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14826A
United States Patent (19) 11 Patent Number: 5,114,826
Kwong et al. (45) Date of Patent: May 19, 1992
54 COMPOSITIONS
PHOTOSENSITIVE POLYIMIDE FOREIGN PATENT DOCUMENTS
0291779 11/1988 European Pat. Off. ............ 430/92
75) Inventors: Ranee W. Kwong; Harbans S. Primary Examiner-Richard D. Lovering
Sachdev; Krishna G. Sachdev, all of Attorney, Agent, or Firm-John A. Stemwedel
Wappingers Falls, N.Y.
(57) ABSTRACT
73) Assignee: IBM Corporation, Armonk, N.Y. New photosensitive polyimide compositions and pro
cesses of using the same in the fabrication of electronic
21 Appl. No.: 458,130 components are provided. These compositions are com
prised of
(22) Filed: Dec. 28, 1989
51) Int. Cl......................... C08F 2/46; C08G 73/14; (CF)-(F)
C08J 3/28; G03C 1/52
52 U.S. Cl. .................................... 430/192; 252/600; lvani A.
522/39; 522/47; 522/50; 430/197; 430/270 containing polyamic acids and/or the corresponding
(58) Field of Search ................ 52600.450/1576,
7, "t
hydroxy polyamic esters, or hydroxypolyimides and a
pphotoactive component
:omp as an additive or as covalentlyy
430/192, 197; 522/39, 47, 50 bonded functionality on the polymer chain. These com
positions provide positive or negative patterning op
(56) References Cited tions and may be used as conventional resist materials,
U.S. PATENT DOCUMENTS as imageable dielectric or passivating layers, as high Tg
4,631.245 12/1986 Pawlowski .......................... ois ion implant masks or as imageable lift-off layers in the
4,912,018 3/1990 Osuch et al. ...... 07X fabrication of multilevel metal structures.
4,927,736 5/1990 Mueller et al. ................. 430/176 X
4.942,108 7/1990 Moreau et al. ................. 430/192 X 23 Claims, No Drawings
5,114,826
1. 2
the unexposed region during subsequent solvent devel
PHOTOSENSITIVE POLYMIDE COMPOSITIONS opment. The resist is then converted to thermally stable
polyimide pattern by further bake/cure cycle.
BACKGROUND OF THE INVENTION It has been generally observed that such photosensi
1. Field of Invention tive polyimides suffer from several limitations and are
This invention relates to new photosensitive poly not suitable for high density integrated circuits. For
imide compositions and simplified lithographic pro example, there is 40-50% shrinkage in film thickness
cesses achieved by their use. More particularly, this between image development and final cure to polyimide
invention is directed to the use of hydroxypolyimides 10 which results in distortion of pattern profile where the
and hydroxypolyimide precursors as high temperature sidewalls collapse inwards as substrate adhesion pre
stable imageable layers for use as photoresists and in the vents isotropic contraction. Other limitations are the
formation of imaged dielectrics. resolution, shallow profiles, poor shelf life, and problem
2. Background Art of contrast. These limitations are typical of this class of
The invention relates to lithographic processes and 15 materials in general,
materials for process simplification, reduced production The development of photosensitive imidizable mate
cost and improved performance of multilayer metal. rials is typified by compounds and processes that have
structures in microelectronic fabrication. It is generally become known as "Siemens technology". These materi
known in semiconductcir technology that there are sev als are typically compositions comprising polyamic acid
eral advantages in the use of polyimides as insulating or 20 esters with methacryloylethanol (hydroxyethylmethac
passivating material in electronic components. Accord rylate HOCH2CH2OOCC(CH2)CH3) or g-oxyethyl
ing to conventional techniques, a polyimide precursor is methacrylate, and maleimide and a photoinitiator that
applied from a solution in a suitable solvent and the film react under the influence of radiation of the appropriate
formed is subjected to a bake/cure cycle to form the frequency and intensity to cause crosslinking through
polyimide. Patterning of such film is carried out accord 25 the hydroxyethylmethacrylate groups. The crosslinked
ing to standard procedures involving dry etching or polyamic ester intermediate remains insoluble during
reactive ion etching (RIE) when using a multilayer organic solvent development. The patterned cross
resist process. Recently, there has been much interest in linked polyamic ester is then heat cured to about 400° C.
the development and utility of directly patternable or to cause dissociation of the aliphatic crosslinking groups
photosensitive polyimides which can be imaged accord and formation of the final thermally stable polyimide
ing to the standard lithographic techniques. These ma 30 patterns.
terials are polyimide precursors which are imidized As an alternative to the conventional photosensitive
after they are patterned. This approach has the advan imidizable materials based on Siemens technology in
tage of providing simplified process for the polyimide volves amine salt formulations instead of esters. Typical
dielectric patterning and thus has the potential for re mixtures comprise a polyamic acid and a crosslinkable
duced cost due to fewer number of operations. In addi 35 monomer amine such as dimethylaminoethylmethacry
tion to use as imageable dielectric, photosensitive polyi
mides are also attractive for application as high Tg and late ((CH3)2NCH2CH2OOCC(CH2)CH3) and a photo
high temperature stable resist materials. The conven initiator to function as photosensitive compositions
tional resist compositions derived from novolak resins which are processed similarly to the polyamic esters
(phenol-formaldehyde resins) and diazonaphthoquinone 40 above.
based photoactive component are suitable only for low In addition to the photosensitive polyimides based on
temperature metallization (80°-90° C.) due to the low Siemens technology, there have been reports describing
Tg of novolak based systems. When the patterned resist preparation of photosensitive compositions by incorpo
layer is UV hardened to provide cross-linking, the ration of photoactive compounds in standard polyamic
upper limit for subsequent metallization process can be 45 acids. These formulations can be patterned according to
extended to about 150 C. This increases processing conventional lithographic techniques using aqueous
difficulties since the hardened resist layer has to be base developers and form positive tone patterns. How
stripped by dry etching, hot KOH or strong acid treat ever, this approach has not found practical application
ment which results in ionic contamination and can lead due to the problem that a very high percentage loading
to defects and dislocations detrimental to device perfor 50 of photoactive compound is needed for creating any
mance. Thus the novolak based photoresist systems differential in the dissolution behavior of the exposed
containing diazonaphthoquinone sensitizers have lim versus the unexposed area to allow pattern generation.
ited high temperature application due to low Tg, low This results in degradation of mechanical and electrical
thermal stability, UV hardening required prior to high properties of the imidized patterned films. Also, resolu
temperature processing. 55 tion and image quality are less than satisfactory espe
In keeping with the need for thermally stable, high cially in the case of thicker films.
Tg resists which may also be used for permanent dielec Various references broadly disclose photosensitive
tric applications, several photosensitive imidizable for imidizable materials, but none describes the composi
mulations have become commercially available. Al tions or performance benefits of the material systems of
though the materials from different sources have differ our invention or the method of its application in the
ent levels of radiation sensitivity and properties of fully fabrication of microelectronics.
imidized patterned films, most are based on Siemens U.S. Pat. No. 4,661,435 discloses the preparation of
technology, comprising acrylate functionalized po photosensitive polyamic acid derivatives by a method
lyamic ester or ammonium salt forming component and which comprises the treatment of a polyamic acid with
suitable photoinitiators. The olefinic pendant group 65 an isourea derivative that transfers the O-substituent of
crosslinks on exposure to UV radiation which results in the isourea as a half-ester product with the polyamic
increased molecular weight in the exposed region and acid. These materials crosslink in ultraviolet light with
thus pattern can be developed by selective removal of out the necessity of a catalyst or photoinitiator. Films of
5,114,826
3 4
these materials may be patterned and thereafter ther verted to the polybenzoxazoles of U.S. Pat. No.
mally treated to cause imidization and are thus useful to 4,395,482. The disclosed hydroxypolyimides are synthe
incorporate the resultant polyimides in semiconductor sized by the high temperature solution condensation
devices and the like,
U.S. Pat. No. 4,551,522 discloses the preparation of process described in European Patent Publication 0 163
photopolymerizable polyamic acid derivatives compris 518. Use of this method causes chain degradation and
ing the partial derivatization of an aromatic dianhydride leads to significant decreases in viscosity and molecular
with a reactive monomer containing a photosensitive weight resulting in inferior polymer properties. In order
moiety selected from the group of ethylenically unsatu to alleviate some of the drawbacks, it has been found to
rated alcohols, thiols and amines, condensation of the O
be desirable to formulate copolymers having chain units
partially derivatized aromatic dianhydride with an aro free from the hydroxydiamine end groups.
matic diamine to form a polyamic acid, isoimidization of
the polyamic acid with N,N'-dicyclohexylcarbodiimide European Patent Publication 141,781 discloses a pho
or trifluoroacetic acid anhydride, mixing a molar excess tosensitive polyimide composition comprising a poly
of the photosensitive monomer with the polyisoimide in 15 methyl substituted soluble polyimide and a bisazide.
an aprotic solvent to convert the polyisoimide to the Upon exposure, the exposed area undergoes crosslink
corresponding polyamic acid derivative.
U.S. Pat. No. 4,565,767 is directed to light-sensitive ing and becomes less soluble which allows image devel
polymer compositions comprising a polyamic acid, a opment by conventional solvent techniques. The pres
bisazide selected from 2,6-di(4'-azidobenzal)- and 2,6- 20 ence of methyl groups is undesireable as it leads to poor
di(4'azidocinnamylene)-4-substituted cyclohexanones, thermal and oxidative stability.
and a tertiary amine having an unsaturated side chain.
After the relief patterns are formed by development of SUMMARY OF THE INVENTION
the exposed polyamic acid compositions, the patterned
layer may be thernally converted to the corresponding 25 ingWe have found that both positive and negative work
imageable polymer compositions of improved litho
polyimide.
U.S. Pat. No. 4,093,461 discloses positive-acting, graphic performance are formed with hydrox
thermally-stable photoresist compositions comprising a ypolyamic acids, the corresponding hydroxypolyamic
polyamic acid and an o-quinone diazide or a naphtho esters, and hydroxypolyimides when prepared and pro
quinone diazide photoinitiator. These compositions may 30 cessed according to the methods of this invention.
be imidized after patterning and development. These compositions are based upon two-component
U.S. Pat. No. 4,395,482 discloses the preparation of systems where the photoactive element is incorporated
photosensitive polybenzoxazoles precursors by the con
densation of aromatic and/or heterocyclic dihydrox into the resin matrix or as one-component systems
ydiamino compounds with dicarboxylic acid chlorides 35 where the photosensitive moiety is covalently bonded
and esters. These materials may be sensitized with light to the polymer chain through the hydroxyl group. Es
sensitive diazoquinones. After exposure and develop pecially useful are those imageable polymers having at
ment to form patterns, the patterned polybenzoxazole least one 6F (2,2'-hexafluoropropylidene) bridging
precursor material is converted to highly heat resistant group in either diamine or dianhydride reactant. When
polybenzoxazole by thermal treatment.
U.S. Pat. No. 4,803,147 discloses imageable poly prepared and processed as described, these materials
imide compositions comprising a solvent soluble poly have been found to provide superior performance in
imide which is a condensation product of an aromatic multifunctional applications including use as high tem
dianhydride and an aromatic primary diamine wherein perature resists, as high-energy ion-implant mask, as
at least one of the dianhydride and diamine has a hexa 45
imageable dielectric and as imageable O2 RIE (reactive
fluoroisopropylidene or 1-phenyl-2,2,2-trifluoroethane
bridge, a photoinitiator (a diazine or triazine) and a ion-etch) resistant masks for bilayer resist processes.
photopolymerizable compound containing at least two There are provided stable imageable compositions
terminal ethylenically unsaturated groups. comprising a condensation polymer of a bis-(3-amino-4-
IBM Technical Disclosure Bulletin, Vol. 23, No. 10, 50 hydroxyphenyl) composition of the structure
pp. 4782-83 (March 1981) describes photoactive poly
imide compositions made by the addition of about
6-15% by weight of a photoactive compound to a poly HN Q NH2 (I)
imide and their subsequent exposure, development and
patterning. These materials are base developable to 55
form positive images and the photoactive compound is HO OH
typically a diazoquinone or the like.
D. N. Khanna and W. H. Mueller, "Photopolymers: where Q is
Principles, Processes and Materials,” Regional techni
cal Conference Proceedings, p. 429-43, Oct. 30-Nov. 2,
1988, Ellenville, N.Y., discloses positive working pho
toresists based on hydroxy polyimides and hydroxy CF--CF, CH--CH, -O-, -SO2. --S-or -C=O
polyamides which contain hexafluoropropylidene (6F)
linking or bridging groups. These materials are pre
pared using solution condensation techniques and are 65
sensitized with photoinitiators such as diazonaphthoqui and of a dianhydride selected from the group consisting
nones. Hydroxypolyamides are synthesized by a low of bis-(3-3,4-dicarboxyphenyl anhydride) composition
temperature condensation process and are then con of the structure
5,114,826
5 6
m 2,2'-bis-(3-amino-4-hydroxyphenyl)-propane VI,
O O (II)
W Z A.
(VI)
O W WO HO OO OH
HN (VII)
OW O
A. (II) HO O IOIOH
25
O O 3,3'-diamino-4,4'-dihdyroxydiphenyl sulfide IX and
M W
O O HN S NH (X)
(IV) HO OH
O O
Af 3,3'-diamino-4,4'-dihydroxybenzophenone X
35
O O
O (X)
O
W
O
(OOOC-suu
HO O
N N
na
O H CF:3. )
HO OH
O CF3 O (XIX)
HO
( O CFs O OHH
N - H
N
O O
N)
HO OH
O O O (XX)
HO OH
CF
na
O I, IO CF:
CF )
HO OH
O CF O (XXI)
I
RO OR
CFs CFs
( N H na
N
O i? H O CF O
O
HO OH
)
O CF O (XXII)
W A.
O CF O
CF
M W N
HO OH
O CFs O (XXIII)
W M CF
/M OOCOSO CFs
W O
According to this invention, these polymers are em
N
OH
ployed as the resin matrix for photosensitive composi films is accomplished using standard procedures using
tions which are formed by incorporation of, for exam UV, e-beam or x-ray exposure, followed by aqueous
ple, diazonaphthoquinone type sensitizers for positive 55 base development with AZ, AZ2401 or TMAH type
tone and of, for example, aromatic bisazide sensitizers developers. For use of the patterned films in high tem
for negative tone images. perature processing, these are baked/cured to
According to the invention, using polymer systems as 250-300° C. prior to metallization by sputtering or
shown for photosensitive formulations are prepared by evaporation, ion implantation, or metal plate-up, and
incorporation of photoactive compounds to solutions of 60 then the films can be easily removed by exposure to
these polymers in suitable solvents such as N-methyl NMP or NMP-diglyme mixtures. For imageable dielec
pyrrolidone (NMP), diglyme, propylene glycol mono tric applications, a bake/cure cycle at up to 350° C.
methyl ether acetate (PM-acetate) or mixtures thereof. provides solvent resistent films.
For positive working compositions, diazonaphthoqui To provide one-component imageable polymers in
none-type sensitizers are incorporated in the range of 65 this category, these hydroxyl group containing poly
5-25% by weight based upon resin solids. For negative mers are functionalized by reaction with reagents carry
resists, bisazides such as 3,3'-diazidobenzophenone are ing photosensitive moiety. Representative examples of
similarly added to the resin solution, Patterning of the such systems are given below
11
5,114,826
12
O CF3 O (XXIV)
W M CF3
O
M
O
OOC Orso CF
CF3
WRO
O
O
N
OR
OR"
N N
O O
RO
where R is selected from the group consisting of t
Ori-O n) OR
CFs (XXXIII)
O CF O
W M
CFs
M W
O O
H2N (I)
CF--CF. CH-i-CH, 20
HO OH
-O-, -SO. -S-, and -C=O. where Q is selected from the group consisting of
25
and
(2) an aliphatic tetracarboxylic anhydride of the
form CF--CF, CH-i-CH,
O O (III) 30
W M -O-, -SO2, -S-, and -C=O.
O o
(b) a dianhydride selected from the group consisting
of
M W 35 (1) a bis-(3,4-dicarboxyphenyl) anhydride composi
O O
tion of the structure
and
(IV) O O (II)
O O 40
W 2. M
M
O O
O O
M W
O O
W 45
O O
where Z is selected from the group consisting of
and
a photoactive compound.
2. The photosensitive polymer of claim 1 wherein at 50
least one of Q and Z is
CF--CF, CH-i-CH,
CF-C-CF
55 -O-, -SO2, al-S-, and -C=O,
30
35
40
45
50
55
65
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
PATENT NO. : 5,114,826
DATED May 19, 1992
INVENTOR(S) : Sachdev
Ranee W. Kwong, Harbans S. Sachdev, Krishna G.
it is certified that error appears in the above-indentified patent and that said Letters Patent is hereby
Corrected as shown below:
Attest: 4. (eel
BRUCE LEHMAN
Attesting Officer Commissioner of Patents and Trademarks