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Turntable Operation Basel

Lichtstrasse 35
4056 Basel Switzerland

Logistic Cover Sheet N° CH010401003826


to Batch Certificate

Product Name: ENTRE FCT 24/26MG ALU (2X14) ID

Customer's Product
Name: UPERIO FCT 50MG (2x14)_ID

Global Valuated
Material N°: 740465 Batch N°: TUF50
Batch Certificate N°: IT100200190391
Global Non Valuated
Material N°:

Customer N°: ID0100


Customer Name: PT NOVARTIS INDONESIA , JAKARTA SELATAN , Indonesia

Ship to N°: ID0100 Country Code: ID


Ship to Party: PT NOVARTIS INDONESIA , JAKARTA SELATAN , Indonesia

Pharma Outbound Sales Order No


Delivery No: 5002249117. 10 vs. End Customer: 1001803058
Shipped
Purchase Order N° Quantity: 20,074.000
of End Customer: 4702306076 Unit: PC

Additional Logistic Information:

Logistic Manager: Aleksander Dosen Date: 05-JAN-2023

Page 1 / 34
Page 1 / 1
Issued by:

NOVARTIS FARMA SPA


Via Provinciale Schito 131
80058 Torre Annunziata (NA)
Italy

Manufacturing License No:


N° AAMM - 139/2022
GMP Certificate No:
IT/160/H/2022

Batch Certificate No IT100200190391

Product Name: UPERIO 50 MG ALU (2x14) FCT


Dosage Form: Film-coated Tablet
Package type: Blister
Package size: 2X14 Tablets
Marketing Authorization No: DKI1701700417A1
Country of Destination: Indonesia
Global Material No: 740465 Batch N°: TUF50
Date of Manufacturing: 04-OCT-2022
Release Date: 07-DEC-2022
Expiry Date: SEP-2025
Production Qty: 20074.000 PC

Packaging Information
Product Name: UPERIO 50 MG ALU (2x14) FCT
Global Material No.: 740465
Local Material No: 740465
Packaging Site:
NOVARTIS FARMA SPA
Via Provinciale Schito 131
80058 Torre Annunziata (NA)
Italy
Manufacturing License: N° AAMM - 139/2022
GMP Certificate No: IT/160/H/2022

For Tests, Requirements, Results and Conclusions refer to the following Certificate(s):

Additional Documents:
Document Name: COA ENTRESTO FCT 50MG.012 1X1 FCT
Document References: MAT.860685 BATCH SDT346

Page 2 / 34
Page 1 / 2 This certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by:

NOVARTIS FARMA SPA


Via Provinciale Schito 131
80058 Torre Annunziata (NA)
Italy

Manufacturing License No:


N° AAMM - 139/2022
GMP Certificate No:
IT/160/H/2022

Batch Certificate No IT100200190391


Product Name: UPERIO 50 MG ALU (2x14) FCT
Global Material No: 740465 Batch N°: TUF50

Certification Statement:
I hereby certify that the above information is authentic and accurate. This batch of product has been fabricated / manuf
actured, including packaging and quality control at the above mentioned site(s) in full compliance with GMP requirements
of the local Regulatory Authority and with the requirements of the Marketing Authorisation of the importing country.
The batch processing, packaging and analysis records were reviewed and found to be in compliance with GMP.

Authorized Person: Carolina Manzo


Date and Time: 07-DEC-2022 18:22:01

Release Type: BATCH RELEASE

Certificate Comment:
Analytical testing for NDMA and NDEA was performed and results comply
to Novartis requirements

Issuer of Certificate: Lucia Giordano


Function: AS&T Specialist
Date and Time: 05-JAN-2023 11:27:17

Page 3 / 34
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The data have been approved by an Authorized Person.
Turntable Operation Basel
Lichtstrasse 35
4056 Basel Switzerland

Logistic Cover Sheet N° CH010400995210


to Batch Certificate

Product Name: ENTRESTO FCT 50MG.012

Customer's Product
Name:

Global Valuated
Material N°: 860685 Batch N°: SDT346
Batch Certificate N°: SG120200030595
Global Non Valuated
Material N°:

Customer N°: IT9901


Customer Name: NOVARTIS PHARMA AG , TORRE ANNUNZIATA , Italy

Ship to N°: 153552 Country Code: IT


Ship to Party: Novartis Farma SpA - Magazzino Inte , Torre Annunziata (NA) , Italy

Pharma Outbound Sales Order No


Delivery No: 5002228875. 10 vs. End Customer: 1001765270
Shipped
Purchase Order N° Quantity: 1,536,635.000
of End Customer: 5200039122 Unit: PC

Additional Logistic Information:

Logistic Manager: Tomaz Steharnik Date: 01-NOV-2022

Page 4 / 34
Page 1 / 1
Issued by:
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore
Manufacturing License No:
MLMP0800001
GMP Certificate No:
DE_BY_05_GMP_2020_0021

Batch Certificate No SG120200030595

Product Name: ENTRESTO FCT 50MG.012


Strength/Potency: Sacubitril 24.3 mg
Valsartan 25.7 mg
Dosage Form: Film-Coated Tablet
Global Material No: 860685 Batch N°: SDT346
Date of Manufacturing: 04-OCT-2022
Release Date: 01-NOV-2022
Expiry date: 04-APR-2023
Production Qty: 1536635.000 PC

For Tests, Requirements, Results and Conclusions refer to the following Certificate(s):

Certificate No: SG120100043940


Product Name: ENTRESTO FCT 50MG.012
Global Material N°: 860685 Batch N°: SDT346
Local Material N°: 860685
Release Date: 01-NOV-2022
Manufacturing Site: Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore
Manufacturing License: MLMP0800001

Certificate No: CH280100250500


Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07
Global Material N°: 832362 Batch N°: C0416
Local Material N°: 832362
Release Date: 22-DEC-2021
Manufacturing Site: Novartis Pharma Stein AG
Schaffhauserstrasse
4332 Stein
Switzerland

Certificate No: CH280100252076


Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07
Global Material N°: 832362 Batch N°: C0426
Local Material N°: 832362
Release Date: 27-JAN-2022
Manufacturing Site: Novartis Pharma Stein AG
Schaffhauserstrasse
4332 Stein
Switzerland

Page 5 / 34
Page 1 / 4 This certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by:
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore
Manufacturing License No:
MLMP0800001
GMP Certificate No:
DE_BY_05_GMP_2020_0021

Batch Certificate No SG120200030595

Certificate No: CH280100252111


Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07
Global Material N°: 832362 Batch N°: C0432
Local Material N°: 832362
Release Date: 27-JAN-2022
Manufacturing Site: Novartis Pharma Stein AG
Schaffhauserstrasse
4332 Stein
Switzerland

Certificate No: CH280100250521


Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07
Global Material N°: 832362 Batch N°: C0446
Local Material N°: 832362
Release Date: 22-DEC-2021
Manufacturing Site: Novartis Pharma Stein AG
Schaffhauserstrasse
4332 Stein
Switzerland

Page 6 / 34
Page 2 / 4 This certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by:
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore
Manufacturing License No:
MLMP0800001
GMP Certificate No:
DE_BY_05_GMP_2020_0021

Batch Certificate No SG120200030595

Product Name: ENTRESTO FCT 50MG.012


Global Material N°: 860685 Batch N°: SDT346

Certification Statement:
I hereby certify that the above information is authentic and accurate. This batch of product has been fabricated / manuf
actured, including packaging and quality control at the above mentioned site(s) in full compliance with GMP requirements
of the local Regulatory Authority and with the requirements of the Marketing Authorisation of the importing country.
The batch processing, packaging and analysis records were reviewed and found to be in compliance with GMP.

Authorized Person: Subash Sivan


Date and Time: 01-NOV-2022 03:13:55

Issuer of Certificate: Subash Sivan


Function: Senior QA Operations Specialist
Date and Time: 01-NOV-2022 03:13:55

Page 7 / 34
Page 3 / 4 This certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by:
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore
Manufacturing License No:
MLMP0800001
GMP Certificate No:
DE_BY_05_GMP_2020_0021

Batch Certificate No SG120200030595

Product Name: ENTRESTO FCT 50MG.012


Global Material N°: 860685 Batch N°: SDT346

Certificate Comment:
Conditionally released due to SACUBITRIL VALSARTAN NA HYDRATE/DS 07
Reference:
Conditional Release. Only for countries as defined in variation
files/Approval tracking of CR-0000060518. Nitrosamine testing is
performed on Valsartan IP. The testing was performed at Kurtkoy
(Novartis Saglik, Gida ve Tarim Urunleri San.Ve Tic. A.S - LC/MS/MS)
instead of SGS(Former ISL GC/MS/MS). Batch only suitable for countries
where the LC/MS/MS Method and Testing site Kurtkoy (Novartis Saglik,
Gida ve Tarim Urunleri San.Ve Tic. A.S) are registered or a registering
of this testing site is not required.
No deviation with potential impact on GMP compliance and /or compliance
with the marketing authorization occurred during manufacturing
operations.

Page 8 / 34
Page 4 / 4 This certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Date of Manufacturing 04-OCT-2022

Testing Monograph: DP 6002752 011 R02 AND DP 6002752 011 R0 Analysis No: 4100510585
3

Tests Requirements Results

Appearance by visual examination: Shape Ovaloid biconvex film-coated Complies


tablet with beveled edges

Appearance by visual examination: Color Violet white Violet white

Appearance by visual examination: Score Unscored Not scored

Appearance by visual examination: Debossment "NVR" on one side and "LZ" on LZ; NVR
the other side

Appearance: Approximate size Length: 13.1 mm; Width: 5.2 mm Complies

Identity by IR (ATR) - LCZ696 Corresponds to the reference Complies

Identity by HPLC - Valsartan Corresponds to the reference Complies

Identity by HPLC - Sacubitril Corresponds to the reference Complies

Page: 1/ 6 This Certificate has been automatically generated.


Page 9 / 34
The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Tests Requirements Results

Mean mass 197.6 - 218.4 mg 208.0 mg

Dissolution of Valsartan: Number of units tested 6 - 12 Piece 12 Piece

Dissolution of Valsartan after 30 minutes by HPLC: Min 80 % 92 %


Average (Q value)

Dissolution of Valsartan: Minimum - 81 %

Dissolution of Valsartan: Maximum - 101 %

Dissolution of Valsartan after 30 minutes by HPLC: Meets the requirements of Ph.Eur., Complies
Final conclusion USP and JP

Dissolution of Sacubitril: Number of units tested 6 - 12 Piece 12 Piece

Page 102// 346


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The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Tests Requirements Results

Dissolution of Sacubitril after 30 minutes: Average Min 80 % 92 %


(Q-value)

Dissolution of Sacubitril: Minimum - 80 %

Dissolution of Sacubitril: Maximum - 102 %

Dissolution of Sacubitril after 30 minutes by HPLC: Meets the requirements of Ph.Eur., Complies
Final conclusion USP and JP

Chiral purity by HPLC- CGP49309, based on the Max 1.0 % < 0.1 %
declared content of Valsartan

Chiral purity by HPLC- 534-06, based on the Max 0.2 % < 0.1 %
declared content of Sacubitril

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Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Tests Requirements Results

Chiral purity by HPLC- 535-06, based on the Max 0.2 % < 0.1 %
declared content of Sacubitril

Chiral purity by HPLC- 536-06, based on the Max 0.2 % < 0.1 %
declared content of Sacubitril

Degradation products by HPLC- Specified, Max 0.7 % < 0.1 %


identified 900-04, based on the declared content of
Sacubitril

Degradation products by HPLC- Any unspecified Max 0.2 % < 0.1 %

Degradation products by HPLC- Total degradation Max 0.5 % < 0.1 %


products, excluding 900-04 (FDC)

Content uniformity of Valsartan: Number of units 10 - 30 Piece 10 Piece


tested

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Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Tests Requirements Results

Content uniformity of Valsartan: Minimum - 98.0 %

Content uniformity of Valsartan: Maximum - 103.5 %

Content uniformity of Valsartan: Average - 101.0 %

Content uniformity of Valsartan: Acceptance value Max 15.0 % 4.1 %

Content uniformity of Valsartan by HPLC: Final Meets the requirements of Ph.Eur., Complies
conclusion USP and JP

Content uniformity of Sacubitril: Number of units 10 - 30 Piece 10 Piece


tested

Content uniformity of Sacubitril: Minimum - 98.1 %

Content uniformity of Sacubitril: Maximum - 103.7 %

Page 135// 346


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Singapore
Pharmaceutical Manufacturing
Pte Ltd. 10 Tuas Bay Lane
637461
Singapore

Certificate of Analysis
No SG120100043940

Product Name: ENTRESTO FCT 50MG.012

Global Material N°: 860685 Batch No : SDT346

Tests Requirements Results

Content uniformity of Sacubitril: Average - 101.1 %

Content uniformity of Sacubitril: Acceptance value Max 15.0 % 4.1 %

Content uniformity of Sacubitril by HPLC: Final Meets the requirements of Ph.Eur., Complies
conclusion USP and JP

Assay by HPLC - Valsartan 95.0 - 105.0 % 101.8 %

Assay by HPLC - Sacubitril 95.0 - 105.0 % 102.2 %

Conclusion
The batch complies with the testing monograph. It is hereby certified that the above information is authentic and
accurate and that the analysis records have been reviewed and found to be in compliance with GMP.

Authorized Person Chen Loo Lim


Date and Time: 27-OCT-2022 07:36:38

Issuer of Certificate: Chen Loo Lim


Function: Quality Team Leader QC
Date and Time: 27-OCT-2022 07:36:38

Page 146// 346


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250500

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0416

Date of Manufacturing 23-SEP-2021


Retest date 22-SEP-2024

Testing Monograph: DS5001226001R06 Analysis No: 4100487908

Tests Requirements Results

Appearance white to almost white White

Appearance powder Powder

Particle size X10 by laser light diffraction Min 2 µm 3 µm

Particle size X90 by laser light diffraction Max 75 µm 16 µm

Identity by IR (Nujol) corresponds to the reference Corresponds to the reference

Identity by UV corresponds to the reference Corresponds to the reference

Identity by XRPD corresponds to the reference Corresponds to the reference

Stereoisomers CGP49309 by HPLC Max 0.5 % < 0.05 %

Stereoisomers 534-06 by HPLC Max 0.10 % < 0.05 %

Page: 1/ 5 This Certificate has been automatically generated.


Page 15 / 34
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250500

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0416

Tests Requirements Results

Stereoisomers 535-06 by HPLC Max 0.10 % < 0.05 %

Stereoisomers 536-06 by HPLC Max 0.10 % < 0.05 %

Residual solvents Sum Headspace GC Max 0.5 % < 0.05 %

Residual solvents Acetone Headspace GC Max 0.5 % < 0.05 %

Residual solvents Ethanol Headspace GC Max 0.5 % < 0.05 %

Residual solvents Isopropyl alcohol Headspace GC Max 0.5 % < 0.05 %

Residual solvents Isopropyl acetate Headspace GC Max 0.5 % < 0.05 %

Residual solvents Benzene Headspace GC Max 2 ppm <= 0.5 ppm

Water (Karl Fischer) 4.3 - 5.7 % 5.0 %

Page 162// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250500

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0416

Tests Requirements Results

Heavy Metals (Ruthenium by ICP-MS) Max 10 ppm < 0.1 ppm

Metals Sum (Fe, Ni, Cu, Zn, Pb) by ICP-MS Max 10 ppm 4 ppm

Metals Ni by ICP-MS Max 2 ppm < 0.1 ppm

Metals Pb by ICP-MS Max 1 ppm < 0.1 ppm

Impurity by Flame AAS Calcium Max 300 ppm < 10 ppm

Chloride (argentometry) Max 500 ppm < 200 ppm

Related substances 900-04 by HPLC Max 0.3 % < 0.05 %

Related substances Unspecified, each by HPLC Max 0.10 % < 0.05 %

Related substances Total unspecified by HPLC Max 0.3 % < 0.05 %

Page 173// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250500

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0416

Tests Requirements Results

Total Related substances from tests 32001.01 and Max 0.6 % < 0.05 %
54001.03 by HPLC

Assay by Flame AAS calculated as sodium on an 7.17 - 7.93 % 7.53 %


anhydrous and solvent free basis

Content of LCZ696-ABA - 95.0 %

Assay Valsartan by HPLC (Reversed 50.3 - 52.4 % 51.6 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Assay AHU377 by HPLC (Reversed 47.6 - 49.6 % 48.6 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Page 184// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250500

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0416

Tests Requirements Results

Assay LCZ696 by HPLC (Reversed 98.0 - 102.0 % 100.2 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Conclusion
The batch complies with the testing monograph. It is hereby certified that the above information is authentic and
accurate and that the analysis records have been reviewed and found to be in compliance with GMP.

Authorized Person Eric Jacobs


Date and Time: 22-DEC-2021 07:26:59

Issuer of Certificate: Eric Jacobs


Function: TEAMLEADER QA OPERATIONS
Date and Time: 22-DEC-2021 07:26:59

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Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252076

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0426

Date of Manufacturing 06-OCT-2021


Retest date 05-OCT-2024

Testing Monograph: DS5001226001R06 Analysis No: 4100488323

Tests Requirements Results

Appearance white to almost white White

Appearance powder Powder

Particle size X10 by laser light diffraction Min 2 µm 3 µm

Particle size X90 by laser light diffraction Max 75 µm 17 µm

Identity by IR (Nujol) corresponds to the reference Corresponds to the reference

Identity by UV corresponds to the reference Corresponds to the reference

Identity by XRPD corresponds to the reference Corresponds to the reference

Stereoisomers CGP49309 by HPLC Max 0,5 % < 0,05 %

Stereoisomers 534-06 by HPLC Max 0,10 % < 0,05 %

Page: 1/ 5 This Certificate has been automatically generated.


Page 20 / 34
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252076

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0426

Tests Requirements Results

Stereoisomers 535-06 by HPLC Max 0,10 % < 0,05 %

Stereoisomers 536-06 by HPLC Max 0,10 % < 0,05 %

Residual solvents Sum Headspace GC Max 0,5 % < 0,05 %

Residual solvents Acetone Headspace GC Max 0,5 % < 0,05 %

Residual solvents Ethanol Headspace GC Max 0,5 % < 0,05 %

Residual solvents Isopropyl alcohol Headspace GC Max 0,5 % < 0,05 %

Residual solvents Isopropyl acetate Headspace GC Max 0,5 % < 0,05 %

Residual solvents Benzene Headspace GC Max 2 ppm <= 0.5 ppm

Water (Karl Fischer) 4,3 - 5,7 % 4,9 %

Page 212// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252076

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0426

Tests Requirements Results

Heavy Metals (Ruthenium by ICP-MS) Max 10 ppm 0,1 ppm

Metals Sum (Fe, Ni, Cu, Zn, Pb) by ICP-MS Max 10 ppm 5 ppm

Metals Ni by ICP-MS Max 2 ppm < 0,1 ppm

Metals Pb by ICP-MS Max 1 ppm < 0,1 ppm

Impurity by Flame AAS Calcium Max 300 ppm < 10 ppm

Chloride (argentometry) Max 500 ppm < 200 ppm

Related substances 900-04 by HPLC Max 0,3 % < 0,05 %

Related substances Unspecified, each by HPLC Max 0,10 % < 0,05 %

Related substances Total unspecified by HPLC Max 0,3 % < 0,05 %

Page 223// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252076

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0426

Tests Requirements Results

Total Related substances from tests 32001.01 and Max 0,6 % < 0,05 %
54001.03 by HPLC

Assay by Flame AAS calculated as sodium on an 7,17 - 7,93 % 7,52 %


anhydrous and solvent free basis

Content of LCZ696-ABA - 95,1 %

Assay Valsartan by HPLC (Reversed 50,3 - 52,4 % 51,2 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Assay AHU377 by HPLC (Reversed 47,6 - 49,6 % 48,3 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Page 234// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252076

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0426

Tests Requirements Results

Assay LCZ696 by HPLC (Reversed 98,0 - 102,0 % 99,5 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Conclusion
The batch complies with the testing monograph. It is hereby certified that the above information is authentic and
accurate and that the analysis records have been reviewed and found to be in compliance with GMP.

Authorized Person Norbert Wall


Date and Time: 27-JAN-2022 12:24:26

Issuer of Certificate: Norbert Wall


Function: QA Operations Expert
Date and Time: 27-JAN-2022 12:24:26

Page 245// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252111

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0432

Date of Manufacturing 14-OCT-2021


Retest date 13-OCT-2024

Testing Monograph: DS5001226001R06 Analysis No: 4100488599

Tests Requirements Results

Appearance white to almost white White

Appearance powder Powder

Particle size X10 by laser light diffraction Min 2 µm 3 µm

Particle size X90 by laser light diffraction Max 75 µm 18 µm

Identity by IR (Nujol) corresponds to the reference Corresponds to the reference

Identity by UV corresponds to the reference Corresponds to the reference

Identity by XRPD corresponds to the reference Corresponds to the reference

Stereoisomers CGP49309 by HPLC Max 0,5 % < 0,05 %

Stereoisomers 534-06 by HPLC Max 0,10 % < 0,05 %

Page: 1/ 5 This Certificate has been automatically generated.


Page 25 / 34
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252111

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0432

Tests Requirements Results

Stereoisomers 535-06 by HPLC Max 0,10 % < 0,05 %

Stereoisomers 536-06 by HPLC Max 0,10 % < 0,05 %

Residual solvents Sum Headspace GC Max 0,5 % 0,05 %

Residual solvents Acetone Headspace GC Max 0,5 % < 0,05 %

Residual solvents Ethanol Headspace GC Max 0,5 % 0,05 %

Residual solvents Isopropyl alcohol Headspace GC Max 0,5 % < 0,05 %

Residual solvents Isopropyl acetate Headspace GC Max 0,5 % < 0,05 %

Residual solvents Benzene Headspace GC Max 2 ppm <= 0.5 ppm

Water (Karl Fischer) 4,3 - 5,7 % 5,1 %

Page 262// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252111

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0432

Tests Requirements Results

Heavy Metals (Ruthenium by ICP-MS) Max 10 ppm 0,1 ppm

Metals Sum (Fe, Ni, Cu, Zn, Pb) by ICP-MS Max 10 ppm 3 ppm

Metals Ni by ICP-MS Max 2 ppm < 0,1 ppm

Metals Pb by ICP-MS Max 1 ppm < 0,1 ppm

Impurity by Flame AAS Calcium Max 300 ppm 12 ppm

Chloride (argentometry) Max 500 ppm < 200 ppm

Related substances 900-04 by HPLC Max 0,3 % < 0,05 %

Related substances Unspecified, each by HPLC Max 0,10 % < 0,05 %

Related substances Total unspecified by HPLC Max 0,3 % < 0,05 %

Page 273// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252111

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0432

Tests Requirements Results

Total Related substances from tests 32001.01 and Max 0,6 % < 0,05 %
54001.03 by HPLC

Assay by Flame AAS calculated as sodium on an 7,17 - 7,93 % 7,21 %


anhydrous and solvent free basis

Content of LCZ696-ABA - 94,9 %

Assay Valsartan by HPLC (Reversed 50,3 - 52,4 % 51,2 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Assay AHU377 by HPLC (Reversed 47,6 - 49,6 % 48,3 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Page 284// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100252111

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0432

Tests Requirements Results

Assay LCZ696 by HPLC (Reversed 98,0 - 102,0 % 99,6 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Conclusion
The batch complies with the testing monograph. It is hereby certified that the above information is authentic and
accurate and that the analysis records have been reviewed and found to be in compliance with GMP.

Authorized Person Norbert Wall


Date and Time: 27-JAN-2022 12:36:57

Issuer of Certificate: Norbert Wall


Function: QA Operations Expert
Date and Time: 27-JAN-2022 12:36:57

Page 295// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250521

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0446

Date of Manufacturing 28-OCT-2021


Retest date 27-OCT-2024

Testing Monograph: DS5001226001R06 Analysis No: 4100490099

Tests Requirements Results

Appearance white to almost white White

Appearance powder Powder

Particle size X10 by laser light diffraction Min 2 µm 3 µm

Particle size X90 by laser light diffraction Max 75 µm 17 µm

Identity by IR (Nujol) corresponds to the reference Corresponds to the reference

Identity by UV corresponds to the reference Corresponds to the reference

Identity by XRPD corresponds to the reference Corresponds to the reference

Stereoisomers CGP49309 by HPLC Max 0.5 % < 0.05 %

Stereoisomers 534-06 by HPLC Max 0.10 % < 0.05 %

Page: 1/ 5 This Certificate has been automatically generated.


Page 30 / 34
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250521

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0446

Tests Requirements Results

Stereoisomers 535-06 by HPLC Max 0.10 % < 0.05 %

Stereoisomers 536-06 by HPLC Max 0.10 % < 0.05 %

Residual solvents Sum Headspace GC Max 0.5 % 0.05 %

Residual solvents Acetone Headspace GC Max 0.5 % < 0.05 %

Residual solvents Ethanol Headspace GC Max 0.5 % 0.05 %

Residual solvents Isopropyl alcohol Headspace GC Max 0.5 % < 0.05 %

Residual solvents Isopropyl acetate Headspace GC Max 0.5 % < 0.05 %

Residual solvents Benzene Headspace GC Max 2 ppm <= 0.5 ppm

Water (Karl Fischer) 4.3 - 5.7 % 5.0 %

Page 312// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250521

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0446

Tests Requirements Results

Heavy Metals (Ruthenium by ICP-MS) Max 10 ppm 0.1 ppm

Metals Sum (Fe, Ni, Cu, Zn, Pb) by ICP-MS Max 10 ppm 4 ppm

Metals Ni by ICP-MS Max 2 ppm < 0.1 ppm

Metals Pb by ICP-MS Max 1 ppm < 0.1 ppm

Impurity by Flame AAS Calcium Max 300 ppm 13 ppm

Chloride (argentometry) Max 500 ppm < 200 ppm

Related substances 900-04 by HPLC Max 0.3 % < 0.05 %

Related substances Unspecified, each by HPLC Max 0.10 % < 0.05 %

Related substances Total unspecified by HPLC Max 0.3 % < 0.05 %

Page 323// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250521

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0446

Tests Requirements Results

Total Related substances from tests 32001.01 and Max 0.6 % < 0.05 %
54001.03 by HPLC

Assay by Flame AAS calculated as sodium on an 7.17 - 7.93 % 7.56 %


anhydrous and solvent free basis

Content of LCZ696-ABA - 95.0 %

Assay Valsartan by HPLC (Reversed 50.3 - 52.4 % 51.1 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Assay AHU377 by HPLC (Reversed 47.6 - 49.6 % 48.4 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Page 334// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.
Issued by :
Novartis Pharma AG
Lichtstrasse 35
4056 Basel
Switzerland

Certificate of Analysis
No CH280100250521

Product Name: SACUBITRIL VALSARTAN NA HYDRATE/DS 07

Global Material N°: 832362 Batch No : C0446

Tests Requirements Results

Assay LCZ696 by HPLC (Reversed 98.0 - 102.0 % 99.4 %


Phase)(calculated as free acid on an anhydrous and
solvent free basis)

Conclusion
The batch complies with the testing monograph. It is hereby certified that the above information is authentic and
accurate and that the analysis records have been reviewed and found to be in compliance with GMP.

Authorized Person Eric Jacobs


Date and Time: 22-DEC-2021 07:59:25

Issuer of Certificate: Eric Jacobs


Function: TEAMLEADER QA OPERATIONS
Date and Time: 22-DEC-2021 07:59:25

Page 345// 345


Page: This Certificate has been automatically generated.
The data have been approved by an Authorized Person.

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