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Evaluation in Infants and Children
Evaluation in Infants and Children
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REVIEW
1Dipartimento di Anestesia e Rianimazione 1, Fondazione IRCCS Policlinico S. Matteo, Università di Pavia, Pavia,
Italy; 2McGill University Health Center. Montreal Children’s Hospital, Montreal, Canada; 3Dipartimento di Anestesia e
Rianimazione, Ospedale Universitario Policlinico, Catania, Italy; 4Dipartimento di Anestesia e Rianimazione Pediatrica,
Ospedale S. Orsola-Malpighi, Università di Bologna, Bologna, Italy; 5Servizio di Cure Palliative e Terapia del Dolore,
Ospedale SantobonoPausilipon, Napoli, Italy; 6Dipartimento di Anestesia e Rianimazione, Azienda Ospedaliera di
Parma, Parma, Italy; 7Servizio di Anestesia e Rianimazione, Dolo Hospital, Mirano, Italy; 8Dipartimento di Anestesia e
Rianimazione, IRCCS Ospedale dei Bambini G. Gaslini, Genova, Italy; 9Dipartimento di Anestesia, Ospedale S. Camillo,
Roma, Italy; 10Unità Operativa di Anestesia e Rianimazione Azienda Ospedaliera Padova, Padova, Italy; 11Dipartimento
di Anestesia Pediatrica, Ospedali Civili, Brescia, Italy; 12Department of Anaesthesia and Intensive Care, Anadolu Medical
Center, Kocaeli, Turkey; 13Dipartimento di Anestesia e Rianimazione, Ospedale Universitario A. Gemelli, Università
Cattolica del Sacro Cuore, Roma, Italy; 14Primo Servizio di Anestesia e Rianimazione, Ospedali Riuniti di Bergamo,
Bergamo, Italy; 15Sezione di Anestesia, Analgesia e Rianimazione, Dipartimento di Medicina Clinica e Sperimentale,
Università di Perugia, Perugia, Italy
ABSTRACT
Background. The preoperative assessment involves the process of evaluating the patient’s clinical condition, which
is intended to define the physical status classification, eligibility for anesthesia and the risks associated with it, thus
providing elements to select the most appropriate and individualized anesthetic plan. The aim of this recommenda-
tion was provide a framework reference for the preoperative evaluation assessment of pediatric patients undergoing
elective surgery or diagnostic/therapeutic procedures.
Methods. We obtained evidence concerning pediatric preoperative evaluation from a systematic search of the elec-
tronic databases MEDLINE and Embase between January 1998 and February 2012. We used the format developed
by the Italian Center for Evaluation of the Effectiveness of Health Care’s scoring system for assessing the level of
evidence and strength of recommendations.
or other proprietary information of the Publisher.
Results. We produce a set of consensus guidelines on the preoperative assessment and on the request for preopera-
tive tests. A review of the existing literature supporting these recommendations is provided. In reaching consensus,
emphasis was placed on the level of evidence, clinical relevance and the risk/benefit ratio.
Conclusion. Preoperative evaluation is mandatory before any diagnostic or therapeutic procedure that requires the
use of anesthesia or sedation. The systematic prescription of complementary tests in children should be abandoned,
and replaced by a selective and rational prescription, based on the patient history and clinical examination per-
formed during the preoperative evaluation. (Minerva Anestesiol 2014;80:461-9)
Key words: Child - Ambulatory care - Blood coagulation - Preoperative period - Anesthesia.
following review process. The final draft was re- on the day of surgery.4 This conditions may not
viewed by the members of the SARNePI study apply for children with complex medical condi-
group. It was posted to other relevant commit- tions and/or major surgery.
tees of the SARNePI not involved in the initial With the One-stop anesthesia method, the
preparation of these recommendations. It was anesthesiologist analyzes the data collected by
sent to three independent reviewers and com- the surgeon at the time of the surgical visit and
ments were collected by the Chair of the study decides which patient has a need for prospec-
group and the recommendations amended as tive pre-hospitalization and which may undergo
appropriate. After that, a version in Italian was preoperative anesthesia evaluation on the same
published on the SARNePI website. The final day of surgery. This procedure allows for a single
manuscript was approved by the SARNePI ex- access and a single anesthetic visit. The pedia-
ecutive board and by the SARNePI general as- trician provides patient information to the an-
sembly before submission for publication. esthesiologist and surgeon who in turn assess the
suitability for a same-day surgery admission.5-7
Preoperative evaluation
Medical history
The joint document produced by the Italian
Society of Anesthesia, Analgesia and Intensive During the medical history evaluation, par-
Care (SIAARTI) and SARNePI stated that pr- ticular attention should be provided to the fol-
eoperative evaluation “must be performed in all lowing:
candidates that receive anesthesia. Only in un- —— Medications: any information pertain-
common circumstances, such as an emergency ing to a recent intake of drugs (e.g.: Aspirin,
condition may this rule be disregarded. In which NSAIDs, natural medicines, etc) must be noted.
case, the reasons must be accurately defined and —— Allergies: any allergic reaction to food,
reported in the medical record of the patient”.1, 2 medications or other substances (e.g. latex) must
SIAARTI and SARNePI stated in the same be noted.
document that the preoperative evaluation as- —— Previous anesthesia: any possible prob-
sessment is an anesthesiologist’s responsability, lems or complications associated with previous
and only an anesthesiologist can decide which anesthesia, especially those related to airway
patient is eligible to receive anesthesia. A preop- management or respiratory or cardiovascular
erative assessment by other medical specialists events should be noted.
may provide additional information in deciding —— Family history: information should be ob-
the eligibility of a patient for anesthesia. The pre- tained on whether there has been a family history
operative assessment should precede any request of malignant hyperthermia, cases of unexplained
of laboratory and instrumental tests to avoid un- deaths, bleeding disorders, passive smoking or
necessary testing.3 neuromuscular disease.
acteristics, the institutional organization, the the state of hydration should be performed be-
patient’s clinical condition or the surgical pro- fore any procedure including anesthesia.
cedure. Hospitalization of healthy children for
a preoperative evaluation the day before surgery, Request for preoperative tests
should be considered as improper in most mi-
nor elective surgical procedures. A day hospital The ASA Task Force on Preanesthesia Evalu-
stay does not reduce cost nor does it save time ation stated that preoperative tests should not
because the patient should be evaluated again be required on a routine basis. Preoperative tests
should be requested on a selective basis in or- fined as Hb<9 g/dL was identified in 75 of 9500
der to guide or optimize preoperative conduct. (0.8%) children undergoing elective surgery.
The indications for these investigations should None of those cases received preoperative treat-
be documented and should be based on infor- ment for anemia. A transfusion of packed red
mation derived from previous medical records, blood cells became necessary only in two cases,
which could result in the type and invasiveness both with values of Hb>9 g/dL. In all cases, the
of the proposed surgical procedure.3 decision was based on clinical factors and not on
The American Academy of Pediatrics stated the value of preoperative Hb (Table IV).11
“preoperative tests should be ordered only when
they can provide added value, i.e. when there is a Recommendation.—The determination of he-
reasonable certainty that they will reveal, or bet- moglobin levels is not justified and can be elimi-
ter define the clinical conditions that are relevant nated as a complementary routine examination be-
to the planned anesthesia and/or may affect the fore minor surgery (D III) and should be restricted
anesthesia or surgical outcome. In these cases, to potentially bleeding surgical cases (B III).12
the correct definition of risk is essential, and it is Glucose, creatinine, transaminase, elec-
necessary to obtain a truly informed consent.”8 trolytes.—Numerous studies have shown that
In 2000, SARNePI stated: “Apart from special the risk of hypoglycemia is minimal in the child,
cases related to individual specialties (i.e. cardiac even after prolonged fasting. The determination
surgery, neurosurgery, etc), the preoperative evalu- of blood glucose days before surgery is not able
ation of children older than 12 months, may not to predict glycemia at the time of induction.13, 14
necessarily require blood or other tests.”2 The dosage of plasma electrolytes is certainly not
A preoperative test may be required to first, justified in asymptomatic children. It should be
highlight suspected conditions that may vary and required only in the presence of digestive disor-
modify the operative risk evaluation (e.g. the pos- ders, alterations in acid-base or use of diuretics.14
sible presence of congenital heart disease). Sec-
ond, to highlight conditions in which a suspected Recommendation.—The determination of
prior treatment can lead to a lower operative risk plasma concentrations of glucose, creatinine,
(e.g. asthma). Third, to obtain a baseline assess- transaminases, and electrolytes should be elimi-
ment that can be of assistance in making deci- nated as a routine test (D III).
sions during and after surgery (e.g. hemoglobin).
A previous blood tests (within 6 months) Coagulation tests
should only be repeated if the clinical conditions
indicate that there are changes that support a The usefulness of routine coagulation tests, es-
new test. pecially before ENT surgery or a central blocks,
remains one of the most controversial topics of
Individual tests the preoperative evaluation. In the last decade,
most guidelines from international scientific so-
Hemoglobin-hematocrit cieties have clearly expressed, the uselessness of
a coagulation screening in a non-selective man-
The incidence of anemia in children is rare ner.15-18
and occurs more easily in infants younger than Several studies documented the low sensitivity
or other proprietary information of the Publisher.
1 year. Moreover, the presence of a certain level and specificity, as well as on the low predictive
of anemia does not affect the decision to pro- value of activated partial thromboplastin time
ceed with surgery. The incidence of anemia in (aPTT), prothrombin time (PT) and platelet
two studies including 2000 and 2500 children counts.18 19 The aPTT test may be useful for an-
undergoing day- surgery was less than 0.5% swering the question: “Why is this patient bleed-
and only in infants. The presence of moderate ing?” but cannot answer the question “Will this
anemia did not affect the decision to perform patient bleed?” in an unselected population.20 A
the operation. 9, 10 The incidence of anemia de- a long aPTT often makes clear disorders without
clinical significance, such as a deficiency of Fac- the adult. The liver immaturity is often respon-
tor XII, prekallikrein or a High MW kininogen. sible for a defect in synthesis of factor IX. The
A false positive aPTT prolongation is commonly adult values are reached between six and twelve
associate to nonspecific antiphospholipid anti- months. There is no close parallelism between
bodies commonly present in children with ENT the aPTT test results and the clinical hemosta-
infections or after vaccination.21-22 sis in neonates and infants undergoing regional
In contrast, a normal aPTT is present in 60% anesthesia.23
of patients with von Willebrand disease (vWD) An accurate medical history of the child and
or in children medium forms of hemophilia his relatives (e.g. parents, siblings) associated
(Factor VIII over the 30-50% range). aPTT is to a careful physical examination are the most
unable to determine Factor XIII deficiency, or valuable tools in highlighting a coagulation dis-
congenital and acquired forms of thrombocy- order. Standardized questionnaires validated for
topenia and does not correlate entirely with the research are also useful for daily clinical practice
or other proprietary information of the Publisher.
history of one or both parents’ may compromise percentage of changes in anesthesia (0-0.9%).32
the reliability of the questionnaire.23, 27-30 The ability of ECG on predicting postoperative
Recommendation.—Accurate anamnesis of complications is low, and there is no evidence to
the patient and her/his relatives with structured support the value of the request for a baseline
questionnaires, as well as a careful physical ex- ECG.8, 33-35 There is international consensus for
amination are key elements before any surgery a selective oriented and non-routine ECG test
or invasive procedure to anticipate bleeding dis- before surgery.1-3, 8, 36, 37
orders (B III). Recommendation.—Routine request of a pr-
Routine use of coagulation tests is not recom- eoperative ECG is not recommended in healthy
mended (D II) unless there are specific risk fac- children (D III).
tors in the history and physical examination or A preoperative ECG should be performed in
in case of a potentially bleeding surgery (C III). case of heart murmur of uncertain interpreta-
tion, suspicion of congenital heart disease, ob-
Pregnancy test structive sleep apnea syndrome (OSAS), severe
scoliosis, broncopulmonary dysplasia (BPD)
Although the pregnancy rate in presurgery and neuromuscular disease. This test could be
pediatric patients is low, the ethical and medico- eventually followed by a cardiac ultrasound and/
legal (potential teratogenicity, abortion) are con- or a pediatric cardiology evaluation (B III).
siderable. Even a careful history may not obtain
a response as a teenager may be reluctant to talk
ECG in newborns and infants
about her sex life. The percentage of positive tests
varies from 0.3 to 2.5% of cases and in 100% of Long QT Syndrome (LQTS) consists of an
cases affects the anesthetic management or refer- ion channel malfunction caused by mutations
ral to surgery.3 31 involving genes that encode ion currents (po-
or other proprietary information of the Publisher.
Recommendation.—The execution of the preg- tassium and sodium) involved in the control of
nancy test is recommended in all female of child- ventricular repolarization (congenital LQTS)
bearing age after proper information (C VI). or caused by metabolic alterations or drugs (ac-
quired LQTS). LQTS is characterized by the
ECG in children onset of syncope due to ventricular tachycardia
like torsade de pointes (TdP) and a high risk of
Several studies have shown that a great vari- sudden cardiac death in untreated patients.38
ability of abnormal ECG still led to a negligible Symptomatic events may be triggered by
physical activity and emotional stress. A number infants with an ECG characterized by a right ac-
of drugs (including anesthetic agents) can in- cessory connection. Consequently, in any young
terfere with cardiac repolarization, lengthening patient with pre-excitation on the ECG, it is
the QT interval, and sometimes cause a drug- recommended that a cardiac ultrasound evalu-
induced TdP and sudden death. Sudden death ation be performed in order to rule out cardiac
is the first manifestation of LQTS in about 12% anomalies.40, 54
of patients. One third of those cases occurs dur- Symptoms of congenital heart disease presents
ing the first year of life.38 In LQTS there is a itself as severe in the first week of life or can be
low penetrance, which means that carriers of the detected before any clinical deterioration during
mutated genes may not show the clinical phe- the first year of life.55 A recent study by Wren
notype and may have a normal QT interval.39 reveals that more than 30% of newborns and
In addition, approximately 30% of cases are due infants with congenital heart disease were dis-
to ‘de novo’ mutations, which implies unaffected charged after birth without diagnosis. 56 Routine
parents and no family history.40 evaluation in search of a congenital heart disease
Long QT syndrome was recently related to between the sixth and eighth week of life is rec-
sudden infant death syndrome (SIDS). A pro- ommended by national guidelines of Great Brit-
spective study of 34,000 infants showed that QT ain.57
prolongation in the first week of life is the most Recommendation.—Investigate maternal fac-
significant risk factor for SIDS.41 Molecular tors and fetal factors associated to sudden infant
studies, initially on anecdotal 42, 43 and recently death (smoking, alcohol, socioeconomic status,
in two sets of 93 and 201 victims of SIDS,44, 45 intrauterine hypoxia, prone position whilst asleep,
have shown that 10% of SIDS cases may be due passive smoke). Request for an ECG in neonates
to LQTS. and infants under 6 months of age (B III).
These elements and the low mortality of
LQTS after treatment (<2%) 46-48 have raised the Chest X-ray
controversial proposal of neonatal ECG screen-
ing for early (from the 15th to the 25th day of All pediatric studies clearly indicate that a
life) detection and treatment of patients with chest radiograph does not provide more infor-
LQTS.49, 59 The execution of an ECG in the first mation than those suggested by the patient’s his-
month of life allowed for early identification of tory and/or clinical examination. In view of the
still asymptomatic infants with LQTS and other biological damage from ionizing radiation, the
asymptomatic congenital heart diseases not de- systematic request of a chest radiograph before
tected previously. This evaluation was also sig- surgery is not justified.3, 58-60
nificantly cost-effective.51 Recommendation.—The request for a routine
A second conduction abnormality that can preoperative chest radiograph is not warranted
be highlighted by a neonatal ECG is the Wolff- and should be abandoned (D III).
Parkinson-White syndrome (WPW). The preva- A chest radiograph may be necessary when
lence of WPW syndrome was estimated to be the clinical history (e.g. suspicion of mediasti-
of 0.15-0.3%.52 The incidence of sudden death nal mass) and physical examination suggests it,
in WPW during childhood was estimated to in infants or children with a history of bronco-
be 0.5% and, cardiac arrest may be the initial pulmonary dysplasia (BPD), severe asthma and
or other proprietary information of the Publisher.
broad spectrum of anesthesiologists and health- 10. Roy WL, Lerman J, McIntyre BG. Is preoperative haemo-
globin testing justified in children undergoing minor elec-
care providers use these recommendations in tive surgery? Can J Anaesth 1991;38:700-3.
their daily practice. Based on the available lit- 11. Hackmann T, Steward DJ. What is the value of preopera-
tive hemoglobin determinations in pediatric outpatients?
erature (studies with levels of evidence III, and Anesthesiology 1989;71:A1168.
VI) we can make recommendations with levels 12. Olson RP, Stone A, Lubarsky D. The prevalence and signifi-
cance of low preoperative hemoglobin in ASA 1 or 2 outpa-
of evidence B C and D. tient surgery candidates. Anesth Analg 2005;101:1337-40.
13. Fisher QA. “Clear for surgery”:current attitudes and prac-
tices of pediatricians. Clin Pediatr (Phila) 1991;30:35-41.
14. Maxwell LG, Deshpande JK, Wetzel RC. Preoperative
Key messages: evaluation of children. Pediatr Clin North Am 1994;41:93-
110.
—— The systematic prescription of com- 15. American Academy of Otolaryngology–Head and Neck
Surgery, Clinical Indicators Compendium, American Acad-
plementary tests in children should be emy of Otolaryngology–Head and Neck Surgery Inc., Alex-
abandoned, and replaced by a selective and andria, VA; 1999.
rational prescription, based on the patient 16. Chee YL, Crawford JC, Watson HG, Greaves M. Guide-
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—— Blood test, ECG and chest radiograph Haematology. Br J Haematol 2008;140:496-504.
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—— The execution of the pregnancy test is tion of partial thromboplastin time, prothrombin time and
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20. Kitchens CS. To bleed or not to bleed? Is that the question
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Conflicts of interest.—The authors certify that there is no conflict of interest with any financial organization regarding the material discussed
in the manuscript.
Received on May 6, 2013. - Accepted for publication on September 3, 2013.
Corresponding author: P. M. Ingelmo, Department of Anesthesia, Montreal Children’s Hospital, 2300 rue Tupper #C1115, Montreal
(Quebec), Canada. E-mail: Pablo.ingelmo@muhc.mcgill.ca
or other proprietary information of the Publisher.