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Original Article
a
Department of Physical Medicine and Rehabilitation, College of Medicine, National Taiwan
University, Taipei, Taiwan
b
Department of Physical Medicine and Rehabilitation, National Taiwan University Hospital, Taipei,
Taiwan
Received 28 September 2020; received in revised form 2 July 2021; accepted 5 July 2021
KEYWORDS Background/Purpose: This retrospective study aimed to determine which factors, such as
Stroke; cognition, motor recovery, swallowing function, and bladder and bowel functions, significantly
Rehabilitation ward; predicted independence in the activities of daily living (ADL) at hospital discharge in a domes-
Prognostic factor; tic population of patients experiencing post-acute stroke who received in-hospital
Functional outcome; rehabilitation.
Neurorehabilitation Methods: We reviewed medical records that were retrieved from the Integrated Medical Data-
base, National Taiwan University Hospital (NTUH-iMD) of 3000 patients who suffered from
stroke and were admitted to NTUH from 2014 to 2017. The main outcome measure was inde-
pendence in the basic ADL (modified Barthel index [mBI]) at discharge. Regression analyses
were used to identify prognostic factors for the basic ADL (mBI).
Results: The total mBI improved from 40.7 33.0 to 63.1 34.1 in eligible 2538 patients dur-
ing their hospital stay. The baseline daily activity function (R2 change Z 0.042) was the most
important prognostic factor associated with independence at discharge, followed by depen-
dence in sitting up (R2 change Z 0.014), impaired sitting balance (R2 change Z 0.010), the
Brunnstrom stage of hemiplegic lower limb (R2 change Z 0.006), and the presence of bladder
incontinence (R 2 change Z 0.006) assessed by physician upon rehabilitation admission
(R2 Z 0.53, p < 0.05). Dependency in sitting up, impaired sitting balance, and the presence
of urinary incontinence were negative prognostic factors of ADL independence at discharge
(p < 0.05). By contrast, the Brunnstrom stage of hemiplegic lower limb and baseline mBI scores
at rehabilitation admission were positive prognostic factors of ADL independence at discharge
(p < 0.05).
Conclusion: Baseline ADL function was the most important prognostic factor of functional in-
dependence in post-acute stroke. Moreover, the activity limitation of dependency on sitting up
and motor function impairment of hemiplegic lower limb prognosticated functional indepen-
dence.
* Corresponding author. Department of Physical Medicine and Rehabilitation, National Taiwan University Hospital and National Taiwan
University College of Medicine, No. 7, Zhongshan S. Rd., Zhongzheng Dist., Taipei City 100, Taiwan.
E-mail address: myferrant@gmail.com (M.-Y. Hsiao).
https://doi.org/10.1016/j.jfma.2021.07.009
0929-6646/Copyright ª 2021, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an open access article under the CC
BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
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Journal of the Formosan Medical Association 121 (2022) 670e678
Copyright ª 2021, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
671
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W.-C. Chen, M.-Y. Hsiao and T.-G. Wang
rehabilitative care. After a detailed history review, phys- standing balance was measured using the ranking from 0 to
ical and neurological examinations; functional assess- 4 (0: normal, 1: good, 2: fair, 3: poor, and 4: absent).
ment; physical, occupational, and speech rehabilitation;
and swallowing therapy were prescribed depending on the ADL
patient’s condition. Each patient received 30e40 min of To evaluate the dependency of ADL, a 5-point mBI system
each therapy per day, five times per week. was used. The total score ranges from 0 to 100, with higher
scores representing more independence and >90 scores
indicating independence. mBI encompasses 10 different
Clinical variables and measurement of outcome ADL functional domains, including feeding, grooming, toi-
leting, bathing, dressing, bladder and bowel control,
On the first day of admission, each patient underwent a transfer, ambulation, and stair climbing.12,17 On the day the
thorough medical history resubmission, physical examina- patients were discharged, mBI was re-evaluated by a
tion, and a series of clinical evaluations, including cogni- physician. mBI scores at discharge were defined as the
tive,11,12 swallowing,13 sphincter,14,15 motor,3,16 sensory, primary outcome for ADL function recovery.
balance function, functional activity level,3 and ADL using
the modified Barthel index (mBI), by a physician. The total Statistical analysis
hospitalization length and inpatient rehabilitation in the
rehabilitation ward were also documented.
This study focused on prognostic variables in patients with
post-acute stroke who were admitted to the rehabilitation
Cognition
specialty ward. Descriptive statistics were used to analyze
Each patient received the Mini-Mental Status Examination
demographic data along with all the collected variables.
(MMSE). MMSE is a simple, practical, and general screen for
Univariable linear regression was performed to determine
dementia,11 which tests orientation, memory, attention,
which variables during admission were associated with the
language, and construction functions. Total scores range
outcome variable mBI at discharge. Clinical variables with
from 0 to 30. MMSE is limited in evaluating mild cognitive
significant associations were then entered into multiple
dysfunction and is influenced by age and education level.12
regression analysis. The independent variables used were
age, length of stay in the intensive care unit (ICU), MMSE,
Swallowing and sphincter function
dysphagia, bladder/bowel incontinence, sensory impair-
Swallowing function was evaluated and categorized into
ment, manual muscle testing, Brunnstrom stage, hemi-
the presence/absence of a nasogastric tube. The categories
plegic limb spasticity, and functional activity level. The
of presence/absence of a nasogastric tube were further
dependent variables were ADL outcomes at discharge.
transformed into numeric variables (“presence” to “1” and
Statistically significant variables (p < 0.05) with Pearson
“absence” to “0”) to enter univariate correlation anal-
correlation coefficients (R) > 0.318,19 from the univariable
ysis.13 Sphincter function was evaluated and categorized
linear regression were considered potential prognostic
into the presence/absence of Foley tube/urinary inconti-
factors with significant correlation and were entered into
nence and stool incontinence. The categories of presence/
multiple regression analyses. A retrograde stepwise se-
absence of Foley tube/urinary incontinence/stool inconti-
lection method was used to build the final prognostic
nence were further transformed into numeric variables
model for independence at discharge. All statistical ana-
(“presence” to “1” and “absence” to “0”).13,15
lyses were performed using SPSS for Windows version 22.0.
Statistical significance was recognized when the p-value
Motor function
was <0.05.
The manual muscle test (0e5)16 and Brunnstrom motor re-
covery stage (stages IeVI)1,3 of the proximal and distal
parts of the paretic upper and lower limb were docu- Results
mented. Spasticity was measured using the modified
Asworth scale. Of the 3000 patients, 123 patients had missing or incom-
plete data. Thus, 2877 patients were recruited for eligi-
Sensory function bility screening. A total of 2538 patients met the inclusion
Sensory function was evaluated and categorized into intact criteria, whereas 254 patients were excluded because of
or impaired based on clinical evaluation. The categories of previous stroke history and 85 patients were excluded for
intact or impaired sensory function were further trans- the presence or history of central or peripheral nervous
formed into numeric variables (“intact” to “0” and system diseases (Fig. 1).
“impaired” to “1”).3 Of the 2538 patients, 1142 patients received intensive
inpatient rehabilitation in the NTUH rehabilitation ward.
Functional activity level and balance function The average age of the patients admitted to the rehabili-
Functional status, including supine-to-sit and sit-to-stand, tation ward was 65.5 14.5 years. Males comprised 56.7%
was measured by ranking independency from 0 to 5 (0: of patients admitted to the rehabilitation ward. The reha-
totally independent, 1: supervision, 2: 0%e25% assistance, bilitation group’s body mass index (BMI) was 26.0 23.4 kg/
3: 25%e50%, 4: 50%e75%, and 5: 75%e100%), modified m2. Regarding stroke type, 40.2% of the patients suffered
from functional independency measure.1 Sitting and from hemorrhagic stroke in the rehabilitation ward. The
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Journal of the Formosan Medical Association 121 (2022) 670e678
average length of hospital stay and ICU stay of the reha- patients with a manual muscle testing (MMT) score of >3 at
bilitation ward admitted patients were 40.9 19.7 days the proximal upper limb, distal upper limb, proximal lower
and 8.1 7.2 days, respectively (Table 1). limb, and distal lower limb of the hemiplegic limb was
For patients admitted to the rehabilitation unit, the 39.2%, 37.6%, 39.7%, and 40.4%, respectively. The per-
mean length of rehabilitation ward stay was 35.6 17.6 centage of patients with a Brunnstrom stage of >III at the
days, and the average MMSE scores were 21.3 7.2 at hemiplegic proximal upper limb, distal upper limb, and
admission. The percentage of patients with nasogastric lower limb was 54.6%, 55.0%, and 61.3%, respectively. The
tubes was 36.3%. In motor function, the percentage of percentage of patients with a modified Ashworth scale of
673
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W.-C. Chen, M.-Y. Hsiao and T.-G. Wang
2 was 6.3%. Sensory impairment was observed in 35.2% of relevance because R was <0.3; hence, they were not
the patients. Moreover, 47.6% and 34.6% of the patients had selected for multiple regression analysis.
urinary and stool incontinence, respectively. Because of
functional activity level and balance function, 42.8% and
54.8% of the patients needed more than minimal assistance Multivariate associations between candidate
with sitting up and standing up, respectively. In addition, prognostic factors and outcome measures in the
23.8% and 62.8% of the patients had poor sitting and inpatient rehabilitation group
standing balance, respectively (Table 2).
A multivariate stepwise linear regression analysis was
performed to determine which variables were the best
Recovery of ADL prognostic factors of independence. We chose Brunnstrom
stage in the regression analysis rather than MMT because
The mBI of both the rehabilitation and other ward groups of the underlying collinearity between MMT and Brunn-
are listed in Table 3 and Fig. 2. strom stage. Although MMT is a universal comparison, it
cannot be precisely measured when Brunnstrom stage is
<V. Results showed that baseline mBI scores at rehabili-
Univariate associations with discharge outcome in tation ward admission received the strongest weight (R
the inpatient rehabilitation group square change Z 0.042) in the model, followed by de-
pendency in sitting up (R square change Z 0.014),
The associations between each candidate’s prognostic impaired sitting balance (R square change Z 0.010), the
factors and discharge mBI are provided in Supplementary Brunnstrom stage of hemiplegic lower limb (R square
Table 1. The functional activity level and balance func- change Z 0.006), and the presence of bladder inconti-
tion had a moderate correlation with independence (R be- nence (R square change Z 0.006). Baseline mBI scores
tween 0.5 and 0.7, p < 0.05). Age, BMI, stroke types, length (standardized coefficients Z 0.359) and the Brunnstrom
of stay in ICU, MMSE, dysphagia, bladder and bowel incon- stage of hemiplegic lower limb (standardized
tinence, Brunnstrom stage, and hemiplegic limb spasticity coefficients Z 0.091) were positive prognostic factors. By
were also associated with independence at discharge contrast, dependency in sitting up (standardized
(R < 0.5, p < 0.05). However, age (R Z 0.281), BMI coefficients Z 0.182), impaired sitting balance (stan-
(R Z 0.091), stroke types (R Z 0.021), MMSE (R Z 0.272), dardized coefficients Z 0.139), and the presence of
spasticity (R Z 0.134), and ICU stay (R Z 0.163) had less urinary incontinence (standardized coefficients Z 0.097)
674
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Journal of the Formosan Medical Association 121 (2022) 670e678
Table 4 Multiple linear regression model for the prognosis of the modified Barthel index score at discharge in inpatient
rehabilitation group (final model).
Model Variables at admission Ba Betab Pearson R R-squared change p-value
6 (Constant) 56.584 0.000
Modified Barthel index 0.421 0.359 0.683 0.042 <0.001**
Sitting upc 2.763 0.182 0.601 0.014 <0.001**
Sitting balanced 4.373 0.139 0.553 0.010 <0.001**
Lower limbe 1.777 0.091 0.432 0.006 <0.001**
Bladder incontinencef 5.298 0.097 0.45 0.006 <0.001**
Dysphagiag 1.903 0.039 0.359 0.001 0.093
*p < 0.05 **p < 0.01.
a
B, unstandardized coefficients.
b
Beta, standardized coefficients.
c
Functional activity level of supine-to-sit and sit-to-stand modified from functional independency measure from 0 to 5 (0: totally
independent, 1: supervision, 2: 0%e25% assistance, 3: 25%e50%, 4: 50%e75%, and 5: 75%e100%).
d
Sitting and standing balance ranking from 0 to 4 (0: normal, 1: good, 2: fair, 3: poor, and 4: absent).
e
Brunnstrom stage from 0 to 6 of proximal and distal part at hemiplegic upper and lower limb.
f
Sphincter function: Foley tube or incontinence, 0 Z absence and presence Z 1.
g
Swallowing function was evaluated by the presence of nasogastric tube, 0 Z absence and 1 Z presence.
675
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W.-C. Chen, M.-Y. Hsiao and T.-G. Wang
home instead of an institution and reduced hospitalization abductor strength with ambulation ability instead of hip
time and costs.20 In our rehabilitation ward, regular case flexors in patients with chronic stroke.28 Therefore, the
conferences involving a physiatrist; physical, occupational, motor function of the hemiplegic lower limb should be
speech, and swallowing therapists; a nurse; a psychologist; evaluated. It could provide clinicians with information on
and a social worker were held every 2 weeks to provide better functional outcomes.
rehabilitation services and set common goals. Medical In our study, bladder incontinence was also associated
problems, rehabilitation progress, and positive and nega- with functional recovery, which is similar to a previous
tive rehabilitation factors were evaluated during these study.14 In acute stroke with <7 days post-onset, >50% of
conferences. The primary medical team and therapists set patients with first-ever stroke had urinary incontinence.29
common functional goals and planned discharge disposition The causes of urinary incontinence include direct damage
together with social workers. The nursing staff also helped to the neuromicturition pathways by stroke lesion,
the family understand rehabilitation goals and disposition impaired awareness, indirect stroke-related causes of
preparation. mobility difficulties, and transient causes of fecal impac-
Our study showed dependency on sitting up as a prog- tion or delirium.30 Urinary incontinence is included in the
nostic factor for functional independence at discharge, bladder control domain in mBI. Therefore, it might have
which was more weighted than sitting balance in the collinearity with mBI on admission and at discharge.31 The
regression model. In literature, the sitting balance24e26 was score of bladder control accounts of only 10% in mBI and it
shown to have a proven relationship with functional out- might explain the reason of urinary incontinence being the
comes in patients with stroke. Without the ability to sit up, last ranking in our model.
activities, including eating, dressing, toileting, and bath-
ing, are difficult to complete.25 To sit up, one might need to
grasp objects located beyond arm’s length and accordingly Limitations
adjust the muscles of trunk and lower limbs. Sitting up is a
dynamic process of elevating upper body against gravity. There are some limitations in the current study. First,
After stroke, the ability to sit up might be interfered by comorbidities, including prior myocardial infarction, atrial
cognitive dysfunction, sensorimotor deficits, and spas- fibrillation, chronic heart failure, prior stroke, and chronic
ticity.25 To facilitate functional recovery, physical therapy pulmonary diseases, are already known to have a negative
of the trunk and limb muscles training exercise could be effect on functional recovery after stroke.32e35 However,
applied. they were not included in the analysis in this study because
Sitting balance is necessary to perform ADLs, such as our aim was focused on the potential prognostic factors in
eating in a seated position and dressing.26 Trunk balance is the clinical evaluation of body function impairment and
the cornerstone of advanced transfer and mobility activity limitation. Moreover, some important variables,
training.24 The ability to balance is a delicate interplay such as premorbid functional status3,36,37 and the time from
between cognitive, motor, and sensory functions, which onset to first rehabilitation,3 were not retrievable in the
could be disturbed in stroke.26 Therefore, the complete database. Other prognostic factors, such as the initial
evaluation and early identification of balance function severity of stroke (documented as National Institute of
deficits and arranging training in the rehabilitation ward are Health Stroke Scale scores), whether patients received
crucial for patients who suffered from stroke to make initial thrombolysis or thrombectomy, or complications during
gains in basic mobility function.27 admission, could also influence the final functional
Our study showed that the Brunnstrom stage of the outcome. However, these were not included in the analysis
hemiplegic lower limb was a positive prognostic factor for because of data unavailability. A detailed manual review of
functional recovery. In a previous study,16 a multivariable the medical records is required to provide further insight.
regression model demonstrated that the hemiplegic leg Finally, although mBI was documented routinely in all pa-
motor function, which represented strength from MMT, is tients with stroke who were admitted to non-rehabilitation
the strongest prognostic factor of functional recovery, wards, it was recorded by the nursing staff who might be
beyond other clinical variables, including cognition, unfamiliar with it, leading to increased uncertainty.
communication, and swallowing. By contrast, one study
stated that the Brunnstrom stage of hemiplegic limbs was
not a prognostic factor of functional outcome at discharge.1 Conclusion
However, this study summed up the hemiplegic proximal
and distal upper limb and lower limb scores as a single
Baseline ADL function was the most important prognostic
score. Another study showed a positive association between
factor of functional independence in post-acute stroke.
Brunnstrom acute stroke stage in ICU and mBI at discharge.3
Moreover, the activity limitation of dependency on sitting
To our knowledge, this is the first study that proved that the
up and motor function impairment of hemiplegic lower limb
Brunnstrom stage of the hemiparetic lower limb in post-
prognosticated functional independence.
acute stroke showed a positive prognosis of functional in-
dependence. It is reasonable that most mBI items, including
heavy hygiene, transfer, ambulation, and stair climbing,
required lower limb motor recovery. Of note, one of the Funding statement
major goals in the rehabilitation ward is transfer and
ambulation training before discharge to facilitate the pa- This research received no specific grant from any funding
tient’s mobility. One study showed a correlation of hip agency in the public, commercial or not-for-profit sectors.
676
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Journal of the Formosan Medical Association 121 (2022) 670e678
Declaration of competing interest nasogastric tube removal in patients with dysphagia after
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14. Counsell C, Dennis M, McDowall M. Predicting functional
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article. model with other predictive systems and informal clinical
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15. van Bragt Peter J, van Ginneken Berbke T, Westendorp Tessa,
Acknowledgments Heijenbrok-Kal Majanka H, Wijffels Markus P, Ribbers Gerard
M. Predicting outcome in a postacute stroke rehabilitation
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National Taiwan University Hospital for the Integrated 16. Kongsawasdi Siriphan, Klaphajone Jakkrit,
Medical Database (NTUH-iMD). Watcharasaksilp Kanokwan, Wivatvongvana Pakorn. Prog-
nostic factors of functional recovery from left hemispheric
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Appendix A. Supplementary data 17. Küçükdeveci AA, Yavuzer G, Tennant A, Süldür N, Sonel B,
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