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BioControl (2022) 67:213–224

https://doi.org/10.1007/s10526-021-10126-2 (0123456789().,-volV)
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What would be representative temperatures for shelf-life


studies with biopesticides in tropical countries? Estimates
through long-term storage of biocontrol fungi
and calculation of mean kinetic temperatures
Marcos Faria . Luı́s Alberto Martins Palhares . Daniela Aguiar Souza .
Rogerio Biaggioni Lopes

Received: 3 August 2021 / Accepted: 8 December 2021 / Published online: 29 January 2022
 The Author(s), under exclusive licence to International Organization for Biological Control (IOBC) 2021

Abstract In many tropical countries, studies to (B 0.5 C) to the values calculated for the year
determine the shelf-life of biopesticides for commer- 2013. However, in certain periods, MKTs in the South
cialization and storage without refrigeration have been and Southeast deposits were near 25 C, whereas
conducted under mild (B 25 C) temperature regimes. variations in other regions were minimal (B 0.6 C).
Are these temperatures representative of non-refrig- The less precise estimate of representative tempera-
erated rural deposits? To answer this question, we set tures in rural deposits, based on germination counts of
up trials in five Brazilian geographical regions. B. bassiana and T. harzianum, were in the 23.8–35.4
Representative temperatures were estimated using and 24.0–27.5 C ranges, respectively, depending on
two distinct approaches: (1) calculation of the mean the geographical region. Our results indicate that
kinetic temperature (MKT) inside packages stored in guidelines that propose 30 C to be adopted for
rural deposits for up to 19 months, and (2) comparison stability tests for pharmaceutical and food products
of germination counts of fungi (Beauveria bassiana in tropical countries must also be applied to biopes-
and Trichoderma spp.) kept under these conditions ticides intended for country-wide commercialization
with those of conidia kept at constant temperatures. and storage under non-refrigerated conditions in
MKTs calculated for deposits located in the Northern, Brazil.
Northeastern, Central-Western, Southeastern, and
Southern regions were 28.0, 26.7, 23.6, 22.2, and Keywords Mycopesticides  Beauveria bassiana 
21.7 C, respectively. For all regions, MKTs calcu- Trichoderma asperellum  Trichoderma harzianum 
lated for the long-term trials were very close Active packaging  Shelf-life

Handling Editor: Nicolai Meyling.


Introduction
Supplementary Information The online version contains
supplementary material available at https://doi.org/10.1007/
s10526-021-10126-2.
Numerous biological products based on living
microbes are marketed worldwide for control of pests,
M. Faria (&)  L. A. M. Palhares  including insects, mites, ticks, plant pathogens, and
D. A. Souza  R. B. Lopes weeds (Chandler et al. 2000; Menaria 2007; Harman
Embrapa Genetic Resources and Biotechnology, PqEB
W5 North Avenue, Federal District, Brasilia 70770-917,
2011; Lacey et al. 2015). Over recent years, these
Brazil biopesticides, including fungus-based products, have
e-mail: marcos.faria@embrapa.br

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214 M. Faria et al.

experienced two-digit annual growth rates (Glare et al. distribution on the chemical reaction kinetics (Huynh-
2012; Shoram 2020). For the adoption of mycopesti- Ba and Zahn 2009).
cides and other biopesticides to continue at an In Brazil, shelf-life studies with microbial pesti-
increased rate, many obstacles need to be overcome, cides have not been conducted under these conditions,
such as factors related to mass production, release but under milder ones. For fungus-based biopesticides,
strategies aimed at better control, and longer environ- also known as mycopesticides, the highest tempera-
mental persistence (Lacey et al. 2015; Glare et al. ture adopted in such studies has been 27 C, although
2017; Grzywacz 2017). Another relevant factor, for most commercial mycopesticides it is usually
especially under tropical conditions, is a satisfactory determined at B 25 C, while in other cases the
shelf life, which allows the concentration of active subjective and undesirable expression ‘‘room temper-
propagules to be kept within acceptable limits during ature’’ is used on package inserts or labels (Agrofit
storage (Jones and Burges 1998; Grzywacz 2017). The 2021). This is worrisome, since incorrect conclusions
stability of mycopesticides is highly influenced by the could be drawn, such as the validity period of
range of temperatures during transportation and stor- biopesticides advertised by manufactures. Changes
age before their use by farmers. It is not unusual that in storage temperature may result in different shelf
the storage of this sort of product under tropical lives, as shown by Faria et al. (2012). In their study, the
conditions results in loss of quality in a matter of time for the initial germination (93–96%) of actively
weeks or even days, with a high proportion of killed or packaged Beauveria bassiana conidia to fall to the
debilitated fungal cells (Sandhu et al. 1993; Marques level of 80% was approx. 100 and [ 480 d when
and Alves 1996; Silva 2006; Kassa 2003). subjected to storage at 40 and 25 C, respectively.
The international conference on harmonization These temperatures can be reached in the summer of
(ICH) proposed the establishment of different climatic some temperate regions and, even more frequently, in
zones and the conditions to be employed in long-term tropical countries.
stability tests. Stability testing was initially proposed We believe that, if regulators and biopesticide
for pharmaceutical products to ensure that their full manufacturers become aware of representative storage
efficacy would be retained up to the end of their temperatures in rural deposits, more realistic shelf-life
expiration date (Grimm 1993). Regions of the globe experiments would be conducted during biopesticide
like the USA, Europe, and Japan were designated as development. Equally important, farmers would have
climatic zone II, where the tests of thermal stability more accurate information about the stability of these
with drugs should be conducted at 25 C and 60% RH products during storage and, consequently, it could
parameters that were later adopted for tests with lead to greater field efficacy in the control of pests.
foodstuffs. Hot and humid countries were classified as Therefore, the main objective of the present study was
climatic zone IVb, and tests there should be conducted to estimate representative temperature(s) in rural
at 30 ± 2 C, and when packaging material are deposits located in different geographic regions of
permeable to water vapor the RH must be 75 ± 5% Brazil, using two different approaches.
(WHO 2004). In 2005, the Brazilian National Health
Surveillance Agency (ANVISA 2005) established the
same condition for pharmaceutical products recom- Material and methods
mended to be stored in the 15–30 C range. The
temperature of 30 ± 2 C is the calculated mean Preliminary trial: short-term storage on a rural
kinetic temperature (MKT) for hot countries, which deposit in the Central-Western region
can be understood as a single calculated temperature at
which the total amount of degradation over a particular A three-month trial, from 08/30/2011 to 11/28/2011,
period is equal to the sum of the individual degrada- was conducted in a pesticide deposit in the Central-
tions that would occur at various cycles of higher and Western region (from now on, referred to as CW
lower temperatures (Grimm 1993; Bott and Oliveira deposit), located at the Embrapa Cerrados experimen-
2007) or, put in another way, the temperature corre- tal station, in Planaltina, Federal District. This location
sponding to the effects of a given temperature–time was chosen due to its proximity (\ 30 km) to the
Invertebrate Mycology Laboratory at Embrapa

123
What would be representative temperatures for shelf-life studies with biopesticides in tropical… 215

Genetic Resources and Biotechnology (Brası́lia, Fed- internal content was insensitive to the RH of the
eral District), as well as the availability of a weather surrounding external space, aw levels of the mycopes-
station close to the deposit. The test helped to ticide were monitored. At the end of the storage
determine the relationship between the ambient tem- period, the packages were taken to the laboratory to
perature inside the deposit and the temperature determine aw and conidial germination as already
readings inside airtight packages, as well as estimate explained.
the representative temperature (RT) in this deposit
during the trial. To each 1 l aluminized package Half-lives for mycopesticides at controlled
(Lamipack Embalagens e Laminados Plásticos Ltda., temperatures
Brazil), one RP-20A O2/H2O-absorbing sachet (Mit-
subishi Gas Chemical Company Inc., Japan) and 10 g This test had a dual purpose—to estimate the time
of Trichoderma asperellum URM 5911, formulated as required for initial germination of stored conidia to
a water dispersible granule formulation (Quality WG, drop 50% (half-life) in the laboratory under different
Laboratório de BioControle Farroupilha Ltda, Patos controlled temperatures and to indicate completion
de Minas, MG Brazil) were added, in addition to time for the long-term tests in pesticide deposits (see
dataloggers in some packages to monitor the temper- Long-term storage in rural deposits in different
ature and RH every 30–60 min. Previously calibrated geographic regions). The same active packaging
dataloggers, models U10-003, U12-012, and U14-001 technique previously described was used, but this
(Hobo, Onset Computer Corp., Bourne, MA, USA), time pure conidia (1.6 g per package) of either
were used, the former being adopted only in experi- Beauveria bassiana PL63 (active ingredient of the
ments in which the RH of the environment or inside product Boveril WP, Koppert Biological Systems,
packages was measured. Due to the slower loss of Piracicaba, SP Brazil) or Trichoderma harzianum
conidial germination after packaging with O2/H2O- ESALQ 1306 (active ingredient of the product
absorbing sachets, and the consequent risk of exces- Trichodermil, from the same company), were used.
sive prolongation of the experimental period, a After a 12–13 day equilibrium period at 25 C, four
product batch with low conidial germination (38.3%) packages were used to determine conidial germination
was used. Then, packages were kept for eight days and aw. The remaining packages were transferred to
inside an incubator set at 25 C to guarantee reduction incubators set at 26, 29, 32, 35, or 38 C. Between 16
of the internal levels of O2 and UR (equilibrium and 20 foil pouches were randomly incubated in each
period). After the equilibrium period, four packages temperature. Germination rates were assessed on
were destructively sampled to determine the water different dates over a storage period of 24 and
activity (aw) and conidial germination. Determina- 30 months for T. harzianum and B. bassiana, respec-
tions of aw in this study were performed using a water tively. In each assessment, between three and four foil
activity meter (LabMaster-aw, Novasina, Pfäffikon, pouches per treatment were destructively sampled.
Switzerland) calibrated at 25 C. Germination was The initial conidial germination rates for T. harzianum
estimated by plating the conidial suspension with and B. bassiana were 43.9 and 83.0%, respectively.
approx. 1 9 106 con/ml-1 in 1/5 potato dextrose agar The choice for a T. harzianum batch with low quality
(PDA) medium followed by incubation at 25 C for was to ensure that at the end of the study there would
16 h. The germination assessment methodology fol- be significant loss of germination, since the active
lowed guidelines recommended by Lopes et al. packaging of high-quality conidia could substantially
(2013). The remaining pouches (four per treatment) extend the duration of this test. In addition to half-life,
were transferred to the CW pesticide deposit or the parameter known as shelf-life, here considered as
incubators regulated to constant temperatures (25, the time for the initial concentration of active ingre-
30, 35, or 40 C). For transportation from our lab to dients to fall by 20% at a given temperature, was
the CW deposit, the packages were kept in a styrofoam calculated whenever possible. Ambient RH was not
box. Both in the deposit and in each incubator, considered for calculation of either half-lives or shelf-
dataloggers were placed close to packages to record lives, because hermetic pouches were always used.
the environmental temperature. Although hermetic
packaging was adopted in our study and, therefore, the

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216 M. Faria et al.

Long-term storage in rural deposits in different deposits in the N, NE, CW, SE, and S regions were
geographic regions 11/28/2012 to 6/7/2014, 12/4/2012 to 6/5/2014, 11/26/
2012 to 06/11/2014, 12/05/2012 to 6/3/2014, and
The experiments that aimed to determine representa- 11/30/2012 to 6/5/2014, respectively. At the end of the
tive temperatures (RTs) in pesticide deposits located storage periods, the packages were removed from the
in the five geographic regions of Brazil were carried deposits and sent back to the Invertebrate Mycology
out for almost 19 months. The packages with Laboratory taking the same precautions as before,
mycopesticides were prepared on the same day and where they arrived 0–6 days later. The packages were
in exactly the same way as described in Half-lives for kept in a refrigerator (4–5 C) for up to 11 days, and
mycopesticides at controlled temperatures. Experi- then they were all processed at the same time. The
ments described in this section and in the previous one germination percentages were determined by plating
were set up with the same conidial batches and on the the conidial suspension of T. harzianum and B.
same days and, therefore, the initial conidia germina- bassiana on 1/5 PDA for 16 h or PDA for 22 h,
tion rates for T. harzianum and B. bassiana were also respectively.
43.9 and 83.0%, respectively. The equilibrium period
at 25 C was 12 (B. bassiana) or 13 days (T. Calculation of mean kinetic temperatures (MKTs)
harzianum) and, at the end of this, all packages were in rural deposits
placed in styrofoam boxes and delivered personally
(CW deposit) or sent via courier to the other Temperatures in rural deposits were recorded every
geographic regions on Nov 26, 2012. With the hour with dataloggers kept inside some biopesticide
exception of the CW deposit, in which the packages pouches, as explained in Long-term storage in rural
were stored on the same day, packages arrived deposits in different geographic regions. The follow-
between two (deposit in Northern region) and nine - ing equation was used to calculate the MKT in each
days after shipment (deposit in Southeastern region). deposit:
Packages were placed in deposits in the five geo- DH
graphic regions: Central-West (same as before), North Tk ¼   R 
(N deposit – Associação Rural de Pimenta Bueno; DH DH
þþeð RTn Þ
RT1 RT2 DH
þe
municipality of Pimenta Bueno, Rondonia state),  ln e n
Northeast (NE deposit—Nossa Senhora Aparecida
where, Tk = MKT in kelvin; DH = activation energy
Farm; municipality of Formosa do Rio Preto, Bahia
(83.14472 kJ/mole-1); R = gas constant
state), Southeast (SE deposit—ABC Foundation;
(0.008314472 kJ/mole-1/K-1); T1 to Tn are the tem-
municipality of Itaberá; Sao Paulo state), and South
peratures (in K) at different sample points and
(S deposit—Caracol Farm; municipality of Ponta
n = number of temperature sample points.
Grossa; Parana state). The geographical coordinates
and characteristics of the deposits are described in
Statistical analysis
Table 1. Between four and five packages of each
mycopesticide were kept in each deposit, always
Experiments were arranged in completely randomized
between 1.2 and 2.0 m above the floor. The same
designs and several analyses were performed using the
number of packages were kept in the laboratory in
the R program (R Development Core Team 2012).
incubators regulated at fixed temperatures (26, 29, 33,
Conidia germination data were fitted to a generalized
35, or 38 C). In each treatment with T. harzianum,
linear model (GLM) with binomial distribution and
one package contained a datalogger for recording,
logit link function (logistic regression) to estimate the
every hour, the temperature during the transport
representative temperatures and half-lives for conidia
(laboratory-deposit-laboratory) and the long-term
stored at controlled temperatures and rural deposits.
conditions in the deposits. As the preliminary test
Akaike information criterion (AIC), Bayesian infor-
showed that the temperatures inside the packages are
mation criterion (BIC) and likelihood ratio tests (LRT)
very close to those in the deposits (outside the
were used to choose the best model to fit proportional
packages), the ambient temperature was not moni-
data. Then, the data adequacy test (goodness-of-fit) to
tored, except in the CW deposit. The storage periods in

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What would be representative temperatures for shelf-life studies with biopesticides in tropical… 217

Table 1 Characteristics of rural deposits located in Brazil used for storage of mycopesticides under non-refrigerated conditions
Deposit Municipality Deposit characteristics
Geographic coordinates/ Aprox. area Wall Roof and ceiling types Ceiling
altitude (m) (m2) type heighta (m)

N Pimenta Bueno, 11380 21.3600 S 61110 47.0200 12 Masonry Clay roof/PVC lining n.i.b
Rondonia W/185 m
NE Formosa do Rio 10 340 4700 S 45 410 6.400 100 Masonry Zinc roof/no internal 4.0
Preto, Bahia W/81 m lining
CW Planaltina, Federal 15360 12.0900 S 47420 58.8200 40 Masonry Asbestos roof/no 2.8
District W/1.017 m internal lining
SE Itaberá, Sao Paulo 24040 2000 S 49090 1900 17 Masonry Asbestos roof/concrete 2.7
W/738 m slab
S Ponta Grossa, Parana 24570 39.4500 S 50130 53.2600 40 Masonry Zinc roof/no internal n.i.b
W/921 m lining
a
Heights refer to the lowest point of the ceiling
b
Ceiling height was not informed

each model was performed, and the pearson dispersion temperatures recorded inside packages kept in these
statistic was used to verify the presence of overdis- incubators were 24.90 ± 0.11, 30.30 ± 0.13,
persion in the models (Hilbe 2015). Additionally, 34.70 ± 0.20, and 39.90 ± 0.35 C, respectively.
deviance residuals, Anscombe residual plots and During the study period, the average daily temperature
residual envelope graphs (half normal plots) were recorded at the meteorological station near the CW
constructed to identify outliers and adjust the model. deposit was 21.8 C, ranging from 10.0 to 34.6 C.
Simultaneous confidence intervals at 95% were con- Inside the deposit the variation was narrower, with
structed and pairwise comparisons were done via odds average daily temperature of 23.9 C, ranging from
ratios. As in the previous experiment, the actual 18.5 (lowest temperature recorded was 17.6 C) to
controlled temperatures in incubators (and not those 27.9 C (highest temperature recorded was 32.3 C).
for which the incubators had been set to) were Inside packages, the average daily temperature was
considered in the analyses. 23.8 C, varying from 18.1 (lowest temperature
recorded was 16.6 C) to 27.9 C (the highest tem-
perature recorded was 32.5 C), i.e., values very close
Results to those registered inside the deposit. The daily
average RH recorded at the weather station was
Short-term storage in a rural deposit in the Central- 64.1%, varying from 10.0 to 98.0%. While inside the
western region deposit, the daily average RH was 58.2%, ranging
from 26.8 to 84.9%. As expected, the RH readings
The aw and germination of T. asperellum conidia after inside the hermetic packages with O2/H2O-absorbing
the 8-day equilibrium period were 0.054 ± 0.004 and sachets were considerably lower than those of the
38.300% ± 4.150, respectively. The three-month test surrounding air, reaching and maintaining 0.0% in less
carried out in incubators regulated to fixed tempera- than one week after packaging (data not shown).
tures and in the CW deposit with a variable temper- At the end of the three-month storage period, the aw
ature regime confirmed, as expected, that the determined for conidia kept in the CW deposit and
temperature of the air inside the packages is coincident incubators at 25, 30, 35, or 40 C were, respectively,
with that of the surrounding environment (data not 0.031 ± 0.000, 0.030 ± 0.001, 0.029 ± 0.000,
shown). The temperatures recorded by dataloggers 0.030 ± 0.000, and 0.029 ± 0.001. The germination
kept inside incubators set to 25, 30, 35, or 40 C were rates for conidia kept in the deposit and incubators
25.00 ± 0.18, 30.40 ± 0.11, 35.00 ± 0.22, and were influenced by the storage conditions according to
40.90 ± 0.11 C, respectively. In turn, the the best fit model (v2 = 127.1; df = 5; p \ 0.0001).

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218 M. Faria et al.

Conidial germinations were 30.00 ± 1.91, above all, from a failure in the incubator, which
33.60 ± 3.34, 27.90 ± 1.55, 24.00 ± 2.85, and operated in approx. 28.50 ± 1.78 C (ranging from
16.60 ± 2.27% in the CW deposit and incubators at 24.40 to 36.80 C) during 5.5% of the experimental
25, 30, 35, or 40 C, respectively. According to the period.
general linear model applied to our data, germination After the equilibrium period at 25 C (immediately
percentage for conidia kept in the deposit indicates a before transfer to fixed temperatures), B. bassiana
representative temperature of 27.5 [23.1–31.5] C conidia showed an average initial germination of
(Fig. 1). Throughout the experimental period, esti- 82.30 ± 4.30% at 22 h after plating on PDA, and aw
mate of half-life was only possible for conidia kept at of 0.066 ± 0.007. According to the best-fit logistic
constant 40 C. regression models, storage conditions inside incuba-
tors influenced the germination rates of B. bassiana
Half-lives for mycopesticides at controlled conidia. Pouches transferred to incubators operating at
temperatures different temperatures (26–35 C) had conidial ger-
mination evaluated at 371, 582, 744, and 899 days
The average temperatures recorded every hour by after storage. Evaluations for pouches stored at 38 C
dataloggers kept inside incubators set at 26, 29, 32, 35, were performed only at 371 and 582 days after
and 38 C were 26.00 ± 0.34, 29.10 ± 0.66, storage. In an evaluation carried out at 582 days that
32.90 ± 0.83, 34.30 ± 0.46, and 37.10 ± 2.40 C, included all the treatments, the germination of conidia
respectively. In turn, the average temperatures kept at 38 C was statistically lower than those of
recorded every hour by dataloggers inside packages conidia kept at 26, 29, and 32 C (v2 = 32.1; df = 4;
kept in incubators set at 26, 29, 32, 35, and 38 C were p \ 0.0001). In the evaluation conducted at 899 days
25.90 ± 0.30, 29.20 ± 0.32, 32.70 ± 0.34, (30 months), when there were no more pouches at
34.40 ± 0.37, and 37.10 ± 2.40 C, respectively. 38 C, the germination readings at fixed temperatures
The greatest variation, which were observed in the (26 to 35 C) did not differ (v2 = 4.5; df = 3;
readings recorded by dataloggers kept in the incubator p = 0.2087), ranging from 67.80 ± 6.91 to
set to 38 C, could be due to periodic opening of this 71.10 ± 3.50%, as shown in Supplementary
incubator during mild ambient temperatures and, Table S1. It was not possible to calculate the actual
half-life for B. bassiana conidia stored at each
50
temperature, although it was possible to estimate the
half-lives, which varied from 2368 days at 26 C to
Conidial germination (%)

0.054
40
0.030
1049 days at 38 C (Fig. 2). As expected, the shelf-
0.031
a 0.029
0.030
lives were quite shorter, being 1507 and 582 days at
30
26 8C and 38 8C, respectively.
b bc 0.029
20 bc Conidia of T. harzianum had an average germina-
c
tion of 43.90 ± 1.22% after 16 h of plating in 1/5
10 d
PDA and aw of 0.029 ± 0.001 immediately after the
0 period of equilibrium. According to the best fit
Pre- 25 °C CW 30 °C 35 °C 40 °C
storage
models, the germination rates for T. harzianum conidia
Treatments
kept in incubators were influenced by the storage
Fig. 1 Germination (means and 95% confidence intervals) of conditions. Contrary to what was observed for B.
Trichoderma asperellum conidia in a commercial water bassiana, we were able to calculate the actual half-
dispersible granule formulation (WG) stored in incubators set lives of stored conidia at all temperatures evaluated, as
at constant temperatures (25, 30, 35, or 40 C) or at a fluctuating
shown in Fig. 3. For temperatures in the 26–35 C
temperature regime in deposit located in the Central-Western
(CW) region (airtight pouches with O2/H2O-absorbing range, half-lives (22% of conidia germination) were in
sachets ? 10 g of conidia) for 90 days. Numbers on the top of the range of 350–700 days. For the highest storage
bars refer to the average water activity of the samples after the temperature (38 C), germination was 22.7%
equilibrium period. Bars with same letters are not significantly
(20.0–25.8) at 134 days and differed (v2 = 29.2;
different by pairwise odds ratio comparisons (P \ 0.05). The
horizontal stippled line corresponds to 50% of the initial df = 2; p \ 0.0001) from data calculated at 35 C
germination (27.2%) and 32 C (32.6%) (Supplementary

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What would be representative temperatures for shelf-life studies with biopesticides in tropical… 219

Fig. 3 Germination probabilities (means and 95% confidence


Fig. 2 Germination probabilities (means and 95% confidence intervals) for Trichoderma harzianum conidia in airtight
intervals) for Beauveria bassiana conidia in airtight pouches pouches with O2/H2O-absorbing sachets stored in incubators
with O2/H2O-absorbing sachets stored in incubators set to set to constant temperatures: a 26 C, b 29 C, c 32 C, d 35 C,
constant temperatures: a 26 C, b 29 C, c 32 C, d 35 C, and and e 38 C. Initial conidial viability (after equilibrium period)
e 38 C. Initial conidial viability (after equilibrium period) was was 44.6%. The curves are the best fit of the data to logistic
82.3%. The curves are the best fit of the data to logistic regression models, whereas the vertical dotted lines indicate the
regression models, whereas the vertical dotted lines indicate the half-life estimate for each temperature
half-life estimate for each temperature

minimum temperatures during storage are provided in


Table S2). Shelf-lives in the 26–35 C range varied
Table 2. In a few cases, temperature readings inside
from 87 to 131 days.
the packages did not cover the entire storage period,
mainly because the battery life of dataloggers was too
Long-term storage in rural deposits at different
short. For both B. bassiana and T. harzianum,
geographic regions
germination rates of conidia kept in rural deposits
and incubators were influenced by the storage condi-
The temperatures recorded during transport (labora-
tions according to the best fit models.
tory to deposits) and until storage of pouches in the
The germination of B. bassiana conidia kept in
deposits ranged from 22.10 ± 2.49 to
incubators and deposits for 19 months can be seen in
27.00 ± 2.83 C, depending on the region. The aver-
Fig. 4a, with significant differences among treatments
age daily temperatures as well as the maximum and

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220 M. Faria et al.

Table 2 Mean kinetic temperatures (MKTs) calculated for rural deposits located in different geographic regions of Brazil
Deposit Whole storage period Year 2013
b
Storage period Average, maximum and Calculated Storage Average, maximum and Calculated
(duration) minimum temperatures MKT (C) period minimum temperatures MKT (C)
(C) (C)

N 11/29/12 to 05/27/ 27.9, 36.7, 23.2 28.0 –c – –


2013 (6.0 months)
NE 12/05/2012 to 26.0, 37.4, 17.3 26.7 01/01/2013 26.0, 37.4, 17.3 26.8
05/15/2014 to 12/31/
(17.5 months) 2013
CW 11/27/2012 to 23.3, 31.7, 14.9 23.6 01/01/2013 23.3, 31.7, 14.9 23.7
06/11/2014 to 12/31/
(18.7 months) 2013
CWa 08/30/2011 to 23.8, 32.5, 16.6 24.2 –d – –
11/28/2011
(3.0 months)
SE 12/06/2012 to 21.7, 29.7, 10.0 22.2 01/01/2013 21.2, 29.7, 10.0 21.8
01/14/2014 to 12/31/
(13.5 months) 2013
S 12/01/2012 to 20.1, 35.9, - 0.1 21.7 01/01/2013 19.6, 35.9, - 0.1 21.2
12/18/2013 to 18/12/
(12.7 months) 2013
a
Same rural deposit as before, but this three-month long study was conducted before the long-term trials initiated at Nov/Dec 2012
b
For the long-term trials, biopesticide packages, some of them with dataloggers inside, were prepared on the same day and sent to
rural deposits in styrofoam boxes on Nov 26, 2012. With the exception of the CW deposit, in which the packages were stored on the
same day (and readings started in the following day), the arrival in the other deposits occurred between two (deposit in the Northern
region) and nine days after shipment (deposit in the Southeastern region)
c
The battery of the datalogger was not enough to record the temperature readings inside the biopesticide pouche after 05/27/2013
d
Study conducted before 2013

(v2 = 199.50; df = 10; p \ 0.0001). At 26 and 29 C, which were statistically higher than those of conidia
levels between 73.9 and 74.7% were recorded, which kept at higher temperatures. The germination levels of
were statistically higher than those of conidia stored at conidia kept at 32–35 C (between 16.6 and 17.5%)
35 and 38 C, which ranged from 63.9 to 64.9%. The were higher than for those kept at 38 C (only 9.6%).
germination rates for conidia maintained in the The estimated representative temperatures in the N,
deposits in the Southern, Southeastern, Central-west- NE, CW, SE, and S deposits, based on T. harzianum
ern, and Northeastern regions did not differ signifi- germination, were 26.4 [25.8–27.0], 27.1 [26.4–27.7],
cantly. The estimated representative temperatures in 24.0 [23.4–24.5], 25.1 [24.0–26.2], and 27.5
the N, NE, CW, SE, and S deposits, based on B. [26.9–28.2] C, respectively. Statistical parameters
bassiana germination, were 35.4 [30.8–40.0], 29.7 for all models used in our study are shown in the
[21.6–37.8], 24.4 [22.0–26.9], 25.0 [23.0–27.1], and Supplementary Table S3.
23.8 [22.7–24.9] C, respectively.
Germination readings for T. harzianum conidia Calculation of mean kinetic temperatures (MKTs)
kept in incubators and deposits for 19 months are in in rural deposits
Fig. 4b, and significant differences were detected
among treatments (v2 = 626.60; df = 10; For all rural deposits, differences of 5 C were
p \ 0.0001). At 26 and 29 C, germination levels recorded. Therefore, the mean kinetic temperature
between 24.9 and 26.8% were recorded, respectively, was calculated applying the equation derived by

123
What would be representative temperatures for shelf-life studies with biopesticides in tropical… 221

a 100
0.061 constant temperatures (o C) deposits agricultural settings, in which biopesticides and other
90
< 0.010 < 0.010
products are stored before field applications. Signif-
Conidial germination (%)

80 icant differences among MKT were seen for rural


a
70 b b b deposits in different geographic regions of Brazil,
60 bc bc bcd
50
cde
de de
ranging from 21.7 (Southern region) to 28.0 C
e
40 (Northern region). Therefore, the adoption of
30 30 ± 2 C for stability tests with biopesticides should
20 be applied in Brazil. This must be done to guarantee
10
the effectiveness of biopesticides following field
0
Pre- 26°C
storage
29°C 32°C 35°C 38°C N NE SE S CW applications throughout the entire Brazilian territory.
b 50 Exceptions would be commercial products for which
0.029 constant temperatures (o C) deposits
storage is recommended in refrigerated conditions or
Conidial germination (%)

40 < 0.010 < 0.010


a products sold only in particular regions of the country,
in which the MKT is considerably lower than 30 C.
30
Temperature excursions may occur when biopesti-
b
20 bc bc bc bc bc
cides are exposed to temperatures outside the
c
range(s) prescribed for transport and/or storage, thus
d d
10 the safety margin of 2.0 C calculated in our study is
e
quite reasonable. This margin is close to the safety
0
Pre- 26°C
storage
29°C 32°C 35°C 38°C N NE SE S CW margin of 2.6 C calculated by Grimm (1998) for
Treatments tropical countries. Additionally, some municipalities
in the N/NE regions, for example, have average air
Fig. 4 Germination (means and 95% confidence intervals) of
unformulated Beauveria bassiana (a) and Trichoderma temperatures of approximately 2 C higher than the
harzianum (b) stored in airtight pouches with O2/H2O-absorbing municipalities considered in our study (Alvares et al.
sachets in incubators set to constant temperatures (26, 29, 32, 35, 2013). This is important since temperatures [ 30 C
or 38 C) or at fluctuating temperature regimes in rural deposits were recorded in all rural deposits, except the one
located in the five Brazilian geographic regions [Central-West
(CW), North (N), Northeast (NE), Southeast (SE), and South located in the Southeastern region, in which the
(S)] for 19 months. Numbers on the top of bars refer to the maximum recorded temperature was 29.7 C. The
average water activity of samples after the equilibrium period average number of days with temperatures over 30 C,
(except for the treatments ‘‘Pre-storage’’, the water activity (aw) determined for Brazilian capital cities by Bott and
values were always B 0.010). Bars with same letters are not
significantly different by pairwise odds ratio comparisons Oliveira (2007), ranged from 3.6 (Brasilia, Federal
(P \ 0.05). For each fungus, the horizontal stippled line District) to 94.3 days (Boa Vista, Roraima state), but
corresponds to 50% of the initial germination even for the latter city the calculated MKT was
28.9 C. The MKT values calculated for these capi-
Haynes (1971) based on the Arrhenius equation. tals, varying from 21.7 to 30.1 C, were in accordance
Calculated MKTs for each rural deposit in two with values calculated in our work. Special attention
different periods are provided in Table 2. In certain must be paid to very stressful temperatures (C 30 C)
periods (not shown in Table 2), such as from the during shipment of biopesticides, since additional
beginning of the experiment (December 2012) until stability testing would have to be considered for such
the end of summer 2013, MKTs in the South and conditions. For example, temperatures during the non-
Southeast deposits were 24.4 and 24.8 C, respec- refrigerated transport can exceed 50 C (International
tively, whereas variations in other regions were very Safe Transit Association 2002). Therefore, the impact
small (up to 0.6 C). of this thermal stress must be considered in the
determination of shelf-life, unless the product manu-
facturer clearly states on the package inserts or labels
Discussion the need to transport biopesticides under less severe
conditions, preferably at temperatures no higher than
Most studies with MKT estimates refer to populated those adopted in thermal stability tests. The Haynes
sites, and there has been a lack of studies in version of the Arrhenius equation, adopted in our

123
222 M. Faria et al.

study, is mainly concerned with the chemical stability in packages permeable to water vapor (Zahn 2009;
for which the laws of reaction kinetics are applicable ANVISA 2018, 2019). Additional harmonization
(Grimm 1998), but sometimes the shelf-life of a refers to the concept of shelf life itself and what
product can be limited by its physical stability would be the most suitable parameter to assess the
(Waterman 2009). For example, biopesticides with concentration of active ingredients in mycopesticides.
hygroscopic components in their formulation and sold Different manufacturers and even scientists have
in packages that are permeable to water vapor may adopted definitions that conflict with the usual concept
result in loss of physical consistency and biological of shelf life. For example, some commercial mycopes-
activity. ticides have been registered after stability tests carried
Following a 19 month storage period in rural out at \ 30 C and until the initial number of colony
pesticide deposits, germination of actively packaged forming units drops by 50%. Close to the end of their
B. bassiana conidia was not severely affected, and expiration date these products are unlikely to have
estimated RTs ranged from 35.4 C in the Northern retained their efficacy, and this exemplifies how
down to 23.8 C in the Southern region. For T. mistaken methodologies for determination of shelf
harzianum, the RTs estimated for the rural deposits life could cause inestimable financial losses to end
ranged from 27.5 C in the Southern down to 24.0 C users. We expect the shelf lives for most mycopesti-
in the Central-western region. For a given region, the cides currently registered in Brazil to be \ one–
difference between estimates was usually small two months for shelf-life determinations conducted
(B 3.7 C). However, this difference was 9.0 C for at 30 C when parameters such as Colony Forming
the rural deposit located in the Northern region. Such Units or germination of fungal propagules are used to
differences are expected for biological systems. Nev- estimate the time for initial concentration of active
ertheless, these values were far from the more reliable ingredients to drop by 20%. Even shorter shelf lives
MKTs values (21.7–28.0 C) calculated for rural would be expected if parameters more closely related
deposits in the five geographic regions. to fungal virulence were considered, such as conidial
Under laboratory conditions, B. bassiana conidia vigor for conidia-based mycoinsecticides (Faria et al.
with initial germination of approx. 82% achieved 2015). The production of high-quality batches and
germination in 67–71% range after 30 months at fixed development of advanced packaging systems has been
temperatures ranging from 26 to 35 C. The actual previously shown as ways to substantially improve the
half-life for the B. bassiana batch with satisfactory shelf life of mycopesticides (Faria et al. 2015, 2017).
quality could not be calculated, but it is expected to be Our study has demonstrated the need to harmonize
longer than 900 days at 35 C. These high values for the stability testing of biopesticides in Brazil, which is
B. bassiana were only possible because the small also likely true in other countries located in hot
volume of fungal material (1.6 g) were sealed in small climatic zones. Given the current lack of specific
airtight packages with the inclusion of a sachet that guidelines applicable to biopesticides, finding ways of
absorbed oxygen and water vapor from the headspace. harmonizing regulatory requirements is a key step to
Since the adoption of active packaging (O2/H2O- make effective products available to farmers. Our
absorbing sachets ? barrier pouches) with small results indicate that the storage temperature of 30 C,
amounts of conidia can considerably extend their which is already adopted by the food and pharmaceu-
longevity as previously shown by Faria et al. (2012), tical industries and regulatory bodies, is highly
for T. harzianum a deliberate choice was made to use recommended for stability studies with biopesticides.
an inferior quality batch (initial germination of This information may guide companies in the devel-
approx. 44%). The half-lives estimated for stored T. opment of formulations and packaging systems that
harzianum conidia were 428 days at 26 C, guarantee acceptable shelf lives under realistic non-
227–270 days at temperatures between 29 and refrigerated storage conditions.
35 C, and only 94 days at 38 C.
In the pharmaceutical and food industries, the Acknowledgements Sincere thanks to the owners of farms
and to the partners that collaborated in the delivery/collection of
temperature of 30 ± 2 C is usually adopted in shelf-
mycopesticide packages in pesticide deposits in different
life tests in tropical countries, and the adoption of 75% regions of Brazil, including Eduardo José da Silva (EMATER/
RH is also required when solid formulations are kept RO), Marco Tamai (Universidade do Estado da Bahia); Todi

123
What would be representative temperatures for shelf-life studies with biopesticides in tropical… 223

Sujuki (Fazenda Nossa Senhora Aparecida); Antônio Celso Faria M, Martins I, Souza DA, Mascarin GM, Lopes RB (2017)
Pinheiro, Renato Ledesma Aleixo, and Ariclenes Anibal Susceptibility of the biocontrol fungi Metarhizium aniso-
Ballarotti (Koppert Biological Systems; formerly Itaforte pliae and Trichoderma asperellum (Ascomycota:
Bioprodutos); Gilmar Robert de Jesus (Fundação ABC); Pedro Hypocreales) to imbibitional damage is driven by conidial
Luiz Aiçar de Suss (Fazenda Caracol); and Roberto Teixeira vigor. Biol Control 107:87–94
Alves and Anselmo de Castro (Embrapa Cerrados). Glare TR, Caradus J, Gelernter W, Jackson T, Keyhani N, Kohl
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Author contributions MF: Planning; collected the data, wrote cides come of age? Trends Biotechnol 30:250–258
the paper. LAMP: Conceived and designed the analysis; Glare TR, Jurat-Fuentes JL, O’Callaghan MO (2017) Basic and
performed the analysis. DAS: Collected the data. RBL: applied research: entomopathogenic bacteria. In: Lacey LA
Planning, wrote the paper. (ed) Microbial control of insect and mite pests. Elsevier,
Amsterdam, pp 47–67
Funding Not applicable. Grimm W (1993) Storage conditions for stability testing in the
EC, Japan and USA; the most important market for drug
products. Ind Pharm 19:2795–2830
Data availability Data available within the article or its
Grimm W (1998) Extension of the international conference on
supplementary materials.
harmonisation tripartite guidelines for stability testing of
new drug substances and products to countries of climatic
Code availability Not applicable. zones III and IV. Drug Dev Ind Pharm 24:313–325
Grzywacz D (2017) Basic and applied research: Baculovirus. In:
Declarations Lacey LA (ed) Microbial control of insect and mite pests.
Elsevier, Amsterdam, pp 27–46
Conflict of interest The authors declare that they have no Harman GE (2011) Trichoderma—not just for biocontrol any-
conflict of interest. more. Phytoparasitica 39:103–108
Haynes JD (1971) Worldwide virtual temperature for product
stability testing. J Pharm Sci 60:927–929
Huynh-Ba K, Zahn M (2009) Understanding ICH guidelines
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