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Louise Tillin-United in Diversity-Assymetric Federalism in India (2007)
Louise Tillin-United in Diversity-Assymetric Federalism in India (2007)
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Publius
LouiseTillin*
"Some kind of a dream of unity has occupied the mind of India since the
dawn of civilization. That unity was not conceived as something imposed
from outside. It was something deeper, and within its fold the widest
tolerance of belief and custom was practiced and every variety acknowledged
and even encouraged."
Jawaharlal Nehru, The Discovery of India, 31
that fed
ethnic di
(Snyder 2
multinatio
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This arti
emphasize
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have been
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873). Scho
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The significant erosion of the autonomy enshrined in Article 370 since 1953,
as well as the rise of a militant separatist movement in the Kashmir Valley in the
late 1980s, should give us pause to question the success of asymmetrical federalism
in managing minority nationalist conflict in India. Furthermore, asymmetry has
not been used in the resolution of other potential threats to Indian unity such as
Tamil cultural nationalism in the 1950s and 1960s and the Sikh separatist
movement in the Punjab in the 1980s. Some of the newer small states with large
tribal populations in the geographically remote north-east, separated from the rest
of India by Bangladesh, have certain asymmetrical provisions enshrined in the
constitution to protect customary law, social and religious practices, and land
ownership. But, these small states should be seen as rather different to 'mainland'
India. As Ronald Watts stresses, a distinction between "full-fledged" member-states
and "peripheral" units is analytically important (Watts 1999, 41). If we
acknowledg
important
ranging re
linguistic l
languages,
theoretica
features of
Kashmir, t
Distingui
The Normative Case
on a numb
well as eq
This theor
option for
between "
reality, he
game in S
multiple
consolidat
demos-ena
and asymm
state boun
country t
normative
specific r
(Stepan 1999).
Opponents of this type of argument, such as Rainer Bauboeck, argue that formal
asymmetry is not a prerequisite of the accommodation of asymmetrical national
identities. Bauboeck argues that the "glue that can maintain federal cohesion in
multinational democracies is not a shared national identity, but a shared
conception of federal citizenship" (Bauboeck 2003, 2). A shared conception can
accommodate persistent asymmetries of national identities but a fairly symmetric
baseline for federal representation and the allocation of powers, "for at the core of
nationalism is a demand for self-government rather than for cultural protection"
(ibid, 26). "The challenge", for Bauboeck, "for a theory of multinational
democracy remains therefore to find some basis for agreement that would support
a mutual recognition of asymmetric identities while constraining the demand for
asymmetric powers" (ibid, 31).
I suggest that the examples of asymmetry that Stepan finds in existing
multinational federations do not correspond with the normative vision of
asymmetry he endorses. I have already shown that the proponents of this vision are
unhappy with the extent of asymmetry currently found in Canada or Spain. I will
show that India is not a good place to find asymmetry that is representative of a
politics of recognition either. An emphasis on asymmetry in the Indian case directs
our attention from those factors that have been most significant in enabling India
to hold together, many of which Stepan himself also indicates. My intention is not
to offer an alternative normative argument against asymmetrical federalism, such
that it encourages instability or secession (as Charles Tarlton argued). Rather, it is
to acknowledge that asymmetry of a type that recognizes competing claims to
nationhood within a country is, in the first place, notoriously hard to negotiate and
more fundamentally, may not be universally imperative or sought after in
classes". But, with the exception of provisions for some tribal communities in th
north-east, special rights have not been granted to territorially bounded groups th
formed states within the federation. Instead, India's federation is large
constitutionally symmetrical. Even where demands for greater autonomy ha
been made by regional players, these have not-apart from in times of great stres
(or provocation)-tended to be phrased as demands for a different level
autonomy than other states. In the centralizing decade of the 1980s under Prime
Ministers Indira and Rajiv Gandhi, certain states (Assam, Kashmir, and Punjab), as
Balveer Arora notes, did seek "to compel a fresh look at the terms of thei
participation in the union" (Arora 1995). But, in all three cases, conflict w
preceded by (asymmetrical) central intervention in processes of state government
I will now look at the specific claims made about asymmetry in Indi
As examples of asymmetry, scholars refer to the special status accorded to Kashm
in the constitution and the varieties of special status adopted in north-east India
(Arora 1995; Stepan 2002, 4; Kymlicka 2002, 106).9 Stepan also suggests that t
asymmetrical design of the federation was important in allowing for t
reorganization of state boundaries along linguistic lines, and the consequen
accommodation of Tamil cultural nationalism. Balveer Arora, on the other han
says that asymmetries have been the result of the dual federalizing process in Indi
Federal subunits were created in two ways: (i) through decentralization of power
within the provinces directly administered by the British and (ii) the accession o
former pri
India at in
administrat
Jammu and
Most autho
constitutio
Union (see,
that Articl
status as a s
it.1o As a
uniform co
draw up it
powers of P
Other matt
extended to
(Article 37
But, Articl
"distinct",
not intend
India's foun
would have
It was inclu
constituti
accession to
in October
India and
subject to
had commi
the state w
The amend
in the Con
of the Con
under th
While intr
Assembly
Union of India.
3. "Entanglement" with the United Nations over the issue of J&K and the
Government's commitment to giving the people of the State the
opportunity to decide for themselves whether they wish to remain with
the Republic or to leave it (including a plebiscite if the right conditions
prevail)
4. Agreement that the will of the people, through a constituent assembly,
will determine the constitution of the state and the sphere of Union
jurisdiction over the state.
Gopalaswami Ayyangar did not mention the distinct nature of Kashmir's society or
culture as a reason to grant the state a special status, although the fact that Jammu
and Kashmir had a Muslim majority and sat on the border between India and
Pakistan lay behind the disputed status of the state. There was only one
intervention in the Constituent Assembly debate at which the state's special status
was enshrined in what was then Article 306A of the draft constitution and what
remains today as Article 370 of the constitution. The unique circumstances of
Kashmir's position within the Union were difficult to contest. No other state in the
Union was embroiled in a war involving a foreign country or was the subject
of a United Nations resolution. All other princely states had by this point decided
to join the Union, or their decision had been secured through the use of force
(such as Hyderabad, where the Muslim ruler of a majority Hindu state had held
out against accession to India). Article 370, then, recognized Kashmir's distinct
position at the moment of constitutional design, but it was intended as an interim
measure before the convening of a Constituent Assembly in Kashmir and/or the
holding of a plebiscite.
A major area of controversy surrounding Kashmir's constitutional position was
over the state's exemption from the Fundamental Rights and Directive Principles of
the constitution. Sheikh Abdullah, the National Conference leader to whom
Maharaja Hari Singh had handed over power after his accession to India,
had sought such an exemption in order to be able to see through the redistribution
of land wi
Kashmir (
which wer
Deputy Pr
October 16
anomaly of
any of the
does not a
(quoted in
That Kashm
one of the
secular co
negotiatio
Kashmir w
that Canad
As Mohit B
the frame
Kashmiri
(Bhattacha
The tenor
fact that d
final settl
regional id
state's ful
protect K
distinctive
led by th
the Hindu
parallel to
movement
in India (B
The histor
central in
involveme
The natio
population
after inde
Parishad ("
by S.P Moo
closer int
campaign
preferent
(Arora 1995
The varieti
de jure asym
as quite dif
eastern side
strip of lan
did not com
period, and
has been l
(Manor 200
national sec
north-east (
with other
ranged fr
a populatio
166 millio
perhaps bet
units as th
of populat
of the m
entity"(Wat
India's cent
innovations
devices in t
have someth
which is ba
geographica
'modern' e
a difference
and in the r
founding fa
India thus:
"The triba
more or le
people in w
not the case. Their roots are still in their own civilisation and their own
culture. They have not adopted mainly or in large part, either the modes or
the manners of the Hindus who have surrounded them. Their laws of
inheritance, their laws of marriage, customs and so on are quite different to
The state o
"norm". M
Jammu an
Article 37
helped pre
separate H
should be
national im
been advo
India's sec
are also su
be likely
identity of
nation's sel
Tamil Nad
Let us now
asymmetry
examinatio
India (Step
"special ty
nationalis
nationalism
future dec
did not in
prominen
the Tamil
of the ope
further h
the Indian context.
More fund
made the c
of states w
assembly b
acceded t
British-g
governanc
provinces
The consti
and provi
(princely
from an
constitut
the Consti
distinction between Part A and Part B states was abolished on the advice of
which it has been argued, offends against the principle of equal rights and
opportunities for the people of India. The only rational approach to t
problem, in our opinion, will be that the Indian Union should have primar
constituent units have equal status and a uniform relationship with th
Centre, except where, for any strategic, security or other compelling reason
it is not practicable to integrate any small area with the territories o
full-fledged unit (States Reorganization Commission 1955, 67).
Conclusion
India's constitution contains some nods to asymmetry, with regard to Jammu and
Kashmir and the tribally dominated states of the north-east. But, it has been shown
in this article that such asymmetry has (i) not been centrally important for India's
ability to "hold together" and (ii) not entailed special protection for the rights of
cultural minorities in India in a manner suggested by the political philosophy that
has developed in Canada and Spain around the idea of asymmetrical federalism.
The only possible exception to this is in the special constitutional provisions for
tribal communities in the north-east, but it has been argued here that federalizing
patterns in the north-east should not be seen as representative of the dominant
federal mindset. Indeed those group rights that have been accorded to minorities in
India, especially Muslim personal law, have not been granted primarily to
territorially concentrated cultural groups. India's federal design has been important
for India's
"nations")
question w
Asymmetr
at least.
Linguistic
difference
language, a
federal sub
cross-cutt
linguistic l
1996). This
presence o
linguistic,
An emph
sidelining
inheritan
The nation
sources of
of India, J
in its dive
linguistic r
not have sp
which allow
1992). The
proposes an
by minorit
Hindu India.
But, if asymmetry has not been important so far in helping India to cohere,
there is one situation in which an asymmetrical solution may be necessary.
The status of Jammu and Kashmir is, as it stands, a poor example of asymmetrical
federalism, but asymmetrical status could be a necessary part of an eventual
resolution to the conflict in the region. This possibility does not negate the
argument in this article. The level of central government intervention in, and
manipulation of, the state's politics has been greater than in any other state since
independence. The conflict in Kashmir is internationalized and, unlike any other
state in India, there may be an international component to any constitutional
compromise over its status. We need to ask, however, on what basis such
asymmetry should or might be granted-in recognition of Kashmir's "distinct"
status within the Union or as an acknowledgment of past wrongs? Either would
take the Indian federation into new constitutional waters.
Notes
The author would like to thank the following people whose comments and questions have
improved this article at various stages of its conception: Tulia Falleti, Francine Frankel an
Douglas Verney at the University of Pennsylvania; James Manor and Mick Moore at th
Institute of Development Studies, University of Sussex; and Katherine Adeney, John
Echeverri-Gent and Lawrence Saez at the Political Studies Association conference, Universit
of Reading, 6 April 2006 where a version of the article was presented. The author is also
grateful to the editor and three anonymous reviewers for Publius, as well as to the Thouro
Award for sponsoring her study at Penn from 2003-2005.
3. The debate among Canadian scholars about the use of asymmetrical federalism t
accommodate Quebec's "distinct society" intersects with broader scholarly debates abou
multiculturalism, and procedural versus communitarian liberalism.
4. The state of Jammu and Kashmir contains the Muslim majority Kashmir Valley, th
Hindu majority region of Jammu and the region of Ladakh with a slight Buddhis
majority. In this article the state will be referred to interchangeably as Jammu an
Kashmir (J&K) or simply Kashmir. Another section of the former princely state has been
under Pakistani control since the end of the India-Pakistan war of January 1949. This
known as Azad ('free') Kashmir and the Northern Areas in Pakistan.
5. Even so, India would sit at the lower end of the scale of second chamber asymmetr
My thanks to an anonymous reviewer for making this point. It should be noted that
India currently displays considerable asymmetry in its lower house of parliamen
because representation has not been adjusted with population change since the
1971 census.
6. But the recent referendum (18th June 2006) in support of greater autonomy
Catalonia, including the use of the word "nation" in the preamble to the autono
document, seems to indicate a greater willingness on the part of the Socialist
government in Madrid to contemplate asymmetry of a type closer to the normativ
interpretation. Other writers, such as Agranoff (1999) are less critical of the ty
of asymmetry that have emerged in Spain and their contribution to accommoda
diversity.
7. Functional arguments are also made on the grounds of efficient public administration or
economies of scale such as the justification for the principle of subsidiarity in the
European Union, or the Estado de las Autonomias in Spain.
8. Ratio calc
the 2001 ce
(Rajya Sabh
proportion
9. Most wr
These are s
that of Wa
10. Wording
Publius web
11. Princel
independen
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