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Cost-Benefit Analysis of Mobile Terrestrial Laser Scanning Applications for


Highway Infrastructure

Article  in  Journal of Infrastructure Systems · March 2014


DOI: 10.1061/(ASCE)IS.1943-555X.0000192

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Cost-Benefit Analysis of Mobile Terrestrial Laser Scanning
Applications for Highway Infrastructure
Kin S. Yen 1; Ty A. Lasky 2; and Bahram Ravani 3

Abstract: This paper presents a cost-benefit analysis of mobile terrestrial laser scanning (MTLS), specifically in highway infrastructure (HI)
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applications using data and requirements from the western United States. MTLS can be used for rapid data collection in a digital point-cloud
format. This data can then be analyzed for mapping and feature inventory in several applications including asset management, preservation,
maintenance, and operational planning performed by State Department of Transportation agencies. In this paper, data and requirements related
to some of the operations of Washington State Department of Transportation and the California Department of Transportation are used as the
basis for this cost-benefit analysis. DOI: 10.1061/(ASCE)IS.1943-555X.0000192. © 2014 American Society of Civil Engineers.
Author keywords: Light detection and ranging (LiDAR); Cost benefit; Highway maintenance; Highway construction; Surveys.

Introduction performed by state departments of transportation (DOTs) can lead


to a method for evaluating alternatives and choosing this technol-
Mobile terrestrial laser scanning (MTLS) is a new and rapidly ogy for the right applications.
emerging technology with many potential applications in highway- A freeway pavement-surface survey is one of the most hazard-
infrastructure design, construction, preservation, and operations ous tasks that HI surveyors face. Small survey crews often work on
(Yen et al. 2011; Olsen et al. 2013). It can provide a basis for de- the roadside, next to live traffic, without the protection of elaborate
velopment of a massive digital database for all highway infrastruc- work-zone setups such as traffic control, changeable message sign
ture assets. This method of asset management has the potential to (CMS) warnings, and cone zones to warn drivers of their presence.
drastically improve activities of national, state, and local transpor- In the traditional survey process, surveyors, particularly the rod-
tation agencies by providing a digital world model that can be the man, are often exposed to all manner of environmental hazards in-
driving force behind all planning and operational aspects of high- cluding walking across the roadway exposed to high-speed traffic,
way-infrastructure management. Systematic evaluation of capabil- climbing steep slopes, and standing close to high-speed traffic or
ities and the potential benefits of these laser-scanning systems in other dangerous areas to place the prism or rod. The use of reflec-
the highway-infrastructure (HI) context must be carefully evaluated torless total stations has improved safety, but due to the large in-
to facilitate their adaptation by transportation agencies. One of the cidence angle the measurements can be inaccurate. Stationary laser
first steps for such an evaluation has involved development of scanners are capable of obtaining this accuracy, but the instruments
standardized methods and test protocols to evaluate the accuracy must be set up within the right-of-way to obtain the measurements.
and other performance measures of laser scanning systems for HI In urban areas, road widening and addition of sound walls have
applications. Systematic evaluation for fixed tripod-mounted laser eliminated shoulder and median areas that are traditionally the saf-
scanners has been performed (Hiremagalur et al. 2009), with fol- est areas for surveyors to occupy without lane closures. As a result,
low-up work by Johnson and Johnson (2012). Although it is antici- surveyors’ safety risks increase significantly and the mobility of the
pated that the accuracy of MTLS systems will not equal that of public decreases due to lane closures.
fixed tripod-mounted scanners, nevertheless such studies can help The MTLS systems produce a large amount of data in the form
develop a baseline for performance evaluation and assessment of of a point cloud that can be postprocessed to create a detailed
suitability of such technology for specific applications. Another im- three-dimensional (3D) computer-aided design (CAD) model.
portant set of parameters that can provide a baseline for comparison These solutions have significant advantages over existing methods.
and evaluation of alternatives in utilization of such a technology is a It eliminates surveyors’ exposure by keeping them inside the ve-
cost-benefit analysis. Although developing a comprehensive cost- hicle and improves survey speed and traffic flow. An MTLS system
benefit analysis may require a lot of data and may not be feasible, a may collect up to 50–150 mi (80–240 km) of field data a day.
baseline study of a selected example group of functions or tasks Furthermore, it does not require space on the shoulder or median.
This system would replace traditional surveying methods for many
1
Senior Development Engineer, Dept. of Mechanical and Aerospace applications. A mobile laser scanning system would increase the
Engineering, Univ. of California—Davis, Davis, CA 95616. safety of surveyors, reduce the need for lane closures, and possibly
2
Research Engineer, Dept. of Mechanical and Aerospace Engineering, increase productivity. The resulting point-cloud data may be used
University of California—Davis, Davis, CA 95616 (corresponding author). for other HI applications such as roadside inventory and bridge-
E-mail: talasky@ucdavis.edu height clearance generation.
3
Professor, Dept. of Mechanical and Aerospace Engineering, Univ. of As with any emerging technology, it is important to consider the
California—Davis, Davis, CA 95616.
Note. This manuscript was submitted on April 9, 2013; approved on
cost-benefit of applying the technology. This paper presents a cost-
September 9, 2013; published online on March 4, 2014. Discussion period benefit analysis of MTLS, specifically in HI applications. The areas
open until August 4, 2014; separate discussions must be submitted for in- considered include roadside-feature inventory, bridge-clearance
dividual papers. This paper is part of the Journal of Infrastructure Sys- measurement, pavement survey, and Americans with Disabilities
tems, © ASCE, ISSN 1076-0342/04014022(13)/$25.00. Act (ADA)–feature inventory. The baseline for this analysis is

© ASCE 04014022-1 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


centered on some of the existing operations within some of the state The amplitude depends on the reflectance of the object surface as
DOTs (e.g., Yen et al. 2011). The analysis considers service well as the range and incidence angle to the object. It allows the
procurement, rental, and system purchase. The analysis also con- software to identify the highly reflective painted lane lines, signs,
siders mapping-grade (meter-level absolute accuracy) versus survey- and raised pavement markers. By combining the GNSS/IMU and
grade (cm-level absolute accuracy) systems [for details, see Olsen laser range scanner data with system calibration parameters, the
et al. (2013)]. Risks and mitigations are also identified. global coordinate of every scan point can be calculated. Thus, the
The paper is organized as follows. A brief overview of MTLS is position of the painted lane line will also be established. In addition,
presented. This is followed by some of the existing state-DOT other roadside and roadway features can be identified and located
practices and an overview of current data-collection practices. using the resulting point cloud and georeferenced photographs.
Next, the detailed cost-benefit is presented, followed by a summary LiDAR requires an unobstructed line of sight to the measure-
of the benefits and cost savings. Risks are identified, along with ment surface. Obscured by the internal structure and scanner body,
means for mitigation. Finally, conclusions and recommendations some two-dimensional (2D) LiDAR scanners have less than 360
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are presented. degree field of view (FOV) by design. New generations of 2D Li-
DAR scanner designs enable 360° FOV. The LiDAR range error
directly adds to the overall MTLS-system absolute error. Therefore,
MTLS Systems Overview only a few LiDAR scanners are suitable for high-accuracy pave-
ment survey work. Currently, most survey-grade MTLS systems
MTLS systems are similar to airborne light detection and ranging use the Optech Lynx V100, V200, or M1, or the Riegl VQ-250
[LiDAR (laser scanning)] systems. Fig. 1 illustrates the basic sys- or VQ-450 LiDAR time-of-flight (TOF) scanners. Both Optech
tem-architecture concept. The system consists of a dual-frequency (Vaughan, ON, Canada) and Riegl (Orlando, FL) scanners have
real-time kinematic (RTK) global navigation-satellite system long-range and high-range accuracy. A few custom-engineered
(GNSS) receiver(s), a six degree-of-freedom (DOF) inertial meas-
MTLS systems (Burchi, presented at SPAR, 2008; Graefe, pre-
urement unit (IMU) (typically three accelerometers and three gyros
sented at SPAR, 2010) employ Z&F (Bridgeville, PA) or Faro
orthogonally mounted), a distance-measuring indicator (DMI),
(Lake Mary, FL) phase-based laser scanners which have higher
LiDAR scanner(s), data synchronization electronics, data logging
range accuracy. However, their practical range is much shorter than
computer(s), and digital camera(s) (Mrstik and Newby 2005;
the TOF scanner. Consequently, the operator may have to drive
Newby and Mrstik 2005; Glennie 2007; Graefe, presented at
multiple passes on different lanes of the multi-lane freeway to
SPAR, 2010; Mandli et al. presented at SPAR, 2010). The com-
gather all the required data. Nevertheless, MTLS systems with
puter(s) collects the synchronized data of GNSS carrier-phase
phase-based laser scanners would yield higher relative-accuracy
measurements, IMU and DMI outputs, digital photographs, and
point-cloud data and are better suited for urban areas.
LiDAR-scanner data for the postprocessing software. Combining
MTLS systems have been developed to collect geospatial data
GNSS base-station raw data collected at the same time, based
(Frecks, presented at SPAR, 2009; Adams and Dunham, presented
on the GNSS measurement, IMU, and DMI data of the rover,
at SPAR, 2010). Their high mobility and capturing ability of large
the software will provide position and orientation solutions (at up-
highway areas (roadways, roadsides, structures) enables DOT users
date frequencies of 100–1,000 Hz) of the sensor platform contain-
to collect massive amounts of data for highway surveying, asset
ing the LiDAR scanners and digital cameras. To achieve the highest
management (Howerton and Sideris 2010), as-built documentation,
possible accuracy, the raw GNSS/IMU data are postprocessed with
and maintenance operations (Frecks, presented at SPAR, 2008;
GNSS base station(s) raw data with high-accuracy satellite orbital
Harrison and Frecks, presented at SPAR, 2010; Mandli et al. pre-
measurements. Furthermore, the system may have multiple LiDAR
sented at SPAR, 2010; McNease and Perry, presented at SPAR,
scanning sensors with digital cameras in visible light, near infrared
2010). They have also been used in railway-tunnel scanning
(NIR), or ultraviolet (UV) wavelengths. An NIR or UV camera may
(Sandrone and Wissler 2011).The LiDAR scanner’s resultant point
be used to better determine health of certain plant species or to
cloud, shown in Fig. 2, is then postprocessed to extract mapping
compensate for poor lighting conditions.
data, roadside asset–feature data, and various measurements. If
The LiDAR scanner produces distance and angular measure-
such a database were developed, the extracted data could then
ments to objects as well as the amplitude of the light-return signal.
be readily imported into a database for analysis and be accessible
by all DOT business areas, thus reducing duplicate data collection
GNSS and storage in separate silos. Of course features like culvert ends,
Infrastructure dry wells, regulatory outfalls, and anything underground are not
visible in the point cloud; therefore, they cannot be extracted.
However, these types of features are relatively safe to collect
Extrinsic Sensors Data
Mobile Proc. Point
Digital
Platform GNSS Camera Sensor Cloud
Fusion

LiDAR
Human
Intrinsic Sensors Interface
IMU DMI

World
Highway Model
Infrastructure

Fig. 2. Example point-cloud of a highway produced by a MTLS


Fig. 1. MTLS-system architecture block diagram system (Terrametrix 2013, with permission from Terrametrix, LLC)

© ASCE 04014022-2 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


and they do not usually change position. This new tool presents an Some of the benefits of an RFIP using MTLS technology for
opportunity for DOTs to consolidate geospatial-data collection and state DOTs include
storage operations and improve overall efficiency by eliminating • Having consistent data definitions, accurate values and formats
redundant work. throughout the department;
Private contractors and services providers have been using mo- • Having reliable data-collection methods and procedures to
bile LiDAR extensively to collect geospatial data for mapping, maintain standards with minimal variation;
asset management, and survey. Based on discussions with service • Improving efficiency of projects through consistent data collec-
providers, a few state DOTs, such as Tennessee DOT, Hawaii DOT, tion and reporting;
Nevada DOT, and Texas DOT, have contracted with MTLS service • Using the data to fulfill environmental requirements and inven-
providers for asset management. The California Department of tory management;
Transportation (Caltrans) has contracted with a MTLS survey firm • Using the data strategically for safety considerations, unstable
to perform bridge-clearance measurements and pavement surveys. slopes, major electric utilities, access control, and drainage
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Survey-service providers have been using survey-grade MTLS considerations; and


systems to collect data for railroad and power transmission–line • Using the data for evaluation of regulatory compliance and
management (McNease and Perry, presented at SPAR, 2010). inventory management.

Bridge-Clearance Requirements
Statement of the Problem
State DOTs have programs that are responsible for collecting
The mission of state DOTs is to keep people and business moving bridge vertical and horizontal clearance as well as other bridge
by operating, maintaining, and improving the state’s transportation as-built structure information. The absolute accuracy requirement
systems vital to the public, businesses, and communities. State for bridge location is relatively low [ca. 2 ft (0.6 m)]. The following
DOTs require geospatial data for planning, maintenance, operation, are practical recommendations for the relative accuracy require-
and project delivery. Despite the high initial costs of MTLS systems ments for bridge clearance data:
and data-extraction software, the solution may be cost-effective • Bridge columns/piers (horizontal clearance): within 4 in.
compared to existing methods. The costs and benefits of MTLS (10 cm) optimum;
solutions are examined in detail in the remainder of this paper, • Bridge girders (vertical clearance): within 1 in. (2.5 cm);
sorted by functions. Not all functions that would benefit from • Overhead restrictions (including truss members) (vertical/
LiDAR are included, just those with tangible data. horizontal clearance): within 1 in. (2.5 cm) vertical; within
3 in. (7.6 cm) horizontal;
• Bridge rails/guard rails (horizontal clearance): 3 in. (7.6 cm);
Application Areas • Edge of pavement (horizontal clearance): 1.5–6 in. (3.8–15 cm);
and
There are at least three existing programs [roadside feature inven- • Sign bridges (vertical clearance): within 1 ft. (0.3 m).
tory program (RFIP), bridge clearance measurement, and ADA fea- All of these measurements are achievable with a survey-grade
ture inventory], performed by some DOTs, that would directly MTLS system. Beyond the clearance information needed for post
benefit from employing MTLS systems. These programs’ historical heights, bridge strikes by over-height trucks can occur several times
and current expenditures in the western United States are used in per year. Proving damage by having existing condition data would
this cost-benefit analysis. Their data and functional requirements be extremely valuable in cases resulting in litigation. In addition,
are well-defined. There are other state-DOT functional groups that existing condition would be valuable in evaluating the effects of
can greatly benefit from the data produced by these mobile systems environmental hazards.
(Chang et al. 2006; Glennie 2009; Mendenhall 2011). However,
data on their program expenditures for geospatial-data collection
ADA Feature–Inventory Requirements
were not fully available (or varied greatly from year to year) to do
proper comparisons. State DOTs are responsible for collecting data on ADA ramps
at intersections to ensure their compliance to ADA standards and
regulations. The types of ADA features that are usually captured in
RFIP Requirements
this type of inventory are
The RFIP used by the Washington State Department of Transpor- • All curb-ramp types, including detectable warning-surface
tation (WSDOT) involves collecting, storing, and reporting roadside placement;
features such as guardrails, culverts, signs, objects in clear zones, • Bridge-end sidewalk ramps;
and other features from different regions within the state. This data • Sidewalks;
can be used for asset management, project and system design, and • Pedestrian access routes (PAR) with protruding objects and
overall system analysis. In some cases, some individual businesses other obstructions;
in a state have collected similar information (e.g., utility poles, signs, • Crosswalks;
guardrails, tree groupings, and slope information) independently of • Driveways;
one another. This causes duplication of efforts and expenses, which • Island and median cut-throughs;
can result in the data not being consistently stored in a statewide, • Accessible pedestrian signals (APS), push-button types, and
standard format that would allow shared use and proper mainte- locations;
nance of the data. Because of the advancements in technology, • Shared-use paths;
GIS applications, and the creation of the RFIP, it will be desired • Independent walkways;
by state DOTs to combine this information resulting in a single • Facility ramps;
source for data retrieval. In this fashion, the stored data will be more • Edge protections;
accurate and, therefore, the ability to analyze and maintain the data • Handrails;
increases exponentially, saving the agency time and money. • Railroad crossings;

© ASCE 04014022-3 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


Table 1. Itemized RFIP Field Data–Collection Estimated Cost for
WSDOT
Description Cost
Vehicle $600 per month
Laptop $1,500 per crew
Data logging equipment (one per $6,000 per unit
crew member)
Estimated travel expenses $3,600 per year per region
Miscellaneous cost (e.g., cell phone, $1,000 per month per crew
supplies, and repair)
Transportation technician 2 $4,200 per month
Transportation technician 3 $4,800 per month
GIS pathfinder office software maintenance $3,500 per year
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Table 2. Historical RFIP Yearly Costs for WSDOT


Annual Number
RFIP-program of miles
Fig. 3. Making ADA-ramp measurements from a point cloud Year cost surveyed Cost per mile
(WSDOT 2013, with permission from Washington State DOT
2010 $638,381 443 $1,442.41
GeoMetrix Office)
2009 $836,960 644 $1,299.63
2008 $1,179,356 709 $1,831.30
2007 $1,319,550 911 $1,448.46
• Stairs; and 2006 $884,504 879 $1,006.26
• Parking stalls. Sub total $4,858,752 3,585 Average cost: $1,355.20
Each of these ADA features has numerous elements that need to
be measured and documented such as subtypes, running slopes,
cross slopes, widths, lengths, clearances, and alignments. Errors in location data are mitigated since all feature locations should
Fig. 3 depicts the point cloud of a typical ADA ramp, illustrating a be fairly close to the roadway. A total of 12 FTE personnel and six
few of the needed measurements. For this type of work, the relative vehicles are typically utilized statewide for RFIP-data collection.
accuracy for horizontal and vertical measurements is usually 0.01 ft, The estimated costs for itemized field-data collection in the state
and the angular accuracy for slope measurement is 0.01%; these rel- of Washington are listed in Table 1. The collected field data are
ative accuracies are at the limits of a survey-grade MTLS. The processed in the office by a transportation-planning specialist, with
absolute position accuracy for the intersection is typically 1–5 ft. assistance from an information-technology specialist when re-
(0.3–1.5 m). In the figure, darker points correspond to sidewalk, quired. The program is managed by a transportation technical en-
while white points correspond to curb and ramp. The labels denote gineer. The total estimated yearly program cost for this operation is
horizontal [5.302 ft. (1.616 m)] and vertical [0.443 ft. (0.135 m)] $1,340,000. Table 2 shows the historical yearly expenditures for
dimensions, which are used to compute slope of the ramp. this state and productivity levels of the RFIP since 2006. It is im-
portant to note from the data in this table that while the yearly RFIP
expenditures vary over the years, the survey and data management
Current Data-Collection Methods and Costs costs per highway mile is relatively constant, with an average of
approximately $1,355=mi ð$840=kmÞ. Even though almost 4,000
This section provides details of an example of a current practice in highway miles of data have been collected and processed, to date,
data collection for RFIP, bridge clearances, and ADA-feature in- the program still has approximately 3,059 more miles for which
ventory. In addition, the program cost, equipment used, productiv- data collection is needed for full completion. The data, once com-
ity figures, full-time equivalent (FTE) personnel, and vehicles pleted, can provide information that can be used in preliminary
involved in data collection are listed for each program. The exam-
design and scoping of projects.
ple is developed using some of the current practices of the WSDOT.

RFIP Data–Collection Methods and Cost Bridge-Clearance Measurement Data–Collection


Methods and Cost
WSDOT is divided into six regions. Each region has a crew for
RFIP-data collection. Here, we assume a typical regional RFIP Bridge-clearance measurements can be performed from a moving
crew consists of two people, and that to increase the speed of data vehicle, e.g., from the Advanced Highway Maintenance and
collection, some regions in some situations use a four-person crew. Construction Technology (AHMCT) Research Center’s StructView
Typically, a crew member proceeds to the feature on foot or by car system (Lasky et al. 2006). In the State of Washington, bridge-
and inputs the feature’s attributes into the data logger. Each crew clearance data are collected by a crew consisting of a bridge-
shares a laptop computer and a vehicle. We assume that, on geometry engineer and a co-inspector traveling in a vehicle with a
average, each crew collects hitch-mounted vertical-clearance measurement system (VCMS) from
• 137 features per day in rural areas; and Mandli Communications (Madison, WI). In addition to the vehicle,
• 491 features per day in urban areas. the VCMS requires a converter unit and a laptop for local data-
Data-collection locations and collection schedules are usually de- processing and control. The time required for vertical-clearance data
termined by the individual regions. The feature mile post (MP) collection depends on number of lanes under the structure, density of
location is determined by a WSDOT custom-developed application. the structures, and exits/turnaround availability. In an urban area
This application calculates MP location from GPS location data. where the highway typically has numerous lanes and ramps, it takes

© ASCE 04014022-4 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


about 1.5 h per structure to collect all necessary data. In a rural set- Table 3. Itemized ADA Feature–Inventory Data-Collection Costs
ting, it is estimated the data collection generally takes about 45 min Description Cost
for each structure. In addition to using VCMS to collect vertical
Pickup truck $800=month
clearances, bridge inspectors also collect bridge-structure horizontal
Trimble data logger, laptop, digital camera, $20,000 per crew
clearances during routine bridge inspections. digital rangefinder, and software
The personnel hourly cost for this operation is estimated at $45. Transportation technician 2 $30=h
Traveling throughout the state, the crew requires additional lodging Transportation technician 3 $45=h
and per diem costs. The lodging and per diem cost is estimated at
approximately $15=h per person in addition to the labor rates. In
addition there is a need for an approximately one hour of office Furthermore, depending on the range of the LiDAR scanners used,
processing time per structure at $45=h. A cost of $20=h is estimated some multilane-highway segments may have to be driven on
for the vehicle. The Bridge Preservation Office (BPO) estimated more than one time. In addition, extra travel mileage is required to
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that it costs $300 per structure including labor, lodging, per diem, capture highway interchanges. In order to reach a baseline target
and basic vehicle costs. The BPO also estimated that it spends for the cost-benefit analysis, it is assumed here that there are ap-
$80,000=year to collect data on the 270 structures/records per year. proximately 15,000 mi (24,000 km) that would need to be driven
Consequently, it takes the BPO about 10 years to complete a full by the data-collection vehicle in order to pick up the entire state’s
cycle of data collection for all WSDOT bridge structures. In order network of highways handled by the state DOT. There can also be
to achieve a 10-year cycle for data collection, this agency needs a limitations on the number of days per year that data can be collected
data-collection rate exceeding 270 structures per year. due to weather and other conditions such as construction and main-
tenance. For the state of Washington, for example, due to its typical
ADA-Feature Inventory Data–Collection Methods and weather conditions, it is assumed here that data collection can only
Costs be conducted for 6 months of the year. In such a condition, a single
vehicle can collect data for the entire WSDOT highway network
As part of WSDOT’s ADA-transition plan, WSDOT has started
in 2 years.
collecting data for an ADA-feature database that includes gathering
The total cost can be broken down to several cost categories as
data on what features exist or are missing in the field. A survey
follows:
crew collects data on a wide array of ADA features and their
• Information-technology (IT) costs. This includes the cost of
elements. In these efforts, the precise measurements of the ADA
data-extraction software, storage, server, backup, and worksta-
elements are the primary objectives of the crew.
tions for data extractions. The current WSDOT-IT charges are
In the case of a curb ramp, for example, the ADA data–
approximately $7.3 per gigabyte (GB) for storage and asso-
collection crew will locate the ramp by placing a mapping-grade
ciated backup costs. In addition the cost of a virtual server is
GPS unit at the center of the ramp cut along the back of the curb.
approximately $1,000. Our pilot study indicated that the esti-
The mapping grade GPS has an absolute positional accuracy of
mated data requirement is about 3 GB=mi [1.86 GB/km (Yen
5 ft. (1.5 m). Once a GPS location tag is generated for the ramp
et al. 2011)]. Thus, the total data storage requirement is 45
location, the ramp attributes are measured by hand tapes and digital
terabytes (TB) and costs $328,500 for a 2-year data-collection
levels [Stabila (Stabila, Inc., South Elgin, IL) or Smart Level
period. Five workstations ($15,000) are needed for data postpro-
(SmartTool Technologies, Oklahoma City, OK)] and entered into
cessing. In addition, data-extraction software licenses and yearly
a digital-data collector using a data dictionary created specifically
renewal costs are approximately $80,000 and $20,000 per year,
for the ADA-collection program. Digital range-finders are also used
respectively;
to measure the horizontal/vertical differences of remote features. The
• Data-collection costs. The total costs associated with data
field crew shares a pickup truck, a digital camera, a laptop computer, a
collection is composed of the equipment cost, equipment-
digital level, and tape measures. The crew size typically consists of
maintenance cost, personnel cost, and vehicle cost. The
two people. A three-person crew is sometimes needed in heavily
vehicle costs are estimated at $700=month or $0.56=mi
urbanized areas primarily to provide a traffic spotter.
ð$0.35=kmÞ; and
This process at a curb ramp takes a well-trained crew about
• Data-extraction cost. This is the total cost of the personnel to
10 min to complete. The time required for measuring all the ramps
extract the required geospatial data for various WSDOT pro-
in the entire intersection depends on the number of ramps in the
grams. The data-extraction cost depends highly on the number
intersection. Usually, there are only ADA ramps and crosswalks
of features required to be extracted.
in each quadrant. However, there may be a need to collect more
In order to simplify the calculation of personnel costs, an aver-
data in some intersections that have traffic islands, pedestrian fa-
age cost of $50=h is used for labor rate for all of the personnel
cilities, or obstructions. The estimated time to complete an entire
needed for data collection and processing in mapping-grade appli-
intersection with minimal attributes is 1–2 h. However, an intersec-
cations. For survey-grade applications, a cost of $135=h is used.
tion with extensive collection points and heavy traffic may take 4 h
Deployment of MTLS technology can be achieved in many
for the crew to complete all the measurements. In-office postpro-
cessing time is usually 1 h per intersection per data collector used. different ways. Seven of the most common approaches are dis-
The estimated program cost from July 2009 to June 30, 2010 cussed below, where their costs are estimated and compared. These
was $118,414, and the cost from July 2010 to March 2011 was options are
$237,321. Itemized ADA feature-inventory data collection costs 1. Contract for mapping-grade MTLS services;
are provided in Table 3 2. Contract for bridge-clearance measurement services;
3. Rent and operate a mapping-grade MTLS system;
4. Purchase and operate a mapping-grade MTLS system;
MTLS-Deployment Option Details and Costs 5. Rent and operate a survey-grade MTLS system;
6. Purchase and operate a survey-grade MTLS system; and
To collect data for a state-DOT roadway network, a MTLS-system 7. Purchase fractional ownership of a survey-grade MTLS
vehicle would need to be driven in both directions on each roadway. system.

© ASCE 04014022-5 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


Mapping-grade options are not considered for Caltrans, as they are not in the database. The data-extraction costs of the subsequent
do not meet the needs of land surveys and structure maintenance. data-collection cycles can be significantly lower since data on most
assets have been extracted and inserted into the database.
Contract for Mapping-Grade MTLS Services
Contract for Bridge Clearance–Measurement Services
There are several service providers who provide statewide highway
network–mapping services using an MTLS system. The advantage Some survey/engineering-grade MTLS system–operators provide
of this option is that the contractor will supply the equipment, contract services to collect and extract vertical and horizontal
personnel, and the final needed output. The DOT would not be bridge clearances. Like Option 1, the advantage of this option is
burdened with training, data postprocessing, technological obsoles- that the contractor will supply the equipment, personnel, and the
cence of equipment, and equipment maintenance. On the other final needed output. The DOT would not be burdened with training,
hand, the contracting process is often complicated and takes a long data postprocessing, technological obsolescence of equipment, and
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time, and the DOT would not have a mobile-LiDAR system equipment maintenance. The disadvantage is that DOT would not
available at a moment’s notice. This option provides data with have a mobile-LiDAR system available at a moment’s notice. The
mapping-grade accuracy, and the service provider also provides cost is approximately $100–$150 per structure. The service pro-
feature-extraction services. Most State DOTs contract MTLS-data vides only the vertical and horizontal bridge clearances and clear-
collection from service providers for their asset management. Some ance diagrams as deliverable. Point-cloud data are usually not part
state DOTs perform their own data extraction as needed, while of the deliverables. The cost depends on the number of structures to
other DOTs rely on contractors to extract their data. For example, be surveyed and their geographic separation. For example, Caltrans
Tennessee DOT (TnDOT) had a contract with Mandli Communi- had a contract with a service provider for such services, Terrame-
cations (Madison, WI) to perform an MTLS scan of their entire trix, which processed 589 bridges for Caltrans and is currently
state highway network. The total size of resulting point-cloud documenting 7,250 additional bridges for horizontal and vertical
and digital image data was 15 TB. The operation took 2 years clearance. The bridge office also needs accurate as-built plans
to complete at a cost of approximately $70=mi ð$43=kmÞ. The data of existing bridge-structure conditions to address litigation con-
extraction cost was an extra $62=mi ð$38=kmÞ. It should be noted cerning ongoing accidental bridge strikes, which average about
that data extraction costs depend on the number of features to be one a month. Bridge-repair and court costs include proving damage
extracted and can vary greatly. (change detection, based on existing scans). Not all structures
Feature extractions typically take about 2–5 human-hours=mi. would require the same level of detail. For example, over/under
Table 4 lists the cost breakdown for contract services with each data crossings would be different than river crossings. The deliverable
collection having a period of 2 years. The data-extraction costs are of this option does not provide accurate as-built data. WSDOT
usually higher for the first cycle in data collection since most assets has a total of 2,700 structures. Thus, the total cost of surveying

Table 4. Itemized Costs for MTLS Options


Option 4: Option 5: Option 6: Option 7:
Option 3: Rent Purchase and Rent and Purchase and Partial ownership
Option 1: Contract and operate a operate a operate a operate a (50%) of a
MTLS services mapping-grade mapping-grade survey-grade survey-grade survey-grade
Description (mapping-grade) MTLS MTLS MTLS MTLS MTLS
IT data-storage cost $328,500 $328,500 $328,500 $328,500 $328,500 $328,500
IT-server cost $1,000 $1,000 $1,000 $1,000 $1,000 $1,000
Data-postprocessing workstations N/A $15,000 $15,000 $15,000 $15,000 $15,000
(5 at $3,000 each)
Data-extraction software N/A $80,000 $80,000 $80,000 $80,000 $80,000
Data-extraction software annual N/A $20,000 $20,000 $20,000 $20,000 $20,000
maintenance cost
First-cycle total IT cost $329,500 $444,500 $444,500 $444,500 $444,500 $444,500
Subsequent-cycle total IT cost $328,500 $368,500 $368,500 $368,500 $368,500 $368,500
Mobile LiDAR–equipment cost N/A $360,000 $350,000 $600,000 $850,000 $403,000
Equipment annual maintenance cost N/A $0 $35,000 $0 $85,000 $432,000
Training N/A $50,000 $50,000 $50,000 $50,000 N/A
Vehicle cost (6 months=year) N/A $8,400 $8,400 $8,400 $8,400 N/A
Personnel cost ($8,650=month,2 FTE for N/A $207,600 $207,600 $311,400 $311,400 N/A
mapping-grade and 3 FTE for survey-grade)
Data-collection cost per mile $70 N/A N/A N/A N/A $75
First-cycle total data-collection cost $1,050,000 $626,000 $651,000 $969,800 $1,304,800 $1,960,000
Subsequent-cycle total $1,050,000 $576,000 $286,000 $919,800 $489,800 $1,557,000
data-collection cost
First-cycle data-extraction cost/mile $100 $125 $125 $150 $150 $150
Subsequent-cycle data-extraction cost/mile $50 $50 $50 $75 $75 $75
First-cycle data-extraction cost $1,500,000 $1,875,000 $1,875,000 $2,250,000 $2,250,000 $2,250,000
Subsequent-cycle data-extraction cost $750,000 $750,000 $750,000 $1,125,000 $1,125,000 $1,125,000
First-cycle total cost $2,879,500 $2,945,500 $2,970,500 $3,664,300 $3,999,300 $4,654,500
Subsequent-cycles total cost $2,128,500 $1,694,500 $1,404,500 $2,413,300 $1,983,300 $3,050,500
Total cost (6 years, 3 cycles) $7,136,500 $6,334,500 $5,779,500 $8,490,900 $7,965,900 $10,755,500
Note: Boldface indicates subtotals or summary statistics.

© ASCE 04014022-6 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


all structures in WSDOT is about $337,500 assuming a cost of $125 maintenance and warranty as well as higher system availability.
per structure. Caltrans has approximately 12,000 bridge structures The data accuracy is higher than a mapping-grade system, and
that require clearance measurements. Thus, the total cost of survey- it is suitable for more applications within the state DOT. It also
ing all structures in Caltrans is about $1,500,000 per cycle, also has a lower cost of entry compared to the purchase option. The
assuming a cost of $125 per structure. The cycle would ideally be lifecycle cost of this option, however, is higher than the purchase
repeated every 2–4 years. option. For example, Trimble MX8 [Sunnyvale, CA (http://www
.trimble.com/geospatial/Trimble-MX8.aspx?dtID=overview&)] is
Rent and Operate a Mapping-Grade MTLS System currently available for rental for approximately $150,000 for a
3-month duration. In this option, a state DOT can rent and operate
Some mapping-grade MTLS-system manufacturers work with their a survey-grade MTLS system for data collection and extraction
dealers to provide a rental option. Some of the advantages of this using in-house personnel. The data-collection cost consists of
option include the elimination of equipment technological obsoles- equipment rental for 12 months (6 months=year for the 2-year
cence risk and the burden of equipment maintenance and warranty,
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data-collection cycle in the state of Washington), one-time training


as well as higher system availability. This option also has a lower cost cost, vehicle cost, and personnel cost. The personnel time required
of entry compared to the purchase option, but has a higher lifecycle for high-accuracy data collection and raw data postprocessing is
cost. For example, a Topcon IP-S2 [Livermore, CA (http://www higher than the mapping-grade option because of more complex
.topconpositioning.com/products/mobile-mapping/ip-s2)] is avail- setup and raw GNSS/IMU-data postprocessing. To achieve the best
able for rental from the PPI Group [Portland, OR (http://www. accuracy, more GNSS base-station setups are required with closer
theppigroup.com/)] for approximately $25,000=month, or more de- spacing and placements of ground targets. Thus, one extra person-
pending on the system configuration. In this scenario, the WSDOT nel per year is added to the personnel costs for data collection.
rents and operates a mapping-grade MTLS system for data Additional data-extraction time is also added because of additional
collection and performs data collection and extraction with in-house feature-extraction requirements for bridge clearances and ADA-
personnel. The IT cost includes data hosting, virtual server, five feature inventory. It takes approximately 3 h=mi ð1.9 h=kmÞ instead
data-postprocessing workstations, data-extraction software, and to perform this operation as compared to 2.5 h=mi ð1.6 h=kmÞ in
maintenance. The majority of the IT cost is the data-storage cost. the mapping-grade option. Table 4 lists the WSDOT cost break
The data collection–cycle duration is estimated to take 2 years, down for this option. Table 5 lists the Caltrans cost breakdown
at 6 months=year of active collection due to Washington-state for pavement survey, while Table 6 lists the Caltrans cost break-
weather limitations. down for bridge-clearance measurements.
The data-collection costs for WSDOT are composed of equip-
ment rentals for 12 months (6 months=year for 2 years), one-time
training cost, vehicle cost, and personnel cost. Table 4 lists the cost Purchase and Operate a Survey-Grade MTLS System
breakdown for this option. The data extraction cost is higher for the At the present time there are more purchase options available for
first data-collection cycle since most assets are not initially in the survey-grade MTLS systems than there are rental options. The ad-
database. The data extraction cost of subsequent cycles is much vantage of this option is lower lifecycle cost as compared to the
smaller since most assets have already been extracted and installed rental option, and the mobile-LiDAR system is available at a mo-
into the database. ment’s notice. The data accuracy is higher than the option using a
mapping-grade system, and this option can accommodate more ap-
Purchase and Operate a Mapping-Grade MTLS System plications within a DOT. The disadvantage of this option, however,
Currently, there are more choices for purchasing mapping-grade includes the technological obsolescence of equipment, higher entry
MTLS systems as compared to renting them. The advantage of pur- cost, and the burden of equipment maintenance and warranty. Typ-
chasing a unit is lower lifecycle cost compared to the rental option, ically, a survey-grade system costs from $500,000 to $850,000 de-
and the MTLS system is available at a moment’s notice. The pending on the LiDAR and camera configuration, plus 10% annual
disadvantage of this option is the technological obsolescence of maintenance cost. In this scenario, a state DOT would purchase and
equipment, higher entry cost, and the burden of equipment mainte- operate a survey-grade MTLS system for data collection and data
nance and warranty. Typical mapping-grade systems currently cost extraction with in-house personnel. Similar to the previous options,
from $250,000 to $350,000 depending on the LiDAR and camera the data collection–cycle duration for the state of Washington is
configuration. This option considers WSDOT purchasing and estimated to take 2 years at 6 months=year with a three-person
operating a mapping-grade MTLS system for data collection and per- crew. The data-collection cost consists of equipment cost, annual
forming data collection and extraction with in-house personnel. The maintenance cost, one-time training cost, vehicle cost, and person-
duration of the data-collection cycle, in this option, is estimated to nel cost. The annual maintenance cost includes firmware/software
take 2 years (again, operating for 6 months for each year). The data- upgrade, calibration, and extended warranty. The personnel time
collection costs consist of MTLS-equipment cost, annual mainte- required for high-accuracy data collection and raw data postpro-
nance cost, one-time training cost, vehicle cost, and personnel cost. cessing is higher than for mapping-grade operation. Thus, one extra
The annual maintenance cost includes firmware/software upgrade, personnel time per year is added to the data collection–cost calcu-
calibration, and extended warranty. The two-person crew would take lation. Tables 4 and 5 list the cost break down for this option.
6 months=year for 2 years to complete a single data collection–cost
cycle. Table 4 lists the cost break down for this option. Purchase Fractional Ownership of a Survey-Grade
MTLS System
Rent and Operate a Survey-Grade MTLS System
At present, 3D Laser Mapping [Bingham, Nottingham, UK (http://
Some survey/engineering-grade MTLS system manufacturers work www.3dlasermapping.com/)] and GeoDigital International Inc.
with their dealers to provide a rental option for such equipment. [Hamilton, ON, Canada (http://www.geodigital.com/)] offer frac-
The advantages of this option include the elimination of equipment tional ownership plans for a StreetMapper 360 system for U.S.
technological obsolescence risk and the burden of equipment customers. Fractional-ownership plans are common in the aviation

© ASCE 04014022-7 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


Table 5. Caltrans Cost for Different Survey-Grade MTLS–Deployment Options
Option 6: Number 7:
Option 1: Option 5: Rent Purchase and Partial
Contract for and operate a operate a ownership (50%)
survey-grade survey-grade survey-grade of a survey-grade
Deployment option MTLS MTLS MTLS MTLS
Data-extraction software N/A $150,000 $150,000 $0
Data extraction–software maintenance N/A $15,000 $15,000 $0
MTLS-equipment cost 2*$2,100/day $0 $850,000 $403,000
Annual maintenance or rental cost N/A $600,000 $85,000 $216,000
Hardware installation N/A $0 $6,000 $0
Training N/A $50,000 $50,000 $0
Total fixed cost (6 years) N/A $3,875,000 $1,556,000 $1,699,000
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Data-collection cost N/A — — —


Vehicle mileage cost per year ($0.56=mi, 6 projects=month, 10mi=project $235/project $8,870 $8,870 $0
with 2 passes and 10x travel to work site–mileage overhead.
Totalmileage ¼ 1,320mi=month or 15,840mi=year)
Data collection–personnel cost per year ($135=hr, three-person crew, $6,720/project $272,160 $272,160 $54,000
1 day=project + 0.5-day driver cost per project or $75=mi for partial
ownership @ 6 projects=month for 6 months=year)
Georefencing cost/year (12 hr=project) $2,100=project $116,640 $116,640 $0
Total data-collection cost (6 years) N/A $2,386,022 $2,386,022 $324,000
Total cost (6 years) N/A $6,261,022 $3,942,022 $2,023,000
Average cost per project $13,255 $14,493 $9,125 $9,366
Note: Boldface indicates subtotals or summary statistics.

Table 6. Caltrans MTLS-Cost Estimate for Bridge-Clearance Measurement


Option 5: Rent Option 6: Purchase Option 7: Partial
Option 2: Contract and operate a and operate a ownership (50%)
for bridge-clearance survey-grade survey-grade of a survey-grade
Deployment option measurement services MTLS MTLS MTLS
Total number of bridges/structures in California N/A 12,000 12,000 12,000
Total highway centerline miles in California N/A 14,851 14,851 14,851
Number of passes per centerline miles N/A 2 2 2
Miles of travel overhead (times) N/A 2.5 2.5 2.5
Total miles of travel for bridge scanning (mi) N/A 74,255 74,255 74,255
Data processing cost ($75=mi) N/A N/A N/A $2,227,650
Vehicle-travel cost N/A $41,583 $41,583 $0
Total bridge-scanning days (400 mi=day) N/A 186 186 186
Data collection–labor cost ($135=hr) N/A $401,760 $401,760 $0
Data postprocessing labor cost (0.5 hr=bridge) N/A $810,000 $810,000 $810,000
Total cost (without equipment cost) N/A $1,253,343 $1,253,343 $3,037,650
Cost per bridge (without equipment cost) N/A $104 $104 $253
Equipment cost per day (50 weeks=year) N/A $2,400 $907 $2,832
Total equipment cost N/A $446,400 $168,640 $526,690
Total cost with equipment N/A $1,699,743 $1,421,983 $3,564,340
Cost per bridge with equipment cost $125 $142 $118 $297
Note: Boldface indicates subtotals or summary statistics.

industry where asset costs are high. Fractional ownership reduces data. The plan provider will supply the personnel and vehicle
the cost of entry and risk of technological obsolescence. The ad- for data collection (100 days=year for 50% ownership) and raw-
vantage of this option is that the contractor will supply the equip- data postprocessing. The customer (a state DOT) will have to per-
ment, personnel, and GNSS/IMU postprocessing. The state DOT is form its own data extraction using in-house personnel and software.
not burdened with training and equipment maintenance. On the Similar to previous survey-grade options, the data extraction is
other hand, the contracting process could be complicated and estimated to take about 3 h=mi ð1.9 h=kmÞ at $50=mi ð$31=kmÞ.
can take a long time. Furthermore, the state DOT would not have Table 5 lists the Caltrans partial-ownership cost breakdown for
an MTLS system available at a moment’s notice. The equipment pavement survey, while Table 6 lists the Caltrans partial-ownership
availability is lower than the rental or the purchase option. Under cost breakdown for bridge-clearance measurement. Partial owner-
the fractional-ownership plan, customers purchase a fraction (20, ship is not cost-effective for bridge-clearance measurement.
30, 40, or 50%) of the system. The customer (for example, a state
DOT) pays an initial fractional-equipment cost based on the per-
centage of the fractional ownership. The plan also requires a Caltrans 50% Fractional Ownership of a Survey-Grade
MTLS
monthly management and maintenance fee ($18,000/month for
50% ownership). The customer also pays a fixed per mile usage Under the 50% fractional ownership plan, a customer may have
and data-processing fee [$75=mi ð$47=kmÞ] for the point-cloud up to 100 days of use and 25 times access per year. Fractional

© ASCE 04014022-8 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


$4,245,500

$1,387,500

$5,633,000
$5,047,500

$5,602,500

$5,615,100

$6,140,100

$3,375,412
Total 6 yrs
(3 cycles)
ownership can be a cost-effective solution for pavement survey

savings
with careful planning and time coordination to complete a lot
K of projects in the 100 days available. In addition, the DOT
does not require trained personnel to operate the MTLS system.
Subsequent-
However, availability of the MTLS system is limited. Fractional

$717,000

$462,500

$711,304
$1,179,500
$1,151,000

$1,441,000

$1,340,200

$1,770,200
savings
cycle ownership is not a cost-effective solution for bridge-clearance
J

measurement. The DOT would be better off contracting this service


to a service provider.

$462,500
$2,811,500

$3,274,000
$2,745,500

$2,720,500

$2,934,700

$2,599,700

$1,952,804
First-cycle
savings

Cost Summary for All MTLS-Deployment Options


I

Table 7 provides a summary of comparative costs for each of


the options discussed for WSDOT. Table 5 provides similar data
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for Caltrans. These tables indicate that in all the options, approxi-
savings
(tons)
CO2

mately half of the cost is associated with data extraction. It should


23

23
23

23

29

29

29
H

be pointed out, however, that it is difficult to accurately estimate the


data-extraction cost because it depends on the software used, num-
savings
Vehicle

ber of features to be extracted, and whether the highway is in a rural


G

4
3

4
or urban area. The feature-extraction time estimate provided in
Table 4 is based on discussions with contractors and feature extrac-
savings

tion–software makers. To obtain a better estimate, the DOT must


FTE
F

8
0

perform an in-depth study to determine a realistic productivity figure


for data extraction for their asset-management program. As can be
seen in Table 4, the first data collection–cycle costs for rental and
collection
vehicle(s)
for data
Annual

purchase options are very close. However, the subsequent data col-
E

0
1

lection–cycle costs for the purchase options are much lower. Thus, in
the long run, the purchasing options seem to be a better alternative
when cost is the only consideration. On the other hand, if the data-
postprocessing
Annual FTE

collection cycle is changed from 2 years to 3 or 4 years, the rental


required
for data

0
9

11

11

11

options may be better, again considering the cost as the only con-
D

sideration. For WSDOT, fractional ownership does not seem to offer


any cost advantages due to the high monthly management and main-
tenance costs and the per-mile data-processing costs. In addition, the
Annual FTE

collection

MTLS system would be shared 50% of the time so the work output
required
for data

would be 50% of all the other options. In the near future, data-
1.5

1.5
C

0
1

hosting costs may decline with advances in storage technology.


However, the data demand may increase with high-speed LiDAR
scanners and higher-resolution cameras offsetting storage-cost
Subsequent cycle

and processing
data-collection

reductions. Fractional ownership of survey-grade MTLS system


$2,128,500

$2,466,000
$1,694,500

$1,404,500

$2,413,300

$1,983,300

$3,042,196
$337,500

can be rejected based on cost considerations. Based on cost-only


cost
B

comparison, purchasing and operating an MTLS system with either


mapping-grade or survey-grade accuracy is the lowest-cost option.
and processing
data-collection

Sensitivity to Number of Projects


$2,879,500

$3,217,000
$2,945,500

$2,970,500

$3,664,300

$3,999,300

$4,646,196
$337,500
First cycle
Table 7. Itemized Savings for Each WSDOT-MTLS Option

cost

Utilization rate is the key factor in reducing the average cost per
A

project as shown in Fig. 4. A DOT with a large roadway network


has higher demand for MTLS pavement surveys and could maintain
a high MTLS-system utilization with large number of pavement sur-
7: 50% fractional ownership of a survey-grade
2: Contract for bridge clearance–measurement

vey projects and number of bridges requiring constant update of


their clearance measurements. Thus, the average project cost for
4: Purchase and operate a mapping-grade

6: Purchase and operate a survey-grade

purchasing and operating options could be lower and be competitive


1: Contract for mobile-LiDAR services

3: Rent and operate a mapping-grade

with outside contractors. However, a DOT with a smaller roadway


5: Rent and operate a survey-grade

network should examine the equipment rental, contractor, and


partial-ownership options for their cost-effectiveness and viability.
Setting ground control, logistics, and poor weather are often factors
Combine Options 1 and 2

reducing utilization. Fig. 5 provides MTLS pavement survey–


mobile-LiDAR system

mobile-LiDAR system

mobile-LiDAR system

mobile-LiDAR system

mobile-LiDAR system

project costs versus project length.


Option description

(mapping-grade)

Benefits and Cost Savings of Each Solution


Column:

services

The benefits of MTLS technologies can be divided into tangible


benefits and intangible benefits. The tangible benefits come from

© ASCE 04014022-9 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


$20,000
the direct cost savings from using MTLS technologies over current
data-collection methods. Other tangible benefits are reduction in
$18,000 FTEs, vehicle fleet, and carbon dioxide (CO2 ) emissions from less
vehicle usage and fewer miles traveled. The intangible benefits are
$16,000 increased safety, higher data-collection speed, higher-accuracy
data, and up-to-date (every 2 years) geospatial point-cloud data
Average Cost per Project

for use in other state DOT processes. Not all options may satisfy
$14,000
all of a state DOT’s program requirements. Table 8 summarizes
compatibility of each option for WSDOT programs. The check-
$12,000 mark indicates compatibility.

$10,000 Tangible Benefits


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This section calculates the cost savings of MTLS technology over


$8,000 the current methods for each of the three WSDOT programs: RFIP,
bridge-clearance measurement, and ADA-feature compliance. Each
$6,000 section lists the assumptions for cost, FTE, and vehicle savings. The
assumptions may have large effects on cost-saving calculations.
$4,000 Roadside Feature–Inventory Program
4 6 8 10 12 14
Some RFIP data, such as culvert type, size, and location, would not
Average Number of Projects per Month
be collected using MTLS system because culvert ends cannot be
Contractor (high estimate) Purchase and operate a survey grade reliably seen by the scanners. These features would still require
mobile LiDAR system the traditional process to collect, utilizing field personnel with
Rent and operate a survey grade 50% fractional ownership of a survey GPS units for collection. However, culvert type, size, and location
mobile LiDAR system grade mobile LiDAR system
do not change. Therefore, once such data are collected, these would
Contractor (low estimate)
not need to be collected again. RFIP-data collection must use some
FTE personnel to collect feature data that the MTLS system cannot
Fig. 4. Sensitivity of cost per project to number of projects
reliably collect. Nevertheless, it is estimated that the number of
vehicles required for such an operation would still be reduced
from six to two, and number of FTE personnel for data collection
would reduce from 12 to two. In addition, some of the RFIP costs
are devoted to back-office data management and support for its
$180,000 customers. In this analysis, we assume that approximately 60%
$160,000 of the current RFIP costs are associated with feature-data collec-
$140,000 tion. Table 2 shows that the average RFIP cost is approximately
$1,355=mi. Thus, $813=mi ($1,355=mi × 0.6) is the current RFIP-
MTLS Project Cost

$120,000
y = 4125.4x + 74571 feature data-collection cost, and the total feature data–collection
$100,000 cost for the entire Washington state is estimated at $5,691,000
$80,000 [$813=mi × 7,000 mi ð$504=km × 11; 300 kmÞ] for the first cycle
$60,000 of data collection. The cost for subsequent cycle of data collections
will be less because most data has already been collected in the first
$40,000
cycle. This analysis assumes that data collection for the subsequent
$20,000
cycles of data collections would be half of the first cycle or approx-
$0 imately $2,845,500.
0 2 4 6 8 10 12 14 16
Highway Miles
Bridge-Clearance Measurement
Fig. 5. Historical MTLS pavement survey–project costs (with feature Based on the BPO’s estimate, the WSDOT BPO spends
data extraction and ground-control setup) versus project length (high- $80,000=year to collect bridge-clearance data, and the data-
way miles) collection cycle for the entire WSDOT’s bridge clearances takes
approximately 10 years to complete. Therefore, if a survey-grade

Table 8. Solutions Compatibility with WSDOT Programs


Compatibility RFIP Bridge clearance ADA compliance GeoMetrix office
Mobile LiDAR–deployment options — — — —
Contract for mobile-LiDAR mapping services (mapping-grade) ✓ — — —
Contract for bridge clearance measurement services — ✓ — —
Rent and operate mapping-grade mobile-LiDAR system ✓ — — —
Purchase and operate mapping-grade mobile-LiDAR system ✓ — — —
Rent and operate survey-grade mobile-LiDAR system ✓ ✓ ✓ ✓
Purchase and operate survey-grade mobile-LiDAR system ✓ ✓ ✓ ✓
Purchase fractional ownership of a survey-grade mobile-LiDAR system ✓ ✓ ✓ ✓

© ASCE 04014022-10 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


mobile-LiDAR system is used, the savings would be approximately Table 7 Column F shows the estimated FTE personnel savings
$800,000 for each data-collection cycle. Besides measuring bridge- produced by each option in the first data-collection period and as-
clearance data, the bridge inspectors can also perform the critical sociated data processing. This was calculated by adding Column C
task of inspecting bridges for their integrity, which occupies most and subtracting Column D of Table 9 of the WSDOT operations
of their time. that benefited from the option, and subtracting the sum of Table 7
Columns C and D of the same option. The vehicle savings were
ADA-Feature Inventory calculated in a similar manner.
The expenditure for WSDOT’s ADA-compliance survey varies
from year to year, and it is hard to predict its exact values. The Intangible Benefits
average annual cost is estimated at approximately $180,000, where
it is also assumed that 60% of the program cost is associated with Intangible benefits are the unquantifiable benefits that are not di-
data collection. Thus, using a survey-grade MTLS system is ex- rectly associated with costs. Intangible benefits of using an MTLS
system can be potentially larger than its tangible benefits. For ex-
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pected to provide a saving of $108,000. It is also expected that


it will provide a reduction of one vehicle and 2.5 FTE personnel. ample, MTLS improves mobility of the traveling public by elimi-
nating lane closures and other temporary work zones for survey
Carbon Dioxide Savings workers. It also reduces the number of needed personnel, vehicles,
For the CO2 emission savings calculation, it is assumed each and carbon dioxide emissions for data collection. In addition it in-
vehicle travels 15,000 mi=year ð24; 000 km=yearÞ with average creases the speed of data collection and reduces time to acquire the
gas mileage of 25 mi=gal: ð10.6 km=LÞ (mpg). The annual gasoline critical geospatial data and provides for an environment that enhan-
usage, in such a scenario, would be 600 gal. (2,270 L), and the ces data-driven decision-making processes. In many DOT opera-
equivalent CO2 emission is estimated to be approximately tions, long time delays between the need or request for data and
11,640 lb=year [5.8 tons=year ð5; 280 kgÞ] for each vehicle. data provision is often the invisible cause of project delays and cost
overruns. Use of MTLS technology can eliminate or reduce such
Benefit Summary delays.
It was estimated that the point-cloud feature extraction requires In comparing the different options discussed earlier, the intan-
2.5–3 h=mi for the first data-collection cycle, and therefore, in the gible impact by a mapping-grade MTLS system is less than that of a
case of Washington state, the human-hours required are estimated survey-grade system, based on the number of applications that can
to be 37,500–45,000 h over 2 years or 9–11 FTEs/year for the first potentially benefit from the mobile-LiDAR technology.
data-collection cycle. Table 9 summarizes the data-collection and MTLS technology provides an effective means to collect as-
built data on bridges and structures. Having detailed as-built data
processing costs for RFIP, bridge-clearance measurement, and
for bridges and structures is critical in assessing the damage caused
ADA feature–inventory programs.
by accidents or natural disasters. Good documentation of the initial
Table 7 shows the benefits of each of the MTLS system–
conditions and proof of the damage caused in an accident can po-
deployment options discussed earlier for the three programs of
tentially improve the likelihood of a DOT recovering repair costs
the WSDOT. The first data collection–cycle savings (Table 8,
from parties involved in the accident. In addition, some state DOTs
Column I) is the estimated monetary savings produced by imple-
currently rely on outside contractors to provide LiDAR data for
menting the option in the first data-collection and processing cycle.
accident reconstruction. The deployment of MTLS technology
It was calculated by subtracting the option’s first data collection– would provide them with LiDAR data before and after an accident,
cycle and processing cost (Table 7 Column A) from the total esti- reducing their reliance on outside contractors
mated first data collection–cycle costs (Table 9 Column A) of the In most state DOTs, the design and construction divisions can
WSDOT operations (RFIP, bridge-clearance measurement, and realize the biggest intangible benefits. Currently, the cost of survey-
ADA-feature inventory) that benefited from that option. The sub- grade MTLS data from survey-service contractors is approximately
sequent (2nd and 3rd) data collection cycle–savings (Table 7 $10,000–$15,000=mi ð$6; 200–$9; 300=kmÞ with feature-data ex-
Column J) are equal to the total of estimated subsequent data traction and ground-control setup. The cost of the survey-grade
collection–cycle costs of affected WSDOT operations (Table 9 MTLS system can be recovered from the state DOT’s projects over
Column B) minus the option’s subsequent data collection–cycle a 6-year period if the system is used on a sufficient number of proj-
and processing costs (Table 7 Column B). The expected monetary ects. An MTLS system can also be potentially used for construction
savings of all three data-collection cycles in 6 years (sum of Table 7 inspection and as-built documentation throughout different con-
Column I and 2 times Column J) is shown in Table 7 Column K. struction stages. Thus, as-built data of utility conduits, drainage
It is clear from this column that even though the initial cost of pipes, pavement subgrade, and pavement thickness are accurately
deploying a survey-grade system is more, the benefits and cost captured for future maintenance and retrofit operations. This type
savings from the bridge-clearance and ADA feature–inventory of data can significantly reduce the need for ground-penetrating
operations outweigh the higher initial cost and produces higher radar survey for utilities before retrofit or change order during
savings. future construction projects.

Table 9. Itemized Savings for Each Program


Column: A B C D E F
Estimated Estimated Annual FTE Estimated FTE Vehicles needed
first-cycle subsequent-cycle for data for data collection Current after mobile
Current operations cost cost collection after mobile LiDAR vehicle usage LiDAR
RFIP $5,691,000 $2,845,500 12 2 6 2
Bridge-clearance measurement $800,000 $800,000 2 2 1 0
ADA-feature inventory $108,000 $108,000 2.5 0 1 1

© ASCE 04014022-11 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


MTLS System–Deployment Challenges and Nevertheless the total system cost remains the same. Other
Considerations mapping-grade LiDAR scanners are made available with higher
performance and lower costs. In addition, there have been recent
The selected MTLS solution must meet the diverse objectives of a technological improvements in digital cameras in term of costs,
DOT while balancing the costs, benefits, and ease of implementa- frame rates, and resolutions that can impact automatic data collec-
tion. The mode of operation of a system can have a significant tion and documentation.
effect on its cost. The best deployment option may not just be based To mitigate the risk of technological obsolescence, customers
on maximum cost-benefit ratios. It can also depend on other factors may obtain data from mobile LiDAR–service providers using
such as ease of implementation, risks, and economic feasibility service contracts. In addition, MTLS-system manufacturers have
(Steering Committee on Space Applications and Commercializa- recognized their customer’s concerns of risk of technological ob-
tion 2003). Although use of an MTLS system improves worker solescence and high initial system costs. They have partnered with
safety and can be cost-effective, deployment of MTLS technology dealers and service providers to offer equipment rentals and partial-
can present the following challenges for a DOT:
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ownership options. Both options enable lower cost of entry and


• Extensive knowledge, skills, and mission planning are required provide a cost-effective option in cases when there is relatively
to operate an MTLS system and properly postprocess the raw low system utilization. To determine which options may be most
GNSS/IMU/LiDAR data; cost-effective, users should consider the expected utilization rate of
• Management has to address integration issues with the DOT’s the MTLS system. If the anticipated system utilization rate is low,
existing business processes and legacy systems; and then renting, partial ownership, or service contracts may be a better
• The high initial cost of the system may require a special legis- option.
lative approval to purchase the equipment. In addition, fund- The uncertainty in the high feature-extraction costs introduced
ing is also required for software, computing-infrastructure ambiguity in the cost-benefit analysis presented in this paper.
upgrades, system maintenance, and creating a new funding This is because realistic feature extraction–productivity data are
program with personnel to operate the system and process not available. The cost-benefit analysis presented is therefore based
the data. A decision package must be developed for the program on estimates given by service providers and DOT users. The feature
and legislative approval should be sought for extra funding. extraction–productivity fluctuates greatly depending on the soft-
Best practices and workflow procedures must first be developed
ware, user skill-level, feature requirements, and geographical
to ensure data are collected consistently and accurately as well as
location.
for guiding users on the proper use of the data. At the same time, the
best practices and workflow procedures should be integrated into
the DOT’s standards manuals and policy documents (Olsen et al.
2013). There are also IT challenges as described below: Conclusions and Recommendations
• MTLS systems can produce a huge amount of data in a short
MTLS technology enables a DOT to collect geospatial data once,
time, requiring upgrade of the entire computing infrastructure
with the data being used by many of the DOT business processes as
(software, workstations, servers, data storage, and network
well as other state departments. Seven different options for deploy-
backbones). The unusually large data-storage requirements can
ment of MTLS technology were discussed and the cost-benefit re-
produce a significant strain on existing DOT-IT infrastructure.
sults were summarized in Table 7. The analysis presented indicates
Server rooms, network bandwidth, and backbones may have to
that for a situation like WSDOT over three data-collection cycles
be upgraded to accommodate the data demand; and
for a 6-year life cycle, the savings can range from $1.3 million to
• A data-management system is needed in the long run to allow
$6.1 million. Furthermore, comparing the different deployment
diverse groups of users to access the current and historical data
options presented, one can make the following conclusions (using
in order to extract the needed information. A simple and easy to
the assumptions stated and used in the calculations):
use point-cloud viewer will be needed. A comprehensive train-
• Although equipment rental options have lower initial cost, the
ing program may be required in order to train a larger work force
purchase options have lower lifecycle cost and produce larger
to take advantage of the point-cloud data
saving than the rental options;
• Option 6, purchasing and operating a survey-grade mobile-
Risks and Mitigation LiDAR system, produced the highest saving of $6.1 million.
Even though deploying the survey-grade mobile-LiDAR system
Technological obsolescence is one of the major risks of purchasing costs more, the benefits and cost savings from the bridge-
an MTLS system. The GNSSs (GPS, GLONASS, Galileo, and clearance operations alone can outweighs the higher cost and
Compass) are currently going through major modernization or produce higher savings when the number of bridges in a state is
are in the middle of deployment. More satellite-navigation frequen- comparable to or exceed the numbers used in these calculations;
cies and signals can become available in the near future. Most • In all options, the first data-collection cycle is generally more
GNSS receivers are designed to be compatible with GNSS mod- expensive than subsequent data-collection cycles due to higher
ernization. Their firmware may be upgraded to improve compati- data-extraction costs in the first cycle and lower data-extraction
bility. However, the new generation of GNSS receivers with much costs in the subsequent cycles; and
higher number of channels for GNSS signal tracking may be • The intangible benefits of deploying a MTLS system can be
needed to take advantage of over 80 satellites in the sky when potentially more significant than the tangible benefits. A survey-
all the GNSSs are fully operational. grade MTLS system meets the requirements of more types of
Recently, there have been rapid improvements in LiDAR scan- work performed by a state DOT than a mapping-grade MTLS
ners. For example, the Optech Lynx [Vaughan, ON, Canada (http:// system. The technology could also be useful in other DOT-
www.optech.ca/lynx.htm)] LiDAR scanner’s maximum measure- application areas such as cultural-heritage preservation, home-
ment rate has increased from 100,000 points=s (pts=s) to land security, construction inspections, and development of
500,000 pts=s, and its maximum scan rate has also increased from three-dimensional digital world-models for machine control and
150 to 200 Hz when the system was first offered over 4 years ago. guidance in construction.

© ASCE 04014022-12 J. Infrastruct. Syst.

J. Infrastruct. Syst. 2014.20.


The system/solution selection process must also consider Glennie, C. (2007). “Reign of point clouds: A kinematic terrestrial LIDAR
diverse objectives while balancing costs, benefits, and ease of im- scanning system.” Inside GNSS, Fall 2007, 22–31.
plementation. Other factors, such as integration into existing DOT- Glennie, C. (2009). “Kinematic terrestrial light-detection and ranging
business processes, risks, and economic feasibility, should be system for scanning.” Transportation Research Record 2105, Transpor-
considered. The cost-benefit analysis presented here offers a guide tation Research Board, Washington, DC, 135–141.
for which option may be the best for a DOT. Further internal dis- Hiremagalur, J., Yen, K. S., Lasky, T. A., and Ravani, B. (2009). “Testing
cussion with DOT management and other stake holders is needed to and performance evaluation of fixed terrestrial three-dimensional laser
scanning systems for highway applications.” Transportation Research
examine all the advantages and disadvantages of these solution
Record 2098, Transportation Research Board, Washington, DC,
options in order to select the prime candidate for deployment.
29–40.
Howerton, C. G., and Sideris, D. (2010). “A study of implementation of IP-
Acknowledgments S2 mobile mapping technology for highway asset condition assess-
ment,” M.S. Project Rep., Civil Engineering, Virginia Polytechnic
Downloaded from ascelibrary.org by University of California, Davis on 12/02/14. Copyright ASCE. For personal use only; all rights reserved.

The authors gratefully acknowledge the Washington State Depart- Institute and State Univ., Blacksburg, VA.
ment of Transportation (WSDOT) for the support of this work Johnson, W. H., and Johnson, A. M. (2012). “Operational considerations
through contract GCA6059 and California Department of Trans- for terrestrial laser scanner use in highway construction applica-
portation (Caltrans) through contract 65A0368 to the Advanced tions.” J. Survey. Eng., 10.1061/(ASCE)SU.1943-5428.0000084,
214–222.
Highway Maintenance and Construction Technology (AHMCT)
Lasky, T. A., Swanston, T., and Ravani, B. (2006). “STRUCTVIEW:
Research Center at the University of California, Davis. The authors
A vehicle-based laser scanning system for roadway structure
thank the WSDOT for their support; in particular the guidance and
profile assessment.” IEEE Int. ITS Conf., IEEE, Piscataway, NJ,
review provided by WSDOT Technical Advisory Group (TAG) 331–336.
members: Mark Finch, Heath Bright, Lori Beebe, Eric Jackson, Ro- Mendenhall, S. (2011). “Moble laser scanning—Caltrans evaluates the
ger Caddell, Rhonda Brooks, Scott Campbell, Tom Clay, Marc technology’s costs and benefits.” CE News, 23(5), 42–43.
Faucher, Kurt Iverson, David Luhr, Rick Mowlds, Steve Palmen, Mrstik, P., and Newby, S. (2005). “Highway mapping in Afghanistan.”
John Tevis, and Brent Schiller for their valuable participation and Geospatial Solut., 58–59.
contributions. The authors would also like to thank Larry Orcutt, Newby, S., and Mrstik, P. (2005). “LIDAR on the Level in Afghanistan.”
Mark Turner, Robert McMillan, Nelson Aguilar, and Kevin Akin of GPS World, 16(7), 16–22.
Caltrans for their input and support. Moreover, the authors express Olsen, M. J., et al. (2013). “Guidelines for the use of mobile LiDAR in
gratitude to the mobile-LiDAR vendors—Eagle Mapping (Port transportation applications.” NCHRP 15–44 Rep. 748, National
Coquitlam, BC, Canada), Earthmine (Berkeley, California), ESM Cooperative Highway Research Program, Transportation Research
Consulting (Everett, Washington), Mandli Communications Board, Washington, DC.
(Madison, WI), Optech (Vaughan, ON, Canada), The PPI Group Sandrone, F., and Wissler, R. (2011). “Laser scanning images analysis for
(Portland, OR), and Topcon (Livermore, CA)—for their pilot-study tunnel inspection.” Proc., 12th Int. Congress on Rock Mechanics—
participation, efforts, and generous support; this study would not Harmonising Rock Engineering and the Environment, CRC, Boca
have been feasible without their gracious assistance. We also thank Raton, FL, 454–456.
Chris Harris of Tennessee DOT (TnDOT) and Ron Singh of Oregon Steering Committee on Space Applications, and Commercialization.
DOT (ODOT) for their valuable input. The authors also acknowl- (2003). Using remote sensing in state and local government: Informa-
edge the dedicated efforts of the AHMCT research team members tion for management and decision making, National Research
Council of the National Academies, Washington, DC.
who have made this work possible.
Terrametrix. (2013). “Home page.” 〈http://www.terrametrix3d.com/〉 (Sep.
11, 2013).
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mapsdata/geometrix/default.htm〉 (Sep. 11, 2013).
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laser scanning on measuring pavement roughness.” J. Test. Eval., 34(2), efficiency.” Rep. No. WA-RD 778.1, Washington State Dept. of
83–91. Transportation, Olympia, WA.

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