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Abstract Creativity and innovation lie at the heart of design thinking. Understanding
how creativity is manifested in the brain is perhaps one of the most significant chal-
lenges of the twenty-first century. However, most of the previous research in under-
standing the neural basis of creativity has been limited to examining the neurocog-
nitive basis of creative potential (or ability). Little is known about applied creativity
in business (i.e., entrepreneurial creativity). At its core, entrepreneurship requires
harnessing the power of a creative idea through discovery, evaluation, organization,
and management to a final product/business. A design thinking mindset has been
considered an essential component of successful entrepreneurship. In this study, we
aim to better understand the cognitive basis of applied creativity in business by exam-
ining differences in entrepreneurs’ neuropsychological profile as compared to that of
matched (on age, gender, and socioeconomic status) administrators/managers. Our
ongoing work could have a broad impact on the fields of academia and industry. The
knowledge generated from this project may provide a cornerstone in how we train
(or design) the next generation of entrepreneurs and managers.
J. Auernhammer · N. Sonalkar
Center for Design Research, Stanford University, Building 560, 424 Panama Mall, Stanford, CA
94305, USA
e-mail: jan.auernhammer@stanford.edu
N. Sonalkar
e-mail: sonalkar@stanford.edu
H. Xie · K. Monlux · J. Bruno · M. Saggar (B)
Psychiatry and Behavioral Sciences—Center for Interdisciplinary Brain Sciences Research, 401
Quarry Rd, St 1356, Stanford, CA 94305, USA
e-mail: saggar@stanford.edu
H. Xie
e-mail: huaxie@stanford.edu
K. Monlux
e-mail: kmonlux@stanford.edu
J. Bruno
e-mail: jenbruno@stanford.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2021 347
C. Meinel and L. Leifer (eds.), Design Thinking Research, Understanding Innovation,
https://doi.org/10.1007/978-3-030-76324-4_18
348 J. Auernhammer et al.
1 Introduction
Creativity and innovation lie at the heart of design thinking. Understanding how
different cognitive processes facilitate creativity is perhaps one of the most significant
challenges of the twenty-first century. A large amount of cognitive neuroscience
research has been done to understand how we produce creative ideas and the basis
of the creative process itself (Dietrich & Kanso, 2010). In our recent works, we have
provided evidence to suggest that creative capacity can be enhanced using targeted
design thinking-based training (Bott et al., 2013; Kienitz et al., 2014; Saggar et al.,
2017). Furthermore, brain development and upbringing can affect creative potential
in young children (Saggar et al., 2019), and creative teams have higher synchrony in
the brain areas related to the Theory of Mind (Xie et al., 2020). However, most of the
previous research in understanding the neurocognitive basis of creativity has been
limited to examining the neural basis of creative potential—with very little known
about applied creativity.
Applied creativity, sometimes also referred to as innovation, as suggested by
(Sheppard et al., 2013), is very different from mere creative potential. One has to
combine the intrinsic factors (creative potential and confidence, etc.) with other
extrinsic factors (need-finding, communication, building a design solution, etc.) to
push the idea to its fruition and sustain it. Although, researchers have studied the
cognitive basis of applied creativity in the domains of music and art, e.g., (Csikszent-
mihalyi, 1997; Limb, 2010; Loui et al., 2011; Zaidel, 2014). Very little is known
about the cognitive basis of applied creativity in business, particularly during busi-
ness formation. We also know little about the cognitive basis of applied creativity
in entrepreneurs, who often use a design thinking mindset to bring breakthrough
innovations to society.
Here, we use the definition of (Eckhardt & Shane, 2010) to define entrepreneur-
ship,
“... as the discovery, evaluation, and exploitation of future goods and services ... [by] ...
creation or identification of new ends and means previously undetected or unutilized by
market participants.”
At the beginning of 2020, due to the COVID-19 pandemic and associated restric-
tions on in-person data collection, we pivoted to only collecting neuropsycho-
logical data online. Although this pivot provided an exciting vantage point for
measuring cognitive differences in entrepreneurs and managers’ cognitive differ-
ences remotely, we could not measure originally proposed neural differences using
functional magnetic resonance imaging (fMRI).
In the current chapter, to establish a background for this work, we first provide
definitions of entrepreneurs and managers, how we measured success in each profes-
sion, and previous work in this area. We then present our innovative research design
for collecting neuropsychological assessments online (via video conferencing and
surveys). Lastly, we describe plans for data analytics and the future impact on design
thinking research.
One of the main challenges was to appropriately identify entrepreneurs and managers
while also considering their characteristics, context, and success. This sub-section
outlines the development of the measurement instrument for categorizing and
assessing entrepreneur vs. manager characteristics in study subjects.
An entrepreneur is typically a person who establishes, organizes, and operates
a new business (Laureiro-Martínez et al., 2014). There are many different types of
individuals who establish, organize, and operate a business, such as self-employed
individuals, owner-operators, lifestyle entrepreneurs, and large business founders.
For this study, we focused on entrepreneurs who have established at least one business
with two or more people. Such individuals require both creating a new business and
collaborating with others. Similarly, managers are people who are responsible for
controlling and administrating parts of the organization. However, managers can
manage a project team or be responsible for a specific product. In this study, we
focused on managers who are responsible for managing two or more people. Such
individuals require organizational behavior for people and specific business aspects.
The specific selection of entrepreneurs and managers gives us the opportunity to
examine the differences in their neurocognitive characteristics. An entrepreneur takes
risks and creatively establishes a business, while a manager organizes given resources
analytically. However, real-world conditions do not permit a clear separation of these
two groups as individuals so one can be an entrepreneur and manager simultaneously
or may have been one or the other in their past. Therefore, identifying individuals
who are only in one group is essential. This examination of study subjects allows
the identification of an individual who is clearly either an entrepreneur or a manager.
Tables 1 and 2 show the survey designed to identify where each individual lies
on the spectrum between entrepreneurs and managers. This information was used to
350 J. Auernhammer et al.
The study also examined the motivation and success within the two groups
(entrepreneurs and managers). The motivation for being an entrepreneur and manager
could differ, as could the objective for success. Different examples of motivation for
entrepreneurship could be, for instance, the “4-h work week,” wealth, and/or making
the world a better place. This motivation will lead to different decisions. For this
352 J. Auernhammer et al.
reason, the study identified each individual’s personal motivation and success in
being an entrepreneur or manager.
Entrepreneurs perceive entrepreneurial success as the presence of both personal
and macro-level variables, such as the need for achievement, locus of control, self-
leadership, profitability, and innovation (Fisher, Maritz, & Lobo, 2014). A standard
macro-level measurement for entrepreneurial success in business and management
academic discourse is the organizational performance, measured using factors such
as size, growth, and profitability (Combs et al., 2005; Eisenhardt and Schoonhoven
1990; Unger et al., 2011). This assessment provides the organizational context in
which both entrepreneurs and managers operate; personal success includes income,
compensation, share value, and the number of employees supervised. Table 3 shows
the survey designed to identify the motivation and success of entrepreneurs and
managers.
Table 3 (continued)
Record ID ID:––––––––
9b In comparison to individuals with the (lower end)—(very
same or similar role across similar successful) ! ! ! ! !
companies, how successful would you
rate yourself?
10 What are your current company shares ! < 100,000
worth? ! 100,001-500,000
!500,000–1M
!1M-10M
!10M-50M
!50M-100M
!> 100M
!($ values)
A risk-taking propensity is also an ideal starting point for the neuroscientific query
of entrepreneurial cognition (Krueger & Welpe, 2014). Risk propensity supports
the business foundation, and a significantly higher risk propensity is found in
entrepreneurs as compared with managers in numerous studies; for a meta-analysis,
see (Stewart & Roth, 2001).
In sum, recent previous research has focused on decision efficiency, emotional
reasoning, and risk propensity in entrepreneurs and managers.
3 Research Design
Fig. 1 Spider chart showing sample neurocognitive profiles for a hypothetical entrepreneur and
manager. By assessing multiple dimensions, we aimed at capturing a holistic cognitive profile for
each participant
to cognitive systems that require higher response inhibition and impulse control
(e.g., cognitive control).
d. Social processing: Systems for social processes mediate responses in interper-
sonal settings of various types, including perception and the interpretation of
others’ actions. Here, our working hypothesis was that entrepreneurs’ neural
responses to social stimuli would be higher than that of managers, given that
entrepreneurs are anecdotally required to be persuasive and empathetic.
e. Sensorimotor systems: Sensorimotor systems are primarily responsible for
controlling and executing motor behaviors and their refinement during learning
and development. Here, our working hypothesis was that entrepreneurs’ neural
responses to sensorimotor stimuli might elucidate differences in low-level motor
planning.
Due to the COVID-19 pandemic, all study procedures took place remotely. Data were
collected using HIPAA compliant video conferencing as well as an encrypted survey
database. Participants first completed a brief online survey and were later invited
Examining the Neurocognitive Basis of Applied Creativity … 357
Here, we briefly outline the challenges our team faced last year to accomplish the
goals of this project.
Examining the Neurocognitive Basis of Applied Creativity … 359
As already discussed in Sect. 2.1, one of the main challenges was to appropriately
identify entrepreneurs and managers while considering their characteristics, context,
and success. To address this challenge, we developed a new psychometric instru-
ment—entrepreneur-manager quotient (EnMgQ), which takes a parametric approach
instead of a dichotomous one. Further, we also developed an instrument to consider
individual differences in terms of success, i.e., how do individuals measure their own
success. Lastly, we aim to use a parametric modulation analysis approach for all data
analytics, where instead of dichotomy, we plan to use the degree of EnMgQ as an
anchor to study individual differences in cognitive abilities.
Due to the COVID-19 pandemic, no data were collected in-person. All the behav-
ioral and neuropsychological assessments were performed online using surveys and
video-conferencing options. The pandemic posed an immense challenge for both
recruitment and data collection. Technically, we had to shift entire data collection to
an online-only format that resulted in additional personnel time and costs in setting
up online data collection, training, piloting, and equipment purchase. Further, all
surveys were set up electronically in a secure environment for data collection. Lastly,
we attempted to keep the burden for participants to a minimum. Participants only
needed a reliable Wi-Fi connection, a device that could connect to the Internet,
chargers, and headphones. Instructions were sent to the participants prior to starting
remote sessions.
Given the large amounts of multidimensional data that has been collected, we plan
to use both traditional statistical tools and recently developed unsupervised tools,
such as topological data analysis (TDA; (Saggar et al., 2018; Geniesse et al., 2019))
to generate data-driven insights.
360 J. Auernhammer et al.
Mapping out the neurocognitive profile for various levels of creativity in the real world
could not only help individuals optimize their skills but could also help create novel
design thinking-based training paradigms that are optimal in transitioning people
from one profile to the next. The design thinking research and practice communities
could use such diagnostics to evolve a NeuroDesign paradigm that closely ties design
behavior and human biology for a real-world impact.
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