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Focused Updates in Cerebrovascular Disease

Advances in Understanding Ischemic Stroke Physiology


and the Impact of Vasculopathy in Children
With Sickle Cell Disease
Kristin P. Guilliams, MD, MSCI; Melanie E. Fields, MD, MSCI; Michael M. Dowling, MD, PhD

See related article, p 230, 233, 240, 249 and 257 quantifies the transfer of available oxygen supply into the

S ickle cell disease (SCD) is the most common hemoglobin-


opathy worldwide, with over 300 000 children born with
SCD each year.1 Neurological consequences of SCD include
brain tissue. Ischemia occurs when cerebral metabolic rate of
oxygen utilization does not meet the metabolic demands and
falls below the threshold of tissue viability.26 Here, we will
ischemic and hemorrhagic strokes2 and cognitive deficits.3 review advances in causal pathways of ischemic stroke and
SCD accounts for almost 1 out of 4 of all stroke-related hos- therapy options.
pitalizations in black children.4 Historically, ischemic stroke
in SCD has been separated by symptomatology, including Oxygen Content
“overt stroke,” referring to radiographic ischemia with associ- Decreased CaO2 in SCD can result from anemia, hypoxia,
ated neurological deficits detectable on a bedside examination and the altered oxygen delivery of hemoglobin (Hb) S. Severe
and “silent stroke” referring to radiographic ischemia without anemia is associated with acute cerebral ischemia in children
focal neurological deficits, but associated with cognitive defi- with and without SCD.27 CaO2 depends not only on the amount
cits. However, this dichotomy is likely false, as the two can of hemoglobin (lowered by hemolysis or red blood cell seques-
be radiographically indistinguishable.5 Strokes may have life- tration), but also the percent saturated, commonly measured by
long devastating consequences, including limited educational pulse oximetry (SpO2). Oxygen saturation may be transiently
attainment and decreased quality of life in children.6,7 Sickle or persistently decreased in SCD; possible mechanisms include
cell anemia refers to the most severe SCD phenotypes, SS rightward shifting of the oxygen desaturation curve,28 noc-
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and Sβ0 thalassemia, which have the highest stroke incidence. turnal desaturation during sleep,29,30 presence of a right-to-left
However, other SCD genotypes are also at risk for cerebral shunt at the cardiac or pulmonary level,31 or lung pathology,
ischemia, with up to 13% of hemoglobin SC children hav- such as acute chest syndrome. Lower steady-state daytime
ing silent ischemia on screening magnetic resonance imaging SpO2 increases risk of infarction, with the odds ratio for “overt
(MRI).2,8 stroke” increasing by 1.32 for each 1% decrease in pulse ox-
Transcranial Doppler (TCD) screening to identify chil- imetry value.32 Lower SpO2 is also associated with increased
dren with SCD at highest stroke risk combined with primary blood flow velocity, as measured by TCD,33 and microstruc-
stroke prevention with chronic transfusion therapy (CTT) tural white matter abnormalities.34 Upper airway obstruction
revolutionized pediatric sickle cell stroke management in and obstructive sleep apnea correlate with increased risk of
the 1990s. Despite the dramatic reduction of “overt strokes” neurological complications.35 Adenotonsillectomy improves
through CTT shown in the STOP trial (Stroke Prevention Trial TCD velocities36 and is cost-effective in SCD because of
in Sickle Cell Anemia), children with SCD remain at high risk decreased visits for cerebral ischemic events.37
of stroke (Figure).2,9–21 Clinical and translational research in
the post-STOP era have increased our understanding of the Chronic Transfusion Therapy
multifactorial complexity of stroke in children with SCD A direct way to increase CaO2 is through red cell transfusion,
(Table 1). Recent work has demonstrated how components of which increases total hemoglobin and decreases HbS%. Early
the cerebral metabolic rate of oxygen utilization contribute to studies of CTT, with dual goals of transfusing to keep Hb >10
ischemia in SCD. Cerebral metabolic rate of oxygen utiliza- gm/dL and HbS <30%, demonstrated dramatic secondary
tion is the product of cerebral blood flow (CBF), arterial ox- stroke prevention.38 Subsequent studies have used variations
ygen content (CaO2). and oxygen extraction fraction (OEF). of these initial goals, and current guidelines simplify recom-
CBF and CaO2 comprise cerebral oxygen delivery, and OEF mendations to keep HbS <30% for primary and secondary

Received April 25, 2018; final revision received November 20, 2018; accepted November 28, 2018.
From the Department of Neurology (K.P.G.) and Department of Pediatrics (K.P.G., M.E.F.), Washington University School of Medicine, St Louis, MO;
and Department of Pediatrics and Department of Neurology and Neurotherapeutics, University of Texas Southwestern Medical Center, Dallas (M.M.D.).
Correspondence to Kristin P. Guilliams, MD, MSCI, Washington University School of Medicine, 660 S Euclid Ave Box 8111, St Louis, MO 63110.
Email kristinguilliams@wustl.edu
(Stroke. 2019;50:00-00. DOI: 10.1161/STROKEAHA.118.020482.)
© 2019 American Heart Association, Inc.
Stroke is available at https://www.ahajournals.org/journal/str DOI: 10.1161/STROKEAHA.118.020482

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2  Stroke  February 2019

Figure.  Stroke event rates as reported in the


literature. CTT indicates chronic transfusion
therapy; SCD, sickle cell disease; and TCD,
transcranial Doppler.

stroke prevention, as this has been most commonly used in tri- Careful monitoring is required to minimize complications.
als. However, no studies have compared outcomes of differing Furthermore, CTT has academic and socioeconomic conse-
transfusion goals.39 CTT is associated with alloimmunization, quences because of missed school and work days.
transfusion reactions, iron overload, increased thrombotic Multiple studies have sought to determine whether CTT
risk with central line placement, and increased mortality.40,41 is only needed for a high-risk period, or if patients may be

Table 1.  Major Randomized Clinical Trials of Stroke in Sickle Cell Disease

Primary
Trial Population Screened Enrollment Intervention Primary End Point Results Conclusion
STOP9 1934 children ages 130 children with TCD Randomized to receive Clinical stroke: 1 stroke in CTT group; 92% risk reduction
2–16 y with HbSS or velocities >200 cm/s standard care or CTT cerebral infarction 11 strokes in standard of clinical stroke with
HbSβ0 thalassemia, on 2 TCD studies to target HbS <30% and intracranial care CTT.
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screened with TCD hemorrhage


STOP-222 Children receiving 79 children on CTT Randomized to Clinical stroke or 14 reversion of CTT cannot be safely
CTT for primary stroke who had 2 normal TCD continue or stop CTT reversion of TCD TCD velocity 2 stopped without
prevention for >30 m measurements velocity >200 cm/s clinical strokes in increase in stroke risk
nontransfused group;
0 events in transfused
groups
SWiTCH23 202 children on CTT 134 children with prior Randomized to CTT+ Composite end point of 7 strokes in HU arm, Cannot safely switch
>18 m with iron stroke on CTT with chelation or HU+ stroke recurrence and no difference in liver from CTT to HU for
overload liver iron content ≥5 phlebotomy liver iron content iron content secondary stroke
mg/g dry weight prevention
TWiTCH24 159 children receiving 121 children on CTT Randomized to 24 m TCD velocity TCD velocities met May transition children
CTT for primary stroke with adequately continue transfusions unchanged within noninferiority margins; on CTT for TCD to HU
prevention ≥12 m measured TCD or start HU and noninferiority margin no new strokes, but after 12 m of CTT
velocities phlebotomy protocol TIAs occurred in each
group
SIT17 1074 children ages 196 children with Randomized to Infarct recurrence, CTT group: 1 clinical CTT can reduce infarct
5–15 screened with silent infarct observation only (no including enlargement stroke and 5 new silent recurrence compared
MRI for silent infarct HU) or CTT to maintain by ≥3 mm or infarcts; with no therapy
Hb >9.0 g/dL and HbS hemorrhage control group: 7
<30% clinical strokes, 7 new
silent infarcts, 2 TIAs
SCATE25 1234 children ages 115 identified; Randomized to Conversion to Terminated early Underpowered for
2–11 y screened with 38 children with observation or to abnormal TCD velocity because of slow primary analysis,
TCD conditional TCD receive HU escalated in any vessel enrollment; TCD but HU may prevent
velocity within 3 m to maximum tolerated conversion: 47% conditional TCD
enrolled dose observation group, 9% conversion
HU group
CTT indicates chronic transfusion therapy; Hb, hemoglobin; HU, hydroxyurea; MRI, magnetic resonance imaging; SCA, sickle cell anemia; SCATE, Sparing Conversion to
Abnormal TCD Elevation; SIT, Silent Infarct Transfusion; STOP, Stroke Prevention Trial in Sickle Cell Anemia; STOP-2, Optimizing Primary Stroke Prevention in SCA; SWiTCH,
Stroke With Transfusion Changing to Hydroxyurea; TCD, transcranial Doppler; TIA, transient ischemic attack; TWiTCH, TCD With Transfusions Changing to Hydroxyurea.
Guilliams et al   Stroke in Pediatric Sickle Cell Disease   3

transitioned to other stroke prevention strategies, thereby lim- in specific clinical scenarios. The BABY HUG trial (Pediatric
iting morbidity. STOP-2 (Optimizing Primary Stroke Prevention Hydroxyurea Phase III Clinical Trial), the first randomized,
in SCA) randomized children to discontinue CTT when TCD double-blind trial of hydroxyurea in children with SCD, found
normalized but was terminated early because of non-CTT co- that the increase in TCD velocities from study entry to exit
hort reverting to high-risk TCD velocities or experiencing new was significantly lower in the cohort of children receiving
strokes.22 The SWiTCH trial (Stroke With Transfusions Changing hydroxyurea therapy when compared with those receiving
to Hydroxyurea) sought to determine whether hydroxyurea placebo.47 Data from Nigeria suggests that hydroxyurea can
paired with phlebotomy could be as effective as CTT paired with be used for primary stroke prevention in patients with el-
chelation in children on stable CTT. The composite primary end evated TCD velocities ≥170 cm/s living in environments
point was secondary stroke recurrence rate and quantitative liver lacking resources for CTT.48 Even though the phase III mul-
iron overload. The study was closed at interim analysis because ticenter, international SCATE trial (Sparing Conversion to
of an inability to meet the end point; there was no difference in Abnormal TCD Elevation) closed early because of slow ac-
liver iron concentration between the 2 cohorts, and 7 new strokes crual, the data suggests that hydroxyurea can prevent conver-
occurred within the hydroxyurea arm.23 Follow-up imaging anal- sion to an abnormal TCD, potentially avoiding the need for
yses from the SWiTCH trial found a high incidence of vasculopa- CTT.25 A retrospective study also showed a higher percentage
thy (58% and 46% on the left and right, respectively). Of note, all of TCD velocity improvement in those receiving hydroxy-
7 participants that had a stroke during the trial had vasculopathy.42 urea compared with those without intervention.49 For patients
Lifelong CTT remains the only proven strategy for secondary on CTT for primary stroke prophylaxis because of elevated
“overt stroke” prevention. Although CTT is the most effective TCDs, results of the phase 3, noninferiority TWiTCH trial
intervention for secondary stroke prevention, up to 45% of chil- (TCD With Transfusions Changing to Hydroxyurea) found
dren on CTT may still experience ischemic events.16 Children that in children who had received at least 12 months of CTT,
with vasculopathy and without any clear physiological stressor hydroxyurea maintained equivalent TCD as they had achieved
(ie, acute chest, acute anemia) proximal to the initial stroke seem on CTT. Of note, patients with vasculopathy were excluded
to have the highest recurrence rate.16,18 from the TWiTCH trial; hence, data does not currently sup-
The SIT trial (Silent Cerebral Infarct Multi-Center Clinical port the use of hydroxyurea for primary stroke prevention in
Trial aka Silent Infarct Transfusion), sought to extrapolate the the subgroup of SCD patients with vasculopathy.24 As noted
benefits of CTT in the “overt stroke” population to the “silent above, the SWiTCH study demonstrated that hydroxyurea
stroke” population.17 Silent infarcts also carry neurological mor- cannot be recommended for secondary “overt stroke” preven-
bidity, demonstrate a high rate of recurrence, and increase risk tion.23 The role of hydroxyurea for SCI prevention remains
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of “overt stroke.”43 Of the 1074 children screened, silent infarcts unclear. Participants receiving hydroxyurea therapy in the
were found in 379 (35%), and 196 were randomized to transfu- prospective, observational HUSTLE (Hydroxyurea Study of
sions or standard care. The study demonstrated a 58% relative Long-Term Effects) did not develop new or enlarging SCIs
risk reduction in infarct recurrence, but with a number needed at the rate one would expect per the natural history of the di-
to treat NNT of 13 over 3 years to prevent one infarct, the per- sease.50 Comparison of HUSTLE to SIT data suggest hydroxy-
ceived risk-benefit may differ among families.17 Although CTT urea may be effective for recurrent SCI prevention51
is not currently widespread standard of care for secondary
“silent stroke” prevention, these results warrant in-depth dis- Expanding Hydroxyurea Indications
cussions with families to reach shared decision making in bal- for Stroke Prevention
ancing the risks of CTT with the risks of further infarcts. With TWiTCH demonstrating a subset of children on CTT
who may safely transition to hydroxyurea without apparent
Hydroxyurea increased risk, future work may include identifying other CTT
Hydroxyurea is a ribonucleotide reductase inhibitor that increases populations, such as those without vasculopathy who had an
hemoglobin, and thereby CaO2, via an increase in hemoglobin F acute concurrent medical event before their stroke,18 who may
production, in addition to counteracting the downstream effects of also be able to successfully transition off CTT to hydroxyurea.
sickling and hemolysis by decreasing white blood cell and platelet Safe alternatives to CTT are needed because the majority of
counts and increasing nitric oxide.44 In 1995, hydroxyurea was first the world’s SCD population lives in low-income countries,1
shown to be clinically effective in adults with a decrease in pain- and, therefore, implementation of lifelong CTT may exceed
ful events, acute chest syndrome, red blood cell transfusions, and locally available resources.
mortality.45 In 1998, the Food and Drug Administration approved Recent studies have focused on translating knowledge
its use in adults with SCD. The HUG-KIDS Study (Predicting gained from high-resource countries to stroke prevention
Early Mortality From Ischemic Stroke) provided Phase I/II data in strategies in Africa. Hydroxyurea has been demonstrated to
children shortly thereafter in 1999.46 This led to recommendations lower TCD in an African cohort,48 but maximal dosing of
for all children with SCA to be offered hydroxyurea therapy by 9 hydroxyurea requires resources for monitoring dosing and
months of age in the National Heart Lung Blood Institute 2014 toxicity.46 Currently multiple large trials (REACH [Realizing
Evidence-Based Report39 and Food and Drug Administration ap- Effectiveness Across Continents With Hydroxyurea], SPRING
proval for children with SCD in 2017. [Primary Prevention of Stroke in Children With SCD in Sub-
The role of hydroxyurea in primary stroke prevention war- Saharan Africa II], NOHARM [Novel Use of Hydroxyurea
rants further investigation, but the available data are promising in an African Region With Malaria], SACRED: [Stroke
4  Stroke  February 2019

Avoidance for Children in Republica Dominicana], EXTEND increased risk of ischemia in SCD. Presumably through lim-
[Expanding Treatment for Existing Neurological Disease]) itation of CBF, vasculopathy is associated with ischemia,68
are underway to determine optimal hydroxyurea management stroke recurrence,16,23,42 and distal atrophy.70 Autopsy studies
in SCD worldwide (www.clinicaltrials.gov).52 Several trials demonstrate intimal hyperplasia and mural thrombi.72,73 The
have demonstrated feasibility and enhancement of local re- degree of anemia may contribute chronic exposure to shear
sources and all hold promise to significantly advance care for stress, and through improved total hemoglobin, hydroxyurea
people with SCD.53,54 may slow or potentially prevent development of vasculopathy.
Vasculopathy occurs in 12% to 23% of children with SCD14,67;
Cerebral Blood Flow reasons for incomplete penetrance remain poorly understood.
The relationship between CBF and ischemic stroke in SCD Genetic factors almost certainly play a role as well, including
has long been recognized but remains incompletely under- glucose-6-phosphate dehydrogenase (G6PD),68 although
stood. Quantitative CBF is the total volume of blood measured G6PD has not been found to have an association with overall
per minute, normalized to 100 g of brain tissue. Ford et al55 re- stroke risk.74,75
cently demonstrated that regions of lowest CBF correspond to Moyamoya angiopathy is a severe form of vasculopathy
areas of highest frequency of silent cerebral infarct in children with progressive occlusion of one or both internal carotid
with SCD. Adams et al56 demonstrated correlation between arteries commonly associated with collateral vessel growth,
high TCD values and “overt stroke” risk. TCD measures only which can occur in children with and without SCD. Surgical
the speed of blood passing through the major cerebral arteries, revascularization provides alternative blood supply through
and values are typically reported as centimeters per second. either direct bypass or, more commonly in children, indi-
CBF and TCD do not directly correlate without conversion of rect procedures which improve CBF and decrease ischemic
the TCD velocity to CBF units, based on arterial size and es- events in children without SCD.76,77 Similarly, children with
timation of tissue weight supplied by the artery, both of which SCD, may also have decreased ischemic events after indirect
require MRI measurements.57 revascularization surgery, regardless of the method used, with
TCDs are portable and noninvasive, but limitations include several studies reporting zero further ischemic events in the
high operator-dependence, inability to detect velocities in all postsurgery follow-up period.78–81 Although Winstead et al82
patients, particularly those with poor bone windows, a low reported that 3 out of 7 SCD children with moyamoya who
specificity for stroke,56 and they do not predict silent ischemia. underwent surgery did not have successful revascularization
TCD does not have direct correlation with underlying vascular with flow through the graft, an important detail is that 2 chil-
abnormalities, but stenosis may influence TCD values by ei- dren were managed on concomitant CTT and hydroxyurea,
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ther raising or significantly lowering velocities.58 Hematocrit although details of the timing of hydroxyurea and revascu-
and SpO2 (ie, CaO2), as well as age, have been correlated with larization surgery are not provided. As hydroxyurea inhibits
TCD values.33 Of note, initial studies used nonimaging TCDs, angiogenesis,83,84 it is imperative that these 2 stroke reduction
and imaging TCD systems provide values ≈10% lower than management strategies not be used simultaneously in children
nonimaging, so thresholds should be adjusted based upon the with SCD. This must also be remembered as hydroxyurea is
system.59 commonly used in preparation for stem-cell transplantation
Multiple MRI modalities are capable of measuring CBF (SCT), warranting careful multidisciplinary discussion about
with various pros and cons to each technique.60 Cerebral in- timing of for stem-cell transplantation postrevascularization.
ternal carotid artery and middle cerebral artery luminal area At our institutions, we attempt to hold hydroxyurea (and thus
are increased in SCD,61 and CBF is elevated in children with for stem-cell transplantation) for 6 to 12 months postrevascu-
SCD compared with controls.62,63 Vasodilatory autoregula- larization to maximize surgical benefit.
tion of the cerebral vasculature allows for the brain to titrate
blood flow based on metabolic demand and arterial oxygen Oxygen Extraction
supply. CBF values inversely correlate with hemoglobin and The OEF reflects the amount of oxygen that diffuses from
CaO2,62,64,65 and transfusions decrease CBF. Severe anemia the bloodstream into tissue. An increased OEF, reflective of
may push cerebral vasculature to maximal compensation, a decrease of oxygen content or CBF, or increased cerebral
such that the drive to maintain oxygen delivery overrides the metabolic rate of oxygen utilization, heralds stroke risk in
vasculature’s usual sensitivity to other factors, such as carbon non-SCD adults.85 Historically, OEF was measured with posi-
dioxide. Kosinski et al66 recently demonstrated that the cere- tron emission tomography, but more recent techniques enable
bral reactivity reserve is lost with severe anemia of SCD but measurement with MRI, thus sparing radiation exposure.86,87
can be restored with the increased Hb from transfusion. MRI techniques have demonstrated an increase in global
OEF in SCD,88,89 as well as regionally elevated OEF in the
Vasculopathy borderzone region of children with SCD,63 and decreases in
The field has been plagued by inconsistent use of the term the volume of regions with highest OEF with transfusion.90
vasculopathy in the literature, which creates challenges for Work is needed to determine whether MRI-measured OEF
direct comparisons of studies (Table 2). Future endeavors may serve as a screening option to predict ischemia in chil-
should work to unify definitions, possibly with non-SCD dren with SCD, and even more work is needed to translate
pediatric arteriopathy scales.71 Despite the wide array of OEF into clinical practice to optimize CTT, such as decreas-
definitions, vasculopathy is consistently associated with an ing transfusion frequency or individualizing HbS% goal, if
Guilliams et al   Stroke in Pediatric Sickle Cell Disease   5

Table 2.  Study Definitions of Vasculopathy or Arteriopathy in SCD

Assessment
Year First Author Parent Study/Cohort Modality Vasculopathy Definition Used in Study Prevalence Reported
2003 Steen 67
Cooperative Study of Sickle MRA Stenosis, occlusion of any vessel, or subjective 102/185 (55%) SCD
Cell Disease clinical assessment of vessel tortuosity
2011 Hulbert16 Neuroheme consortium MRA >50% stenosis or occlusion of first segments of 25/35 (71%) SCD
ICA, ACA, MCA, or PCA
2012 Thangarajh68 SIT trial MRA >50% stenosis or occlusion of CoW vessels 53/516 (10%) SCA
(similar to Hulbert et al16)
2014 Helton42 SWiTCH MRA Grading system (0–6) based on degree of 104/150 (69%) SCA with “overt
stenosis (estimated by percent of occlusion) and stroke”
number of involved segments
2016 Joly69 Lyon cohort TCD/MRI “Overt stroke,” silent infarct, abnormal TCD 22/121 (18%) SCA
2015 Bernaudin 14
Creteil sickle cell anemia MRA >20% decrease in lumen of MCA, ACA, 24/189 (13%) intracranial
newborn cohort intracranial ICA, or extracranial ICA 35/189 (19%) extracranial SCA
2016 Sommet19 Robert Debre sickle cell TCD/MRA Either 2 abnormal TCDs, 2 high conditional 59/375 (16%) SCA
disease newborn cohort TCDs+MRA with moderate to severe stenosis,
or any “overt stroke”
2016 Nottage50 HUSTLE MRA Scoring system of degree of stenosis (similar to 0/50 (0%) SCA on hydroxyurea
Helton et al42)
2017 Guilliams70 Washington University MRA Any vascular narrowing within distal ICA or 23/84 (27%) SCD with overt/“silent
cohort proximal ACA or MCA stroke”
2017 Dlamini29 East London cohort MRA Grading system (0–3) based on signal 30/47 (64%) SCD
attenuation/loss of CoW vessels
Notation includes definitions based on previously reported methodology. ACA indicates anterior cerebral artery; CoW, circle of Willis; HUSTLE, Hydroxyurea Study of
Long-Term Effects; ICA, internal carotid artery; MCA, middle cerebral artery; MRA, magnetic resonance arteriography; P
CA, posterior cerebral artery; SCA, Sickle cell anemia; SCD, Sickle Cell Disease; SIT, Silent Infarct Transfusion; and SWiTCH, Stroke With Transfusions Changing to
Hydroxyurea.
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OEF successfully predicts stroke risk. However, recent studies Disclosures


and broad interest in the field suggests OEF holds promise for Dr Dowling serves on the Data Safety and Monitoring Board for
advancing precision medicine in SCD.91 the SPRING trial (Primary Prevention of Stroke in Children with
SCD in Sub-Saharan Africa II; NCT 02560935) and served as a
member of the Neurology Committee for the SIT trial (Silent
Conclusions Infarct Transfusion; U01 NS042804) and TWiTCH (TCD With
Stroke in SCD is multifactorial and complex, and there have Transfusions Changing to Hydroxyurea; 7RO1 HL095647-03), a
been significant physiological and clinical advances in recent site neurologist for SWiTCH (Stroke with Transfusion Changing to
years. Future directions will include recognition of different Hydroxyurea; 5U01 HL078787-05) and BABY HUG trial (Pediatric
Hydroxyurea Phase III Clinical Trial; N01-HB07159), and principal
causes of ischemic stroke and efforts toward decreasing the investigator for the Doris Duke Charitable Foundation PFAST study
transfusion burden, either through identifying further children (Patent Foramen Ovale and Stroke in Sickle Cell Disease). The
who may safely transition to other therapies or through indi- other authors report no conflicts.
vidualization of CTT. An increased appreciation for the role
of vasculopathy should lead to more investigation of thera- References
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