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ABSTRACT Plasmids mediate the horizontal transmission of among clinical pathogens (8), which has emerged as a
genetic information between bacteria, facilitating their major health problem over the past decades (9).
adaptation to multiple environmental conditions. An especially
Despite the potential benefits conferred by plasmids,
important example of the ability of plasmids to catalyze
bacterial adaptation and evolution is their instrumental role in
they also produce a burden (fitness cost) in the host,
the global spread of antibiotic resistance, which constitutes a manifesting as a reduced growth rate and weakened
major threat to public health. Plasmids provide bacteria with new competitiveness of plasmid-bearing strains under condi-
adaptive tools, but they also entail a metabolic burden that, tions that do not select for plasmid-encoded genes (10,
in the absence of selection for plasmid-encoded traits, 11). This fitness cost imposed by plasmids, coupled with
reduces the competitiveness of the plasmid-carrying clone. the potential plasmid loss during bacterial cell division,
Although this fitness reduction can be alleviated over time hinders the survival of plasmids in bacterial communi-
through compensatory evolution, the initial cost associated
ties. Moreover, any beneficial gene carried by the plas-
with plasmid carriage is the main constraint on the vertical
and horizontal replication of these genetic elements. The fitness mid could eventually move to the chromosome (12),
effects of plasmids therefore have a crucial influence on their making it difficult to understand why plasmids persist
(the “plasmid paradox”). Several early studies investi-
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plasmids produce a cost when they first arrive in a new transformation (29, 30), phage-mediated transduction
bacterial host, this cost could be alleviated over time (31), and conjugation (3). Conjugation is considered
through compensatory mutations in the plasmid and/or the most important mechanism of plasmid transmission,
the host chromosome (20). In recent years, several and the conjugative process has been extensively studied
studies have analyzed the molecular basis of the cost and (discussed below). During conjugation, the plasmid
compensation of plasmids in bacterial populations (21– enters the new cell as single-stranded DNA (32), pro-
28), generating new models of the existence conditions ducing a transient activation of the SOS response (33).
of plasmids (22, 24). These studies evaluate a number The SOS response is a bacterial stress response triggered
of selection, transfer, and compensation regimes that by an increase in single-stranded DNA in the cell, which
could explain plasmid survival in bacterial populations, leads to a rise in mutation and recombination rates (34).
and have revealed new evidence about the molecular Activation of the SOS regulon also results in inhibi-
mechanisms underlying the cost of and adaptation to tion of cell division, which by definition translates into a
plasmids. decrease in bacterial fitness in the short term (35). The
This review expands on previous reviews on the potential impact of conjugation-mediated SOS response
origins of HGT-related costs in light of new data avail- activation on recipient cell fitness is indicated by the
able in the plasmid literature (10). Specifically, we ana- presence of anti-SOS genes, such as psiB, in conjugative
lyze the potential fitness effects produced by plasmids plasmids (36). These factors are transferred as part of the
during each step of their life cycle in the host bacterium, plasmid-leading region and are expressed upon arrival
as well as the mechanisms that help bacteria and plas- of the plasmid in the new cell (37, 38). PsiB binds to the
mids control these effects. Here, we focus on the effects SOS regulon activator RecA, impeding the formation of
of plasmids on the bacterial host, so, unless otherwise RecA nucleoproteins that trigger the SOS response (33,
specified, when we talk about fitness (or fitness costs) 36). The SOS response can also be triggered by plasmid
we refer to the bacterium, which is not necessarily linked transformation and transduction (39, 40), so plasmid
to plasmid fitness due to the potential for HGT of these reception through these pathways will also produce a
genetic elements. Finally, we explore some of the main potential decrease in fitness.
challenges and questions in the field of plasmid evolution. Plasmid reception also entails a transient transcrip-
tional overshooting of plasmid genes regulated by neg-
ative feedback loops (41, 42). Until the plasmid-encoded
DISSECTING THE FITNESS COSTS transcriptional repressors are expressed in the recipi-
PRODUCED BY PLASMIDS ent cell, expensive plasmid functions such as conjuga-
Infection by a plasmid usually entails a fitness cost that tion will be derepressed, producing a transient elevation
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Fitness Costs of Plasmids
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discussed below under “Mechanisms for Minimizing transfer when there are recipient bacteria available in the
Plasmid Costs” (54). population.
An important side effect of plasmid replication is the Several reports pinpoint conjugation as a source of
pleiotropic effects of plasmid-encoded replication initi- plasmid cost for the bacterial host (28, 64, 65). For ex-
ation (Rep) proteins (23, 55). Plasmids usually encode ample, the fitness cost associated with plasmids R1 and
their own Rep proteins, enabling auto control of plasmid RP4 in E. coli is reduced after the conjugation rate is
copy number (56). These proteins subsequently recruit decreased or abolished by natural selection in an ex-
several other DNA polymerases and helicases from perimental setting (64). Also, the expression of plasmid
the bacterial host to proceed with plasmid replication R1 conjugation genes has been shown to activate stress
(55). Overexpression of plasmid replication proteins responses in E. coli (65), although it is not clear if this is
can therefore lead to sequestration of the cellular DNA cause or consequence of the cost of plasmid carriage.
replication machinery, stalling chromosomal replica- Finally, in a recent analysis of the IncN antibiotic resis-
tion, inducing the SOS response, and inhibiting cell tance plasmid pKP33, Porse and colleagues showed that
division (23, 55). The control of plasmid Rep protein the loss of the conjugation region reduced the burden
expression can be altered when the plasmid arrives in a associated with plasmid carriage in E. coli (28).
new bacterial host due to interactions with chromosomal- Another potentially deadly consequence of conjuga-
encoded genes (23). This deleterious effect has been ob- tion is bacteriophage infection. Certain phages use the
served in bacteria carrying small multicopy plasmids, conjugative T4SS as an attachment site for invading the
such as pNUK73 in Pseudomonas aeruginosa or pSC101 bacterial cell (66, 67). T4SS-specific phages can therefore
in Escherichia coli (23, 55). Multicopy plasmids probably select against plasmid-carrying bacteria (68) and have
require a high level of Rep protein expression to maintain been proposed as an alternative approach to counter-
their high copy number, increasing the potential for this acting the plasmid-mediated spread of antibiotic resis-
deleterious effect. tance (69).
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Fitness Costs of Plasmids
foreign genes and the bacterial host (translational se- sion, the plasmid-free cell will succumb to the verti-
lection) (74, 75). Due to the general AT bias of plasmids, cally inherited toxin protein because there will be no
plasmid gene codon usage is very likely to differ from the antitoxin to counteract its effect. PSKSs thus ensure the
optimal codon usage by chromosomal genes (73). This stability of the plasmid in the host bacteria, and they are
difference will affect the translation efficiency (initiation, able to expand the plasmid host range (26). However,
speed, and accuracy) of plasmid genes (73), leading to if the partitioning systems are not fine-tuned, PSKSs
inefficient ribosome allocation and ribosome pausing. will kill many plasmid-free segregant cells. Similarly to
These alterations will produce costly effects such as in- PSKSs, plasmid-encoded bacteriocins that are secreted
creased mRNA degradation, ribosome sequestration, outside the cell will also promote plasmid maintenance,
protein mistranslation, and protein misfolding (76–79; since immunity genes are carried by the plasmids as well
reviewed in 73 and 80). The deleterious effects of low (86).
translation efficiency will increase with gene expression Plasmid-encoded proteins can also cause fitness costs
level. Since some plasmid genes are tightly repressed due to unwanted interactions with cellular networks
(e.g., conjugation genes) and others are highly expressed or cytotoxic effects. At the end of last century, Jain
(e.g., integron cassettes), one might expect highly ex- and colleagues observed that genes encoding proteins
pressed plasmid genes to incur a heavier fitness cost than involved in complex interactions with other proteins
less expressed genes due to codon usage differences com- are horizontally transferred less frequently than those
pared to chromosomal genes. Another possible delete- encoding proteins that form part of simpler systems with
rious effect of plasmid gene translation is the depletion fewer interactions (87), and these authors developed the
of the host cell amino acid pool (81). Amino acid star- “complexity hypothesis” to explain this bias. More re-
vation reduces bacterial growth rate and activates the cently, Cohen et al. confirmed that protein connectivity
bacterial stringent response (82), leading to increased (the number of protein-protein interactions) correlated
abundance of ribosomes and charged tRNAs (83, 84). negatively with the transferability of the coding genes
This response serves to alleviate the amino acid deple- (88). On the other hand, transferability is decreased by a
tion; however, the starvation-induced tRNA pools will lack of recipient cell proteins that physiologically couple
alter the cellular balance between mRNA and tRNA, with the acquired proteins, because the acquired pro-
impacting host bacterium physiology and fitness. tein is not in a hospitable metabolic context (89). Inter-
The centrality of translation as the main plasmid fit- actions between plasmid-encoded proteins and cellular
ness cost is exemplified by a recent study of pQBR103 networks thus appear to have the potential to produce a
(25). This mega plasmid from Pseudomonas fluorescens variety of deleterious effects that can influence plasmid
produces a major burden for the host cell due to the in- transferability.
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helicase-binding domain of the plasmid Rep protein in (132). The fitness costs of plasmids limit their existence
Shewanella oneidensis (90). in bacterial populations, and plasmids are therefore under
strong selection pressure to control these costs in order to
Fitness Effects Due to Interactions maximize their vertical spread. The host bacterium also
between Mobile Genetic Elements needs to adopt strategies to cope with the presence of
Bacteria often carry multiple mobile genetic elements plasmids once they are successfully established. The pre-
(MGEs), and interactions among MGEs can affect host vious section outlines some of the mechanisms controlling
fitness. These interactions are common; for example, the fitness costs of plasmids, such as the action of anti-
plasmids can inhibit the conjugative transfer of other SOS genes on conjugative plasmids or the tight control
coresident plasmids in a process known as fertility in- of the expression of conjugative systems. Most plasmid-
hibition (132). The coexistence of several plasmids in the associated costs arise upon the expression of plasmid-
same host can either potentiate or alleviate plasmid- carried genes, and therefore transcriptional regulation is
mediated costs, as recently reported for P. aeruginosa, a key route to minimizing plasmids costs. This section
E. coli, and Agrobacterium tumefaciens (21, 92, 93). briefly outlines some of the mechanisms that plasmids and
In addition to direct MGE interactions, MGEs can in- host bacteria have evolved to control the expression of
fluence each other indirectly through their effects on plasmid genes.
host elements. For example, plasmid-mediated activa- Plasmid gene expression can be controlled by a range
tion of the SOS response can trigger phage induction or of different nucleoid-associated proteins (97), such as
mobilize genomic islands (94). MGE interactions may H-NS (histone-like nucleoid structuring protein) from
have originated through a shared coevolutionary history enterobacteria. These proteins act as transcriptional
(95, 96) or simply be the result of accidental interactions repressors that silence the expression of acquired genes,
(23). Accidental interactions are a more likely explana- a phenomenon called xenogeneic silencing (98–100).
tion for costly interactions, because HGT brings together Silencing of foreign DNA by H-NS is based on its ability
genes with different evolutionary histories, and inter- to target sequences with a higher AT content than the
actions are unlikely to be mutually beneficial through host genome (99, 101), which it achieves by binding not
chance alone. to a specific target sequence but to a consensus curved
Many types of MGE interactions have been reported, DNA structure commonly associated with promoters
and most of them are likely to affect bacterial fitness. One (102, 103). H-NS thus enables plasmid acquisition
of the most interesting cases is the cross talk between by reducing both the potential deleterious effects of
phages and pathogenicity islands in Staphylococcus au- plasmid-encoded proteins (99) and the potential se-
reus, in which phage genome and chromosomal island questration of RNA polymerases by AT-rich genes (72).
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to plasmid housekeeping processes. Genes involved in the ness costs have involved laboratory-adapted bacterial
energetically expensive conjugative process are tightly strains and plasmids of low clinical relevance. If we
self-regulated (41), as is the expression of partition and want to understand the evolution of plasmid-mediated
replication genes (91, 107, 108). In contrast, the tran- antibiotic resistance, we will need to investigate the fit-
scription of plasmid-encoded accessory genes (mediating ness effects of antibiotic resistance plasmids in high-risk
bacterial adaptation to the environment) is not always pathogenic bacteria. Gram-negative pathogens, partic-
fine-tuned, and represents an important potential source ularly enterobacteria such as E. coli and Klebsiella
of fitness cost. These accessory genes are frequently pneumoniae, are currently the most concerning cause
encoded in genetic elements that generate high expres- of multiresistant infections in hospitals (116–118), and
sion levels, such as integrons. Integrons are genetic plat- these bacterial strains acquire resistance to front-line
forms that acquire open reading frames, called cassettes, antibiotics such as β-lactams primarily by plasmid trans-
through the action of the integron integrase (109). These mission (8). Interestingly, associations between plasmid
cassettes are expressed from a single strong promoter, types and enterobacteria clones are not random. Rather,
creating a gradient of cassette transcription (110, 133). certain bacterial clones carry highly specific types of
Integrons are very prevalent in plasmids and are gener- resistance plasmids (e.g., E. coli ST131 and IncF plas-
ally related to antibiotic resistance (111). Transcriptional mids are often associated [119]) but not others, even
analysis has shown that integron cassettes are among when clone and plasmid coincide in time and space (e.g.,
the highest-expressed plasmid genes, representing an im- E. coli ST131 and pOXA-48 are seldom associated
portant potential source of fitness cost to host bacteria [119, 120]). Studying the molecular basis of the effect of
(112–114). epidemic plasmids on clinically relevant enterobacteria
strains may help to reveal why some plasmid-bacterium
associations are especially successful. These approaches
CHALLENGES IN THE FIELD could also improve our capacity to predict the evolution
Antibiotic resistance in bacteria is a major health prob- of plasmid-mediated antibiotic resistance in clinically
lem, and plasmids are essential vectors of the dissemi- relevant scenarios.
nation of antibiotic resistance to clinically relevant
pathogens (8). Plasmids can promote bacterial survival Expanding the Experimental Conditions
in the presence of antibiotics, but, as we have seen, Another limitation of studies of the fitness effects of
they can also impose a fitness cost when they enter a plasmids in bacteria is that they are usually carried out
new bacterial host. The past few years have witnessed in vitro, using conditions very different from the natural
growing interest in the fitness effects of plasmids (21–28, environments of the bacterial hosts. Several experimen-
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San Millan and MacLean
bacteria, as recently shown for a plasmid-phage combi- to first obtain a compensated clone from the parental
nation in P. fluorescens (129). In natural microbial plasmid-carrying strain (22, 23). One can then analyze
communities, bacteria are exposed to a wide range of and compare the plasmid-carrying and plasmid-free
MGEs, and understanding how interactions between naive and compensated strains, obtaining a clearer pic-
these elements shape the fitness effects and evolution ture of the basis of cost and compensation (23, 25). Most
of MGE-bacteria associations is an exciting challenge. studies using this approach include the sequencing of
Understanding interactions between different plasmids the whole genome of the plasmid-carrying strains before
and between plasmids and other MGEs may help to and after compensatory adaptation, allowing the genetic
explain plasmid distribution in bacteria (21, 130). basis of cost and compensation to be determined (23,
25, 26, 28). In two studies, the origins of the cost were
High-Throughput Approaches further investigated using transcriptomic analysis of
Predicting the fitness effects of specific plasmid types naive and compensated plasmid-carrying strains (23,
in specific bacterial clones is of paramount importance 25). Because gene expression is such a key determinant
if we are to predict which plasmid-bacteria associa- of the cost of plasmid carriage, transcriptomic ap-
tions are likely to arise in the future and anticipate the proaches are an essential tool in the investigation of the
evolution and epidemiology of plasmid-mediated anti- mechanisms underlying the cost of plasmid carriage.
biotic resistance. In a recent meta-analysis, Vogwill and However, a major challenge in the field is the adoption
MacLean analyzed available data on the fitness effects of a more integrated approach to the analysis of plasmid
of 49 plasmids examined in 16 studies (11). Remark- fitness effects. Genomics and transcriptomics should
ably, these authors found that the same plasmid gener- therefore be complemented with metabolomic and pro-
ally has a very different fitness cost in different hosts, and teomic analyses to yield a full picture of the origins of
that the variation coefficient for fitness effects of a single the costs of plasmids.
plasmid in different hosts does not differ significantly
ACKNOWLEDGMENTS
from that for the fitness effects of different plasmids in This work was supported by the Instituto de Salud Carlos III
the same host (11). These results highlight the impossi- (Plan Estatal de I+D+i 2013-2016). Grant CP15-00012, PI16-
bility of using the fitness cost of a plasmid measured 00860, and CIBER (CB06/02/0053) actions, cofinanced by
in one bacterial host to predict the effects of the same the European Development Regional Fund “A way to achieve
Europe” (ERDF). A.S.M. is supported by a Miguel Servet fel-
plasmid in other bacterial clones. This question will
lowship from the Instituto de Salud Carlos III (MS15/00012)
therefore need to be addressed through high-throughput cofinanced by the European Social Fund “Investing in your fu-
studies using factorial designs combining multiple plas- ture” (ESF) and ERDF.
mids and multiple bacterial clones. Such studies could
8 ASMscience.org/MicrobiolSpectrum
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