot deformities, such as • Revascularization of ischemic wounds
Charcot foot, bunions, or hammertoes. when necessary

io
ways to examine their feet (palpation or
visual inspection with an unbreakable Individuals with any open ulceration or • Management of infection: soft tissue
mirror) for daily surveillance of early unexplained swelling, erythema, or in- or bone

t
foot problems. Patients should also be creased skin temperature should be re- • Use of physiologic, topical dressings

ia
ferred urgently to a foot care specialist
educated on the importance of refer-
or multidisciplinary team. However, despite following the above
rals to foot care specialists. A recent
Initial treatment recommendations principles, some ulcerations will become

oc
study showed that people with diabetes
should include daily foot inspection, chronic and fail to heal. In those situa-
and foot disease lacked awareness of
use of moisturizers for dry, scaly skin, tions, advanced wound therapy can
their risk status and why they were be-
and avoidance of self-care of ingrown play a role. When to employ advanced
ing referred to a multidisciplinary team

ss
nails and calluses. Well-fitted athletic or wound therapy has been the subject of
of foot care specialists. Further, they ex- walking shoes with customized pressure-
hibited a variable degree of interest in much discussion, as the therapy is often
relieving orthoses should be part of ini- quite expensive. It has been determined
learning further about foot complica- tial recommendations for people with

sA
that if a wound fails to show a reduc-
tions (87). increased plantar pressures (as demon- tion of 50% or more after 4 weeks of
Patients’ understanding of these issues strated by plantar calluses). Individuals appropriate wound management (i.e.,
and their physical ability to conduct proper with deformities such as bunions or the five basic principles above), consid-
foot surveillance and care should be as- hammertoes may require specialized
te
eration should be given to the use of
sessed. Those with visual difficulties, physi- footwear such as extra-depth shoes. advanced wound therapy (94). Treat-
cal constraints preventing movement, or Those with even more significant de-
ment of these chronic wounds is best
cognitive problems that impair their
be
formities, as in Charcot joint disease,
managed in a multidisciplinary setting.
ability to assess the condition of the may require custom-made footwear.
Evidence to support advanced wound
foot and to institute appropriate responses Special consideration should be given
therapy is challenging to produce and
will need other people, such as family to individuals with neuropathy who pre-
to assess. Randomization of trial partici-
ia

members, to assist with their care. sent with a warm, swollen, red foot
pants is difficult, as there are many
The selection of appropriate footwear with or without a history of trauma and
variables that can affect wound heal-
and footwear behaviors at home should without an open ulceration. These indi-
nD

ing. In addition, many RCTs exclude


also be discussed (e.g., no walking viduals require a thorough workup for
certain cohorts of people, e.g., individu-
barefoot, avoiding open-toed shoes). possible Charcot neuroarthropathy (89).
als with chronic renal disease or those on
Therapeutic footwear with custom-made Early diagnosis and treatment of this
condition is of paramount importance dialysis. Finally, blinding of participants
orthotic devices have been shown to re- and clinicians is not always possible.
ica

duce peak plantar pressures (84). Most in preventing deformities and instability
that can lead to ulceration and amputa- Meta-analyses and systematic reviews of
studies use reduction in peak plantar observational studies are used to deter-
pressures as an outcome as opposed to tion. These individuals require total non–
weight-bearing and urgent referral to a mine the clinical effectiveness of these
ulcer prevention. Certain design features modalities. Such studies can augment for-
er

foot care specialist for further manage-


of the orthoses, such as rocker soles and mal RCTs by including a greater variety of
ment. Foot and ankle X-rays should be
metatarsal accommodations, can reduce participants in various clinical settings
performed in all individuals presenting
peak plantar pressures more significantly who are typically excluded from the
with the above clinical findings.
m

than insoles alone. A systematic review, more rigidly structured clinical trials.
There have been a number of devel-
however, showed there was no signifi- opments in the treatment of ulcerations Advanced wound therapy can be cat-
cant reduction in ulcer incidence after
©A

over the years (90). These include egorized into nine broad categories (90)
18 months compared with standard negative-pressure therapy, growth fac- (Table 12.2). Topical growth factors, acel-
insoles and extra-depth shoes. Fur- tors, bioengineered tissue, acellular ma- lular matrix tissues, and bioengineered
ther, it was also noted that evidence trix tissue, stem cell therapy, hyperbaric cellular therapies are commonly em-
to prevent first ulcerations was non- oxygen therapy, and, most recently, topi- ployed in offices and wound care cen-
existent (88). cal oxygen therapy (91–93). While there ters to expedite healing of chronic, more
is literature to support many modalities superficial ulcerations. Numerous clinical
Treatment currently used to treat diabetic foot reports and retrospective studies have
Treatment recommendations for people wounds, robust randomized controlled demonstrated the clinical effectiveness
with diabetes will be determined by trials (RCTs) are often lacking. How- of each of these modalities. Over the
their risk category. No-risk or low-risk ever, it is agreed that the initial treat- years, there has been increased evidence
individuals can often be managed with ment and evaluation of ulcerations to support the use of these modalities.
S212 Retinopathy, Neuropathy, and Foot Care Diabetes Care Volume 46, Supplement 1, January 2023

Hyperbaric oxygen therapy is the de-


Table 12.2—Categories of advanced wound therapies
livery of oxygen through a chamber, ei-
Negative-pressure wound therapy
Standard electrically powered ther individual or multiperson, with the
Mechanically powered intention of increasing tissue oxygena-
Oxygen therapies
tion to increase tissue perfusion and
neovascularization, combat resistant bac-

n
Hyperbaric oxygen therapy
Topical oxygen therapy teria, and stimulate wound healing. While
there had been great interest in this

io
Oxygen-releasing sprays, dressings
Biophysical modality being able to expedite healing
Electrical stimulation, diathermy of chronic diabetic foot ulcers (DFUs),

t
Pulsed electromagnetic fields, pulsed radiofrequency energy there has only been one positive RCT

ia
Low-frequency noncontact ultrasound published in the last decade that re-
Extracorporeal shock wave therapy ported increased healing rates at 9
Growth factors and 12 months compared with control

oc
Becaplermin: platelet-derived growth factor subjects (97). More recent studies with
Fibroblast growth factor significant design deficiencies and par-
Epidermal growth factor
ticipant dropouts have failed to provide

ss
Autologous blood products corroborating evidence that hyperbaric
Platelet-rich plasma oxygen therapy should be widely used
Leukocyte, platelet, fibrin multilayered patches
for managing nonhealing DFUs (98,99).
Whole blood clot

sA
While there may be some benefit in
Acellular matrix tissues prevention of amputation in selected
Xenograft dermis
chronic neuroischemic ulcers, recent stud-
Bovine dermis
Xenograft acellular matrices ies have shown no benefit in healing
te
Small intestine submucosa DFUs in the absence of ischemia and/
Porcine urinary bladder matrix or infection (93,100).
Ovine forestomach Topical oxygen therapy has been
be
Equine pericardium studied rather vigorously in recent years,
Bovine collagen
with several high-quality RCTs and at
Bilayered dermal regeneration matrix
Human dermis products
least five systematic reviews and meta-
Human pericardium analyses all supporting its efficacy in
ia

Placental tissues healing chronic DFUs at 12 weeks


Amniotic tissues/amniotic fluid (19,20,30–34,91,92,101–105). Three
Umbilical cord
nD

types of topical oxygen devices are


Bioengineered allogeneic cellular therapies available, including continuous-delivery,
Bilayered skin equivalent (human keratinocytes and fibroblasts) low-constant-pressure, and cyclical-
Dermal replacement therapy (human fibroblasts) pressure modalities. Importantly, topical
Stem cell therapies oxygen therapy devices provide for
ica

Autogenous: bone marrow–derived stem cells home-based therapy rather than the
Allogeneic: amniotic matrix with mesenchymal stem cells need for daily visits to specialized cen-
Miscellaneous active dressings ters. Very high participation with very
Hyaluronic acid, honey dressings, etc. few reported adverse events combined
er

Sucrose octasulfate dressing with improved healing rates makes this


Adapted with permission from Frykberg and Banks (90). therapy another attractive option for ad-
vanced wound care.
m

If DFUs fail to heal despite appropriate


Nonetheless, use of those products powered in different sizes depending wound care, adjunctive advanced thera-
or agents with robust RCTs or system- upon the specific wound requirements. pies should be instituted and are best
©A

atic reviews should generally be pre- Electrical stimulation, pulsed radio- managed in a multidisciplinary manner.
ferred over those without level 1 evidence frequency energy, and extracorporeal Once healed, all individuals should be
(Table 12.2). shockwave therapy are biophysical mo- enrolled in a formal comprehensive
Negative-pressure wound therapy was dalities that are believed to upregulate prevention program focused on reducing
first introduced in the early to mid- growth factors or cytokines to stimulate the incidence of recurrent ulcerations and
1990s. It has become especially useful wound healing, while low-frequency non- subsequent amputations (75,106,107).
in wound preparation for skin grafts contact ultrasound is used to debride
and flaps and assists in the closure of wounds. However, most of the studies References
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deep, large wounds (95,96). A variety of advocating the use of these modalities retinopathy: a position statement by the American
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from electrically powered to mechanically or poor-quality RCTs. 418
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Global prevalence and major risk factors of 20. Abramoff MD, Lavin PT, Birch M, Shah N, diabetic macular edema. N Engl J Med 2015;
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ss
with aflibercept vs laser photocoagulation vs
role of lipids and lipid metabolism. Diabetologia 21. Hooper P, Boucher MC, Cruess A, Dawson observation on vision loss among patients with
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ACCORD Study Group; ACCORD Eye Study Group. incidence of diabetes in young women, controlling
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2018;11:287–295
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2015;372:1722–1733 25. The Diabetic Retinopathy Study Research diabetes control and complications trial/
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complications during teenage years and young Writing Committee for the Diabetic Retinopathy targets are related to a lower prevalence of
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13. Agardh E, Tababat-Khani P. Adopting 3-year coagulation vs intravitreous ranibizumab for Metab Syndr 2021;15:102241
©A

screening intervals for sight-threatening retinal proliferative diabetic retinopathy: a randomized 40. Look AHEAD Research Group. Effects of a
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wound oxygen (TWO2) therapy in the treatment 392–399 e144–e145


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S216 Diabetes Care Volume 46, Supplement 1, January 2023

13. Older Adults: Standards of Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Marisa E. Hilliard,
Diabetes Care 2023;46(Suppl. 1):S216–S229 | https://doi.org/10.2337/dc23-S013 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to
13. OLDER ADULTS

provide the components of diabetes care, general treatment goals and guide-

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lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
te
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
and Methodology. Readers who wish to comment on the Standards of Care are
be

invited to do so at professional.diabetes.org/SOC.

Recommendations
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13.1 Consider the assessment of medical, psychological, functional (self-


management abilities), and social domains in older adults to provide
nD

a framework to determine targets and therapeutic approaches for dia-


betes management. B
13.2 Screen for geriatric syndromes (i.e., polypharmacy, cognitive impairment,
depression, urinary incontinence, falls, persistent pain, and frailty) in older
adults, as they may affect diabetes self-management and diminish quality
ica

of life. B

Diabetes is a highly prevalent health condition in the aging population. Over one-
er

quarter of people over the age of 65 years have diabetes, and one-half of older
adults have prediabetes (1,2), and the number of older adults living with these con-
ditions is expected to increase rapidly in the coming decades. Diabetes in older
m

adults is also a highly heterogeneous condition. While type 2 diabetes predomi-


nates in the older population as much as in the younger population, improvements
in insulin delivery, technology, and care over the last few decades have led to in-
©A

creasing numbers of people with childhood and adult-onset type 1 diabetes surviv- Disclosure information for each author is
ing and thriving into their later decades. Diabetes management in older adults available at https://doi.org/10.2337/dc23-SDIS.
requires regular assessment of medical, psychological, functional, and social do- Suggested citation: ElSayed NA, Aleppo G, Aroda
mains. When assessing older adults with diabetes, it is important to accurately cat- VR, et al., American Diabetes Association. 13.
egorize the type of diabetes as well as other factors, including diabetes duration, Older adults: Standards of Care in Diabetes—
2023. Diabetes Care 2023;46(Suppl. 1):S216–S229
the presence of complications, and treatment-related concerns, such as fear of hy-
poglycemia. Screening for diabetes complications in older adults should be individu- © 2022 by the American Diabetes Association.
alized and periodically revisited, as the results of screening tests may impact Readers may use this article as long as the
work is properly cited, the use is educational
targets and therapeutic approaches (3–5). Older adults with diabetes have higher and not for profit, and the work is not altered.
rates of premature death, functional disability, accelerated muscle loss, and coexist- More information is available at https://www.
ing illnesses, such as hypertension, coronary heart disease, and stroke, than those diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Older Adults S217

without diabetes. At the same time, is associated with a decline in cognitive mild cognitive impairment or dementia
older adults with diabetes are also at function (15,16), and longer duration of (4,29). Screening for cognitive impairment
greater risk than other older adults for diabetes is associated with worsening cog- should additionally be considered when
several common geriatric syndromes, nitive function. There are ongoing studies an individual presents with a significant
such as polypharmacy, cognitive impair- evaluating whether preventing or delay- decline in clinical status due to increased
ment, depression, urinary incontinence, ing diabetes onset may help to maintain problems with self-care activities, such as

n
injurious falls, persistent pain, and frailty cognitive function in older adults. How- errors in calculating insulin dose, difficulty
(1). These conditions may impact older ever, studies examining the effects of counting carbohydrates, skipped meals,

io
adults’ diabetes self-management abili- intensive glycemic and blood pressure con- skipped insulin doses, and difficulty rec-
ties and quality of life if left unaddressed trol to achieve specific targets have not ognizing, preventing, or treating hypo-

t
(2,6,7). See Section 4, “Comprehensive demonstrated a reduction in brain function glycemia. People who screen positive

ia
Medical Evaluation and Assessment of decline (17,18). for cognitive impairment should receive
Comorbidities,” for the full range of is- Clinical trials of specific interventions— diagnostic assessment as appropriate,
sues to consider when caring for older including cholinesterase inhibitors and including referral to a behavioral health

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adults with diabetes. glutamatergic antagonists—have not shown professional for formal cognitive/neuro-
The comprehensive assessment de- positive therapeutic benefit in maintain- psychological evaluation (30).
scribed above may provide a framework ing or significantly improving cognitive

ss
to determine targets and therapeutic function or in preventing cognitive de- HYPOGLYCEMIA
approaches (8–10), including whether cline (19). Pilot studies in individuals
referral for diabetes self-management with mild cognitive impairment evaluat- Recommendations

education is appropriate (when compli- ing the potential benefits of intranasal 13.4 Because older adults with di-

sA
cating factors arise or when transitions insulin therapy and metformin therapy abetes have a greater risk of
in care occur) or whether the current provide insights for future clinical trials hypoglycemia than younger
plan is too complex for the individual’s and mechanistic studies (20–23). adults, episodes of hypogly-
Despite the paucity of therapies to cemia should be ascertained
te
self-management ability or the care-
givers providing care (11). Particular atten- prevent or remedy cognitive decline, and addressed at routine
tion should be paid to complications that identifying cognitive impairment early visits. B
13.5 For older adults with type 1
be
can develop over short periods of time has important implications for diabetes
and/or would significantly impair func- care. The presence of cognitive impair- diabetes, continuous glucose
tional status, such as visual and lower- ment can make it challenging for clinicians monitoring is recommended to
extremity complications. Please refer to the to help their patients reach individualized reduce hypoglycemia. A
ia

American Diabetes Association (ADA) con- glycemic, blood pressure, and lipid tar- 13.6 For older adults with type 2
sensus report “Diabetes in Older Adults” gets. Cognitive dysfunction makes it diffi- diabetes on multiple daily
for details (3). cult for individuals to perform complex doses of insulin, continuous
nD

self-care tasks (24), such as monitoring glucose monitoring should be


NEUROCOGNITIVE FUNCTION glucose and adjusting insulin doses. It considered to improve glyce-
also hinders their ability to appropriately mic outcomes and decrease
Recommendation maintain the timing of meals and content glucose variability. B
ica

13.3 Screening for early detection of the diet. When clinicians are providing 13.7 For older adults with type 1 dia-
of mild cognitive impairment care for people with cognitive dysfunc- betes, consider the use of auto-
or dementia should be per- tion, it is critical to simplify care plans and mated insulin delivery systems
formed for adults 65 years to facilitate and engage the appropriate B and other advanced insulin
er

of age or older at the ini- support structure to assist individuals in delivery devices such as con-
tial visit, annually, and as all aspects of care. nected pens E to reduce risk
appropriate. B Older adults with diabetes should be of hypoglycemia, based on
m

carefully screened and monitored for individual ability.


cognitive impairment (2). Several simple
Older adults with diabetes are at higher assessment tools are available to screen
©A

risk of cognitive decline and institution- for cognitive impairment (24,25), such Older adults are at higher risk of hypo-
alization (12,13). The presentation of as the Mini-Mental State Examination glycemia for many reasons, including
cognitive impairment ranges from sub- (26), Mini-Cog (27), and the Montreal insulin deficiency necessitating insulin
tle executive dysfunction to memory Cognitive Assessment (28), which may therapy and progressive renal insuffi-
loss and overt dementia. People with di- help to identify individuals requiring ciency (31). As described above, older
abetes have higher incidences of all- neuropsychological evaluation, particu- adults have higher rates of unidenti-
cause dementia, Alzheimer disease, and larly those in whom dementia is sus- fied cognitive impairment and demen-
vascular dementia than people with nor- pected (i.e., experiencing memory loss tia, leading to difficulties in adhering to
mal glucose tolerance (14). The effects and decline in their basic and instru- complex self-care activities (e.g., glucose
of hypoglycemia, hyperglycemia, and hy- mental activities of daily living). Annual monitoring, insulin dose adjustment).
perinsulinemia on the brain are areas of screening is indicated for adults 65 years Cognitive decline has been associated
intense research. Poor glycemic control of age or older for early detection of with increased risk of hypoglycemia,
S218 Older Adults Diabetes Care Volume 46, Supplement 1, January 2023

and conversely, severe hypoglycemia has 8% (95% CI 6.0–11.5) increase in time improvements in time in range compared
been linked to increased risk of de- spent in range between 70 and 180 mg/dL. with sensor-augmented pump therapy
mentia (32,33). Therefore, as dis- A 6-month extension of the trial demon- (46). Moreover, they found small but sig-
cussed in Recommendation 13.3, it is strated that these benefits were sustained nificant decreases in hypoglycemia with
important to routinely screen older for up to a year (42). These and other the hybrid closed-loop strategy. Boughton
adults for cognitive impairment and short-term trials are supported by obser- et al. (47) reported results of an open-

n
dementia and discuss findings with vational data from the Diabetes Control label, crossover design clinical trial in
the patients and their caregivers. and Complications Trial/Epidemiology of 37 older adults ($60 years) in which

io
People with diabetes and their care- Diabetes Interventions and Complications 16 weeks of treatment with a hybrid
givers should be routinely queried about (DCCT/EDIC) study indicating that among closed-loop advanced insulin delivery

t
hypoglycemia (e.g., selected questions older adults (mean age 58 years) with system was compared with sensor-

ia
from the Diabetes Care Profile) (34) and long-standing type 1 diabetes, routine augmented pump therapy. They found
hypoglycemia unawareness (35). Older CGM and insulin pump use was associ- that hybrid closed-loop insulin delivery
adults can also be stratified for future risk ated with fewer hypoglycemic events improved the proportion of time glucose

oc
for hypoglycemia with validated risk calcu- and hyperglycemic excursions and was in range largely due to decreases in
lators (e.g., Kaiser Hypoglycemia Model) lower A1C levels (43). While the current hyperglycemia. In contrast to the ORACL
(36). An important step to mitigate hypo- evidence base for older adults is pri- study, no significant differences in hypo-
glycemia were observed. Both studies

ss
glycemia risk is to determine whether the marily in type 1 diabetes, the evidence
person with diabetes is skipping meals demonstrating the clinical benefits of enrolled older individuals whose blood
or inadvertently repeating doses of their CGM for people with type 2 diabetes glucose was relatively well managed
medications. Glycemic targets and phar- using insulin is growing (44) (see Sec- (mean A1C 7.4%), and both used

sA
macologic treatments may need to be tion 7, “Diabetes Technology”). The DI- a crossover design comparing hybrid
adjusted to minimize the occurrence of AMOND (Multiple Daily Injections and closed-loop insulin delivery to sensor-
hypoglycemic events (2). This recommen- Continuous Glucose Monitoring in Diabe- augmented pump therapy. These trials
dation is supported by results from mul- tes) study demonstrated that in adults provide the first evidence that older
te
tiple randomized controlled trials, such $60 years of age with either type 1 or individuals with long-standing type 1
as the Action to Control Cardiovascular type 2 diabetes using multiple daily injec- diabetes can successfully use advanced
insulin delivery technologies to improve
be
Risk in Diabetes (ACCORD) study and the tions, CGM use was associated with im-
Veterans Affairs Diabetes Trial (VADT), proved A1C and reduced glycemic glycemic outcomes, as has been seen in
which showed that intensive treatment variability (45). Another population for younger populations. Use of such technol-
protocols targeting A1C <6.0% with com- which CGM may play an increasing role is ogies should be periodically reassessed,
as the burden may outweigh the bene-
ia

plex drug regimens significantly increased older adults with physical or cognitive lim-
the risk for hypoglycemia requiring assis- itations who require monitoring of blood fits in those with declining cognitive or
tance compared with standard treat- glucose by a surrogate. functional status.
nD

ment (37,38). However, these intensive The availability of accurate CGM devi-
treatment plans included extensive use ces that can communicate with insulin TREATMENT GOALS
of insulin and minimal use of glucagon- pumps through Bluetooth has enabled Recommendations
like peptide 1 (GLP-1) receptor agonists, the development of advanced insulin
13.8 Older adults who are other-
ica

and they preceded the availability of delivery algorithms for pumps. These al-
wise healthy with few coexist-
sodium–glucose cotransporter 2 (SGLT2) gorithms fall into two categories: pre-
ing chronic illnesses and intact
inhibitors. dictive low-glucose suspend algorithms
cognitive function and func-
For older people with type 1 diabetes, that automatically shut off insulin deliv-
tional status should have lower
er

continuous glucose monitoring (CGM) is ery if a hypoglycemic event is imminent


glycemic goals (such as A1C
a useful approach to predicting and re- and hybrid closed-loop algorithms that
<7.0–7.5% [53–58 mmol/mol]),
ducing the risk of hypoglycemia (39). In automatically adjust insulin infusion
while those with multiple
m

the Wireless Innovation in Seniors with rates based on feedback from a CGM to
coexisting chronic illnesses,
Diabetes Mellitus (WISDM) trial, adults keep glucose levels in a target range. Ad-
cognitive impairment, or
over 60 years of age with type 1 diabe- vanced insulin delivery devices have been
functional dependence should
©A

tes were randomized to CGM or stan- shown to improve glycemic outcomes in


have less-stringent glycemic
dard blood glucose monitoring. Over both children and adults with type 1 dia-
goals (such as A1C <8.0%
6 months, use of CGM resulted in a small betes. Most trials of these devices have
[64 mmol/mol]). C
but statistically significant reduction in included a broad range of people with
13.9 Glycemic goals for some older
time spent with hypoglycemia (glucose type 1 diabetes but relatively few older
adults might reasonably be
level <70 mg/dL) compared with standard adults. Recently, two small randomized
relaxed as part of individual-
blood glucose monitoring (adjusted treat- controlled trials in older adults have been
ized care, but hyperglycemia
ment difference 1.9% [ 27 min/day]; published. The Older Adult Closed Loop
leading to symptoms or risk
95% CI 2.8% to 1.1% [ 40 to (ORACL) trial in 30 older adults (mean
of acute hyperglycemia com-
16 min/day]; P < 0.001) (40,41). Among age 67 years) with type 1 diabetes found
plications should be avoided
secondary outcomes, glycemic variability that a hybrid closed-loop insulin delivery
in all people with diabetes. C
was reduced with CGM, as reflected by an strategy was associated with significant
diabetesjournals.org/care Older Adults S219

13.10 Screening for diabetes compli- determining individualized glycemic Based on concepts of competing mortal-
cations should be individualized targets. ity and time to benefit, people with ad-
in older adults. Particular atten- A1C may have limitations in those vanced diabetes complications are less
tion should be paid to compli- who have medical conditions that im- likely to benefit from reducing the risk of
cations that would lead to pact red blood cell turnover (see Sec- microvascular complications (55). In addi-
functional impairment. C tion 2, “Classification and Diagnosis of tion, they are more likely to suffer seri-

n
13.11 Treatment of hypertension to Diabetes,” for additional details on the ous adverse effects of therapeutics, such
limitations of A1C) (54). Many condi-

io
individualized target levels is in- as hypoglycemia (56). However, those
dicated in most older adults. C tions associated with increased red with poorly managed diabetes may be
13.12 Treatment of other cardiovas- blood cell turnover, such as hemodialy- subject to acute complications of diabe-

t
cular risk factors should be sis, recent blood loss or transfusion, or tes, including dehydration, poor wound

ia
individualized in older adults erythropoietin therapy, are commonly healing, and hyperglycemic hyperosmo-
considering the time frame of seen in older adults and can falsely in- lar coma. Glycemic goals should, at a
benefit. Lipid-lowering therapy crease or decrease A1C. In these instan- minimum, avoid these consequences.

oc
and aspirin therapy may bene- ces, plasma blood glucose fingerstick While Table 13.1 provides overall
fit those with life expectancies and sensor glucose readings should be guidance for identifying complex and
at least equal to the time used for goal setting (Table 13.1). very complex patients, there is not yet

ss
frame of primary prevention or global consensus on geriatric patient
secondary intervention trials. E Older Adults With Good Functional classification. Ongoing empiric research
Status and Without Complications on the classification of older adults with
There are few long-term studies in older

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diabetes based on comorbid illness has
adults demonstrating the benefits of in- repeatedly found three major classes
The care of older adults with diabetes is tensive glycemic, blood pressure, and
complicated by their clinical, cognitive, of patients: a healthy, a geriatric, and a
lipid control. Older adults who can be ex- cardiovascular class (9,57). The geriatric
and functional heterogeneity. Some older pected to live long enough to realize the
te
class has the highest prevalence of obe-
individuals may have developed diabetes benefits of long-term intensive diabetes
sity, hypertension, arthritis, and inconti-
years earlier and have significant compli- management, who have good cognitive
nence, and the cardiovascular class has
cations, others are newly diagnosed and
be
and physical function, and who choose
the highest prevalence of myocardial
may have had years of undiagnosed dia- to do so via shared decision-making may
infarctions, heart failure, and stroke.
betes with resultant complications, and be treated using therapeutic inter-
Compared with the healthy class, the
still, other older adults may have truly ventions and goals similar to those
cardiovascular class has the highest risk
ia

recent-onset disease with few or no com- for younger adults with diabetes (Table
of frailty and subsequent mortality. Ad-
plications (48). Some older adults with di- 13.1).
ditional research is needed to develop a
abetes have other underlying chronic As for all people with diabetes, diabe-
nD

reproducible classification scheme to


conditions, substantial diabetes-related tes self-management education and on-
distinguish the natural history of disease
comorbidity, limited cognitive or physical going diabetes self-management support
are vital components of diabetes care as well as differential response to glu-
functioning, or frailty (49,50). Other older cose control and specific glucose-lowering
individuals with diabetes have little co- for older adults and their caregivers. Self-
agents (58).
ica

morbidity and are active. Life expectan- management knowledge and skills should
cies are highly variable but are often be reassessed when treatment plan
changes are made or an individual’s func- Vulnerable Patients at the End of Life
longer than clinicians realize. Multiple For people with diabetes receiving pallia-
prognostic tools for life expectancy for tional abilities diminish. In addition, de-
tive care and end-of-life care, the focus
er

clining or impaired ability to perform


older adults are available (51), includ- should be to avoid hypoglycemia and
diabetes self-care behaviors may be an
ing tools specifically designed for older symptomatic hyperglycemia while reduc-
indication that an older person with dia-
adults with diabetes (52). Older pa- ing the burdens of glycemic management.
m

betes needs a referral for cognitive and


tients also vary in their preferences Thus, as organ failure develops, several
physical functional assessment, using age-
for the intensity and mode of glucose agents will have to be deintensified or
normalized evaluation tools, as well as
control (53). Health care professionals
©A

help establishing a support structure discontinued. For a dying person, most


caring for older adults with diabetes for diabetes care (3,30). agents for type 2 diabetes may be re-
must take this heterogeneity into con- moved (59). There is, however, no con-
sideration when setting and prioritizing Patients With Complications and sensus for the management of type 1
treatment goals (9,10) (Table 13.1). In Reduced Functionality diabetes in this scenario (60). See the sec-
addition, older adults with diabetes For people with advanced diabetes comp- tion END-OF-LIFE CARE below for additional
should be assessed for disease treat- lications, life-limiting comorbid illnesses, information.
ment and self-management knowledge, or substantial cognitive or functional im-
health literacy, and mathematical pairments, it is reasonable to set less- Beyond Glycemic Management
literacy (numeracy) at the onset of intensive glycemic goals (Table 13.1). Although minimizing hyperglycemia
treatment. See Fig. 6.2 for patient/ Factors to consider in individualizing gly- may be important in older individuals
disease-related factors to consider when cemic goals are outlined in Fig. 6.2. with diabetes, greater reductions in
S220 Older Adults Diabetes Care Volume 46, Supplement 1, January 2023

Table 13.1—Framework for considering treatment goals for glycemia, blood pressure, and dyslipidemia in older adults with
diabetes
Fasting or
Patient characteristics/ preprandial Bedtime Blood
health status Rationale Reasonable A1C goal‡ glucose glucose pressure Lipids
Longer remaining <7.0–7.5% (53–58 <130/80

n
Healthy (few coexisting 80–130 mg/dL 80–180 mg/dL Statin, unless
chronic illnesses, intact life expectancy mmol/mol) (4.4–7.2 (4.4–10.0 mmHg contraindicated
cognitive and functional mmol/L) mmol/L) or not tolerated

io
status)
Complex/intermediate Intermediate <8.0% (64 mmol/mol) 90–150 mg/dL 100–180 mg/dL <130/80 Statin, unless

t
(multiple coexisting remaining life (5.0–8.3 (5.6–10.0 mmHg contraindicated

ia
chronic illnesses* or two expectancy, mmol/L) mmol/L) or not tolerated
or more instrumental high treatment
ADL impairments or burden,

oc
mild-to-moderate hypoglycemia
cognitive impairment) vulnerability,
fall risk
Very complex/poor health Limited remaining Avoid reliance on 100–180 mg/dL 110–200 mg/dL <140/90 Consider likelihood

ss
(LTC or end-stage chronic life expectancy A1C; glucose (5.6–10.0 (6.1–11.1 mmHg of benefit with
illnesses** or moderate- makes benefit control decisions mmol/L) mmol/L) statin
to-severe cognitive uncertain should be based on
impairment or two or avoiding

sA
more ADL impairments) hypoglycemia and
symptomatic
hyperglycemia

This table represents a consensus framework for considering treatment goals for glycemia, blood pressure, and dyslipidemia in older adults
te
with diabetes. The patient characteristic categories are general concepts. Not every patient will clearly fall into a particular category. Consider-
ation of patient and caregiver preferences is an important aspect of treatment individualization. Additionally, a patient’s health status and
preferences may change over time. ADL, activities of daily living; LTC, long-term care. ‡A lower A1C goal may be set for an individual if
be
achievable without recurrent or severe hypoglycemia or undue treatment burden. *Coexisting chronic illnesses are conditions serious enough
to require medications or lifestyle management and may include arthritis, cancer, heart failure, depression, emphysema, falls, hypertension,
incontinence, stage 3 or worse chronic kidney disease, myocardial infarction, and stroke. “Multiple” means at least three, but many patients
may have five or more (66). **The presence of a single end-stage chronic illness, such as stage 3–4 heart failure or oxygen-dependent lung
ia

disease, chronic kidney disease requiring dialysis, or uncontrolled metastatic cancer, may cause significant symptoms or impairment of func-
tional status and significantly reduce life expectancy. Adapted from Kirkman et al. (3).
nD

morbidity and mortality are likely to LIFESTYLE MANAGEMENT Lifestyle management in older adults
result from a clinical focus on compre- should be tailored to frailty status. Dia-
Recommendations
ica

hensive cardiovascular risk factor modifi- betes in the aging population is associ-
13.13 Optimal nutrition and pro-
cation. There is strong evidence from ated with reduced muscle strength, poor
tein intake is recommended
clinical trials of the value of treating hy- muscle quality, and accelerated loss of
for older adults; regular ex-
pertension in older adults (61,62), with muscle mass, which may result in sarco-
ercise, including aerobic ac-
treatment of hypertension to individual- penia and/or osteopenia (65,66). Diabetes
er

tivity, weight-bearing exercise,


ized target levels indicated in most. is also recognized as an independent risk
and/or resistance training,
There is less evidence for lipid-lowering factor for frailty. Frailty is characterized by
should be encouraged in all
therapy and aspirin therapy, although decline in physical performance and an
m

older adults who can safely


the benefits of these interventions for increased risk of poor health outcomes
engage in such activities. B
primary and secondary prevention are due to physiologic vulnerability and func-
13.14 For older adults with type 2
©A

likely to apply to older adults whose life tional or psychosocial stressors. Inadequate
diabetes, overweight/obesity,
expectancies equal or exceed the time nutritional intake, particularly inadequate
and capacity to safely exer-
frames of the clinical trials (63). In the protein intake, can increase the risk of
cise, an intensive lifestyle in-
case of statins, the follow-up time of sarcopenia and frailty in older adults.
tervention focused on dietary
clinical trials ranged from 2 to 6 years. Management of frailty in diabetes in-
changes, physical activity, and
While the time frame of trials can be cludes optimal nutrition with adequate
modest weight loss (e.g.,
used to inform treatment decisions, a protein intake combined with an exercise
5–7%) should be considered
more specific concept is the time to program that includes aerobic, weight-
for its benefits on quality of
benefit for a therapy. For statins, a bearing, and resistance training. The ben-
life, mobility and physical func-
meta-analysis of the previously men- efits of a structured exercise program (as
tioning, and cardiometabolic
tioned trials showed that the time to in the Lifestyle Interventions and Inde-
risk factor control. A
benefit is 2.5 years (64). pendence for Elders [LIFE] study) in frail
diabetesjournals.org/care Older Adults S221

older adults include reducing sedentary the risk of hypoglycemia if it determination of whether a person is
time, preventing mobility disability, and can be achieved within the in- considered overtreated requires an elicita-
reducing frailty (67,68). The goal of these dividualized A1C target. B tion of the person’s perceptions of the
programs is not weight loss but en- 13.18 Simplification of complex treat- current medication burden and preferen-
hanced functional status. ces for treatments. For those seeking to
ment plans (especially insulin)
For nonfrail older adults with type 2 simplify their diabetes regimen, deintensi-

n
is recommended to reduce the
diabetes and overweight or obesity, an fication of regimens in individuals taking
risk of hypoglycemia and poly-
intensive lifestyle intervention designed

io
pharmacy and decrease the noninsulin glucose-lowering medications
to reduce weight is beneficial across can be achieved by either lowering the
multiple outcomes. The Look AHEAD burden of the disease if it can
be achieved within the individ- dose or discontinuing some medications,

t
(Action for Health in Diabetes) trial is
ualized A1C target. B as long as the individualized glycemic tar-
described in Section 8, “Obesity and

ia
Weight Management for the Prevention 13.19 Consider costs of care and in- gets are maintained (89). When older
surance coverage rules when adults are found to have an insulin regi-
and Treatment of Type 2 Diabetes.”

oc
Look AHEAD specifically excluded indi- developing treatment plans in men with complexity beyond their self-
viduals with a low functional status. order to reduce risk of cost- management abilities, lowering the dose
It enrolled people between 45 and related barriers to adherence. B of insulin may not be adequate (90). Sim-
74 years of age and required that they plification of the insulin plan to match an

ss
be able to perform a maximal exercise individual’s self-management abilities and
Special care is required in prescribing their available social and medical support
test (69,70). While the Look AHEAD trial
and monitoring pharmacologic therapies in these situations has been shown to re-
did not achieve its primary outcome of
in older adults (80). See Fig. 9.3 for gen-

sA
reducing cardiovascular events, the in- duce hypoglycemia and disease-related
tensive lifestyle intervention had multiple eral recommendations regarding gluco- distress without worsening glycemic out-
clinical benefits that are important to se-lowering treatment for adults with comes (91–94). Figure 13.1 depicts an al-
the quality of life of older adults. Bene- type 2 diabetes and Table 9.2 for per- gorithm that can be used to simplify the
te
fits included weight loss, improved physi- son- and drug-specific factors to consider insulin regimen (93). There are now multi-
cal fitness, increased HDL cholesterol, when selecting glucose-lowering agents.
ple studies evaluating deintensification
lowered systolic blood pressure, reduced Cost may be an especially important
protocols in diabetes as well as hyperten-
be

A1C levels, reduced waist circumference, consideration, as older adults tend to be


sion, demonstrating that deintensification
and reduced need for medications (71). on many medications and live on fixed
is safe and possibly beneficial for older
Additionally, several subgroups, including incomes (81). Accordingly, the costs of
adults (89). Table 13.2 provides examples
participants who lost at least 10% of care and insurance coverage rules should
ia

of and rationale for situations where de-


baseline body weight at year 1, had be considered when developing treat-
intensification and/or insulin regimen
improved cardiovascular outcomes (72). ment plans to reduce the risk of cost-
simplification may be appropriate in
nD

Risk factor control was improved with related barriers to adherence (82,83).
older adults.
reduced utilization of antihypertensive See Table 9.3 and Table 9.4 for median
medications, statins, and insulin (73). monthly cost in the U.S. of noninsulin
Metformin
In age-stratified analyses, older adults glucose-lowering agents and insulin, re-
in the trial (60 to early 70s) had simi- Metformin is the first-line agent for older
ica

spectively. It is important to match


lar benefits compared with younger adults with type 2 diabetes. Recent stud-
complexity of the treatment plan to the
people (74,75). In addition, lifestyle in- self-management ability of older adults ies have indicated that it may be used
tervention produced benefits on aging- with diabetes and their available social safely in individuals with estimated glo-
relevant outcomes such as reductions and medical support. Many older adults merular filtration rate $30 mL/min/
er

in multimorbidity and improvements with diabetes struggle to maintain the fre- 1.73 m2 (95). However, it is contraindi-
in physical function and quality of life quent blood glucose monitoring and insu- cated in those with advanced renal insuf-
(76–79). lin injection regimens they previously ficiency and should be used with caution
m

followed, perhaps for many decades, as in those with impaired hepatic function
PHARMACOLOGIC THERAPY they develop medical conditions that may or heart failure because of the increased
risk of lactic acidosis. Metformin may be
©A

impair their ability to follow their treat-


Recommendations
ment plan safely. Individualized glycemic temporarily discontinued before proce-
13.15 In older adults with type 2 dia-
goals should be established (Fig. 6.2) and dures, during hospitalizations, and when
betes at increased risk of hy- acute illness may compromise renal or
periodically adjusted based on coexisting
poglycemia, medication classes liver function. Additionally, metformin can
chronic illnesses, cognitive function, and
with low risk of hypoglycemia cause gastrointestinal side effects and a
functional status (2). Intensive glycemic
are preferred. B
control with regimens including insulin reduction in appetite that can be prob-
13.16 Overtreatment of diabetes is
and sulfonylureas in older adults with lematic for some older adults. Reduction
common in older adults and
complex or very complex medical con- or elimination of metformin may be nec-
should be avoided. B
ditions has been identified as over- essary for those experiencing persistent
13.17 Deintensification of treatment
treatment and found to be very common gastrointestinal side effects. For those tak-
goals is recommended to reduce
in clinical practice (84–88). Ultimately, the ing metformin long-term, monitoring for
S222 Older Adults Diabetes Care Volume 46, Supplement 1, January 2023

Simplification of Complex Insulin Therapy


Patient on basal (long- or intermediate-acting) and/or prandial (short- or rapid-acting) insulins¥* Patient on premixed insulin§

Basal insulin Prandial insulin

n
Use 70% of total dose as
basal only in the morning

io
Change timing from bedtime to morning

t
Titrate dose of basal insulin based on fasting If mealtime insulin ≤10 units/dose:

ia
fingerstick glucose test results over a week ƒ Discontinue prandial insulin and add
If prandial insulin >10 units/dose:
noninsulin agent(s)
Fasting Goal: 90–150 mg/dL (5.0–8.3 mmol/L) ƒ ↓ dose by 50% and add noninsulin
ƒ
May change goal based on overall health agent

oc
and goals of care** Titrate prandial insulin doses down as
noninsulin agent doses are increased
with aim to discontinue prandial insulin

Add noninsulin agents:

ss
If 50% of the fasting fingerstick glucose
ƒIf eGFR is ≥45 mg/dL, start metformin 500 mg
values are over the goal:
daily and increase dose every 2 weeks, as
ƒ↑ dose by 2 units
tolerated
If >2 fasting fingerstick values/week are <80 ƒIf eGFR is <45 mg/dL, patient is already
taking metformin, or metformin is not tolerated,

sA
mg/dL (4.4 mmol/L):
ƒ↓ dose by 2 units proceed to second-line agent

Additional Tips Using patient and drug characteristics to guide decision-making, as depicted in
te
Fig. 9.3 and Table 9.2, select additional agent(s) as needed:
ƒ Do not use rapid- and short-acting insulin at bedtime
ƒEvery 2 weeks, adjust insulin dose and/or add glucose-lowering agents based on
ƒ While adjusting prandial insulin, may use simplified fingerstick glucose testing performed before lunch and before dinner
sliding scale, for example:
ƒGoal: 90–150 mg/dL (5.0–8.3 mmo/L) before meals; may change
  {Premeal glucose >250 mg/dL (13.9 mmol/L),
be
goal based on overall health and goals of care**
give 2 units of short- or rapid-acting insulin
ƒIf 50% of premeal fingerstick values over 2 weeks are above goal, increase the
  {Premeal glucose >350 mg/dL (19.4 mmol/L), dose or add another agent
give 4 units of short- or rapid-acting insulin
ƒIf >2 premeal fingerstick values/week are <90 mg/dL (5.0 mmol/L),
ƒ Stop sliding scale when not needed daily decrease the dose of medication
ia

Figure 13.1—Algorithm to simplify insulin regimen for older adults with type 2 diabetes. eGFR, estimated glomerular filtration rate. *Basal insulins: glar-
gine U-100 and U-300, detemir, degludec, and human NPH. **See Table 13.1. ¥Prandial insulins: short-acting (regular human insulin) or rapid-acting
nD

(lispro, aspart, and glulisine). §Premixed insulins: 70/30, 75/25, and 50/50 products. Adapted with permission from Munshi et al. (93).

vitamin B12 deficiency should be consid- Incretin-Based Therapies other populations (100). See Section 9,
Oral dipeptidyl peptidase 4 (DPP-4) “Pharmacologic Approaches to Glycemic
ica

ered (96).
inhibitors have few side effects and Treatment,” and Section 10, “Cardio-
minimal risk of hypoglycemia, but their vascular Disease and Risk Management,”
Thiazolidinediones
cost may be a barrier to some older for a more extensive discussion regard-
Thiazolidinediones, if used at all, should be
adults. DPP-4 inhibitors do not reduce ing the specific indications for this class
er

used very cautiously in older adults on in-


or increase major adverse cardiovascular of agents. In a systematic review and
sulin therapy as well as in those with or at
outcomes (100). Across the trials of this meta-analysis of GLP-1 receptor agonist
risk for heart failure, osteoporosis, falls or
drug class, there appears to be no inter- trials, these agents have been found to
m

fractures, and/or macular edema (97,98).


action by age-group (101–103). A chal- reduce major adverse cardiovascular
Lower doses of a thiazolidinedione in com-
lenge of interpreting the age-stratified events, cardiovascular deaths, stroke, and
bination therapy may mitigate these side
©A

analyses of this drug class and other car- myocardial infarction to the same degree
effects.
diovascular outcomes trials is that while for people over and under 65 years of
most of these analyses were prespeci- age (104). While the evidence for this class
Insulin Secretagogues fied, they were not powered to detect of agents for older adults continues to
Sulfonylureas and other insulin secreta- differences. grow, there are a number of practical is-
gogues are associated with hypoglyce- GLP-1 receptor agonists have demon- sues that should be considered specifi-
mia and should be used with caution. strated cardiovascular benefits among cally for older people. These drugs are
If used, sulfonylureas with a shorter du- people with diabetes and established injectable agents (with the exception of
ration of action, such as glipizide, are atherosclerotic cardiovascular disease oral semaglutide) (105), which require
preferred. Glyburide is a longer-acting (ASCVD) and those at higher ASCVD visual, motor, and cognitive skills for ap-
sulfonylurea and should be avoided in risk, and newer trials are expanding propriate administration. Agents with a
older adults (99). our understanding of their benefits in weekly dosing schedule may reduce the
diabetesjournals.org/care Older Adults S223

Table 13.2—Considerations for treatment regimen simplification and deintensification/deprescribing in older adults with
diabetes (93,128)
When may treatment
Patient characteristics/ Reasonable A1C/ When may regimen deintensification/
health status treatment goal Rationale/considerations simplification be required? deprescribing be required?
<7.0–7.5% (53–58  Patients can generally  If severe or recurrent  If severe or recurrent

n
Healthy (few coexisting
chronic illnesses, mmol/mol) perform complex tasks to hypoglycemia occurs in hypoglycemia occurs in
intact cognitive and maintain good glycemic patients on insulin patients on noninsulin

io
functional status) control when health is therapy (regardless of therapies with high risk
stable A1C) of hypoglycemia
 During acute illness, patients  If wide glucose excursions (regardless of A1C)

t
may be more at risk for are observed  If wide glucose excursions

ia
administration or dosing  If cognitive or functional are observed
errors that can result in decline occurs following  In the presence of
hypoglycemia, falls, acute illness polypharmacy

oc
fractures, etc.
Complex/intermediate <8.0%  Comorbidities may affect  If severe or recurrent  If severe or recurrent
(multiple coexisting (64 mmol/mol) self-management abilities hypoglycemia occurs in hypoglycemia occurs in

ss
chronic illnesses or and capacity to avoid patients on insulin patients on noninsulin
two or more hypoglycemia therapy (even if A1C is therapies with high risk
instrumental ADL  Long-acting medication appropriate) of hypoglycemia (even if
impairments or formulations may decrease  If unable to manage A1C is appropriate)

sA
mild-to-moderate pill burden and complexity complexity of an insulin  If wide glucose excursions
cognitive impairment) of medication regimen regimen are observed
 If there is a significant  In the presence of
change in social polypharmacy
circumstances, such as
te
loss of caregiver, change
in living situation, or
financial difficulties
be

Community-dwelling Avoid reliance  Glycemic control is  If treatment regimen  If the hospitalization for
patients receiving on A1C, important for recovery, increased in complexity acute illness resulted in
care in a skilled glucose target wound healing, hydration, during hospitalization, it weight loss, anorexia,
nursing facility for 100–200 mg/dL and avoidance of infections is reasonable, in many short-term cognitive
ia

short-term (5.55–11.1 mmol/L)  Patients recovering from cases, to reinstate the decline, and/or loss of
rehabilitation illness may not have prehospitalization physical functioning
returned to baseline medication regimen
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cognitive function at the during the rehabilitation


time of discharge
 Consider the type of support
the patient will receive at
home
ica

Very complex/poor Avoid reliance on A1C  No benefits of tight glycemic  If on an insulin regimen  If on noninsulin agents
health (LTC or end- and avoid control in this population and the patient would with a high hypoglycemia
stage chronic hypoglycemia and  Hypoglycemia should be like to decrease the risk in the context of
illnesses or symptomatic avoided number of injections and cognitive dysfunction,
er

moderate-to-severe hyperglycemia  Most important outcomes fingerstick blood glucose depression, anorexia, or
cognitive impairment are maintenance of monitoring events each inconsistent eating
or two or more ADL cognitive and functional day pattern
impairments) status  If the patient has an  If taking any medications
m

inconsistent eating without clear benefits


pattern
 Goal is to provide comfort  If there is pain or  If taking any medications
©A

At the end of life Avoid hypoglycemia


and symptomatic and avoid tasks or discomfort caused by without clear benefits in
hyperglycemia interventions that cause treatment (e.g., improving symptoms
pain or discomfort injections or finger sticks) and/or comfort
 Caregivers are important in  If there is excessive
providing medical care and caregiver stress due to
maintaining quality of life treatment complexity

Treatment regimen simplification refers to changing strategy to decrease the complexity of a medication regimen (e.g., fewer administration
times, fewer blood glucose checks) and decreasing the need for calculations (such as sliding-scale insulin calculations or insulin-carbohydrate
ratio calculations). Deintensification/deprescribing refers to decreasing the dose or frequency of administration of a treatment or discontinu-
ing a treatment altogether. ADL, activities of daily living; LTC, long-term care.
S224 Older Adults Diabetes Care Volume 46, Supplement 1, January 2023

burden of administration. GLP-1 receptor Other Factors to Consider A1C, reducing glycemic variability, and
agonists may also be associated with The needs of older adults with diabetes reducing risk of hypoglycemia (45) (see
nausea, vomiting, and diarrhea. Given and their caregivers should be evaluated Section 7, “Diabetes Technology,” and
the gastrointestinal side effects of this to construct a tailored care plan. Im- Section 9, “Pharmacologic Approaches to
class, GLP-1 receptor agonists may not paired social functioning may reduce Glycemic Treatment”). In older people
be preferred in older adults who are these individuals’ quality of life and in- with type 1 diabetes, administration of

n
experiencing unexplained weight loss. crease the risk of functional dependency insulin may become more difficult as
(7). The person’s living situation must complications, cognitive impairment,

io
Sodium–Glucose Cotransporter 2 be considered as it may affect diabetes and functional impairment arise. This in-
Inhibitors management and support needs. Social creases the importance of caregivers in

t
SGLT2 inhibitors are administered orally, and instrumental support networks (e.g., the lives of these individuals. Many

ia
which may be convenient for older adults adult children, caretakers) that provide older people with type 1 diabetes re-
with diabetes. In those with established instrumental or emotional support for quire placement in LTC settings (i.e.,
ASCVD, these agents have shown cardio- older adults with diabetes should be in- nursing homes and skilled nursing facili-

oc
vascular benefits (100). This class of cluded in diabetes management discus- ties) and unfortunately can encounter
agents has also been found to be ben- sions and shared decision-making. staff that are less familiar with insulin
eficial for people with heart failure and The need for ongoing support of older pumps or CGM. Some staff may be less

ss
to slow the progression of chronic kidney adults becomes even greater when tran- knowledgeable about the differences
disease. See Section 9, “Pharmacologic sitions to acute care and long-term care between type 1 and type 2 diabetes. In
Approaches to Glycemic Treatment,” and (LTC) become necessary. Unfortunately, these instances, the individual or the
Section 10, “Cardiovascular Disease and these transitions can lead to discontinu-

sA
person’s family may be more familiar
Risk Management,” for a more extensive ity in goals of care, errors in dosing, and with their diabetes management plan
discussion regarding the indications for changes in nutrition and activity (110).
than the staff or health care professio-
this class of agents. The stratified analy- Older adults in assisted living facilities
nals. Education of relevant support staff
may not have support to administer
te
ses of the trials of this drug class indicate and health care professionals in rehabil-
their own medications, whereas those
that older adults have similar or greater itation and LTC settings regarding insu-
living in a nursing home (community liv-
benefits than younger people (106–108). lin dosing and use of pumps and CGM
ing centers) may rely completely on
be
While understanding of the clinical bene- is recommended as part of general dia-
the care plan and nursing support.
fits of this class is evolving, side effects betes education (see Recommendations
Those receiving palliative care (with or
such as volume depletion, urinary tract 13.20 and 13.21).
without hospice) may require an ap-
infections, and worsening urinary incon-
ia

proach that emphasizes comfort and


tinence may be more common among TREATMENT IN SKILLED NURSING
symptom management while de-
older people. FACILITIES AND NURSING HOMES
emphasizing strict metabolic and blood
nD

pressure control. Recommendations


Insulin Therapy 13.20 Consider diabetes education for
The use of insulin therapy requires that the staff of long-term care and
SPECIAL CONSIDERATIONS FOR OLDER
individuals or their caregivers have good ADULTS WITH TYPE 1 DIABETES rehabilitation facilities to im-
visual and motor skills and cognitive abil-
ica

Due in part to the success of modern di- prove the management of older
ity. Insulin therapy relies on the ability of abetes management, people with type 1 adults with diabetes. E
the older person with diabetes to admin- diabetes are living longer, and the popu- 13.21 People with diabetes residing
ister insulin on their own or with the assis- lation of these people over 65 years of in long-term care facilities need
tance of a caregiver. Insulin doses should age is growing (111–113). Many of the
er

careful assessment to establish


be titrated to meet individualized glycemic recommendations in this section regard- individualized glycemic goals
targets and to avoid hypoglycemia. ing a comprehensive geriatric assessment and to make appropriate
Once-daily basal insulin injection ther- and personalization of goals and treat-
m

choices of glucose-lowering
apy is associated with minimal side ef- ments are directly applicable to older agents based on their clini-
fects and may be a reasonable option in adults with type 1 diabetes; however, this cal and functional status. E
©A

many older adults (109). When choosing population has unique challenges and re- 13.22 Consider use of continuous
a basal insulin, long-acting insulin ana- quires distinct treatment considerations glucose monitoring to assess
logs have been found to be associated (114). Insulin is an essential life-preserving risk for hypoglycemia in older
with a lower risk of hypoglycemia com- therapy for people with type 1 diabetes, adults treated with sulfonylur-
pared with NPH insulin in the Medicare unlike for those with type 2 diabetes. To eas or insulin. E
population. Multiple daily injections of avoid diabetic ketoacidosis, older adults
insulin may be too complex for an older with type 1 diabetes need some form of
person with advanced diabetes compli- basal insulin even when they are unable Management of diabetes in the LTC set-
cations, life-limiting coexisting chronic to ingest meals. Insulin may be delivered ting is unique. Individualization of health
illnesses, or limited functional status. through an insulin pump or injections. care is important for all people with dia-
Figure 13.1 provides a potential ap- CGM is approved for use by Medicare betes; however, practical guidance is
proach to insulin regimen simplification. and can play a critical role in improving needed for health care professionals as
diabetesjournals.org/care Older Adults S225

well as the LTC staff and caregivers Another consideration for the LTC set- and dignity are primary goals
(115). Training should include diabetes ting is that unlike in the hospital setting, for diabetes management at
detection and institutional quality as- health care professionals are not required the end of life. C
sessment. LTC facilities should develop to evaluate patients daily. According to
their own policies and procedures for federal guidelines, assessments should
prevention and management of hypogly- be done at least every 30 days for the The management of the older adult at

n
cemia. With the increased longevity of first 90 days after admission and then the end of life receiving palliative medi-
at least once every 60 days. Although in

io
populations, the care of people with dia- cine or hospice care is a unique situation.
betes and its complications in LTC is an practice patients may actually be seen Overall, palliative medicine promotes
area that warrants greater study. more frequently, the concern is that comfort, symptom control and preven-

t
these individuals may have uncontrolled tion (pain, hypoglycemia, hyperglycemia,

ia
Resources glucose levels or wide excursions with- and dehydration), and preservation of
Staff of LTC facilities should receive ap- out the practitioner being notified. Health dignity and quality of life in older adults
propriate diabetes education to improve care professionals may adjust treat-

oc
with limited life expectancy (116,120). In
the management of older adults with ment plans by telephone, fax, or in
the setting of palliative care, health care
diabetes. Treatments for each patient person directly at the LTC facilities, pro-
professionals should initiate conversa-
should be individualized. Special manage- vided they are given timely notification
tions regarding the goals and intensity of

ss
ment considerations include the need to of blood glucose management issues
diabetes care; strict glucose and blood
avoid both hypoglycemia and the compli- from a standardized alert system.
pressure control may not be consistent
The following alert strategy could be
cations of hyperglycemia (2,116). For with achieving comfort and quality of
considered:

sA
more information, see the ADA position life. Avoidance of severe hypertension
statement “Management of Diabetes in 1. Call health care professional imme- and hyperglycemia aligns with the goals
Long-term Care and Skilled Nursing Facili- diately in cases of low blood glucose of palliative care. In a multicenter trial,
ties” (115). levels (<70 mg/dL [3.9 mmol/L]). withdrawal of statins among people with
te
2. Call as soon as possible when diabetes in palliative care was found to
Nutritional Considerations a) glucose values are 70–100 mg/dL improve quality of life (121–123). The ev-
An older adult residing in an LTC facility (3.9–5.6 mmol/L) (treatment plan idence for the safety and efficacy of de-
be
may have irregular and unpredictable may need to be adjusted), intensification protocols in older adults is
meal consumption, undernutrition, an- b) glucose values are consistently growing for both glucose and blood pres-
orexia, and impaired swallowing. Further- >250 mg/dL (13.9 mmol/L) within sure control (88,124) and is clearly rele-
more, therapeutic diets may inadvertently a 24-h period, vant for palliative care. An individual has
ia

lead to decreased food intake and con- c) glucose values are consistently the right to refuse testing and treatment,
tribute to unintentional weight loss and >300 mg/dL (16.7 mmol/L) over whereas health care professionals may
nD

undernutrition. Meals tailored to a per- 2 consecutive days, consider withdrawing treatment and lim-
son’s culture, preferences, and personal d) any reading is too high for the iting diagnostic testing, including a
goals may increase quality of life, satisfac- glucose monitoring device, or reduction in the frequency of blood
tion with meals, and nutrition status e) the person is sick, with vomiting, glucose monitoring (125,126). Glucose
(117). It may be helpful to give insulin af- symptomatic hyperglycemia, or
ica

targets should aim to prevent hypoglyce-


ter meals to ensure that the dose is ap- poor oral intake. mia and hyperglycemia. Treatment inter-
propriate for the amount of carbohydrate ventions need to be mindful of quality
the individual consumed in the meal. END-OF-LIFE CARE of life. Careful monitoring of oral intake
is warranted. The decision process may
er

Recommendations
Hypoglycemia need to involve the individual, family,
13.23 When palliative care is needed
Older adults with diabetes in LTC are es- and caregivers, leading to a care plan
in older adults with diabetes,
pecially vulnerable to hypoglycemia. They that is both convenient and effective for
m

health care professionals should


have a disproportionately high number the goals of care (127). The pharmaco-
initiate conversations regard-
of clinical complications and comorbid- logic therapy may include oral agents as
ing the goals and intensity of
first line, followed by a simplified insulin
©A

ities that can increase hypoglycemia risk:


care. Strict glucose and blood
impaired cognitive and renal function, regimen. If needed, basal insulin can be
pressure control are not nec-
slowed hormonal regulation and counter- implemented, accompanied by oral agents
essary E, and simplification of
regulation, suboptimal hydration, variable and without rapid-acting insulin. Agents
regimens can be considered.
appetite and nutritional intake, polyphar- that can cause gastrointestinal symptoms
Similarly, the intensity of lipid
macy, and slowed intestinal absorption such as nausea or excess weight loss may
management can be relaxed,
(118). Oral agents may achieve glycemic not be good choices in this setting. As
and withdrawal of lipid-lowering
outcomes similar to basal insulin in LTC symptoms progress, some agents may
therapy may be appropriate. A
populations (84,119). CGM may be a use- be slowly tapered and discontinued.
13.24 Overall comfort, prevention
ful approach to monitoring for hypogly- Different patient categories have been
of distressing symptoms, and
cemia among individuals treated with proposed for diabetes management in
preservation of quality of life
insulin in LTC, but the data are limited. those with advanced disease (59).
S226 Older Adults Diabetes Care Volume 46, Supplement 1, January 2023

1. A stable patient: Continue with the across the disease course: diabetes & aging study. impairment and Alzheimer’s disease. Discov Med
person’s previous regimen, with a J Gen Intern Med 2012;27:1674–1681 2013;16:277–286
7. Laiteerapong N, Karter AJ, Liu JY, et al. 23. Tomlin A, Sinclair A. The influence of cognition
focus on 1) the prevention of on self-management of type 2 diabetes in older
Correlates of quality of life in older adults with
hypoglycemia and 2) the manage- diabetes: the diabetes & aging study. Diabetes people. Psychol Res Behav Manag 2016;9:7–20
ment of hyperglycemia using blood Care 2011;34:1749–1753 24. National Institute on Aging. Assessing
glucose testing, keeping levels below 8. McClintock MK, Dale W, Laumann EO, Waite Cognitive Impairment in Older Patients. Accessed

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the renal threshold of glucose, and L. Empirical redefinition of comprehensive health 19 October 2022. Available from https://www.
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hyperglycemia-mediated dehydration.

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States. Proc Natl Acad Sci U S A 2016;113:E3071– older-patients
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significance. Dehydration must be have diabetes by comorbid conditions, United cognitive-assessment
26. Folstein MF, Folstein SE, McHugh PR. “Mini-
prevented and treated. In people States, 2005-2006. Prev Chronic Dis 2012;9:E100
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oc
complexity in middle-aged and older adults with
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ss
diabetes, agents that may cause hy- Outcome goals and health care preferences of
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sA
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Technol 2017;11:1138–1146 2008;358:1887–1898 Diabetes Type 2 diabetes mellitus trial. J Am
46. McAuley SA, Trawley S, Vogrin S, et al. Closed- 62. de Boer IH, Bangalore S, Benetos A, et al. Geriatr Soc 2013;61:912–922
loop insulin delivery versus sensor-augmented pump Diabetes and hypertension: a position statement 76. Houston DK, Neiberg RH, Miller ME, et al.
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therapy in older adults with type 1 diabetes (ORACL): by the American Diabetes Association. Diabetes Physical function following a long-term lifestyle
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47. Boughton CK, Hartnell S, Thabit H, et al. and safety of lowering LDL cholesterol in older Gerontol A Biol Sci Med Sci 2018;73:1552–1559
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in the U.S. Diabetes Care 2006;29:2415–2419 JAMA Intern Med 2021;181:179–185 1921–1927
©A

49. Bandeen-Roche K, Seplaki CL, Huang J, et al. 65. Park SW, Goodpaster BH, Strotmeyer ES, 78. Espeland MA, Gaussoin SA, Bahnson J, et al.
Frailty in older adults: a nationally representative et al. Decreased muscle strength and quality in Impact of an 8-year intensive lifestyle intervention
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Med Sci 2015;70:1427–1434 aging, and body composition study. Diabetes 2020;68:2249–2256
50. Kalyani RR, Tian J, Xue QL, et al. Hyper- 2006;55:1813–1818 79. Gregg EW, Lin J, Bardenheier B, et al.; Look
glycemia and incidence of frailty and lower 66. Park SW, Goodpaster BH, Strotmeyer ES, AHEAD Study Group. Impact of intensive lifestyle
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Am Geriatr Soc 2012;60:1701–1707 Study. Accelerated loss of skeletal muscle the Look AHEAD Study. Diabetes Care 2018;41:
51. Pilla SJ, Schoenborn NL, Maruthur NM, strength in older adults with type 2 diabetes: the 1040–1048
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costs in Medicare Part D beneficiaries with fracture rates in ACCORD Bone Study. J Clin diabetes type—United States, 2016. MMWR
diabetes: a TRIAD Study. BMC Health Serv Res Endocrinol Metab 2015;100:4059–4066 Morb Mortal Wkly Rep 2018;67:359–361

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83. Patel MR, Resnicow K, Lang I, Kraus K, of thiazolidinediones on bone mineral density within-subject variability of insulin detemir in

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Heisler M. Solutions to address diabetes-related and bone turnover: systematic review and meta- comparison to NPH insulin and insulin glargine
financial burden and cost-related nonadherence: analysis. Diabetologia 2015;58:2238–2246 in people with type 1 diabetes. Diabetes 2004;
results from a pilot study. Health Educ Behav 99. American Geriatrics Society 2015 Beers 53:1614–1620

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oc
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85. Andreassen LM, Sandberg S, Kristensen GBB, Management of hyperglycemia in type 2 diabetes,
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92. Sussman JB, Kerr EA, Saini SD, et al. Rates of diabetes. N Engl J Med 2017;377:644–657
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medication treatment based on levels of control 123. Bouça-Machado R, Rosario M, Alarc~ao J,
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older adults and risk of hypoglycemia. JAMA vs neutral protamine Hagedorn insulin. JAMA 124. Sheppard JP, Burt J, Lown M, et al.;
Intern Med 2016;176:1023–1025 Intern Med 2021;181:598–607 OPTIMISE Investigators. Effect of antihypertensive
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diabetes. Diabetes Ther 2022;13:619–634 111. Livingstone SJ, Levin D, Looker HC, et al.; 2051
95. Inzucchi SE, Lipska KJ, Mayo H, Bailey CJ, Scottish Diabetes Research Network Epid- 125. Ford-Dunn S, Smith A, Quin J. Management
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sample of nursing homes. JAMA Intern Med type 2 diabetes: from the Diabetes Care Program Lyons C, Weinger K. Liberating A1C goals in older
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Dunbar P, Moorhouse P. Evidence-informed Med Dir Assoc 2013;14:801–808 1197–1199

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S230 Diabetes Care Volume 46, Supplement 1, January 2023

14. Children and Adolescents: Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

n
Standards of Care in Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S230–S253 | https://doi.org/10.2337/dc23-S014 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

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14. CHILDREN AND ADOLESCENTS

The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

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cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
te
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
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list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
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The management of diabetes in children and adolescents (individuals <18 years of


age) cannot simply be derived from care routinely provided to adults with diabetes.
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The epidemiology, pathophysiology, developmental considerations, and response to


therapy in pediatric diabetes are often different from those of adult diabetes. There
are also differences in recommended care for children and adolescents with type 1
diabetes, type 2 diabetes, and other forms of pediatric diabetes. This section is di-
ica

vided into two major parts: the first part addresses care for children and adolescents
with type 1 diabetes, and the second part addresses care for children and adoles-
cents with type 2 diabetes. Monogenic diabetes (neonatal diabetes and maturity-
onset diabetes in the young [MODY]) and cystic fibrosis–related diabetes, which are
er

often present in youth, are discussed in Section 2, “Classification and Diagnosis of


Diabetes.” Table 14.1A and Table 14.1B provide an overview of the recommenda-
tions for screening and treatment of complications and related conditions in pediatric
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type 1 diabetes and type 2 diabetes, respectively. In addition to comprehensive dia-


betes care, youth with diabetes should receive age-appropriate and developmentally
appropriate pediatric care, including vaccines and immunizations as recommended
©A

Disclosure information for each author is


by the Centers for Disease Control and Prevention (CDC) (1). To ensure continuity of available at https://doi.org/10.2337/dc23-SDIS.
care as an adolescent with diabetes becomes an adult, guidance is provided at the
Suggested citation: ElSayed NA, Aleppo G,
end of this section on the transition from pediatric to adult diabetes care. Aroda VR, et al., American Diabetes Association.
Due to the nature of pediatric clinical research, the recommendations for children 14. Children and adolescents: Standards of Care in
and adolescents with diabetes are less likely to be based on clinical trial evidence. Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
However, expert opinion and a review of available and relevant experimental data S230–S253
are summarized in the American Diabetes Association (ADA) position statements © 2022 by the American Diabetes Association.
“Type 1 Diabetes in Children and Adolescents” (2) and “Evaluation and Management Readers may use this article as long as the
work is properly cited, the use is educational
of Youth-Onset Type 2 Diabetes” (3). Finally, other sections in the Standards of Care and not for profit, and the work is not altered.
may have recommendations that apply to youth with diabetes and are referenced in More information is available at https://www.
the narrative of this section. diabetesjournals.org/journals/pages/license.
Table 14.1A—Recommendations for screening and treatment of complications and related conditions in pediatric type 1 diabetes
Thyroid disease Celiac disease Hypertension Dyslipidemia Nephropathy Retinopathy Neuropathy
Corresponding 14.29 and 14.30 14.31–14.33 14.34–14.37 14.38–14.42 14.45 and 14.46 14.47–14.49 14.50
©A
recommendations
Method Thyroid-stimulating IgA tTG if total IgA Blood pressure Lipid profile, nonfasting Albumin-to-creatinine Dilated fundoscopy or Foot exam with foot
diabetesjournals.org/care

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hormone; consider normal; IgG tTG and monitoring acceptable initially ratio; random sample retinal photography pulses, pinprick, 10-g
antithyroglobulin and deamidated gliadin acceptable initially monofilament
antithyroid antibodies if IgA sensation tests,
peroxidase antibodies deficient vibration, and ankle
reflexes
er
When to start Soon after diagnosis Soon after diagnosis At diagnosis Soon after diagnosis; Puberty or >10 years Puberty or $11 years old, Puberty or $10 years
preferably after old, whichever is whichever is earlier, old, whichever is
glycemia has earlier, and diabetes and diabetes duration earlier, and diabetes
ica
improved and duration of 5 years of 3–5 years duration of 5 years
$2 years old
Follow-up frequency Every 1–2 years if Within 2 years and Every visit If LDL #100 mg/dL, If normal, annually; if If normal, every 2 years; If normal, annually
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thyroid antibodies then at 5 years after repeat at 9–11 years abnormal, repeat consider less frequently
negative; more often diagnosis; sooner if old; then, if <100 with confirmation in (every 4 years) if
if symptoms develop symptoms develop mg/dL, every 3 years two of three samples A1C <8% and eye
or presence of over 6 months professional agrees
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thyroid antibodies
Target NA NA <90th percentile for LDL <100 mg/dL Albumin-to-creatinine No retinopathy No neuropathy
age, sex, and height; ratio <30 mg/g
be
if $13 years old,
<120/80 mmHg
Treatment Appropriate treatment After confirmation, Lifestyle modification If abnormal, optimize Optimize glycemia and Optimize glycemia; Optimize glycemia;
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of underlying thyroid start gluten-free for elevated blood glycemia and medical blood pressure; ACE treatment per referral to neurology
disorder diet pressure (90th to nutrition therapy; if inhibitor* if albumin- ophthalmology
<95th percentile for after 6 months LDL to-creatinine ratio is
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age, sex, and height >160 mg/dL or elevated in two of
or, if $13 years old, >130 mg/dL with three samples over
120–129/<80 mmHg); cardiovascular risk 6 months
lifestyle modification factor(s), initiate statin
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and ACE inhibitor or therapy (for those aged
ARB* for hypertension >10 years)*
($95th percentile for
age, sex, and height or,
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if $13 years old,
$130/80 mmHg)
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ARB, angiotensin receptor blocker; NA, not applicable; tTG, tissue transglutaminase. *Due to the potential teratogenic effects, individuals of childbearing age should receive reproductive counseling, and
medication should be avoided in individuals of childbearing age who are not using reliable contraception.
t
Children and Adolescents

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S231
S232

Table 14.1B—Recommendations for screening and treatment of complications and related conditions in pediatric type 2 diabetes
Polycystic ovarian
syndrome (for
Nonalcoholic Obstructive sleep adolescent female
©A
Hypertension Nephropathy Neuropathy Retinopathy fatty liver disease apnea individuals) Dyslipidemia
Corresponding 14.77–14.80 14.81–14.86 14.87 and 14.88 14.89–14.92 14.93 and 14.94 14.95 14.96–14.98 14.100–14.104
recommendations
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Children and Adolescents

Method Blood pressure Albumin-to- Foot exam with foot Dilated fundoscopy AST and ALT Screening for Screening for Lipid profile
monitoring creatinine ratio; pulses, pinprick, measurement symptoms symptoms;
random sample 10-g monofilament laboratory
er
acceptable sensation tests, evaluation if
initially vibration, and positive
ankle reflexes symptoms
When to start At diagnosis At diagnosis At diagnosis At/soon after At diagnosis At diagnosis At diagnosis Soon after diagnosis,
ica
diagnosis preferably after
glycemia has
improved
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Follow-up frequency Every visit If normal, annually; If normal, annually If normal, annually Annually Every visit Every visit Annually
if abnormal,
repeat with
confirmation in
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two of three
samples over
6 months
be
Target <90th percentile for <30 mg/g No neuropathy No retinopathy NA NA NA LDL <100 mg/dL,
age, sex, and height; HDL >35 mg/dL,
triglycerides
if $13 years old,
te
<130/80 mmHg <150 mg/dL
Treatment Lifestyle modification Optimize glycemia Optimize glycemia; Optimize glycemia; Refer to gastro- If positive symptoms, If no contra- If abnormal, optimize
for elevated blood and blood referral to treatment per enterology for refer to sleep indications, oral glycemia and medical
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pressure (90th to pressure; ACE neurology ophthalmology persistently specialist and contraceptive pills; nutrition therapy; if
<95th percentile for inhibitor* if elevated or polysomnogram medical nutrition after 6 months, LDL
age, sex, and height albumin-to- worsening therapy; metformin >130 mg/dL, initiate
or, if $13 years old, creatinine ratio transaminases statin therapy (for
ss
120–129/<80 mmHg); is elevated in those aged >10
lifestyle modification two of three years)*; if triglycerides
and ACE inhibitor or samples over >400 mg/dL fasting
ARB* for hypertension 6 months
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or >1,000 mg/dL
($95th percentile for nonfasting, begin
age, sex, and height fibrate
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or, if $13 years,
$130/80 mmHg)
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ARB, angiotensin receptor blocker; NA, not applicable. *Due to the potential teratogenic effects, individuals of childbearing age should receive reproductive counseling, and medication should be
io
avoided in individuals of childbearing age who are not using reliable contraception.
Diabetes Care Volume 46, Supplement 1, January 2023

n
diabetesjournals.org/care Children and Adolescents S233

TYPE 1 DIABETES Self-management in pediatric diabetes to weight status and cardiovas-


Type 1 diabetes is the most common involves both the youth and their pa- cular disease risk factors and to
form of diabetes in youth (4), although rents/adult caregivers. No matter how inform macronutrient choices. E
data suggest that it may account for a sound the medical plan is, it can only
large proportion of cases diagnosed in be effective if the family and/or affected
adult life (5). The health care profes- individuals are able to implement it. Nutrition management should be indi-

n
sional must consider the unique aspects Family involvement is a vital compo- vidualized: family habits, food preferen-
nent of optimal diabetes management ces, religious or cultural needs, finances,

io
of care and management of children
and adolescents with type 1 diabetes, throughout childhood and adolescence. schedules, physical activity, and the youth’s
such as changes in insulin sensitivity re- As parents/caregivers are critical to dia- and family’s abilities in numeracy, literacy,

t
lated to physical growth and sexual betes self-management in youth, diabe- and self-management should be consid-

ia
maturation, ability to provide self-care, tes care requires an approach that places ered. Visits with a registered dietitian nu-
supervision in the childcare and school the youth and their parents/caregivers at tritionist should include assessment for
environment, neurological vulnerability the center of the care model. The pediat- changes in food preferences over time,

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to hypoglycemia and hyperglycemia in ric diabetes care team must be capable access to food, growth, and develop-
young children, and possible adverse of evaluating the educational, behavioral, ment, weight status, cardiovascular risk,
neurocognitive effects of diabetic ketoa- emotional, and psychosocial factors that and potential for disordered eating. Fol-

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cidosis (DKA) (6,7). Attention to family impact the implementation of a treat- lowing recommended nutrition plans is
dynamics, developmental stages, and ment plan and must work with the youth associated with better glycemic outcomes
physiologic differences related to sexual and family to overcome barriers or rede- in youth with type 1 diabetes (12).
maturity is essential in developing and fine goals as appropriate. Diabetes self-

sA
implementing an optimal diabetes treat- management education and support Physical Activity and Exercise
ment plan (8). requires periodic reassessment, espe-
Recommendations
A multidisciplinary team trained in pedi- cially as the youth grows, develops, and
14.5 Physical activity is recommended
atric diabetes management and sensitive acquires the need and desire for greater
te
for all youth with type 1 diabe-
to the challenges of children and adoles- independent self-care skills. The pediat-
tes with the goal of 60 min of
cents with type 1 diabetes and their fami- ric diabetes team should work with the
moderate- to vigorous-intensity
be
lies should provide diabetes-specific care youth and their parents/caregivers to
aerobic activity daily, with vigor-
for this population. It is essential that di- ensure there is not a premature transfer
ous muscle-strengthening and
abetes self-management education and of self-management tasks to the youth
bone-strengthening activities at
support, medical nutrition therapy, and during this time. In addition, it is neces-
least 3 days per week. C
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psychosocial support be provided at di- sary to assess the educational needs


14.6 Frequent glucose monitoring be-
agnosis and regularly thereafter in a de- and skills of, and provide training to,
fore, during, and after exercise,
velopmentally appropriate format that day care workers, school nurses, and
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via blood glucose meter or con-


builds on prior knowledge by a team of school personnel who are responsible
tinuous glucose monitoring, is
health care professionals experienced for the care and supervision of the
important to prevent, detect,
with the biological, educational, nutri- child with diabetes (9–11).
and treat hypoglycemia and
tional, behavioral, and emotional needs
hyperglycemia associated with
ica

of the growing child and family. The dia-


Nutrition Therapy exercise. C
betes team, taking into consideration
14.7 Youth and their parents/care-
the youth’s developmental and psycho- Recommendations
givers should receive education
social needs, should ask about and ad- 14.2 Individualized medical nutri- on targets and management of
vise the youth and parents/caregivers
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tion therapy is recommended glycemia before, during, and af-


about diabetes management responsibil- for youth with type 1 diabe- ter physical activity, individual-
ities on an ongoing basis. tes as an essential compo- ized according to the type and
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nent of the overall treatment intensity of the planned physical


Diabetes Self-Management Education plan. A activity. E
and Support 14.3 Monitoring carbohydrate in- 14.8 Youth and their parents/care-
©A

Recommendation take, whether by carbohy- givers should be educated on


14.1 Youth with type 1 diabetes and drate counting or experience- strategies to prevent hypogly-
their parents/caregivers (for based estimation, is a key cemia during, after, and over-
patients aged <18 years) should component to optimizing gly- night following physical activity
receive culturally sensitive and cemic management. B and exercise, which may in-
developmentally appropriate 14.4 Comprehensive nutrition educa- clude reducing prandial insulin
individualized diabetes self- tion at diagnosis, with annual dosing for the meal/snack pre-
management education and sup- updates, by an experienced reg- ceding (and, if needed, follow-
port according to national stand- istered dietitian nutritionist, is ing) exercise, reducing basal
ards at diagnosis and routinely recommended to assess caloric insulin doses, increasing carbo-
thereafter. B and nutrition intake in relation hydrate intake, eating bedtime
S234 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

during, and after exercise, with or without Psychosocial Care


snacks, and/or using continuous
glucose monitoring. Treatment continuous glucose monitoring (CGM), Recommendations
for hypoglycemia should be maximize safety with exercise. The use 14.9 At diagnosis and during rou-
accessible before, during, and of hybrid closed-loop systems may im- tine follow-up care, screen for
after engaging in activity. C prove time in range (70–180 mg/dL) dur- psychosocial issues and family
ing exercise, and youth can use “exercise

n
stresses that could impact dia-
mode” to prevent hypoglycemia (20). betes management and pro-
Blood glucose targets prior to physi-

io
Physical activity and exercise positively vide appropriate referrals to
impact metabolic and psychological cal activity and exercise should be trained mental health profes-
health in children with type 1 diabetes 126–180 mg/dL (7.0–10.0 mmol/L) but sionals, preferably experienced

t
(13). While it affects insulin sensitivity, should be individualized based on the in childhood diabetes. C

ia
physical fitness, strength building, weight type, intensity, and duration of activity 14.10 Mental health professionals
management, social interaction, mood, (14,16). Consider additional carbohydrate should be considered integral
intake during and/or after exercise, de-

oc
self-esteem building, and the creation of members of the pediatric dia-
healthful habits for adulthood, it also has pending on the duration and intensity of betes multidisciplinary team. E
the potential to cause both hypoglyce- physical activity, to prevent hypoglycemia. 14.11 Encourage developmentally ap-
mia and hyperglycemia. For low- to moderate-intensity aerobic ac- propriate family involvement

ss
See below for strategies to mitigate tivities (30–60 min), and if the youth is in diabetes management tasks
hypoglycemia risk and minimize hyper- fasting, 10–15 g of carbohydrate may pre- for children and adolescents,
glycemia associated with exercise. For vent hypoglycemia (21). After insulin bo- recognizing that premature

sA
an in-depth discussion, see reviews and luses (relative hyperinsulinemia), consider transfer of diabetes care re-
guidelines (14–16). 0.5–1.0 g of carbohydrates/kg per hour sponsibility to the youth can
Overall, it is recommended that youth of exercise (30–60 g), which is similar result in diabetes burnout,
participate in 60 min of moderate- to carbohydrate requirements to opti- suboptimal diabetes man-
te
intensity (e.g., brisk walking, dancing) mize performance in athletes without agement, and deterioration
to vigorous-intensity (e.g., running, type 1 diabetes (22–24). in glycemia. A
jumping rope) aerobic activity daily, In addition, obesity is as common in 14.12 Health care professionals should
be
including resistance and flexibility train- youth with type 1 diabetes as in those screen for food security, housing
ing (17). Although uncommon in the pe- without diabetes. It is associated with a stability/homelessness, health
diatric population, patients should be higher frequency of cardiovascular risk fac- literacy, financial barriers, and
medically evaluated for comorbid condi- tors, and it disproportionately affects ra- social/community support and
ia

tions or diabetes complications that may cial/ethnic minorities in the U.S. (25–29). apply that information to treat-
restrict participation in an exercise pro- Therefore, diabetes health care profes- ment decisions. E
14.13 Health care professionals should
nD

gram. As hyperglycemia can occur be- sionals should monitor weight status and
fore, during, and after physical activity, encourage a healthy eating pattern, physi- consider asking youth and their
it is important to ensure that the ele- cal activity, and healthy weight as key com- parents/caregivers about social
vated glucose level is not related to ponents of pediatric type 1 diabetes care. adjustment (peer relationships)
and school performance to de-
ica

insulin deficiency that would lead to


worsening hyperglycemia with exercise School and Child Care termine whether further inter-
and ketosis risk. Intense activity should As a large portion of a youth’s day is vention is needed. B
be postponed with marked hyperglyce- spent in school and/or day care, training 14.14 Screen youth with diabetes for
mia (glucose $350 mg/dL [19.4 mmol/L]), of school or day care personnel to pro- psychosocial and diabetes-
er

moderate to large urine ketones, and/or vide care in accordance with the child’s related distress, generally starting
b-hydroxybutyrate (B-OHB) >1.5 mmol/L. individualized diabetes medical manage- at 7–8 years of age. Refer to a
Caution may be needed when B-OHB ment plan is essential for optimal diabe- qualified mental health profes-
m

levels are $0.6 mmol/L (12,14). tes management and safe access to all sional for further assessment
The prevention and treatment of hy- school or day care-sponsored opportuni- and treatment if indicated. B
14.15 Offer adolescents time by
©A

poglycemia associated with physical ac- ties (10,11,30). In addition, federal and
tivity include decreasing the prandial state laws require schools, day care facili- themselves with their health
insulin for the meal/snack before exer- ties, and other entities to provide needed care professional(s) starting
diabetes care to enable the child to safely at age 12 years or when de-
cise and/or increasing food intake. Youth
velopmentally appropriate. E
on insulin pumps can lower basal rates access the school or day care environ-
14.16 Starting at puberty, precon-
by 10–50% or more or suspend for ment. Refer to the ADA position state-
ception counseling should be
1–2 h during exercise (18). Decreasing ments “Diabetes Care in the School
incorporated into routine dia-
basal rates or long-acting insulin doses by Setting” (10) and “Care of Young Children
betes care for all individuals of
20% after exercise may reduce delayed With Diabetes in the Child Care Setting”
childbearing potential. A
exercise-induced hypoglycemia (19). Ac- (11) and ADA’s Safe at School website
14.17 Begin screening youth with
cessible rapid-acting carbohydrates and (diabetes.org/resources/know-your-rights/
type 1 diabetes for disordered
frequent blood glucose monitoring before, safe-at-school-state-laws) for additional details.
diabetesjournals.org/care Children and Adolescents S235

eating between 10 and 12 years social adjustment (peer relationships) diabetes. These psychosocial factors are
of age. Refer to a qualified men- and school performance can facilitate significantly related to self-management
tal health professional for further both well-being and academic achieve- difficulties, elevated A1C, reduced qual-
assessment and treatment if ment (52). Elevated A1C is a risk factor ity of life, and higher rates of acute and
indicated. B for underperformance at school and in- chronic diabetes complications.
creased absenteeism (53).

n
Shared decision-making with youth re- Glycemic Monitoring, Insulin
garding the adoption of management Delivery, and Targets

io
Rapid and dynamic cognitive, develop-
mental, and emotional changes occur dur- plan components and self-management Recommendations
ing childhood, adolescence, and emerging behaviors can improve diabetes self- 14.18 All youth with type 1 diabetes

t
adulthood. Diabetes management during efficacy, participation in diabetes care, should monitor glucose levels

ia
childhood and adolescence places sub- and metabolic outcomes (26,54). Although multiple times daily (up to
stantial burdens on the youth and family, cognitive abilities vary, the ethical posi- 6–10 times/day by blood glu-
tion often adopted is the “mature minor

oc
necessitating ongoing assessment of psy- cose meter or continuous glu-
chosocial status, social determinants of rule,” whereby children after age 12 cose monitoring), including prior
health, and diabetes distress in the youth or 13 years who appear to be “mature” to meals and snacks, at bed-
and the parents/caregivers during routine have the right to consent or withhold time, and as needed for safety

ss
diabetes visits (31–41). It is important to consent to general medical treatment, in specific situations such as
consider the impact of diabetes on quality except in cases in which refusal would physical activity, driving, or
of life as well as the development of men- significantly endanger health (55). the presence of symptoms of
Beginning at the onset of puberty or at hypoglycemia. B

sA
tal health problems related to diabetes
diagnosis of diabetes, all individuals with 14.19 Real-time continuous glucose
distress, fear of hypoglycemia (and hyper-
childbearing potential should receive edu- monitoring B or intermittently
glycemia), symptoms of anxiety, dis-
cation about the risks of fetal malforma- scanned continuous glucose
ordered eating behaviors and eating
tions associated with elevated A1C and monitoring E should be offered
te
disorders, and symptoms of depression
the use of effective contraception to pre- for diabetes management in
(42). Consider screening youth for diabe-
vent unplanned pregnancy. Preconcep- youth with diabetes on multi-
tes distress, generally starting at 7 or
be
tion counseling using developmentally ple daily injections or insulin
8 years of age (43). Consider screening
appropriate educational and behavioral pump therapy who are capa-
for depression and disordered eating
strategies enables individuals of child- ble of using the device safely
behaviors using available screening tools
bearing potential to make well-informed (either by themselves or with
(44,45). Early detection of depression,
ia

decisions (56). Preconception counseling caregivers). The choice of de-


anxiety, disordered eating, and learn- resources tailored for adolescents are
ing disabilities can facilitate effective vice should be made based on
available at no cost through the ADA
nD

treatment options and help minimize the individual’s and family’s cir-
(57). Refer to the ADA position state- cumstances, desires, and needs.
adverse effects on diabetes manage- ment “Psychosocial Care for People With
ment and disease outcomes (35,43). 14.20 Automated insulin delivery sys-
Diabetes” for further details (43). tems should be offered for dia-
There are validated tools that can be Youth with type 1 diabetes have an
betes management to youth
ica

used in assessing diabetes-specific distress increased risk of disordered eating be-


in youth starting at age 8 years and in with type 1 diabetes who are
havior as well as clinical eating disorders
their parents/caregivers (36,46). Further- capable of using the device
with serious short-term and long-term
more, the complexities of diabetes man- safely (either by themselves or
negative effects on diabetes outcomes
agement require ongoing parental with caregivers). The choice of
er

and health in general. It is important to


involvement in care throughout child- device should be made based
recognize the unique and dangerous
hood with developmentally appropriate on the individual’s and family’s
disordered eating behavior of insulin
family teamwork between the growing circumstances, desires, and
m

omission for weight management in


child/teen and parent in order to maintain needs. A
type 1 diabetes (58) using tools such as
engagement in self-management be- 14.21 Insulin pump therapy alone
the Diabetes Eating Problems Survey-
should be offered for diabetes
©A

haviors and to prevent deterioration Revised (DEPS-R) to allow for early di-
in glycemia (47,48). It is appropriate to management to youth on multi-
agnosis and intervention (45,59–61).
inquire about diabetes-specific family con- ple daily injections with type 1
Given the complexity of treating dis-
diabetes who are capable of
flict during visits and to either help to ne- ordered eating behaviors, collaboration
using the device safely (either
gotiate a plan for resolution or refer to between the diabetes health care team
by themselves or with care-
an appropriate mental health professional and a mental health professional, ideally
givers). The choice of device
(49). Such professionals can conduct with expertise in disordered eating be-
should be made based on the
further assessment and deliver evidence- haviors and diabetes, is recommended.
individual’s and family’s circum-
based behavioral interventions to support The presence of a mental health pro-
stances, desires, and needs. A
developmentally appropriate, collabo- fessional on pediatric multidisciplinary
14.22 Students must be supported
rative family involvement in diabetes teams highlights the importance of at-
at school in the use of diabetes
self-management (50,51). Monitoring of tending to the psychosocial issues of
S236 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

technology, including continu- conjunction with A1C whenever achieving a lower A1C should be bal-
ous glucose monitors, insulin possible. E anced against the risks of hypoglycemia
pumps, connected insulin pens, and the developmental burdens of in-
and automated insulin delivery tensive treatment plans in youth (107).
systems as prescribed by their Current standards for diabetes manage- Recent data with newer devices and in-
diabetes care team. E ment reflect the need to minimize hy- sulins indicate that the risk of hypogly-

n
14.23 A1C goals must be individual- perglycemia as safely as possible. The cemia with lower A1C is less than it was

io
ized and reassessed over time. Diabetes Control and Complications Trial before (108–117). Some data suggest
An A1C of <7% (53 mmol/mol) (DCCT), which did not enroll children that there could be a threshold where
is appropriate for many children <13 years of age, demonstrated that lower A1C is associated with more hypo-

t
and adolescents. B near normalization of blood glucose glycemia (118,119); however, the confi-

ia
14.24 Less stringent A1C goals (such levels was more difficult to achieve in dence intervals were large, suggesting
as <7.5% [58 mmol/mol]) may adolescents than in adults. Nevertheless, great variability. In addition, achieving

oc
be appropriate for youth who the increased use of basal-bolus regi- lower A1C levels is likely facilitated by
cannot articulate symptoms mens, insulin pumps, frequent blood setting lower A1C targets (120,121).
of hypoglycemia; have hypo- glucose monitoring, CGM, automated Lower goals may be possible during the
glycemia unawareness; lack insulin delivery systems, goal setting, and “honeymoon” phase of type 1 diabetes.

ss
access to analog insulins, ad- improved patient education has been as- Special consideration should be given to
vanced insulin delivery tech- sociated with more children and adoles- the risk of hypoglycemia in young children
nology, and/or continuous cents reaching the blood glucose targets (aged <6 years) who are often unable to

sA
glucose monitoring; cannot recommended by the ADA (62–64), par- recognize, articulate, and/or manage hy-
check blood glucose regularly; ticularly in families in which both the poglycemia.However, registry data indicate
or have nonglycemic factors parents/caregivers and the child with that A1C targets can be achieved in chil-
that increase A1C (e.g., high diabetes participate jointly to perform dren, including those aged <6 years, with-
glycators). B
te
the required diabetes-related tasks. out increased risk of severe hypoglycemia
14.25 Even less stringent A1C goals Lower A1C in adolescence and young (109,120). Recent data have demonstrated
(such as <8% [64 mmol/mol]) adulthood is associated with a lower that the use of real-time CGM lowered
be
may be appropriate for individ- risk and rate of microvascular and mac-
A1C and increased time in range in
uals with a history of severe rovascular complications (65–68) and
hypoglycemia, limited life ex- adolescents and young adults and, in
demonstrates the effects of metabolic
pectancy, or where the harms children aged <8 years old, was asso-
memory (69–72).
ia

of treatment are greater than ciated with a lower risk of hypoglyce-


In addition, type 1 diabetes can be as-
the benefits. B mia (122,123). Please refer to Section
sociated with adverse effects on cogni-
14.26 6, “Glycemic Targets,” for more infor-
nD

Health care professionals tion during childhood and adolescence


may reasonably suggest more mation on glycemic assessment.
(6,73–75), and neurocognitive imaging
stringent A1C goals (such as A strong relationship exists between
differences related to hyperglycemia in
<6.5% [48 mmol/mol]) for children provide another motivation for
the frequency of blood glucose monitor-
selected individuals if they ing and glycemic management (84–86,
ica

achieving glycemic targets (6). DKA has


can be achieved without sig- been shown to cause adverse effects on 124–130). Glucose levels for all children
nificant hypoglycemia, nega- brain development and function. Addi- and adolescents with type 1 diabetes
tive impacts on well-being, tional factors (76–79) that contribute to should be monitored multiple times
or undue burden of care or adverse effects on brain development daily by blood glucose monitoring and/or
er

in those who have nonglyce- and function include young age, severe CGM. In the U.S., real-time CGM is ap-
mic factors that decrease A1C hypoglycemia at <6 years of age, and proved for nonadjunctive use in children
(e.g., lower erythrocyte life chronic hyperglycemia (80–82). However, aged 2 years and older and intermittently
m

span). Lower targets may also meticulous use of therapeutic modalities scanned CGM is approved for nonadjunc-
be appropriate during the hon- such as rapid- and long-acting insulin tive use in children aged 4 years and
eymoon phase. B older. Parents/caregivers and youth should
©A

analogs, technological advances (e.g.,


14.27 Continuous glucose monitoring be offered initial and ongoing education
CGM, sensor-augmented pump therapy,
metrics derived from continu- and support for CGM use. Behavioral sup-
and automated insulin delivery systems),
ous glucose monitor use over port may further improve ongoing CGM
and intensive self-management educa-
the most recent 14 days (or use (123). Metrics derived from CGM in-
tion now make it more feasible to achieve
longer for youth with more clude percent time in target range, below
glycemic goals while reducing the inci-
glycemic variability), including target range, and above target range
dence of severe hypoglycemia (83–106).
time in range (70–180 mg/dL),
Please refer to Section 7, “Diabetes (131). While studies indicate a relationship
time below target (<70 and
Technology,” for more information on tech- between time in range and A1C (132,
<54 mg/dL), and time above
nology to support people with diabetes. 133), it is still uncertain what the ideal
target (>180 and >250 mg/dL),
In selecting individualized glycemic target time in range should be for chil-
are recommended to be used in
targets, the long-term health benefits of dren, and further studies are needed.
diabetesjournals.org/care Children and Adolescents S237

Please refer to Section 7, “Diabetes Tech- peroxidase and antithyroglo- diabetes, or IgG tTG and dea-
nology,” for more information on the use bulin antibodies soon after midated gliadin antibodies if
of blood glucose meters, CGM, and insu- diagnosis. B IgA is deficient. B
lin pumps. More information on insulin 14.30 Measure thyroid-stimulating 14.32 Repeat screening within 2 years
injection technique can be found in Sec- hormone concentrations at di- of diabetes diagnosis and then
tion 9, “Pharmacologic Approaches to

n
agnosis when clinically stable again after 5 years and con-
Glycemic Treatment.”
or soon after optimizing glyce- sider more frequent screening

io
mia. If normal, suggest recheck- in youth who have symptoms
Key Concepts in Setting Glycemic Targets
• Targets should be individualized, and
ing every 1–2 years or sooner or a first-degree relative with
if the youth has positive thyroid celiac disease. B

t
lower targets may be reasonable based
antibodies or develops symp- 14.33 Individuals with confirmed ce-

ia
on a benefit–risk assessment.
toms or signs suggestive of liac disease should be placed
• Blood glucose targets should be modi-
thyroid dysfunction, thyromegaly, on a gluten-free diet for treat-
fied in children with frequent hypogly-

oc
an abnormal growth rate, or un- ment and to avoid complica-
cemia or hypoglycemia unawareness.
explained glycemic variability. B
• Postprandial blood glucose values should tions; they should also have a
be measured when there is a discrep- consultation with a registered
dietitian nutritionist experienced

ss
ancy between preprandial blood glu- Autoimmune thyroid disease is the most
cose values and A1C levels and to common autoimmune disorder associ- in managing both diabetes and
assess preprandial insulin doses in those ated with diabetes, occurring in 17–30% celiac disease. B
on basal-bolus or pump regimens. of individuals with type 1 diabetes

sA
(135,139,140). At the time of diagnosis, Celiac disease is an immune-mediated
Autoimmune Conditions 25% of children with type 1 diabetes disorder that occurs with increased fre-
Recommendation have thyroid autoantibodies (141), the
quency in people with type 1 diabetes
14.28 Assess for additional autoim- presence of which is predictive of thyroid
te
(1.6–16.4% of individuals compared with
mune conditions soon after the dysfunction—most commonly hypothy-
0.3–1% in the general population) (134,
diagnosis of type 1 diabetes roidism, although hyperthyroidism occurs
137,138,146–150). Screening people with
in 0.5% of people with type 1 diabetes
be
and if symptoms develop. B type 1 diabetes for celiac disease is fur-
(142,143). For thyroid autoantibodies, a
ther justified by its association with oste-
study from Sweden indicated that anti-
oporosis, iron deficiency, growth failure,
Because of the increased frequency of thyroid peroxidase antibodies were more
and potential increased risk of retinopa-
ia

other autoimmune diseases in type 1 dia- predictive than antithyroglobulin antibod-


ies in multivariate analysis (144). Thyroid thy and albuminuria (151–154).
betes, screening for thyroid dysfunction
function tests may be misleading (euthy- Screening for celiac disease includes
and celiac disease should be considered
nD

roid sick syndrome) if performed at the measuring serum levels of IgA and tis-
(134–138). Periodic screening in asymp-
time of diagnosis owing to the effect of sue transglutaminase (tTG) IgA antibod-
tomatic individuals has been recom-
mended, but the optimal frequency previous hyperglycemia, ketosis or ke- ies, or, with IgA deficiency, screening
of screening is unclear. toacidosis, weight loss, etc. Therefore, if can include measuring tTG IgG antibod-
ica

Although much less common than thy- performed at diagnosis and slightly ab- ies or deamidated gliadin peptide IgG
roid dysfunction and celiac disease, other normal, thyroid function tests should be antibodies. Because most cases of celiac
autoimmune conditions, such as Addison repeated soon after a period of meta- disease are diagnosed within the first
disease (primary adrenal insufficiency), bolic stability and achievement of glyce- 5 years after the diagnosis of type 1 dia-
mic targets. Subclinical hypothyroidism betes, screening should be considered
er

autoimmune hepatitis, autoimmune gas-


tritis, dermatomyositis, and myasthenia may be associated with an increased at the time of diagnosis and repeated at
gravis, occur more commonly in the pop- risk of symptomatic hypoglycemia (145) 2 and then 5 years (148) or if clinical
ulation with type 1 diabetes than in the and a reduced linear growth rate. Hy- symptoms indicate, such as poor growth
m

general pediatric population and should perthyroidism alters glucose metabo- or increased hypoglycemia (149,151).
be assessed and monitored as clinically lism and usually causes deterioration of Although celiac disease can be diag-
©A

indicated. In addition, relatives of youth glycemia. nosed more than 10 years after diabe-
with type 1 diabetes should be offered tes diagnosis, there are insufficient data
testing for islet autoantibodies through Celiac Disease after 5 years to determine the optimal
research studies (e.g., TrialNet) and na- Recommendations
screening frequency. Measurement of
tional programs for early diagnosis of pre- 14.31 Screen youth with type 1 dia- tTG antibody should be considered at
clinical type 1 diabetes (stages 1 and 2). other times in individuals with symp-
betes for celiac disease by
toms suggestive of celiac disease (148).
measuring IgA tissue trans-
Thyroid Disease Monitoring for symptoms should include
glutaminase (tTG) antibodies,
Recommendations an assessment of linear growth and
with documentation of nor-
14.29 Consider testing children with weight gain (149,151). A small bowel bi-
mal total serum IgA levels,
type 1 diabetes for antithyroid opsy in antibody-positive children is rec-
soon after the diagnosis of
ommended to confirm the diagnosis
S238 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

(155). European guidelines on screening nutrition, physical activity, sleep, (<100 mg/dL [2.6 mmol/L]),
for celiac disease in children (not specific and, if appropriate, weight a lipid profile repeated every
to children with type 1 diabetes) suggest management. C 3 years is reasonable. E
that biopsy may not be necessary in 14.36 In addition to lifestyle mod-
symptomatic children with high anti- ification, ACE inhibitors or
body titers (i.e., greater than 10 times

n
angiotensin receptor blockers Dyslipidemia Treatment
the upper limit of normal) provided that should be started for treat- Recommendations
further testing is performed (verification

io
ment of confirmed hyperten- 14.40 If lipids are abnormal, initial
of endomysial antibody positivity on a sion (defined as blood pressure
separate blood sample) (156). Whether therapy should consist of op-
consistently $95th percentile timizing glycemia and medical

t
this approach may be appropriate for
for age, sex, and height or, in nutrition therapy to limit the

ia
asymptomatic children in high-risk groups
adolescents aged $13 years, amount of calories from fat
remains an open question, though evi-
$130/80 mmHg). Due to the to 25–30% and saturated fat
dence is emerging (157). It is also advis-

oc
potential teratogenic effects, to <7%, limit cholesterol to
able to check for celiac disease-associated
individuals of childbearing age <200 mg/day, avoid trans
HLA types in patients who are diagnosed
should receive reproductive fats, and aim for 10% cal-
without a small intestinal biopsy. In symp-
counseling, and ACE inhibitors
tomatic children with type 1 diabetes and ories from monounsaturated

ss
and angiotensin receptor block-
confirmed celiac disease, gluten-free diets fats. A
ers should be avoided in indi-
reduce symptoms and rates of hypoglyce- 14.41 After the age of 10 years, ad-
viduals of childbearing age
mia (158). The challenging dietary restric- dition of a statin may be con-

sA
who are not using reliable
tions associated with having both type 1 sidered in youth with type 1
contraception. B
diabetes and celiac disease place a signifi- diabetes who, despite medical
14.37 The goal of treatment is blood
cant burden on individuals. Therefore, a nutrition therapy and lifestyle
pressure <90th percentile for
biopsy to confirm the diagnosis of celiac changes, continue to have
te
age, sex, and height or, in ado-
disease is recommended, especially in LDL cholesterol >160 mg/dL
asymptomatic children, before establish- lescents aged $13 years,
(4.1 mmol/L) or LDL cholesterol
<130/80 mmHg. C
ing a diagnosis of celiac disease (159) and >130 mg/dL (3.4 mmol/L) and
be

endorsing significant dietary changes. A one or more cardiovascular


gluten-free diet was beneficial in asymp- Blood pressure measurements should disease risk factors. E Due to
tomatic adults with positive antibodies be performed using the appropriate size the potential teratogenic effects,
ia

confirmed by biopsy (160). cuff with the youth seated and relaxed. individuals of childbearing age
Elevated blood pressure should be con- should receive reproductive
Management of Cardiovascular Risk firmed on at least three separate days, counseling, and statins should
nD

Factors and ambulatory blood pressure moni- be avoided in individuals of


Hypertension Screening toring should be considered. Evaluation childbearing age who are not
Recommendation should proceed as clinically indicated using reliable contraception. B
14.34 Blood pressure should be mea- (161,162). Treatment is generally initi- 14.42 The goal of therapy is an LDL
ica

sured at every routine visit. In ated with an ACE inhibitor, but an an- cholesterol value <100 mg/dL
youth with high blood pressure giotensin receptor blocker can be used (2.6 mmol/L). E
(blood pressure $90th percen- if the ACE inhibitor is not tolerated
tile for age, sex, and height or, (e.g., due to cough) (163).
Population-based studies estimate that
er

in adolescents aged $13 years,


blood pressure $120/80 mmHg) Dyslipidemia Screening 14–45% of children with type 1 diabetes
on three separate measure- have two or more atherosclerotic car-
Recommendations
diovascular disease (ASCVD) risk factors
m

ments, ambulatory blood pres- 14.38 Initial lipid profile should be


sure monitoring should be (164–166), and the prevalence of car-
performed soon after diagno-
strongly considered. B diovascular disease (CVD) risk factors in-
sis, preferably after glycemia
©A

crease with age (166) and among racial/


has improved and age is $2
ethnic minorities (25), with girls having
years. If initial LDL cholesterol
Hypertension Treatment a higher risk burden than boys (165).
is #100 mg/dL (2.6 mmol/L),
Recommendations subsequent testing should be
Pathophysiology. The atherosclerotic pro-
14.35 Treatment of elevated blood performed at 9–11 years of
cess begins in childhood, and although
pressure (defined as 90th to age. B Initial testing may be
<95th percentile for age, sex, ASCVD events are not expected to occur
done with a nonfasting lipid
during childhood, observations using a va-
and height or, in adolescents level with confirmatory test-
riety of methodologies show that youth
aged $13 years, 120–129/ ing with a fasting lipid panel.
with type 1 diabetes may have subclinical
<80 mmHg) is lifestyle modi- 14.39 If LDL cholesterol values are
CVD within the first decade of diagnosis
fication focused on healthy within the accepted risk level
(167–169). Studies of carotid intima-
diabetesjournals.org/care Children and Adolescents S239

media thickness have yielded incon- Although intervention data are sparse, smoking rates are significantly higher
sistent results (162,163). the American Heart Association catego- among youth with diabetes than among
rizes children with type 1 diabetes in the youth without diabetes (182,183). In
Screening. Diabetes predisposes to the highest tier for cardiovascular risk and youth with diabetes, it is important to
development of accelerated arterioscle- recommends both lifestyle and pharma- avoid additional CVD risk factors. Smok-
rosis. Lipid evaluation for these patients cologic treatment for those with elevated ing increases the risk of the onset of al-

n
contributes to risk assessment and identi- LDL cholesterol levels (175,178). Initial buminuria; therefore, smoking avoidance
fies an important proportion of those with therapy should include a nutrition plan is important to prevent both microvas-

io
dyslipidemia. Therefore, initial screening that restricts saturated fat to 7% of total cular and macrovascular complications
should be done soon after diagnosis. If calories and dietary cholesterol to (170,184). Discouraging cigarette smok-

t
the initial screen is normal, subsequent 200 mg/day (170). Data from random- ing, including electronic cigarettes (185,

ia
screening may be done at 9–11 years of ized clinical trials in children as young as 186), is an important part of routine dia-
age, which is a stable time for lipid as- 7 months of age indicate that this diet is betes care. In light of CDC evidence of
sessment in children (170). Children with safe and does not interfere with normal deaths related to electronic cigarette use

oc
a primary lipid disorder (e.g., familial hy- growth and development (179). (187,188), no individuals should be ad-
perlipidemia) should be referred to a lipid Neither long-term safety nor cardio- vised to use electronic cigarettes, either
specialist. Non-HDL cholesterol level has vascular outcome efficacy of statin ther- as a way to stop smoking tobacco or
as a recreational drug. In younger chil-

ss
been identified as a significant predictor apy has been established for children;
of the presence of atherosclerosis—as dren, it is important to assess exposure
however, studies have shown short-term
powerful as any other lipoprotein choles- to cigarette smoke in the home because
safety equivalent to that seen in adults
terol measure in children and adoles- of the adverse effects of secondhand

sA
and efficacy in lowering LDL cholesterol
cents. For both children and adults, non- smoke and to discourage youth from ever
levels in familial hypercholesterolemia or
HDL cholesterol level seems to be more smoking.
severe hyperlipidemia, improving endo-
predictive of persistent dyslipidemia thelial function and causing regression of
and, therefore, atherosclerosis and fu- Microvascular Complications
te
carotid intimal thickening (180,181). Sta-
ture events than total cholesterol, LDL Nephropathy Screening
tins are not approved for children aged
cholesterol, or HDL cholesterol levels <10 years, and statin treatment should Recommendation
be
alone. A major advantage of non-HDL generally not be used in children with 14.45 Annual screening for albumin-
cholesterol is that it can be accurately type 1 diabetes before this age. Statins uria with a random (morning
calculated in a nonfasting state and sample preferred to avoid
are contraindicated in pregnancy; there-
therefore is practical to obtain in clini- effects of exercise) spot urine
fore, the prevention of unplanned preg-
ia

cal practice as a screening test (171). sample for albumin-to-creatinine


nancies is of paramount importance.
Youth with type 1 diabetes have a ratio should be considered at
Statins should be avoided in individuals
high prevalence of lipid abnormalities puberty or at age >10 years,
nD

of childbearing age who are not using


(164,172). whichever is earlier, once the
reliable contraception (see Section 15,
Even if normal, screening should be
“Management of Diabetes in Pregnancy,” child has had diabetes for
repeated within 3 years, as A1C and 5 years. B
for more information). The multicenter,
other cardiovascular risk factors can
randomized, placebo-controlled Adoles-
ica

change dramatically during adolescence


cent Type 1 Diabetes Cardio-Renal Inter-
(173). Nephropathy Treatment
vention Trial (AdDIT) provides safety data
on pharmacologic treatment with an ACE Recommendation
Treatment. Pediatric lipid guidelines pro- 14.46 An ACE inhibitor or an angio-
inhibitor and statin in adolescents with
er

vide some guidance relevant to children tensin receptor blocker, titrated


with type 1 diabetes and secondary dys- type 1 diabetes (162).
to normalization of albumin
lipidemia (162,170,174,175); however,
Smoking excretion, may be considered
m

there are few studies on modifying lipid


when elevated urinary albumin-
levels in children with type 1 diabetes. Recommendations
to-creatinine ratio (>30 mg/g)
A 6-month trial of dietary counseling 14.43 Elicit a smoking history at ini-
is documented (two of three
©A

produced a significant improvement in tial and follow-up diabetes


urine samples obtained over
lipid levels (176); likewise, a lifestyle in- visits; discourage smoking in
a 6-month interval following
tervention trial with 6 months of exercise youth who do not smoke and
efforts to improve glycemia
in adolescents demonstrated improve- encourage smoking cessation
and normalize blood pressure).
ment in lipid levels (177). Data from the in those who do smoke. A
E Due to the potential terato-
SEARCH for Diabetes in Youth (SEARCH) 14.44 Electronic cigarette use should
genic effects, individuals of child-
study show that improved glucose over a be discouraged. A
bearing age should receive
2-year period is associated with a more
reproductive counseling, and
favorable lipid profile; however, improved
ACE inhibitors and angioten-
glycemia alone will not normalize lipids The adverse health effects of smoking
sin receptor blockers should
in youth with type 1 diabetes and dyslipi- are well recognized with respect to fu-
be avoided in individuals of
demia (173). ture cancer and CVD risk. Despite this,
S240 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

childbearing age who are not Retinopathy (like albuminuria) most Section 2, “Classification and Diagnosis of
using reliable contraception. B commonly occurs after the onset of pu- Diabetes.” For additional support for these
berty and after 5–10 years of diabetes recommendations, see the ADA position
duration (192). It is currently recognized statement “Evaluation and Management
Data from 7,549 participants <20 years that there is a low risk of development of of Youth-Onset Type 2 Diabetes” (3).
of age in the T1D Exchange clinic registry vision-threatening retinal lesions prior to The prevalence of type 2 diabetes in

n
emphasize the importance of meeting 12 years of age (193,194). A 2019 publi- youth has continued to increase over
cation based on the follow-up of the the past 20 years (4). The CDC published

io
glycemic and blood pressure goals, par-
ticularly as diabetes duration increases, DCCT adolescent cohort supports a lower projections for type 2 diabetes prevalence
in order to reduce the risk of diabetic kid- frequency of eye examinations than pre- using the SEARCH database; assuming a

t
ney disease. The data also underscore viously recommended, particularly in 2.3% annual increase, the prevalence in

ia
the importance of routine screening to adolescents with A1C closer to the target those under 20 years of age will quadru-
ensure early diagnosis and timely treat- range (195,196). Referrals should be ple in 40 years (199,200).
ment of albuminuria (189). An estimation made to eye care professionals with ex- Evidence suggests that type 2 diabe-

oc
of glomerular filtration rate (GFR), cal- pertise in diabetic retinopathy and experi- tes in youth is different not only from
culated using GFR estimating equations ence in counseling pediatric patients and type 1 diabetes but also from type 2 dia-
from the serum creatinine, height, age, families on the importance of prevention, betes in adults and has unique features,

ss
and sex (190), should be considered at early detection, and intervention. such as a more rapidly progressive de-
baseline and repeated as indicated based cline in b-cell function and accelerated
on clinical status, age, diabetes duration, Neuropathy development of diabetes complications
and therapies. Improved methods are (3,201). Long-term follow-up data from

sA
Recommendation
needed to screen for early GFR loss the Treatment Options for Type 2 Diabe-
14.50 Consider an annual comprehen- tes in Adolescents and Youth (TODAY)
since estimated GFR is inaccurate at
sive foot exam at the start of
GFR >60 mL/min/1.73 m2 (190,191). The study showed that a majority of individu-
puberty or at age $10 years, als with type 2 diabetes diagnosed as
AdDIT study in adolescents with type 1
te
diabetes demonstrated the safety of ACE whichever is earlier, once the youth had microvascular complications
inhibitor treatment, but the treatment youth has had type 1 diabetes by young adulthood (202). Type 2 diabe-
for 5 years. The examination tes disproportionately impacts youth of
be
did not change the albumin-to-creatinine
ratio over the course of the study (162). should include inspection, as- ethnic and racial minorities and can oc-
sessment of foot pulses, pin- cur in complex psychosocial and cultural
Retinopathy prick, and 10-g monofilament environments, which may make it difficult
ia

sensation tests, testing of to sustain healthy lifestyle changes and


Recommendations
vibration sensation using a self-management behaviors (26,203–206).
14.47 An initial dilated and compre-
128-Hz tuning fork, and ankle Additional risk factors associated with
nD

hensive eye examination is rec-


reflex tests. B type 2 diabetes in youth include adiposity,
ommended once youth have
family history of diabetes, female sex,
had type 1 diabetes for 3–5
and low socioeconomic status (201).
years, provided they are aged Diabetic neuropathy rarely occurs in pre- As with type 1 diabetes, youth with
$11 years or puberty has pubertal children or after only 1–2 years
ica

type 2 diabetes spend much of the day


started, whichever is earlier. B of diabetes (192), although data suggest in school. Therefore, close communica-
14.48 After the initial examination, re- a prevalence of distal peripheral neuropa- tion with and the cooperation of school
peat dilated and comprehensive thy of 7% in 1,734 youth with type 1 dia- personnel are essential for optimal dia-
eye examination every 2 years. betes and association with the presence betes management, safety, and maximal
er

Less frequent examinations, ev- of CVD risk factors (197,198). A compre- academic opportunities.
ery 4 years, may be acceptable hensive foot exam, including inspection,
on the advice of an eye care palpation of dorsalis pedis and posterior Screening and Diagnosis
m

professional and based on risk tibial pulses, and determination of propri-


factor assessment, including a Recommendations
oception, vibration, and monofilament
history of A1C <8%. B sensation, should be performed annually 14.51 Risk-based screening for predi-
©A

14.49 Programs that use retinal pho- along with an assessment of symptoms abetes and/or type 2 diabetes
tography (with remote reading of neuropathic pain (198). Foot inspec- should be considered after the
or use of a validated assess- tion can be performed at each visit to ed- onset of puberty or $10 years
ment tool) to improve access to ucate youth regarding the importance of of age, whichever occurs ear-
diabetic retinopathy screening foot care (see Section 12, “Retinopathy, lier, in youth with overweight
can be appropriate screening Neuropathy, and Foot Care”). (BMI $85th percentile) or obe-
strategies for diabetic retinopa- sity (BMI $95th percentile)
thy. Such programs need to TYPE 2 DIABETES and who have one or more ad-
provide pathways for timely re- ditional risk factors for diabetes
For information on risk-based screening
ferral for a comprehensive eye (see Table 2.4 for evidence
for type 2 diabetes and prediabetes in chil-
examination when indicated. E grading of other risk factors).
dren and adolescents, please refer to
diabetesjournals.org/care Children and Adolescents S241

14.52 If screening is normal, repeat ketosis may be present in pediatric indi- and adolescents, should be
screening at a minimum of viduals with clinical features of type 2 encouraged to participate in
3-year intervals E, or more fre- diabetes (including obesity and acantho- at least 60 min of moderate to
quently if BMI is increasing. C sis nigricans) (209). The presence of islet vigorous physical activity daily
autoantibodies has been associated
14.53 Fasting plasma glucose, 2-h (with muscle and bone strength
with faster progression to insulin defi- training at least 3 days/week) B

n
plasma glucose during a 75-g
ciency (209). At the onset, DKA occurs and to decrease sedentary
oral glucose tolerance test,
in 6% of youth aged 10–19 years with

io
and A1C can be used to test behavior. C
type 2 diabetes (215). Although uncom- 14.59 Nutrition for youth with pre-
for prediabetes or diabetes in
mon, type 2 diabetes has been ob-
children and adolescents. B diabetes and type 2 diabetes,

t
served in prepubertal children under
14.54 Children and adolescents with like for all children and adoles-

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the age of 10 years, and thus it should
overweight or obesity in whom cents, should focus on healthy
be part of the differential in children
the diagnosis of type 2 diabetes eating patterns that emphasize
with suggestive symptoms (216). Finally,

oc
is being considered should have consumption of nutrient-dense,
obesity contributes to the development
a panel of pancreatic autoanti- high-quality foods and decreased
of type 1 diabetes in some individuals
bodies tested to exclude the consumption of calorie-dense,
(217), which further blurs the lines be-
possibility of autoimmune type 1 nutrient-poor foods, particularly

ss
tween diabetes types. However, accu-
diabetes. B sugar-added beverages. B
rate diagnosis is critical, as treatment
plans, educational approaches, dietary
advice, and outcomes differ markedly Glycemic Targets

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In the last decade, the incidence and prev-
between patients with the two diag-
alence of type 2 diabetes in adolescents Recommendations
noses. The significant diagnostic difficul-
has increased dramatically, especially in ra- 14.60 Blood glucose monitoring
ties posed by MODY are discussed in
cial and ethnic minority populations (170, should be individualized, tak-
Section 2, “Classification and Diagnosis of
te
207). A few studies suggest oral glucose ing into consideration the phar-
Diabetes.” In addition, there are rare and
tolerance tests or fasting plasma glucose macologic treatment of the
atypical diabetes cases that represent a
values as more suitable diagnostic tests patient. E
challenge for clinicians and researchers.
be
than A1C in the pediatric population, es- 14.61 Real-time continuous glucose
pecially among certain ethnicities (208), al- monitoring or intermittently
Management
though fasting glucose alone may over- scanned continuous glucose
Lifestyle Management
diagnose diabetes in children (209,210). In monitoring should be offered
ia

addition, many of these studies do not rec- Recommendations for diabetes management in
ognize that diabetes diagnostic criteria are 14.55 All youth with type 2 diabe- youth with type 2 diabetes
nD

based on long-term health outcomes, and tes and their families should on multiple daily injections or
validations are not currently available in receive comprehensive dia- insulin pumps who are capa-
the pediatric population (211). An analysis betes self-management edu- ble of using the device safely
of National Health and Nutrition Examina- cation and support that is (either by themselves or with
specific to youth with type 2 a caregiver). The choice of
ica

tion Survey (NHANES) data suggests using


A1C for screening of high-risk youth (212). diabetes and is culturally device should be made based
The ADA acknowledges the limited appropriate. B on an individual’s and fam-
data supporting A1C for diagnosing type 2 14.56 Youth with overweight/obe- ily’s circumstances, desires,
diabetes in children and adolescents. Al- sity and type 2 diabetes and and needs. E
er

though A1C is not recommended for diag- their families should be pro- 14.62 Glycemic status should be as-
nosis of diabetes in children with cystic vided with developmentally and sessed every 3 months. E
fibrosis or symptoms suggestive of acute culturally appropriate compre- 14.63 A reasonable A1C target for
m

onset of type 1 diabetes, and only A1C as- hensive lifestyle programs that most children and adolescents
says without interference are appropriate are integrated with diabetes with type 2 diabetes is <7%
management to achieve a (53 mmol/mol). More stringent
©A

for children with hemoglobinopathies, the


ADA continues to recommend A1C for di- 7–10% decrease in excess A1C targets (such as <6.5%
weight. C [48 mmol/mol]) may be appro-
agnosis of type 2 diabetes in this popula-
14.57 Given the necessity of long- priate for selected individuals
tion (213,214).
term weight management for if they can be achieved with-
youth with type 2 diabetes, out significant hypoglycemia
Diagnostic Challenges
lifestyle intervention should or other adverse effects of
Given the current obesity epidemic, dis-
be based on a chronic care treatment. Appropriate individ-
tinguishing between type 1 and type 2
model and offered in the uals might include those with a
diabetes in children can be difficult.
context of diabetes care. E short duration of diabetes and
Overweight and obesity are common in
14.58 Youth with prediabetes and lesser degrees of b-cell dysfunc-
children with type 1 diabetes (27), and
type 2 diabetes, like all children tion and individuals treated with
diabetes-associated autoantibodies and
S242 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

lifestyle or metformin only who or without long-acting insulin), Glycemic targets should be individual-
achieve significant weight im- glucagon-like peptide 1 recep- ized, taking into consideration the long-
provement. E tor agonist therapy approved term health benefits of more stringent
14.64 Less stringent A1C goals (such for youth with type 2 diabetes targets and risk for adverse effects, such
as 7.5% [58 mmol/mol]) may should be considered in chil- as hypoglycemia. A lower target A1C in
youth with type 2 diabetes when com-

n
be appropriate if there is an in- dren 10 years of age or older if
creased risk of hypoglycemia. E they have no past medical his- pared with those recommended in type 1
diabetes is justified by a lower risk of

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14.65 A1C targets for individuals on tory or family history of medul-
insulin should be individual- lary thyroid carcinoma or hypoglycemia and higher risk of compli-
multiple endocrine neoplasia cations (202,219–222).
ized, taking into account the

t
type 2. A Self-management in pediatric diabe-
relatively low rates of hypogly-

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14.72 Individuals treated with metfor- tes involves both the youth and their
cemia in youth-onset type 2
parents/adult caregivers. Individuals and
diabetes. E min, a glucagon-like peptide 1
their families should receive education

oc
receptor agonist, and long-
acting insulin who do not meet and support for healthful nutrition and
Pharmacologic Management glycemic targets should be physical activity such as a balanced meal
moved to multiple daily injec- plan, achieving and maintaining a healthy
Recommendations

ss
weight, and regular physical activity. Phys-
14.66 Initiate pharmacologic ther- tions with long-acting and pran-
dial insulins or insulin pump ical activity should include aerobic, mus-
apy, in addition to behav-
therapy. E cle-strengthening, and bone-strengthening
ioral counseling for healthful
14.73 In individuals initially treated activities (17). A family-centered approach

sA
nutrition and physical activity
with insulin and metformin to nutrition and lifestyle modification is
changes, at diagnosis of type 2
essential in children and adolescents with
diabetes. A who are meeting glucose tar-
type 2 diabetes, and nutrition recom-
14.67 In individuals with incidentally gets based on blood glucose
mendations should be culturally appro-
te
diagnosed or metabolically monitoring, insulin can be
priate and sensitive to family resources
stable diabetes (A1C <8.5% tapered over 2–6 weeks by
decreasing the insulin dose (see Section 5, “Facilitating Positive Health
[69 mmol/mol] and asymp-
be
10–30% every few days. B Behaviors and Well-being to Improve
tomatic), metformin is the ini-
14.74 Use of medications not ap- Health Outcomes”). Given the complex
tial pharmacologic treatment
proved by the U.S. Food and social and environmental context sur-
of choice if renal function is
rounding youth with type 2 diabetes,
normal. A Drug Administration for youth
ia

individual-level lifestyle interventions


14.68 Youth with marked hyperglyce- with type 2 diabetes is not
may not be sufficient to target the
mia (blood glucose $250 mg/dL recommended outside of re-
search trials. B complex interplay of family dynamics,
[13.9 mmol/L], A1C $8.5%
nD

mental health, community readiness,


[69 mmol/mol]) without acidosis
and the broader environmental sys-
at diagnosis who are symptom-
Treatment of youth-onset type 2 diabetes tem (3).
atic with polyuria, polydipsia,
should include lifestyle management, dia- A multidisciplinary diabetes team,
nocturia, and/or weight loss
ica

betes self-management education and including a physician, diabetes care


should be treated initially with
support, and pharmacologic treatment. and education specialist, registered di-
long-acting insulin while metfor-
Initial treatment of youth with obesity etitian nutritionist, and psychologist
min is initiated and titrated. B
and diabetes must take into account that or social worker, is essential. In addition
14.69 In individuals with ketosis/ketoa-
er

diabetes type is often uncertain in the to achieving glycemic targets and self-
cidosis, treatment with subcu-
first few weeks of treatment due to over- management education (223–225), ini-
taneous or intravenous insulin
lap in presentation and that a substantial tial treatment must include manage-
should be initiated to rapidly
m

percentage of youth with type 2 diabetes ment of comorbidities such as obesity,


correct the hyperglycemia and
will present with clinically significant ke- dyslipidemia, hypertension, and micro-
the metabolic derangement.
toacidosis (218). Therefore, initial therapy vascular complications.
Once acidosis is resolved, met-
©A

should address the hyperglycemia and Current pharmacologic treatment op-


formin should be initiated while
associated metabolic derangements ir- tions for youth-onset type 2 diabetes are
subcutaneous insulin therapy is
respective of ultimate diabetes type, limited to three approved drugs classes:
continued. A
with adjustment of therapy once meta- insulin, metformin, and glucagon-like
14.70 In individuals presenting with
bolic compensation has been established peptide 1 receptor agonists. Presenta-
severe hyperglycemia (blood
and subsequent information, such as tion with ketoacidosis or marked ketosis
glucose $600 mg/dL [33.3
islet autoantibody results, becomes requires a period of insulin therapy until
mmol/L]), consider assessment
available. Figure 14.1 provides an ap- fasting and postprandial glycemia have
for hyperglycemic hyperosmolar
proach to the initial treatment of new- been restored to normal or near-normal
nonketotic syndrome. A
onset diabetes in youth with overweight levels. Insulin pump therapy may be con-
14.71 If glycemic targets are no lon-
or obesity with clinical suspicion of sidered as an option for those on long-
ger met with metformin (with
type 2 diabetes. term multiple daily injections who are able
diabetesjournals.org/care Children and Adolescents S243

New-Onset Diabetes in Youth With Overweight or Obesity With Clinical Suspicion of Type 2 Diabetes
Initiate lifestyle management and diabetes education

A1C <8.5% A1C ≥8.5%


No acidosis or ketosis Acidosis and/or DKA and/or HHNK
No acidosis with or without ketosis

n
ƒMetformin

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ƒMetformin • Titrate up to 2,000 mg per day ƒManage DKA or HHNK
• Titrate up to 2,000 mg per day as tolerated ƒi.v. insulin until acidosis resolves, then
as tolerated subcutaneous, as for type 1 diabetes
ƒLong-acting insulin: start at 0.5 units/kg/day

t
until antibodies are known
and titrate every 2–3 days based on

ia
BGM

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Pancreatic autoantibodies

NEGATIVE POSITIVE

ss
ƒContinue or initiate MDI insulin or pump therapy,
ƒContinue or start metformin
as for type 1 diabetes
ƒIf on insulin, titrate guided by BGM/CGM values
ƒDiscontinue metformin

A1C goals not met

sA
te
ƒContinue metformin
ƒConsider adding glucagon-like peptide 1 receptor
agonist approved for youth with type 2 diabetes
be
ƒTitrate/initiate insulin therapy; if using long-acting insulin
only and glycemic target not met with escalating
doses, then add prandial insulin; total daily insulin
dose may exceed 1 unit/kg/day
ia

Figure 14.1—Management of new-onset diabetes in youth with overweight or obesity with clinical suspicion of type 2 diabetes. A1C 8.5% 5 69
mmol/mol. Adapted from the ADA position statement “Evaluation and Management of Youth-Onset Type 2 Diabetes” (3). BGM, blood glucose
nD

monitoring; CGM, continuous glucose monitoring; DKA, diabetic ketoacidosis; HHNK, hyperosmolar hyperglycemic nonketotic syndrome; i.v., intra-
venous; MDI, multiple daily injections.

to safely manage the device. Initial treat- therapy in youth with type 2 diabetes; the CGM in youth with type 2 diabetes are
ica

ment should also be with insulin when the combination did not perform better than sparse (233), CGM could be consid-
distinction between type 1 diabetes and metformin alone in achieving durable ered in individuals requiring frequent
type 2 diabetes is unclear and in patients glycemic control (227). blood glucose monitoring for diabetes
who have random blood glucose concen- A randomized clinical trial in youth management.
trations $250 mg/dL (13.9 mmol/L) and/ aged 10–17 years with type 2 diabetes
er

or A1C $8.5% (69 mmol/mol) (226). demonstrated the addition of subcuta- Metabolic Surgery
Metformin therapy should be added af- neous liraglutide (up to 1.8 mg daily) to Recommendations
ter resolution of ketosis/ketoacidosis. metformin (with or without long-acting 14.75 Metabolic surgery may be
m

When initial insulin treatment is not insulin) as safe and effective to de- considered for the treatment
required, initiation of metformin is rec- crease A1C (estimated decrease of 1.06 of adolescents with type 2
©A

ommended. The TODAY study found that percentage points at 26 weeks and 1.30 diabetes who have severe obe-
metformin alone provided durable glyce- percentage points at 52 weeks), al- sity (BMI >35 kg/m2) and who
mic control (A1C #8% [64 mmol/mol] though it did increase the frequency of have elevated A1C and/or
for 6 months) in approximately half of gastrointestinal side effects (229). Lira- serious comorbidities despite
the subjects (227). The Restoring Insulin glutide and once-weekly exenatide ex- lifestyle and pharmacologic
Secretion (RISE) Consortium study did not tended release are approved for the intervention. A
demonstrate differences in measures of treatment of type 2 diabetes in youth 14.76 Metabolic surgery should be
glucose or b-cell function preservation be- aged 10 years or older (230–232). performed only by an experi-
tween metformin and insulin, but there Blood glucose monitoring plans enced surgeon working as part
was more weight gain with insulin (228). should be individualized, taking into of a well-organized and engaged
To date, the TODAY study is the only consideration the pharmacologic treat- multidisciplinary team, including a
trial combining lifestyle and metformin ment of the person. Although data on
S244 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

surgeon, endocrinologist, registered blood pressure monitoring should urinary albumin-to-creatinine


dietitian nutritionist, behavioral be strongly considered. B ratio (30–299 mg/g creati-
health specialist, and nurse. A 14.78 Treatment of elevated blood nine) and is strongly recom-
pressure (defined as 90th to mended for those with
<95th percentile for age, sex, urinary albumin-to-creatinine
The results of weight loss and lifestyle in- ratio >300 mg/g creatinine

n
and height or, in adolescents
terventions for obesity in children and aged $13 years, 120–129/ and/or estimated glomerular
<80 mmHg) is lifestyle modifi- filtration rate <60 mL/min/

io
adolescents have been disappointing,
and treatment options as adjuncts to life- cation focused on healthy nu- 1.73 m2. E Due to the potential
style therapy are limited. Recent U.S. trition, physical activity, sleep, teratogenic effects, individuals

t
Food and Drug Administration–approved and, if appropriate, weight of childbearing age should re-

ia
medications for youth ages 12 and older management. C ceive reproductive counseling,
include phentermine and topiramate ex- 14.79 In addition to lifestyle modifica- and ACE inhibitors and angio-
tended-release capsules and liraglutide tensin receptor blockers should

oc
tion, ACE inhibitors or angioten-
(234–236). Over the last decade, weight sin receptor blockers should be be avoided in individuals of
loss surgery has been increasingly per- started for treatment of con- childbearing age who are not
formed in adolescents with obesity. Small firmed hypertension (defined using reliable contraception. B

ss
retrospective analyses and a prospective as blood pressure consistently 14.85 For those with nephropathy,
multicenter, nonrandomized study sug- $95th percentile for age, sex, continued monitoring (yearly
gest that bariatric or metabolic surgery and height or, in adolescents urinary albumin-to-creatinine
may have benefits in adolescents with aged $13 years, $130/80 ratio, estimated glomerular

sA
obesity and type 2 diabetes similar to mmHg). Due to the potential filtration rate, and serum po-
those observed in adults. Teenagers ex- teratogenic effects, individuals tassium) may aid in assessing
perience similar degrees of weight loss, of childbearing age should re- engagement and detecting pro-
diabetes remission, and improvement of gression of disease. E
te
ceive reproductive counseling,
cardiometabolic risk factors for at least and ACE inhibitors and angio- 14.86 Referral to nephrology is recom-
3 years after surgery (237). A secondary tensin receptor blockers should mended in case of uncertainty
be
data analysis from the Teen-Longitudinal be avoided in individuals of of etiology, worsening urinary al-
Assessment of Bariatric Surgery (Teen- childbearing age who are not bumin-to-creatinine ratio, or de-
LABS) and TODAY studies suggests surgi- using reliable contraception. B crease in estimated glomerular
cal treatment of adolescents with severe 14.80 The goal of treatment is blood filtration rate. E
ia

obesity and type 2 diabetes is associated pressure <90th percentile


with improved glycemia (238); however, for age, sex, and height or, in
no randomized trials have yet compared Neuropathy
adolescents aged $13 years,
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the effectiveness and safety of surgery <130/80 mmHg. C Recommendations


to those of conventional treatment op- 14.87 Youth with type 2 diabetes
tions in adolescents (239). The guidelines should be screened for the pres-
used as an indication for metabolic Nephropathy ence of neuropathy by foot ex-
ica

surgery in adolescents generally include Recommendations amination at diagnosis and


BMI >35 kg/m2 with comorbidities or 14.81 Protein intake should be at annually. The examination should
BMI >40 kg/m2 with or without comor- include inspection, assessment
the recommended daily al-
bidities (240–251). A number of groups,
lowance of 0.8 g/kg/day. E of foot pulses, pinprick and 10-g
including the Pediatric Bariatric Study
er

14.82 Urine albumin-to-creatinine monofilament sensation tests,


Group and Teen-LABS study, have dem- testing of vibration sensation us-
ratio should be obtained at
onstrated the effectiveness of metabolic ing a 128-Hz tuning fork, and an-
the time of diagnosis and an-
surgery in adolescents (244–250).
m

nually thereafter. An elevated kle reflex tests. C


urine albumin-to-creatinine ratio 14.88 Prevention should focus on
Prevention and Management of achieving glycemic targets. C
(>30 mg/g creatinine) should
©A

Diabetes Complications
be confirmed on two of three
Hypertension
samples. B
Retinopathy
Recommendations 14.83 Estimated glomerular filtration
14.77 Blood pressure should be mea- rate should be determined at Recommendations
sured at every visit. In youth the time of diagnosis and an- 14.89 Screening for retinopathy
with high blood pressure (blood nually thereafter. E should be performed by di-
pressure $90th percentile 14.84 In youth with diabetes and lated fundoscopy at or soon
for age, sex, and height or, in hypertension, either an ACE in- after diagnosis and annually
adolescents aged $13 years, hibitor or an angiotensin recep- thereafter. C
$120/80 mmHg) on three sepa- tor blocker is recommended for 14.90 Optimizing glycemia is recom-
rate measurements, ambulatory those with modestly elevated mended to decrease the risk
diabetesjournals.org/care Children and Adolescents S245

or slow the progression of 14.98 Metformin, in addition to life- age who are not using reli-
retinopathy. B style modification, is likely to able contraception. B
14.91 Less frequent examination (ev- improve the menstrual cyclicity 14.104 If triglycerides are >400 mg/dL
ery 2 years) may be considered and hyperandrogenism in fe- (4.7 mmol/L) fasting or
if achieving glycemic targets male individuals with type 2 >1,000 mg/dL (11.6 mmol/L)
and a normal eye exam. C diabetes. E

n
nonfasting, optimize glycemia
14.92 Programs that use retinal pho- and begin fibrate, with a goal
of <400 mg/dL (4.7 mmol/L)

io
tography (with remote reading
or use of a validated assess- Cardiovascular Disease fasting to reduce risk for pan-
ment tool) to improve access creatitis. C

t
Recommendation
to diabetic retinopathy screen- 14.99 Intensive lifestyle interventions

ia
ing can be appropriate screening focusing on weight loss, dysli-
strategies for diabetic retinopa- Cardiac Function Testing
pidemia, hypertension, and dys-

oc
thy. Such programs need to pro- glycemia are important to Recommendation
vide pathways for timely referral prevent overt macrovascular 14.105 Routine screening for heart
for a comprehensive eye exami- disease in early adulthood. E disease with electrocardio-
nation when indicated. E gram, echocardiogram, or

ss
stress testing is not recom-
Dyslipidemia mended in asymptomatic
Nonalcoholic Fatty Liver Disease youth with type 2 diabetes. B

sA
Recommendations
Recommendations
14.100 Lipid screening should be
14.93 Evaluation for nonalcoholic performed initially after op-
fatty liver disease (by mea- Comorbidities may already be present
timizing glycemia and annu-
suring AST and ALT) should be at the time of diagnosis of type 2 diabe-
ally thereafter. B
te
done at diagnosis and annually tes in youth (201,252). Therefore, blood
14.101 Optimal goals are LDL choles-
thereafter. B pressure measurement, a fasting lipid
terol <100 mg/dL (2.6 mmol/L),
14.94 Referral to gastroenterology panel, assessment of random urine al-
HDL cholesterol >35 mg/dL
be

should be considered for per- bumin-to-creatinine ratio, and a dilated


(0.91 mmol/L), and triglycerides
eye examination should be performed
sistently elevated or worsen- <150 mg/dL (1.7 mmol/L). E
ing transaminases. B at diagnosis. Additional medical condi-
14.102 If lipids are abnormal, initial
tions that may need to be addressed in-
ia

therapy should consist of op-


clude polycystic ovary disease and other
timizing glycemia and medi-
Obstructive Sleep Apnea comorbidities associated with pediatric
cal nutritional therapy to
nD

obesity, such as sleep apnea, hepatic


Recommendation limit the amount of calories
steatosis, orthopedic complications, and
14.95 Screening for symptoms of from fat to 25–30% and sat-
psychosocial concerns. The ADA position
sleep apnea should be done urated fat to <7%, limit cho-
statement “Evaluation and Manage-
at each visit, and referral to lesterol to <200 mg/day,
ica

ment of Youth-Onset Type 2 Diabetes”


a pediatric sleep specialist for avoid trans fats, and aim for
(3) provides guidance on the preven-
evaluation and a polysomno- 10% calories from mono-
tion, screening, and treatment of type 2
gram, if indicated, is recom- unsaturated fats for elevated
diabetes and its comorbidities in chil-
mended. Obstructive sleep LDL. For elevated triglycer-
dren and adolescents.
er

apnea should be treated when ides, medical nutrition ther-


Youth-onset type 2 diabetes is associ-
documented. B apy should also focus on
ated with significant microvascular and
decreasing simple sugar in-
macrovascular risk burden and a sub-
m

take and increasing dietary


stantial increase in the risk of cardiovas-
n-3 fatty acids in addition to
Polycystic Ovary Syndrome cular morbidity and mortality at an
the above changes. A
©A

earlier age than in those diagnosed later


Recommendations 14.103 If LDL cholesterol remains
14.96 Evaluate for polycystic ovary in life (202,253). The higher complica-
>130 mg/dL after 6 months
syndrome in female adoles- tion risk in earlier-onset type 2 diabetes
of dietary intervention, initi-
cents with type 2 diabetes, is likely related to prolonged lifetime ex-
ate therapy with statin, with
posure to hyperglycemia and other ath-
including laboratory studies, a goal of LDL <100 mg/dL.
when indicated. B erogenic risk factors, including insulin
Due to the potential terato-
14.97 Oral contraceptive pills for genic effects, individuals of resistance, dyslipidemia, hypertension,
treatment of polycystic ovary childbearing age should re- and chronic inflammation. There is a
syndrome are not contraindi- ceive reproductive counseling, low risk of hypoglycemia in youth with
cated for female individuals and statins should be avoided type 2 diabetes, even if they are being
treated with insulin (254), and there are
with type 2 diabetes. C in individuals of childbearing
high rates of complications (219–222).
S246 Children and Adolescents Diabetes Care Volume 46, Supplement 1, January 2023

These diabetes comorbidities also ap- sociocultural context and efforts to per- who have diabetes. During this period
pear to be higher than in youth with sonalize diabetes management are of of major life transitions, youth may be-
type 1 diabetes despite shorter diabetes critical importance to minimize barriers gin to move out of their parents’ homes
duration and lower A1C (252). In addition, to care, enhance participation, and max- and become increasingly responsible for
the progression of vascular abnormali- imize response to treatment. their diabetes care. Their new responsi-
ties appears to be more pronounced in Evidence about psychiatric disorders bilities include self-management of their

n
youth-onset type 2 diabetes than with and symptoms in youth with type 2 dia- diabetes, making medical appointments,
type 1 diabetes of similar duration, in- betes is limited (256–260), but given the and financing health care once they are

io
cluding ischemic heart disease and stroke sociocultural context for many youth and no longer covered by their parents’ health
(255). the medical burden and obesity associ- insurance plans (ongoing coverage until

t
ated with type 2 diabetes, ongoing sur- age 26 years is currently available under

ia
Psychosocial Factors veillance of mental health/behavioral provisions of the U.S. Affordable Care
health is indicated. Symptoms of depres- Act). In addition to lapses in health care,
Recommendations
sion and disordered eating are common this is also a period associated with dete-

oc
14.106 Health care professionals
and associated with poorer glycemic con- rioration in glycemic stability; increased
should screen for food inse-
trol (39,257,261,262). occurrence of acute complications; psy-
curity, housing instability/
Many of the medications prescribed chosocial, emotional, and behavioral chal-
homelessness, health literacy,

ss
for diabetes and psychiatric disorders lenges; and the emergence of chronic
financial barriers, and social/
are associated with weight gain and can complications (267–272). The transition
community support and apply
increase concerns about eating, body period from pediatric to adult care is
that information to treatment
shape, and weight (263,264).

sA
prone to fragmentation in health care de-
decisions. E
The TODAY study documented high livery, which may adversely impact health
14.107 Use age-appropriate stan-
rates of maternal complications during care quality, cost, and outcomes (273).
dardized and validated tools
pregnancy and low rates of preconcep- Worsening diabetes health outcomes
to screen for diabetes dis-
te
tion counseling and contraception use during the transition to adult care and
tress, depressive symptoms,
(265). early adulthood have been documented
and mental/behavioral health
(274,275).
in youth with type 2 diabetes,
be
TRANSITION FROM PEDIATRIC TO Although scientific evidence is limited,
with attention to symptoms
ADULT CARE it is clear that comprehensive and coordi-
of depression and disordered
nated planning that begins in early ado-
eating, and refer to a quali- Recommendations
lescence is necessary to facilitate a
fied mental health profes- 14.111 Pediatric diabetes care teams
ia

seamless transition from pediatric to


sional when indicated. B should begin to prepare youth
adult health care (267,268,276,277). New
14.108 When choosing glucose- for transition to adult health
nD

technologies and other interventions are


lowering or other medica- care in early adolescence and,
being tried to support the transition to
tions for youth with over- at the latest, at least 1 year
adult care in young adulthood (278–282).
weight or obesity and type 2 before the transition. E
Given the behavioral, psychosocial, and
diabetes, consider medication- 14.112 Both pediatric and adult diabe-
developmental factors that relate to this
ica

taking behavior and the medi- tes care professionals should


transition, diabetes care teams addressing
cations’ effect on weight. E provide support and resources
transition should include social workers,
14.109 Starting at puberty, precon- for transitioning young adults. E psychologists, and other behavioral health
ception counseling should 14.113 Youth with type 2 diabetes
professionals, as available (51,283). A
er

be incorporated into routine should be transferred to an comprehensive discussion regarding the


diabetes clinic visits for all adult-oriented diabetes spe- challenges faced during this period, in-
individuals of childbearing po- cialist when deemed appro- cluding specific recommendations, is
m

tential because of the adverse priate by the young adult and found in the ADA position statement
pregnancy outcomes in this health care professional. E “Diabetes Care for Emerging Adults: Rec-
population. A ommendations for Transition From Pedi-
©A

14.110 Adolescents and young adults


Care and close supervision of diabetes atric to Adult Diabetes Care Systems”
should be screened for to- (268).
bacco, electronic cigarettes, management are increasingly shifted
from parents and other adults to the The Endocrine Society, in collabora-
and alcohol use at diagnosis tion with the ADA and other organiza-
and regularly thereafter. C youth with type 1 or type 2 diabetes
throughout childhood and adolescence. tions, has developed transition tools for
The shift from pediatric to adult health clinicians and youth and families (277).
Most youth with type 2 diabetes come care professionals, however, often oc-
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©A

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m
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S254 Diabetes Care Volume 46, Supplement 1, January 2023

15. Management of Diabetes in Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Pregnancy: Standards of Care in Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Diabetes—2023 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Diabetes Care 2023;46(Suppl. 1):S254–S266 | https://doi.org/10.2337/dc23-S015 Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association
15. MANAGEMENT OF DIABETES IN PREGNANCY

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-

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cludes the ADA’s current clinical practice recommendations and is intended to
provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional
Practice Committee, a multidisciplinary expert committee, are responsible for up-
te
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
evidence-grading system for ADA’s clinical practice recommendations and a full
be

list of Professional Practice Committee members, please refer to Introduction


and Methodology. Readers who wish to comment on the Standards of Care are
invited to do so at professional.diabetes.org/SOC.
ia

DIABETES IN PREGNANCY
nD

The prevalence of diabetes in pregnancy has been increasing in the U.S. in parallel
with the worldwide epidemic of obesity. Not only is the prevalence of type 1 diabe-
tes and type 2 diabetes increasing in individuals of reproductive age, but there is
also a dramatic increase in the reported rates of gestational diabetes mellitus
ica

(GDM). Diabetes confers significantly greater maternal and fetal risk largely related
to the degree of hyperglycemia but also related to chronic complications and co-
morbidities of diabetes. In general, specific risks of diabetes in pregnancy include
spontaneous abortion, fetal anomalies, preeclampsia, fetal demise, macrosomia,
er

neonatal hypoglycemia, hyperbilirubinemia, and neonatal respiratory distress syn-


drome, among others. In addition, diabetes in pregnancy may increase the risk of
obesity, hypertension, and type 2 diabetes in offspring later in life (1,2).
m

Preconception Counseling
Recommendations
©A

15.1 Starting at puberty and continuing in all people with diabetes and re- Disclosure information for each author is
available at https://doi.org/10.2337/dc23-SDIS.
productive potential, preconception counseling should be incorporated
into routine diabetes care. A Suggested citation: ElSayed NA, Aleppo G, Aroda
VR, et al., American Diabetes Association. 15.
15.2 Family planning should be discussed, and effective contraception (with Management of diabetes in pregnancy: Standards
consideration of long-acting, reversible contraception) should be pre- of Care in Diabetes—2023. Diabetes Care 2023;
scribed and used until an individual’s treatment plan and A1C are opti- 46(Suppl. 1):S254–S266
mized for pregnancy. A © 2022 by the American Diabetes Association.
15.3 Preconception counseling should address the importance of achieving Readers may use this article as long as the
glucose levels as close to normal as is safely possible, ideally A1C work is properly cited, the use is educational
<6.5% (48 mmol/mol), to reduce the risk of congenital anomalies, pre- and not for profit, and the work is not altered.
eclampsia, macrosomia, preterm birth, and other complications. A More information is available at https://www.
diabetesjournals.org/journals/pages/license.
diabetesjournals.org/care Management of Diabetes in Pregnancy S255

All individuals with diabetes and repro- to make well-informed decisions (8). Pre- point is the need to incorporate a ques-
ductive potential should be informed conception counseling resources tailored tion about plans for pregnancy into the
about the importance of achieving and for adolescents are available at no cost routine primary and gynecologic care of
maintaining as near euglycemia as safely through the American Diabetes Associa- people with diabetes. Preconception
possible prior to conception and through- tion (ADA) (15). care for people with diabetes should in-
out pregnancy. Observational studies show clude the standard screenings and care

n
an increased risk of diabetic embryopathy, Preconception Care recommended for any person planning
especially anencephaly, microcephaly, con-

io
Recommendations pregnancy (16). Prescription of prenatal
genital heart disease, renal anomalies, vitamins with at least 400 mg of folic
15.4 Individuals with preexisting
and caudal regression, directly propor- acid and 150 mg of potassium iodide
diabetes who are planning a

t
tional to elevations in A1C during the (18) is recommended prior to concep-
pregnancy should ideally begin

ia
first 10 weeks of pregnancy (3). Although tion. Review and counseling on the use
receiving care in preconception
observational studies are confounded by
at a multidisciplinary clinic in- of nicotine products, alcohol, and recrea-
the association between elevated peri-

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cluding an endocrinologist, ma- tional drugs, including marijuana, is im-
conceptional A1C and other engagement
ternal-fetal medicine specialist, portant. Standard care includes screening
in self-care behaviors, the quantity and
registered dietitian nutritionist, for sexually transmitted diseases and thy-
consistency of data are convincing and
and diabetes care and education roid disease, recommended vaccinations,

ss
support the recommendation to opti-
mize glycemia prior to conception, specialist, when available. B routine genetic screening, a careful re-
given that organogenesis occurs pri- 15.5 In addition to focused attention view of all prescription and nonprescrip-
marily at 5–8 weeks of gestation, with on achieving glycemic targets tion medications and supplements used,

sA
an A1C <6.5% (48 mmol/mol), which A, standard preconception care and a review of travel history and plans
is associated with the lowest risk of should be augmented with ex- with special attention to areas known to
congenital anomalies, preeclampsia, tra focus on nutrition, diabetes have Zika virus, as outlined by ACOG. See
and preterm birth (3–7). A systematic education, and screening for Table 15.1 for additional details on ele-
te
review and meta-analysis of observa- diabetes comorbidities and ments of preconception care (16,19).
tional studies of preconception care for complications. B Counseling on the specific risks of
15.6 Individuals with preexisting type 1 obesity in pregnancy and lifestyle inter-
be
pregnant individuals with preexisting dia-
betes demonstrated lower A1C and re- or type 2 diabetes who are ventions to prevent and treat obesity, in-
duced risk of birth defects, preterm planning a pregnancy or who cluding referral to a registered dietitian
delivery, perinatal mortality, small-for-ges- have become pregnant should nutritionist (RDN), is recommended.
ia

tational-age births, and neonatal inten- be counseled on the risk of de- Diabetes-specific counseling should
sive care unit admission (8). velopment and/or progression include an explanation of the risks to
There are opportunities to educate of diabetic retinopathy. Dilated mother and fetus related to pregnancy
nD

all adults and adolescents with diabetes eye examinations should occur and the ways to reduce risk, including
and reproductive potential about the ideally before pregnancy or in glycemic goal setting, lifestyle and be-
risks of unplanned pregnancies and the first trimester, and then havioral management, and medical
about improved maternal and fetal out- pregnant individuals should be nutrition therapy (17). The most impor-
ica

comes with pregnancy planning (8). Ef- monitored every trimester and tant diabetes-specific component of
fective preconception counseling could for 1 year postpartum as indi- preconception care is the attainment
avert substantial health and associated cated by the degree of reti- of glycemic goals prior to conception.
cost burdens in offspring (9). Family nopathy and as recommended In addition, the presence of microvas-
er

planning should be discussed, including by the eye care health care cular complications is associated with
the benefits of long-acting, reversible professional. B higher risk of disease progression and
contraception, and effective contracep-
adverse pregnancy outcomes (20). Dia-
m

tion should be prescribed and used until


The importance of preconception care for betes-specific testing should include
the individual is prepared and ready to
all pregnant people is highlighted by A1C, creatinine, and urinary albumin-
become pregnant (10–14).
to-creatinine ratio. Special attention
©A

To minimize the occurrence of compli- American College of Obstetricians and Gy-


cations, beginning at the onset of puberty necologists (ACOG) Committee Opinion should be paid to the review of the
or at diagnosis, all adults and adolescents 762, “Prepregnancy Counseling” (16). Pre- medication list for potentially harmful
with diabetes of childbearing potential conception counseling for pregnant peo- drugs, i.e., ACE inhibitors (21,22), an-
should receive education about 1) the ple with preexisting type 1 or type 2 giotensin receptor blockers (21), and
risks of malformations associated with un- diabetes is highly effective in reducing the statins (22,23). A referral for a compre-
planned pregnancies and even mild hy- risk of congenital malformations and de- hensive eye exam is recommended. Indi-
perglycemia and 2) the use of effective creasing the risk of preterm delivery and viduals with preexisting diabetic retino-
contraception at all times when prevent- admission to neonatal intensive care units. pathy will need close monitoring during
ing a pregnancy. Preconception counsel- Preconception counseling likely also re- pregnancy to assess for the progression
ing using developmentally appropriate duces perinatal mortality and small-for- of retinopathy and provide treatment if
educational tools enables adolescent girls gestational-age birth weight (17). A key indicated (24).
S256 Management of Diabetes in Pregnancy Diabetes Care Volume 46, Supplement 1, January 2023

GLYCEMIC TARGETS IN
Table 15.1—Checklist for preconception care for people with diabetes (16,19)
PREGNANCY
Preconception education should include:
w Comprehensive nutrition assessment and recommendations for:
Recommendations
 Overweight/obesity or underweight
15.7 Fasting and postprandial blood  Meal planning
glucose monitoring are recom-  Correction of dietary nutritional deficiencies

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mended in both gestational  Caffeine intake
diabetes mellitus and pre-  Safe food preparation technique

io
w Lifestyle recommendations for:
existing diabetes in pregnancy
 Regular moderate exercise
to achieve optimal glucose lev-  Avoidance of hyperthermia (hot tubs)
els. Glucose targets are fasting  Adequate sleep

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plasma glucose <95 mg/dL w Comprehensive diabetes self-management education

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w Counseling on diabetes in pregnancy per current standards, including natural history of
(5.3 mmol/L) and either 1-h post-
insulin resistance in pregnancy and postpartum; preconception glycemic targets; avoidance
prandial glucose <140 mg/dL
of DKA/severe hyperglycemia; avoidance of severe hypoglycemia; progression of

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(7.8 mmol/L) or 2-h post- retinopathy; PCOS (if applicable); fertility in people with diabetes; genetics of diabetes;
prandial glucose <120 mg/dL risks to pregnancy including miscarriage, still birth, congenital malformations, macrosomia,
(6.7 mmol/L). Some individ- preterm labor and delivery, hypertensive disorders in pregnancy, etc.
w Supplementation
uals with preexisting diabetes

ss
 Folic acid supplement (400 mg routine)
should also check blood glu-
 Appropriate use of over-the-counter medications and supplements
cose preprandially. B
Health assessment and plan should include:
15.8 Due to increased red blood
w General evaluation of overall health

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cell turnover, A1C is slightly w Evaluation of diabetes and its comorbidities and complications, including DKA/severe
lower during pregnancy in peo- hyperglycemia; severe hypoglycemia/hypoglycemia unawareness; barriers to care;
ple with and without diabetes. comorbidities such as hyperlipidemia, hypertension, NAFLD, PCOS, and thyroid
Ideally, the A1C target in preg- dysfunction; complications such as macrovascular disease, nephropathy, neuropathy
te
(including autonomic bowel and bladder dysfunction), and retinopathy
nancy is <6% (42 mmol/mol) w Evaluation of obstetric/gynecologic history, including a history of: cesarean section,
if this can be achieved with- congenital malformations or fetal loss, current methods of contraception, hypertensive
out significant hypoglycemia, disorders of pregnancy, postpartum hemorrhage, preterm delivery, previous
be
but the target may be relaxed macrosomia, Rh incompatibility, and thrombotic events (DVT/PE)
to <7% (53 mmol/mol) if neces- w Review of current medications and appropriateness during pregnancy

sary to prevent hypoglycemia. B Screening should include:


15.9 When used in addition to pre- w Diabetes complications and comorbidities, including comprehensive foot exam;
ia

and postprandial blood glucose comprehensive ophthalmologic exam; ECG in individuals starting at age 35 years who have
cardiac signs/symptoms or risk factors and, if abnormal, further evaluation; lipid panel;
monitoring, continuous glucose serum creatinine; TSH; and urine protein-to-creatinine ratio
nD

monitoring can help to achieve w Anemia

the A1C target in diabetes and w Genetic carrier status (based on history):

pregnancy. B  Cystic fibrosis


 Sickle cell anemia
15.10 When used in addition to blood
 Tay-Sachs disease
glucose monitoring, targeting
ica

 Thalassemia
traditional pre- and postpran-  Others if indicated
dial targets, real-time continu- w Infectious disease

ous glucose monitoring can  Neisseria gonorrhoeae/Chlamydia trachomatis


 Hepatitis C
reduce macrosomia and neo-
 HIV
er

natal hypoglycemia in preg-  Pap smear


nancy complicated by type 1  Syphilis
diabetes. B Immunizations should include:
m

15.11 Continuous glucose monitoring w Rubella

metrics may be used in addi- w Varicella


w Hepatitis B
tion to but should not be used
©A

w Influenza
as a substitute for blood glu- w Others if indicated
cose monitoring to achieve
Preconception plan should include:
optimal pre- and postprandial
w Nutrition and medication plan to achieve glycemic targets prior to conception, including
glycemic targets. E appropriate implementation of monitoring, continuous glucose monitoring, and pump technology
15.12 Commonly used estimated A1C w Contraceptive plan to prevent pregnancy until glycemic targets are achieved

and glucose management indi- w Management plan for general health, gynecologic concerns, comorbid conditions, or

cator calculations should not complications, if present, including hypertension, nephropathy, retinopathy; Rh
be used in pregnancy as es- incompatibility; and thyroid dysfunction
timates of A1C. C DKA, diabetic ketoacidosis; DVT/PE, deep vein thrombosis/pulmonary embolism; ECG, elec-
15.13 Nutrition counseling should en- trocardiogram; NAFLD, nonalcoholic fatty liver disease; PCOS, polycystic ovary syndrome;
dorse a balance of macronutrients TSH, thyroid-stimulating hormone.
diabetesjournals.org/care Management of Diabetes in Pregnancy S257

including nutrient-dense fruits, Processed foods, fatty red meat, and Lower limits are based on the mean
vegetables, legumes, whole sweetened foods and beverages should of normal blood glucose in pregnancy
grains, and healthy fats with be limited (26). (33). Lower limits do not apply to individ-
n-3 fatty acids that include uals with type 2 diabetes treated with
nuts and seeds and fish in the Insulin Physiology nutrition alone. Hypoglycemia in preg-
eating pattern. E Given that early pregnancy is a time of nancy is as defined and treated in Rec-

n
enhanced insulin sensitivity and lower ommendations 6.10–6.15 (Section 6,
“Glycemic Targets”). These values repre-

io
glucose levels, many people with type 1
Pregnancy in people with normal glu- diabetes will have lower insulin require- sent optimal control if they can be
cose metabolism is characterized by ments and an increased risk for hypo- achieved safely. In practice, it may be

t
fasting levels of blood glucose that are glycemia (27). Around 16 weeks, insulin challenging for a person with type 1 dia-

ia
lower than in the nonpregnant state resistance begins to increase, and total betes to achieve these targets without
due to insulin-independent glucose up- daily insulin doses increase linearly 5% hypoglycemia, particularly those with a
history of recurrent hypoglycemia or hy-

oc
take by the fetus and placenta and by per week through week 36. This usually
mild postprandial hyperglycemia and car- results in a doubling of daily insulin dose poglycemia unawareness. If an individual
bohydrate intolerance as a result of dia- compared with the prepregnancy require- cannot achieve these targets without sig-
betogenic placental hormones. In people ment. The insulin requirement levels off nificant hypoglycemia, the ADA suggests

ss
with preexisting diabetes, glycemic tar- toward the end of the third trimester less-stringent targets based on clinical
gets are usually achieved through a com- with placental aging. A rapid reduction in experience and individualization of care.
bination of insulin administration and insulin requirements can indicate the de-

sA
medical nutrition therapy. Because glyce- velopment of placental insufficiency (28). A1C in Pregnancy
mic targets in pregnancy are stricter than In studies of individuals without preexist-
In people with normal pancreatic func-
in nonpregnant individuals, it is impor- ing diabetes, increasing A1C levels within
tion, insulin production is sufficient to
tant that pregnant people with diabetes the normal range are associated with ad-
meet the challenge of this physiological
te
eat consistent amounts of carbohy- verse outcomes (34). In the Hyperglyce-
insulin resistance and to maintain normal
drates to match with insulin dosage mia and Adverse Pregnancy Outcome
glucose levels. However, in people with
and to avoid hyperglycemia or hypo- (HAPO) study, increasing levels of glyce-
be
diabetes, hyperglycemia occurs if treat-
glycemia. Referral to an RDN is impor- mia were also associated with worsening
ment is not adjusted appropriately.
tant to establish a food plan and outcomes (35). Observational studies in
insulin-to-carbohydrate ratio and de- preexisting diabetes and pregnancy show
Glucose Monitoring
termine weight gain goals. The quality the lowest rates of adverse fetal out-
ia

Reflecting this physiology, fasting and


of the carbohydrates should be evaluated. comes in association with A1C <6–6.5%
postprandial blood glucose monitoring
A subgroup analysis of the Continuous (42–48 mmol/mol) early in gestation
is recommended to achieve metabolic
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Glucose Monitoring in Pregnant Women (4–6,36). Clinical trials have not evalu-
control in pregnant people with diabe- ated the risks and benefits of achieving
With Type 1 Diabetes Trial (CONCEPTT)
tes. Preprandial testing is also recom- these targets, and treatment goals
study demonstrated that the diets of indi-
viduals planning pregnancy and currently mended when using insulin pumps or should account for the risk of maternal
basal-bolus therapy so that premeal hypoglycemia in setting an individualized
ica

pregnant assessed during the run-in


phase prior to randomization were char- rapid-acting insulin dosage can be ad- target of <6% (42 mmol/mol) to <7%
acterized by high-fat, low-fiber, and poor- justed. Postprandial monitoring is asso- (53 mmol/mol). Due to physiological in-
quality carbohydrate intakes. Fruit and ciated with better glycemic outcomes creases in red blood cell turnover, A1C
vegetable consumption was inadequate, and a lower risk of preeclampsia levels fall during normal pregnancy
er

with one in four participants at risk for (29–31). There are no adequately pow- (37,38). Additionally, as A1C represents
micronutrient deficiencies, highlighting ered randomized trials comparing differ- an integrated measure of glucose, it may
the importance of medical nutrition ent fasting and postmeal glycemic not fully capture postprandial hyperglyce-
m

therapy (25). An expert panel on nutri- targets in diabetes in pregnancy. mia, which drives macrosomia. Thus, al-
tion in pregnancy recommends a balance Similar to the targets recommended though A1C may be useful, it should be
by ACOG (upper limits are the same as
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of macronutrients. A diet that severely used as a secondary measure of glycemic


restricts any macronutrient class should for GDM, described below) (32), the outcomes in pregnancy, after blood glu-
be avoided, specifically the ketogenic diet ADA-recommended targets for pregnant cose monitoring.
that lacks carbohydrates, the Paleo diet people with type 1 or type 2 diabetes In the second and third trimesters,
because of dairy restriction, and any are as follows: A1C <6% (42 mmol/mol) has the lowest
diet characterized by excess saturated risk of large-for-gestational-age infants
fats. Nutrient-dense, whole foods are • Fasting glucose 70–95 mg/dL (3.9–5.3 (36,39,40), preterm delivery (41), and
recommended, including fruits, vegeta- mmol/L) and either preeclampsia (1,42). Taking all of this into
bles, legumes, whole grains, and healthy • One-hour postprandial glucose 110–140 account, a target of <6% (42 mmol/mol)
fats with n-3 fatty acids that include nuts mg/dL (6.1–7.8 mmol/L) or is optimal during pregnancy if it can be
and seeds and fish, which are less • Two-hour postprandial glucose 100–120 achieved without significant hypoglyce-
likely to promote excessive weight gain. mg/dL (5.6–6.7 mmol/L) mia. The A1C target in a given individual
S258 Management of Diabetes in Pregnancy Diabetes Care Volume 46, Supplement 1, January 2023

should be achieved without hypoglyce- alerts. A prospective, observational study GDM is characterized by an increased risk
mia, which, in addition to the usual ad- including 20 pregnant people with type 1 of large-for-gestational-age birth weight
verse sequelae, may increase the risk of diabetes simultaneously monitored with and neonatal and pregnancy complica-
low birth weight (43). Given the alter- intermittently scanning CGM (isCGM) and tions and an increased risk of long-term
ation in red blood cell kinetics during real-time CGM (rtCGM) for 7 days in maternal type 2 diabetes and abnormal
pregnancy and physiological changes in early pregnancy demonstrated a higher glucose metabolism of offspring in child-

n
glycemic parameters, A1C levels may percentage of time below range in the hood. These associations with maternal
isCGM group. Asymptomatic hypoglyce-

io
need to be monitored more frequently oral glucose tolerance test (OGTT) results
than usual (e.g., monthly). mia measured by isCGM should there- are continuous with no clear inflection
fore not necessarily lead to a reduction points (35,52). Offspring with exposure to

t
Continuous Glucose Monitoring in
of insulin dose and/or increased carbo- untreated GDM have reduced insulin sen-

ia
hydrate intake at bedtime unless these
Pregnancy sitivity and b-cell compensation and are
CONCEPTT was a randomized controlled episodes are confirmed by blood glucose
more likely to have impaired glucose tol-
meter measurements (51). Selection of

oc
trial (RCT) of real-time continuous glu- erance in childhood (53). In other words,
cose monitoring (CGM) in addition to CGM device should be based on an indi-
short-term and long-term risks increase
vidual’s circumstances, preferences, and
standard care, including optimization of with progressive maternal hyperglycemia.
needs.
pre- and postprandial glucose targets Therefore, all pregnant people should

ss
versus standard care for pregnant peo- be screened as outlined in Section 2,
• Target range 63–140 mg/dL (3.5–7.8
ple with type 1 diabetes. It demon-
mmol/L): TIR, goal >70% “Classification and Diagnosis of Diabetes.”
strated the value of real-time CGM in Although there is some heterogeneity,
• Time below range (<63 mg/dL [3.5

sA
pregnancy complicated by type 1 dia- mmol/L]), goal <4% many RCTs and a Cochrane review sug-
betes by showing a mild improvement • Time below range (<54 mg/dL [3.0 gest that the risk of GDM may be re-
in A1C without an increase in hypogly- mmol/L]), goal <1% duced by diet, exercise, and lifestyle
cemia and reductions in large-for-ges- • Time above range (>140 mg/dL [7.8 counseling, particularly when interven-
te
tational-age births, length of stay, and mmol/L]), goal <25% tions are started during the first or early
neonatal hypoglycemia (44). An obser- in the second trimester (54–56). There
vational cohort study that evaluated
be
MANAGEMENT OF GESTATIONAL are no intervention trials in offspring of
the glycemic variables reported using DIABETES MELLITUS mothers with GDM. A meta-analysis of
CGM found that lower mean glucose, 11 RCTs demonstrated that metformin
lower standard deviation, and a higher Recommendations treatment in pregnancy does not reduce
ia

percentage of time in target range 15.14 Lifestyle behavior change is the risk of GDM in high-risk individuals
were associated with lower risk of an essential component of with obesity, polycystic ovary syndrome,
large-for-gestational-age births and other management of gestational or preexisting insulin resistance (57). A
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adverse neonatal outcomes (45). Use of diabetes mellitus and may meta-analysis of 32 RCTs evaluating the
the CGM-reported mean glucose is supe- suffice as treatment for many effectiveness of telehealth visits for GDM
rior to the use of estimated A1C, glucose individuals. Insulin should be demonstrated reduction of incidences of
management indicator, and other calcula- added if needed to achieve cesarean delivery, neonatal hypoglycemia,
ica

tions to estimate A1C, given the changes glycemic targets. A premature rupture of membranes, mac-
to A1C that occur in pregnancy (46). 15.15 Insulin is the preferred medica- rosomia, pregnancy-induced hypertension
CGM time in range (TIR) can be used for tion for treating hyperglycemia or preeclampsia, preterm birth, neonatal
assessment of glycemic outcomes in peo- in gestational diabetes melli- asphyxia, and polyhydramnios compared
er

ple with type 1 diabetes, but it does not tus. Metformin and glyburide with standard in-person care (58).
provide actionable data to address fasting should not be used as first-line
and postprandial hypoglycemia or hyper- agents, as both cross the pla-
Lifestyle and Behavioral Management
m

glycemia. The cost of CGM in pregnancies centa to the fetus. A Other After diagnosis, treatment starts with
oral and noninsulin injectable
complicated by type 1 diabetes is offset medical nutrition therapy, physical activity,
glucose-lowering medications
by improved maternal and neonatal out- and weight management, depending on
©A

lack long-term safety data.


comes (47). pregestational weight, as outlined in the
15.16 Metformin, when used to treat
There are insufficient data to support section below on preexisting type 2 diabe-
polycystic ovary syndrome and
the use of CGM in people with type 2 tes, as well as glucose monitoring aiming
induce ovulation, should be
diabetes or GDM (48,49). for the targets recommended by the
discontinued by the end of the
The international consensus on TIR Fifth International Workshop-Conference
first trimester. A
(50) endorses pregnancy target ranges on Gestational Diabetes Mellitus (59):
15.17 Telehealth visits for pregnant
and goals for TIR for people with type 1
people with gestational diabe-
diabetes using CGM as reported on the tes mellitus improve outcomes • Fasting glucose <95 mg/dL (5.3 mmol/L)
ambulatory glucose profile; however, it compared with standard in- and either
does not specify the type or accuracy person care. A • One-hour postprandial glucose <140
of the device or need for alarms and mg/dL (7.8 mmol/L) or
diabetesjournals.org/care Management of Diabetes in Pregnancy S259

• Two-hour postprandial glucose <120 testing may be useful to identify those Metformin
mg/dL (6.7 mmol/L) who are severely restricting carbohy- Metformin was associated with a lower
drates to control blood glucose. Sim- risk of neonatal hypoglycemia and less
The glycemic target lower limits de- ple carbohydrates will result in higher maternal weight gain than insulin in sys-
fined above for preexisting diabetes apply postmeal excursions. tematic reviews (74,77–79). However,
for GDM treated with insulin. Depending metformin readily crosses the placenta,

n
on the population, studies suggest that Physical Activity resulting in umbilical cord blood levels
70–85% of people diagnosed with GDM of metformin as high or higher than si-

io
A systematic review demonstrated im-
under Carpenter-Coustan criteria can provements in glucose control and reduc- multaneous maternal levels (80,81). In
manage GDM with lifestyle modification tions in need to start insulin or insulin the Metformin in Gestational Diabetes:

t
alone; it is anticipated that this propor- dose requirements with an exercise inter- The Offspring Follow-Up (MiG TOFU)

ia
tion will be even higher if the lower Inter- vention. There was heterogeneity in the study’s analyses of 7- to 9-year-old off-
national Association of the Diabetes and types of effective exercise (aerobic, resis- spring, the 9-year-old offspring exposed
Pregnancy Study Groups (60) diagnostic to metformin for the treatment of GDM

oc
tance, or both) and duration of exercise
thresholds are used. (20–50 min/day, 2–7 days/week of mod- in the Auckland cohort were heavier
erate intensity) (67). and had a higher waist-to-height ratio
Medical Nutrition Therapy and waist circumference than those ex-

ss
Medical nutrition therapy for GDM is an posed to insulin (82). This difference
Pharmacologic Therapy
individualized nutrition plan developed Treatment of GDM with lifestyle and in- was not found in the Adelaide cohort.
between the pregnant person and an sulin has been demonstrated to improve In two RCTs of metformin use in preg-

sA
RDN familiar with the management of nancy for polycystic ovary syndrome,
perinatal outcomes in two large random-
GDM (61,62). The food plan should pro- follow-up of 4-year-old offspring dem-
ized studies, as summarized in a U.S. Pre-
vide adequate calorie intake to promote onstrated higher BMI and increased
ventive Services Task Force review (68).
fetal/neonatal and maternal health, obesity in the offspring exposed to met-
Insulin is the first-line agent recom-
te
achieve glycemic goals, and promote formin (83,84). A follow-up study at
mended for the treatment of GDM in
weight gain, according to the 2009 Insti- 5–10 years showed that the offspring
the U.S. While individual RCTs support
tute of Medicine recommendations (63). had higher BMI, weight-to-height ratios,
limited efficacy of metformin (69,70) and
be
There is no definitive research that iden- waist circumferences, and a borderline
glyburide (71) in reducing glucose levels
tifies a specific optimal calorie intake for increase in fat mass (84,85). A recent
for the treatment of GDM, these agents
people with GDM or suggests that their meta-analysis concluded that metformin
are not recommended as the first-line
calorie needs are different from those of exposure resulted in smaller neonates
ia

treatment for GDM because they are with an acceleration of postnatal growth,
pregnant individuals without GDM. The
known to cross the placenta and data on resulting in higher BMI in childhood
food plan should be based on a nutri-
long-term safety for offspring is of some
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tion assessment with dietary reference (84).


intake guidance from the National Insti- concern (32). Furthermore, in separate Randomized, double-blind, controlled
tute of Medicine. The recommended di- RCTs, glyburide and metformin failed to trials comparing metformin with other
etary reference intake for all pregnant provide adequate glycemic outcomes in therapies for ovulation induction in indi-
people is a minimum of 175 g of carbo- 23% and 25–28% of participants with viduals with polycystic ovary syndrome
ica

hydrate, a minimum of 71 g of protein, GDM, respectively (72,73). have not demonstrated benefit in pre-
and 28 g of fiber (64). The nutrition plan venting spontaneous abortion or GDM
should emphasize monounsaturated and Sulfonylureas (86), and there is no evidence-based
polyunsaturated fats while limiting satu- Sulfonylureas are known to cross the need to continue metformin in these in-
er

rated fats and avoiding trans fats. As is placenta and have been associated with dividuals (87–89).
true for all nutrition therapy in people increased neonatal hypoglycemia. Con- There are some people with GDM re-
with diabetes, the amount and type of centrations of glyburide in umbilical quiring medical therapy who may not be
m

carbohydrate will impact glucose levels. cord plasma are approximately 50–70% able to use insulin safely or effectively
The current recommended amount of of maternal levels (72,73). In meta- during pregnancy due to cost, language
carbohydrates is 175 g, or 35% of a analyses and systematic reviews, gly-
©A

barriers, comprehension, or cultural in-


2,000-calorie diet. Liberalizing higher buride was associated with a higher fluences. Oral agents may be an alterna-
quality, nutrient-dense carbohydrates re- rate of neonatal hypoglycemia, macroso- tive for these individuals after discussing
sults in controlled fasting/postprandial mia, and increased neonatal abdominal the known risks and the need for more
glucose, lower free fatty acids, improved circumference than insulin or metformin long-term safety data in offspring. How-
insulin action, and vascular benefits and (74,75). ever, due to the potential for growth re-
may reduce excess infant adiposity. Indi- Glyburide failed to be found noninferior striction or acidosis in the setting of
viduals who substitute fat for carbohy- to insulin based on a composite outcome placental insufficiency, metformin should
drates may unintentionally enhance of neonatal hypoglycemia, macrosomia, not be used in pregnant people with hy-
lipolysis, promote elevated free fatty and hyperbilirubinemia (76). Long-term pertension or preeclampsia or those at
acids, and worsen maternal insulin re- safety data for offspring exposed to gly- risk for intrauterine growth restriction
sistance (65,66). Fasting urine ketone buride are not available (76). (90,91).
S260 Management of Diabetes in Pregnancy Diabetes Care Volume 46, Supplement 1, January 2023

Insulin It may be suited for pregnancy because the but can require much higher doses of in-
Insulin use should follow the guidelines predictive low-glucose threshold for sus- sulin, sometimes necessitating concen-
below. Both multiple daily insulin injec- pending insulin is in the range of premeal trated insulin formulations. Insulin is the
tions and continuous subcutaneous insulin and overnight glucose value targets in preferred treatment for type 2 diabetes
infusion are reasonable delivery strategies, pregnancy and may allow for more in pregnancy. An RCT of metformin
and neither has been shown to be supe- aggressive prandial dosing. See SENSOR- added to insulin for the treatment of

n
rior to the other during pregnancy (92). AUGMENTED PUMPS and AUTOMATED INSULIN DELIVERY type 2 diabetes found less maternal
SYSTEMS in Section 7, “Diabetes Technology,”

io
weight gain and fewer cesarean births.
MANAGEMENT OF PREEXISTING for more information on these systems. There were fewer macrosomic neonates,
TYPE 1 DIABETES AND TYPE 2
but there was a doubling of small-for-

t
DIABETES IN PREGNANCY Type 1 Diabetes gestational-age neonates (107). As in

ia
Insulin Use Pregnant individuals with type 1 diabe- type 1 diabetes, insulin requirements
Recommendations tes have an increased risk of hypoglyce- drop dramatically after delivery.
15.18 Insulin should be used to man- mia in the first trimester and, like all

oc
The risk for associated hypertension
age type 1 diabetes in preg- pregnant people, have altered counter- and other comorbidities may be as high
nancy. A Insulin is the preferred regulatory response in pregnancy that or higher with type 2 diabetes as with
agent for the management of may decrease hypoglycemia awareness. type 1 diabetes, even if diabetes is bet-

ss
type 2 diabetes in pregnancy. B Education for people with diabetes and ter managed and of shorter apparent
15.19 Either multiple daily injections family members about the prevention, duration, with pregnancy loss appearing
or insulin pump technology recognition, and treatment of hypogly-
to be more prevalent in the third tri-

sA
can be used in pregnancy com- cemia is important before, during, and
mester in those with type 2 diabetes,
plicated by type 1 diabetes. C after pregnancy to help prevent and
compared with the first trimester in
manage hypoglycemia’s risks. Insulin re-
those with type 1 diabetes (108,109).
sistance drops rapidly with the delivery
te
The physiology of pregnancy necessitates of the placenta.
frequent titration of insulin to match Pregnancy is a ketogenic state, and PREECLAMPSIA AND ASPIRIN
changing requirements and underscores people with type 1 diabetes, and to a Insulin Use
be
the importance of daily and frequent lesser extent those with type 2 diabe-
Recommendation
blood glucose monitoring. Due to the tes, are at risk for diabetic ketoacidosis
15.20 Pregnant individuals with type 1
complexity of insulin management in (DKA) at lower blood glucose levels
or type 2 diabetes should be
pregnancy, referral to a specialized cen- than in the nonpregnant state. Pregnant
ia

prescribed low-dose aspirin


ter offering team-based care (with team people with type 1 diabetes should be
100–150 mg/day starting at 12
members including a maternal-fetal med- prescribed ketone strips and receive ed-
to 16 weeks of gestation to
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icine specialist, endocrinologist or other ucation on DKA prevention and detec-


lower the risk of preeclampsia.
health care professional experienced in tion. DKA carries a high risk of stillbirth.
E A dosage of 162 mg/day
managing pregnancy and preexisting dia- Those in DKA who are unable to eat of- may be acceptable E; currently,
betes, RDN, diabetes care and education ten require 10% dextrose with an insu- in the U.S., low-dose aspirin is
ica

specialist, and social worker, as needed) lin drip to adequately meet the higher available in 81-mg tablets.
is recommended if this resource is carbohydrate demands of the placenta
available. and fetus in the third trimester in order
None of the currently available human to resolve their ketosis.
Diabetes in pregnancy is associated with
insulin preparations have been demon- Retinopathy is a special concern in preg-
er

an increased risk of preeclampsia (110).


strated to cross the placenta (92–97). In- nancy. The necessary rapid implementation
of euglycemia in the setting of retinopa- The U.S. Preventive Services Task Force
sulins studied in RCTs are preferred
(98–101) over those studied in cohort thy is associated with worsening of reti- recommends using low-dose aspirin
m

studies (102), which are preferred over nopathy (106). (81 mg/day) as a preventive medication
those studied in case reports only. at 12 weeks of gestation in individuals at
high risk for preeclampsia (111). How-
©A

While many health care professionals Type 2 Diabetes


prefer insulin pumps in pregnancy, it is Type 2 diabetes is often associated with ever, a meta-analysis and an additional
not clear that they are superior to multi- obesity. Recommended weight gain dur- trial demonstrate that low-dose aspirin
ple daily injections (103,104). None of ing pregnancy for people with overweight <100 mg is not effective in reducing
the current hybrid closed-loop insulin pump is 15–25 lb and for those with obesity is preeclampsia. Low-dose aspirin >100
systems approved by the U.S. Food and 10–20 lb (63). There are no adequate mg is required (112–114). A cost-benefit
Drug Administration (FDA) achieve preg- data on optimal weight gain versus analysis has concluded that this ap-
nancy targets. However, predictive low- weight maintenance in pregnant peo- proach would reduce morbidity, save
glucose suspend (PLGS) technology has ple with BMI >35 kg/m2. lives, and lower health care costs (115).
been shown in nonpregnant people to be Optimal glycemic targets are often eas- However, there is insufficient data regard-
better than sensor-augmented insulin pumps ier to achieve during pregnancy with ing benefits of aspirin in pregnant people
(SAP) for reducing low glucose values (105). type 2 diabetes than with type 1 diabetes with preexisting diabetes (116,117). More
diabetesjournals.org/care Management of Diabetes in Pregnancy S261

studies are needed to assess the long- had an even better composite outcome POSTPARTUM CARE
term effects of prenatal aspirin exposure score than those without diabetes (118).
Recommendations
on offspring (116). As a result of the CHAP study, ACOG
15.23 Insulin resistance decreases
issued a Practice Advisory recommend-
dramatically immediately post-
PREGNANCY AND DRUG ing a blood pressure of 140/90 mmHg
as the threshold for initiation or titration partum, and insulin require-
CONSIDERATIONS

n
of medical therapy for chronic hyperten- ments need to be evaluated
Recommendations sion in pregnancy (119) rather than their and adjusted as they are often

io
15.21 In pregnant individuals with previously recommended threshold of roughly half the prepregnancy
diabetes and chronic hyper- 160/110 mmHg (120). requirements for the initial
few days postpartum. C

t
tension, a blood pressure The CHAP study provides additional
15.24 A contraceptive plan should be

ia
threshold of 140/90 mmHg for guidance for the management of hyper-
initiation or titration of ther- tension in pregnancy. Data from the discussed and implemented
apy is associated with better previously published Control of Hyperten- with all people with diabetes

oc
pregnancy outcomes than re- sion in Pregnancy Study (CHIPS) supports of reproductive potential. A
serving treatment for severe a target blood pressure goal of 110–135/ 15.25 Screen individuals with a re-
hypertension, with no increase 85 mmHg to reduce the risk of uncon- cent history of gestational dia-
betes mellitus at 4–12 weeks

ss
in risk of small-for-gestational- trolled maternal hypertension and mini-
age birth weight. A There are mize impaired fetal growth (120–122). postpartum, using the 75-g
limited data on the optimal The 2015 study (121) excluded pregnan- oral glucose tolerance test and
cies complicated by preexisting diabetes, clinically appropriate nonpreg-

sA
lower limit, but therapy should
and only 6% of participants had GDM at nancy diagnostic criteria. B
be lessened for blood pressure
enrollment. There was no difference in 15.26 Individuals with overweight/
<90/60 mmHg. E A blood pres-
pregnancy loss, neonatal care, or other obesity and a history of gesta-
sure target of 110–135/85 mmHg
neonatal outcomes between the groups tional diabetes mellitus found
te
is suggested in the interest of
with tighter versus less tight control of to have prediabetes should re-
reducing the risk for acceler-
hypertension (121). ceive intensive lifestyle inter-
ated maternal hypertension. A
ventions and/or metformin to
be
During pregnancy, treatment with ACE
15.22 Potentially harmful medica-
inhibitors and angiotensin receptor block- prevent diabetes. A
tions in pregnancy (i.e., ACE
ers is contraindicated because they may 15.27 Breastfeeding is recommended
inhibitors, angiotensin receptor to reduce the risk of maternal
cause fetal renal dysplasia, oligohydram-
blockers, statins) should be
ia

nios, pulmonary hypoplasia, and intra- type 2 diabetes and should


stopped prior to conception uterine growth restriction (21). be considered when choosing
and avoided in sexually active A large study found that after adjust- whether to breastfeed or for-
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individuals of childbearing po- ing for confounders, first trimester ACE mula feed. B
tential who are not using reli- inhibitor exposure does not appear to 15.28 Individuals with a history of
able contraception. B be associated with congenital malforma- gestational diabetes mellitus
tions (123). However, ACE inhibitors and should have lifelong screen-
ica

In normal pregnancy, blood pressure is angiotensin receptor blockers should be ing for the development of
stopped as soon as possible in the first type 2 diabetes or prediabe-
lower than in the nonpregnant state.
The Chronic Hypertension and Preg-
trimester to avoid second and third tri- tes every 1–3 years. B
nancy (CHAP) Trial Consortium’s RCT on
mester fetopathy (123). Antihyperten- 15.29 Individuals with a history of ges-
er

sive drugs known to be effective and tational diabetes mellitus should


treatment for mild chronic hypertension
safe in pregnancy include methyldopa, seek preconception screening
during pregnancy demonstrated that a
nifedipine, labetalol, diltiazem, clonidine, for diabetes and preconception
blood pressure of 140/90 mmHg, as the
m

and prazosin. Atenolol is not recom- care to identify and treat hyper-
threshold for initiation or titration of mended, but other b-blockers may be glycemia and prevent congenital
treatment, reduces the incidence of ad- used, if necessary. Chronic diuretic use malformations. E
verse pregnancy outcomes without com-
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during pregnancy is not recommended 15.30 Postpartum care should include


promising fetal growth (118). The CHAP as it has been associated with restricted psychosocial assessment and
Consortium’s study mitigates concerns maternal plasma volume, which may re- support for self-care. E
about small-for-gestational-age birth duce uteroplacental perfusion (124). On
weight. Attained mean ± SD blood the basis of available evidence, statins
pressure measurements in the treated should also be avoided in pregnancy Gestational Diabetes Mellitus
versus untreated groups were systolic (125). Initial Testing
129.5 ± 10.0 vs. 132.6 ± 10.1 mmHg See pregnancy and antihypertensive Because GDM often represents previ-
(between-group difference 3.11 [95% medications in Section 10, “Cardiovascular ously undiagnosed prediabetes, type 2
CI 3.95 to 2.28]) and diastolic 79.1 ± Disease and Risk Management,” for more diabetes, maturity-onset diabetes of the
7.4 vs. 81.5 ± 8.0 mmHg ( 2.33 [ 2.97 information on managing blood pressure young, or even developing type 1 diabe-
to 0.04]) (118). Individuals with diabetes in pregnancy. tes, individuals with GDM should be
S262 Management of Diabetes in Pregnancy Diabetes Care Volume 46, Supplement 1, January 2023

tested for persistent diabetes or predia- 20% at 10 years, 30% at 20 years, 40% those with diabetes, should be supported
betes at 4–12 weeks postpartum with a at 30 years, 50% at 40 years, and 60% at in attempts to breastfeed. Breastfeeding
fasting 75-g OGTT using nonpregnancy cri- 50 years (129). In the prospective Nurses’ may also confer longer-term metabolic
teria as outlined in Section 2, “Classification Health Study II (NHS II), subsequent dia- benefits to both mother (139) and off-
and Diagnosis of Diabetes,” specifically betes risk after a history of GDM was sig- spring (140). Breastfeeding reduces the
Table 2.2. In the absence of unequivocal nificantly lower in those who followed risk of developing type 2 diabetes in

n
hyperglycemia, a positive screen for dia- healthy eating patterns (130). Adjusting mothers with previous GDM. It may
betes requires two abnormal values. If for BMI attenuated this association mod-

io
improve the metabolic risk factors
both the fasting plasma glucose ($126 erately, but not completely. Interpreg- of offspring, but more studies are
mg/dL [7.0 mmol/L]) and 2-h plasma glu- nancy weight gain is associated with needed (141). However, lactation can

t
cose ($200 mg/dL [11.1 mmol/L]) are ab- increased risk of adverse pregnancy out- increase the risk of overnight hypo-

ia
normal in a single screening test, then comes (131) and higher risk of GDM, glycemia, and insulin dosing may need
the diagnosis of diabetes is made. If only while in people with BMI >25 kg/m2,
to be adjusted.
one abnormal value in the OGTT meets weight loss is associated with lower risk

oc
diabetes criteria, the test should be re- of developing GDM in the subsequent
Contraception
peated to confirm that the abnormality pregnancy (132). Development of type 2
A major barrier to effective preconcep-
persists. OGTT testing immediately post- diabetes is 18% higher per unit of BMI
tion care is the fact that the majority of

ss
partum, while still hospitalized, has increase from prepregnancy BMI at
pregnancies are unplanned. Planning
demonstrated improved engagement in follow-up, highlighting the importance
pregnancy is critical in individuals with
testing but also variably reduced sensi- of effective weight management after
preexisting diabetes to achieve the opti-
tivity to the diagnosis of impaired fast- GDM (133). In addition, postdelivery

sA
ing glucose, impaired glucose tolerance, lifestyle interventions are effective in mal glycemic targets necessary to pre-
and type 2 diabetes (126,127). reducing risk of type 2 diabetes (134). vent congenital malformations and reduce
Both metformin and intensive lifestyle the risk of other complications. Therefore,
Postpartum Follow-up intervention prevent or delay progression all individuals with diabetes of child-
te
The OGTT is recommended over A1C at to diabetes in individuals with prediabetes bearing potential should have family
4–12 weeks postpartum because A1C and a history of GDM. Only five to six indi- planning options reviewed at regular
intervals to make sure that effective
be
may be persistently impacted (lowered) viduals with prediabetes and a history of
by the increased red blood cell turnover GDM need to be treated with either inter- contraception is implemented and main-
related to pregnancy, by blood loss at de- vention to prevent one case of diabetes tained. This applies to individuals in the
livery, or by the preceding 3-month glu- over 3 years (135). In these individuals, life- immediate postpartum period. Individu-
ia

cose profile. The OGTT is more sensitive style intervention and metformin reduced als with diabetes have the same contra-
at detecting glucose intolerance, including progression to diabetes by 35% and 40%, ception options and recommendations as
both prediabetes and diabetes. Individu- respectively, over 10 years compared with those without diabetes. Long-acting, re-
nD

als of childbearing potential with predia- placebo (136). If the pregnancy has moti- versible contraception may be ideal for
betes may develop type 2 diabetes by vated the adoption of healthy nutrition, individuals with diabetes and childbear-
the time of their next pregnancy and will building on these gains to support weight ing potential. The risk of an unplanned
need preconception evaluation. Because loss is recommended in the postpartum pregnancy outweighs the risk of any cur-
ica

GDM is associated with an increased life- period. (See Section 3, “Prevention or rently available contraception option.
time maternal risk for diabetes estimated Delay of Type 2 Diabetes and Associated
at 50–60% (128,129), individuals should Comorbidities.”) References
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ing nonpregnant thresholds). lower than prepregnancy insulin require- eclampsia, and gestational hypertension in
©A

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with type 1 diabetes mellitus. Diabetologia 2008; Task Force. Rockville,MD, Agency for Healthcare delivery hospitalization for type 2 diabetes? Am J
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97. Suffecool K, Rosenn B, Niederkofler EE, et al. 2022. Available from https://www.ncbi.nlm.nih. 127. Society for Maternal-Fetal Medicine
Insulin detemir does not cross the human gov/books/NBK196392/ (SMFM). Werner EF, Has P, Rouse D, Clark MA.

ss
placenta. Diabetes Care 2015;38:e20–e21 112. Roberge S, Bujold E, Nicolaides KH. Aspirin Two-day postpartum compared with 4- to 12-
98. Mathiesen ER, Hod M, Ivanisevic M, et al.; for the prevention of preterm and term week postpartum glucose tolerance testing for
Detemir in Pregnancy Study Group. Maternal preeclampsia: systematic review and metaanalysis. women with gestational diabetes. Am J Obstet
efficacy and safety outcomes in a randomized, Am J Obstet Gynecol 2018;218:287–293.e1 Gynecol 2020;223:439.e1–439.e7

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controlled trial comparing insulin detemir with 113. Rolnik DL, Wright D, Poon LC, O’Gorman N, 128. Vounzoulaki E, Khunti K, Abner SC, Tan BK,
NPH insulin in 310 pregnant women with type 1 Syngelaki A, de Paco Matallana C, et al. Aspirin Davies MJ, Gillies CL. Progression to type 2
diabetes. Diabetes Care 2012;35:2012–2017 versus placebo in pregnancies at high risk for diabetes in women with a known history of
99. Hod M, Mathiesen ER, Jovanovic L, et al. A preterm preeclampsia. N Engl J Med. 2017;377: gestational diabetes: systematic review and
randomized trial comparing perinatal outcomes 613–622 meta-analysis. BMJ 2020;369:m1361
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using insulin detemir or neutral protamine 114. Hoffman MK, Goudar SS, Kodkany BS, 129. Li Z, Cheng Y, Wang D, et al. Incidence rate
Hagedorn in type 1 diabetes. J Matern Fetal Metgud M, Somannavar M, Okitawutshu J, et al. of type 2 diabetes mellitus after gestational
Neonatal Med 2014;27:7–13 Low-dose aspirin for the prevention of preterm diabetes mellitus: a systematic review and meta-
be
100. Hod M, Damm P, Kaaja R, et al.; Insulin delivery in nulliparous women with a singleton analysis of 170,139 women. J Diabetes Res
Aspart Pregnancy Study Group. Fetal and pregnancy (ASPIRIN): a randomised, double-blind, 2020;2020:3076463
perinatal outcomes in type 1 diabetes pregnancy: placebo-controlled trial. Lancet. 2020 25;395: 130. Tobias DK, Hu FB, Chavarro J, Rosner B,
a randomized study comparing insulin aspart 285–293 Mozaffarian D, Zhang C. Healthful dietary
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with human insulin in 322 subjects. Am J Obstet 115. Werner EF, Hauspurg AK, Rouse DJ. A cost- patterns and type 2 diabetes mellitus risk among
Gynecol 2008;198:186.e1–186.e7 benefit analysis of low-dose aspirin prophylaxis women with a history of gestational diabetes
101. Persson B, Swahn ML, Hjertberg R, et al. for the prevention of preeclampsia in the United mellitus. Arch Intern Med 2012;172:1566–1572
Insulin lispro therapy in pregnancies complicated States. Obstet Gynecol 2015;126:1242–1250 131. Villamor E, Cnattingius S. Interpregnancy
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by type 1 diabetes mellitus. Diabetes Res Clin 116. Zen M, Haider R, Simmons D, et al. Aspirin weight change and risk of adverse pregnancy
Pract 2002;58:115–121 for the prevention of pre-eclampsia in women outcomes: a population-based study. Lancet
102. Pollex E, Moretti ME, Koren G, Feig DS. with pre-existing diabetes: systematic review. 2006;368:1164–1170
Safety of insulin glargine use in pregnancy: a Aust N Z J Obstet Gynaecol 2022;62:12–21 132. Martınez-Hortelano JA, Cavero-Redondo I,
systematic review and meta-analysis. Ann 117. Voutetakis A, Pervanidou P, Kanaka-  lvarez-Bueno C, Dıez-Fernandez A, Hernandez-
A
ica

Pharmacother 2011;45:9–16 Gantenbein C. Aspirin for the prevention of Luengo M, Martınez-Vizcaıno V. Interpregnancy
103. Carta Q, Meriggi E, Trossarelli GF, et al. preeclampsia and potential consequences for weight change and gestational diabetes mellitus:
Continuous subcutaneous insulin infusion versus fetal brain development. JAMA Pediatr 2019;173: a systematic review and meta-analysis. Obesity
intensive conventional insulin therapy in type I 619–620 (Silver Spring) 2021;29:454–464
and type II diabetic pregnancy. Diabete Metab 118. Tita AT, Szychowski JM, Boggess K, et al.; 133. Dennison RA, Chen ES, Green ME, et al. The
er

1986;12:121–129 Chronic Hypertension and Pregnancy (CHAP) Trial absolute and relative risk of type 2 diabetes after
104. Kernaghan D, Farrell T, Hammond P, Owen Consortium. Treatment for mild chronic hyper- gestational diabetes: a systematic review and
P. Fetal growth in women managed with insulin tension during pregnancy. N Engl J Med 2022; meta-analysis of 129 studies. Diabetes Res Clin
pump therapy compared to conventional insulin. 386:1781–1792 Pract 2021;171:108625
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Eur J Obstet Gynecol Reprod Biol 2008;137: 119. American College of Obstetricians and 134. Li N, Yang Y, Cui D, et al. Effects of lifestyle
47–49 Gynecologists: Clinical guidance for the integration intervention on long-term risk of diabetes in
105. Forlenza GP, Li Z, Buckingham BA, et al. of the findings of the Chronic Hypertension and women with prior gestational diabetes: a
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Predictive low-glucose suspend reduces hypo- Pregnancy (CHAP) study. Acccessed 31 August systematic review and meta-analysis of randomized
glycemia in adults, adolescents, and children with 2022. Available from https://www.acog.org/ controlled trials. Obes Rev 2021;22:e13122
type 1 diabetes in an at-home randomized clinical/clinical-guidance/practice-advisory/articles/ 135. Ratner RE, Christophi CA, Metzger BE,
crossover study: results of the PROLOG Trial. 2022/04/clinical-guidance-for-the-integration-of- et al.; Diabetes Prevention Program Research
Diabetes Care 2018;41:2155–2161 the-findings-of-the-chronic-hypertension-and- Group. Prevention of diabetes in women with
106. Chew EY, Mills JL, Metzger BE, et al. pregnancy-chap-study a history of gestational diabetes: effects of
Metabolic control and progression of retinopathy. 120. American College of Obstetricians and metformin and lifestyle interventions. J Clin
The Diabetes in Early Pregnancy Study. National Gynecologists’ Committee on Practice Bulletins— Endocrinol Metab 2008;93:4774–4779
Institute of Child Health and Human Development Obstetrics. ACOG Practice Bulletin No. 203: Chronic 136. Aroda VR, Christophi CA, Edelstein SL,
Diabetes in Early Pregnancy Study. Diabetes Care hypertension in pregnancy. Obstet Gynecol 2019; et al.; Diabetes Prevention Program Research
1995;18:631–637 133:e26–e50 Group. The effect of lifestyle intervention and
107. Feig DS, Donovan LE, Zinman B, et al.; MiTy 121. Magee LA, von Dadelszen P, Rey E, et al. metformin on preventing or delaying
Collaborative Group. Metformin in women with Less-tight versus tight control of hypertension in diabetes among women with and without
type 2 diabetes in pregnancy (MiTy): a multicentre, pregnancy. N Engl J Med 2015;372:407–417 gestational diabetes: the Diabetes Prevention
S266 Management of Diabetes in Pregnancy Diabetes Care Volume 46, Supplement 1, January 2023

Program outcomes study 10-year follow-up. in type 1 diabetic women. Endocr Pract 2009; review of current evidence. J Pediatr (Rio J)
J Clin Endocrinol Metab 2015;100:1646– 15:187–193 2014;90:7–15
1653 139. Stuebe AM, Rich-Edwards JW, Willett WC, 141. Pathirana MM, Ali A, Lassi ZS, Arstall MA,
137. Achong N, Duncan EL, McIntyre HD, Manson JE, Michels KB. Duration of lactation and Roberts CT, Andraweera PH. Protective
Callaway L. Peripartum management of glycemia incidence of type 2 diabetes. JAMA 2005;294: influence of breastfeeding on cardiovascular
in women with type 1 diabetes. Diabetes Care 2601–2610 risk factors in women with previous gesta-
2014;37:364–371 140. Pereira PF, Alfenas R de CG, Ara ujo RMA. tional diabetes mellitus and their children: a

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138. Riviello C, Mello G, Jovanovic LG. Does breastfeeding influence the risk of systematic review and meta-analysis. J Hum
Breastfeeding and the basal insulin requirement developing diabetes mellitus in children? A Lact 2022;38:501–512

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Diabetes Care Volume 46, Supplement 1, January 2023 S267

16. Diabetes Care in the Hospital: Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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Standards of Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

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Billy S. Collins, Marisa E. Hilliard,
Diabetes Care 2023;46(Suppl. 1):S267–S278 | https://doi.org/10.2337/dc23-S016 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Mary Lou Perry, Priya Prahalad,

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Richard E. Pratley, Jane Jeffrie Seley,
Robert C. Stanton, and Robert A. Gabbay,

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on behalf of the American Diabetes
Association

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16. DIABETES CARE IN THE HOSPITAL


The American Diabetes Association (ADA) “Standards of Care in Diabetes” includes
the ADA’s current clinical practice recommendations and is intended to provide the
components of diabetes care, general treatment goals and guidelines, and tools to

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evaluate quality of care. Members of the ADA Professional Practice Committee, a
multidisciplinary expert committee, are responsible for updating the Standards of
Care annually, or more frequently as warranted. For a detailed description of ADA
standards, statements, and reports, as well as the evidence-grading system for ADA’s
te
clinical practice recommendations and a full list of Professional Practice Committee
members, please refer to Introduction and Methodology. Readers who wish to com-
ment on the Standards of Care are invited to do so at professional.diabetes.org/SOC.
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Among hospitalized patients, hyperglycemia, hypoglycemia, and glucose variability


are associated with adverse outcomes, including increased morbidity and mortality
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(1). Careful management of people with diabetes during hospitalization has direct
and immediate benefits. Diabetes management in the inpatient setting is facilitated
by preadmission treatment of hyperglycemia in people with diabetes, having elec-
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tive procedures, a dedicated inpatient diabetes service applying well-developed


and validated standards of care, and careful transition to prearranged outpatient
management. These steps can shorten hospital stays, reduce the need for readmis-
sion and emergency department visits, and improve outcomes. Some in-depth re-
ica

views of in-hospital care and care transitions for adults with diabetes have been
published (2–4). For older hospitalized patients or for patients in long-term care fa-
cilities, please see Section 13, “Older Adults.”
er

HOSPITAL CARE DELIVERY STANDARDS

Recommendations
16.1
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Perform an A1C test on all people with diabetes or hyperglycemia (blood


glucose >140 mg/dL [7.8 mmol/L]) admitted to the hospital if not per-
formed in the prior 3 months. B
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16.2 Insulin should be administered using validated written or computerized Disclosure information for each author is
protocols that allow for predefined adjustments in the insulin dosage available at https://doi.org/10.2337/dc23-SDIS.
based on glycemic fluctuations. B Suggested citation: ElSayed NA, Aleppo G,
Aroda VR, et al., American Diabetes Association.
16. Diabetes care in the hospital: Standards of Care
Considerations on Admission in Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
S267–S278
High-quality hospital care for diabetes requires standards for care delivery, which are
best implemented using structured order sets and quality improvement strategies for © 2022 by the American Diabetes Association.
process improvement. Unfortunately, “best practice” protocols, reviews, and guide- Readers may use this article as long as the
work is properly cited, the use is educational
lines (2,4) are inconsistently implemented within hospitals. To correct this, medical and not for profit, and the work is not altered.
centers striving for optimal inpatient diabetes treatment should establish protocols More information is available at https://www.
and structured order sets, which include computerized provider order entry (CPOE). diabetesjournals.org/journals/pages/license.
S268 Diabetes Care in the Hospital Diabetes Care Volume 46, Supplement 1, January 2023

Initial orders should state the type of Appropriately trained specialists or spe- Standard Definitions of Glucose
diabetes (i.e., type 1, type 2, gestational cialty teams may reduce the length of Abnormalities
diabetes mellitus, pancreatogenic diabetes) stay and improve glycemic and other clini- Hyperglycemia in hospitalized patients is de-
when it is known. Because inpatient treat- cal outcomes (21–23). In addition, the fined as blood glucose levels >140 mg/dL
ment and discharge planning are more ef- increased risk of 30-day readmission fol- (7.8 mmol/L) (33). Blood glucose levels
fective if based on preadmission glycemia, lowing hospitalization that has been at- persistently above this level warrant prompt

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A1C should be measured for all people tributed to diabetes can be reduced, and interventions, such as alterations in nu-
with diabetes or hyperglycemia admit- costs saved when inpatient care is pro- trition or changes to medications that

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ted to the hospital if an A1C test has not vided by a specialized diabetes manage- cause hyperglycemia. An admission A1C
been performed in the previous 3 months ment team (21,24,25). In a cross-sectional value $6.5% (48 mmol/mol) suggests that

t
(5–8). In addition, diabetes self-manage- study comparing usual care to specialists the onset of diabetes preceded hospitaliza-
tion (see Section 2, “Classification and

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ment knowledge and behaviors should reviewing diabetes cases and making
be assessed on admission, and diabetes recommendations virtually through the Diagnosis of Diabetes”) (33,34). Hypoglyce-
self-management education provided, es- EHR, rates of both hyperglycemia and mia in hospitalized patients is categorized

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pecially if a new treatment plan is being hypoglycemia were reduced by 30–40% by blood glucose concentration and clinical
considered. Diabetes self-management (26). Providing inpatient diabetes educa- correlates (Table 6.4) (35). Level 1 hypo-
education should include appropriate skills tion and developing a diabetes discharge glycemia is defined as a glucose con-
plan that includes continued access to dia- centration of 54–70 mg/dL (3.0–3.9

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needed after discharge, such as medica-
tion dosing and administration, glucose betes medications and supplies and on- mmol/L). Level 2 hypoglycemia is de-
monitoring, and recognition and treatment going education and support are key fined as a blood glucose concentration
of hypoglycemia (9,10). Evidence supports strategies to improve outcomes (27–29). <54 mg/dL (3.0 mmol/L), which is typi-

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preadmission treatment of hyperglycemia Details of diabetes care team composi- cally the threshold for neuroglycopenic
in people scheduled for elective sur- tion are available in the Joint Commission symptoms. Level 3 hypoglycemia is de-
gery as an effective means of reducing standards for programs and from the fined as a clinical event characterized by
adverse outcomes (11–14). Society of Hospital Medicine (30,31). altered mental and/or physical functioning
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The National Academy of Medicine Even the most efficacious orders may that requires assistance from another per-
recommends CPOE to prevent medication- not be carried out in a way that improves son for recovery. Levels 2 and 3 require
related errors and increase medication quality, nor are they automatically up- immediate correction of low blood glu-
be

administration efficiency (15). Systematic dated when new evidence arises. The cose. Prompt treatment of level 1 hypo-
reviews of randomized controlled trials Joint Commission accreditation program glycemia can prevent progression to more
using computerized advice to improve for the hospital care of diabetes (31), significant level 2 and level 3 hypoglycemia.
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glycemic outcomes in the hospital found the Society of Hospital Medicine work-
significant improvement in the percent- book for program development (30), and Glycemic Targets
age of time individuals spent in the target the Joint British Diabetes Societies (JBDS) In a landmark clinical trial conducted in a
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glucose range, lower mean blood glucose for Inpatient Care Group (32) are valu- surgical intensive care unit, Van den Berghe
levels, and no increase in hypoglycemia able resources. et al. (36) demonstrated that an intensive
(16,17). Where feasible, there should be intravenous insulin protocol with a tar-
structured order sets that provide comput- GLYCEMIC TARGETS IN get glycemic range of 80–110 mg/dL
ica

erized guidance for glycemic management. HOSPITALIZED ADULTS (4.4–6.1 mmol/L) reduced mortality by
Electronic insulin order templates also im- 40% compared with a standard approach
Recommendations
prove mean glucose levels without increas- targeting blood glucose of 180–215 mg/dL
16.4 Insulin therapy should be initi-
ing hypoglycemia in people with type 2 (10–12 mmol/L) in critically ill hospitalized
ated for the treatment of per-
diabetes, so structured insulin order sets patients with recent surgery. This study
er

sistent hyperglycemia starting


incorporated into the CPOE can facilitate provided robust evidence that active treat-
at a threshold $180 mg/dL
glycemic management (18,19). Insulin dos- ment to lower blood glucose in hospital-
(10.0 mmol/L) (checked on two
ing algorithms using machine learning ized patients could have immediate
m

occasions). Once insulin ther-


and data in the electronic health record benefits. However, a large, multicenter
(EHR) currently in development show great apy is started, a target glu-
follow-up study in critically ill hospital-
cose range of 140–180 mg/dL
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promise to more accurately predict insulin ized patients, the Normoglycemia in Inten-
requirements during hospitalization com- (7.8–10.0 mmol/L) is recom-
sive Care Evaluation and Survival Using
pared with existing clinical practices (20). mended for most critically ill
Glucose Algorithm Regulation (NICE-SUGAR)
and noncritically ill patients. A
trial (37), led to a reconsideration of the
16.5 More stringent goals, such
Diabetes Care Specialists in the Hospital optimal target range for glucose lower-
as 110–140 mg/dL (6.1–7.8
Recommendation ing in critical illness. In this trial, criti-
mmol/L) or 100–180 mg/dL
16.3 When caring for hospitalized cally ill patients randomized to intensive
(5.6–10.0 mmol/L), may be
people with diabetes, consult glycemic management (80–110 mg/dL)
appropriate for selected pa-
with a specialized diabetes or derived no significant treatment advan-
tients and are acceptable if
glucose management team tage compared with a group with more
they can be achieved without
when possible. C moderate glycemic targets (140–180 mg/dL
significant hypoglycemia. C
[7.8–10.0 mmol/L]) and had slightly but
diabetesjournals.org/care Diabetes Care in the Hospital S269

significantly higher mortality (27.5% vs. More frequent POC blood glucose moni- teams allow the use of CGM in selected
25%). The intensively treated group had toring ranging from every 30 min to every people with diabetes on an individual ba-
10- to 15-fold greater rates of hypoglyce- 2 h is the required standard for safe use sis, mostly in noncritical care settings, pro-
mia, which may have contributed to the of intravenous insulin. Safety standards vided both the individual and the glucose
adverse outcomes noted. The findings for blood glucose monitoring that prohibit management team are well educated in
from NICE-SUGAR are supported by sev- sharing lanceting devices, other testing the use of this technology. CGM is not cur-

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eral meta-analyses and a randomized con- materials, and needles are mandatory (45). rently approved for intensive care unit use
trolled trial, some of which suggest that The vast majority of hospital glucose due to accuracy concerns such as hypovo-

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tight glycemic management increases monitoring is performed with FDA-approved lemia, hypoperfusion, and use of therapies
mortality compared with more moder- prescription POC glucose monitoring sys- such as vasopressor agents.

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ate glycemic targets and generally causes tems with and capillary blood taken from During the coronavirus disease 2019

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higher rates of hypoglycemia (38–40). finger sticks, similar to the process per- (COVID-19) pandemic, many institutions
Based on these results, insulin therapy formed by outpatients for home blood were able to use CGM to minimize con-
should be initiated for the treatment of glucose monitoring (46). POC blood glu- tact between health care professionals

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persistent hyperglycemia $180 mg/dL cose meters are not as accurate or as and people with diabetes, especially those
(10.0 mmol/L) and targeted to a glucose precise as laboratory glucose analyzers, in the intensive care unit under an FDA
range of 140–180 mg/dL (7.8–10.0 mmol/L) and capillary blood glucose readings are policy of enforcement discretion during

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for the majority of critically ill patients. subject to artifacts due to perfusion, the pandemic (51–59). This approach has
Although not as well supported by data edema, anemia/erythrocytosis, and sev- been helpful in that regard, as well as in
from randomized controlled trials, these eral medications commonly used in the minimizing the use of personal protec-
recommendations have been extended hospital (47) (Table 7.1). The U.S. Food tive equipment. The availability of data

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to hospitalized patients without critical and Drug Administration (FDA) has es- about the safe and effective use of CGM
illness. More stringent goals, such as tablished standards for capillary (finger- in the inpatient setting is evolving. Pre-
110–140 mg/dL (6.1–7.8 mmol/L), may be stick) blood glucose meters used in the liminary data suggest that CGM can sig-
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appropriate for selected patients (e.g., criti- ambulatory setting, as well as standards nificantly improve glycemic management
cally ill postsurgical patients or patients to be applied for POC measures in the and other hospital outcomes (57,60–63).
with cardiac surgery) as long as they can hospital (47). The balance between For more information on CGM, see
Section 7, “Diabetes Technology.”
be
be achieved without significant hypogly- analytic requirements (e.g., accuracy,
cemia (41–43). For inpatient management precision, interference) and clinical re-
of hyperglycemia in noncritical care, the quirements (rapidity, simplicity, point of GLUCOSE-LOWERING TREATMENT
expert consensus recommends a target care) has not been uniformly resolved IN HOSPITALIZED PATIENTS
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range of 100–180 mg/dL (5.6–10.0 mmol/L) (46,48), and most hospitals have arrived at Recommendations
for noncritically ill patients with “new” their own policies to balance these param- 16.6 Basal insulin or a basal plus
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hyperglycemia as well as people with eters. It is critically important that devices bolus correction insulin regi-
known diabetes prior to admission. It selected for in-hospital use, and the men is the preferred treatment
has been found that fasting glucose levels workflow through which they are applied, for noncritically ill hospitalized
<100 mg/dL are predictors of hypoglyce- have careful analysis of performance and patients with poor oral intake
mia within the next 24 h (44). Glycemic reliability and ongoing quality assessments.
ica

or those who are taking noth-


levels >250 mg/dL (13.9 mmol/L) may be Recent studies indicate that POC measures ing by mouth. A
acceptable in terminally ill patients with provide adequate information for usual 16.7 An insulin regimen with basal,
short life expectancy. In these individuals, practice, with only rare instances where prandial, and correction com-
less aggressive insulin regimens to minimize care has been compromised (49,50). Best
er

glucosuria, dehydration, and electrolyte dis- ponents is the preferred treat-


practice dictates that any glucose result ment for most noncritically ill
turbances are often more appropriate. that does not correlate with the pa-
Clinical judgment combined with ongoing hospitalized patients with ad-
tient’s clinical status should be confirmed equate nutritional intake. A
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assessment of clinical status, including by measuring a serum sample in the clini-


changes in the trajectory of glucose meas- 16.8 Use of a correction or supple-
cal laboratory. mental insulin without basal
ures, illness severity, nutritional status, or
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concomitant medications that might af- insulin (often referred to as a


Continuous Glucose Monitoring
fect glucose levels (e.g., glucocorticoids), sliding scale) in the inpatient
Real-time continuous glucose monitor-
may be incorporated into the day-to-day setting is discouraged. A
ing (CGM) provides frequent measure-
decisions regarding insulin dosing (42). ments of interstitial glucose levels and
the direction and magnitude of glucose Insulin Therapy
BLOOD GLUCOSE MONITORING trends. Even though CGM has theoretical Critical Care Setting
In hospitalized individuals with diabetes advantages over POC glucose monitoring Continuous intravenous insulin infusion
who are eating, point-of-care (POC) glu- in detecting and reducing the incidence of is the most effective method for achiev-
cose monitoring should be performed be- hypoglycemia, it has not been approved ing glycemic targets in the critical care
fore meals; in those not eating, glucose by the FDA for inpatient use. Some hospi- setting. Intravenous insulin infusions should
monitoring is advised every 4–6 h (33). tals with established glucose management be administered based on validated
S270 Diabetes Care in the Hospital Diabetes Care Volume 46, Supplement 1, January 2023

written or computerized protocols that safer procedure is administering pran- help minimize hyperglycemia and avoid
allow for predefined adjustments in the dial insulin immediately after eating, rebound hypoglycemia (83,84). The dose
infusion rate, accounting for glycemic with the dose adjusted to be appropriate of basal insulin is best calculated on the
fluctuations and insulin dose (64). for the amount of carbohydrates ingested basis of the insulin infusion rate during
(71). the last 6 h when stable glycemic goals
Noncritical Care Setting A randomized controlled trial has shown were achieved (85). For people being transi-

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In most instances, insulin is the pre- that basal-bolus treatment improved glyce- tioned to concentrated insulin (U-200,
ferred treatment for hyperglycemia in mic outcomes and reduced hospital com- U-300, or U-500) in the inpatient setting,

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hospitalized patients. However, in certain plications compared with a correction or it is important to ensure correct dosing
circumstances, it may be appropriate to supplemental insulin without basal insulin by utilizing an individual pen or cartridge

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continue home therapies, including oral (formerly known as sliding scale) in general for each person and by meticulous phar-

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glucose-lowering medications (64,65). If surgery for people with type 2 diabetes macy and nursing supervision of the dose
oral medications are held in the hospital (74). Prolonged use of correction or sup- administered (85,86).
but will be reinstated after discharge, plemental insulin without basal insulin

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there should be a protocol for guiding as the sole treatment of hyperglycemia Noninsulin Therapies
resumption of home medications 1–2 days is strongly discouraged in the inpatient The safety and efficacy of noninsulin
prior to discharge. For people taking insu- setting, with the exception of people glucose-lowering therapies in the hospi-

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lin, several reports indicate that inpatient with type 2 diabetes in noncritical care tal setting is an area of active research
use of insulin pens is safe and may be as- with mild hyperglycemia (23,75,76). (73,87–89). Several recent randomized
sociated with improved nurse satisfaction While there is evidence for using pre- trials have demonstrated the potential
compared with the use of insulin vials and mixed insulin formulations in the outpa- effectiveness of glucagon-like peptide 1

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syringes with safety protocols in place tient setting (77), an inpatient study of receptor agonists and dipeptidyl pepti-
(66–68). Insulin pens have been the sub- 70/30 NPH/regular insulin versus basal- dase 4 inhibitors in specific groups of
ject of an FDA warning because of poten- bolus therapy showed comparable gly- hospitalized people with diabetes (90–93).
tial blood-borne diseases if inadvertently cemic outcomes but significantly increased
te
However, an FDA bulletin states that
shared with more than one person; the hypoglycemia in the group receiving insulin health care professionals should consider
warning “For single patient use only” mixtures (78). Therefore, insulin mixtures discontinuing saxagliptin and alogliptin in
be
should be rigorously followed using strict such as 75/25 or 70/30 insulins are not people who develop heart failure (94).
safety measures such as barcoding to routinely recommended for in-hospital use. Sodium–glucose cotransporter 2 (SGLT2)
prevent errors (69,70). inhibitors should be avoided in cases of
Outside of critical care units, scheduled Type 1 Diabetes severe illness, in people with ketonemia
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insulin orders are recommended to For people with type 1 diabetes, dosing or ketonuria, and during prolonged fasting
manage hyperglycemia in people with di- insulin based solely on premeal glucose and surgical procedures (4). Until safety
abetes. Orders for insulin analogs or hu- levels does not account for basal insulin and efficacy are established, SGLT2 inhibi-
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man insulin result in similar glycemic requirements or caloric intake, increasing tors are not recommended for routine in-
outcomes in the hospital setting (71). The the risk of both hypoglycemia and hyper- hospital use for diabetes management, al-
use of subcutaneous rapid- or short-acting glycemia. Typically, basal insulin dosing though they may be considered for the
insulin before meals, or every 4–6 h is based on body weight, with some evi- treatment of people with type 2 diabetes
ica

if no meals are given or if the individual dence that people with renal insufficiency who have or are at risk for heart failure
is receiving continuous enteral/parenteral should be treated with lower doses (95). Furthermore, the FDA has warned
nutrition, is indicated to correct or prevent (79,80). An insulin schedule with basal that SGLT2 inhibitors should be stopped
hyperglycemia. Basal insulin, or a basal and correction components is necessary 3 days before scheduled surgeries (4 days
er

plus bolus correction schedule, is the for all hospitalized individuals with type 1 in the case of ertugliflozin) (96).
preferred treatment for noncritically diabetes, even when taking nothing by
ill hospitalized patients with inadequate mouth, with the addition of prandial insu-
HYPOGLYCEMIA
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oral intake or those restricted from oral lin when eating.


intake. An insulin schedule with basal, Recommendations
prandial, and correction components is Transitioning From Intravenous to 16.9 A hypoglycemia management
©A

the preferred treatment for most non- Subcutaneous Insulin protocol should be adopted
critically ill hospitalized people with dia- When discontinuing intravenous insulin, and implemented by each hos-
betes with adequate nutritional intake a transition protocol is associated with pital or hospital system. A plan
(72). In people with diabetes with blood less morbidity and lower costs of care for preventing and treating
glucose <240 mg/dL, consider alterna- (81,82) and is therefore recommended. hypoglycemia should be estab-
tives to basal-bolus therapy as discussed A person with type 1 or type 2 diabetes lished for each individual. Epi-
below (72,73). being transitioned to a subcutaneous sodes of hypoglycemia in the
For individuals who are eating, insulin regimen should receive a dose of subcu- hospital should be documented
injections should align with meals. In taneous basal insulin 2 h before the in- in the medical record and
such instances, POC glucose monitoring travenous infusion is discontinued. Prior tracked for quality improve-
should be performed immediately before to discontinuing an insulin infusion, initi- ment/quality assessment. E
meals. If oral intake is inadequate, a ation of subcutaneous basal insulin may
diabetesjournals.org/care Diabetes Care in the Hospital S271

16.10 Treatment regimens should the hospital (103), possibly as a result the risk for a subsequent event, partly
be reviewed and changed as of decreased insulin clearance. Studies because of impaired counterregulation
necessary to prevent further of “bundled” preventive therapies, includ- (108,109). This relationship also holds
hypoglycemia when a blood ing proactive surveillance of glycemic true for people with diabetes in the in-
glucose value of <70 mg/dL outliers and an interdisciplinary data- patient setting. For example, in a study of
(3.9 mmol/L) is documented. C driven approach to glycemic management, hospitalized individuals treated for hyper-

n
showed that hypoglycemic episodes in glycemia, 84% who had an episode of
“severe hypoglycemia” (defined in the

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the hospital could be prevented. Com-
People with or without diabetes may pared with baseline, two such studies study as <40 mg/dL [2.2 mmol/L]) had
experience hypoglycemia in the hospital found that hypoglycemic events fell by a preceding episode of hypoglycemia

t
setting. While hypoglycemia is associated 56–80% (99,104,105). The Joint Commis- (<70 mg/dL [3.9 mmol/L]) during the

ia
with increased mortality (97), in many sion recommends that all hypoglycemic same admission (110). In another study
cases, it is a marker of an underlying episodes be evaluated for a root cause of hypoglycemic episodes (defined in the
and the episodes be aggregated and re- study as <50 mg/dL [2.8 mmol/L]), 78%

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disease rather than the cause of fatality.
However, hypoglycemia is a severe con- viewed to address systemic issues (31). of patients were using basal insulin, with
sequence of dysregulated metabolism In addition to errors with insulin treat- the incidence of hypoglycemia peaking
and/or diabetes treatment, and it is im- ment, iatrogenic hypoglycemia may be between midnight and 6:00 A.M. Despite

ss
perative that it be minimized during hos- induced by a sudden reduction of cor- recognition of hypoglycemia, 75% of indi-
pitalization. Many episodes of inpatient ticosteroid dose, reduced oral intake, viduals did not have their dose of basal
emesis, inappropriate timing of short- insulin changed before the next insulin
hypoglycemia are preventable. Therefore,

sA
or rapid-acting insulin in relation to meals, administration (111).
a hypoglycemia prevention and manage-
reduced infusion rate of intravenous dex- Recently, several groups have devel-
ment protocol should be adopted and
trose, unexpected interruption of enteral oped algorithms to predict episodes of
implemented by each hospital or hospi-
or parenteral feedings, delayed or missed hypoglycemia in the inpatient setting
tal system. A standardized hospital-wide,
te
blood glucose checks, and altered ability (112,113). Models such as these are po-
nurse-initiated hypoglycemia treatment
of the individual to report symptoms (106). tentially important and, once validated
protocol should be in place to immedi-
Recent inpatient CGM studies show for general use, could provide a valuable
be
ately address blood glucose levels of
promise for CGM as an early warning
<70 mg/dL (3.9 mmol/L) (98,99). In addi- tool to reduce rates of hypoglycemia in
system to alert of impending hypoglyce- the hospital. In one retrospective cohort
tion, individualized plans for preventing mia, offering an opportunity to mitigate
and treating hypoglycemia for each in- study data, a fasting blood glucose of
it before it happens (60–63). The use of
<100 mg/dL was shown to be a predic-
ia

dividual should also be developed. An personal CGM and automated insulin de-
American Diabetes Association consensus tor of next-day hypoglycemia (44).
livery devices, such as insulin pumps
statement recommends that an individ-
nD

that can automatically deliver correction


ual’s treatment plan be reviewed any time MEDICAL NUTRITION THERAPY IN
doses and change basal delivery rates in
a blood glucose value of <70 mg/dL THE HOSPITAL
real time, should be supported for ongo-
(3.9 mmol/L) occurs, as such readings ing use during hospitalization for individ- The goals of medical nutrition therapy
often predict subsequent level 3 hypo- uals who are capable of using devices in the hospital are to provide adequate
ica

glycemia. Episodes of hypoglycemia in safely and independently when proper calories to meet metabolic demands,
the hospital should be documented in supervision is available. Hospitals should optimize glycemic outcomes, address per-
the medical record and tracked (1,2). be encouraged to develop policies and sonal food preferences, and facilitate the
protocols to support inpatient use of creation of a discharge plan. The American
er

Triggering Events and Prevention of individual- and hospital-owned diabe- Diabetes Association does not endorse
Hypoglycemia tes technology and have expert staff any single meal plan or specified percen-
Insulin is one of the most common drugs available for safe implementation. Hos- tages of macronutrients. Current nutrition
m

causing adverse events in hospitalized pital information technology teams are recommendations advise individualization
patients, and errors in insulin dosing beginning to integrate CGM data into based on treatment goals, physiological
and/or administration occur relatively parameters, and medication use. Consis-
©A

the electronic health record. The ability


frequently (97,100,101). Beyond insu- to download and interpret diabetes de- tent carbohydrate meal plans are pre-
lin dosing errors, common preventable vice data during hospitalization can in- ferred by many hospitals as they facilitate
sources of iatrogenic hypoglycemia are form insulin dosing during hospitalization matching the prandial insulin dose to the
improper prescribing of other glucose- and care transitions (107). amount of carbohydrate given (114). Or-
lowering medications, inappropriate For more information on CGM, see ders should also indicate that the meal
management of the first episode of hypo- Section 7, “Diabetes Technology.” delivery and nutritional insulin coverage
glycemia, and nutrition–insulin mismatch, should be coordinated, as their variabil-
often related to an unexpected interrup- Predictors of Hypoglycemia ity often creates the possibility of hyper-
tion of nutrition (102). A recent study In people with diabetes in the ambulatory glycemic and hypoglycemic events (28).
describes acute kidney injury as an im- setting, it is well established that an epi- Many hospitals offer “meals on demand,”
portant risk factor for hypoglycemia in sode of severe hypoglycemia increases where individuals may order meals from
S272 Diabetes Care in the Hospital Diabetes Care Volume 46, Supplement 1, January 2023

the menu at any time during the day. This STANDARDS FOR SPECIAL nutrition bag is the safest way to prevent
option improves patient satisfaction but SITUATIONS hypoglycemia if the parenteral nutrition
complicates meal-insulin coordination. Enteral/Parenteral Feedings is stopped or interrupted. Correctional
Finally, if the hospital food service sup- For individuals receiving enteral or par- insulin should be administered subcu-
ports carbohydrate counting, this option enteral feedings who require insulin, taneously to address any hyperglyce-
should be made available to people the insulin orders should include cover- mia. For full enteral/parenteral feeding

n
with diabetes counting carbohydrates age of basal, prandial, and correctional guidance, please refer to review articles

io
at home (115,116). needs (115,122,123). It is essential that detailing this topic (122,124,125).
people with type 1 diabetes continue to Because continuous enteral or paren-
SELF-MANAGEMENT IN THE receive basal insulin even if feedings are teral nutrition results in a continuous

t
HOSPITAL discontinued. postprandial state, efforts to bring blood

ia
Diabetes self-management in the hospi- Most adults receiving basal insulin glucose levels to below 140 mg/dL
tal may be appropriate for specific indi- should continue with their basal dose, (7.8 mmol/L) substantially increase the
while the insulin dose for the total daily risk of hypoglycemia in these patients.

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viduals who wish to continue to perform
self-care while acutely ill (117,118). Can- nutritional component may be calculated
didates include children with parental as 1 unit of insulin for every 10–15 g car- Glucocorticoid Therapy
bohydrate in the enteral and parenteral The prevalence of consistent use of glu-
supervision, adolescents, and adults

ss
formulas. Commercially available cans of cocorticoid therapy in hospitalized pa-
who successfully perform diabetes self-
enteral nutrition contain variable amounts tients can approach 10%, and these
management at home and whose cogni-
of carbohydrates and may be infused at medications can induce hyperglycemia
tive and physical skills needed to suc-

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different rates. All of this must be consid- in 56–86% of these individuals with and
cessfully self-administer insulin and
ered while calculating insulin doses to without preexisting diabetes (126,127).
perform glucose monitoring are not com-
cover the nutritional component of en- If left untreated, this hyperglycemia in-
promised (9,119). In addition, they should
teral nutrition (116). Giving NPH insulin creases mortality and morbidity risk, e.g.,
have adequate oral intake, be proficient
te
two or three times daily (every 8 or 12 h) infections and cardiovascular events. Glu-
in carbohydrate estimation, take multiple
to cover individual requirements is a cocorticoid type and duration of action
daily insulin injections or use insulin
reasonable option. Adjustments in in- must be considered in determining appro-
be
pumps, have stable insulin requirements,
sulin doses should be made frequently. priate insulin treatments. Daily-ingested
and understand sick-day management. If
Correctional insulin should also be ad- intermediate-acting glucocorticoids such
self-management is supported, a policy as prednisone reach peak plasma levels
ministered subcutaneously every 6 h
should include a requirement that peo- in 4–6 h (128) but have pharmacologic
with human regular insulin or every
ia

ple with diabetes and the care team actions that can last through the day.
4 h with a rapid-acting insulin analog.
agree that self-management is appro- If enteral nutrition is interrupted, a 10% Individuals placed on morning steroid
priate on a daily basis during hospitaliza-
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dextrose infusion should be started im- therapy have disproportionate hypergly-


tion. Hospital personal medication policies mediately to prevent hypoglycemia and cemia during the day but frequently
may include guidance for people with to allow time to select more appropriate reach target blood glucose levels over-
diabetes who wish to take their own or insulin doses. night regardless of treatment (126). In
hospital-dispensed diabetes medications subjects on once- or twice-daily steroids,
ica

For adults receiving enteral bolus


during their hospital stay. A hospital pol- feedings, approximately 1 unit of regular administering intermediate-acting (NPH)
icy for personal medication may con- human insulin or rapid-acting insulin per insulin is a standard approach. NPH is
sider a pharmacy exception on a case- 10–15 g carbohydrate should be given usually administered in addition to daily
by-case basis along with the care team. subcutaneously before each feeding. Cor- basal-bolus insulin or in addition to oral
er

Pharmacy must verify any home medi- rectional insulin coverage should be glucose-lowering medications. Because NPH
cation and require a prescriber order for added as needed before each feeding. action peaks at 4–6 h after administration,
the individual to self-administer home or In individuals receiving nocturnal tube it is recommended to administer it con-
m

hospital-dispensed medication under the feeding, NPH insulin administered with comitantly with intermediate-acting ste-
supervision of the registered nurse. If an the initiation of the feeding represents roids (129). For long-acting glucocorticoids
insulin pump or CGM is worn, hospital pol-
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a reasonable approach to cover this such as dexamethasone and multidose or


icy and procedures delineating guidelines nutritional load. continuous glucocorticoid use, long-acting
for wearing an insulin pump and/or CGM For individuals receiving continuous basal insulin may be required to manage
device should be developed according to peripheral or central parenteral nutrition, fasting blood glucose levels (65,130). For
consensus guidelines, including the chang- human regular insulin may be added to higher doses of glucocorticoids, increasing
ing of infusion sites and glucose sensors the solution, particularly if >20 units of doses of prandial (if eating) and correc-
(107,120,121). As outlined in Recommen- correctional insulin have been required tional insulin, sometimes as much as
dation 7.30, people with diabetes wearing in the past 24 h. A starting dose of 40–60% or more, are often needed in
diabetes devices should be supported 1 unit of human regular insulin for every addition to basal insulin (72,131,132). A
to continue them in an inpatient setting 10 g dextrose has been recommended single-center retrospective study found
when they are competent to perform self- (115) and should be adjusted daily in the that increasing the ratio of insulin to
care and proper supervision is available. solution. Adding insulin to the parenteral steroids was positively associated with
diabetesjournals.org/care Diabetes Care in the Hospital S273

improved time in range (70–180 mg/dL); insulin analogs on glycemia in periop- (146). Individuals with uncomplicated
however, there was an increase in hypo- erative care. DKA may sometimes be treated with
glycemia (133). Whatever insulin orders subcutaneous insulin in the emergency
are initiated, daily adjustments based on A recent review concluded that peri- department or step-down units (147).
levels of glycemia and anticipated changes operative glycemic targets tighter than This approach may be safer and more
in type, doses, and duration of glucocorti- 80–180 mg/dL (4.4–10.0 mmol/L) did cost-effective than treatment with intra-

n
coids, along with POC blood glucose moni- not improve outcomes and was asso- venous insulin. If subcutaneous insulin
ciated with more hypoglycemia (137); administration is used, it is important to

io
toring, are critical to reducing rates of
hypoglycemia and hyperglycemia. therefore, in general, stricter glycemic provide an adequate fluid replacement,
targets are not advised. Evidence from frequent POC blood glucose monitoring,

t
Perioperative Care a recent study indicates that compared treatment of any concurrent infections,

ia
It is estimated that up to 20% of general with usual dosing, a reduction of insulin and appropriate follow-up to avoid re-
surgery patients have diabetes, and 23– given the evening before surgery by current DKA. Several studies have shown
60% have prediabetes or undiagnosed 25% was more likely to achieve peri- that the use of bicarbonate in patients

oc
diabetes. Surgical stress and counterre- operative blood glucose levels in the with DKA made no difference in the
gulatory hormone release increase the target range with a lower risk for hy- resolution of acidosis or time to dis-
risk of hyperglycemia as well as mortal- poglycemia (141). charge, and its use is generally not rec-

ss
ity, infection, and length of stay (134). In noncardiac general surgery patients, ommended (148). For further treatment
There is little data available to guide basal insulin plus premeal short- or rapid- information, refer to recent in-depth re-
care of people with diabetes through acting insulin (basal-bolus) coverage has views (4,106,149).
been associated with improved glycemic

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the perioperative period. To reduce sur-
gical risk in people with diabetes, some outcomes and lower rates of periopera- TRANSITION FROM THE HOSPITAL
tive complications compared with the TO THE AMBULATORY SETTING
institutions have A1C cutoffs for elective
reactive, correction-only short- or rapid-
surgeries, and some have developed op- Recommendation
acting insulin coverage alone with no
te
timization programs to lower A1C before 16.11 A structured discharge plan
basal insulin dosing (74,134,142).
surgery (135). should be tailored to the in-
The following approach (136–138) dividual with diabetes. B
be
Diabetic Ketoacidosis and
may be considered:
Hyperosmolar Hyperglycemic State
There is considerable variability in the
1. A preoperative risk assessment should A structured discharge plan tailored to
presentation of diabetic ketoacidosis (DKA)
be performed for people with diabe-
ia

and hyperosmolar hyperglycemic states, the individual may reduce the length of
tes who are at high risk for ischemic ranging from euglycemia or mild hyper- hospital stay and readmission rates and
heart disease and those with auto- glycemia and acidosis to severe hypergly- increase satisfaction with the hospital
nD

nomic neuropathy or renal failure. cemia, dehydration, and coma; therefore, experience (150). Multiple strategies are
2. The A1C target for elective surgeries individualization of treatment based on a key, including diabetes education prior
should be <8% (63.9 mmol/L) when- careful clinical and laboratory assess- to discharge, diabetes medication rec-
ever possible (139,140). ment is needed (83,143–145). onciliation with attention to access, and
ica

3. The target range for blood glucose Management goals include restora- scheduled virtual and/or face-to-face
in the perioperative period should tion of circulatory volume and tissue follow-up visits after discharge. Discharge
be 100–180 mg/dL (5.6–10.0 mmol/L) perfusion, resolution of hyperglycemia, planning should begin at admission and
(139) within 4 h of the surgery (1). and correction of electrolyte imbalance be updated as individual needs change
4. Metformin should be held on the day (3,151).
er

and acidosis. It is also essential to treat


of surgery. any correctable underlying cause of DKA, The transition from the acute care
5. SGLT2 inhibitors must be discontin- such as sepsis, myocardial infarction, or setting presents risks for all people with
ued 3–4 days before surgery. diabetes. Individuals may be discharged
m

stroke. In critically ill and mentally obtunded


6. Hold any other oral glucose-lowering individuals with DKA or hyperosmolar hy- to varied settings, including home (with
agents the morning of surgery or perglycemia, continuous intravenous in- or without visiting nurse services), assisted
©A

procedure and give half of NPH sulin is the standard of care. Successful living, rehabilitation, or skilled nursing
dose or 75–80% doses of long-acting transition from intravenous to subcuta- facilities. For individuals discharged to
analog or insulin pump basal insulin neous insulin requires administration home or assisted living, the optimal dis-
based on the type of diabetes and of basal insulin 2–4 h before the intra- charge plan will need to consider diabe-
clinical judgment. venous insulin is stopped to prevent tes type and severity, effects of the
7. Monitor blood glucose at least every recurrence of ketoacidosis and rebound illness on blood glucose levels, and the
2–4 h while the individual takes noth- hyperglycemia (143). There is no signifi- individual’s capabilities and preferences
ing by mouth and dose with short- cant difference in outcomes for intra- (29,152,153). See Section 13, “Older
or rapid-acting insulin as needed. venous human regular insulin versus Adults,” for more information.
8. There are no data on the use and/or subcutaneous rapid-acting analogs when An outpatient follow-up visit with the
influence of glucagon-like peptide 1 combined with aggressive fluid manage- primary care clinician, endocrinologist,
receptor agonists or ultra-long-acting ment for treating mild or moderate DKA or diabetes care and education specialist
S274 Diabetes Care in the Hospital Diabetes Care Volume 46, Supplement 1, January 2023

within 1 month of discharge is advised place increases the likelihood that care reduce readmission rates (151,155).
for all individuals experiencing hyper- they will attend. While there is no standard to prevent re-
glycemia in the hospital. If glycemic admissions, several successful strate-
medications are changed or glucose It is recommended that the following gies have been reported (151). These
management is not optimal at discharge, areas of knowledge be reviewed and ad- include targeting ketosis-prone people
an earlier appointment (in 1–2 weeks) is dressed before hospital discharge: with type 1 diabetes (157), insulin treat-

n
preferred, and frequent contact may be ment of individuals with admission A1C
• Identification of the health care pro- >9% (75 mmol/mol) (158), and the use

io
needed to avoid hyperglycemia and
hypoglycemia. A discharge algorithm fessionals who will provide diabetes of a transitional care model (159). For
for glycemic medication adjustment based care after discharge. people with diabetic kidney disease, col-
• Level of understanding related to the

t
on admission A1C, diabetes medications laborative patient-centered medical

ia
before admission, and insulin usage diabetes diagnosis, glucose monitor- homes may decrease risk-adjusted re-
during hospitalization was found use- ing, home glucose goals, and when to admission rates (160). A 2018 published
ful to guide treatment decisions and call the health care professionals. algorithm based on demographic and

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significantly improved A1C after dis- • Definition, recognition, treatment, clinical characteristics of people with di-
charge (6). If an A1C from the prior 3 and prevention of hyperglycemia and abetes had only moderate predictive
months is unavailable, measuring the hypoglycemia. power but identified a promising future
• Information on making healthy food

ss
A1C in all people with diabetes or hy- strategy (161).
perglycemia admitted to the hospital is choices at home and referral to an Age is also an important risk factor in
recommended upon admission. outpatient registered dietitian nutri- hospitalization and readmission among
tionist or diabetes care and education people with diabetes (refer to Section 13,

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Clear communication with outpatient
health care professionals directly or via specialist to guide individualization of “Older Adults,” for detailed criteria).
hospital discharge summaries facilitates the meal plan, if needed.
safe transitions to outpatient care. Pro- • When and how to take blood glucose- References
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te
viding information regarding the root systematic review supporting the Endocrine
cause of hyperglycemia (or the plan for administration.
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determining the cause), related compli- • Sick-day management (29,153). ment of hyperglycemia in adults hospitalized for
• Proper use and disposal of diabetes
be
cations and comorbidities, and recom- noncritical illness or undergoing elective surgical
mended treatments can assist outpatient supplies, e.g., insulin pen, pen nee- procedures. J Clin Endocrinol Metab 2022;107:
dles, syringes, and lancets. 2139–2147
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et al. Management of hyperglycemia in hospital-


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and Quality recommends that, at a min- vided with appropriate durable medical Endocrine Society clinical practice guideline. J Clin
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nD

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er

inpatient glycemic control and response to insulin


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Diabetes Care Volume 46, Supplement 1, January 2023 S279

17. Diabetes Advocacy: Standards Nuha A. ElSayed, Grazia Aleppo,


Vanita R. Aroda, Raveendhara R. Bannuru,

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of Care in Diabetes—2023 Florence M. Brown, Dennis Bruemmer,

io
Billy S. Collins, Marisa E. Hilliard,
Diabetes Care 2023;46(Suppl. 1):S279–S280 | https://doi.org/10.2337/dc23-S017 Diana Isaacs, Eric L. Johnson, Scott Kahan,
Kamlesh Khunti, Jose Leon, Sarah K. Lyons,

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Lisa Murdock, Mary Lou Perry,

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Priya Prahalad, Richard E. Pratley,
Jane Jeffrie Seley, Robert C. Stanton,

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Crystal C. Woodward, and Robert A. Gabbay,
on behalf of the American Diabetes
Association

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The American Diabetes Association (ADA) “Standards of Care in Diabetes” in-
cludes the ADA’s current clinical practice recommendations and is intended to

17. DIABETES ADVOCACY


provide the components of diabetes care, general treatment goals and guide-
lines, and tools to evaluate quality of care. Members of the ADA Professional

sA
Practice Committee, a multidisciplinary expert committee, are responsible for up-
dating the Standards of Care annually, or more frequently as warranted. For a de-
tailed description of ADA standards, statements, and reports, as well as the
te
evidence-grading system for ADA’s clinical practice recommendations and a full
list of Professional Practice Committee members, please refer to Introduction
and Methodology. Readers who wish to comment on the Standards of Care are
be

invited to do so at professional.diabetes.org/SOC.

Managing the daily health demands of diabetes can be challenging. People living
with diabetes should not have to face discrimination due to diabetes. By advocat-
ia

ing for the rights of those with diabetes at all levels, the American Diabetes Associ-
ation (ADA) can help to ensure that they live a healthy and productive life. A
nD

strategic goal of the ADA is for more children and adults with diabetes to live free
from the burden of discrimination. The ADA is also focused on making sure cost is
not a barrier to successful diabetes management.
One tactic for achieving these goals has been to implement the ADA Standards of
ica

Care through advocacy-oriented position statements. The ADA publishes evidence-based,


peer-reviewed statements on topics such as diabetes and employment, diabetes and
driving, insulin access and affordability, and diabetes management in certain settings such
as schools, childcare programs, and detention facilities. In addition to the ADA’s clinical
er

documents, these advocacy statements are important tools in educating schools, employ-
ers, licensing agencies, policy makers, and others about the intersection of diabetes man-
agement and the law and for providing scientifically supported policy recommendations.
m

ADVOCACY STATEMENTS
The following is a partial list of advocacy statements ordered by publication date, with
©A

the most recent statement appearing first. A comprehensive list of advocacy state- Disclosure information for each author is
ments is available at professional.diabetes.org/content/key-statements-and-reports. available at https://doi.org/10.2337/dc23-SDIS.
Suggested citation: ElSayed NA, Aleppo G,
Insulin Access and Affordability Aroda VR, et al., American Diabetes Association.
The ADA’s Insulin Access and Affordability Working Group compiled public informa- 17. Diabetes advocacy: Standards of Care in
Diabetes—2023. Diabetes Care 2023;46(Suppl. 1):
tion and convened a series of meetings with stakeholders throughout the insulin S279–S280
supply chain to learn how each entity affects the cost of insulin for the consumer.
Their conclusions and recommendations are published in an ADA statement (1). © 2022 by the American Diabetes Association.
Readers may use this article as long as the
work is properly cited, the use is educational
Diabetes Care in the School Setting and not for profit, and the work is not altered.
A sizable portion of a child’s day is spent in school, so close communication with More information is available at https://www.
and training and cooperation of school personnel are essential to optimize diabetes diabetesjournals.org/journals/pages/license.
S280 Diabetes Advocacy Diabetes Care Volume 46, Supplement 1, January 2023

management, safety, and access to all licensing requirements applied by both diabetes for employment, including how
school-sponsored opportunities. Refer state and federal jurisdictions. For an an assessment should be performed and
to the published ADA position state- overview of existing licensing rules for what changes (accommodations) in the
ment for diabetes management infor- people with diabetes, factors that impact workplace may be needed for an individ-
mation for students with diabetes in driving for this population, and general ual with diabetes, refer to the published
elementary and secondary school set- guidelines for assessing driver fitness and ADA position statement (5).

n
tings (2). determining appropriate licensing restric-
References

io
tions, refer to the published ADA position
Care of Young Children With 1. Cefalu WT, Dawes DE, Gavlak G, et al.; Insulin
statement (4).
Diabetes in the Childcare Setting Access and Affordability Working Group. Insulin
Editor’s note: Federal commercial driv- Access and Affordability Working Group: conclusions
Very young children (aged <6 years) with

t
ing rules for individuals with insulin- and recommendations [published correction

ia
diabetes have legal protections and can appears in Diabetes Care 2018;41:1831]. Diabetes
treated diabetes changed on 19 November
be safely cared for by childcare professio- Care 2018;41:1299–1311
2018. These changes will be reflected in a
nals with appropriate training, access to 2. Jackson CC, Albanese-O’Neill A, Butler KL,

oc
future updated ADA statement. et al. Diabetes care in the school setting: a
resources, and a communication system
with parents and the child’s diabetes health position statement of the American Diabetes
Diabetes and Employment Association. Diabetes Care 2015;38:1958–1963
care professional. Refer to the published
Any person with diabetes, whether insulin 3. Siminerio LM, Albanese-O’Neill A, Chiang JL,

ss
ADA position statement for information et al.; Care of young children with diabetes in the
on young children aged <6 years in set- treated or noninsulin treated, should be child care setting: a position statement of the
tings such as daycare centers, preschools, eligible for any employment for which American Diabetes Association. Diabetes Care
camps, and other programs (3). they are otherwise qualified. Employment 2014;37:2834–2842

sA
decisions should never be based on gen- 4. American Diabetes Association. Diabetes and
driving. Diabetes Care 2014;37(Suppl. 1):S97–S103
Diabetes and Driving eralizations or stereotypes regarding the 5. American Diabetes Association. Diabetes and
People with diabetes who wish to oper- effects of diabetes. For a general set of employment. Diabetes Care 2014;37(Suppl. 1):S112–
ate motor vehicles are subject to various guidelines for evaluating individuals with S117
te
be
ia
nD
ica
er
m
©A
Diabetes Care Volume 46, Supplement 1, January 2023 S281

Disclosures: Standards of Care in

n
Diabetes—2023

io
Diabetes Care 2023;46(Suppl. 1):S281–S284 | https://doi.org/10.2337/dc23-SDIS

t
ia
oc
Committee members disclosed the following financial or other conflicts of interest (COI) covering the period 12 months
before December 2022

ss
Other Speakers’
Research research bureau/ Ownership Consultant/
Member Employment grant support honoraria interest advisory board Other

American Diabetes Association Professional Practice Committee

sA

DISCLOSURES
Nuha A. ElSayed American Diabetes None None None None Expert, World Health Endocrinologist, Joslin
(Chair)§ Association Organization Diabetes Center
Chair, Diabetes Education
for All
te
Grazia Aleppo Northwestern Dexcom#, Eli Lilly#, Emmes, Fractyl, Dexcom, None Bayer, Dexcom, Associate Editor, Diabetes
University Feinberg Fractyl Health#, Welldoc Insulet/Self Eli Lilly, Insulet, Technology &
be
School of Medicine Insulet/Self#, Medscape Therapeutics
Division of Emmes#
Endocrinology,
Metabolism and
Molecular Medicine
ia

Vanita R. Aroda Brigham and Women’s Applied Therapeutics#, None None None Applied Therapeutics, Spouse Sandip Datta, MD,
Hospital Eli Lilly#, Fractyl#, Fractyl, Novo Nordisk*, Senior Medical Director,
nD

Faculty, Harvard Novo Nordisk# Pfizer, Sanofi Early Development,


Medical School Infectious Diseases,
May 2020 to present,
Janssen Pharmaceutical
Companies of Johnson
ica

& Johnson
Consultant/educational
activities: Associate
Editor, Diabetes Care;
Member of the Writing
er

Group for “Management


of Hyperglycemia in
Type 2 Diabetes, 2022.
Consensus Report by the
m

American Diabetes
Association (ADA) and
the European Association
©A

for the Study of Diabetes


(EASD)”
Novo Nordisk* (received
other Industry benefits,
such as travel)

Raveendhara R. American Diabetes None None None None None None


Bannuru (Chief Association
Methodologist)§

Florence M. Brown Joslin Diabetes Center None Dexcom None None None None

Continued on p. S282
S282 Disclosures Diabetes Care Volume 46, Supplement 1, January 2023

Other Speakers’
Research research bureau/ Ownership Consultant/
Member Employment grant support honoraria interest advisory board Other

n
Dennis Bruemmer Cleveland Clinic Lerner Novartis None None None Intellisphere, HCPLive/sponsored
College of Medicine, Esperion (advisory continuing medical
Case Western Reserve board) education

io
University

Billy S. Collins CDR, U.S. Public Health None None None None None None

t
Service

ia
Marisa E. Hilliard Baylor College of None JDRF None None None Springer Publishing (book
Medicine Texas royalties)
Children’s Hospital Associate Editor, American

oc
Psychological Association
Member, Clinical & Research
Advisory Committee;
College Diabetes Network

ss
Member, External Registry
& Research Committee;
T1D Exchange Mental
Health Diabetes Education

sA
Program

Diana Isaacs Cleveland Clinic None None Abbott, Dexcom, None Insulet, Eli Lilly, Board of Directors,
Endocrinology & Medtronic, Novo Sanofi, Klinio, Association of Diabetes
Metabolism Institute Nordisk, Bayer Undermyfork Care and Education
te
Specialists
Clinical Practice Guideline
Oversight Committee,
be
American Association of
Clinical Endocrinology

Eric L. Johnson University of North None None None None None Editorial Board, Clinical
Dakota School of Diabetes
ia

Medicine and Health


Sciences
Altru Health System
nD

Scott Kahan George Washington None None None None Vivus, Eli Lilly, Novo (All without compensation)
University Milken Nordisk, Currax, Board of Directors, The
Institute School of Gelesis, Medscape Obesity Society
Public Health Board of Directors, Obesity
ica

National Center for Action Coalition


Weight and Wellness Advocacy and Public
Outreach Core
Committee, Endocrine
Society
er

Kamlesh Khunti University of Leicester Boehringer None None None AstraZeneca, Bayer, None
Leicester Diabetes Ingelheim#, Applied Eli Lilly, Merck Sharp
Centre Therapeutics, & Dohme, Novartis,
m

Leicester General AstraZeneca#, Novo Nordisk,


Hospital Novartis#, Novo Boehringer Ingelheim
Nordisk#, Oramed
Pharmaceuticals,
©A

Sanofi#, Eli Lilly#,


Merck Sharp &
Dohme#

Jose Leon National Center for None None None None None None
Health in Public
Housing

Continued on p. S283
diabetesjournals.org/care Disclosures S283

Other Speakers’
Research research bureau/ Ownership Consultant/
Member Employment grant support honoraria interest advisory board Other

n
Sarah K. Lyons Baylor College of None None None Eli Lilly (parent None Unpaid Board Member,
Medicine stockholder)† Epic’s Pediatric
Texas Medical Center Endocrinology Steering

io
Diabetes and Board
Endocrinology Volunteer member, Clinical
and Research Advisor

t
Committee of College

ia
Diabetes Network
Volunteer member,
Publications Committee

oc
on the T1D Exchange
Quality Improvement
Collaborative

ss
Mary Lou Perry UVA Heart and None None None None LifeScan Diabetes Editorial Board Member,
Vascular Center- Institute Diabetes Spectrum
Morrison’s Compass
Group

sA
Priya Prahalad Stanford Hospital and None None None None None Unpaid Board Member on
Clinics Epic’s Pediatric
Lucile Packard Endocrinology Steering
Children’s Hospital Board
te
Richard E. Pratley Advent Health Novo Nordisk# None Novo Nordisk# None Bayer AG#, Editorial Board Member,
Translational Research Gasherbrum Bio#, Diabetes Care
Institute Hanmi Pharmaceutical#, Board Member, International
be
Hengrui (USA)#, Merck#, Geriatric Diabetes
Novo Nordisk#, Rivus Society
Pharmaceuticals#,
Sun Pharmaceutical
ia

Industries#

Jane Jeffrie Seley Weill Cornell Medicine None None None None None Director of Strategy,
Diabetes Technology
nD

Society
Associate Editor, Diabetes
Spectrum
Section Co-editor, Current
Diabetes Reports
ica

Editor, Journal of Diabetes


Science and Technology
Editor, BMJ Open Diabetes
Research & Care
LifeScan Diabetes Institute
er

Robert C. Stanton Joslin Diabetes Center None None None None None None

Robert A. Gabbay§ American Diabetes None None None None Onduo*, Spouse Christi Gabbay,
m

Association HealthReveal, Lark, CHSE, Managing


Vida Health* Director, Major Gifts
and Philanthropy at
American Diabetes
©A

Association
Senior volunteer, Joslin
Diabetes Center

American College of Cardiology Designated Representatives and Staff (Section 10 “Cardiovascular Disease and Risk Management”)

Sandeep R. Das University of Texas None None None None None Associate Editor,
Southwestern Medical Circulation
Center

Continued on p. S284
S284 Disclosures Diabetes Care Volume 46, Supplement 1, January 2023

Other Speakers’
Research research bureau/ Ownership Consultant/
Member Employment grant support honoraria interest advisory board Other

n
Mikhail Kosiborod Saint Luke’s Mid AstraZeneca#, AstraZeneca# None None Alnylam, Amgen*, None
America Heart Boehringer Applied Therapeutics#,
Institute Ingelheim# AstraZeneca*#,

io
Bayer*, Boehringer
Ingelheim*,
Cytokinetics, Eli Lilly,

t
Esperion Therapeutics,

ia
Janssen#*, Lexicon,
Merck (Diabetes and
Cardiovascular), Novo

oc
Nordisk*#,
Pharmacosmos,
Sanofi*, Vifor
Pharma*#

ss
American Diabetes Association Staff

Malaika I. Hill American Diabetes None None None None None None
Association

sA
Laura S. Mitchell American Diabetes None None None None None None
Association

Designated Subject Matter Experts


te
Kenneth Cusi University of Florida Echosens#, Inventiva#, None None None Altimmune, None
Novo Nordisk#, Poxel#, Arrowhead,
Labcorp#, and Zydus# AstraZeneca, 89Bio,
be
Bristol-Myers Squibb,
Lilly, Madrigal, Merck,
Novo Nordisk,
ProSciento, Quest,
Sagimet Biosciences,
ia

Sonic Incytes, Terns

Christopher H. Beth Israel Deaconess Grifols Grifols None CND Life None None
nD

Gibbons Medical Center Sciences

John M. Giurini Beth Israel Deaconess None None None None None None
Medical Center

Lisa Murdock American Diabetes None None None None None None
ica

Association

Jennifer K. Sun Joslin Diabetes Center Novo Nordisk, Jaeb Center for Genentech/ None None
Boehringer Ingelheim, Health Research/ Roche
Genentech/Roche National Eye
Insitute, JDRF
er

Crystal C. Woodward American Diabetes None None None None None None
Association
m

Deborah Young- Office of Behavioral None None None None None None
Hyman Health and Social
Sciences Research,
©A

National Institutes of
Health

*$$10,000 per year from company to individual. #Grant or contract is to university or other employer. †Disclosure made after committee
member began work on the SOC 2022 update. §Nuha A. ElSayed, Raveendhara R. Bannuru, and Robert A. Gabbay are also American Diabe-
tes Association staff.
Diabetes Care Volume 46, Supplement 1, January 2023 S285

Index

A1C, S5, S8, S11, S12, S20, S21–S22, S97–S99 agricultural workers, migrant, S13 bempedoic acid, S169

n
advantages of, S21 AIM-HIGH trial, S170 beta-carotene, S6, S72, S76
age and, S21–S22 albiglutide, S181, S182 beta-cell replacement therapy, S142, S146
cardiovascular disease and, S102–S103 albuminuria, S7, S75, S79, S105, S148, S159, biguanides, S152

io
CGM technology effect on, S106, S112, S161, S164, S165, S171, S176, S182, S183, bladder dysfunction, S207, S256
S115–S116 S191, S192, S193, S194, S195, S196, S197, Blood Glucose Awareness Training, S82, S106
confirming diagnosis with, S22 S198, S199, S237, S239, S240 blood glucose monitoring (BGM), S50, S75, S79,

t
correlation with BGM, S98 alcohol intake, S54, S57, S72, S76, S106, S117, S97, S104, S111–S114, S144–S145, S243

ia
hemoglobinopathies and, S22 S136, S163, S169, S207, S246, S255 in hospitalized patients, S269
in children, S98–S99, S235–S237, algorithms, insulin dosing, using machine learn- continuous glucose monitoring,
S241–S242 ing, S9, S268 S99–S101

oc
in hospitalized patients, S268 alirocumab, S168 correlation with A1C, S98
in older adults, S219, S220, S223 alogliptin, S148, S152, S173, S183, S270 devices for, S111–S127
in people with HIV, S28 alpha-glucosidase inhibitors, S44, S131, S152 during pregnancy, S257
in screening children, S28 alpha-lipoic acid, S208 in hypoglycemia, S104, S106
limitations, S98 in intensive insulin regimens, S113

ss
ambulatory glucose profile (AGP), S100
microvascular complications and, amputation, foot, S177, S206, S209, S210, S211, in people on basal insulin, oral agents, or
S101–S102 S212 noninsulin injectables, S113–S114
other conditions affecting, S22 analogs. see insulin analogs. in schools, S112

sA
point-of-care assays, S5, S21, S98 angiotensin receptor blockers (ARBs), S7, S53, S54, initiation of, S112
in prediabetes, S24–S25 S147, S163, S164–S165, S191–S192, S194, S231, meter standards, S113
in pregnancy, S256, S257–S258 S238 optimizing, S113–S114
race/ethnicity and, S22, S98–S99 anti-VEGF agents, S205–S206 blood pressure control. see also hypertension,
recommendations, S21 antiplatelet agents, S170–S172 S8, S159–S165, S191, S195, S208, S224, S225
te
setting and modifying goals for, S103–S104 antipsychotics, atypical, S26, S28, S84 body mass index (BMI), S9, S24–S25, S43, S44,
acarbose, S136, S152 antiretroviral therapies, S24, S28 S45, S53, S76
access to care, S13 anxiety disorders, S82, S136 COVID-19 mortality and, S60
access, to insulin, S279
be
ARRIVE trial, S171 effects of metformin use in pregnancy
ACCORD study, S57, S170, S218 ASCEND trial, S75, S171, S172 on, S259
ACE inhibitors, S53, S54, S163, S164–S165, S192, Asian Americans, S23, S24, S25, S26, S27, S28, ethnicity and, S27–S28
S194, S196, S238, S239, S244, S255, S261 for medical weight loss medications,
S43, S129, S130, S132, S135
acute kidney injury, S134, S161, S162, S165, S132
aspart, S29, S141, S153, S222
ia

S177, S194, S272


aspirin therapy, S170, S171–S172, S205, S219 for metabolic surgery, S132, S135, S243,
ADA consensus reports, S4, S70, S78, S106, S217
ASPREE trial, S171 S244
ADA evidence-grading system, S3
atenolol, S208, S261 in obese patients, S129–S130
nD

ADA Professional Practice Committee, S1, S4


atherosclerotic cardiovascular disease (ASCVD), in screening children, S240–S241
ADA scientific reviews, S4
S158–S190 postpartum, S262
ADA statements, S4
atorvastatin, S167 bone fracture risk, S44, S45, S60, S148
ADAG study, S98, S104, S105
atypical antipsychotics, S26, S28, S84 bone-strengthening activities, S76, S77, S233,
Addison disease, S23, S56, S237
autoimmune diseases, S23, S57, S237 S241, S242
adolescents. see children and adolescents.
ica

automated insulin delivery (AID) systems, bromocriptine, S152


adrenal insufficiency, primary, S56, S237
S6–S7, S111, S112, S115, S118–S119, S141
adult-onset diabetes. see Type 2 diabetes.
autonomic neuropathy, diabetic, S8, S78, S160,
adults, prediabetes and diabetes screening in,
S25, S27–S28 S206, S207, S273 calcium channel blockers, S164, S165, S196
ADVANCE trial, S103, S105, S160 canagliflozin, S151, S152, S177, S178, S179, S181,
er

advocacy statements, S7, S279–S280 S182, S183, S197


care of young children with diabetes in balloons, implanted gastric, S132 cancer, risk in diabetics, S56–S57
the childcare setting, S280 bariatric surgery. see metabolic surgery. CANVAS study, S177, S178, S179, S182, S197,
basal insulin, S9, S113–S114, S116, S119, S140, S199
m

diabetes and driving, S280


diabetes and employment, S280 S141, S150, S151, S152, S153, S154–S145, capsaicin, topical, S208
diabetes care in the school setting, S222, S224, S226, S233, S269, S270, S271, carbamazepine, S208
S279–S280 S272, S273 carbohydrate intake, S14, S21, S24, S42, S72,
©A

insulin access and affordability, S279 bedtime dosing S73–S75, S78, S104, S136, S140, S142,
affordability, of insulin, S279 of antihypertensives, S165 S144–S145, S225, S233–S234, S257, S258,
Affordable Care Act, S13 of insulin, S144–S145, S150, S220, S222, S259, S271, S272
African Americans, S22, S23, S24, S25, S27, S77, S235 cardiac autonomic neuropathy, diabetic, S206,
S105, S193 behavior changes, S6, S12, S68–S96 S207
A1C variability in, S98–S99 diabetes self-management education and cardiac function testing, S245–S246
ADA risk test for, S26 support, S68–S70 cardiovascular disease, S2, S7, S158–S190
INDEX

BMI cut point in, S28 for diabetes prevention, S42–S43 A1C and outcomes of, S102–S103
age medical nutrition therapy, S68–S76 antiplatelet agents, S170–S172
aspirin use and, S171 physical activity, S76–S78 cardiac testing, S176
effect on A1C, S21–S22 in gestational diabetes, S258 hypertension/blood pressure control,
to start screening for diabetes, S24, S27 psychosocial care, S79–S86 S159–S165
risk factor for diabetes, S27 smoking cessation, S79 lifestyle and pharmacologic interven-
statin treatment and, S167 for weight loss, S130–S131 tions, S176–S184
S286 Index Diabetes Care Volume 46, Supplement 1, January 2023

lipid management, S165–S166 clonidine, S208, S261 DAPA-CKD study, S177, S178, S179, S197, S198
prevention of, S44–S45, S224 clopidogrel, S170 DAPA-HF study, S178, S179, S180, S182
screening, S172, S176 closed-loop systems, S105, S119, S144 dapagliflozin, S62, S151, S152, S177, S178, S180,
statin treatment, S165–S170 do-it-yourself, S120 S181, S182, S183, S197
treatment, S172–S176 hybrid, S141, S218, S234, S260 DARE-19 study, S62
cardiovascular risk, S13, S15, S25, S27, S31, S44, coaching, online, S69, S120 DASH diet, S42, S163, S166
S45, S76, S78, S101, S102, S129, S135, S143, cognitive capacity/impairment, S80, S84–S86 DECLARE-TIMI 58 study, S177, S178, S179, S182,

n
S158, S159, S160, S162, S166, S167, S169, colesevelam, S152 S197, S198
S172, S176, S180, S184, S193, S194, S195, collaborative care, S49–S51 degludec, S141, S151, S152, S153, S154, S222

io
S197, S207, S218–S219, S238 collagen vascular diseases, S56 delay, of type 2 diabetes, S5–S6, S41–S48
risk calculator, S159 combination therapy, S7, S143, S144, S146, S147, lifestyle behavior change, S42–S43
care delivery systems, S11–S13 S149, S150–S151, S154, S161, S168, S168–S169, person-centered care goals, S45–S46

t
access to care and quality improvement, S169–S170, S208, S222 pharmacologic interventions, S43–S44

ia
S13 community health workers, S5, S13, S15, S43, recommendations, S41, S42, S43–S44
behaviors and well-being, S12 S70, S79 of vascular disease and mortality,
care teams, S12 community screening, S28 S44–S45
community support, S15 DELIVER study, S178, S179, S180, S182

oc
chronic care model, S11
medication cost considerations, S12 comorbidities, S10, S11, S56–S60 dementia, in diabetics, S57, S84, S105, S170,
six core elements, S11 assessment of, S6, S49–S67 S217–S218
system-level improvement strategies, autoimmune diseases, S23, S57, S237 dental practices, screening in, S28
S11–S12 cancer, S56–S57 depression, S14, S53, S80, S81, S82–S83, S119,

ss
telehealth, S12 cognitive impairment/dementia, S57 S133, S136, S208, S216, S217, S220, S223,
care teams, S12 COVID-19, S60–S62 S235, S246
CARMELINA trial, S173, S182 fractures, S148, S161, S177, S222, S223 detemir, S144, S151, S153, S222
CAROLINA trial, S173, S177 nonalcoholic fatty liver disease, devices. see technology.

sA
celiac disease, S23, S56, S231, S237–S238 S57–S60 Diabetes Control and Complications Trial (DCCT),
CHAP trial, S7, S9, S164, S261 obstructive sleep apnea, S60 S21, S101, S102, S103, S104, S119, S140, S141,
Charcot neuropathy, S78, S209, S211 periodontal disease, S60 S236, S240
childcare, S233, S279, S280 prevention or delay of, S5, S41–S48 Diabetes Control and Complications Trial/
children and adolescents, S7, S8, S230–S253, COMPASS trial, S172, S283 Epidemiology of Diabetes Interventions and
te
S279–S280 computerized prescriber order entry (CPOE), S9, Complications (DCCT/EDIC), S8, S102, S103, S105,
A1C in, S98–S99, S235–S237, S241–S242 S267, S268 S218
asymptomatic, risk-based screening in, S25 CONCEPTT study, S257, S258 diabetes distress, S6, S14, S80, S81–S82, S83,
be
cystic fibrosis-related diabetes in, connected insulin pens, S112, S117–S118, S115, S235, S246, S274
S28–S29 S236 diabetes medical management plan (DMMP), for
diabetes care in childcare settings, S233, continuous glucose monitoring (CGM), S6, S7, S8, students, S112
S279, S280 S9, S50, S114–S117 Diabetes Prevention Impact Tool Kit, S43
ia

diabetes care in school setting, S112, ambulatory glucose profile in, S99, S100, Diabetes Prevention Program (DPP), S25, S27,
S234, S279–S280 S101 S42, S43, S44, S75, S120, S149
insulin pumps in, S119 assessment of glycemic control, S97, S98, delivery and dissemination of, S43
maturity-onset diabetes of the young S99–S101 Diabetes Prevention Recognition Program (DPRP),
nD

(MODY), S19, S28–S29, S30 devices for, S114–S117 S43


monogenic diabetes syndromes, S19, in hospitalized patients, S269, S271, S272 diabetes self-management education and support
S30–S32 in hypoglycemia prevention, S106 (DSMES), S6, S7, S12, S15, S50, S68–S70, S71,
neonatal diabetes, S19, S30, S31 in older adults, S218 S82, S150
physical activity in, S76, S77 in pediatric type 1 diabetes, S99, S112, diabetes technology. see technology, diabetes.
ica

screening for type 1 risk, S24–S25 S234, S236 diabetic ketoacidosis, S20, S60, S61, S77, S81,
screening for prediabetes and type 2, in pediatric type 2 diabetes, S243 S106, S116, S141, S142, S148, S177, S224,
S25, S28 in pregnancy, S116, S258 S233, S243, S256, S260, S273
transition from pediatric to adult care, interfering substances, S117 diabetic kidney disease. see also chronic kidney
S246 intermittently scanned devices, S106, disease.
er

type 1 diabetes in, S233–S240 S114–S115, S116, S235, S236, S241, dietary protein and, S75
type 2 diabetes in, S240–S246 S258 diagnosis, S193–S194
China Da Qing Diabetes Prevention Outcome side effects, S116–S117 exercise and, S79
standardized metrics for, S99 finerenone in, S183–S184, S198–S199
m

Study, S45
CHIPS trial, S163, S261 continuous subcutaneous insulin infusion (CSII), glucose-lowering medications for,
cholesterol lowering therapy, S7, S53, S166, S167, S140–S141 S196–S198
S168–S169 coronary artery disease, S78, S164, S165, S172, multiple drug therapy, S165
©A

chronic care model, S11 S176 Diabetic Retinopathy Study (DRS), S206
chronic kidney disease, diabetic, S8, S191–S202 cost considerations, S11, S12, S13 diagnosis, S5, S6, S19–S35
acute kidney injury, S194 glycemic control, S9, S148, S221, S222 confirmation of, S23
assessing albuminuria and GFR, S193 insulin therapy, S117, S119, S141, S150, criteria for, S21
diagnosis, S193–S194 S151, S153, S260, S279 cystic fibrosis-related, S28–S29
epidemiology, S193 metabolic surgery, S135 diabetic kidney disease, S193–S194
interventions for, S195–S199 weight loss medications, S132–S134, diabetic neuropathy, S206–S207
referral to nephrologist, S199 S151 diagnostic tests, S20–S22
risk of progression, S191, S193 Counterfeit test strips, S113 gestational diabetes mellitus, S33–S35
screening recommendations, S191 COVID-19, S7, S60–S62, S129, S269 monogenic diabetes syndromes, S30–S33
staging, S194 COVID-19 vaccines, S6, S51, S56 pancreatic, S33
surveillance, S194-195 CREDENCE study, S177, S178, S179, S182, S197, posttransplantation, S30–S31
treatment recommendations, S191–S183 S198 prediabetes, S25
classification, S5, S19–S20 cystic fibrosis-related diabetes, S19, S28–S29 type 1 diabetes, S22–S25
diabetesjournals.org/care Index S287

type 1 vs type 2 in pediatric patients, S242 evolocumab, S168 S147, S148, S150, S152, S172, S173, S175,
type 2 diabetes, S25–S28 EXAMINE trial, S173, S182 S180, S181, S192, S196, S203, S242, S243,
diagnostic tests, S20–S22 exenatide, S148, S148, S152, S174, S181, S182, S270
A1C, S21–S22 S243 glucocorticoid therapy, S19, S272–S273
age, S21–S22 exercise. see physical activity. glucose, for hypoglycemia, S104, S105
confirmation of, S22 exocrine pancreas diseases, S19, S32 glucose meters, S112–S114
criteria for, S21 EXSCEL trial, S174, S175, S181 counterfeit strips, S113

n
ethnicity, S22 eye exam, comprehensive, S204, S240 inaccuracy, S114
fasting and 2-hr plasma glucose, S21 ezetimibe, S7, S166, S167, S168, S178 interfering substances, S114

io
hemoglobinopathies, S22 statins and, S168, S170 optimizing use of, S113–S114
race, S22 oxygen, S114
diet, see Medical nutrition therapy. standards, S13

t
Dietary Reference Intakes, S259 family history, S23, S25, S27, S29, S30, S32, S57, temperature, S114

ia
DIAMOND trial, S8, S218 S83, S159, S171, S240, S242 glucose monitoring. see blood glucose monitoring.
digital health technology, S120 fasting plasma glucose (FPG) test, S20, S21, S22, glucose-6-phosphate dehydrogenase deficiency,
dipeptidyl peptidase 4 (DPP4) inhibitors, S30, S25, S28, S150 A1C and, S21, S22, S99
S131, S147, S148, S149, S152, S173, S177, fats, dietary, S9, S72, S75, S136, S238, S245,

oc
glucose-lowering therapy, S7
S222, S270 S257, S259 cardiovascular outcomes, S176
disordered eating behavior, S53, S71, S80, S81, FDA standards, for glucose meters, S113 choice of, S146
S83–S84, S233, S234–S235, S246 fenofibrate, S169, S170, S206 for obesity and weight management, S131
do-it-yourself systems, S120 fibrate, S232, S245 heart failure and, S181–S182

ss
domperidone, S209 plus statin therapy, S169, S170 in chronic kidney disease, S196–S198
Dose Adjusted for Normal Eating (DAFNE), S106 fibrosis-4 index risk calculator, S6, S58 in hospitalized patients, S268–S269
DRCR Retina Network, S205 FIDELIO-DKD trial, S183, S198 noninsulin, S152
driving, and diabetes, S280 FIGARO-DKD trial, S183, S198, S199 glulisine, S153, S222

sA
droxidopa, S208 finerenone, S7, S176, S183, S198–S199 glyburide, S148, S152, S222, S258, S259
dual GLP-1/glucose-dependent insulinotropic FLOW trial, S197 glycemic control
polypeptide (GIP) receptor agonist, S7, S44, fluvastatin, S167 assessment of, S98–S101
S60, S131, S146, S152 food insecurity, S13–S14 physical activity and, S78
DUAL-VIII trial, S154 foot care, S8, S206, S209–S212, S240 glycemic goals. see also glycemic targets,
te
dulaglutide, S146, S148, S151, S152, S174, S181, footwear, S78, S209, S211 S101–S104
S182 FOURIER trial, S168 glycemic targets, S6, S97–S110
duloxetine, S208 fractures, S148, S161, S177, S222, S223 A1c and BGM correlation, S98
be
dyslipidemia, S12, S25, S27, S44, S45, S53, S77, A1C and cardiovascular disease outcomes,
S132, S158, S159, S169, S171, S203, S206, S102–S103
S207, S220, S231, S232, S238, S239, S243, gastrectomy, vertical sleeve, S135–S136 A1c differences in ethnic groups and
S245 gastric aspiration therapy, S132 children, S98–S99
ia

gastric bypass, Roux-en-Y gastric, S135–S136 A1c limitations, S98


gastric electrical stimulation, S209 continuous glucose monitoring,
e-cigarettes, S239, S246, S79 gastrointestinal neuropathies, S207 S100–S101
eating disorders, S71, S83–S84, S235 gastroparesis, S207, S208–S209 in diabetic kidney disease, S195
nD

eating patterns, S6, S42, S50, S59, S71, S72, S73, gemfibrozil, S170 goals, S101–S104
S74, S75, S81 genetic testing, S30–S31, S58 in hospitalized patients, S268–S269
disrupted, S83, S84 genitourinary disturbances, S207 hypoglycemia, S104–S106
education, see also diabetes self-management gestational diabetes mellitus (GDM), S9, S19, individualization of, S102, S103
education and support (DSMES). S24, S25, S27, S32–S35, S43, S44, S254, intercurrent illness, S106
ica

on device use, S112 S258–S260, S261–S262 in older adults, S219–S221


patient, S210–S211 definition, S32–S33 in pediatric type 1 diabetes, S235–S237
preconception, S255, S256 diagnosis, S33–S35 in pediatric type 2 diabetes, S241–S242
staff, in rehabilitation and LTC settings, initial testing, S261–S262 recommendations, S101
S224–S225 insulin, S260 setting and modifying A1C goals,
er

electrical stimulation, gastric, S209, S212 management of, S258–S260 S103–S104


ELIXA trial, S174, S175, S181 medical nutrition therapy, S259 glycemic treatment, S7, S140–S157
EMPA-REG OUTCOME trial, S177, S178, S179, metformin, S259 guanfacine, S208
one-step strategy, S33–S34
m

S182, S197
empagliflozin, S151, S152, S177, S178, S179, pharmacologic therapy, S259
S180, S181, S182, S183, S189 physical activity, S259 health literacy, S14–S15
EMPEROR-Preserved trial, S180, S182 postpartum care, S261–S263 health numeracy, S12, S14–S15, S49, S50, S71,
©A

EMPEROR-Reduced trial, S180, S182 recommendations, S32 S75


employment, diabetes and, S280 screening and diagnosis, S33–S35 hearing impairment, S55
enalapril, S208 sulfonylureas, S259 heart failure, S7, S30, S50, S51, S54, S60, S77,
end-of-life care, S219, S223, S225–S226 two-step strategy, S34–S35 S103, S129, S142, S146, S158–S159, S161,
enteral/parenteral feedings, S270, S271, S272 glargine, S141, S144, S151, S152, S153, S154, S175, S177, S180–S183
erectile dysfunction, S207, S209 S222 hemodialysis, A1C and, S21, S219
ertugliflozin, S152, S178, S180, S181, S270 glimepiride, S148, S152, S173, S177 hemoglobinopathies, A1C on, S22, S28, S33, S41
erythromycin, S209 glipizide, S148, S152, S222 hepatitis B, S54–S55, S56
erythropoietin therapy, A1C and, S21, S22, S219 glomerular filtration rate, S8, S30, S53, S75, hepatitis B vaccines, S54–S55, S195, S256
estimated average glucose (eAG), S98 S146, S147, S148, S165, S173, S175, S176, hepatitis C infection, S256
ETDRS study, S205 S179, S191–S192, S193, S222, S240, S244 hepatitis, autoimmune, S23, S56, S237
Ethnicity, S24, S25, S27–S28, S61, S118, S131 glucagon, S32, S104, S105–S106, S150 homelessness, S13, S14, S234, S246
effect on A1C, S22 glucagon-like peptide 1 receptor agonists (GLP-1 hospital care, S9, S267–S278
evidence-grading system, S3 RA), S44, S102, S131, S134, S136, S142, S143, care delivery standards, S267–S268
S288 Index Diabetes Care Volume 46, Supplement 1, January 2023

continuous glucose monitoring, S269 inclisiran, S7, S168–S169 Kumamoto study, S101
diabetes care specialists in, S268 incretin-based therapies, S84, S181, S222–S224
diabetic ketoacidosis, S273 Indian Diabetes Prevention Program (IDPP-1), S44
enteral/parenteral feedings, S272 infections, S51, S62, S128, S144, S148, S207, language barriers, S13
glucocorticoid therapy, S272–S273 S223, S273 latent autoimmune diabetes in adults (LADA),
glucose-lowering treatment in, S269–S270 diabetic foot, S203–S204 S20
glycemic targets in, S268–S269 influenza vaccines, S53–S54, S55 Latino population, S13

n
hyperosmolar hyperglycemic state, S273 inhaled insulin, S117, S141, S143, S148, LEADER trial, S174–S175, S180, S197
hypoglycemia, S270–S271 S153–S154 lifestyle behavior changes

io
insulin therapy, S269–S270 injection techniques, S118, S142 delivery and dissemination of, S43
medical nutrition therapy in, S271–S272 insulin analogs, in type 1 diabetics, S119, S140, for diabetes prevention, S42–S43
medication reconciliation, S274 S141, S144, S148, S149, S151, S152, S154, for hypertension, S163

t
noninsulin therapies, S270 S224, S236, S270, S273 for lipid management, S165–S166
insulin delivery, S112, S117

ia
perioperative care, S273 for weight management, S59, S71, S121
preventing admissions and readmissions, automated systems, S118, S119 in older adults, S220–S221
S274 do-it-yourself closed-loop systems, S120 in pediatric type 1 diabetes, S233–S234
self-management in, S272 injection techniques, S118, S142

oc
in pediatric type 2 diabetes, S7, S242
standards for special situations, S272–S273 intravenous, transitioning to subcutaneous, in pregnancy, S9, S163
structured discharge communication, S274 S270 to reduce ASCVD risk factors, S176
transition to ambulatory setting, S273–S274 pens and syringes, S117–S118 with NAFLD, S6
HOT trial, S161 pumps, S118–S119 linagliptin, S148, S152, S173, S177, S182

ss
housing insecurity, S13, S14 insulin pump therapy, S118–S119 lipase inhibitors, S133
HPS2-THRIVE trial, S170 insulin resistance, S5, S19, S20, S24, S25, S26, lipid management, S165–S166, S225
human immunodeficiency virus (HIV), S19, S21, S27, S28, S29, S44, S45, S58, S59, S77, S86, lipid profiles, S53, S166, S231, S232, S238, S239
S22, S24, S28, S207, S256 S153, S245, S256, S257, S258, S259, S260, liraglutide, S44, S60, S132, S134, S142, S148,

sA
human papilloma virus (HPV) vaccine, S55 S261 S151, S152, S153, S154, S174, S180, S182,
human regular insulin, S151, S152, S153, S272, insulin secretagogues, S54, S72, S78, S105, S131, S197, S243, S244
S273 S222 lispro, S141, S153, S222
hybrid closed-loop systems, S119 insulin therapy lixisenatide, S148, S152, S153, S154, S174,
hydrogel, oral, S132 access and affordability, S279 S181, S182
te
hyperbaric oxygen therapy, S8, S211, S212 dosing algorithms using machine learning, long-acting insulin, S141, S143, S145, S149,
hyperglycemia, S5, S7, S9, S14, S20, S21, S22, S9, S268 S150, S151, S153, S224, S234, S236, S242,
S23, S27, S28, S29–S30, S32, S33, S34, S45, in adults with type 1 diabetes, S140–S142 S243, S254, S255, S262, S272, S273
be
S46, S57, S59, S61, S74, S76, S83, S99, S101, in adults with type 2 diabetes, S142–S154 Look AHEAD trial, S60, S61, S130–S131, S176,
S104, S106, S112, S113, S116, S132, S135, basal, S9, S113–S114, S116, S119, S140, S221
S141, S143, S149, S150, S151, S182, S193, S141, S150, S151, S152, S153, loss of protective sensation, S8, S206, S209, S210
S204, S218, S219, S220, S225, S226, S233, S154–S145, S222, S224, S226, S233, lovastatin, S167
S234, S236, S242, S245, S254, S256, S257, S269, S270, S271, S272, S273
ia

S258, S267, S268, S269, S270, S271, S272, combination injectable, S154
S273, S274 concentrated insulins, S152–S153 machine learning, dosing algorithms using, S9,
Hyperglycemia and Adverse Pregnancy Outcome in hospitalized patients, S269–S270
nD

S268
(HAPO) study, S33, S34, S257 inhaled insulin, S117, S141, S143, S148, macular edema, diabetic, S204–S206
hyperosmolar hyperglycemic state, S106, S219, S153–S154 maternal history, in screening children/
S242, S273 monitoring for intensive regimens, S113 adolescents, S25
hypertension, S7, S9, S12, S24, S25, S27, S44, in older adults, S221–S224 maturity-onset diabetes of the young (MODY),
S54, S75, S78, S133, S159–S165, S171, S176, prandial, S7, S113, S141–S142, S143, S19, S20, S30–S31, S230, S241
ica

S191, S193, S196, S199, S204, S208, S216, S150, S151–S152, S154, S222, S233, meal planning, S6, S73–S75, S256
S220, S225, S231, S232, S238, S240, S244, S234, S243, S270, S271 Medicaid expansion, S13
S245, S254, S256, S258, S259, S260, S261 insulin:carbohydrate ratio (ICR), S144, S145 medical devices, for weight loss, S132
hypertriglyceridemia, S75, S140, S149, S169 integrated CGM devices, S6, S115 medical evaluation, S5, S51–S62
hypoglycemia, S6, S7, S8, S14, S31, S51, S54, intensification, of therapy, S141, S143, S149, autoimmune diseases, S56
er

S72, S76, S104–S106 S151, S154, S176 cancer, S57–S58


CGM technology in prevention of, S106 intermittent fasting, S6, S73 cognitive impairment/dementia, S57
classification, S104, S105 intermittently scanned CGM devices, S106, immunizations, S51, S53–S55
in hospitalized patients, S270–S271 S114–S115, S116, S235, S236, S241, S258 nonalcoholic fatty liver disease, S57–S60
m

in older adults, S57, S217–S218 International Association of the Diabetes and obstructive sleep apnea, S60
postbariatric, S132, S136 Pregnancy Study Groups (IADPSG), S33–S36 periodontal disease, S60
prevention, S75, S78, S106 International Diabetes Closed Loop (iDCL) trial, recommendations, S48
©A

risk, S54 S141 medical nutrition therapy, S69, S70–S76


treatment, S105–S106 islet transplantation, S32, S105, S142 alcohol, S76
hypogonadism, S209 isradipine, S208 carbohydrates, S73–S75
hypokalemia, S165, S192, S194 eating patterns and meal planning, S73
fats, S75
juvenile-onset diabetes. see immune-mediated goals of, S71
icosapent ethyl, S75, S169 diabetes. in hospitalized patients, S271–S272
idiopathic type 1 diabetes, S23 micronutrients and supplements, S75–S76
Illness, intercurrent, glycemic targets in, S106, S114 nonnutritive sweeteners, S76
immune checkpoint inhibitors, S24 KDIGO study, S194 protein, S75
immune-mediated diabetes, S23 ketoacidosis, diabetic, S20, S60, S61, S77, S81, sodium, S75
impaired fasting glucose (IFG), S20, S21, S24, S25 S106, S116, S141, S142, S148, S177, S224, weight management, S71
impaired glucose tolerance (IGT), S20, S21, S24, S233, S243, S256, S260, S273 Mediterranean diet, S42, S57, S59, S71, S72,
S25, S29, S34 kidney disease. see chronic kidney disease S73, S74, S75, S166
diabetesjournals.org/care Index S289

meglitinides, S54, S152 for diabetes prevention/delay, S42–S43 for lipid management, S166–S170
mental health referrals, S8, S54, S71, S79, S89, nutrition therapy. see medical nutrition therapy. for neuropathic pain, S8, S208
S81, S82, S83, S132, S234–S235, S246 for obesity, S131–S132
mental illness, serious, S81, S84 for pediatric type 2 diabetes, S242–S243
metabolic surgery, S71, S81, S128, S129, S130, obesity, S7, S128–S139 for smoking cessation, S79
S132–S136, S243–S244 assessment, S129 in older adults, S221–S224
metformin, S30, S31, S32, S43–S44, S53, S62, medical devices for weight loss, S132 in pregnancy, S259–S260

n
S75, S102, S103, S131, S142, S143, S146, metabolic surgery, S132, S135–S136 in prediabetes, S43–S44
S148, S149, S151, S152, S154, S173, S174, nutrition, physical activity, and behav- interfering substances for glucose meter

io
S176, S178, S182, S184, S196, S217, S221, ioral therapy, S129–S131 readings, S114
S222, S232, S242, S243, S245, S258, S259, pharmacotherapy, S131–S132, 133-134 to glycemic treatment, S7, S54, S140–S157
S260, S261, S262, S273 screening asymptomatic children/adolescents, phentermine, S44, S132, S133

t
metoclopramide, S209 S24, S25 phentermine/topiramate ER, S132, S133, S244
obstructive sleep apnea, S53, S58, S86, S232,

ia
metoprolol, S208 phosphodiesterase type 5 inhibitors, S209
micronutrients, S71, S72, S75–S76 S245 photocoagulation surgery, S205, S206
microvascular complications, S11, S27, S31, S32, ODYSSEY OUTCOMES trial, S168 physical activity, S10, S12, S15, S27, S28, S42,
S45, S78, S99, S101–S102, S104, S141, S142, older adults, S7, S216–S229 S43, S50, S76–S78, S130–S131, S150, S176,

oc
S159, S206, S219, S239–S240, S255 end-of-life care, S225–S226 S208, S221, S241, S242
midodrine, S208 hypoglycemia, S217–S218 for depression, S83
miglitol, S152 lifestyle management, S220–S221 for diabetes prevention, S43
migrant farmworkers, S13 neurocognitive function, S217 glycemic control and, S78, S106

ss
mineralocorticoid receptor antagonist therapy, pharmacologic therapy, S221–S224 impact on blood glucose, S112, S113,
S8, S164, S165, S183, S192, S193, S194, S196, in skilled nursing facilities and nursing S114, S119
S198–S199 homes, S224–S225 in children with type 1 diabetes, S233–S234
monogenic diabetes syndromes, S19, S30–S32 treatment goals, S218–S220
in pregnancy, S259

sA
multiple daily injections (MDI), S53, S113, S115, with type 1 diabetes, S224
with microvascular complications, S78
S116, S118, S119, S143, S144, S145, S243 one-step strategy, for GDM, S33–S34
pre-exercise evaluation, S78
myasthenia gravis, S23, S56, S237 opioid antagonist/antidepressant combination,
pioglitazone, S5, S6, S44, S45, S59–S60, S148,
S133
S152
ophthalmologist, referral to, S78, S204, S205
te
PIONEER-6 trial, S174–S175, S180
naltrexone/bupropion ER, S132, S133 oral agents, S113, S114, S149, S151, S225, S259
pitavastatin, S167
nateglinide, S44, S152 oral glucose tolerance test (OGTT), S20, S21,
Plenity, S132
National Diabetes Data Group, S35 S25, S28, S29, S30, S31, S33, S34, S35, S258,
pneumococcal pneumonia vaccines, S6, S54
be
National Diabetes Prevention Program, S43 S262
point-of-care assays
National Health and Nutrition Examination organ transplantation, posttransplantation dia-
A1c, S5, S21, S98
Survey (NHANES), S11, S21, S34, S241 betes mellitus, S19, S29–S30
blood glucose monitoring, S269
neonatal diabetes, S19, S30 orlistat, S132, S133
polycystic ovarian syndrome, S24, S25, S27,
orthostatic hypotension, S208
ia

nephrologist, referral to, S8, S192, S193, S194,


S232, S245, S256, S258, S259
S199 overweight people, screening asymptomatic, S24
population health, S5, S10–S18
nephropathy, diabetic, S27, S165, S173, S175, adults, S24
care delivery systems, S11
S179, S197, S203, S209, S231, S232, S239, children/adolescents, S24, S25
nD

care teams, S12


S244, S256 oxygen, glucose monitors and, S114
chronic care model, S11
neurocognitive function, S217 oxygen therapy
neuropathic pain, S8, S208 hyperbaric, S8, S211, S212 recommendations, S10
neuropathy, diabetic, S8, S44, S54, S101, S149, topical, S8, S209, S211, S212 social context, S13–S15
S206–S209, S211, S231, S232, S240, S244, postbariatric hypoglycemia, S132, S136
ica

S256 postpancreatitis diabetes mellitus (PPDM), S32


autonomic, S8, S78, S160, S207, S273 postpartum care, in diabetic women, S261–S262
P2Y12 receptor antagonists, S170, S172
cardiac autonomic, S206, S207 postpartum state, A1C in, S22
palliative care, S219, S224, S225
gastrointestinal, S207 posttransplantation diabetes mellitus, S19,
pancreas transplantation, S142, S146
genitourinary disturbances due to, S207 pancreatectomy, S32, S119 S29–S30
er

peripheral, S56, S78, S119, S206–S207, pancreatic diabetes, S19, S32 pramlintide, S142, S152, S209
S210 pancreatitis, S20, S32, S134, S148, S169, S181, prandial insulin, S7, S113, S141–S142, S143, S150,
new-onset diabetes after transplantation (NODAT), S245 S151–S152, S154, S222, S233, S234, S243,
S29 S270, S271
m

pancreoprivic diabetes, S32


niacin 1 statin therapy, S169, S170 pens, insulin, S112, S117–S118 pravastatin, S167
nonalcoholic fatty liver disease (NAFLD), S6, S53, periodontal disease, S28, S54, S60 prediabetes, S24–S25
S57–S60, S256 perioperative care, S135, S273 criteria defining, S25
©A

nonalcoholic steatohepatitis (NASH), S6, S57–S60, peripheral arterial disease, S210 diagnosis, S25
S148 peripheral neuropathy, S56, S78, S119, prevention of vascular disease and
noninsulin treatments, S30, S106, S112, S113–S114, S206–S207, S210 mortality, S44–S45
S116, S142, S149, S152, S221, S222, S223, S258, pernicious anemia, S23, S56, S129 screening, S5, S24–S25
S270 person-centered care, S69, S101, S142, S143 preeclampsia, in women with diabetes, S33,
noninsulin-dependent diabetes. see type 2 collaborative care, S10, S49–S51, S79 S34, S163, S254, S255, S257, S258, S259
diabetes. goals, S45–S46 aspirin and, S260–S261
nonnutritive sweeteners, S72, S76 pharmacologic approaches. see also specific pregabalin, S132, S208
NPH insulin, S141, S145, S148, S149, S150, S151, medications, medication classes. pregnancy, S8, S9, S19, S254–S266
S152, S153, S155, S222, S224, S270, S272, for adults with type 1 diabetes, S140–S142 A1C and, S21, S22, S257–S258
S273 for adults with type 2 diabetes, S142–S154 continuous glucose monitoring in, S258
nucleoside reverse transcriptase inhibitors, S22 for cardiovascular and renal disease, S54, diabetes in, S254–S255
nursing homes, S224–S225 S176–S185, S196–S197 drug considerations in, S261
nutrition for hypertension, S163–S165 eye exams during, S255
S290 Index Diabetes Care Volume 46, Supplement 1, January 2023

gestational diabetes mellitus (GDM), S9, for tobacco cessation, S44 social context, S13–S15
S19, S24, S25, S27, S32–S35, S43, S44, from dentist to primary care, S28 social determinants of health (SDOH), S7, S11–S13,
S254, S258–S260, S261–S262 to behavioral health provider, S217 S15, S70, S80, S147
glucose monitoring in, S257 to foot care specialist, S8, S211 sodium intake, S72, S74, S75–S76, S163
glycemic targets in, S256–S258 to gastroenterologist, S245 sodium–glucose cotransporter 2 (SGLT2) inhibi-
insulin physiology in, S257 to mental health professional, S8, S80–S81 tors, S102, S103, S142, S148, S149, S151,
metformin in, S259 to nephrologist, S8, S192, S194, S199, S152, S154, S158, S159, S177–S180, S181,

n
pharmacologic therapy, S259 S244 S182, S183, S184, S194, S196, S197, S198,
physical activity in, S259 to neurologist, S206, S231 S218, S224, S270, S273

io
postpartum care, S261–S262 to sleep specialist, S87, S245 SOLOIST-WHF trial, S183
pre-existing type 1 and 2 diabetes in, to registered dietitian nutritionist, S43, sotagliflozin, S180, S182, S183
S255, S256, S257, S260 S255, S257, S274 SPRINT trial, S160, S161, S162

t
preconception care, S255, S256 registered dietitian nutritionist (RDN), S43, S255, staging
preconception counseling, S254–S255

ia
S257, S274 of diabetic kidney disease, S54, S194
preeclampsia and aspirin, S260–S261 reimbursement, for DSMES, S69, S70 of type 1 diabetes, S20
real-time CGM device use in, S116 repaglinide, S29, S152 statin therapy, S5, S7, S44, S45, S75, S166–S169,
retinopathy during, S204–S205 retinopathy, diabetic, S8, S27, S54, S58, S77,

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S173, S174, S176, S178, S220, S231, S232,
sulfonylureas, S259 S78, S101, S119, S161, S193, S194, S198, S238, S239, S245
prevention, type 2 diabetes, S5, S8, S41–S48 S203–S206, S209, S231, S232, S237, S240, diabetes risk with, S170
lifestyle behavior change, S42–S43 S244–S245, S255, S256, S260 with bempedoic acid, S169
person-centered care goals, S45–S46 REWIND trial, S175, S181 with fibrate, S169, S170

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pharmacologic interventions, S43–S44 risk calculator, for ASCVD, S6, S159 with niacin, S169, S170
recommendations, S41, S42, S43–S44 risk management statins, S57
of vascular disease and mortality, cardiovascular disease, S7, S158–S190 sulfonylureas, S8, S14, S30, S31, S99, S146,
S44–S45 chronic kidney disease, S8, S191–S202 S148, S152, S154, S221, S222, S224, S259

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proliferative diabetic retinopathy, S78, S204, S205 risk, screening for, S23–S28 supplements, dietary, S72, S75–S76, S130, S131
proprotein convertase subtilisin/kexin type 9 rivaroxaban, S170, S172 surveillance
(PCSK9) inhibitors, S7, S166, S167, S168, S170 rosiglitazone, S148 for foot problems, S209–S211
protease inhibitors, A1C and, S22 Roux-en-Y gastric bypass, S135 of chronic kidney disease, S194–S195
protein intake, S75, S193, S195, S220, S244
te SUSTAIN-6 trial, S174–S175, S180, S197
psychosocial care, S6, S51, S79–S86 sweeteners, nonnutritive, S72, S76
anxiety disorders, S82 SAVOR-TIMI trial, S173, S182 sympathomimetic amine anorectics, S133
cognitive capacity/impairment, S84–S86 saxagliptin, S148, S152, S173, S182, S270 in combination with antiepileptic, S133
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depression, S82–S83 schizophrenia, S84 syringes, insulin, S117–S118
diabetes distress, S81–S82 schools
disordered eating behavior, S83–S84 device use in, S112
in pediatric type 1 diabetes, S234–S235 diabetes care in, S234 tapentadol, S208
in pediatric type 2 diabetes, S246
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pediatric type 1 diabetes and, S233 technology, diabetes, S6, S12, S111–S127
in pregnancy, S261 screening blood glucose monitoring, S112–S114
referral to mental health specialist, for cardiovascular disease, S159–S160 continuous glucose monitoring devices,
S80–S81 in children/adolescents, S28 S114–S117
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serious mental illness, S86 community, S28 general device principles, S111–S112
sleep health, S86 in dental practices, S28 insulin delivery, S117–S121
pumps, insulin, S112, S117, S118–S120 for gestational diabetes mellitus, S28, TECOS trial, S173, S182
do-it-yourself closed-loop system, S120 S32–S33 TEDDY study, S24
in type 2 and other types of diabetes, in individuals with HIV, S28 telehealth, S11
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S119 medications, S28 temperature


in youth, S119 for neuropathy, S240 of glucose monitor, S114
sensor augmented, S119 for prediabetes and type 2 diabetes, perception of, S206, S209, S210
S27–S28 testing interval, S28
testing interval, S28 testosterone, low, in men, S44
er

quality improvement, S5, S13, S267, S270 for type 1 diabetes, S23–S24 tetanus, diphtheria, pertussis (TDAP) vaccine, S55
for type 2 diabetes, S240–S241 thiazide-like diuretics, S164, S165, S196
seasonal farmworkers, S13 thiazolidinediones, S30, S44, S131, S148, S183,
RAAS inhibitors, S195, S196 self-monitoring of blood glucose (SMBG). see S222
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Race, S24, S25, S70, S105, S118, S131, S159, blood glucose monitoring (BGM) thyroid disease
S173, S174, S178, S193 semaglutide, S44, S60, S132, S134, S146, S148, autoimmune, S31, S56
effect on A1C, S21, S22 S149, S151, S152, S174–S175, S180–S181, in pediatric type 1 diabetes, S231, S237
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rapid-acting insulin analog, S105, S118, S119, S182, S197, S222 time-restricted eating, S6, S73
S140, S141, S143, S145, S150, S152, S153, sensor-augmented pumps, S8, S106, S118, S119, tirzepatide, S7, S44, S60, S131, S146, S152
S222, S225, S258, S271, S272, S273 S141, S144, S218, S236, S260 tobacco cessation, S44, S68, S79, S239, S246
real-time CGM devices, S7, S106, S114–S115, sensory impairment, S53, S209, S210 training
S116, S136, S235, S236, S241, S256, S258, setmelanotide, S132 blood glucose awareness, S82
S269 sexual dysfunction, S207 on device use, S112
REDUCE-IT trial, S75, S169 sickle cell disease, A1C and, S21, S22 tramadol, S208
referrals, S58, S70, S260 simvastatin, S167, S168, S170 transfusion, A1C and, S21
for cognitive testing, S84, S219 sitagliptin, S148, S152, S173, S182 transition
for community screening, S28 skilled nursing facilities, S223, S224–S225 from hospital to ambulatory setting,
for comprehensive eye exam, S204, sleep health, S86 S270, S273–S274
S240, S245, S255 smart pens. see connected insulin pens from pediatric to adult care, S230, S246
for local community resources, S13 smoking cessation, S45, S51, S79, S239 transplantation
for DSME, S54, S70, S217 social capital, S15 islet, S105, S142, S146
diabetesjournals.org/care Index S291

liver, S58 subcutaneous insulin regimens, S112, ulcers, foot, S53, S78, S206, S209–S212
organ, post-transplant diabetes mellitus S114–S115, S140, S144–S145, S148 ultra-rapid-acting insulin analogs, S143, S145
after, S19, S29–S30 surgical treatment, S142
pancreas, S142, S146 type 2 diabetes
renal, S146, S57, S173, S174, S180, S182, A1C and cardiovascular disease outcomes
S197 vagus nerve stimulator, S132
in, S103
tricyclic antidepressants, S8, S131, S207, S208, vascular disease, S176, S209
in children/adolescents, S240–S246

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prevention of, in prediabetes, S44–S45
S209 classification, S19–S20
TWILIGHT trial, S172 VERIFY trial, S149
combination therapy, S7, S143, S144,
vertical sleeve gastrectomy, S135

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two-hour plasma glucose (2-h PG) test, S20, S146, S147, S149, S150–S151, S154,
S21, S22, S25, S31, S33, S34 VERTIS CV trial, S178, S179, S180
S161, S168, S168–S169, S169–S170, Veterans Affairs Diabetes Trial (VADT), S101,
two-step strategy, for GDM, S34–S335 S208, S222 S102, S103, S218

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type 1 diabetes, S8, S9, S12, S13 initial therapy, S119, S238 vildagliptin, S149

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A1C and cardiovascular disease outcomes
insulin pump use in, S119 vitamin D supplementation, S44, S72, S76, S131
in, S103
obesity and weight management, S6, VOYAGER-PAD trial, S172
beta-cell replacement therapy, S142,
S27, S59, S60, S120, S128–S136, S244
S146, S175

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pharmacologic treatment in adults,
in children/adolescents, S233–S240
classification, S19–S20 S142–S154
pregnancy in women with preexisting, weight loss surgery. see metabolic surgery.
diagnosis, S22–S24 weight loss/management, S70–S76, S163, S165,
idiopathic, S23 S260
prevention or delay, S41–S48 S176, S208, S220–S221

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immune-mediated, S23
retinopathy in, S204 in diabetes prevention, S6, S9, S28, S29,
in hospitalized patients, S270
insulin therapy, S140–S142 risk test for, S26 S42–S43, S44, S45, S76
noninsulin treatments, S142 screening in asymptomatic adults, in type 1 diabetes, S20

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in older adults, S8, S224 S27–S28 in type 2 diabetes, S6, S27, S59, S60,
peripheral neuropathy in, S206 screening in children/adolescents, S4, S28 S120, S128–S136, S244
pregnancy in women with preexisting, type 3c diabetes, S32 well-being, S6, S12, S68–S97, S236
S9, S205, S255, S257, S258, S260 whites, non-Hispanic, S22, S25, S28, S61, S77,
retinopathy in, S8, 204 S98, S160, S173, S174, S178
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screening, S23–S24 UK Prospective Diabetes Study (UKPDS), S101, WISDM trial, S8, S218
staging, S20 S102, S103, S104, S176 zoster vaccine, S55
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©A
CLINICAL

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io
UPDATE

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CONFERENCE

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TAMPA, FL | VIRTUAL

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FEBRUARY 10–12, 2023

A ss
es
Education for Life
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ab

Clinical Update Conference Registration


Opens November 9, 2022.
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The Clinical Update Conference will be our first look at implementation


of the new 2023 Standards of Care. All sessions will include practical,
ica

clinical guidance for the latest standards and newest evidence.

This conference is designed for health care professionals that provide


er

clinical care and education for people with diabetes.


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Leading-edge information will be provided in an evidence-based,


case-based, interactive, and innovative learning environment.
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Scan the QR Code to register or visit


professional.diabetes.org/clinicalupdate

#CUC23

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