You are on page 1of 23

See discussions, stats, and author profiles for this publication at: https://www.researchgate.

net/publication/272310248

A review of color-producing mechanisms in feathers and their influence on


preventive conservation strategies

Article  in  Journal of the American Institute for Conservation · February 2014


DOI: 10.1179/1945233013Y.0000000020

CITATIONS READS

22 5,850

5 authors, including:

Renée Riedler Christel Pesme

6 PUBLICATIONS   38 CITATIONS   
Heritage Conservation Centre (Singapore)
17 PUBLICATIONS   85 CITATIONS   
SEE PROFILE
SEE PROFILE

James Druzik Molly Gleeson


The J. Paul Getty Trust University of Pennsylvania
59 PUBLICATIONS   1,026 CITATIONS    8 PUBLICATIONS   42 CITATIONS   

SEE PROFILE SEE PROFILE

Some of the authors of this publication are also working on these related projects:

Increasing sustainability in Collection Caring activities View project

Maya Blue studies View project

All content following this page was uploaded by Ellen Pearlstein on 16 June 2015.

The user has requested enhancement of the downloaded file.


A REVIEW OF COLOR-PRODUCING MECHANISMS IN
FEATHERS AND THEIR INFLUENCE ON PREVENTIVE
CONSERVATION STRATEGIES
RENÉE RIEDLER, CHRISTEL PESME, JAMES DRUZIK, MOLLY GLEESON, AND
ELLEN PEARLSTEIN

Weltmuseum Wien, Neue Burg

Getty Conservation Institute

University of Pennsylvania Museum of Archaeology and Anthropology

Information Studies and UCLA/Getty Master’s Program in Archaeological and
Ethnographic Conservation

Lighting policies as part of a preventive strategy for feather collections in museums often do not consider the differ-
ent colorant systems found in the feathers. Ornithological research about plumage coloration, while targeting an
understanding of signaling in bird behavior, provides valuable information about different colorant systems and
their response to light exposure. Because photosensitivity varies for different colorants, it is important for conser-
vators to be able to identify colorants as a first step in designing a preventive strategy for feathers. Visual assessment
methods are described as a means for helping conservators distinguish colorant mechanisms. Color measurement
methods, especially as used to monitor color change, must be able to reproducibly measure feather colors despite
their complex geometries. Measurement methods are referenced that permit reproducibility by accounting for the
variations in measurement angles and feather position. Studies reviewed indicate that pigment-based color and
structural color do not have the same light sensitivity, with pigment color being more sensitive. This light sensitivity
will depend on the nature, concentration, and chemical environment of the pigment. Recent work provides evidence
that the insensitivity of structural colors has been over-simplified and photochemical effects beyond fading are
necessary and important directions for further study.
KEYWORDS: Feather, Biopigment, Structural color, Iridescent, Scattering, Objects speciality, Risk management,
Accelerated aging, Colorimetry

. INTRODUCTION
Based on ornithological research, it is now known that
Developing lighting policies requires knowledge of feathers derive their colors from different sources,
the range of sensitivities for an object or a collection. which Hudon brought to the attention of the museum
Feathers are usually categorized as light sensitive, conservation community (). It is important to note
based largely on past and current observations of that the light sensitivity of a feather is due in part to its
color changes by curators and conservators (Pearlstein specific coloration system. Therefore, for items of feath-
). The current guidelines for feathers expressed erwork, the most sensitive feather will determine the
as ISO blue wool sensitivities are highly conjectural, light sensitivity of the whole item. In order to determine
but move feathers into a category of medium sensitivity. the sensitivities of the feathers on an object, it is impor-
They are considered generally as ISO BW - (Ashley- tant that the feather types and their respective sensi-
Smith ) or ISO Blue Wool - (Michalski , tivities have been identified. Based on this knowledge,
; Solajic et al. ). This gives a maximum a plan can then be developed and exhibition duration
range of  million lux hours to about  million lux and intensity of illumination defined. This approach sim-
hours if ultraviolet is filtered before a perceptible plifies documentation and monitoring of an item’s exhi-
color change is evident. bition history in the most accessible and efficient
This information is useful for determining lighting pol- manner, a tradition not well developed for anthropologi-
icies for feathered collections, but there is little guidance cal collections. This paper aims to outline the color-
about where specific feathers may fall in that continuum. producing mechanisms in feathers, how these different

© American Institute for Conservation


of Historic and Artistic Works 
DOI: ./Y. Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

types may be discriminated, assessed, and measured, and structurally induced backscattered coloration (often
the light sensitivities associated with these color-producing referred to as structural color). Further, structural
mechanisms, in order to assist conservators in further colors exist on a continuum between those created by
understanding feathers, feather color, and the light randomly located light scattering structures which
sensitivity of feathers. produce incoherent scattering and those created by
small-scale ordered structures that produce interference
colors, or coherent scattering. Figure , from Prum and
. COLOR-PRODUCING MECHANISMS IN FEATHERS Torres (), diagrammatically shows the meaning of
coherent versus incoherent backscattering. The differ-
. TERMINOLOGY
ence between incoherent scattering and coherent scat-
Before proceeding further it is important to be absol- tering is not a sharp distinction (Shawkey et al. )
utely clear about how color in feathers is produced and and a number of quasi-ordered systems combining
to clarify some of the terminology. It must be under- aspects of both are possible (Andersson ; Noh
stood that this is an active area of research and concepts et al. ). For simplicity this paper shall describe
are continually being refined and extended. color as if the two forms of structural color are
Birds see in a range of electromagnetic energy that is separate.
different than human vision. Even though the term Some biopigments exhibit absorbance under UV illu-
“color” essentially defines human perception, this mination, appearing dark, drab, or in low contrast
paper shall use “color” to define perceptions visible to when observed by humans, while others exhibit fluor-
both birds and humans, expanding the range to – escence, making regions appear brighter, more colorful,
 nm. The rationale for including color visible to or in high contrast. Fluorescence is defined by the
birds is that the loss of color rendering aspects of feath- capacity of a molecule to absorb electromagnetic radi-
ers, even if visible only to birds, is significant when ation at one wavelength and immediately emit it as
assessing photochemical change in feathers. luminescence at a longer wavelength. Birds are
Feathers owe their color to pigments (often referred thought to use fluorescence for signaling. When exam-
to as biopigments) and to pigments combined with ining light-induced damage, wavelengths below 

FIG. . Comparison of incoherent and coherent scattering mechanisms of biological structural color production (after Prum
and Torres ). (a) Incoherent scattering is differential scattering of wavelengths by individual light scattering objects. The
phase relationships among light waves scattered from different objects are random. (b) Coherent scattering is differential
interference or reinforcement of wavelengths scattered by multiple light-scattering objects (x, y). Coherent scattering of
specific wavelengths is dependent on the phase relationship among the scattered waves. Scattered wavelengths that are out of
phase will cancel out, but scattered wavelengths that are in phase will be constructively reinforced and coherently scattered.
Phase relationships of wavelengths scattered by two different objects (x, y) are given by the differences in path lengths of light
scattered by the first object (x, -′) and a second object (y, -′) as measured from the planes perpendicular to the incident
and reflected waves (a, b) in the average refractive index of the medium.

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

nm are useful to estimate changes in fluorescence as an .. CAROTENOIDS


indicator of chemical change. Carotenoids are responsible for red, yellow, and
In summary, the perceived color in a feather, the orange coloration in the feathers of many species. In
degree to which a stimulus can be described as similar birds that have been studied to determine their color-
to or different from red, green, blue, and yellow, ation, carotenoids have been biochemically character-
depends on the specific combination and respective ized in the plumage of roughly  species spanning
weight of the two color-producing mechanisms: one seven orders (McGraw a). This is a small portion
based on selective absorption of the incident light, the of the , species of known birds. Carotenoids are
other on its selective scattering. obtained through diet and are deposited in lipoid dro-
While colors resulting from primarily pigment plets in the cells of the feather follicle (Brush ).
absorption mechanisms have been well characterized After keratinization, i.e., as the feather matures
in a small set of species, researchers have more recently forming a tough fibrous structure, the lipid solvent dis-
demonstrated that selective scattering by the feather appears and the carotenoid pigment is dispersed in the
structure influences color rendition in these pigmented keratin matrix (Lucas and Stettenheim ). All caro-
feathers. Similarly, feathers whose color is predomi- tenoids absorb light in the violet-blue region between
nantly created by structural scattering also often  and  nm (Shawkey and Hill ; Andersson
include pigmentary components. In terms of this and Prager ). The reflectance spectrum shows a
study, the only feathers whose colors are purely struc- typical sigmoid shape (Andersson and Prager )
tural are those which are pure white. Other authors cat- with a small UV peak (McGraw et al. ). The red
egorize feather coloration (i.e. pigment versus colorants tend to be the unsaturated hydrocarbon
structural) according to the prominent mechanism, so form—carotene. Those containing oxygen and with
it is important to note the definitions being assigned less hydrophobic properties—the xanthophylls—are
for this paper. Table  provides examples of feathers mainly responsible for the yellow coloration. No
from bird species represented in cultural artifacts mention of in vivo fluorescence was found but it has
from different regions of the world organized according been found that carotenoids can be fluorescent in
to color-producing systems. vitro (Frank et al. ).
Carotenoids can degrade by oxidation or isomeriza-
tion (Britton ; Doucet and Hill ). Carotenoid
. FEATHER STRUCTURE pigments in bird feathers are most often found in the
all-trans form (Britton ; McGraw a) and
Feathers are the most complex avian epidermal
exposure to light, heat, oxygen, humidity, or acidity
appendages (Lucas and Stettenheim ). They grow
can promote their isomerization and change in color.
from their base—the feather follicle—and develop
Light can also induce auto-oxidation which breaks
their branched structure through helical growth of the
down double-bonded carotenoids and results in
barb ridges (Prum and Scott ) (fig. ). Therefore,
pigment bleaching, i.e. loss of color (Test ;
the most mature and worn/exposed feather part is
Johnson and Jones ). But in a feather, the keratin
found at the tip of the feather vane. After maturation
structure serves to inhibit oxidation, so that carotenoids
no blood vessels connect the feather to the bird organ-
are somewhat protected by their proteinaceous
ism, therefore unlike skin, no repair mechanism exists
environment. Alternatively, it has been suggested that
in feathers in response to damage. However, the
carotenoids, especially astaxanthin (Miki ), are
whole feather will be replaced completely once or
effective antioxidants and therefore protect the
twice a year during molt.
keratin (Krinsky ). While in plants it is well
known that carotenoid protects chlorophyll from
oxidation (Krinsky ), in feather their protective
. PIGMENTED COLORS
role has not been convincingly proven in vivo (Britton
Pigments selectively absorb and reflect wavelengths ).
of incident light reaching the material surface. In the
case of feathers these colorants are named biopigments: .. MELANIN
they are either endogenous (metabolized by the organ- Melanin is one of the most common colorants in
ism) or exogenous (derived through dietary pathways). feathers. Melanization is not dependent on diet.
The pigmentation is rarely uniform across the surface Melanin is responsible for brown, black, buff, and
and can vary from dark to light, can occur in combi- some reddish brown coloration in feathers. Melano-
nations of multiple biopigments, and can be incorpor- somes, granules of proteins cluster-linked to melanin
ated discretely into the shaft, barbs, and barbules. (Riesz ), are deposited in the epithelial cell of the
Different types of biopigments include carotenoids, feather. The proteinaceous matrix determines their
melanin, psittacofulvins, and porphyrins. size and shape, which may occur as sticks, rods,

Journal of the American Institute for Conservation , Vol.  No. , –
TABLE . EXAMPLES OF FEATHERS FROM BIRD SPECIES REPRESENTED IN CULTURAL ARTIFACTS FROM DIFFERENT REGIONS OF THE WORLD AND THEIR RESPECTIVE
a
COLOR-PRODUCING SYSTEM

COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES


Color Producing Species Location/Color of Feathers Example of Cultural Artifact
System
Pigment-based Carotenoids Northern Flicker (Colaptes auratus) Red, yellow color on vanes, shaftsb Flicker headband (California)c
color Pileated Woodpecker (Dryocopus pileatus) Red color on head feathersb Head plume (California)c
Toco Toucan (Ramphastos toco) Red color on feathersc Headdress (Amazon)d
Roseate Spoonbill (Platalea ajaja) Red/pink color on feathersb Feather shield (Aztec)e
Melanin Golden Eagle (Aquila chrysaetos) Brown color on feathersf Dance cape (California)c
Bald Eagle (Haliaeetus leucocephalus) Brown color on feathersf Headdress (Northwest Coast)g
Double-crested Cormorant (Phalacrocorax auritus) Black color on feathersf Parka (Alaska)h
Double-Wattled Cassowary (Casuarius casuarius) Black color on feathersi Hair ornament (New Guinea)j
Psittacofulvins Amazon parrot (Amazona spp.) Red, orange, yellow color on feathersj Headdress (Amazon)j
Porphyrins Great Horned Owl (Bubo virginianus) Red-brown color on feathersj Plume stick (California)c
Iridescent Indian Peafowl (Peacock) (Pavo cristatus) Blue-green color on feathersl Hat (Korea)m
structural Mallard Duck (Anas platyrhynchos) Green color on head/neck feathersl Feathered basket (California)n
color Hummingbird (Trochilidae spp.) Various colors on throat feathersl Pendant triptych (Mexico)o
Journal of the American Institute for Conservation , Vol.  No. , –

Male Raggiana Bird of Paradise (Paradisea raggiana) Green color on throat feathersl Pelt (Papua New Guinea)p
Non-iridescent Steller’s Jay (Cyanocitta stelleri) Blue color on feathersq Headdress (California)r
structural color Blue-and-Yellow Macaw (Ara ararauna) Blue color on feathersl Headdress (Amazon)s
Cotinga (Cotinga spp.) Blue color on feathersl Feather shield (Aztec)e
Kingfisher (Halcyon spp.) Blue/green color on feathersl Headdress (China)t
a
This is not an exhaustive list, and the species/specific feathers in this table are limited to those whose colorant systems have been identified.
b
McGraw (a).
c
Jacknis ().
d
American Museum of Natural History, Eastern Tukanoan headband, Catalog number /.
e
Riedler ().
f
McGraw (b).
g
Burke Museum of Natural History, West Coast Raven headdress, Object number ./.
h
Smithsonian Institution, St. Lawrence Island Yup’ik birdskin parka, NMAI Catalog number ..
i
American Museum of Natural History, New Guinea hair ornament, Catalog Number ./.
j
McGraw (c).
k
National Museum of the American Indian, Parakatêjê headdress, Catalog number /.
l
Prum ().
m
Peabody Essex Museum, Chorip (rush hat), Accession Number E.
n
Bibby ().
o
The Metropolitan Museum of Art, Mexican pendant triptych, Catalog number ...
p
American Museum of Natural History, New Guinea Bird of Paradise pelt, Catalog No: ./.
q
Shawkey and Hill ().
r
National Museum of the American Indian, Hupa headdress, Catalog number /.


s
National Museum of the American Indian, Tapirapé Thunder ceremony headdress, Catalog number /.
t
Salzman Chase and McCarthy ().
 RENÉE RIEDLER ET AL.

FIG. . Structure of pennaceous contour feather.

platelets, and air-filled tubes (Durrer ). The organ- with more functional groups appear dark brown to
ization of melanosomes within the keratin cortex is black (McGraw b). It is unclear if eumelanins
variable, from highly organized to random. are more susceptible to light-induced degradation
Melanin exhibits a unique broadband absorbance than phaeomelanins (Doucet and Hill ) or if they
spectrum in the UV and visible range (Riesz ). have the same sensitivity to visible light (Lee )
All melanized feathers contain both eumelanin and with phaeomelanins being more sensitive to UV radi-
phaeomelanin granules. The first type has large, dark, ation than eumelanins (Hoting et al. ). At high
and regularly shaped granules while in the second humidity, the photodegradation of melanin inside
type the granules are smaller and irregularly shaped feathers is affected by both visible and UV radiation,
(Siefferman and Hill ). It is mainly the ratio of while at very low humidity, visible wavelengths can
both types of melanin rather than the concentration have a more photodegrading power than UVA wave-
of each that determines the color of the structure lengths (Sharma ).
(McGraw b). Phaeomelanins appear pale brown Studies by various authors (Burtt ; Bonser and
to buff and absorb more strongly in the longer wave- Purslow ; Keyser and Hill ; Ward et al.
lengths of the visible spectrum due to the presence of ; Burtt and Ichida ; Delhey et al. ) have
fewer functional (carbonyl) groups, while eumelanins shown that in addition to ornamental functions,

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

melanins—and especially eumelanins—provide struc- in birds known to date, as other green feathers result
tural support to feathers. Inclusion of melanin granules most often from a structural blue and a yellow biopig-
increases the thickness as well as the hardness of ment occurring together, or from a combination of pig-
keratin. Both result to increase the resistance of mela- ments, for instance yellow xanthophylls with brown
nized plumage towards mechanical damage due to melanin (Lucas and Stettenheim ; McGraw
wear or to microorganism activity (Delhey et al. a).
). Some studies argue that melanin also provides A characteristic observed on the downy, light-
feather structure with protection from UV (Burtt protected part of owl feathers is an intense fluorescent
; Ward et al. ) and from oxidative stress pink, which is induced by absorption in the UV. The
(Test ; Delhey et al. ). While melanin is gener- UV-visible absorption spectrum of the porphyrins has
ally considered an extremely stable molecule, it has a very typical pattern showing a strong absorption
been shown that the physical and structural properties band at about  nm followed by several weaker
of eumelanin may be strongly affected through the absorptions at higher wavelengths (– nm)
removal of bound water which is structurally important (Goldoni ). Except for turacin, which is stable
in eumelanin, and may increase its susceptibility to (Völker ), these pigments are generally photoche-
auto-oxidation (Riesz ). In vitro, melanosomes mically unstable (Gill ) and are thus primarily
show sensitivity to protein-degrading agents (Riesz found only in new feathers.
). UV radiation has been reported as initiating
degradation of biological membranes by inducing .. MATRIX OF KERATIN
alteration of proteins and/or oxidation of lipids (Koche- All biopigments are embedded within the keratin
var ). Two UV-induced processes altering proteins matrix that constitutes the mature feather. This
seem to occur: one is oxygen-dependent and produces matrix is composed of one of the most chemically and
cross linking of proteins; the second one is oxygen inde- mechanically durable proteins—beta keratin. It
pendent and induces protein loss (Kochevar ). absorbs light in the green, blue, and UV range (Anders-
son ; Brink and van der Berg ) and at  nm
.. PSITTACOFULVINS its absorption reaches % (Andersson ).
The brilliant red, orange, and yellow color of parrots Because it is so absorbent in the UV, it is a powerful
is produced by psittacofulvins and restricted to the protective layer for the biopigments embedded within
order Psittaciformes, which includes parrots, cocka- it. Feathers consisting of the keratin structure only,
toos, lories, and lorikeets. It is quite recent that these i.e. white feathers, will appear bright white (Prum
pigments, detected by Krukenberg in  (Krukenberg ; Pohland ) under visible light.
) were described in-depth biochemically (Veronelli Keratin yellows when exposed to UV radiation and
et al. ; Stradi et al. ; Morelli et al. ; bleaches when exposed to visible blue light. When
McGraw and Nogare ). Psittacofulvins do not exposed to a light source with a spectrum including
depend on diet. They are formed directly in the kerati- both visible light as well as UV radiation, both bleach-
nizing cytoplasm of the cells (Völker ; Driesen ing and yellowing reactions occur within the feather: it
). In the visible range and near UV, the reflectance is therefore difficult to anticipate what will be the final
curve of psittacofulvin-based red feathers is similar to results after exposure (Lennox and Rowlands ).
that of carotenoid-based red feathers (Masello et al. Wool keratin has been more extensively studied and
), and it is difficult to discriminate between these the complex pattern of fluorescence has been proven
colorants spectrophotometrically. Psittacofulvins (Smith ). The fluorescence results from the emis-
fluoresce under UV radiation (McGraw et al. ; sion of specific amino acids that constitute the protein
Berg and Bennet ). chain and also from internal cross-linking or cross-
linking between different molecules. The fluorescence
.. PORPHYRINS is therefore expected to be light-susceptible (Smith
Porphyrins are present in the feathers of at least  ). The specific amino acids in wool keratin differ
orders of birds, including owls and bustards (Gill from those in feathers.
). Porphyrins produce a range of colors, including
pink, browns, reds, and greens. There are two classes of
.. STRUCTURAL COLOR
porphyrins used as biopigments in feathers: natural
porphyrin and metalloporphyrins. Metalloporphyrins The second color-producing mechanism involved in
are porphyrin plus the inclusion of iron or copper: for feather color does not rely on wavelength absorption
example, turacin (McGraw c) is the biopigment but instead on wavelengths that are either coherently
responsible for the red in the bird family of turacos, or incoherently backscattered by the structure of the
and turacoverdin, in the same family, is responsible material interacting with the incident light (Prum
for the green. Turacoverdin is the only green pigment a, ). Colors resulting from this mechanism

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

are referred to as structural colors. They can be further indices and their spatial periodicity as well as the rela-
subdivided into two categories, the non-iridescent tive thickness of the barbules play a key role in deter-
structural colors produced in the barbs, such as the mining which wavelengths are coherently
blue feathers in parrots, and the iridescent structural backscattered (Osorio and Ham ).
colors, from hummingbird or peacock feathers, which One of the main characteristics of iridescent feathers
are produced in predominantly flat, rotated melanized is that the color varies depending on the angle between
barbules (fig. ). illumination and observation as well as between the
Iridescent colors display a wide range of appearances feather orientation and the plane of examination (see
and, by definition, prominently change hue with angle Sections .. and ..). The change in hue character-
of observation and/or illumination. In strictly defined istic of iridescence occurs because the scattered light is
iridescence phenomenon, the hue changes have to be traveling shorter or longer distances through the
perceptible under omni-directional illumination that layers with increasing or decreasing angle (fig. ).
exists in nature, and not simply be measureable: For a better understanding of structural iridescent
indeed the strong directionality of the artificial light color, a thin film optical model was introduced
source used during measurement can induce hue (Doucet et al. ; Shawkey et al. ; Maia et al.
changes which are otherwise not perceptible under ). This model is based on the thickness of the
natural lighting conditions (Prum ). keratin layer and its two associated interfaces (air/
keratin and keratin/melanin). Two variations of this
... IRIDESCENT STRUCTURAL COLORS model are prevalent to explain iridescent colors in
To produce iridescent colors, a feather has to have a feathers—known as “thin layer of keratin on thick
highly defined structure showing a specific and ordered layer of melanin,” and “thin layer of keratin on thin
organization of components with different alternating layer of melanin” (fig. ). The “thin layer of keratin
refractive indices. Both the differences in refractive on thin layer of melanin” model (model  in fig. )
describes powerful iridescent colors such as the one dis-
played by peacock feathers. In this case the incident
light passes through the melanin layer while also inter-
acting with the melanosomes. Their spatial distribution
and periodicity play a role in the coherent backscatter-
ing of the incident light (Durrer ). It is the reason
why melanin has to be understood not only as a biopig-
ment but also as a structural component. In the “thin
layer of keratin on thick layer of melanin” model
(model  in fig. ) the melanin layer absorbs the incident
light and does not play a role in the coherent scattering.
This model explains the mechanism responsible for
subtle iridescence (Maia et al. ) such as observed
on black feathers of the male Blue-black Grassquit
(Volatinia jacarina) (Maia et al. ). In both cases,
the absorption of melanin plays a role in the final
color of an iridescent feather.

... NON-IRIDESCENT STRUCTURAL COLORS


In non-iridescent colors, the structural element that
backscatters wavelengths is not ordered enough to
produce iridescence and is therefore often qualified as
a quasi-ordered structure. This element, named the
spongy structure, is located in barbs and is constituted
by air vacuoles regularly distributed in keratin (fig. ).
The rendered color is related to the difference
between the refractive indices of air bubbles and
keratin and their respective sizes and spatial distri-
butions (Dyck ; Osorio and Ham ). The
fact that the spongy structure mainly reflects shorter
wavelengths is the reason why blue or violet hues are
FIG. . Picture of iridescent color produced by humming- most often perceived (Andersson ), with a
bird feather barbules. maximum peak of reflectance around or slightly

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

FIG. . Schematic representation of the two different thin-films models. Curved arrows represent beams of light. The models
represent the two combinations of layers and interfaces for an upper surface of barbules showing a strong iridescence (model )
or a weak iridescence (model ).

below  nm (Andersson ). Very often the overall back-scattering of UV by the keratin surface combined
hue results from the combination of the different mech- eventually with their coherent scattering and reinforce-
anisms, and pigment absorption plays a role. For ment by the spongy structure (Andersson ; Prum
example, in the blue feathers of the Steller’s Jay, and Torres ). UV-reflecting plumage colors result
melanin absorbs incoherently scattered light entering from the balance between back-scattering, which
the feather barb (Shawkey and Hill ), thereby reinforces UV reflectance, and the UV absorption by
enhancing color purity. Green colors are often a combi- the biopigments. Although a UV reflectance component
nation of non-iridescent blue structural color associated is present in many structural colors that reflect in the
with the presence of carotenoids, which absorb light in visible range, it is rarely found alone (Andersson
the shorter wavelength (blue) part of the visible spec- ). UV reflectance can show iridescence and results
trum (Shawkey and Hill ) while reflecting in in measurable reflectance in the ultraviolet range.
regions corresponding to yellow-orange. In some cases fluorescence is involved when a biopig-
ment reemits in the visible range part of the absorbed
. COLORATION IN THE ULTRAVIOLET RANGE UV range energy. Fluorescing varies from fuchsia to
light green and adds even more variety to feather
In birds, color appearance is used as an honest signal
colors. UV-induced fluorescent plumage has only
of quality by which females can select their mates.
been recorded in birds in the order Psittaciformes
Unlike humans, birds have vision that extends into
(Hausmann et al. ).
the ultraviolet range of – nm, so light reflection
in the UV range is also important for signaling. It is
therefore not surprising that a detectable and some-
. ASSESSING COLOR
times substantial reflectance can be measured between
 and  nm (Pohland ). This overall UV There are two complementary ways to assess colors in
reflection by feather surface results from the incoherent feather. Visual examination, while providing crucial

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

FIG. . Anatomy of spongy medullary barb tissue (Shawkey et al. ). (a) Image of an eastern bluebird S. sialis (photo by
Mark Liu), showing feathers with blue color created by coherent scattering of light from spongy tissue in feather barbs.
(b) SEM image of the outer surface of blue feather barbs illustrating the dimensions (x, y, z) examined in this paper. (c)
Two-dimensional TEM image of a transverse section through a single feather barb. The x and y planes are illustrated.
Moving inwards, the layers shown are the outer keratin cortex (C), spongy medullary layer (SL) and vacuole (V). Cell boundaries
(dark lines) can be seen in the upper left section of the cross section. The square inset shows a close-up of the spongy layer.
The black spots surrounding the vacuoles are melanosomes.

information concerning the nature of the color-produ- color science approaches do not discriminate between
cing mechanism, does not permit quantitative assess- the various mechanisms but they do provide a reliable
ment of the color surface. Color measurement and way to quantify color and objective tools to

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

communicate about it. Color measurement is also the


first required step to monitor the surface color of a
feather or a feathered item.
Combining the two approaches helps inform
decisions concerning the care of a feathered item.
Indeed, it can be expected that color, depending on its
production mechanisms, will not have the same sensi-
tivity to environmental agents and therefore care is
based in part by an understanding of the different color-
ation systems represented by the feathers on an object.
Furthermore, color monitoring gives information con-
cerning the efficiency of the care strategy.

. VISUAL EXAMINATION

Visual examination can be very useful in furthering


the understanding of surface appearance and docu-
menting it. It is important to emphasize the fact that
even if the color-producing mechanisms are fundamen-
tally different with regard to wavelength absorption, it
is almost impossible to directly discriminate visually
between a purely pigmentary color and a color resulting
from the combination of pigment and non-iridescent
structural color. Comparing the appearance changes
of a given surface observed under different conditions
of illumination and/or observation provides crucial
information that can be further compiled to discrimi-
nate between the different color mechanisms respon-
sible for a given color.

.. IN VISIBLE LIGHT


Examining the surface of the feather lying on an
opaque substrate under ambient visible light provides
qualitative information concerning the reflected light.
If the feather appears blue without iridescence, the
color is a non-iridescent structural color as no biopig-
ment has been reported to date as responsible for blue
hue. For green feathers that are not from turacos, the
color mechanism is either non-iridescent structural or
a combination of pigment and non-iridescent struc-
tural. As shown on the figure , it is possible to discrimi-
nate iridescent color by changing the angle between the
incident light and the direction of observation: the hue FIG. . Peacock feather observed under ambient light. The
of the surface will not be the same depending on the observation angle was slightly changed between the two
specific geometry. photos, causing the hue to shift from green in (a) to blue in (b).

.. UNDER UV SOURCE


Observing (with protective goggles) the appearance .. ON LIGHT TABLE
of feathers under a long-wave UV source can permit Feathers are a translucent material: while part of the
mapping the presence of biopigment(s). The location incident light is reflected and another part is absorbed
of UV-induced fluorescence on a Great Horned Owl by the biopigment(s) within the structure, the rest is
feather (fig. b) reveals the presence of at least one transmitted through the structure. For this reason, it
fluorescing biopigment, which is a likely porphyrin. can be informative to observe a feather on a light

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

FIG. . Dorsal side of freshly plucked Great Horned Owl feathers. (a) Examined under ambient light. (b) Examined under a UV
source ( nm).

table. The feather will be more or less opaque depend- light table helps to discriminate structural color from
ing on its type. pigmentary color: structural color will not be percepti-
Comparing the color appearance of the same feather ble on the light table. In ambient light, a Western Scrub
in reflected ambient light and in transmitted light on a Jay wing feather appears blue with grey-brown edges

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

FIG. . Western Scrub Jay feather. (a) Dorsal side in ambient light. (b) Dorsal side on the light table. (c) Ventral side in ambient
light.

on the dorsal side from a combination of incoherent .. DISCRIMINATING THE DIFFERENT COLOR-PRODUCING
scattering and melanin pigmentation (fig. a), while MECHANISMS
on the ventral side the melanin is the predominant Recognition of the color-producing mechanisms is
colorant (fig. c). When observed on a light table, useful in evaluating and ranking which environmental
the dorsal side of a Western Scrub Jay feather agents will put a feather or feathered collection at risk.
appears to have lost the blue hue that characterizes Indeed, pigmentary colors should be more sensitive to
its appearance in ambient light (fig. b). In these con- light exposure than structural colors, while the latter
ditions the dorsal side appears to have the same may be more sensitive to pressure, for instance.
grayish color as the ventral side when observed in Table  summarizes how the different color-producing
ambient light. The grayish color is characteristic of mechanisms can be discriminated by visual
melanin absorption. examination.

TABLE . DISCRIMINATION OF COLOR-PRODUCING MECHANISMS BY VISUAL EXAMINATION

Pigmentary Color Non-iridescent Structural Iridescent Structural


Color Color
Nature of color- Absorption Scattering + absorption
Scattering +
producing mechanism absorption
Characteristics of the • Similar colors when Difference of colors when Color depends on
color-producing observed on light table observed on light table and on angle of illumination/
mechanism and on opaque substrate opaque substrate observation
• Possible fluorescence under
UV

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

. COLOR MEASUREMENT reflectance with multi-angle spectrometry using a fiber


optic illuminator and a detector with an adaptable-
Color can be measured using either a spectropho-
angle fiber holder (fig. ).
tometer or a colorimeter. In the reflectance mode, the
instrument measures the percent of reflected light com-
pared to the incident light, while in the transmittance .. COLOR MONITORING
mode, it is the percent of light transmitted that is While in the field of ornithology the main interest of
measured. The resulting curves, plotting %Reflectance color study is to understand the influence of color func-
or %Transmittance wavelength by wavelength, tion on bird behavior, in conservation it is often to pre-
provide unambiguous descriptions of the physical inter- serve the appearance of the artifact. Preventive
action between the incident light and the measured item. conservation aims to stabilize the condition of an item
An overview of color measurement parameters of feath- or a collection. In many cases, monitoring the color of
ers and analytical instrumentation was provided by the the surface of an object is a good method to assess
authors in an earlier paper (Riedler et al. ). condition stability in a given item. To achieve this
As the human visual system is not sensitive to all goal, one needs to be certain that the color change
wavelengths equally, describing color sensation measured is not induced by inherent variability of the
requires converting the obtained spectra to colorimetric feather structure or measurement geometry (fig. )
parameters. Colorimetry locates color in a three- but reflects the color changes induced by the environ-
dimensional space, for example, in the CIELAB color mental impact.
space, and provides a way to objectively quantify The need to precisely localize the measured spot on
color appearance and to calculate its change. the feather surface and to systemically report the differ-
ent orientation of the surface between the illumination/
observation plane and the surface plane can be achieved
.. MEASURING COLOR IN ORNITHOLOGY
using a system of double Mylar templates. The data are
It is only recently that the fields of ornithology and
not published in this paper, but the authors were able to
animal behavior have been able to apply sophisticated
achieve reproducible and repeatable measurements
approaches to the reproducible characterization of
using this method of color monitoring. However, irides-
feather color, such as color measurement in reflectance
cent feather patches could not be measured in a repea-
mode. A detailed description of quantifying and analyz-
table manner, as also pointed out by Meadows et al.
ing plumage color, on bird specimens is published by
().
Andersson and Prager (). Color measurement
devices and methods were developed to measure
materials with flat and opaque surfaces. For this . COLOR CHANGE
reason, their use had to be adapted to three-
. COLOR CHANGE STUDIES IN ORNITHOLOGY
dimensional surfaces, such as that of a feather.
Although the effect of measurement geometry on Beginning in the s, biological studies of feather
observed color has been described early on (Land coloration have been enriched by the application of
), it was not until recently that the main par- reflectance spectrophotometry (Dyck ) and by
ameters that specify and define the geometry of color the use of scanning electron microscopy to better under-
measurement (fig. a)—the angle between illumination stand structural iridescent and non-iridescent plumage
and observation axes, the angle between the measured color mechanisms (Greenewalt et al. ). The
surface plane and the illumination/observation plane, emphasis has been on understanding the correlation
and the orientation of the surface in regard to the axis between color appearance and mating choices and on
around which the sample surface can rotate (fig. b) the condition-dependent expression of color (Anders-
—were introduced systematically into feather color son ).
measurement (Osorio and Ham ). Feather being dead structure, its coloration has been
In her doctoral thesis and subsequent publications, understood for a long time as a static trait (Delhey
Santos (, Santos and Lumeij , and Santos et al. ), despite a few early studies focusing on
et al. ) recommended color quantification using color change (Bancroft ; Test ; Lucas and
the mathematical model of Bidirectional Reflectance Stettenheim ). As it has been recently demon-
Distribution Function. This function indicates the strated that seasonal changes also influence signaling
reflectance values produced at various incoming (Ornborg et al. ), more studies have been dedi-
(illumination) and outgoing (observation) directions cated to the variety of factors explaining color differ-
relative to the orientation of the feather. Santos also ences between molts. Three hypotheses have been
established the importance of using multiple-angle formulated to explain seasonal changes (McGraw
geometries to fully characterize iridescent and struc- and Hill ; Doucet and Hill ): degradation
tural plumage color. She proposed measuring surface of the feather structure through abrasion and wear;

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

FIG. . Parameters of color measurement geometry. (a) The red circle is the target eye. The illumination direction is normal to
the measured surface while the angle (θ) it creates with the direction of observation can vary. For a given angle θ the feather
surface can rotate around the illumination direction with an angle ω. For a given θ and a given ω, the measured surface can
be tilted with an angle w. (b) Examples of different orientations in which the feather can be positioned during measurement
by rotating around the illumination direction and changing the angle ω. The red circle shows the location of the measurement
and has the same area independent of the rotation angle ω, while the area on the feather surface will change with tilt angle w.

intentional or accidental soiling; and degradation of Most studies conclude seasonal color changes result
the pigments involved. Abrasion can be induced by from the combination of at least two factors, which
physical friction or keratin-degrading activities of sometimes work together and sometimes mitigate
microorganisms (Hill et al. ; Shawkey et al. each other. For instance, light exposure, especially UV
). Keratin degradation can affect structural but radiation, is known to impair feather structure by dena-
also pigmentary colors, the embedded pigments turing keratin and other proteins that constitute feath-
losing physical protection (Blanco et al. ). ers (Burtt ; Blanco et al. ) while it also
Soiling can result from soil bathing, inducing dirt protects feathers against bacterial activity which is pro-
accumulation that can alter structural color moted by darkness (Delhey et al. ). Soiling can
(Ornborg et al. ; Delhey et al. ), or from alter structural color (Ornborg et al. ; Delhey
application of cosmetic agents such as preen oils or et al. ) while also reducing risk of microorganism
waxes for maintenance or camouflage purposes that degradation. Also the contributing factors to seasonal
can alter the absorbance spectra (Blanco et al. ; color changes can either promote the same type of
Delhey et al. ). color changes or induce changes in the opposite direc-
tion: for instance, dirt accumulation tends to darken

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

FIG. . Multi-angled fiber holder on peacock feather.

the original color while light exposure tends to bleach it . LIGHT AGING STUDIES
(Surmacki a).
.. COLOR-PRODUCING MECHANISMS AND LIGHT
Pigment degradation can result from abrasion and/or
SENSITIVITY
chemical bond breakage induced by light exposure.
The distinction between pigmentary (absorbing) and
Melanin is more stable to light exposure than carotenoids
structural (non-absorbing and scattering) contributions
(Burtt ; Figuerola and Senar ; Delhey et al.
to feather coloration is crucial because light-induced
) and it also strengthens keratin structure: it is there-
degradation is a direct consequence of energy absorp-
fore expected that melanized plumage would show less
tion. Light-induced degradation results when absorbed
change than carotenoid-based plumage with the same
energy induces irreversible chemical changes. There-
exposure (Test ; Johnson and Jones ; Blanco
fore, with regard to light-induced degradation it is
et al. ; Figuerola and Senar ). A literature
expected that pigmentary colors will be more sensitive
review through  of the light stability of carotenoid
than structural colors. While in all cases, the feather
pigments appears in Pearlstein and Keene ().
keratin matrix plays a role in color rendition, it is
Eliason and Shawkey () demonstrated a rapid
only in the case of pure white feathers that the light sen-
and reversible shift towards longer wavelengths of blue
sitivity is equivalent to that of keratin.
iridescent plumage color accompanying swelling of the
keratin induced by an increase in ambient humidity.
.. LIGHT AGING STUDIES IN CONSERVATION
In the field of conservation the fading of feather-
work has been the subject of few studies. A study
investigating parakeet feathers was carried out by
Horie () with a second study conducted by

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

FIG. . Reflectance spectra of a given location on peacock feather showing the color measurement variability induced by color
measurement geometry (as illustrated in fig. ): (a) when the observation angle θ varies, and (b) when the rotation angle ω varies.

Solajic et al. (). Horie’s long-term study included increased fading. An extensive study of color and
window fading of budgerigar (Melopsittaus undalatus) color change in natural history collections was recently
feathers with and without UV radiation. He concluded carried out by Pohland (). He measured color
that the fading behavior and the sensitivity towards differences of various hummingbird, parrot, and
UV energy varied with the feather color. Solajic in col- bowerbird species’ feathers held under different
laboration with Pretzel () investigated the effect of storage conditions: specimens held in public exhibition
UV-filtered light on Amazonian featherwork, including exposed to light on a daily basis and specimens from
Blue and Yellow Macaw, Scarlet Macaw, and Toucan. scientific collections kept in the dark. He also studied
They found that feathers were of medium sensitivity to the impact of environmental agents, including light
light between ISO BWS  and BWS . Pearlstein and exposure, on UV reflectance and explored the
Keene () conducted a study comparing window possible correlation between UV absorption and fluor-
fading with accelerated light aging of the carotenoid- escence and the impact of light exposure on these
colored shafts of Red-shafted Flickers (Colaptes phenomena.
auratus cafer). The authors found the feather shafts From this literature review two trends emerge. First,
to be of medium sensitivity, closest to ISO BWS , pigment-based color and structural color do not have
and that exposure to ultraviolet radiation caused the same light sensitivity, the former being more

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

sensitive. Second, the light sensitivity of pigmentary adapted, consolidated, and standardized by the conser-
color will depend on the nature, concentration, and vator in a conservation lab but it already appears to be
chemical environment of the pigment. However, a low-technology, user-friendly, efficient method to dis-
recent work provides evidence that the insensitivity of criminate between the different color-producing mech-
structural colors has been over-simplified (Surmacki anisms. Discriminating between the different color-
b). It was demonstrated that exposure to sunlight producing mechanisms will also help in selecting the
can damage keratin structure through photo-oxidation, location to monitor color on the feather surface in an
implying that all types of coloration can be affected. attempt to stabilize its condition. Indeed, stabilizing
the condition of an item is the goal of any preventive
conservation strategy and it is common to assess the
. CONCLUSION
condition of an item by monitoring its color. Monitor-
Preventive conservation approaches require both the ing color on feathers requires developing methods that
ability to identify the main risks for a given collection control and report all the geometrical parameters that
and the ability to ensure that the collection or item’s have been demonstrated to affect the measurement.
condition is stable in a given controlled environment. The authors were able to develop such a color-
Identifying the main risks for a given collection/item monitoring method, adapting tools and methods used
assumes the identification of the main deleterious in the ornithological field, as described earlier in this
agents and evaluating the sensitivity of the item in paper. While technical details and results of the color
response to each of them. The bibliographical review monitoring method are not described in this paper, a
concerning color changes of feathers produced in the publication describing the method is in preparation.
field of ornithology provides crucial information con- Based on this work, a preventive conservation strategy
cerning the different adverse agents with regard to may be developed for a feathered collection.
feathered collections. It also assists in ranking adverse More generally, distinguishing between the scatter-
agents relative to each specific color-producing mech- ing-based mechanism and the absorption-based mech-
anism. Therefore, for a given feather, a better under- anism may be useful in order to assess the risk of
standing of the different mechanisms involved in its appearance change of a material when exposed to a
coloration helps to better identify risk and to implement specific adverse agent. While feather provides a particu-
preventive conservation policies. For instance, pigmen- larly clear illustration of the respective contributions of
tary colors should be more sensitive to light exposure physical and chemical color mechanisms, both mechan-
than structural colors while pressure can put non- isms operate to varying degrees in the rendering of the
iridescent structural color at higher risk. appearance of any surface. The respective contribution
Identifying the feather and if possible its color chem- of the scattering-based and the absorption-based mech-
istry and structure is crucial, though only a small anisms create the appearance of color, gloss and trans-
portion of bird species have identified coloration parency of a given material and its specific sensitivity
systems. More specifically, with regard to light sensi- towards a given environmental agent.
tivity assessment, the basic rule of setting the overall
light sensitivity of the item as equal to the most sensitive
part of a surface can be applied, i.e. assessing the light
sensitivity of the most sensitive pigmentary color of REFERENCES
the surface is crucial to set an appropriate lighting
American Museum of Natural History, Division of
policy. As mentioned earlier, while it is fairly easy to Anthropology, Collections Database. http://research.
recognize an iridescent color by just tilting the feather amnh.org/anthropology/database/collections (accessed
or by moving the head while looking at it, it is almost //).
impossible to discriminate between a pigmentary Andersson, S. . Sexual selection. Princeton, New Jersey:
color and a non-iridescent structural color. However, Princeton University Press.
as shown in the paper, comparison of color appear- Andersson, S. . Morphology of UV reflectance in a
ances of a given feather under different conditions of whistling-thrush: implications for the study of structural
exam can be very helpful in discriminating between colour signalling in birds. Journal of Avian Biology :
the two. Combining observations made by examining –.
Andersson, S., and M. Prager. . Quantifying colors. In
the feather in ambient light at various angles of obser-
Bird coloration, vol. I, Mechanisms and measurements,
vation or when the surface is lit with a long-wave UV ed. G. E. Hill and K. J. McGraw. Cambridge MA:
source or lying on a light table seems particularly Harvard University Press. –.
useful. Ashley-Smith, J. . Risk assessment for object conserva-
The proposed method of combining the information tion. Oxford: Butterworth-Heinemann.
provided by visual examination conducted by changing Bancroft, W. D. . Preliminary experiments on feather
the illumination/observation conditions may have to be pigments. Journal of Physical Chemistry (): –.

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

Berg, M. L., and A. T. D. Bennet. . The evolution of Eliason, C. M., and M. D. Shawkey. . Rapid, reversible
plumage colouration in parrots: a review. Emu : –. response of iridescent feather color to ambient humidity.
Bibby, B. . The fine art of California Indian basketry. Optics Express (): –.
Sacramento: Crocker Art Museum. Figuerola, J., and J. C. Senar. . Seasonal changes in
Blanco, G., O. Frías, J. Garrido-Fernández, and D. Hornero- carotenoid- and melanin based plumage coloration in
Méndez. . Environmental-induced acquisition of the Great Tit Parus Major. Ibis : –.
nuptial plumage expression: a role of denaturation of Frank, H. A., V. Chynwat, R. Z. B. Desamero, R. Farhoosh,
feather carotenoproteins? Proceedings of the Royal J. Erickson, and J. Bautista. . On the photophysics
Society B: Biological Sciences : –. and photochemical properties of carotenoids and their
Bonser, R. H. C., and P. P. Purslow. . The Young’s role as light-harvesting pigments in photosynthesis. Pure
modulus of feather keratin. The Journal of and Applied Chemistry (): –.
Experimental Biology : –. Gill, Frank B. . Ornithology, rd ed. New York:
Brink, D. J., and N. G. van der Berg. . Structural colours W. H. Feeeman.
from the feathers of the bird Bostrychia hagedash. Journal Goldoni, A. . Porphyrins: fascinating molecules with bio-
of Physics D: Applied Physics : –. logical significance. ELETTRA Highlights -,
Britton, G. . Structure and properties of carotenoids in ed. M. Altarelli et al., Trieste, Italy: AREA Science Park.
relation to function. FASEB : –. –.
Brush, A. H. . Metabolism of carotenoid pigments in Greenewalt, C. H., W. Brandt, and D. D. Friel. . The iri-
birds. The Journal of the Federation of American descent colors of hummingbird feathers. Proceedings of
Societies for Experimental Biology : –. the American Philosophical Society : –.
Burke Museum of Natural History, Ethnology Collections Hausmann, F., K. E. Arnold, N. J. Marshall, and
Database. http://collections.burkemuseum.org/ethnology/ I. P. F. Owens. . Ultraviolet signals in birds are
(accessed //). special. Proceedings of the Royal Society B : –.
Burtt, E. H. . An analysis of physical, physiological, and Hill, G. E., S. M. Doucet, and R. Buchholz. . The effect of
optical aspects of avian coloration with emphasis on coccidial infection on iridescent plumage coloration in
wood-warblers. Ornithological Monographs . wild turkeys. Animal Behavior : –.
Washington, DC: The American Ornithologists’ Union. Horie, C. V. . Fading of feathers by light. ICOM
Burtt, E. H., and J. M. Ichida. . Gloger’s rule, feather- Committee for Conservation preprints. th Triennial
degrading bacteria, and color variation among song Meeting, Dresden, Germany, ed. K. Grimstad. Paris:
sparrows. Condor : –. ICOM. –.
Delhey, K., A. Peters, and B. Kempenaers. . Cosmetic Hoting, E., M. Zimmermann, and H. Höcker. .
coloration in birds: Occurrence, function, and evolution. Photochemical alterations in human hair, part II: analysis
American Naturalist : S–. of melanin. Journal of the Society of Cosmetic Chemists
Delhey, K., W. Fiedler, and A. Peters. . Seasonal changes : –.
in colour: a comparison of structural melanin- and Hudon, J. . Considerations in the conservation of feath-
carotenoid-based plumage colours. PLoS ONE : e. ers and hair, particularly their pigments. In Fur trade
Doucet, S. M., and G. E. Hill. . Do museum specimens legacy. The preservation of organic materials, ed.
accurately represent wild birds? A case study of caroten- M. Brunn and J. A. Burns. Ottawa, Ontario: Canadian
oid, melanin, and structural colours in long-tailed mana- Association for Conservation of Cultural Property.
kins Chiroxiphia linearis. Journal of Avian Biology : –.
–. Jacknis, I. . California. In Objects of myth and memory:
Doucet, S. M., M. D. Shawkey, G. E. Hill, and American Indian art at the Brooklyn Museum, ed.
R. Montgomerie. . Iridescent plumage in satin D. Fane, I. Jacknis, and L. M. Breen. New York: The
bowerbirds: structure, mechanisms and nanostructural Brooklyn Museum. –.
predictors of individual variation in colour. Journal of Johnson, N. K., and R. E. Jones. . The green jay turns
Experimental Biology : –. blue in Peru: interrelated aspects of the annual cycle in
Driesen, H. H. . Untersuchungen über die Einwanderung the Arid Tropical Zone. Wilson Bull. : –.
diffuser Pigmente in die Federanlage, insbesondere beim Keyser, A. J., and G. E. Hill. . Condition-dependent vari-
Wellensittich (Melopsittacus undulatus [Shaw]). Cell ation in the blue ultraviolet coloration of a structurally
and Tissue Research : –. based plumage ornament. Proceedings of the Royal
Durrer, H. . The skin of birds: colouration. Biology of Society B : –.
the Integument : –. Kochevar, I. E. . UV-induced protein alterations and
Dyck, J. . Determination of plumage colours, feather lipid oxidation in erythrocyte membranes.
pigments and structures by means of reflection spectro- Photochemistry and Photobiology : –.
photometry. Ornithologisk Forenings Tiddsskrift : Krinsky, N. I. . Antioxidant functions of carotenoids.
–. Free Radical Biology and Medicine : –.
Dyck, J. . Structure and colour-production of the Blue Krukenberg, C. F. W. . Die Federfarbstoffe der
Barbs of Agapornis roseicollis and Cotinga maynana. Psittaciden. Vergleichende physiologische Studien : –
Zeitschrift für Zellforschung : –. .

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

Land, M. F. . The physics and biology of animal reflec- Miki, W. . Biological functions and activities of
tors. Progress in Biophysics and Molecular Biology : animal carotenoids. Pure & Applied Chemistry :
–. –.
Lee, W. S. . Photoaggravation of hair ageing. Morelli, R., R. Loscalzo, R. Stradi, A. Bertelli, and M. Falchi.
International Journal of Trichology : –. . Evaluation of the antioxidant activity of new
Lennox, F. G., and R. J. Rowlands. . Photochemical carotenoid-like compounds by electron paramagnetic
degradation of keratin. Photochemistry and resonance. Drugs Under Experimental and Clinical
Photobiology : –. Research : –.
Lucas, A. M., and P. R. Stettenheim. . Avian anatomy. National Museum of the American Indian, Collections
Integument. agriculture handbook . Washington, Search. http://www.nmai.si.edu/searchcollections (accessed
DC: U.S. Department of Agriculture. //).
Maia, R., J. V. O. Caetano, S. N. Báo, and R. H. Macedo. Noh, H., S. F. Liew, V. Saranathan, S. G. J. Mochrie, R. O.
. Iridescent structural colour production in male Prum, E. R. Dufresne, and H. Cao. . How nonirides-
blue-black grassquit feather barbules: the role of keratin cent colors are generated by quasi-ordered structures of
and melanin. Journal of the Royal Society Interface : bird feathers. Advanced Materials : –.
S–. Ornborg, J., S. Andersson, S. C. Griffith, and B. C. Sheldon.
Maia, R., L. D'Alba, and M. D. Shawkey. . What makes . Seasonal changes in an ultraviolet structural
a feather shine? A nanostructural basis for glossy black colour signal in blue tits, Parus caeruleus. Biological
colours in feathers. Proceedings of the Royal Society B Journal of Linnean Society : –.
: –. Osorio, D., and A. D. Ham. . Spectral reflectance and
Masello, J. F., T. Lubjuhn, and P. Quillfeldt. . Is the directional properties of structural coloration in bird
structural and psittacofulvin-based coloration of wild plumage. Journal of Experimental Biology : –.
burrowing parrots Cyanoliseus patagonus condition Peabody Essex Museum, Collection, Korean Art. http://www.
dependent? Journal of Avian Biology : –. pem.org/collections/-korean_art (accessed //).
McGraw, K. a. Mechanisms of carotenoid-based color- Pearlstein, E. . Displaying feather work, what history
ation. In Bird coloration, vol. I, mechanisms and measure- tells us. In El vuelo de las imágenes, ed. D. Fane,
ments, ed. G. E. Hill and K. J. McGraw. Cambridge, MA: A. Russo, and G. Wolf. Mexico: Museo Nacional de Arte.
Harvard University Press. –. Pearlstein, E., and L. Keene. . Evaluating color and
McGraw, K. b. Mechanisms of melanin-based color- fading of Red-Shafted Flicker (Colaptes auratus cafer)
ation. In Bird coloration, vol. I, mechanisms and measure- feathers: Technical and cultural considerations. Studies
ments, ed. G. E. Hill and K. J. McGraw. Cambridge MA: in Conservation : –.
Harvard University Press. –. Pohland, G. . Spectral data of avian plumage. PhD. diss.,
McGraw, K. c. Mechanics of uncommon colors: Pterins, Rheinische riedrich-Wilhelms-Universität Bonn.
porphyrins, and psittacofulvins. In Bird coloration, vol. I, Pretzel, B. . Macaw feathers: light sensitivity and fading
Mechanisms and measurements, ed. G. E. Hill and K. rates. Science Section Report N ▪ //BCP. London:
J. McGraw. Cambridge, MA: Harvard University Press. V&A Museum. –.
–. Prum, R. O. . The anatomy and physics of avian struc-
McGraw, K. J., and G. H. Hill. . Plumage color as a tural colors. In Proceedings of the nd International
dynamic trait: Carotenoid pigmentation of male house Ornithological Congress, ed. N. J. Adams and
finches (Carpodacus mexicanus) fades during the breed- R. H. Slotow. Durban South Africa: BirdLife South
ing season. Canadian Journal of Zoology : –. Africa. –.
McGraw, K., and M. Nogare. . Distribution of unique Prum, R. O. . Anatomy, physics and evolution of avian
red feather pigments in parrots. Biology Letters : –. structural colors. In Bird coloration, vol. I, mechanisms
McGraw, K. J., M. B. Toomey, P. M. Nolan, N. I. Morhouse, and measurements, ed. G. E. Hill and K. J. McGraw.
M. Massaro, and P. Jouventin. . A description of Cambridge MA: Harvard University Press. –.
unique fluorescent yellow pigments in penguin feathers. Prum, R. O., and R. H. Torres. . A Fourier tool for the
Pigment Cell Research : –. analysis of coherent light scattering by bio-optical nanostruc-
Meadows, M., N. Morehouse, R. Rutowski, J. Douglas, and tures. Integrative and Comparative Biology : –.
K. McGraw. . Quantifying iridescent coloration in Prum, R. O, and W. Scott. . Theory of the growth and
animals: A method for improving repeatability. evolution of feather shape. Journal of Experimental
Behavioral Ecology and Sociobiology : –. Zoology : –.
Michalski, S. . Damage to museum objects by visible Riedler, R. . Ein Monster aus Gold und Feder.
radiation (light) and ultraviolet radiation (UV). Materialtechnische Untersuchungen und konservator-
Lighting: A conference on lighting in museums, galleries, ische/restauratorische Maßnahmen am aztekischen
and historical houses. London: Museums Association, Federschild in Wien, Technologische Studien : –.
UKIC, and Group of Designers and Interpreters in Riedler, R., E. Pearlstein, C. Pesme, J. Druzik, and
Museums. – M. Gleeson. . Das Museum, die Vogelfeder und
Michalski, S. . Light, ultraviolet and infrared. www. der Streit ums Licht. Aktuelle Entwicklungen in der
cci-icc.gc.ca/crc/articles/mcpm/chap-eng.aspx (accessed Farbmessung und künstlichen Lichtalterung von
//). Federfarben. Restauro : –.

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

Riesz, J. . The spectroscopic properties of melanin. PhD. biophotonic nanostructure. Journal of the Royal Society
diss., University of Queensland. Interface : S–.
Salzman Chase, E., and B. McCarthy . Rhapsody in blue: Siefferman, L., and G. E. Hill. . Structural and melanin
Kingfisher feather cloisonné in the Arthur M. Sackler coloration indicate parental efforts and reproductive
Gallery. AIC Textile Specialty Group Postprints. success in eastern bluebirds. Behavioral Ecology :
American Institute for Conservation th Annual –.
Meeting, Miami, Florida. : –. Smith, G. J. . New Trends in Photobiology:
Santos, S. I. C. O. . Seeing the invisible. PhD. diss., Photodegradation of keratin and other structural pro-
University of Utrecht. teins. Journal of Photochemistry and Photobiology B:
Santos, S., and J. Lumeij. . Comparison of multiple-angle Biology : –.
spectrometry of plumage versus individual feathers for the Smithsonian Institution, Alaska Native Collections, Sharing
assessment of sexual dichromatism in the long-tailed Knowledge. http://alaska.si.edu/ (accessed //).
finch. Journal of Ornithology : –. Solajic, M. R., B. Pretzel, M. Cooper, J. H. Townsend,
Santos, S., L. De Neve, J. Lumeij, and M. Förschler. . T. Seddon, J. Ruppel, J. Ostapkowitz, and T. Parher.
Strong effects of various incidence and observation . A collaborative examination of the colourfastness
angles on spectrometric assessment of plumage colour- of Amazonian featherwork: assessing the effects of
ation in birds. Behavioral Ecology and Sociobiology : exposure to light and laser radiation. Preprints of the
–. rd Triennial Meeting, Rio de Janeiro, –
Sharma, A. . Effect of ambient humidity on UV/visible September , ed. Roy Vontobel. ICOM Committee
photodegradation of melanin thin films. Photochemistry for Conservation. London: James and James, –.
and Photobiology : –. Stradi, R., E. Pini, and G. Celentano. . The chemical
Shawkey, M. D., and G. E. Hill. . Carotenoids need structure of the pigment in Ara Macao. Comparative
structural colours to shine. Biology Letters : –. Biochemistry and Physiology B : –.
Shawkey, M. D., and G. E. Hill. . Significance of a basal Surmacki, A. a. Natural soiling has a small effect on
melanin layer to production of non-iridescent structural structurally-based plumage coloration. Animal Biology
plumage colour: evidence from an amelanotic Steller’s : –.
Jay (Cyanocitta stelleri). Journal of Experimental Surmacki, A. b. Effects of sunlight exposure on caroten-
Biology : –. oid based and structural coloration of the blue-tailed bee
Shawkey, M. D., M. E. Hauber, L. K. Estep, and G. E. Hill. eater. The Condor : –.
. Evolutionary transitions and mechanisms of Test, F. H. . Effects of natural abrasion and oxidation on
matte and iridescent plumage coloration in grackles and the coloration of flickers. The Condor : –.
allies (Icteridae). Journal of the Royal Society Interface The Metropolitan Museum of Art, Heilbrunn Timeline of Art
: –. History, Works of Art. http://www.metmuseum.org/toah/
Shawkey, M. D., S. R. Pillai, G. E. Hill, L. M. Siefferman, and works-of-art/ (accessed //).
S. R. Roberts. . Bacteria as an agent for change in Veronelli, M., G. Zerbi, and R. Stradi. . In situ resonance
structural plumage color: correlational and experimental Raman spectra of carotenoids in bird’s feathers. Journal
evidence. The American Naturalist  (supplement): of Raman Spectroscopy : –.
S–. Völker, O. . Über die Struktur der bei Vögeln vorkom-
Shawkey, M. D., V. Saranathan, H. Palsdottir, J. Crum, M. menden Porphyrine. Zeitschrift für Naturforschung
H. Ellisman, M. Auer, and R. O. Prum. . Electron b: –.
tomography, three-dimensional Fourier analysis and Ward, J. M., J. D. Blount, G. D. Ruxton, and D. C. Houston.
colour prediction of a three-dimensional amorphous . The adaptive significance of dark plumage for birds
in desert environments. Ardea : –.

AUTHOR BIOGRAPHIES
RENÉE RIEDLER received an MA in Philology and Art History from the University of Vienna and an MA from the Academy of Fine
Arts in Conservation and Restoration. As postgraduate intern and consultant she was researching full time for the collaborative
feather research project between UCLA and the Getty Conservation Institute. She is currently living and working in Vienna,
Austria. Address: Czerningasse //, A- Vienna, Austria. Email: renee.riedler@hotmail.com

CHRISTEL PESME received a BA in Biochemistry from the University of Paris -Pierre et Marie Curie, an MA in Art History and an
MA in paper conservation, both from the University of Paris -Pantheon Sorbonne (France). She has been working with Jim
Druzik as an assistant scientist at the Getty Conservation Institute, Los Angeles, carrying out light sensitivity for the Getty
Research Institute, and the J. Paul Getty Museum. She is now working in Basel (Switzerland) as a private conservator and
part time on writing her PhD in Art History. Address: Utengasse ,  Basel, Switzerland. Email: Christel.pesme@gmail.com

JAMES DRUZIK is a Senior Scientist at the Getty Conservation Institute, where he has worked since . His research interests have
been highly varied over the years and have included image processing (Caltech/JPL), the origin and fate of oxidant air pollutants

Journal of the American Institute for Conservation , Vol.  No. , –
 RENÉE RIEDLER ET AL.

and particulates in museum environments and their control technologies in conjunction with Glen Cass (Caltech). His group now
routinely carries out assessment of light sensitivity for the Getty Research Institute, and the J. Paul Getty Museum and carries out
research on solid-state lighting. He has previously worked at the Los Angeles County Museum of Art and the Norton Simon
Museum in Pasadena, California. Druzik holds a BS in Chemistry. Address: Getty Conservation Institute,  Getty Center
Drive, Suite , Los Angeles, CA . Email: JDruzik@getty.edu

MOLLY GLEESON received a BA in Art Conservation from the University of Delaware and an MA from the UCLA/Getty Master’s
Program in the Conservation of Archaeological and Ethnographic Materials. She is currently working in San Diego, California,
devoting part of her time to assist on this collaborative feather research project between UCLA and the Getty Conservation Insti-
tute. Address:  Campus Ave., San Diego, CA . Email: mcgleeson@yahoo.com

ELLEN PEARLSTEIN is an associate professor at the University of California, Los Angeles. Her research interests include American
Indian tribal museums and how museum staff defines cultural preservation; effects of environmental agents on ethnographic and
natural history materials; introducing context into cultural materials’ conservation education; and curriculum development. She
is co-director of the UCLA and Getty Conservation Institute feather research project. Address: Information Studies and
UCLA/Getty Master’s Program in Archaeological and Ethnographic Conservation, A Fowler, Los Angeles, CA .
Email: epearl@ucla.edu

Résumé–Souvent dans le cadre d’une stratégie préventive pour les collections de plumes dans les musées, les normes
d’éclairage ne considèrent pas les différents systèmes de colorants présents dans les plumes. La recherche ornitho-
logique sur la coloration du plumage, tout en ciblant la compréhension de la signalisation dans le comportement des
oiseaux, fournit des informations importantes sur les différents systèmes de colorants et leur réaction à l’exposition
à la lumière. Parce que la photosensibilité varie selon les colorants, il est important pour les restaurateurs de pouvoir
identifier les colorants dans une première étape lors de la conception d’une stratégie préventive pour les plumes. Des
méthodes d’évaluation visuelle sont décrites comme moyen pour aider les restaurateurs à distinguer les mécanismes
des colorants. Les méthodes pour mesurer les couleurs, particulièrement pour traquer les changements de couleur,
doivent être capables de mesurer de manière reproductible la couleur des plumes malgré leurs géométries complexes.
Les auteurs font référence à différentes méthodes qui permettent une certaine reproductibilité en tenant compte des
variations dans les angles de mesure et dans la position des plumes. Les études passées en revue indiquent que les
couleurs à base de pigments et les couleurs structurelles n’ont pas la même sensibilité à la lumière, les couleurs à base
de pigment étant plus sensibles. Cette sensibilité à la lumière dépend de la nature, de la concentration et de l’envir-
onnement chimique du pigment. Des travaux récents fournissent des preuves que l’insensibilité des couleurs struc-
turelles a été trop simplifiée et indiquent que les effets photochimiques au-delà de la perte des couleurs doivent
nécessairement devenir le sujet d’études plus approfondies.

Resumen—Las políticas de iluminación que son parte de la estrategia preventiva en las colecciones de plumas en los
museos, con frecuencia no tienen en cuenta los diferentes sistemas colorantes que se encuentran en las plumas. Las
investigaciones ornitológicas sobre la coloración de plumas, al mismo tiempo que se enfocan en entender las señales
del comportamiento de las aves, también nos ofrecen información valiosa a cerca de los diferentes sistemas color-
antes y su respuesta a la exposición a la luz. Ya que la sensibilidad a la luz varía en los diferentes colorantes, es
importante para los conservadores poder identificar los colorantes como un primer paso al diseñar una estrategia
preventiva para las plumas. Se describen métodos para hacer un diagnostico visual que ayude a los conservadores a
diferenciar los mecanismos de coloración. Los métodos de medición de color, especialmente los que se utilizan para
monitorear los cambios de color, deben ser capaces de medir los colores de las plumas en forma reproducible
aunque estas tienen geometrías complejas. Los métodos de medición son referenciados de manera que permiten
ser reproducidos al tener en cuenta las variaciones en ángulos de medida y posición de las plumas. Por medio de
estudios se descubrió que los colores de los pigmentos y los colores estructurales no tienen la misma sensibilidad
a la luz, siendo el color de los pigmentos mas sensible. Esta sensibilidad a la luz depende de la naturaleza, la con-
centración y el entorno químico del pigmento. Los estudios mas recientes ofrecen evidencia de que la insensibilidad
de los colores estructurales ha sido excesivamente simplificada, y que es necesario e importante realizar estudios mas
avanzados sobre los efectos fotoquímicos mas allá de la decoloración por ser esta una dirección necesaria e
importante.

Resumo—Políticas de iluminação como parte de uma estratégia preventiva para coleções de plumagens em museus
normalmente não consideram os diferentes sistemas de corantes encontrados nas penas. Pesquisa ornitológica sobre
coloração de plumagem, ao objetivar uma compreensão da sinalização no comportamento de pássaros, fornece
informação valiosa sobre os diferentes sistemas de corantes e sua resposta à exposição à luz. Devido à variação

Journal of the American Institute for Conservation , Vol.  No. , –
COLOR-PRODUCING MECHANISMS IN FEATHERS AND THEIR INFLUENCE ON PREVENTIVE CONSERVATION STRATEGIES 

de fotossensibilidade para diferentes corantes, é importante que os conservadores sejam capazes de identificar cor-
antes como um primeiro passo na concepção da estratégia preventiva para penas. Métodos de avaliação visual são
descritos como um meio para ajudar conservadores a distinguirem os mecanismos de corantes. Métodos de medição
de cor, especialmente os usados para monitorar as mudanças de cor, devem ser capazes de reproduzir medidas das
cores das penas apesar das suas complexidades geométricas. Métodos de medição são referenciados de maneira que
permitam a reprodutibilidade pela contagem das variações nas medidas de ângulos e posição das penas. Os estudos
revisados indicam que as cores à base de pigmentos e cores estruturais não tem a mesma sensibilidade à luz, com a
cor do pigmento sendo mais sensível. Essa sensibilidade à luz dependerá da natureza, concentração e ambiente
químico do pigmento. Trabalhos recentes evidenciam que a insensibilidade das cores estruturais tem sido excessi-
vamente simplificada e os efeitos fotomecânicos além do esmaecimento são caminhos importantes para estudo
posterior.

Journal of the American Institute for Conservation , Vol.  No. , –

View publication stats

You might also like