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Abstract
Creative thinking, which refers to the process by which individuals produce a unique, valuable product based on existing knowl-
edge, experience, and multi-perspective thinking activities, is the cornerstone of human civilization and social progress. As an im-
portant part of the creative field, scientific inventions, in particular, require individuals to break the existing state and build
new things in the process of creating them. Therefore, the use of real-life examples of scientific inventions to explore the cognitive
neural mechanism of creative thinking has become a focus of recent research. There have been many studies of creative problem
solving, especially regarding its neural mechanisms. However, less attention has been paid to the issue of problem finding. Hence, the
present study employed resting-state functional magnetic resonance imaging (rs-fMRI) and scientific invention problem-finding
materials to identify the neural substrates of the process of scientific innovation problem finding.
In the present study, nine scientific innovation problem situations were selected as materials. Each problem consisted of
three parts: (paradoxical) problem situation, (misleading) old problem, and heuristic prototype. The modified learning-testing
paradigm was used to explore the brain mechanisms of problem finding. Participants were asked to find a new problem based on the
given problem situation and old problem in the testing phase after learning all the heuristic prototypes in the learning phase. A total of
104 undergraduates (mean age = 19.26 ± 0.99) were enrolled in the final experiment. The rs-fMRI data were acquired using an echo
pla- nar imaging (EPI) sequence from a 3-T Siemens Magnetom Trio scanner (Siemens Medical, Erlangen, Germany) at the MRI
center of Southwest University. We used both the amplitude of low-frequency fluctuation (ALFF) and resting-state functional
connectivity (RSFC) to measure the local properties of rs-fMRI signals, and then investigated the relationship between ALFF/RSFC
and individ- ual differences in scientific problem finding.
After controlling for age and sex, the results of multiple regression analysis showed that individuals with a high rate of useful
problems had higher spontaneous brain activity in the left medial prefrontal cortex (L-mPFC) and cerebellum. Functional connec-
tivity analysis further found a significant positive correlation between the rate of useful problems and the mPFC-Cuneus functional
connectivity.
Based on these results, we infer that: (1) The mPFC plays an important role in the process of scientific innovation problem finding.
It might be responsive to two aspects: one involved in breaking the thinking set and forming a novel association and another associ-
ated with the extraction and processing of working memory. (2) The cerebellum and the cuneus might be separately involved in the
inter-semantic allocation of attentional resources and divulging.
Key words creativity, scientific innovation problem finding, mPFC, AlFF, RSFC
Table 1
Mean and standard deviation of the rate of creative scientific problem finding
Measurement index Mean number 95% CI Standard deviation Minimum value Maximum value Score range
Novelty problem 0.89 0.86 ~ 0.91 0.14 0.11 1.00 0.89
Validity problem 0.33 0.28 ~ 0.38 0.26 0.00 0.89 0.89
Table 2
ALFF and novel validity questions were presented with rates significantly correlated to brain regions
MNI ES
Cerebral area Hemispheres T value
(maximum point) (Voxels) f 2
X Y Z
ALFF is positively correlated with the
proposed rate of novel validity problem
vmPFC L −6 12 −18 3.51 74 0.19
anterior cerebellum R 9 −42 −30 4.53 124 0.25
Figure 2. ALFF values and novel validity questions were presented in a rate-significant correlation between brain regions.
was 0.33 ± 0.27, and that of female participants was 0.33 cerebellum (Table 2 and Figure 2). No regions of the brain were
± found to be significantly associated with novelty problem find-
0.26. There was no significant difference between male ing rates.
and female participants (p = 0.945). Then, the correlation 3.2.2 Results of RSFC analysis
analysis between the rate of novelty problem and the rate The functional connections between the whole brain and the
of novelty validity problem was carried out. The results seed sites in the ALFF-behavioral region (L-mPFC) and
showed that the correlation between the two columns was the creative thinking region (R-mPFC) in the classical
significant r = 0.343, p < 0.001. The average and standard literature were analyzed by multiple regression analysis,
deviation of creative science problem formulation rates are respectively (Beaty et al., 2014). The results showed that
shown in Table 1. after controlling the covariates such as age and sex, the
3.2 Brain imaging data functional connectivity between the R-mPFC and the left
3.2.1 ALFF results Cuneus were positively cor- related with the rate of novel
The rate of ALFF and novelty problem and novelty validity validity questions finding (x = −3,
problem were analyzed by multiple regression analysis, and sex 2
Y = −90, Z = 33; mass size = 249 Voxel; t = 4.03; f = 0.13; r =
and age were controlled as covariables. The results showed that 0.33; p < 0.001; Figure 3). The stronger the functional
after controlling for covariates, the rate of new validity connection between medial prefrontal lobe and left Cuneus, the
ques- tions was positively correlated with the ALFF values of higher the rate of novel validity problem finding. There was no
the left ventromedial prefrontal (L-vmPFC) and the right significant
anterior cer-
TONG DanDan et al.: The neural basis of scientific innovation problem
Figure 3. Functional connectivity networks with seed points were able to predict the regions of the brain that presented novel validity
problems.
correlation between the strength of functional connectivity individuals with highly creative questions are better at
in the Left Medial prefrontal (L-mPFC) and other brain supp- ressing irrelevant information and are more likely to
regions and the rate at which valid questions were posed. activate conceptual network connections in mind (Hu et al.,
4 Discussion 2015; Wang,
2013; Zhou, 2015). Kounios et al. (2006) found that
For the first time, the problem situation of scientific priming for insight was associated with significant activation
invention with high ecological validity was selected as the of the medial frontal lobe, which might be associated with
experimental material, using high spatial Resolution Resting increased top-down cognitive control, such as inhibition of
State Functional Magnetic Resonance Imaging Technique and thinking, choosing the right strategy, and ignoring the wrong
widely used ALFF and RSFC, exploring the functional basis of one. Dar- saud et al. investigated the neural mechanisms of
the brain raised by questions in the situation of scientific delayed epiphanies using the digital reduction task and
invention, and thus provi- ding data support for further found that the mPFC might be involved in semantic
understanding the nature of creative thinking. It was found that associations, rules finding, and other creative related cognitive
the intensity and functional connec- tivity of resting processes (Darsaud et al.,
spontaneous neural activity reflected individual differences in 2011; Lang et al., 2006). In addition, several studies have hypo-
the questions posed in the situation of scientific invention. thesized that the medial frontal lobe is involved in
Specifically, in the ALFF analysis, the higher the rate at cognitive processes such as conflict processing, response
which novel validity questions were posed, the greater the selection, and inhibition control (Moore et al., 2009;
spontaneous activity in the left medial prefrontal lobe and the Takeuchi et al., 2012). Therefore, this study concludes that the
right anterior cerebellum. In a further RSFC analysis, a medial prefrontal lobe may help the high-problem speaker to
significant positive correlation was found between the proposed better suppress irrelevant information, break away from the
novel validity problem ratio and the strength of functional constraint of the old problem space, integrate the semantic
connectivity between the Right Medial prefrontal lobe and the meaning of each sentence, estab- lish semantic connection
left cuneiform lobe. The results of two kinds of resting between seemingly remote problem situations and heuristic
state brain image data showed that the mPFC played an information (prototype or original kno- wledge of the
important role in the problem-finding process of scientific individual), and then lead to constructive or sci- entifically
invention. hypothetical questions.
Creative thinking is the process of producing novel and app- In addition, previous studies have shown that highly creative
licable ideas or products. Therefore, both the general field scientific problems suggest that individuals are better able
of creative thinking (e.g., divergent thinking, convergent to store stimuli separately in working memory based on their
thinking, etc.) and domain-specific creative thinking (such mea- ning in the task, thus improving the efficiency of
as scientific creativity, artistic creativity, etc.) involve the information processing (Zhou, 2015). Howard-jones et al.
generation and evaluation of novel ideas (Sternberg & (2005) used the fabrication task to explore the neural
Lubart, 1993; Feist, mechanisms of creative perspectives and found that the
1998). Both of them have also been found to be associated with fabrication condition signific- antly activated both medial
activity in the mPFC and middle frontal gyrus, which is resp- prefrontal Lobes as opposed to the fabrication of non-creative
onsible for novel ideas (Darsaud et al., 2011; Hao et al., 2013; Stories, which might reflect that the medial prefrontal lobe
Gilbert et al., 2010; Fink et al., 2010; Limb & Braun, was related to the storage of working memory and the
2008). Therefore, consistent with the previous results, the retrieval of situational memory. In addition, the medial
positive correlation between medial prefrontal spontaneity and prefrontal lobe is thought to play an important role in
the rate of creative scientific problem finding in the current manipulating information in working memory (Cairo et al.,
study can be understood to be related to the generation of novel 2004). In this study, rather than simply repeating the old prob-
ideas. lem, the process of finding appropriate heuristic archetypes in
However, scientific creativity follows stronger logical rules, mind, making novel connections, and forming new
relies more on purposeful information processing that excludes problems with scientific hypotheses increased the working
all extraneous information, and places more emphasis on reca- memory load. Therefore, the medial frontal lobe may be
pitulating and synthesizing existing seemingly disparate know- involved in the proc- ess of information storage and retrieval in
ledge and the ability to create new scientific knowledge (Bai et working memory.
al., In addition, Beaty et al. (2014) believed that the emergence
2014; Hu & Han, 2015). Previous studies have also found that of new ideas was related to the Default Mode Network (DMN)
Acta Psychologica
of the classic Brain Areas (such as medial prefrontal, posterior uneus Lobes, play a prominent role in mental imagery. In addi-
cingulate, and bilateral inferior parietal lobule). Takeuchi et al. tion, previous research has shown that the precuneus, together
(2012) explored the relationship between creative thinking and with the prefrontal cortex, controls source memory, in
functional connectivity between the MPFC and other brain which the source of the memory is recalled. The function of the
regions. It was found that there was a significant positive corre- prec- uneus in this process is to provide sufficient context
lation between divergent thinking test scores and the strength of for the prefrontal cortex to choose the correct past memory
functional connectivity between the two Default (Lunds- trom, Ingvar, & Petersson, 2005). In scientific
Network Nodes: the MPFC and posterior cingulate. Wei et creativity, such episodic memory is associated with the recall of
al. (2014) further found a significant positive correlation an individual’s heuristic knowledge (Luo et al., 2013; Qiu et al.,
between Torra- nce divergent thinking test scores and the 2010). These results demonstrate that the precuneus is involved
strength of the func- tional connectivity between the MPFC and in informa- tion retrieval and visual retrieval through the
the middle temporal gyrus, which was also the default network representation of physical images in the brain. Based on
node. Therefore, the MPFC, as the core node of the default this, this study conc- ludes that individuals with high-
front of the network, played an important role in the creativity questions may have more vivid visual mental imagery
generation of creative ideas. In addition, Takeuchi et al. (2010) and better episodic memory, which makes heuristic
used diffusion tensor imaging (DTI) to find a significant prototypical information better stored and extracted. Thus,
positive correlation between the structural integrity of the functional connections between the medial frontal lobe
MPFC white matter and the scores of divergent thinking and the wedge lobe provide the basis for these cognitive
tests. Structural connectivity is the basis for functional functions.
connectivity between brain regions (Greicius et al., Previous studies have shown that individuals with high
2003), and higher individual white matter structural or low creative problems difference in the allocation of attention
integrity makes stronger functional connectivity possible (AU resources. The concrete manifestation is that the highly creative
Duong et al., question raises the individual attention resources allocation and
2005). Therefore, the enhancement of medial prefrontal functi- the attention pattern transformation to be more flexible and so
onal connectivity in high problem finding individuals may on (Feist, 1998; Wang, 2013; Zhou, 2015). Qiu et al.
be partly related to the higher structural integrity of the (2010) used word puzzles as experimental material to explore
MPFC white matter in high-creative individuals. the brain mechanisms of the preparation and resolution stages of
The process of scientific activity also involves the transfer insight problems and found that the cerebellum was
and transformation of information from one domain to another, significantly activ- ated by the problem solving state. From
involving a great deal of abstract reasoning (Bai et al., this, the researchers speculated that the Cerebellum might
2014; Hu & Han, 2015). Previous research has found that play a role in attention resource allocation, perceptual
compared with the temporal lobe and motor cortex are activated reorganization, and information retrieval. Tong et al. (2013)
by artistic creativity, there was more activation of the found that the problem raised in the scientific invention context
parietal cortex in scientific creativity (Gilbert et al., 2010; also involved the left medial frontal lobe and the right
Luo et al., 2013; O'Boyle et al., 2013; Shen et al., 2010). Cerebellum, in which the right cerebellum might cooperate
Moreover, the precuneus is a common activated brain region with the medial frontal lobe to regulate and allocate
in reasoning and prob- lem-solving tasks ((Ferstl & Yves von attention resources. Houk (2005) supported the Cereb- ellum
Cramon, 2001; Luo et al., was responsible for maintaining an individual’s ongoing
2013; Qiu et al., 2010). In the RSFC analysis of the behavior or thought and provided corrective functions for ongo-
present study, there was a significant positive correlation ing tasks. Li (2014) further found that the density of gray matter
between the rate of proposed novel validity problem and the in the posterior cerebellum of the high academic achievement
strength of the functional connection between the right medial group was significantly higher than that of the Control Group,
frontal lobe and the left cuneiform lobe, which maintained a which might reflect better language integration and
high consistency with the existing results and verified the response inhibition in the high academic achievement group.
reliability of the exp- erimental results. Moreover, Fink et al. Therefore, this study concludes that when individuals pose
(2014) found that the flexibility and fluency scores of questions based on a problem situation that contains
verbal imagination creativity tests were positively correlated contradictions, highly creative problem-makers make better use
with the gray matter density of the right cuneus and precuneus. of the cerebellum to keep the goal of questioning in mind,
The completion of the verbal imagination creativity test allocate more attention to the contradictions or gaps in the
requires the generation of flexible ideas, the use of diverse situation, reorganize these contra- dictions more deeply, and
information, and problem-oriented solutions (rather than then integrate language to find new and effective scientific
unsystematic and unrealistic illusions). Therefore, this study problems.
concludes that in the present situation of creative scientific In this study, the question situation of the scientific
problem-finding, the reasoning process, viewpoint inven- tion with high ecological validity was used as the
generation, and problem-oriented thinking associated with experimental material, and the analysis method based on low
precuneus make it possible to pose novel and effective frequency amp- litude and static state function connection was
problems. adopted with the Functional magnetic resonance imaging
Andreasen and Ramchandran (2012) found that cuneus cor- technique to explore the brain mechanism of creative
relates with the performance of Word Association tasks, which scientific problems. The res- ults show that the validity of
might reflect a strong association between these brain regions the novel problem is realized through the cooperative
and visual imagery. Shen et al. (2012) also found association between mPFC and other brain regions, which
that “non-verbal” visual spatial information processing provides some evidence for further rev- ealing the neural
networks composed of cuneus and precuneus facilitated the mechanism of the scientific creative problem. Moreover, it is
effective conversion of problem representations. These the first study to analyze the problem of scient- ific invention
results suggest that the parietal-occipital regions, such as the systematically by using the resting state data index.
cuneus and prec-
TONG DanDan et al.: The neural basis of scientific innovation problem
The current study also has some shortcomings, such as bility by a combined voxel-based morphometry and resting-state
using only the more basic analysis methods of the resting state functional connectivity study. Neuroimage, 102, 474–483.
functi- onal magnetic resonance imaging and lack of other Cheng, L. F., Hu, W. P., Jia, X. J., & Runco, M. A. (2016). The different
modal magnetic resonance imaging and more complex network role of cognitive inhibition in early versus late creative problem find-
analysis. Therefore, diffusion Tensor Imaging (DTI), ing. Psychology of Aesthetics Creativity & the Arts, 10(1), 32–41.
Dynamic Causal Modeling (DCM), and small-world network Chumbley, J. R., & Friston, K. J. (2009). False discovery rate revisited:
can be used in fut- ure research to help us explore the neural FDR and topological inference using Gaussian random fields. Neuro-
mechanisms of crea- tive scientific questions more image, 44(1), 62–70.
Darsaud, A., Wagner, U., Balteau, E., Desseilles, M., Sterpenich, V.,
comprehensively. Besides, the current study is a cross-
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research can also be carried out longitudinal follow-up Fan, L. Y., Fan, X. F., Luo, W. C., Wu, G. H., Yan, X., Yin, D. Z., …
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