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2 Title: The effectiveness of exercise interventions for people with Parkinson’s disease:
5 Authors:
6 Victoria A Goodwin1
7 Suzanne H Richards1
8 Rod S Taylor1
9 Adrian H Taylor2
10 John L Campbell1
11
12 Affiliations
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13 Peninsula Medical School, Exeter, UK
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14 University of Exeter, UK
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16 Contact details:
17 Victoria Goodwin, Research Fellow, Peninsula Medical School, Primary Care Research
18 Group, Smeall Building, St Luke’s Campus, Exeter, EX1 2LU, United Kingdom.
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1 Parkinson’s disease and exercise
1 Abstract
5 people with PD and a large body of empirical evidence has emerged in recent years.
9 Method: RCTs meeting the inclusion criteria were identified by systematic searching
11 mixed methods approach was undertaken using narrative, vote counting and random
13 Results: Fourteen RCTs were included and the methodological quality of most
14 studies was moderate. Evidence supported exercise as being beneficial with regards
15 to physical functioning, health-related quality of life, strength, balance and gait speed
16 for people with PD. There was insufficient evidence support or refute the value of
18 Conclusions: This review found evidence of the potential benefits of exercise for
19 people with PD, although further good quality research is needed. Questions remain
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1 Parkinson’s disease and exercise
1 Introduction
2 Exercise is a planned, structured physical activity which aims to improve one or more
6 the ability of the brain to self repair 2. Animal models have found that exercise has
7 protective benefits against the onset of symptoms in Parkinson’s disease (PD) 3. This
9 oxygenation, which together promote new cell growth and cell survival 4;5. In PD, it
11 dopaminergic cells and thus reducing symptoms 6. Fox et al 5 suggest there are five
12 key principles of exercise that enhance neuroplasticity in relation to PD, these being:
13 (a) intensive activity maximises synaptic plasticity; (b) complex activities promote
14 greater structural adaptation; (c) activities that are rewarding increase dopamine
16 highly responsive to exercise and inactivity (‘use it or lose it’); (e) where exercise is
18
19 It has been well documented that physical activity levels decline with advancing age
20 and these reductions contribute to functional decline 7. People with PD have been
8
21 shown to reduce levels of physical activity more quickly than their healthy peers
9;10
22 and have lower levels of strength and functional ability . However the observation
24 but also a primary symptom of PD 11. This is due to impaired basal ganglia having an
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1 inadequate effect on the cortical motor centres which in turn lead to less activation
10;12
2 of motor neurones and therefore muscle weakness . This mechanism also
3 contributes to impaired balance, falls and disability 13. People with PD are three times
4 more likely to sustain a hip fracture as a result of a fall when compared to those
14;15
5 without the condition .
16-18 19
7 A number of systematic reviews and a meta-analysis have been undertaken to
8 investigate the efficacy of physiotherapy amongst people with PD. The earlier
19 16;17
9 reviews, with literature searches up until 1999 and 2000 , evaluated a range of
16;17
12 reviews were limited to randomised controlled trials and reported that they were
13 unable to combine the studies for meta-analysis given the clinical and methodological
19
15 management of people with PD. De Goede at al included studies that adopted a
17 of daily living, walking speed, and stride length. However only one study in each of
19 with the others using less rigorous study designs or other physiotherapy techniques.
20
22 2006) concluded that there were positive benefits associated with gait, transfers,
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1 Parkinson’s disease and exercise
2 components. Lim et al 20, for example, reviewed the literature on the effects of
3 cueing on gait in people with PD and reported that whilst auditory cueing may be
21
5 cueing due to a lack of evidence. Nieuwboer et al recently reported significant
6 improvements is gait and balance using external cueing devices and recommended
9 This systematic review examines the potential benefit of exercise interventions for
11 randomised designs. We did not include studies explicitly evaluating cueing strategies
14
15 Methods
16 Search Strategy
17 One researcher undertook the initial literature search, scanning abstracts to identify
18 eligible studies. If it was unclear as to whether the study met the selection criteria,
19 advice was sought from a second researcher and a consensus opinion made. The
20 following electronic databases were searched: Cinahl (1982 to Dec 2006); Embase
21 (1974 to Dec 2006); Allied and Complementary Medicine AMED (1985 to Dec 2006);
22 PubMed (1980 to Dec 2006); SPORTDiscus (1980 to Dec 2006) and Cochrane Library
23 (1980 to Dec 2006). Literature was also identified by citation tracking using reference
24 lists from papers and Internet searching. The following keywords were used in
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2 therapy.
4 Inclusion criteria
10 (iv) The outcomes included at least one of the following: physical performance
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14 Exclusion criteria
18 (ii) The paper did not report outcomes for the first assessment period (cross-
19 over studies only) so as to prevent any bias of carry over or order effects
22
20 .
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23 Key data were independently extracted from the identified papers by two researchers
24 using a structured form 23. Data extraction forms included the key components of
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1 general study information (title, author, and country of study), study characteristics
3 length of follow up. The quality of each study was assessed in terms of: (i) internal
4 validity: randomisation had been appropriately carried out and concealed; presence
5 of blinding; reporting losses to follow up, and the use of intention to treat analysis;
6 (ii) external validity: reporting inclusion and exclusion criteria; and (iii) study power:
7 reporting of sample size calculation. A numerical quality score was calculated using a
8 modified Jadad scale 24. This tool awards one point for each of the following: (a)
11 withdrawals. A score of one was considered to be low quality; two or three was
12 considered moderate; and a score of four was considered to reflect a high quality
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18 synthesis was a narrative review of the results supplemented by vote counting 25.
19 Vote counting is a method of reporting study outcomes used to synthesise the results
20 whereby all outcomes relating to each study were listed and the direction of effect
21 for each one was identified. Where a statistically significant difference was reported
22 in favour of the intervention it was noted as positive, and if in favour of the control it
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2 Meta-analysis was undertaken using STATA Version 8 (Stata Corp, College Station,
3 TX). For two of the most commonly reported outcome domains (physical functioning
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4 and health-related quality of life) a standardised effect size was calculated for each
5 study and expressed in standard deviation units. Given the methodological diversity
6 between studies, chi-squared test for heterogeneity was applied and data pooled
7 using random effects meta-analysis using the DerSimonian and Laird method 27.
9 Results
28
10 The search results can be seen in Figure 1. One study was excluded as it did not
11 report the first assessment period and randomised the order of four different
12 interventions over four consecutive days, with assessments at the end of each day.
13 However the authors reported the outcomes for each intervention over the whole
14 study rather than at the end of each day and did not take into account the potential
17 2.
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19 Methodological Quality
20 Methodological details reported in the papers were varied and often poor (Table 1).
29;30
21 Only two studies reported power and sample size calculations. Whilst two studies
31;32
22 did not clearly report participant selection criteria , the criteria reported in the
23 other studies were varied, although all included a diagnosis of PD and being
24 medically stable. Similarly, participant exclusion criteria also varied between the
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32
1 studies. One study was unclear in respect of reporting the randomisation
2 procedure, describing controls as ‘matched’ (abstract), but then stating that controls
3 were randomly allocated in the methods text. Only three papers explicitly reported
29;30;33
4 concealment of randomisation and we cannot discount the possibility of
5 selection bias in the other papers. With regards to assessor blinding, all but four
31;32;34;35
6 studies reported that assessors were blinded to participant allocation.
7 Ashburn et al 29, however, reported that by the six month follow up assessment the
8 assessor was aware of allocation for 39% of those in the intervention group and
29;36
9 17% of the controls. Withdrawals were not described in two studies although
10 both papers reported that analysis was undertaken on an intention to treat basis.
30;33
11 Two studies were found to be of high quality, ten of moderate quality and two of
12 low quality.
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14 Participants
16 participants contributed to the studies reported in this review. The minimum number
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17 of participants in a study was 11 and the maximum was 142 29. Of the studies
18 reporting the sex of participants 282/423 (67%) were male. PD status was described
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19 in all but one study using Hoehn and Yahr’s measure of disease severity 37. All
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20 studies included participants at stages 2 and 3 with the exception of Hirsch who
21 included those at stages 1 and 2 only. Three studies included participants at stage 4
29;32;38
22 of the disease .
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24 Intervention
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30;33;36;39
1 Four studies failed to report a rationale behind the development of the
2 intervention, although those that did varied in the level of detail. This was noted in
33;36
3 particular in the two studies evaluating Qigong, a form of Chinese physiotherapy
4 and exercise. Five studies compared the exercise intervention with no intervention or
5 usual care, two of the studies evaluated an exercise intervention against a non-
6 exercise control, whilst four compared two different exercise interventions and one
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7 study compared three different exercise interventions. Two studies did not report
10 Across all of the studies, the interventions were clinically heterogeneous with regards
11 to the type of exercise and to the frequency and duration of exercise being
12 undertaken (between 6 and 36 hours spread over four to twelve weeks). All except
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14 Palmer et al compared flexibility exercises delivered by a ‘corrective therapist’ with
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15 seated karate delivered by a student nurse with a black belt in karate, Hirsch et al
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16 used a trained exercise leader, and Schmitz-Hubsch et al used a Qigong teacher to
17 deliver the intervention. All interventions took place within an outpatient setting
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18 except Ashburn et al who implemented a home based intervention and Hirsch who
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19 utilised a leisure setting. One study did not report details of who delivered the
20 intervention or the setting. Six studies used a group intervention whilst the other
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23 Outcomes
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1 The results of the vote counting method of data synthesis have been summarised
2 and presented in narrative form. Most studies evaluated the short-term effect of
29;35;36;39
3 interventions with only four studies monitoring patients over the longer term
7 Physical functioning
8 Nine studies reported findings across three outcomes measuring physical functioning
30;32;33;35;36;39
9 including the Unified Parkinson’s Disease Rating Scale (UPDRS) , the North
9;40
10 Western University Disability Scale (NUDS) and the Self Assessment Parkinson’s
29;33
11 disease Disability Scale (SAS) . The latter is also known as Brown’s Disability Scale
12 (BDS). Each of the tools is disease specific to PD. Of these, four out of nine studies
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15 Seven of the nine studies (n=360 participants) reported sufficient data to enable
9;29;30;33;35;36;39 33
16 extraction relating to physical functioning (Figure 2) . Burini et al used
17 two physical function outcomes (UPDRS and BDS), but only one (UPDRS) was
18 included in the meta-analysis. It was notable that the meta-analysis found a different
33;35;36 33
19 result to the ones reported in the papers in three studies . Burini et al and
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20 Miyai et al reported an equivocal outcome but the meta-analysis found a significant
22 (2005) reported a significant benefit in terms of disability, but the meta-analysis did
23 not support this difference. One study 9 reported a variance that was not
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22
1 imputation (pages 125-126) to derive a SD for this study (from the p value
2 reported in the paper and using formulae calculating SD from a standard error). The
3 overall pooled result was insensitive to the method of imputation. Pooled data
5 0.47, 95% CI 0.12 to 0.82) (Figure 1). The studies were found to be statistically
9 Four studies (n=292 participants) reported findings across three quality of life
10 outcomes including the Sickness Impact Profile (SIP-68), the Parkinson’s disease
11 questionnaire (PDQ-39) and the EuroQOL (EQ-5D). Of these, only one reported a
29;30;33;36
13 We were able to extract relevant data from all four papers relating to health-
14 related quality of life (HRQOL) and data suggest that exercise interventions are likely
15 to result in improvements in HRQOL (mean SMD 0.27, 95% CI 0.04 to 0.51) (Figure
17 p=0.93).
18 Strength
31;32;34;38
19 Muscle strength was reported in four studies . A significant improvement in
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20 leg muscle strength was reported by Hirsch et al and Toole et al 31. Palmer et al 38
21 did not report between group differences although did report some improvements in
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2 Balance
29;31;32;34;41
3 Five studies reported balance as an outcome using three tools (Berg
5 improvement in balance was reported in four of the five of the studies; however,
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6 Toole et al reported a favourable improvement on the SOT but not on the Berg
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7 Balance Scale, and Ashburn et al found an improvement in functional reach but not
10 Gait
30;32;35;42
11 Four studies reported outcomes relating to gait with three studies reporting a
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14 Falls
29;42
15 Two studies evaluated the outcome of the exercise intervention on falls incidence
17
18 Depression
33;36;39;40
19 Four papers reported depression as an outcome measure using four different
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1 Adverse events
2 Adverse events or side effects of the interventions were not generally reported. One
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3 study explicitly reported that no falls occurred during the implementation of the
4 intervention and Hirsch reported data on injuries occurring during strength testing.
6 Discussion
7 The aim of this systematic review was to evaluate the effectiveness of exercise
8 interventions in randomised controlled trials undertaken with people with PD. Our
16-19
9 study supports and updates the findings of previous reviews , and, through
12 functioning, HRQOL, strength, balance and gait speed. Our findings add to the
14 with PD 18. There is currently insufficient evidence to support or refute the value of
15 exercise in reducing falls or depression, or its safety with people with PD. We
16 however acknowledge that there is some potential for publication bias as we limited
17 our selection criteria to those studies available in English. We also recognise that
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23 most studies were found to be of moderate quality using the modified Jadad score.
16;17
24 Deane et al had reported that many studies were of poor methodological quality
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2 physiotherapy techniques (which may include exercise) in people with PD, suggesting
3 that methodological quality can be an issue in studies of this type. Given the
4 generally relatively small sample size of most trials, a lack of statistically significant
5 difference between groups may simply reflect a lack of statistical power rather than
6 the absence of a real lack of difference. However, our pooling of the results for some
8 inadequate power.
10 The participants were mainly men although the prevalence of PD is said to be similar
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11 for men and women suggesting that males are somewhat over-represented in
12 these studies. Similarly no studies reported the ethnicity of participants. These raise
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16 The failure to report a clear rationale behind the development of the intervention
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18 intervention’ such as exercise training have a theoretical basis in order to inform
19 the design of a study. The interventions described in this review were often short in
20 duration with six studies providing an intervention of eight weeks or less in duration.
21 This dose of exercise may be insufficient to significantly affect the outcomes 45. Some
23 some to not be a form of exercise. However in these studies the authors describe in
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1 more detail the content of the interventions which utilise exercise as the main
4 The studies reviewed in this paper were comparable, in that they targeted the same
5 population (people with PD) using exercise as an intervention and reported outcomes
6 that displayed some similarities, although the length of follow-up varied widely. Most
7 of the studies assessed outcomes at three time points in order to establish any
8 detraining effects after the intervention period had ceased. This is an important
9 factor in clinical practice. Even though we attempted to tighten the focus of this
10 review, the degree to which the studies are clinically and methodologically
11 homogeneous remains debatable. Although the test for statistical heterogeneity was
12 not significant for the papers reporting HRQOL it cannot be assumed that they are
13 homogenous 46. Vote counting was used to supplement the narrative and meta-
14 analyses and to synthesise the results of the included studies given their substantial
16 direction of effect although it does not consider the magnitude of the effect size and
17 the precision of the estimated effects. However, in this review it did provide an
18 approach for summarising the effect of exercise reported across all studies whereas
19 meta-analysis (which formally takes into account both directionality and precision of
21
23 three of the four studies reporting HRQOL, we identified a discrepancy between the
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1 studies we reported a significant effect size derived from the random effects model
2 when the individual study had reported equivocal findings. This may be due to the
3 model awarding relatively more weight to smaller studies thus effectively increasing
4 the power to detect significant changes in key outcomes in individual studies 22.
5 Conversely where we found an equivocal outcome when the study had reported a
7 detection bias and an exaggeration in effect size. However, as vote counting takes
8 into account the only the direction of effect and not the size of effect, the results of
11 and HRQOL for people with PD, but the generalisability of these positive meta-
13
14 Implications
16 HRQOL, leg strength, balance and walking but there is currently insufficient evidence
17 with regards effectiveness in the areas of falls prevention and the management of
19 exercise intervention for people with PD such as the dosage, component parts of
20 intervention and the targeted stage of the disease. This is of particular importance
22 provide a theory driven rationale for the development of their intervention, ensure
23 studies are adequately powered with a sample size sufficient to be able to detect a
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2 that study populations reflect the general PD population in terms of gender and
5 Acknowledgements
6 This work was supported initially by the Clinical Academic Fellowship Scheme funded
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11 Figure 1: Progress of search for relevant studies
Potential studies
(n=342)
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1 Figure 2: Meta-analysis for exercise and physical functioning (random effects model)
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Standardised Mean diff.
Study (Outcome) follow-up (95% CI) % Weight
-2 -1 0 1
Standardised Mean diff.
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2 Figure 3: Meta-analysis for exercise and health-related quality of life (random effects model)
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Standardised Mean diff.
Study (Outcome) follow-up (95% CI) % Weight
-2 -1 0 1
Standardised Mean diff.
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1 Table 1: Description of key methodological properties and quality of eligible studies
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Study Country Design Rationale Power Sample size Selection Adequate Assessor Intention to *Quality Quality
described? calculation calculations criteria concealment of blinded? treat score 24 rating
presented? presented? described? randomization? analysis
performed?
Palmer et al USA Parallel No No No Yes Not reported Yes Not reported 2 Moderate
1986
Comella et al USA Crossover No No No Yes Not reported Yes No 3 Moderate
1994
Bridgewater Australia Parallel Yes No No Yes Not reported Yes Not reported 1 Low
and Sharpe
1996
Bridgewater Australia Parallel Yes No No Yes Not reported Yes Not reported 1 Low
and Sharpe
1997
Schenkman USA Parallel Yes No No Yes Not reported Yes No 3 Moderate
et al
1998
Toole et al USA Parallel Yes No No No Not reported Not No 2 Moderate
2000 reported
Miyai et al Japan Parallel Yes No No Yes Not reported Not No 2 Moderate
2002 reported
Hirsch et al USA Parallel Yes No No Yes Not reported Not No 2 Moderate
2003 reported
Toole et al USA Parallel Yes No No No Not reported Not No 2 Moderate
2005 reported
Protas et al USA Parallel Yes No No Yes Not reported Yes No 2 Moderate
2005
Ellis et al USA/ Crossover No No Yes Yes Yes Yes No 4 High
2005 Netherlands
Schmitz- Germany Parallel No Yes Yes Yes Unclear No Yes 2 Moderate
Hubsch et al
2005
Burini et al Italy Crossover No No No Yes Yes Yes No 4 High
2006
Ashburn et al UK Parallel Yes Yes Yes Yes Yes Yes Yes 3 Moderate
2007
3
4 Key: * Jadad score out of a maximum of 4
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Comella et al 18 66(8) Incomplete 2-3 Progressive exercise training Wait list control for 6 26
1994 data 1/3/4 months then
intervention
Bridgewater 26 C=67.3 (3.9) 16M 1-3 Aerobic exercise Interest talks 16
and Sharpe I=66.5 (10.8) 0.75/2/12 0.75/1/4
1996
Bridgewater 26 C=65.9 (10.2) 16M 1-3 Trunk strength and aerobic Interest talks 16
and Sharpe I=67.3 (3.9) exercise 0.75/1/4
1997 0.75/2/12
Toole et al 11 C=71 Incomplete 1-3 Strength and balance training Not reported 10
2000 I=73 data 1/3/10
Hirsch et al 15 C=75.7 (1.8) Not 1-2 Balance and strength training Balance training 16
2003 I=70.8 (2.8) specified 0.75/3/12 0.5/3/12
Burini et al 26 I=65.7 (7) 9M 2-3 Aerobic training 0.75/3/7 then Reverse order of 22
2006 C=62.7 (4) 2 month rest then Qigong intervention group
0.75/3/7
Ashburn et al 142 C=71.6 (8.8) 86M 2-4 Home based physiotherapy Usual care 26
2007 I-72.7 (9.6) 1/1/6
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4 Key: C=control group; I=Intervention group; M= Male; BWSTT=Body weight supported treadmill training
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