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Objective: To evaluate the successes and challenges of dially onto the lamina papyracea and lateral to the infra-
endoscopic orbital floor fracture repairs. orbital nerve was required for implant placement.
Duration of follow-up was short for some patients, but
Methods: We analyzed 53 orbital floor repairs and re- no adverse trends in outcomes were identified.
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T
HE REPAIR OF FRACTURES OF that could lead to eyelid retraction and in-
the orbital floor through a creased scleral show, or even gross ectro-
Caldwell-Luc antrostomy is pion. Several articles5-8 describing large se-
not a novel concept.1 The ries of cases demonstrated a lower eyelid
original technique re- complication rate of up to 5% in patients
quired that the displaced floor fragments who had undergone either subciliary or
and orbital soft tissues be blindly re- transconjunctival incisions for a variety of
duced from below, using either an in- reasons. It was this reported eyelid com-
flated catheter balloon or a fingertip. The plication rate that encouraged the devel-
repositioned structures were then sup- opment of endoscopic techniques for or-
ported by a balloon or gauze ribbon pack- bital floor fracture repair.
ing left in the antrum for 10 to 14 days. Authors9,10 started using the transan-
The transantral approach was repre- tral approach as an adjunct to a direct eye-
Author Affiliations:
Department of
sented as late as 1985 as the safest and most lid or transconjunctival approach in cases
Otolaryngology–Head and Neck effective technique for repair of blowout in which entrapped soft tissues could not
Surgery, University of fractures.2 However, the potential to dam- be readily freed from the fracture site from
California, Davis Medical age the orbital contents and the difficulty above. The addition of the endoscope pro-
Center, Sacramento in maintaining the floor in its correct po- vided a greatly enhanced screen image of
(Dr Farwell); Allure Facial sition prompted most surgeons to aban- the details of the floor injury and further
Laser and Medispa, Kirkland, don this technique in favor of an external refined the transantral or transnasal ap-
Washington (Dr Sires); approach through the lower eyelid.3,4 proach.11,12 In 1997, Saunders et al13 per-
Department of The external approach had the advan- formed a cadaver and clinical study from
Otolaryngology–Head and Neck tage of direct visualization of the floor frag- which they concluded that transantral en-
Surgery, University of Kansas
ments and protection of the herniated or- doscopy improved posterior visualiza-
Medical Center, Kansas City
(Dr Kriet); and Department of bital tissues, allowing for safer and more tion. They argued that this evaluation
Otolaryngology–Head and Neck accurate reconstruction of the floor with could avoid unnecessary floor explora-
Surgery, University of a graft or implant. These advantages were tion in patients with equivocal examina-
Washington School of thought to outweigh the disadvantage of tions and computed tomography (CT).
Medicine, Seattle (Dr Stanley). possible iatrogenic damage to the eyelid They also proposed that in select cases,
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METHODS
The 53 patients included 39 males and 14 females rang-
Patients with orbital floor fractures that did not involve the in- ing in age from 10 to 84 years. Forty-one were younger
ferior orbital rim were considered candidates for transantral en- than 40 years (77%), with these patients distributed al-
doscopic orbital floor repair. An associated fracture of the me- most evenly in the second, third, and fourth decades. Re-
dial orbital wall was not considered a contraindication unless
the medial wall fragments were displaced into the ethmoid si-
pair was undertaken for restriction of globe motility and
nus. Repair of the fracture was recommended if 1 of the fol- diplopia in 17 patients, for the size of the defect and in-
lowing was noted: (1) restriction of globe motility with diplo- creased orbital volume in 18, and a for a combination of
pia and CT evidence of herniation of orbital contents through these findings in 18 patients. Forty-five of the repairs
a fracture defect (no set observation period was required for (85%) were completed endoscopically; Medpor (Porex)
the restriction to be considered an indication for surgery); (2) was used in 28 patients (62.0%), nasal septal cartilage
clinically obvious enophthalmos; or (3) findings on coronal CT in 1 (2.2%), Gelfilm (Pharmacia and Upjohn Co) in
scans, either direct or reformatted from fine-cut axial scans, that 2 (4.4%), and Gelfilm to augment repositioned in situ
suggested fracture involvement of at least 2 cm2 or 50% of the bone in 4 (8.8%). Simple closure of a medially hinged
orbital floor with displacement of fragments and increased or- trapdoor fragment was accomplished in the remaining
bital volume. Consent was obtained for both the transantral ap-
proach and for an external approach through the lower eyelid
10 patients (22.2%). Eight procedures were aborted and
in all patients. All procedures were performed with the intent converted to an open approach owing to the inability to
to complete the entire procedure through the antrum. The in- successfully reduce and repair the orbital floor defect.
traoperative decision to convert to an external approach was Among the 8 patients whose procedure was aborted
based on the subjective sense that an attempt to complete the and converted to an open approach, 3 were being treated
procedure through the antrum would place the orbital tissues for restricted motility only. Each of these 3 patients had
at increased risk for an iatrogenic injury or that technical dif- a triad of preoperative findings that included (1) a defi-
ficulties were excessively prolonging anesthetic time. nite lock point, usually in up gaze, immediately after ini-
The surgical technique was as follows. All patients were sta- tiating the gaze movement; (2) a delay in treatment be-
bilized in a neurosurgical head holder that was compatible with yond 7 to 10 days from injury; and (3) a small defect,
the Greenberg retractor system (Codman, Raynham, Massa-
chusetts). The anterior wall of the maxillary antrum was ex-
less than 1 cm2 in size or trapdoor in nature, with her-
posed through an upper gingivobuccal incision with the dis- niation of an amount of periorbital tissue that seemed out
section carried up to the infraorbital foramen. An osteotome of proportion to the size of the defect. Only 1 patient had
and Kerrison forceps were used to create a 1.5 ⫻ 1.5-cm an- actual herniation of the inferior rectus muscle through
trostomy just below the foramen. A small keyhole notch was the defect. These patients seemed to have the equivalent
placed in either the medial or lateral edge of the antrostomy, of an incarcerated hernia, with an indurated mushroom
depending on operator preference, to allow for placement and of tissue that we felt could not be safely pushed through
stabilization of either a 0° or 30° 4-mm telescope. A spatula was the floor defect from below even when the defect was
positioned to retract the lip and cheek tissues and to protect surgically enlarged. In 2 of these cases, returning this
the infraorbital nerve. The sinus was cleared of blood and loose tissue to the orbit was difficult even with intraorbital
debris, and the orbital floor was inspected. In patients with a
closed trapdoor type fracture, or with a single segment of floor
and transantral manipulation. The other 5 patients
angled downward but still hinged to the medial wall (open trap- whose procedures were converted to an open approach
door), the mucosa was left attached to the bone except where had defects that met the size criteria for surgery. Four of
it was immediately adjacent to the fracture lines to be re- these patients had fractures that extended from the me-
duced. In all other cases, the mucosa and all comminuted frag- dial orbital wall to the floor lateral to the infraorbital
ments were removed after the position of the infraorbital nerve, nerve. The fifth had a defect that did not extend beyond
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428
erative diplopia that was improved from their preopera- The remaining 9 patients who had undergone endo-
tive examination, 3 had enophthalmos (1 patient had both scopic surgery had a duration of follow-up ranging from
diplopia and enophthalmos), 2 had sinusitis requiring sur- 8 months to 2 years. Eight of these patients had re-
gery, and 8 had persistence of their preoperative infra- turned at these late dates either for unrelated problems
orbital hypesthesia. None of the 5 patients last seen at or in response to a request for follow-up photographs.
the time of hospital discharge complained of persistent Included in this group was the second patient in the over-
diplopia when examined prior to discharge, although all series to have required a transnasal endoscopic an-
2 had definite restriction of globe movement preopera- trostomy to treat a postoperative ipsilateral maxillary si-
tively. Of the 5 patients who returned only for the first nus infection. One other patient was being evaluated for
outpatient examination 4 to 7 days following surgery, a new closed head injury, and a CT scan revealed mu-
1 had persistent diplopia, although it was steadily im- cosal thickening consistent with asymptomatic chronic
proving by his subjective evaluation. Similarly, 2 of the inflammation in the maxillary sinus. The final patient in
4 patients who were last seen 2 to 4 weeks after surgery this group returned 2 years after her injury to inquire
had improved diplopia, although 1 of these 2 patients had about possible additional surgery to correct a slight
persistent restriction of globe motility. However, his treat- asymmetry in palpebral fissure height and diplopia in
ment had been delayed for 21 days from time of injury, extreme up gaze. She had been treated 4 days after in-
and he was found to have tissue that included the infe- jury for a closed trapdoor fracture that was opened
rior rectus muscle herniated through a closed trapdoor widely and then reclosed after release of a large amount
fracture. of soft tissue that did not include the inferior rectus
Thirty-one of the patients treated endoscopically muscle. At this visit, 2 to 3 mm of enophthalmos was
(69%) reached the desired minimum follow-up date of measured, but there was no obvious restriction in up
6 weeks. Among 15 patients seen after 6 to 8 weeks, 12 gaze. The medical record of findings at a known 3-week
had no problems and were discharged from care. One follow-up visit could not be located for comparison.
patient with a large blowout defect repaired with septal The procedure to correct the enophthalmos was ex-
cartilage was found to have 1 mm of enophthalmos, un- plained to the patient, and she decided against further
recognized by the patient. He did not return for a sub- evaluation and treatment.
sequent scheduled visit. Two patients had persistent All of the 8 patients whose procedures were con-
motility restriction and diplopia. One of these patients, verted to an open approach reached the minimum fol-
whose surgery had been delayed 42 days from the time low-up date. Two patients with no complaints at 6 weeks
of injury, was pleased with the improvement from her were discharged from care. Follow-up was extended to
preoperative status and declined further scheduled fol- 3 months for 1 patient because of an ipsilateral maxil-
low-up. The other patient’s surgery had been delayed lary sinusitis that required an endoscopic antrostomy and
15 days, and he was found to have a large mushroom of to 4 to 5 months for the others to evaluate persistent re-
tissue herniated through a small posterior defect. Al- striction of motility with diplopia. One of these patients
though intraoperative forced ductions were consistent had complete resolution of the diplopia at 4 months, but
with release of the entrapped tissue, his maximum vol- he was noted to have 1 mm of enophthalmos, which he
untary up gaze position improved from 30° to just 45°. had not recognized. Three of the remaining patients had
He was one of 2 patients in the series who expressed resolution of the diplopia by 5 months, but the last pa-
displeasure with their outcome and declined further tient had very bothersome diplopia owing to residual re-
follow-up at our facility. One patient at an 8-week fol- striction of gaze in all fields, along with 3 to 4 mm of en-
low-up required surgical treatment for postoperative ophthalmos. He had been first examined at our institution
ipsilateral maxillary sinusitis. The natural ostium of the 8 days after his injury and was found to have a frozen
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429
esthesia and 2 with total anesthesia, reported no change obvious of these was release of periorbital tissue trapped
after surgery. No patients complained of dysesthesias or in a hinged or small blowout defect. The enhanced screen
postoperative worsening of a sensory deficit. image made identification and removal of offending bone
fragments from below much easier than with direct vi-
sualization and headlight illumination from above, and
COMMENT
no retraction of the globe was required. Typically, the
tissue could be returned to the orbit with minimal pres-
Endoscopic surgery has become synonymous with mini- sure after all loose bone fragments were removed and then
mal access or minimally invasive surgery in many areas held in position by simply closing the hinged fragment
of the body. The understood goal of endoscopic surgery or inserting a small, easy-to-position implant. Predic-
is to complete an operative procedure with less external tors of entrapped tissue that could not be reduced into
morbidity, and thus greater patient acceptance, without the orbit from below were soft tissue herniation that
compromising the internal result that can be obtained seemed out of proportion to the size of the bony defect
through a traditional open approach.14 Transnasal en- and a delay in treatment of more than 7 days. In the over-
doscopic surgery has been established as the accepted all series, all patients with persistent diplopia when last
technique for inflammatory and some neoplastic dis- seen, other than in an exaggerated up or down gaze po-
eases of the paranasal sinuses.16 It has also been shown sition, had treatment delays of 15 or more days.
to be an excellent approach in the hands of experienced Repairs indicated by acute or predicted enophthal-
endoscopic surgeons for orbital decompression in pa- mos were not as readily accomplished owing to the larger
tients with Graves orbitopathy.17 It was, therefore, not size of the defects in the floor and the greater amount of
unexpected that the natural optical cavity provided by orbital tissue that had herniated into the antrum. As the
the paranasal sinuses would entice surgeons to ap- size of the defect increased, transantral identification and
proach injuries of the orbital floor endoscopically. dissection of ledges adequate to support an implant be-
The orbital floor can be visualized endoscopically either came more problematic. Ideally, an implant that will not
through the nose following enlargement of the maxil- be held in place with some form of fixation would be po-
lary ostium and partial ethmoidectomy, or through the sitioned to overlap bone around the entire circumfer-
anterior wall of the maxillary sinus following creation of ence of the orbital surface of the defect. At a minimum,
a Caldwell-Luc antrostomy. Some authors18,19 have ad- it must rest on 2 stable opposing ledges. The posterior
vocated a transnasal approach or use of a balloon reduc- ledge in many of our cases was so small or unstable that
tion without an implant. The requirement of a sinonasal it could not be used as a rest point, making the medial
balloon for up to a week may minimize any potential ad- and lateral ledges the key sites for support of the im-
vantage of a minimally invasive approach. Also, the fail- plant. We found that positioning the implant on a me-
ure to control the reduction could potentially result in dial ledge became very difficult if the margin of the frac-
suboptimal re-creation of the premorbid orbital floor con- ture extended beyond the medial strut (Figure) of the
tour. In our series of patients, we chose a transantral ap- orbital surface of the maxilla into the lamina papyracea
proach, with an attempt to restore the correct premor- of the ethmoid bone. Even if the very thin bone at this
bid configuration of the floor with either stable in situ site was not initially displaced, it was comminuted and
bone or an implant. tended to fragment as the implant was being positioned.
Our decision to repair an orbital floor fracture was The medial margin of the implant would then fall into
based on each patient’s presurgical clinical examination the ethmoid sinus under the pressure of the reposi-
and coronal CT images. There were no cases in which tioned orbital tissues when the opposing lateral margin
repair was then deemed to be unnecessary based on the was pushed into place. This often necessitated repeated
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the orbit in a location that is technically difficult to ac- rienced in endoscopic surgical techniques, particularly
cess and with suspending implants from the thin bone if a 30° rather than a 0° endoscope is being used. A small
of the roof of the sinus. The addition of a second endo- error in the depth or angulation of an instrument, par-
scopic approach may overcome deficiencies of the first, ticularly during grasping of bone fragments or place-
but it will add to the complexity of the procedure and ment of an implant, could lead to a permanent injury of
further lengthen operative time. the inferior rectus muscle or even blindness. Although
As mentioned in the introductory section of this ar- transantral endoscopic repair of blowout fractures may
ticle, the primary motivation for developing the endo- have indications as described herein, it is our opinion
scopic technique is to reduce the risk of eyelid injuries that it should not be undertaken without a clear under-
from the incision and postoperative scarring. However, standing of its limitations and should not be the sur-
several studies12-15 have concluded that transconjuncti- geon’s first choice of the endoscope in the periorbital
val incisions produced fewer permanent eyelid changes area.
than subciliary incisions. Among patients being treated
for fractures of the orbit, serious complications, such as
ectropion, were seen only when the transconjunctival in- Accepted for Publication: July 12, 2007.
cision was performed in combination with extensive soft Correspondence: D. Gregory Farwell, MD, Department
tissue undermining over the orbital rim to allow for re- of Otolaryngology–Head and Neck Surgery, University
duction and fixation of orbitozygomatic fractures. Mi- of California, Davis Medical Center, 2521 Stockton Blvd,
nor eyelid changes related to the use of this incision to Ste 7200, Sacramento, CA 95817 (gregory.farwell@ucdmc
expose injuries limited to the orbital floor were rela- .ucdavis.edu).
tively rare and included mild entropion, increased scleral Author Contributions: Study concept and design: Far-
show of less than 1 mm, and notching of the eyelid mar- well and Stanley. Acquisition of data: Farwell, Sires, Kriet,
gin if a lateral canthotomy was used. All of these changes and Stanley. Analysis and interpretation of data: Farwell,
were either undetectable to the patient or easily cor- Kriet, and Stanley. Drafting of the manuscript: Farwell and
rected. Thus, a properly performed transconjunctival ap- Stanley. Critical revision of the manuscript for important
proach to the orbital floor should have a very low risk of intellectual content: Farwell, Sires, Kriet, and, Stanley. Sta-
meaningful eyelid complications. All patients included tistical analysis: Farwell. Administrative, technical, and ma-
in our study had pure orbital floor fractures or addi- terial support: Sires, Kriet, and Stanley. Study supervi-
tional fractures that did not require extensive dissection sion: Farwell, Kriet, and Stanley.
over the inferior orbital rim. Dissecting over the rim in- Financial Disclosure: None reported.
creases the risk of eyelid complications and therefore
makes the endoscopic approach more appealing. How- REFERENCES
ever, orbital rim fractures that require fixation would ne-
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the transantral approach. South Med J. 1972;65(10):1229-1243.
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value in (1) patients with diplopia caused by entrap- ciliary incisions for orbital fractures. Br J Plast Surg. 1977;30(2):142-145.
4. Converse JM. On the treatment of blow-out fractures of the orbit. Plast Recon-
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justify early intervention in hopes of preventing perma- plex fractures. Arch Otolaryngol Head Neck Surg. 1991;117(6):611-620.
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Announcement
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