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Bronquiectasias Nature
Bronquiectasias Nature
Bronchiectasis
James D. Chalmers1*, Anne B. Chang2,3, Sanjay H. Chotirmall4, Raja Dhar5 and
Pamela J. McShane6
Abstract | Bronchiectasis refers to abnormal dilatation of the bronchi. Airway dilatation
can lead to failure of mucus clearance and increased risk of infection. Pathophysiological
mechanisms of bronchiectasis include persistent bacterial infections, dysregulated immune
responses, impaired mucociliary clearance and airway obstruction. These mechanisms
can interact and self-perpetuate, leading over time to impaired lung function. Patients
commonly present with productive cough and recurrent chest infections, and the diagnosis
of bronchiectasis is based on clinical symptoms and radiological findings. Bronchiectasis can
be the result of several different underlying disorders, and identifying the aetiology is crucial
to guide management. Treatment is directed at reducing the frequency of exacerbations,
improving quality of life and preventing disease progression. Although no therapy is licensed
for bronchiectasis by regulatory agencies, evidence supports the effectiveness of airway
clearance techniques, antibiotics and mucolytic agents, such as inhaled isotonic or hypertonic
saline, in some patients. Bronchiectasis is a disabling disease with an increasing prevalence and
can affect individuals of any age. A major challenge is the application of emerging phenotyping
and endotyping techniques to identify the patient populations who would most benefit from a
specific treatment, with the goal of better targeting existing and emerging treatments and
achieving better outcomes.
Bronchiectasis refers to abnormal, usually permanent, French physician René Laennec in 1819 (ref.4). Severe
dilatation of the bronchi (Fig. 1). It is a pathological or infections such as pneumonia and tuberculosis were
radiological term and a disease with its own diagnosis the predominant causes of bronchiectasis in the pre-
code (J47.9) in the 10th revision of the International antibiotic era; thus, once antibiotics became available,
Statistical Classification of Diseases and Related Health bronchiectasis was expected to disappear as a clinical
Problems (ICD-10)1. Bronchiectasis as a disease is a clin- problem over time. Perhaps as a result of this assump-
ical syndrome that usually presents with cough, sputum tion, the development of drugs and clinical services
production and recurrent chest infections, along with for these patients received few investments, leading
other symptoms, such as malaise, chest discomfort, to bronchiectasis being described as an orphan or
haemoptysis (coughing of blood) and weight loss1. In neglected disease5.
terms of pathophysiology, bronchial dilatation leads to However, the predicted decline in bronchiectasis has
impaired mucociliary clearance, and failure to adequately not occurred, and the number of patients has risen inexor
clear bacteria and mucus (the layer of gel-like fluid that ably in the past decade, placing an increasing burden
facilitates the trapping of particulate matter and micro- on global health-care systems6,7. As a result, there has
organisms that enter the airway) from the airways leads been a surge in interest in bronchiectasis8, with the gener
to persistent infection, inflammation and further airway ation of international guidelines for treatment, the for-
damage2. Progressive airway damage can lead to impaired mation of international networks (including registries in
lung function, worsening symptoms and eventually res- the United States, Europe, India and Australasia), large-
piratory failure and death3. Bronchiectasis can be the final scale randomized controlled trials and new studies into
common pathway of several infectious, inflammatory, mechanisms of disease9–11. Nevertheless, we are a long
allergic, genetic and degenerative disorders, and, there- way from fully understanding this disease or being able
fore, is the result of multiple pathophysiological pro- to offer the evidence-based practice and personalized
cesses and one of the most complex and heterogeneous medicine that are now available in conditions such as
*e-mail: jchalmers@
dundee.ac.uk syndromes in respiratory medicine. cystic fibrosis12.
https://doi.org/10.1038/ Bronchiectasis has been recognized as a major This Primer provides a comprehensive overview of
s41572-018-0042-3 clinical problem since its first description by the the progress that has been made in bronchiectasis, with
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Epithelial
Air cell
passageway
Cilia Normal
Mucus Cylindrical
Varicose
Blood vessel
Cystic
Wall
Fig. 1 | Morphology of healthy and dilatated bronchi. a | Structure of a healthy bronchus. b | Structure of a bronchus
with bronchiectasis. Note the airway dilatation, with obstruction of the airway with mucus, increased number and size
of mucous glands (goblet cells), bronchial wall damage and loss of cilia. c | Different morphologies of bronchiectasis.
Cylindrical bronchiectasis is the mildest form, whereas cystic dilatation is the most severe form, in which the morphology
of the bronchus is lost entirely.
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Europe and North America susceptibility factor60. Specific roles for viruses and
50 Africa, Asia and South America fungi are emerging but the mechanisms are currently
40 Australasia unclear61,62.
30 Collectively, infective agents contribute to the patho-
20 genesis of bronchiectasis by promoting airway dam-
age and increasing inflammation, and, by evading host
10
immune responses, pathogens can persist in the airway
0
and eventually become resistant to antimicrobial therapy63.
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Aetiology
is challenging because, paradoxically, both immunodefi-
Fig. 2 | Aetiologies of bronchiectasis grouped by regions and populations. Data ciency and immune hyper-reactivity can lead to disease.
summarized from systematic reviews and publications in adults10,11,36,87,108,114,134 and
The paradoxical consequence of both hypo-immune and
children110. However, one paper11 described some of these underlying aetiologies as
comorbidities (for example, primary immunodeficiency and inflammatory bowel
hyper-immune function resulting in bronchiectasis sug-
disease); thus, the prevalence data may not be accurate. aUnclear whether these figures gests that a single defect or mechanism is improbable,
include post-tuberculosis bronchiectasis. ABPA , allergic bronchopulmonary aspergillosis; and the extent of dysregulation also probably differs
COPD, chronic obstructive pulmonary disease; PCD, primary ciliary dyskinesia. among patients with bronchiectasis63–66. Inflammation
and destruction of the small airways can lead to bron-
chiectasis. This is evidenced by data from patients with
major determinant of the inflammatory response44. common variable immunodeficiency, in whom radio-
Most studies to date use traditional culture methods to logical signs (expiratory air trapping or mosaic attenua-
identify the causative bacterial pathogen, but molecu- tion) suggestive of inflammation-associated alterations
lar approaches to characterize the microbiota have also in the small airways appear before bronchiectasis is
been performed in bronchiectasis, identifying organisms diagnosed and are potentially reversible67.
that are present in low abundance or difficult to detect
by routine culture48,49. The bacteria most frequently iso- Excessive immune response. In addition to providing
lated from airway secretions of patients with bronchi- a mechanical barrier against invading organisms, the
ectasis include Haemophilus influenzae, P. aeruginosa, epithelial cells recruit neutrophils by releasing pro-
Moraxella catarrhalis, Streptococcus pneumoniae and inflammatory signals and increasing the expression of
S. aureus36,44,50. Virulence strategies vary between organ- surface glycoproteins that regulate phagocyte adhesion
isms and include structural-mediated damage to the host and transendothelial migration63 (Fig. 3). These host
and inflammatory damage. Pathogens can also evade the responses become exaggerated in bronchiectasis, owing
host immune response via several mechanisms, such as to overwhelming persistent infections that perpetuate the
forming a biofilm, which acts as a shield, and undergo- pathogenic mechanisms68,69. In addition to airway inflam-
ing genetic changes (for example, genetic mutations can mation, there is evidence of systemic inflammation asso-
confer antimicrobial resistance). Some organisms, such ciated with increased levels of fibrinogen, a coagulation
as H. influenzae, can invade the airway epithelium and factor, which has been proposed as an indirect marker of
survive intracellularly, thereby circumventing or dysregu- disease severity70. The interaction between coagulation
lating the host immune response51,52. H. influenzae is one and inflammation is currently an area of intense study and
of the most frequent causes of chronic airway infections there is evidence that other systemic inflammatory
in patients with bronchiectasis, but the mechanisms are pathways are activated, including increased circulating
poorly characterized3,53,54. To date, such studies of the adhesion molecules and endothelial dysfunction, the
lung microbiome using sequencing technologies in bron- latter a marker of cardiac risk64,70.
chiectasis have confirmed a key role for Pseudomonas
and Haemophilus genera55,56. Bacteria can evade antibody Immunodeficiency. Immunodeficiencies, primary or
responses through cleavage or destruction of immuno- acquired, are associated with bronchiectasis, and fail-
globulins such as IgA57, whereas P. aeruginosa may utilize ure of adequate vaccine responses to S. pneumoniae
host IgG to block the activation of complement as a or H. influenzae have been described in some patients
virulence strategy58. P. aeruginosa is a key bronchiectasis- with bronchiectasis, indicating that their immune sys-
associated pathogen, associated with poorer clinical out- tems are unable to make coordinated B cell and T cell
come and higher mortality than those associated with responses to specific antigens71. Bronchiectasis is preva-
other pathogens35,45. lent in patients with chronic lymphocytic leukaemia and
NTM are intracellular pathogens that can poten- transporter associated with antigen presentation defi-
tially cause bronchiectasis directly or infect patients ciency syndrome72. In transporter associated with anti-
with established bronchiectasis, contributing to gen presentation deficiency syndrome, the expression
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of major histocompatibility complex class I molecules eosinophils are usually associated with environmental or
is reduced, resulting in decreased antigen recognition allergic triggers and promote allergic TH2 cell-mediated
by cytotoxic CD8+ T cells, impaired immune response responses. Airway neutrophilia is observed even in stable
and subsequent microbial persistence. Thus, cytotoxic bronchiectasis, but increases during infection and exacer
T cells may play a key part in the development and pro- bations69,75,76 and contributes to disease pathogenesis
gression of bronchiectasis. Other congenital or acquired (Fig. 3). Neutrophils are recruited to the airway by chemo
immunodeficiency states, such as HIV infection, are also attractants77, and cellular migration is regulated by a
associated with the development of bronchiectasis73. series of inter-related and organized processes, including
altered surface receptor expression, increased cellular sig-
Cellular innate immunity. Airway neutrophilia is a hall- nalling and cytoskeletal manipulation in neutrophils, the
mark of bronchiectasis, although up to one-quarter of endothelium and extracellular matrix78,79. Once neutro-
patients have eosinophil-dominant airway inflamma- phils reach the airway, pathogens and the high concen-
tion74,75. The different cell populations may reflect differ- tration of inflammatory mediators trigger phagocytosis,
ent disease triggers, as neutrophils are mainly recruited degranulation and bacterial killing63. However, in bron-
by an infectious trigger and skew T cell responses towards chiectasis, despite their abundance, neutrophils fail at
T helper 1 (TH1) cell-mediated inflammation, whereas removing bacteria, largely because phagocytosis is hin-
dered through several mechanisms, including cleavage
of receptors by neutrophil elastase and secreted defensins
NE NE NE (primarily released from neutrophils) and dysfunctional
Efferocytosis
intracellular signalling induced by the inflammatory
Macrophage CD35
IgG mileu80–83. Neutrophil elastase also directly cleaves com-
C3b/C4b CD11b/CD18 FcγR plement components bound to pathogens, preventing
• IL-1β • Cathepsin G opsonization and complement activation81. Neutrophil
Pathogen
CD88 • IL-8 • MMPs elastase is normally inhibited by natural anti-proteinases,
P. aeruginosa • LTB4 • NE
• Proteinase 3
such as α1-antitrypsin and secretory leukocyte proteinase
H. influenzae • TNF
IL-17 • ROS inhibitor, but in the bronchiectasis airway, extensive neu-
NTM VCAM1 trophil recruitment and degranulation cause an excess of
Phagocytosed
C5a ICAM1 pathogen neutrophil elastase, and anti-elastase defences are hin-
Biofilm
dered by multiple mechanisms, including cleavage and
Mucus TH17 cell CD8+ T cell
inactivation of secretory leukocyte proteinase inhibi-
tor76,84. This imbalance has been reported to damage air-
way epithelia, slow ciliary beat frequency and promote
Blood mucus production76,85–87. Neutrophil elastase levels cor-
Selectin
Goblet cell
vessel relate with disease severity, lung function, radiological
findings and sputum volume and have been evaluated
PSGL-1 Epithelial cell
• IL-8 as a potential inflammatory and prognostic marker in
• MIP-2 Neutrophil Endothelial cell
• TNF stable and exacerbating bronchiectasis that responds to
antibiotic therapy44,76,87.
Fig. 3 | Microbial infection and dysfunctional immunity contribute to the Similar to neutrophils, macrophage numbers are
pathophysiology of bronchiectasis. The respiratory epithelium recruits neutrophils by increased in bronchiectasis airways86,87. Patients with
releasing pro-inflammatory signals (IL-8, macrophage inflammatory protein 2 (MIP-2; productive cough (with mucus production) seem to have
also known as CXC-chemokine ligand 2 (CXCL2)) and tumour necrosis factor (TNF)) an increased burden of macrophages and macrophage-
and increasing cell surface expression of intercellular adhesion molecule 1 (ICAM1) and derived neutrophil chemoattractants88,89. Macrophage
vascular cell adhesion protein 1 (VCAM1). C5a (from circulating complement) stimulates efferocytosis (the process in which apoptotic cells, particu-
airway macrophages to release TNF, IL-8, IL-1β and leukotriene B4 (LTB4), which promote
larly neutrophils, are cleared from the airway) is impaired
neutrophil recruitment77. Expression of CD11a/CD18 integrins on neutrophils (not
shown) and increased expression of selectin on endothelial cells promote neutrophil
in children with bronchiectasis and protracted bacterial
transmigration to the airway , where degranulation occurs. Key mediators of airway bronchitis, a forerunner of bronchiectasis90. Failure of
inflammation and destruction in bronchiectasis include reactive oxygen species (ROS), neutrophil clearance results in increased inflammatory
neutrophil elastase (NE), matrix metalloproteinases (MMPs), proteinase 3 and damage through unopposed granule product release and
cathepsin G, all of which are released by neutrophils56,76. Cleavage of neutrophil surface secondary necrosis of apoptotic cells. Neutrophil elastase
complement (CD35 and CD11b/CD18) and Fcγ receptors (FcγR; CD16 and CD32) by may impair neutrophil clearance by cleaving phosphati-
neutrophil elastase impairs opsonization and the phagocytic ability of neutrophils. The dylserine receptor from the surface of macrophages,
recognition of opsonized immunoglobulin G (IgG) targets and C3b/C4b and iC3b (not which is required for recognition of apoptotic cells91.
shown) complement components on microorganisms is also further compromised63.
Macrophages normally clear neutrophils by efferocytosis, a process impaired by
Impaired mucociliary clearance
neutrophil elastase release from excessive neutrophil degranulation in bronchiectasis.
Other airway immune cells, including lymphocytes, specifically cytotoxic T cells and
Mucociliary clearance is an important physiological
T helper 17 (TH17) cells, have a role in the pathogenesis of bronchiectasis by, respectively, self-clearing mechanism for the airway. The epithelial
downregulating major histocompatibility complex class I molecules (thereby enabling cells lining the airways have hair-like structures (cilia)
microbial persistence) and releasing IL-17 , an additional neutrophil chemoattractant207. on the surface; cilia beat in a tightly regulated manner
Ineffective microbial killing, persistent infection and inflammation coupled to to propel material towards the pharynx. Together with
mucus hypersecretion and airway epithelial damage all promote bronchiectasis. overlying mucus, cilia form the mucociliary escalator,
NTM, non-tuberculous mycobacteria; PSGL-1, P-selectin glycoprotein ligand 1. which ensures that foreign agents entering the airway are
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transported and either swallowed or expelled by cough- inflammation. Measurement of transepithelial ion
ing92. Damage to cilia and the associated mucociliary transport across the nasal epithelium (nasal potential
escalator can lead to bronchiectasis. Mucus trapping difference measurement) and CFTR mutation frequency
causes airway obstruction and dilatation and provides analyses in non-cystic fibrosis-associated bronchiectasis
a suitable environment for infection (Fig. 4). have suggested, in some cohorts, a higher than expected
Multiple factors may cause reduced ciliary beating, frequency of CFTR dysfunction103.
including cyanide produced by P. aeruginosa and neu-
trophil proteases, and deletion of airway cilia results in Other mechanisms
non-inflammatory bronchiectasis and airway hyper- Oxidative stress (structural and functional alterations
reactivity93–95. Structural airway defects can contribute induced by reactive oxygen species) and hypoxia in
to impair the function of the mucociliary escalator and, the airway are induced by consumption of nutrients by
therefore, airway clearance. Anatomical defects of the inflammatory cells and bacteria and by reduced supply of
airway, such as tracheomalacia (softening of cartilage oxygenated blood to damaged lung segments. Oxidative
that maintains patency of the trachea), bronchomalacia stress is associated with airway damage in bronchiec-
(softening of cartilage in the bronchial walls) and tracheo tasis104,105. Activated immune cells in bronchiectasis are
bronchomegaly (a rare congenital disorder charac a rich source of reactive oxygen species, and increased
terized by a widening of the upper airways), can lead H2O2 levels in exhaled breath correlate with neutro-
to bronchiectasis through deficient airway clearance, phil burden, disease severity and lung function104,105.
excess secretions and recurrent infection96,97. Microbial infection further contributes to oxidative
Genetic conditions affecting cilia and their function stress and inflammation through phagocyte recruitment,
are also implicated in bronchiectasis. PCD is an auto- lipid peroxidation and the release of the stress response
somal recessive disease leading to dysfunctional cilia protein haem-oxygenase-1 (ref.106). Vitamin D deficiency
and impaired mucociliary function54,98,99. In autosomal could also contribute to bronchiectasis pathogenesis;
dominant polycystic kidney disease, renal cysts develop however, it is unknown whether vitamin D deficiency,
because of defective cilia and ciliary polycystin-1 pro- by leading to impaired innate immunity, plays a part in
tein in renal epithelia100. Cilia of the airway epithelia also bronchiectasis or whether it is a result of bronchiectasis,
express polycystin-1, and radiology from patients with which can lead to a lack of outdoor sunlight exposure
autosomal dominant polycystic kidney disease reveals (owing to more-severe disease and reduced mobility and
that substantial numbers of these patients have bronchi- exercise capacity) and, therefore, vitamin D deficiency107.
ectasis100. CFTR variants that result in the expression of
dysfunctional cystic fibrosis transmembrane conduct- Diagnosis, screening and prevention
ance regulator (CFTR) are also proposed to influence Diagnosis
the pathogenesis of bronchiectasis, even in the absence Diagnosing bronchiectasis requires clinical awareness of
of homozygosity for CFTR variants that would result in a this disease, to prescribe the necessary tests to confirm
diagnosis of cystic fibrosis101,102. Heterozygosity for these or rule out the diagnosis and detect possible underlying
CFTR variants may have a role in the development of diseases and comorbidities. Early diagnosis enables
diffuse bronchiectasis, at least in a subset of patients101,103. earlier achievement of treatment objectives (improving
CFTR mutations can result in abnormal ion transport the quality of life (QOL) of patients and possibly halt-
in the airways, leading to airway dehydration and ing disease progression)36,108, but many patients with
bronchiectasis are diagnosed at an advanced stage.
Chronic wet or productive cough, recurrent respiratory
• Excessive mucus secretion Dysfunctional infections, persistent pneumonia or chest radiography
• Airway obstruction and dilatation
• Persistent infections
cilia changes, haemoptysis, digital clubbing and dyspnoea can
Oxidative stress occur in both adults and children and should prompt
Hypoxia diagnostic tests for bronchiectasis. The presence of other
symptoms depends on the underlying characteristics of
the aetiology and patient population.
Biofilm CFTR variants
Mucus
Medical history, symptoms and signs. In adults, the
main symptom of bronchiectasis is chronic cough
with mucopurulent sputum (up to 80% of individuals),
Blood and bronchiectasis should be suspected in individuals
Endothelial cell Epithelial cell Goblet cell vessel
with productive couch and severe COPD or asthma or
Fig. 4 | Airway obstruction, impaired mucociliary clearance and other mechanisms chronic fatigue109. As disease severity increases, other
promoting bronchiectasis. Excess mucus production and the viscosity of mucus in symptoms (for example, dyspnoea, haemoptysis, weight
bronchiectasis promote airway obstruction and, therefore, bronchial dilatation. lost and fatigue) may occur. The relative prevalence of
Dysfunctional cilia (due to genetic mutations or acquired structural damage) and the
these symptoms and signs varies among global cohorts,
associated impaired mucociliary escalator further contribute to mucus retention and
airway obstruction. Oxidative stress (predominantly from immune cells), hypoxia (from dependent on the locality, aetiology and severity of
infection and inflammatory airway damage) and dysfunctional CFTR variants promote bronchiectasis and comorbidities.
and may lead to the development of bronchiectasis. Together, these mechanisms favour The clinical findings of children with bronchiecta-
persistent airway infection, inflammation and bronchial damage, thereby perpetuating sis also vary among global cohorts. Chronic cough is
the pathogenetic mechanisms underlying bronchiectasis. the most consistent symptom (35–100% of patients)
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adults and older children (usually of >4 years of age). adults36,108,116,134. Nevertheless, despite extensive investiga-
When bronchiectasis is mild (typically with few lobes tions, the cause cannot be found in a substantial propor-
affected or only a mildly elevated BAR), lung function is tion of patients, who are then diagnosed with idiopathic
often completely normal126, particularly in children and bronchiectasis. The European Respiratory Society (ERS)
young adults with bronchiectasis living in affluent set- and Thoracic Society of Australia and New Zealand
tings. The classical spirometry abnormality associated guidelines recommend a similar standard set of tests
with bronchiectasis is an obstructive profile in which for adults with bronchiectasis36. The Thoracic Society of
airway collapse obstructs expiratory airflow, resulting Australia and New Zealand guidelines includes children
in a reduced FEV1 but normal lung volumes; a mixed and recommends a sweat test for children to identify
obstructive–restrictive pattern may also be present, with cystic fibrosis. Using an algorithm improves the ability to
both FEV1 and forced vital capacity reduced3,127. diagnose an underlying condition that leads to a change
Obtaining a lower airway secretion specimen (usu- in management134, as shown in a study in which the use
ally sputum) is another necessary component of the of an algorithm reduced idiopathic bronchiectasis as the
initial evaluation in both adults and children, particu- attributed aetiology from 42% to 29%. The additional
larly to guide antibiotic therapy and identify NTM and tests to be prescribed should be guided by the medical
P. aeruginosa. history (past and present) and clinical findings.
Bronchoscopy is not required routinely in adults who
are able to spontaneously expectorate sputum for micro- Prognosis
biology assessment, but may be useful if foreign body There is a large variation in prognosis, with some
obstruction is suspected or to evaluate patients who are patients having mild bronchiectasis for many years and
unable to provide good-quality sputum samples116. Some others progressing rapidly with frequent exacerbations
centres undertake bronchoscopy in children routinely, and accelerated lung function decline34,76. The reversi-
for lower airway assessment and to exclude foreign bod- bility of radiologically defined bronchiectasis (which is
ies; information from bronchoscopy helped to guide defined when the increased BAR has returned to normal
antibiotic or corticosteroid treatment in 41% of cases128. values) is possible when the cylindrical bronchiectasis
In two systematic analyses of bronchoscopic findings in is treated early (Fig. 6). This has been described in chil-
children129,130, five airway lesions were described, ranging dren but is almost certainly also true in adults. In one
from bronchitis to an obliterative lesion, and the extent study, bronchial dilatation resolved completely in 6 out
of disease on CT correlated to the type of airway lesion. of 21 children with radiologically defined bronchiecta-
sis when HRCT scans were repeated 2–43 months fol-
Severity scores lowing intensive medical therapy135. In addition, when
There are no specific disease severity scoring systems primary immunodeficiency disorders are diagnosed
for children with bronchiectasis, but prognostic and early and optimally managed, bronchiectasis is not a
severity scores have been developed in adults3,9,131. The consequence136, and if already present, bronchiectasis
two scores that have been most extensively studied are can improve with optimal treatment (Fig. 6).
the Bronchiectasis severity index (BSI) and the FACED Mortality risk in bronchiectasis can be thought of as
score3,131. The BSI was developed and validated in a pro- an interaction between age, lung damage, lung infection,
spective multicentre European study of >1,000 patients disease activity and comorbidities. Thus, assessment of
and was specifically designed to predict not only mortal- outcome should take into account the measurement of all
ity but also hospital admissions and future exacerbations of these components, in both adults and children. Lung
and to identify patients with worse QOL3,9,132. The BSI damage may be considered in terms of functional capacity
has been shown to be a robust and reproducible marker (which can be measured through the Medical Research
of disease severity and adverse outcomes in multiple Council Dyspnoea score or other measures of functional
studies across Europe, Asia and the United States3,9. impairment), the extent of disease on CT scan or lung
The FACED score is an acronym for FEV1, age, colo function testing. Disease activity is best evaluated by the
nization with P. aeruginosa, extension of radiological frequency of exacerbations and severe exacerbations.
bronchiectasis and dyspnoea. Although it contains Comorbidities may be causes of bronchiectasis (such as
similar variables to the BSI, it attributes a higher propor- rheumatoid arthritis) or unrelated diseases, such as car-
tion of points to age and does not include exacerbations. diac disease3,27,33,45,76. Thus, patients with frequent exacer-
The FACED score predicts mortality but has not bations, a high symptom burden, old age, more-extensive
performed well as a predictor of morbidity in most radiological disease and chronic infection, particularly
validation studies9. with P. aeruginosa, are the patients with the most rapid
clinical decline. Among these risk factors, exacerbations
Evaluation of possible underlying diseases seem to be the most important modifiable risk34.
Upon confirming the presence of bronchiectasis, patients It is highly likely that factors other than the under
should also be evaluated for possible underlying dis- lying aetiology and the discussed mortality risks also
eases3,15,27. Bronchiectasis is a heterogeneous disease affect outcomes; examples include access to health care,
and is associated with multiple underlying aetiologies, the efficacy of (and adherence to) interventions, the
coexisting diseases and overlapping syndromes15,27,33,36,133 severity of bronchiectasis when first diagnosed43 and
(Table 1) that vary among regions (Fig. 2). The search for patient and social factors137. This is clearly described in
the underlying diseases is clinically important, as the the paediatric literature, in which early diagnosis and
aetiology guides clinical management in children and appropriate interventions can alter the natural history.
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Screening and prevention trials, some believe that little can be done to prevent
As disease confirmation requires a CT scan (thus expo- the disease and its progression. Preventive strategies
sure to radiation), population screening is not advocated largely relate to preventing acute respiratory infections
when symptoms are absent. However, one Korean-based (summarized in Box 1).
study that included screening for bronchiectasis as part
of a health-screening programme reported that 9.1% of Management
the 1,409 adults (23–88 years of age) examined had radio The treatment of bronchiectasis aims at stopping the
logical bronchiectasis138. Although they were previously self-p erpetuating pathogenetic mechanisms. This
undiagnosed, 54% of the individuals that were identi- approach includes strengthening the mucociliary esca-
fied to have bronchiectasis had respiratory symptoms, lator, reducing airway inflammation and eradicating
which may indicate that the bronchiectasis was clinically bacterial infections (if present)36. As bronchiectasis can
relevant, and 15% had a previous history of tuberculo- result from several specific conditions (Table 1), the first
sis. These results suggest that screening with CT could key step in treatment is identifying and treating the
identify unrecognized bronchiectasis in adults, and the underlying disorder, while also optimally managing
increasing use of CT for other screening programmes comorbid conditions.
(such as lung cancer screening) is likely to identify bron-
chiectasis in a high proportion of patients. No interna- Airway clearance methods
tional guidelines currently suggest population screening The rationale for promoting airway clearance is removing
for bronchiectasis. purulent secretions from the airways, which ameliorates
Since the 1940s, clinicians have recognized that bron- the inflammation and improves control of symptoms
chiectasis is reversible when treated early. Nevertheless, such as sputum production and mucus plugging92,139–141.
in the absence of evidence from randomized controlled Several studies have demonstrated the benefits of
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to be dose related155. In addition, NTM infection should increases the rate of exacerbations44. Inhaled antibiotics
be excluded before macrolide treatment, to avoid the are only used in patients with confirmed bacterial air-
risk of inducing macrolide-resistant NTM157. The pos- way infection and are often restricted to patients with
sibility of less common adverse effects, such as hearing P. aeruginosa infection158–162. Tobramycin, colistin and
loss and cardiovascular adverse effects, should also be gentamicin are the most commonly used in clinical prac-
considered152. The development of antibiotic resistance tice. However, randomized trials have given conflicting
in oropharyngeal or sputum bacteria is a concern, but data on the effectiveness of inhaled antibiotics. All of the
no data are yet available on whether macrolides lose effi- trials discussed below were conducted in adults.
cacy in patients with bronchiectasis with time as a result In a double-blind randomized controlled study
of long-term use. Studies with a follow-up time >1 year on 74 patients with bronchiectasis and P. aeruginosa
would be required to verify this hypothesis. infection163, P. aeruginosa was eradicated in 35% of the
patients who received tobramycin solution for inhalation,
Inhaled antibiotics whereas there was no change in the placebo group. The
The main objective of using inhaled antibiotics in bron- adverse effects, such as cough, dyspnoea, wheezing and
chiectasis is the reduction of bacterial load, as high bac- non-cardiac chest pain, were more frequent in patients
terial loads increase the local and systemic inflammatory receiving tobramycin solution for inhalation, but these
response, which worsens symptoms of the disease and symptoms did not limit therapy. Increased respiratory
symptoms with tobramycin have been reported in other
Box 1 | Major preventive measures for the development of bronchiectasis trials164,165. Approximately 10% of patients treated with
inhaled antibiotics seem to experience bronchospasm,
In utero strategies
with rates reported in trials of tobramycin or gentamicin
• Improving fetal health: improves in utero lung development, thereby preventing
higher than those reported for other drugs166.
intrauterine growth restriction, fetal intrathoracic space, intrauterine infection or
inflammation198; in utero alterations in lung structure and function can influence
In a randomized controlled study of colistin in
future respiratory outcomes198 patients with bronchiectasis and chronic P. aeruginosa
• Preventing tobacco smoke exposure: improves in utero lung development, alters
infection, the primary end point was not met, as the
immune development and programming, thereby reduces the risk of acute respiratory median time to first exacerbation was not significantly
infections (ARIs)199; infants born to mothers who smoked during pregnancy have different between the colistin and placebo groups
diminished lung function, altered respiratory chemoreception and increased risk of ARIs (165 days and 111 days, respectively)158. P. aeruginosa
• Preventing prematurity: prematurity is associated with increased ARIs, reduced lung density was reduced after 4 weeks and 12 weeks, and
function and increased risk of chronic obstructive pulmonary disease (COPD), and is a the QOL was improved after 26 weeks in the colis-
risk factor for the development of bronchiectasis200 tin group compared with those receiving placebo158.
Postnatal strategies Although the study failed to meet its primary end point,
colistin is widely used in Europe and worldwide for the
• Encouraging breastfeeding: passive transfer of immunoglobulins through breast milk
reduces ARIs; a case–control study found that breastfeeding was a protective factor control of chronic P. aeruginosa infection in patients
for bronchiectasis201 with bronchiectasis158.
• Preventing tobacco smoke exposure and active smoking: reduction of passive smoke
A randomized controlled trial of nebulized gen-
reduces the risk of ARIs, asthma, impaired lung development and the risk of COPD. tamicin in patients with bronchiectasis showed that,
Systematic reviews have shown increased risk of COPD in adults who smoke and after 1 year, there was reduced sputum bacterial density
increased risk of ARIs and reduced lung function in children exposed to smoke202 in the gentamicin arm, with a 30.8% eradication rate in
• Reducing exposure to pollution (for example, biomass combustion and other air patients with P. aeruginosa infection and 92.8% eradi-
pollution): reduces the risk of respiratory disorders, COPD, respiratory infections and cation rate in those with other pathogens. Thus, long-
possible bronchiectasis exacerbations187 term gentamicin therapy provides substantial benefit in
• Reducing overcrowding: overcrowding is a risk factor for ARIs203 bronchiectasis, but ongoing efficacy requires continu-
• Vaccinations (influenza and pneumococcal): prevent early and/or recurrent ARIs. ous treatment, as clinical parameters deteriorated after
Reduction in the prevalence of bronchiectasis with childhood vaccines (for example, stopping the drug, during the 3 months off-treatment
measles and pertussis)203 follow-up period167. This relapse is probably explained
• Optimizing nutrition: poor nutrition is associated with defective immune function by the fact that studies consistently show that inhaled
and susceptibility to infections203. Vitamin D supplementation protects against ARIs, antibiotics do not completely eradicate the infection and
especially those who have deficiency107 bacterial loads return to baseline levels within 1 month
• Early treatment of chronic wet or productive cough: reduces the effects of chronic of discontinuing the drugs.
airway infection and inflammation; chronic cough duration correlates with reduced Efficacy of aztreonam solution for inhalation was
lung function and worse radiology bronchiectasis scores in children and adults. Early assessed in two double-blind, multicentre, placebo-
treatment arrests processes leading to bronchiectasis47,204 controlled phase III trials designated AIR-BX1 and
• Early detection of aetiologies that can lead to bronchiectasis: in children at risk of AIR-BX2 (ref.159). The primary outcome of both studies
bronchiectasis, early treatment of their risk factor (such as ARIs) prevents the was the QOL score, as measured by a newly developed
development of pneumonia and bronchiectasis bronchiectasis-specific QOL measure: the QOL ques-
• Improving oral health: reduces aspiration of oral bacteria and, therefore, reduces tionnaire bronchiectasis respiratory symptoms score
ARIs. Improving oral hygiene reduced pneumonia-related mortality and non-fatal (QOL-B-RSS)159. The difference between aztreonam
episodes in hospitalized elderly people and nursing home residents205 and placebo for the adjusted mean QOL-B-RSS change
• Improving socioeconomic determinants: bronchiectasis has a higher prevalence in from baseline score was not clinically meaningful in
less-affluent settings206. Low socioeconomic status is associated with chronic either AIR-BX1 or AIR-BX2 studies. Increased adverse
respiratory disease
effects were observed in the aztreonam arm compared
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with placebo, including dyspnoea, cough and increased reduce neutrophilic inflammation by reducing neutro-
sputum. In conclusion, aztreonam did not provide sub- phil recruitment to the lung, for example, with antago
stantial benefit in patients with bronchiectasis in this nists of C-X-C chemokine receptor type 2 (CXCR2).
trials; by contrast, aztreonam therapy is successful in This approach did reduce sputum neutrophil count
cystic fibrosis, suggesting the need for further placebo- but seemed to increase the risk of infections in a small
controlled studies to establish the clinical benefit of this randomized controlled trial171. Approaches that aim to
inhaled antibiotic159. reduce neutrophil numbers are unlikely to be success-
Two inhaled ciprofloxacin preparations have recently ful, as neutrophils are required for the control of air-
been evaluated: a dry powder formulation and a lipo- way infection — removing these cells leads to increased
somal formulation. Two randomized controlled trials infections, as demonstrated by a trial of a leukotriene
(RESPIRE 1 and RESPIRE 2) of dry powder ciprofloxa- B4 antagonist in patients with cystic fibrosis, in which
cin failed to show consistent significant benefits in terms the drug increased the number of infections and caused
of the primary outcomes of frequency of exacerbations FEV1 decline175. Alternative approaches that modulate
or time to first exacerbation160–162. Two trials of cyclical rather than inhibit inflammatory functions may be
treatment with ARD-3150 (an inhaled formulation of more successful. Inhibitors of neutrophil elastase have
ciprofloxacin containing liposome-encapsulated cipro- been tested in a small proof-of-concept study and a
floxacin and free ciprofloxacin) also had inconsistent significant improvement in FEV1 was observed, with
results in terms of their primary end point of time to first trends towards improvement in QOL, but larger studies
exacerbation, with one trial showing a significant pro- are required172.
longation of time to first exacerbation but no significant
difference in the replicate trial. Pooled data from both Surgery and transplantation
trials showed a significant reduction in the more-relevant Although surgical resection of affected lung sections was
clinical end point of frequency of exacerbation 168. used extensively in the past, its role is now limited to
Treatment was safe and well tolerated. severe localized bronchiectasis in which medical man-
In conclusion, inhaled antibiotics may be beneficial agement has failed or to specific complications, such
in some patients with bronchiectasis, but the optimal as severe haemoptysis36. In a meta-analysis of carefully
patient population has not been identified. Although selected patients with localized bronchiectasis and who
the ability of antibiotics to reduce bacterial load has were assessed as being suitable for surgery, the pooled
been demonstrated for all inhaled antibiotics, this effect mortality was 1.4%, with a postoperative morbidity
is not consistently associated with an improvement in rate of 16.2%. Surgery completely alleviated symptoms
symptoms or exacerbations. in 71.5% of patients176. Close collaboration between
expert physicians and surgeons is mandatory if surgery
Inhaled corticosteroids and inhaled bronchodilators is considered.
Whereas inhaled corticosteroids and bronchodilators The success of medical therapy means that bronchiec-
have an established role in the management of asthma tasis is now an infrequent indication for lung transplan-
and COPD169, their use in bronchiectasis is currently tation. A report from a UK transplant centre identified
controversial. The ERS and the Thoracic Society of 42 patients with bronchiectasis receiving transplanta-
Australia and New Zealand guidelines suggest consider- tion over a 23-year period. Consistent with indication
ing bronchodilators in patients with bronchiectasis with for transplant in other respiratory diseases, the major
symptoms of breathlessness or features consistent characteristics of this bronchiectasis cohort were severe
with asthma36,108. Both guidelines recommend against lung function impairment (mean 22% FEV1 predicted)
the use of inhaled corticosteroids, except in patients with severe disability. Outcomes were favourable, with
with coexisting asthma or COPD; nevertheless, inhaled survival of 74% at 1 year and 48% at 10 years177.
corticosteroids are commonly used in clinical practice.
An updated Cochrane review of seven randomized con- Quality of life
trolled trials in adults with bronchiectasis found that Daily symptoms and fatigue, shortness of breath and
inhaled corticosteroids did not improve lung function, productive cough with unexpected exacerbations are a
exacerbation frequency or QOL170. detriment to the physical and mental health of patients
with bronchiectasis178,179. Symptoms also interfere with
Anti-inflammatories both work and social events; in particular, the produc-
Although bronchiectasis is an inflammatory disorder, tive cough is often reported by patients to be publicly
our understanding of the inflammatory processes lead- embarrassing. Finally, the progressive and incurable
ing to bronchiectasis is limited, and this is probably nature of bronchiectasis is a source of stress and anx
the reason why anti-inflammatory therapy has been iety180. Medical care utilization and expenditures are also
unsuccessful to date171–174. In a randomized controlled a burden for patients with bronchiectasis, as they incur
trial assessing the role of atorvastatin in adult patients more frequent outpatient visits, longer hospitalizations
with clinically significant bronchiectasis and ≥2 exacer and more antibiotic therapy than age-matched controls
bations in the past year, high-dose atorvastatin was with other chronic diseases (for example, diabetes mel-
associated with a significant improvement in cough174. litus, coronary disease and HIV infection)181. Of note,
However, in a similar trial in patients with P. aeruginosa bronchiectasis also imposes a substantial burden on
infection, there was no improvement in cough173. Many caretakers of patients; compared with the general popu
anti-inflammatory approaches have attempted to lation, mothers of children with bronchiectasis report
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increased anxiety, stress and depression, which worsen modern ‘omics’ technologies is beginning to identify
during exacerbations and are independent of the severity key pathological and microbial changes. Although
of disease182. 20–40% of patients are still diagnosed with idiopathic
Patient-reported outcome (PRO) questionnaires are bronchiectasis15, the increasing availability of exome and
self-administered tools that measure the HRQOL from whole-genome sequencing is enabling the identification
the perspective of the patient. PRO questionnaires can be of genetic variants that cause bronchiectasis, including
completed at different time points to measure the effect PIK3CD mutations that cause the primary immuno-
of an intervention (for example, an antibiotic), event (for deficiency known as activated PI3Kδ syndrome 186.
example, exacerbation) or disease feature (for example, A key question is how the immune response becomes
the presence of P. aeruginosa infection). In contrast to dysregulated in bronchiectasis. Airway innate immune
diseases (such as hypertension or diabetes mellitus) that responses are rapid and respond to foreign invasion
can be monitored by parameters that can be measured in tandem with pathogen-specific adaptive responses. In
objectively, bronchiectasis symptoms are overall sub- healthy individuals, inflammation resolves and the patho
jective. Thus, HRQOL measurements through PRO gen is cleared; however, in bronchiectasis, an exagger-
questionnaires have enabled clinicians and research- ated response, coupled to resolution and repair failure,
ers to measure the adverse effects of these subjective results in the accrual of a harmful mixture of mucus,
symptoms and gauge which ones are most important to pathogens and immune cells in the airway, further
the patient. The US FDA and the European Medicines damaging host tissue and creating an environment that
Agency embrace the use of PRO measures. Several PRO favours perpetuation of the pathogenetic mechanisms.
questionnaires have been validated and used as primary
and secondary outcomes in clinical trials of bronchiecta- Patient selection
sis drugs. The QOL-B questionnaire and the St George’s One of the greatest challenges in bronchiectasis, as out-
Respiratory Questionnaire can be used to assess overall lined in this Primer, is that the majority of clinical trials
QOL, and the Parent-proxy cough-specific QOL and the of this condition have failed. Mortality is not a useful
Leicester cough questionnaire can be used to assess clinical end point for bronchiectasis trials, and more-
the effect of cough183. relevant clinical end points that could be modified with
Small studies investigating the effect of exacerbations therapy (such as the frequency of pulmonary exacerba-
on patients with bronchiectasis demonstrate a measurable tions and hospital admissions and QOL) could better
decrement in HRQOL scores during exacerbations184. reflect the severity of disease43,160–162,187. The failure of
After treatment with an antibiotic, HRQOL improves previous clinical trials in patients with bronchiectasis
beyond steady-state scores159,184 and remains above could also reflect an inability to correctly select those
steady-state levels even when inflammatory markers patients who are most likely to benefit from the treat-
rise again185. However, in large clinical trials of inhaled ment (for example, those most likely to experience an
antibiotics, HRQOL performance has been inconsist- exacerbation or whose underlying aetiology is likely
ent. For example, in the RESPIRE trials160–162, the treat- to respond to that specific treatment)43. To address
ment arms that showed reduction in exacerbations did this issue, large international registries, such as the
not measure improvement in HRQOL scores. In some European Bronchiectasis Registry at the EMBARC, are
instances, the St George’s Respiratory Questionnaire and providing key data on the natural history of bronchiec-
QOL-B questionnaire yielded discordant results160,161. tasis that will be required to validate clinical trial end
The underlying reason for these varying results probably points, such as QOL and exacerbations10,41,178,188. The
represents more than a difference in medications. Rather, identification of clinical phenotypes (groups of patient
it may be the heterogeneous nature of the population of characteristics that are associated with a specific clini
patients with bronchiectasis1. In addition, the influence cal outcome) will help to selectively include in trials
of socioeconomic and/or ethnic differences on HRQOL the patients who are more likely to have bronchiectasis-
has not yet been addressed in bronchiectasis. There are associated events for example, the frequent exacerbator
currently no FDA-approved therapies for bronchiec- phenotype includes patients who consistently exacer-
tasis, in part because HRQOL results are mixed, and bate over time and have poor clinical outcomes as a
the lack of approved therapies probably compounds the result34,189,190. However, multiple underlying biological
HRQOL problem. processes may be responsible for a specific pheno-
type34,74,191,192. Endotyping refers to identifying under
Outlook lying biological processes that can be measured and are
Several questions in bronchiectasis, from pathophysio associated with specific clinical outcomes or treatment
logy to long-term management, remain unanswered; in response192,193. Examples of candidate endotypes include
2016, the EMBARC published a list of 55 key research patients with increased neutrophil elastase levels in spu-
priorities identified from a survey of bronchiectasis tum, who have worse clinical outcomes with faster lung
experts and >700 patients from across Europe8. function decline and may theoretically be more likely
to respond to antibiotic treatment or to direct inhibi-
Pathophysiology tion of elastase77. Other endotypes are represented by
Research into the pathophysiology of the disease is patients with elevated airway bacterial load, who may
greatly limited by the lack of an available animal model be more likely to respond to inhaled antibiotics, or those
that reproduces key features of the syndrome; however, with increased blood eosinophil counts, who may be
the study of patients with early bronchiectasis using more likely to respond to inhaled corticosteroids194–196.
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The concepts of phenotypes and endotypes require is required and will be achieved by the development of
prospective testing in trials. biomarkers and stratification tools that can be used in
clinical practice and preferably at the point of care43,192,193.
Management Finally, therapeutic development in bronchiectasis
Multiple new therapies are in development for bronchi- has, until now, focused exclusively on end-stage disease.
ectasis, including new antibiotics, but also new appro However, bronchiectasis and even ‘pre-bronchiectasis’
aches, such as inhibition of dipeptidyl peptidase 1, (in which the clinical syndrome is evident before the
which activates neutrophil serine proteases in the bone development of radiological bronchial dilatation) can
marrow197. Drugs designed to improve mucociliary be recognized early, and the airway dilatation that
clearance include CFTR modulators or correctors and defines bronchiectasis is likely to be a consequence of
epithelial sodium channel inhibitors43, whereas immuno- the underlying pathology rather than the cause of the
modulators currently being tested include granulocyte– disease. Patients with an initial inflammatory process
macrophage colony-stimulating factor, neutrophil associated with airway infection and neutrophilia can
elastase inhibitors, roflumilast (a phosphodiesterase increasingly be recognized and treated before airway
type 4 inhibitor) and vitamin D supplementation66,107. dilatation develops. Prevention is better than cure, and
The possible role of these therapies has recently been ultimately, the solution to the increase in bronchiectasis
extensively reviewed43. prevalence may be to refocus efforts towards effective
New pathogenetic pathways, particularly of inflam- recognition and prevention.
matory and ciliary dysfunction, are being identified and In summary, bronchiectasis is a common, disabling
are likely to lead to many new therapeutic opportunities. chronic lung disease caused by a wide range of under-
Unravelling the heterogeneity of bronchiectasis is the lying disorders. The renewed interest in bronchiectasis
key research priority in bronchiectasis, as none of the has brought new understanding to its pathophysiology,
therapies in current development is likely to be appropri- new clinical trials and better ways of evaluating QOL
ate for all patients, and even antibiotics, which have been and patient prognosis. All clinicians should be aware of
the mainstay of therapy since their widespread availa- the principles of managing this disorder in adults and
bility in the 1950s, are only required for some patients children, and scientists should view this disease as a field
and their use in patients who do not need them could ripe for new discoveries in pathogenesis and therapy.
contribute to the development of antibiotic resistance
without giving clinical benefits. Personalized medicine Published online xx xx xxxx
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