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To cite this article: R.G. Denning , J.O.W. Norris & D. Brown (1982) The electronic structure of actinyl
ions, Molecular Physics: An International Journal at the Interface Between Chemistry and Physics, 46:2,
287-323, DOI: 10.1080/00268978200101261
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MOLECULAR P H Y S I C S , 1982, VOL. 46, No. 2, 287-323
1. I N T R O D U C T I O N
2. EXPERIMENTAL
Solutions of NpO22+ were prepared by oxidizing a stock solution containing
primarily NpOz + with ozone at 90°C. Single crystals containing 3 per cent
237Np dilute in Cs2UO2C1 a as a host were grown by the evaporation of solution in
2 mol dm -3 HC1, under an atmosphere of chlorine, in a desiccator containing
calcium chloride. The neptunium to uranium ratio in the growth solution was
2 per cent but the neptunium was found to be preferentially concentrated in the
crystals. The crystals were brown and dichroic, having the characteristic
elongated habit of CszUO~C14 which has been described elsewhere [5].
Single crystals containing 1 per cent 237Np dilute in CsUQ(NO3)3 were
grown by evaporating solutions in 6-8 mol dm -a HNO~, in a desiccator containing
calcium chloride and sodium hydroxide. The crystal habit has been well
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characterized [6] and the crystals were oriented under a polarizing microscope.
Equivalent crystals of both materials containing only neptunium were also pre-
pared.
Artificial faces were formed on both crystals with the aid of a specially
machined and grooved mitre block to which the crystals were glued with glycol-
phthalate. The crystals were cut with a damp silk thread running in the prepared
grooves. The sections were lapped, while confined to a close fitting depression
in a brass block, by rubbing on a filter paper wet with ethanol-water mixtures.
Normal lapping equipment could not be used because of the radioactivity.
The polished crystal sections were typically 3 mm x 6 m m × 1 mm and were
mounted in a specially designed copper block forming the tail of an Oxford
Instruments CF100 cryostat. The crystal was confined within this block by
silica cover plates to provide radiological containment. Special sample holders
were also designed for the Zeeman and M C D experiments, which used a Thor
Cryogenic 5.0 T split coil magnet, and for low temperature Raman scattering
experiments [7].
Absorption coefficients were obtained using the neptunium content deter-
mined by e~-counting and ~-spectrometry, the thickness of the crystals being
measured with a micrometer. Absorption spectra were recorded between
22 000 cm -1 and 9 400 cm -1 on a McPherson RS-10 double beam spectrophoto-
meter (0.01 nm resolution). Spectra in the range 10 000 cm -1 to 4000 cm -1 were
recorded using Cary 14 and Cary 17 instruments, while those between 4000 cm -1
and 600 cm -1 were measured on a Perkin-Elmer 180 spectrophotometer. M C D
measurements were made on an instrument of conventional design [8].
Zeeman splittings were obtainable in cases where the individual components
were unresolved with the aid of a scanning refractor plate, whose purpose was to
eliminate the mechanical irreproducibility of the wavelength drive of the mono-
chromator. The fused quartz plate is mounted within the monochromator and
is driven by a galvanometer-type mechanism, with a maximum scanning range of
5 A. The plate drive was calibrated against a mercury arc doublet. With the
ground state g-values observed here, the shift in the cold Zeeman component
could readily be determined.
3. CRYSTAL SYMMETRY
C%UO2C14 is monoclinic, space group C.,I, ,, and a full X-ray crystallographic
analysis has been made [9]. The face-centred monoclinic cell contains two
molecules of Cs.,UO2C14 but the primitive rhombohedral unit cell contains a single
f - f transitions in [Np02Cl4] = and [ N p O a ( N O z ) 3 ] - 289
4. VIBRATIONALSPECTROSCOPY
Following the procedures described in part I and part II of this series the
vibrational modes of Cs2NpO2CI4 can be classified in D4h and those of
CsNpO2(NO3) 3 in D3h. The mode labelling schemes are identica] to those
described in these sources.
Symmetry Wavenumber/cm-x
Mode in D4h Type of vibration Cs2UO2CI,t Cs2NpO2CI4
t The spectra of both compounds were recorded on the same instrument as part of this
work.
Only measured in single crystals of Cs~U(Np)O~C14.
L2
290 R . G . D e n n i n g et al.
~- The spectra of both compounds were recorded on the same instrument as part of this
work,
J~ W h e r e 2 frequencies are observed for a single Czv nitrate mode, b o t h are reported.
5. SELECTION RULES
In the odd electron, fl, case the irreducible representations applicable to the
electronic states are usually two-valued representations o f the appropriate double
group. Although the data of part I require the use of Dzh site s y m m e t r y for
CszUO2C14, we prefer not to use the D2h* double group for the description of
Cs2NpO~C14. Because this group has only one two-valued representation there
are no differences between the selection rules for different [-f electronic tran-
sitions. However, the results show clear polarization differences in the various
[ - f transitions. T h e s e can be adequately described in D4h* so that this group is
used for the classification.
T h e relevant ungerade representations of Dah* are labelled P o- and ]77-.
Both representations are two-valued [15]. T h e i r relationships to the Do~h bases
are F6- , +1/2, +7/2, + 9 / 2 ; PT- , +3/2, +5/2, +11[2, +13/2. T h e evidence
f-f transitions in [NpO~Cl,] = and [NpO2( NO3)s]- 291
as to the nature of the ground state in C%NpO2CI 4 has been variously interpreted
[16, 17] and we therefore prefer at this point to keep open the possibility that it
has either P6- or Pv- symmetry. Nevertheless a clear distinction in the optical
polarizations is predictable dependent upon whether the ground and excited
electronic states span the same or different two-valued irreducible representations.
T h e outcome is contained in table 3 in which ~ and m refer to magnetic and
electric dipole transition moments, respectively. T h e only useful diagnostic
features are that the two states must have the same symmetry (a) if/xz is active or
(b) if A ~ modes (for example, va) are allowed by m~.
t'O
b~
fro
,.°
Table 5. Selection rules for CsNpO3(NOa)a in Dan*. o~
Transition moments for electronic origins (~,~, ~v), ~ (m,~, my), m. (~,~, .v)(m,~, m~)
Predominant sign of MCD - (weak) - +
Vibrations allowing components of the
p., t,. t • • a t
electric dipole transition moment in mz A1, A 2, E A 1 , A 3 , E '• E,E
(D3h*) (rex, my) A . 1, A"3, E . , E" . A. ' I , A'3, E. , E A 1, A " 3, A " 1, A " 3, E', E "
Predominant sign of MCD for (rex, my) (-),(-),(+),(+, -) (-),(-),(+, - ) , (+) (+),(+),(+),(+),(-),(-)
f-f transitions in [NpO~Cl4] = and [NpO2(NOa)a]- 293
Table 5 contains a summary of the linear polarization selection rules for both
pure electronic transitions and vibrationally assisted transitions. Table 4
indicates that transitions allowed by/~± and m ± between the magnetic components
will be circularly polarized. In the presence of a magnetic field the lower energy
component of the ground state is ~-5/~u which we identify in table 4 with F 7
( + 1/2). As a consequence the magnetic circular dichroism (MCD) spectrum
will contain temperature dependent features reflecting the different thermal
populations of the PT(+ 1/2) and FT(-1/2) levels of the ground state. The
MCD spectrum measures (E1- %) and is positive for transitions allowed by left
circularly polarized light. The interaction with left circularly polarized light is
expressed in terms of the /~_ and m_ transition moment operators [20]. It
follows that the MCD of, for example, a P T ( + l / 2 ) ~ P a ( + 1/2) transition will
Downloaded by [Michigan State University] at 14:14 13 February 2015
have a positive MCD signal. Because the population of 1"7(+ 1/2) exceeds that
of I'~(-1/2) the MCD of a F7~1" 9 transition will be predominantly positive.
The circular polarizations in table 4 are sufficient to identify the symmetry of the
excited states for the electric dipole allowed transitions in D3h* and will be im-
portant in the assignment of the spectra. The predicted signs of the MCD
signals are also given in table 5.
20
T
J
0
_A w
2O
0 w v
l'°ii
[o
E
Figure 2. The effect of a 2.6 T magnetic field on the polarized single crystal absorption
spectra of CsNpO2(NO3)a in the region of origin I ; after figure 2 of reference [21J.
f-f transitions in [NpO~CI4] = and [NpOa(NOa)a]- 295
are expected to have a smaller influence on the neptunium-oxygen bonding, so
that progressions in the NpO~ symmetric stretching frequency should either be
absent or much attenuated. This difference will be exploited in the classification
of the observed transitions.
6.2. C s N p O 2 ( N 0 3 ) 3
6.2.1. Region from 600 cm-1 to 9400 cm -1 ; origin I, 6459 cm -1
Up to 4000 cm -1 there are no data available because vibrational features of the
host lattice obscure the spectrum. The a, 7r and a spectra for the region 6450 to
6800 cm -1 are shown in figure 1. The intensities Of the band at 6459 cm -1 in the
and ~ spectra are the same within experimental error. The same spectral region
was reported by Leung and Wong [21] who also measured this feature in a mag-
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netic field. Their results, which were uninterpreted, are shown in figure 2.
Since both ground and excited states must be Kramers doublets in D3h*, it is
natural to interpret the central feature in the spectrum with the field parallel to
the NpO2 axis as a superimposition of two unresolved components. The
presence of four component transitions connecting the Kramers doublets is
particularly informative. To make the argument rigorous we examine the
selection rules in Dz*, the actual point group. In this group the ground state
forms a basis for the two-valued representation P 4 which correlates with the
Dab* representations P~ and P 8. There are two further conjugate but non-
equivalent representations of D3* , F 5 and F6, which are related by time reversal
symmetry and which together describe the components of a Kramers doublet
[15]. With the standard bases described by Koster [15] F 5 correlates with F 0
( + 1/2)(D~h* ) and P6 with P g ( - 1/2). A comparison of the coupling coefficients
in the two groups establishes the non-zero matrix elements in D3* as, for example,
(r4(a/2)l~_(r3(- X))lre> and (r,(1/Z)lm(r3(- The non-zero tran-
sition moment operators in D3* are then
r4(+1/2) r4(-1/2) I'5 re
I'4(+ 1/2) /~, m~ /~+, m+ m_ /~_
r 4 ( - 1/2) t~_, m_ /*z, mz i~+ m+
If the parallel component of either the electric dipole operator or the magnetic
dipole operator is selected only two component transitions are allowed between
Kramers doublets. The same statement is true of the perpendicular components
of the operators. On the other hand, if both electric and magnetic dipole
mechanisms are operative, remembering that t:. B = 0 all the component tran-
sitions can become allowed. The presence of four transitions in figure 2 implies
that more than one transition moment operator connects the ground state and the
excited state, one allowing the outer pair of lines which appear in both a and rr
polarization, the other allowing the central unresolved feature. In the cr
spectrum the only possible non-zero transition moments are rex.u and /~z.
Because the area of the outer two peaks equals that of the central feature, about
half of the overall intensity is magnetic dipole allowed and half is electric dipole
allowed.
In figure 1 the intensity of the unresolved origin at 6459 cm -1 is identical in
the ~ and a spectra. In the a-polarization the possible non-zero transition
moments are mx, u and/~,u" Since half of the intensity in the a case is due to
296 R . G . Denning et al.
mx, u, this transition moment must account for similar intensity in the ~ spectrum.
It follows that the remainder of the intensity in the ~ spectrum is due to/~x,u,
which is also the predominant intensity source in the rr spectrum. To sum-
marize, the intensity in the band has three major sources. In the a spectrum
m~,u a n d / ~ contribute equally and in the ~ spectrum mx, y and/xx, y contribute
equally. Table 5 shows that the simultaneous presence of/zz and/~x,y implies an
excited state symmetry, I'7(D3h* ). The small m~,y contribution to the intensity
must arise from the deviation from D3h* symmetry. The important rble of the
magnetic dipole transition moment implies that this feature should be identified
as the pure electronic origin band. A group of low intensity vibrational side-
bands, all with frequencies less than 300 cm -z, are observed on this origin.
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50 -
I]
l I
100
0
~TT
MO
feature
50
T[.
V3
i_i_I[.3,..
~+vs
nitrate
1 ]i.v3
nitrate~
i E'A;
L
nitr°V~e
0 "- "~--~ I I I I
,2oi
E
I
94
L J..d_
96
I--
9-8
""
10-0
I '~
10-2
I -
11:
~
10-4
'
E n e r g y / l O 3 c m -I
There are insufficient data to assign these at this point. We note the absence of
high frequency modes and of any progressions, which would be characteristic of a
change in the neptunium-oxygen bonding.
figure 4. As argued for origin I, the presence of four lines indicates that the
intensity is derived from both electric and magnetic dipole mechanisms. The
BI!
- - 12.7K
....... 4-4K
5.6K
A
9 410 9 420 cm -1 9 430
Fnergy/cmq
B j_
.[
9420
Figure 4. The effect of a 5.0 T magnetic field on the polarized single crystal absorption
spectra of CsNpO2(NOa)a in the region of origin II.
298 R . G . Denning et al.
All of the vibronic structure in the ~ and a spectra between 10 000 cm -1 and
10 700 cm -1 is readily assigned to internal nitrate modes, whose frequencies are
in good agreement with those included in table 2. Comparing the ~ and a spectra
the band at 10 166 cm -1 is seen to be magnetic dipole allowed and corresponds to
the A'I component of the va internal nitrate vibration. It lies 746.2 cm -a above
origin I I and corresponds to the'Raman active mode which has a frequency of
747 cm -~ in the ground state. The presence of this feature implies a distortion
in the electronic excited state in the sense of the normal coordinates of this mode
which can be described as a symmetric deformation within the equatorial plane
which modulates the O - N p - O angle within each bidentate nitrate group [7].
The vibronic structure lying within 300 cm -t of origin I I is very similar to
that shown in figure 1 with the striking exception of the single feature near
9647 cm -1, which is shown by its polarization to be magnetic dipole allowed.
This mode is also responsible for a progression reproducing the remainder of the
low frequency structure between 9700 cm -1 and 9950 cm -~. The selection rules
taken together with the presence of a progression imply that this mode has
d ' l ( D 3 h * ) symmetry. Only one A' 1 nitrate mode does not involve the internal
coordinates of the nitrate group and can be described as the symmetric in-plane
breathing of the three bidentate ligands [7].
The coupling of two totally symmetric modes to this electronic transition can
be rationalized in terms of a change in the neptunium-nitrate bonding as a result
of the electronic excitation. Subsequently we shall show that this is consistent
with an excitation from a predominantly a non-bonding f¢ orbital to a second [~
orbital with some antibonding character directed towards the nitrate oxygen.
Relaxation of this antibonding interaction can be achieved either by a stretching
of the Np-O distance or by changing the O - N p - O bond angle defined by the
nitrate group. By contrast there is no evidence in the spectrum for any relaxa-
tion in the Np-O distances within the neptunyl ion.
substance of the accompanying paper, part VI in this series, and which we tem-
porarily ignore. Within this structure there is evidence for two electronic
transitions of a different nature. The regions in which the latter type of transition
is observed are shown in figures 5 and 6 which also contain the M C D spectra.
MCD
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&o o
VI
150
II Vll
100
T
E
1
I
50
0 I
_ ~.~J ~ d ~ ~ L ~ ~-J~ ~-~-~
- I ] I I l I I I I
~0
E
I o
17.8 180 18'2 1~4 18'.6 ~e~8 ~go ~g,~ ~9.4 ~9.e ~g.8
Energy/lO3cm -1
Figure 5. Polarized single crystal absorption and M C D spectra of CsNpOz(NO3)3 at 4.2 K.
Upper portion MCD, middle portion o polarization, lower portion 7r polarization.
300 R . G . Denning et al.
MCD
+
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&oo
xll
Uranyl l
IX
150 0
I 100
IX
E *',5
50
T 100
E
50 IX
IX ÷v3
I IX
0 - ~ -]
206 208 21-0 21 2 21.4 216
Energy/lO 3 cm-1
Figure 6. Polarized single crystal absorption and MCD spectra of CsNpO2(NO3)3 at 4.2 K.
Upper portion MCD, middle portion a polarization, lower portion *rpolarization.
f-f transitions in [Np02Cl4] = and [NpOz(NOz)z]- 301
that this is due to the presence of two totally symmetric A'I(D3h* ) modes, which
in isolation would be almost accidentally degenerate. One of these is the UO~
symmetric stretching mode which in the excited state has a frequency of
~-750 cm -1, reduced from 880 cm -1 in the electronic ground state, while the
other corresponds to the A ' t component of the va internal nitrate mode. T h e
latter mode has a frequency of 747 cm -1 in the ground state and 746 cm -1 in
association with origin I I. T h e vibrational hamiltonian strongly couples these
two modes and, on the assumption that the UO 2 symmetric stretching mode is the
sole source of the intensity, a satisfactory description of the observed intensities
is obtained [2].
Figure 5 illustrates how the same phenomenon is present in a charge-transfer-
type transition of the neptunyl ion. T h e features labelled V I I + vI and V I I + ve
Downloaded by [Michigan State University] at 14:14 13 February 2015
represent the pattern expected when the contributing modes are essentially
degenerate. By contrast the pattern of intensity in the features labelled VI + vn
and VI + vt is clearly different. On the assumption that the interaction energy
between the modes, 16 cm -1, is identical to that found for CsUO2(NO3) 3 [2], the
frequencies (Vn° and vl°) of the unperturbed modes are calculated to be 751.3 em -1
and 812 cm -1, giving a predicted intensity ratio of 1 : 16 which is close to the
observed ratio. T h e value for v6° is close to the value of 747 cm -1 in the
electronic ground state, found from the Raman spectrum, while the value for vl°
lies between the ground state value of 860 cm -a and the value of ~ 750 cm -1 found
in a typical charge-transfer-type excited state.
T h e large difference in vl between origin VI and origin V I I is clearly illus-
trated in figure 5 by the much smaller separation between VI + vI and V I I + v1 as
compared with the separation between the origins themselves. A further striking
difference between these two origins is the complete absence of the second
q u a n t u m of the progression in v1 for origin VI whereas four quanta can be dis-
cerned for origi n V I I . Origin V I I is a typical charge-transfer-type transition.
It follows from the value of v1 and the observed F r a n c k - C o n d o n factors that
origin VI is due to an electronic excited state which involves a m u c h smaller
change in neptunium oxygen bonding. We opt to assign this as an f-f type
transition.
There is no observable difference between the e and o spectra in this region
and it follows that all the structure is mx. u electric dipole allowed. T h e strong
band at 17 843.6 cm -~ is taken as origin VI. Table 5 shows that the strong
negative M C D in this band implies P8 excited state symmetry. T h e vibrational
structure on origin VI is centred near 18 100 cm -1 and the vibrational intervals
and intensities are very similar to those observed on origin I I.
T h e Zeeman splitting of origin VI and vibrational features built on it is
sufficiently characteristic to allow their unambiguous separation from features
associated with origins V I I , IV and V, all of which appear in this region.
T h e symmetric stretching progression built on origin IX at 20 816.3 cm -1
(shown in figure 6) is very similar to that described for origin VI. T h e unper-
turbed frequencies are v6°=754.4 cm -1 and v1°=814.5 cm -t. Following the
same argument we identify this as an [-f transition. T h e M C D in figure 6 shows
the excited state symmetry to be 179. A comparison of the ~, ~r and o~spectra of
this origin recorded in a magnetic field shows that the intensity in the rr spectra
is due to/~x,y. Taken with the strong mx,y electric dipole intensity, this provides
further evidence, via the selection rules of table 5, for a Uo excited state. Intense
302 R . G . Denning et al.
absorption by the host material, whose first origin is at 21 090 cm -1, prevents
further analysis of this region.
6.3. CsNpO~Cl4
T h e rigorous site s y m m e t r y of the n e p t u n i u m atom in this material is Czh and
is centrosymmetric. F o r f - f transitions it follows that all pure electronic tran-
sitions will be electric dipole f o r b i d d e n but m a y be allowed by magnetic dipole or
electric quadrupole mechanisms. I n the spectra which follow the label Z(y)
indicates that the light propagates parallel to the NpO~ axis and that its electric
vector is parallel to the C 2 axis which bisects a C 1 - N p - C I angle, defining the
molecular y-axis [5]. Features which occur in Z(y) or X(y) but not in b o t h
m u s t be viewed as non-electric dipole transitions.
We now make a preliminary hypothesis, to be fully justified later, about the
s y m m e t r y of the ground state (in D4h* ). W h i c h e v e r of the n o n - b o n d i n g f
orbitals lies lowest in energy the lowest s p i n - o r b i t state m u s t be qb~/2 or
304 R . G . Denning et al.
A3/2(D~h ). Both of these form a basis for F 7- in Dab* and we adopt this as the
ground state symmetry.
6.3.1. Region between 600 cm -~ and 4000 cm -1 ; origin I (c. 900-1050 cm -1)
Figure 7 compares the polarized spectra of Cs2UO2Cla with those of
Cs2U(Np)OzC1 a in which ~ 5 per cent of the uranium atoms are replaced by
neptunium. Four significant additional features are observed in the latter
crystal. The band at 1705 cm -1 is simply assigned to the NpO~ 2+ Vl+ v~ com-
bination band (cf. table 1). Because the neptunium and uranium frequencies in
table 1 are so similar, the remaining additional features in the neptunium con-
taining crystal, which are much more intense than possible combination bands,
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indicate that they should be attributed to a new electronic state. These bands
are electric dipole allowed in the (y) polarization and occur at 1040, 1245 and
1530 cm -1. It has not proved possible to assign these features to reasonable
vibrational quanta coupled to an electronic origin. Nevertheless we believe that
the electronic origin lies between 900 cm -1 and 1040 cm -1. The lower limit is set
because a feature whose intensity is proportional to the neptunium content of the
lattice is observed at 915 cm -1 (a feature at 760 cm -x seems to be a hot band).
However, there is an alternative interpretation for this band ; it is at the same
frequency as the UO22+ v2mode which occurs in the opposite polarization and the
local perturbation caused by the substitution of the NpO22+ ion may relax the
polarization selection rule. A similar argument can be applied to the small
feature at 1745 cm -1 in X(y). There is no evidence of progressions in the
NpOz 2+ stretching mode so that we conclude that the electronic excited state
arises from an [-[ type transition.
Above 7900 cm -1 there are more electric dipole features. Because they are
strongly polarized they cannot be assigned as a repeat of the vibronic sidebands of
origin II which are almost unpolarized, and must be built on a new origin, III.
100°1o
X(y)
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0 o/<
,~, k. , J~k,.
100°/o
x(z)
13
<
0 °[o
600 800 1ooo ' ,200 1;.oo ' ,c;oo 18'oo
100°to
1
X(y)
0%
J
100%
1
×( . . . . . 1
15
x(z)
l] U+v 9 l[l-v3
~ lo
£
O.v 2
I 5
Av
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15 -If [] -v 3 x(y)
II.Vlo r[ . v 2
10 new struclure
built on 1|I
0 ^ A
I
15 II Z(y)
10
0 A
1
vn-r.
Eu modes
x(z)
40
vnl,~,
Eu modes
T
I 2o Vl/
I ~I,*~
V111 +2vI
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/ V]1
+ Eu m o d e s
vm~ Vl]I
+E~ modes
Vm'.
VI L
JLA . . . . . A - -
I I I I I I
VllI+
40 - Eu modes vm'. vl +
Eo modes
V11 VII + x(y)
*v2 V 1 ÷V 2
12o_ v= vm÷2~
+ Eu modes
vn+
2~,v2
V]]I+ v~ VTII ÷ vl +v~
+ E u modes V~
0 ~
60
Z(y)
40
0 i 1 --- I - " I -- I I I I
17.2 17./. 17.6 17.8 18-0 18-2 18.4 18.6 18.8 19.0
E n e r g y / 1 0 3 cm - I
X(z)
40
Urpnyl
T
E X÷
Eo modes
12o
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Eu modes
I i {
1 I 1 1
V3. G
X(y)
X+Vl* N I f~
40
T
£
12o
I I i [ I
Uronyl Uranyl
II It., v
Z(y)
40
o tl! tt
20-2 201-4 2& 2o'.8 2~!o 2~.2
E n e r g y / I 0 3 cm -1
Figure 10. Polarized single crystal absorption spectra of Cs2NpO2C14 at 4.2 K. Upper
portion X(z) polarization, middle portion X(y) polarization, lower portion Z(y)
polarization. Only the magnetic dipole features are labelled in the Z(y) polarization.
(Neptunyl features are distinguished by arrows).
f-f transitions in [NpO~C14] = and [NpO~(N03)3]- 309
feature lying close to it, at 17 457 cm -1, has a repeat frequency of 765.6 cm-L
The result is a much smaller separation between these features near i8 250 cm -~
and an inversion of their order near 19 000 cm-L The interval of 697.6 cm -~ is
characteristic of vx in combination with v2 and is smaller than the typical value of
v~ in association with the other internal modes in charge-transfer type transitions
( ~ 710 cm -1) as a result of the strong anharmonic coupling between vt and v~.
The much higher interval of 765.6 cm -1 must be assigned to an f-f type transition
since the excited state should be less antibonding. The frequency is reduced
from that in the ground state by almost the same factor as observed for the analo-
gous transition in CsNpO2(NO3) 3. The origin of this transition is a magnetic
dipole allowed band at 17 241.4 cm -~ with a repeat frequency of 767-4 cm-L
The mechanism is unambiguously established by its observation in both X ( z )
and Z(y).
The assignment of the principal vibronic structure is shown in figure 9.
The modes lying between 17 450 cm -I and 17 600 cm -1 are effectively un-
polarized and are repeated near 17 800 cm-L This second group lies about
500 cm -1 from the origin, has the same progression frequency in v1 and polariza-
tion as the first group, and lies 274 cm -1 above it. There are no fundamentals
near 500 cm -~ and we therefore interpret the second group as a progression
formed by a mode with a frequency of 274 cm -1. The only appropriate totally
symmetric mode is v4, •lv(D4h), the neptunium-chlorine stretch, which has a
frequency of 257 cm -~ in the ground state.
The presence of v4 coupled to this origin implies a distortion of the Np-C1
bond length. It would be natural to explain the progression in terms of a
strengthening of the Np-CI bond as implied by the change in the frequency of v~.
An f-f transition of type f± ~-->f±x excites an electron which is effectively localized
on neptunium and transfers it to an f, orbital which, because of its antibonding
overlap with oxygen orbitals, transfers electronic charge onto the oxygen atoms
of the NpO2 ~+. The increase in the positive charge on the neptunium atom
should, in turn, strengthen the neptunium-chlorine bond.
Figure 10 shows the region containing origin X. It is seriously overlaid by
the absorption of the host lattice which begins at 20 095 cm-L There are no
significant Zeeman shifts in the spectrum of the host, so that neptunyl features,
which are additional to the host features and are identified in the figure by arrows,
can be confirmed by their Zeeman splitting. The most obvious new features
in this region, which are not repeats of earlier structure, are the band at
20 300.4cm -1 and its repeat at 21 065.0 cm -1 in X ( z ) . The interval of
310 R . G . Denning et al.
be determined.
6.3.4. Magneticproperties
In order to interpret the Zeeman splitting of the various excited states it is
essential to establish the g-values of the ground state. Although the g-values of
the ground state have been reported from E.S.R. measurements [17] there is a
large uncertainty in the value reported for g~, because the E.S.R. signal vanishes
as the field direction approaches the principal axis. The reported values are
g~, ~ 1.3 +0.3 and g_~= 1.32+0.02.
An improved value of g~ was determined optically by measuring the relative
areas of the hot and cold Zeeman components of a sharp line at 17 557.9 cm -1,
which shows a conveniently large splitting. The cold band appears at lower
energy so that the observed splitting must be interpreted as the difference of the
ground and excited state Zeeman splitting, that is gobs=g~s--ggs. Eight
measurements were made between 4.18 K and 14 K. The temperature was most
accurate for the 4.18 K measurement for which the sample was immersed in
liquid helium. We findg,, = 1-38_+ 0.07. The Zeeman splittings in a perpendi-
cular magnetic field were not large enough to allow a determination of g . for the
ground state with better precision than that available from E.S.R. and we use
g . = 1"32 ___0-02 in our analysis.
The g-values for states V I I I and X are included in table 8. This table also
summarizes the energies and symmetries of the f-f transitions in C%NpO2C14.
7. THEORY
7.1. Introduction
The model used here follows that of Eisenstein and Pryce [19, 22]. An
I orbital basis is assumed and a perturbation hamiltonian is defined with the form
for D 3 and D~h have been given in [3]. T h e only non-zero matrix elements
within this basis set are defined by the potentials
V3 = e q ( r 6 ) / z r . 231~1/2
47r%R7 \ ~ / 0"3405{Ye 6+ Ye-e},
where V3 is evaluated from the positional parameters found in the crystal structure
of RbUO2(NO3) 3 [12], idealized to D3h , and V4 assumes the symmetry of
[NpO2C14] = is idealized to Dan. T h e full equatorial field will, of course, contain
axially symmetric components, which can be considered as part of the axial field
and are not separately parameterized. T h e parameterization of V3 and V4 is in
terms of ( B n ) = eq(rn)/4zreo Rn+l. T h e relevant non-zero matrix elements are
7.2. CsNpO2(N03) s
Although the energy levels of CsNpO2(NO3) s are described by five parameters
and only four energies are experimentally available, the range of possible solutions
is limited by the requirement that the symmetry of the excited states should also
be correctly predicted. Two sets of energies for the excited states were calcu-
lated with different but fixed values of % - e ¢ , the remaining four parameters
being varied to optimize the agreement with the experimental energies. T h e
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t.o
bO
Calculated Observed
Fit I Fit I I
Symmetry Energy ~(ixz) ~(tXx,y) Energy ~(Ixz) ~(IXx,y) Symmetry Energy ~(tzz) [(gz,y)
Dan(Doon) / c m -1 g~ g.L /10 -s /10 -s /cm-* g,, g± /10 -s /10 -s Dab label / cm-x g,t g- /10 -8 /10 -s
P a r a m e t e r s / c m -1
•~- ~ -2074.5 - 1366.0
¢.-¢~ 13847.0 14179.8
¢ ~ - ¢~ 114000.0 46000.0
2212.0 2047.3
<Be> 2402.3 2953.8
results together with the parameters are shown in table 9. The table also in-
cludes calculated g-values and magnetic dipole transition moments. The choice
of %-E4 is constrained by the sensitivity of the calculated g-values to this
parameter. In particular the two chosen values for % - ~ 4 produce large
differences in the g-values of both the ground state and the excited state respon-
sible for origin II, such that they straddle the observed values. The constraint
justifies our assumption that the Ps(%/2u) excited state lies above the energies
which could be investigated in our experiments. The magnetic properties of the
observed P 8 state, which is the only other state of this symmetry, cannot be inter-
preted in terms of %/2u parentage. The two parameter sets both predict an
energy level between 340-1100 cm -1 which cannot be observed in the presence of
the vibrational transitions of the host material.
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The magnetic dipole oscillator strengths can be calculated from the areas of
the magnetic dipole bands in the spectrum. Where they are observed these
quantities are included in table 9 and are in good agreement with the calculated
strengths. The excellent agreement of all the observables with their calculated
counterparts gives us confidence in this analysis. In particular, the way in which
the values for the two parameter sets straddle the observables indicates that
reasonable outer limits have been found for % - ¢ 4 and that the difference in the
remaining parameters between the two sets should be taken as good indications
of their precision.
7.3. Cs2Np02CI4
In the D4h field of the chloride ions the equatorial field has two non-zero
matrix elements < < l V , la_> and <¢+IV, and two radial parameters
(B4) and (Be) are needed to describe the perturbation. The joint operation of
this perturbation and the spin-orbit interaction will strongly mix the A3/2 and
005/2(D~h) parent states, if ea--E¢ is similar in magnitude to the value found
in CsNpO2(NOa)3.
Specifically the perturbations link 00+5/2 with A~3/2 so that the magnetic
properties of a given Kramers component is very sensitive to the degree of
mixing. We now define a general g-value as
g,, = (1/,B){(rT-(½) I,z Ir,-(½)) - < r 7 - ( - ~) l~. Ir 7 - ( - 1))} (2)
and
g . = (1/~*B){<r,-(-- k)l~*_lrT-(+ ~)> + <r~-(½)l~,+lV,-(-- ½)>}. (3)
The Doon basis functions form bases for P7- as follows, P7-(+ 1)= _ 3/2, + 5/2
and P 7 - ( - ½ ) = +3/2, - 5 / 2 . In the limit that the ground state is A+a/=,
equation (2) gives g,, = - 2 - 0 with A_3/= lying below A+3/2. At the opposite limit
the ground state is derived from 00+5/2 and equation (2) gives gH = +4.0 with
00-5/2 lying below 00+5/2. At both these limits g . = 0 . In the mixed rdgime g~
is strongly dependent on the detailed form of the wavefunction and can pass
through zero. In the same rdgime g± > 0 as a result of non-zero matrix elements
of the type (A+3/2]/, ]00+5/2) appearing in equation (3). It follows that the
observed g-values in table 8 place a relatively rigid constraint on the form of the
wavefunction and on the value o f , q - E ~ . The sensitivity of the g-values to
q - % is shown in figure 11, which is computed with the assumption that the
remaining parameters take the values given in fit 2 of table 10. The important
feature of this figure is that the crossing point occurs when [g, 1= [g-[ -~ 1.50
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L~
Calculated Observed
Fit I Fit I I
Symmetry Energy f(~z) f(~x,v) Energy f(tzz) f(l~x,v) S y m m e t r y Energy f(tzz) f(l~x,y)
D4h*(Doon) / c m -1 g IJ g± /10 -s /lO-S / cm-x gll g± / 10-8 /10 -8 D ' a n label / c m -x g, g± /10 -8 /10 -s
FT-(Az/2u 0.0 1.38 1.50 0.0 1.38 1.53 -- -- FT- 0 0.0 1.38 •.32 --
+ O5/2u)
FT-(A3/2u 820-8 0.96 1.48 25.7 0.0 1301.5 0.89 1.50 39.6 0.0 I ca. 1000 n.o n.o.
+ Osl2u) ¢)
FT-(A5/~u) 6880.4 5.54 0.24 12.9 49.0 6880.4 5.50 0.38 17.8 47.7 F~- II 6880.4 not 35 40
measured
Fe-(OT/z~) 8236-0 7.76 0.00 0.0 0.2 7906.3 7.39 0.05 0-0 0.3 III ca. 7990 not 0 0
measured
1-'e-(H1/zu) 17241.4 0.24 0-25 0.0 173.1 17241.4 0.57 0.79 0.0 166-7 VIII 17241-4 0-6 0.2 0 55 o~
F~-(Ha/2u) 20080.8 3-87 0.21 22.0 38.5 20080.8 3.77 0.34 41.2 32-0 X 20080.8 3.8 0-1 f 8-3
Fe-(Xl/2~) 119351.2 2-0 2.25 45904.4 2.00 2.84 state not observed
Parameters/cm -1
~ 6 - ~¢ -1932.0 -1994.5
•. - ~ ¢ 13003.45 12626.0
E~- ~¢ 114000-0 40000.0
2196.1 2118.15
(B4) 2342"0 3788.9
(Be) 2400"0 3920.0
(E 6 -E~)/cm-1
- 5000 - 2500 0 2500 5000
z.O , , '
2"0
00
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-2.0
i i i
5000
~ >,
0 j / / /~ 3/2 o//~.
o~
o) /
q)sj2u
- 5000
model is clearly capable of excellent predictions for all of the observable proper-
ties.
requires that the allowed excited state differs from n m 7 ' 1 5 by only one
electron.
Initially we consider the [~bgn~bum-1 717'g) intensity source. Because
7'1 # 7/this wavefunction differs in more than one orbital from the excited states
of interest and can be dismissed. If the intensity source is [~bgn-1 ~b~,m 71V ' u), it
follows that there can be no intensity unless 7'~ = 7'1 and the allowed transition is
simply ~bg-->7'r If ~bg is interpreted as an oxygen based molecular orbital,
~bg=% or ~rg and, for CsNpO~(NOa)3, 7/=A~5/2u+A'~712u+A"~5/~ where
h > A' ~ A" and the A are the coefficients in the eigenvector.
In Dan the static intensity is introduced by terms in the potential dependent
on Ya+-a(V3u). We require the matrix elements (711V3ul~bg) to be non-zero and
mz
~bg=az/2g+h'Zrl/20. The allowed transitions from these ~bg are ~1/2g~ ~1/~,
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mx,y mz rex,it
a1/2g--~Tq/2~, ~r3/~, or, since h" is small, more weakly ~rl/2g~rq/2~ , rr~/2g----~el/2~,
~a/z,. This mechanism correctly predicts the intense perpendicularly polarized
intensity in origins VI(IIl/e, ) and IX(H3/~ ) and explains the absence of appreci-
able electric dipole intensity in the other observed origins.
Vibronic intensity introduced by modes of E' symmetry can be described by a
perturbation with the symmetry properties of Y1+1. If (Tl[ Y1-+1 ]~g)¢0,
mz
~bg= ~a/2g and the intensity is introduced by transitions of the type 7ra/zg--->~ra/~,, or
m~.,~
zra/2g---+al/eu, ~5/2,,. The mechanism therefore predicts that such modes will
appear in the parallel polarization on origin IX and in the perpendicular polariza-
tion on origin I. Table 6 and the spectra show that this prediction is totally
inadequate.
E u vibrational modes introduce intensity into C%UO~C14 by a perturbation
which can also be described by YI +1. In this material the ground state is well
describedbyT/=h~/~u+h'~a/~,+~"~/~whereh~-h'>h ". If(),l[Yx-+~[~b~)~0
then ~bg= A~'~/2g+A%r~/~gand the intensity is introduced by transitions of the
mz ~nx,y ~tz~
type 7rl/2g-+~'X/~u, Zq/~g------~al/~g, ~a/Z~ and more weakly by ~'3/2g--Y~':3/2u,
mx,y
7"£3/2g-----+O'x/2u,~5/2u" This mechanism predicts that these modes will appear in
the parallel polarizations only in association with origins V I I I and X and in the
perpendicular polarization with origins I and II. Since these modes are
observed to be generally unpolarized, this mechanism fails to explain the principal
features of the spectrum.
The only remaining intensity source involves the excitation of the f electron
to a gerade orbital. We ignore the inner shell electrons ~bgn ~b,~m. A realistic
choice of the excited gerade orbital requires h ~<2, for example the 6d orbitals.
The route by which the intensity is introduced can be represented by a procedure
of the type described in Part I I I [3]. A primary intensity source is mixed either
with the ground state or with the excited state by an ungerade perturbation.
Intensity is thereby introduced into a limited subset of basis states and the
observed intensities can, in principle, be estimated from a knowledge of the
eigenvectors in the ground state and the excited states. The various intensity
sources and coupled states are shown in figures 12 and 13 which also show the
principal mechanisms for communicating this intensity to other observed states.
It transpires that it is impracticable to calculate the intensity directly from the
eigenvectors (a) because the relative energies of the source states are unknown
and (b) in the presence of the strong axial interaction of the oxygen atoms it is
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Coupled u
I 1312 t ~2u R 112u I I'] 112u F] 312u A 3/2u ][ 112u iq112u ¢~512u A512u ~l12u {]312u @7/2u
State LS LS
Derived ~2u F1312u ~) 512u @ 512u rl 1~u @7/2u
Intensity ¢
®512u 0712u ~712u
Figure 12. Static and vibronic electric dipole intensity mechanisms in CsNpO~(NO3)a. For a particular excited state only the route involving
the least number of sequential perturbations is shown.
f-f transitions in [NpOzCl,] = and [NpO~(N03)3]- 319
not possible to express all of the transition moments and perturbation matrix
elements in terms of sufficiently few reduced matrix elements for a satisfactory
analysis to be completed. Nevertheless, where the intensity is derived by a
unique route its magnitude can be estimated by the number and size of the
sequential perturbations in that route. However, if the intensity is not uniquely
derived it is dependent on the relative magnitude and phase of the various con-
tributions and cannot be reliably estimated by our procedure.
Figure 12 shows the position for CsNpO2(NOa) 3 where both static and
vibronic mechanisms are relevant. The ground state eigenvector is dominated
by the 495/~(Doon) state and the most weight should therefore be given to routes
originating on this component. This component offers no route to an observed
directly coupled state for intensity in the parallel polarization and it is this gross
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Parallel Polarisation
Derived /k 512u l-I 3/2u A 312u ~512u );'112u (~?/2u ,,~2u I 2u R1/2u(~512u A312u
Intensity )~I Ls
O712u " L~ 3y 2u O
Perpendicular Polar~sat ion
p..°
Ground State 0~
Intensity Source
I t
FIb2g ~ :)~2g I-I3~2g
/
2, 2
Coupled State n 1/2u ~ 3/2u n312u @EY2u E1/2u Rll2u (~712u
LS LS
Derived ~312u ~512u A 3~ u A 512u n 312u I-1 312u
Intensity LS
\
~)512u
Figure 13. Vibronic electric dipole intensity mechanisms in Cs2NpO2C14. For a particular excited state only the route involving the least number
of sequential perturbations is shown.
f-f transitions in [Np02CI4] = and [NpOz(N03)3]- 321
8. CONCLUSION
8.1. Comparison with previous work
The most comprehensive single crystal spectroscopy of the neptunyl ion is due
to Leung and Wong [21, 27]. For CsNpO~(NO3)3 a and rr polarized spectra at
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4.2 K have been reported [21] between 5000 cm -1 and 22 000 cm -1. Four f-f
type transitions are assigned by these authors and correspond well to origins I, II,
VI and IX observed in this work. The polarization of features above origin IX
appears to be incorrect. An extra origin was assigned at 21 020.6 cm -t in the
polarization. We can find no comparable feature in the ~ polarization but do
observe a strong feature at this frequency in the 7r polarization, which we assign
to the E" UO~ rocking mode on origin IX. The g-values in [21] are of lower
precision that those reported here and in a number of cases considerably lower in
magnitude. The error in the values is probably due to the difficulty of aligning
the magnetic field with the neptunyl axis since the crystalline habit makes the
principal crystal axis difficult to recognize. Our measurements were made on a
uniaxial (~) section where no directional ambiguity is possible. There is no
attempt in [21] to assign the symmetries of the excited states.
An outline of the low temperature spectrum of CsaNpO~Cl~ is given by
Gorskhov et al. [16] but there is insufficient detail to allow a comparison with the
spectra reported here. A more comprehensive study is due to Staffsudd et al.
[27]. Unfortunately these workers used a twinned crystal and many of the data
were collected under low resolution at 77 K. Only the excited state near
6880 cm -x is attributed to an f-[ transition and only five transitions were
positively identified in all. There is a good general resemblance to the spectra
shown in § 6.3.
The model used in this work closely resembles that of Eisenstein and Pryce
[19, 22]. Their interpretation is based on the ESR data of Bleaney et al. [18], the
magnetic susceptibility data of Gruen and Hutchinson [28] and the solution
absorption spectra [29]. The solution spectra proved difficult to analyse
unambiguously and a number of options were considered in [19]. In the
aqueous system two bands near 20 000 cm -1 are attributed to the l-Ii/~u and
II3/2u excited states. The low energy states are placed in the order ~s/2~, (ground
state) < A3/2u< As/e~< ~7/2u and the energies give - 1700 cm -1 < c~-EO
< - 600 cm -1.
An alternative assignment of the aqueous solution has been proposed by
McGlynn and Smith [26], w h o interchange the order of the A5/2,, and (I)7/,u states.
This requires e e - E~~ 1500 cm -1. Whilst these parameters may not be transfer-
able to the crystalline state (there is some uncertainty as to the equatorial field
geometry in water) we prefer the analysis of Eisenstein and Pryce [19]. In
particular we find ee-E~ ~ - 2 0 0 0 cm -x for both our systems and in both cases
qbT/~ lies above As/~u.
M2
322 R . G . Denning et al.
8.2. Discussion
We believe that the spectra reported here have been unambiguously assigned
to particular electronic f - f transitions. The majority of the vibrational structure
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is also fully understood both in terms of its frequency and polarization. There
remain a few unassigned or undetected bands in the far infrared whose assignment
could be clarified with the aid of oxygen-18 substitution.
In both CsNpO2(NO3) z and Cs2NpO2CI 4 parameters governing the orbital
energies show them to lie in the order Su < ~ , ~ Flu < au. This order is consistent
with the antibonding properties of the 7% and % orbitals with respect to oxygen.
The antibonding nature of the rru orbitals is confirmed by the drop in the fre-
quency of the N p - O stretching modes and the observation of progression in the
NpO 2 symmetric stretch. The %-E~ separation is about 14 000 cm -1 in
CsNpO2(NO3)3 and 12 800 cm -1 in Cs2NpO2C14 implying more antibonding
character in the former compound. This is consistent with the stronger N p - O
bond in CsNpO2(NOz) 3 as shown by the infrared stretching frequency of
960 cm -1 as compared to 919 cm -1 in C%NpO~CI~. The consistent observation
that the energy of ~ is below that of ~ suggests that the order of these orbitals is
predominantly controlled by the cylindrical component of the equatorial electro-
static field.
The model applied here gives an excellent account of the energies, magnetic
properties, transition moments and electric dipole intensities in the observed
spectra, and in consequence we believe that the parameters of the model can be
accepted with confidence. The parameters vary in a reasonable way between
Cs2NpO2C1 a and CsNpO,(NO3) 3. They provide independent support for the
values of E, - ~¢ and the equatorial field parameters which have been derived from
the spectra of the analogous uranyl compounds.
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